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Separation of Powers Cases
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Non-Delegation Doctrine
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JW Hampton
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Intelligible Principle Test: A delegation is permissible when Congress lays down by legislative act an intelligible prinicple to which the person or body authorized to fix such rates is directed to conform
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Schechter Poultry & Panama Refining
unconstitutional delegation of legislative power
unconstitutional delegation of legislative power
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A broadly stated set of stautory purposes was not sufficient to save the statue from invalidation under the nondelegation doctrine
Problem with both cases is that the President could legally decline to take action under any set of circumstances
Problem with both cases is that the President could legally decline to take action under any set of circumstances
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Industrial Union Departmnet, AFL-CIO v American Petroleum Institute ( Benzene Cases)
Non-delegation as statutory interpretation
Non-delegation as statutory interpretation
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This is a non deferential aggressive construe of the statue to avoid the non delegation doctirie.
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Rehnquist
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Argued that the Statue violats the non-delegation doctrine because the agency's choice of when to pursue the goal of a virtually risk-free workplace is statutorily unconstrained
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Rehnquist wants to reinvigorate the nondelegation doctrine
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1. Forces Congress to makes important policy choices
2.Increases guidance under which agencies act
3. facilitates judicial review by requiring more definite statutory standards against which courts can measure administrative decisions
Rehnquist failed
2.Increases guidance under which agencies act
3. facilitates judicial review by requiring more definite statutory standards against which courts can measure administrative decisions
Rehnquist failed
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Reaffirmation of the intelligible principle test
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see American Trucking Case
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Congressional Control of Admin Agency Cases
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Chadha
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One house legislative veto was unconstitutional.
It looks like judicial review of the Atty generals decision in the case because the house was exercising judicial powers when it tried to overturn the deportation.
It looks like judicial review of the Atty generals decision in the case because the house was exercising judicial powers when it tried to overturn the deportation.
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After Chadha
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Congress's only constitutional method of legally nullifying agency action is through legislation that passes both houses of Congress is presented to that President
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Buckley v Valeo
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Only officers of the United States May exercise authority under the laws of the US
Such officials must be appointed in accordance with the Appointments Clause
Such officials must be appointed in accordance with the Appointments Clause
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Buckley v Valeo: Legislative Officials Appointment
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Congress may participate in the appointment of officials who act "merely in aid of legislation"
Ex: Officers who gather information, or do research to help Congress decide how to legislate
Any officer appointed by Congress may not exercise aurhoity under the laws of the US
Ex: Officers who gather information, or do research to help Congress decide how to legislate
Any officer appointed by Congress may not exercise aurhoity under the laws of the US
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Buckley v Valeo: Congressional Impeachment
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Congress can only participate in removal via impeachment and conviction
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Humprehys Executor
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Congress's restricting removal of administrative officials to "good cause"
. "Quasi-legislative/quasi-judicial functions .) can only be removed for cause, because these agencies are intended to be independen
. "Quasi-legislative/quasi-judicial functions .) can only be removed for cause, because these agencies are intended to be independen
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Myers
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Purely executive functions" can be removed at the President's discretion
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Weiner
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Inferior officials" (e.g., political civil service, protected civil service, special statute protected) can only be removed for cause (Weiner)
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Morrison v Olson
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Congress may delegate the removal power to an official under presidential control
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Executive Control of Admin Agency Cases
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Morrison v Olson supra
Morison factors are not exclusive
Morison factors are not exclusive
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Inferior officers can be removed for cause
Even though prosecutor didnt have a boss, Relied on the limited scope and duration of the counsel's appointment and the AG removal power
Even though prosecutor didnt have a boss, Relied on the limited scope and duration of the counsel's appointment and the AG removal power
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Edmond
Work was not limited in scope or duration but
Work was not limited in scope or duration but
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their work was " directed and supervised at some level by others who were appointed by Presidential nomination with the advice and consent of the Senate"
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Freytag
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Employee's Standard: Low-level officials who are employed by the federal government but exercise no discretion or authority to administer federal law
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Morrison Removal Power
