question
Citizens to Preserve Overton Park v. Volpe's standard of review
answer
whether the agency's actions were arbitrary, capricous, an abuse of discretion, or otherwise not in accordance with the law- de novo review
question
whether the requirements of 4(f) have been met (overton park)
answer
1. if "feasible and prudent" alternative route exists
2. if no such route is available, the statutes allow him to prove construction through parks only if there has been "all possible planning to minimize harm"
2. if no such route is available, the statutes allow him to prove construction through parks only if there has been "all possible planning to minimize harm"
question
substantial evidence test under the APA (overton park)
answer
authorized only when the agency action is taken pursuant to a rule-making provision of the act itself
question
Section 706(2)(A)- Scope of Review
answer
To the extent necessary to decision and when presented, the reviewing court shall decide all relevant questions of law, interpret constitutional and statutory provisions, and determine the meaning or applicability of the terms of an agency action. The reviewing court shall—hold unlawful and set aside agency action, findings, and conclusions found to be—
(A)arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law;
(A)arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law;
question
defendant's argument Overton Park
answer
no "feasible" alternative route
question
706(2)(f) (overton park)
answer
To the extent necessary to decision and when presented, the reviewing court shall decide all relevant questions of law, interpret constitutional and statutory provisions, and determine the meaning or applicability of the terms of an agency action. The reviewing court shall— (2)hold unlawful and set aside agency action, findings, and conclusions found to be— (F)unwarranted by the facts to the extent that the facts are subject to trial de novo by the reviewing court.
question
whether the secretary acted within the scope of authority of Overton Park
answer
in relation to 706(a), there must be a show of bad faith or improper behavior for an abuse of discretion and there was no showing, BUT could reasonably believe that in this case there are no feasible alternative, and
question
3 major questions of Overton Park
answer
1. can the court hear this case?/ Is it entitled to hear it on the merits after the agency is decided?
2. Assuming it does (it does, what standard of review should the review court apply? How much discretion do we want to grant the agency?
---- 6 different standards
-- arbitrary capricious
--not in accordance with the law
---what does arbitrary and capricious mean?
2. Assuming it does (it does, what standard of review should the review court apply? How much discretion do we want to grant the agency?
---- 6 different standards
-- arbitrary capricious
--not in accordance with the law
---what does arbitrary and capricious mean?
question
Deference at Overton Park
answer
Hard look doctrine
question
Where does the Hardlook Doctrine occur
answer
section 706 of the APA
question
informal rule making
answer
notice and comment section
question
The agency has to follow which procedural requirements? (Overton park)
answer
1. APA
2. Notice and comment
3. the statute that creates power (securities and exchange act in this case)
4. federal common law
5. the constitution
6. the agency's own rules
2. Notice and comment
3. the statute that creates power (securities and exchange act in this case)
4. federal common law
5. the constitution
6. the agency's own rules
question
what is necessary for notice and comment
answer
1. prove notice on the federal registry and allow comments
2. publish proposed rule
3. concise general
2. publish proposed rule
3. concise general
question
how to impose substantial evidence record as a whole
answer
1. Has to be decided on the basis of the administration record
2. accumulated administrative record
2. accumulated administrative record
question
how to impose a de novo standard (Overton Park)
answer
starting all over if the decision was unwarranted
1. adjudication
2. enforcing a rule (theres a new issue in the proceeding that was not discussed at the agency level)
1. adjudication
2. enforcing a rule (theres a new issue in the proceeding that was not discussed at the agency level)
question
What does adjudication mean?
answer
the process of determining whether the defendant is guilty or not
question
what standard of review applies in Overton Park?
answer
Arbitrary or capricious
question
What is the nondelegation doctrine?
answer
Legislature cannot delegate the power to make law or fundamental policy decisions.
May allow executive agencies to make rules via statute but must provide sufficient guidelines and standards so that the agencies are merely implementing policy determined by the legislature, not determining the policy themselves. ("intelligible principle")
Exception. Legislature may not delegate to an executive agency the right to define the elements of a crime or to create criminal penalties.
May allow executive agencies to make rules via statute but must provide sufficient guidelines and standards so that the agencies are merely implementing policy determined by the legislature, not determining the policy themselves. ("intelligible principle")
Exception. Legislature may not delegate to an executive agency the right to define the elements of a crime or to create criminal penalties.
question
state ex el RR key take aways
answer
the intelligible guiding principle is to crate freight rates "equal and reasonable"
question
Schecter Poultry Corp. v. U.S.
answer
(No private actors) May, 1935 - The U.S. Supreme Court