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Greatly increases Congress's power to restrict the President's ability to remove executive branch officials
May restrict as long as the Presidents ability to carry out his duties are not compromised
May restrict as long as the Presidents ability to carry out his duties are not compromised
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OMB
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Every President Since Carter has required agencies to participate in a centralized review of regulatory proposals
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OMB Requirements
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Must perform a Cost-benefit analysis
Budget requests are channeled through OMB
General Supervisory power
Budget requests are channeled through OMB
General Supervisory power
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Line Item veo: in
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Line Item Veto is unconstitutional
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Adjudication within Admin Agencies: Non Article III judges
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Public Rights cases
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Crowell v Benson
First Private Rights CasePrivate Rights within administrative agencies may only occur under certain circumstances
First Private Rights CasePrivate Rights within administrative agencies may only occur under certain circumstances
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De novo judicial review for questions of law and questions of jurisdictional fact. We dont know if thats still good law
Held Art. III allowed deferential judicial review of an agency's factual determinations concerning the details of employees claims:
1. Agency function is similar to masters and juries who often aid Art III judges in their fact finding
2. Assigning the fact finding to an agency might actually preserve judical power by not overwhelming the courts, while maintaining control through de novo review of questions of law and deferential reiview of the facts
Held Art. III allowed deferential judicial review of an agency's factual determinations concerning the details of employees claims:
1. Agency function is similar to masters and juries who often aid Art III judges in their fact finding
2. Assigning the fact finding to an agency might actually preserve judical power by not overwhelming the courts, while maintaining control through de novo review of questions of law and deferential reiview of the facts
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CFTC v Schor: Pragmatic Test
1.Particularized area of law
2.Court Enforcement
3. Judicial Review
1.Particularized area of law
2.Court Enforcement
3. Judicial Review
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1. More likely to be consitutional if it invovles a particularized area of law related to a federal reg scheme
2. Any judgement in a private rights dispute should be enforceable only by order of an Art III court
3. Judicial reivew of private rights disputes should be available in article III courts. Questions of Law, de novo review is prefered
2. Any judgement in a private rights dispute should be enforceable only by order of an Art III court
3. Judicial reivew of private rights disputes should be available in article III courts. Questions of Law, de novo review is prefered
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Availability of Judaical Review of Admin Decisions
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Questions of Fact
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Universal Camera
Only applies to formal adjudications/rulemaking
Only applies to formal adjudications/rulemaking
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Holds that circuit courts are to be less deferential and more independent. Can't just look for scintilla of evidence - must determine if substantial in relation to entire record
Reviewing Court must take the initial decisoinmaker's opinion into account when deciding whether the agency's conclusions are supported by substantial evidence
Reviewing Court must take the initial decisoinmaker's opinion into account when deciding whether the agency's conclusions are supported by substantial evidence
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Allentown Mack
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When an agency announces a rule in an adjudicatory process, it must apply the rule as written
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Woodby vs. INS
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The Allentown Mac Move Steps
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1. a party who lost before the agency focuses on a "finding of fact" which is based on the agency's application of some rule-of-thumb respecting the evidence
2. The reviewing court is convinced to pull that rule-of-thumb out as a device for "disguising policy-making as fact-finding" and non-deferentially rejects it (on substantive or procedural grounds)
3.The reviewing court then reconsiders the evidence (in light of its rejection of the rule-of-thumb), determining that the agency's finding was not supported by substantial evidence.
2. The reviewing court is convinced to pull that rule-of-thumb out as a device for "disguising policy-making as fact-finding" and non-deferentially rejects it (on substantive or procedural grounds)
3.The reviewing court then reconsiders the evidence (in light of its rejection of the rule-of-thumb), determining that the agency's finding was not supported by substantial evidence.
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Effect of "The Allentown Mack Move"
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(a) The reviewing court rather than the agency makes the decision on the rule issue (relative empowering of reviewing court), and
(b) The policy issue is decided on a case-by-case basis rather than by rule, thereby reducing the "rigidity" (and so also the "predictability") of the statutory-regulatory structure.
(b) The policy issue is decided on a case-by-case basis rather than by rule, thereby reducing the "rigidity" (and so also the "predictability") of the statutory-regulatory structure.
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Woodby Move Steps
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1. lawyer representing a party who lost before the agency focuses on a "finding of fact" by the agency under which a critical procedural decision, e.g., the burden of persuasion, whether gov't witness must testify orally, was made on a case-by-case basis;
2. The reviewing court is convinced to pull that buried procedural issue out and to treat it as a question of law
3. The reviewing court non-deferentially decides that question of law (perhaps as a matter of 'procedural due process', perhaps as a matter of statutory interpretation), thereby fashioning a rule respecting the procedural issue which is applicable to a broad class of cases before the agency.
2. The reviewing court is convinced to pull that buried procedural issue out and to treat it as a question of law
3. The reviewing court non-deferentially decides that question of law (perhaps as a matter of 'procedural due process', perhaps as a matter of statutory interpretation), thereby fashioning a rule respecting the procedural issue which is applicable to a broad class of cases before the agency.
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Effect of "The Woodby Move"
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(a) The reviewing court rather than the agency makes the decision on the procedural issue (relative empowering of reviewing court), and
(b) The procedural issue is decided by rule rather than on a case-by-case basis, thereby reducing the "flexibility" (increasing the "rigidity") of the statutory-regulatory structure.
(b) The procedural issue is decided by rule rather than on a case-by-case basis, thereby reducing the "flexibility" (increasing the "rigidity") of the statutory-regulatory structure.
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Questions of Law
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Hearst
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Agency decisions are affirmed if they enjoy " warrant on the record" and a "reasonable basis in law"
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Holly Hill
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Traditionally, courts have decided issues of statutory authority without deferring to an agency's interpretation of its enabling act
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Chevron
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Effects of Deferential Chevron
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A very substantial empowering of agencies (and, ordinarily, the White House) and a correlative disabling of the lower federal courts;
Increased statutory/regulatory flexibility as agencies are able to alter rules without the need for statutory amendments when conditions, priorities, policies, and Administrations change
Increased statutory/regulatory flexibility as agencies are able to alter rules without the need for statutory amendments when conditions, priorities, policies, and Administrations change
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Difference between deferential and non-deferential
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If you want the court to defer- you want them to take the easy route and say the statute has the ordinary meaning.
if you don't want the court defer to the agency then you say that they should use all of the traditional tools of statutory construction to figure out what they think the statute says.
if you don't want the court defer to the agency then you say that they should use all of the traditional tools of statutory construction to figure out what they think the statute says.
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Non-deferential Chevron: Car
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Effects of Non-Deferential Chevron:
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A relative empowering of the lower federal courts and a correlative disabling of the agencies (and, often, the White House)
This way empowers congress because the Whitehouse has to get their help when making changes. There will be more conflicts among the circuits. This is the basic structure you now have.
This way empowers congress because the Whitehouse has to get their help when making changes. There will be more conflicts among the circuits. This is the basic structure you now have.
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Skidmore
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Kent vs. Dulles-
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The reviewing judge looks to see whether a "dear, dear interest" is injured or put at risk by the agency action;
If the answer to (1) is 'yes', the reviewing judge looks to determine whether Congress in enacting the statute authorized the agency (expressly or by implication) to injure that "dear, dear interest" in the way the agency has injured it;
If the answer to (2) is 'no', the court holds that the agency has acted beyond its authorized powers (ultra vires), that the agency action is therefore void, and that the decision on the matter is remanded back to Congress to deal with by statute.
If the answer to (1) is 'yes', the reviewing judge looks to determine whether Congress in enacting the statute authorized the agency (expressly or by implication) to injure that "dear, dear interest" in the way the agency has injured it;
If the answer to (2) is 'no', the court holds that the agency has acted beyond its authorized powers (ultra vires), that the agency action is therefore void, and that the decision on the matter is remanded back to Congress to deal with by statute.
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Effect of "The Kent v. Dulles Move"
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The reviewing court strikes the agency action while avoiding the heat of non-deferentially using heavy-duty Constitutional weapons, (though perhaps only until a later day);
The tough policy issue is allocated to Congress and the President, jointly, to decide by way of enacting or amending a statute;
A large measure of policy flexibility over time is accommodated as the decision on the tough policy issue is decided by statute rather than as a Constitutional matter and so can be changed by statute rather than by amending the Constitution or convincing the Court to overrule itself on a Constitutional question
The tough policy issue is allocated to Congress and the President, jointly, to decide by way of enacting or amending a statute;
A large measure of policy flexibility over time is accommodated as the decision on the tough policy issue is decided by statute rather than as a Constitutional matter and so can be changed by statute rather than by amending the Constitution or convincing the Court to overrule itself on a Constitutional question
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U.S. v. Mead
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Deferential Chevron when:
• Congress delegated authority to the agency generally to make rules carrying the force of law
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• tthe agency interpretation claiming deference was promulgated in the exercise of that
authority
• Congress delegated authority to the agency generally to make rules carrying the force of law
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• tthe agency interpretation claiming deference was promulgated in the exercise of that
authority
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Use Non-Deferential Chevron when:
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he agency interprets a statute in contexts where no such delegated authority is apparent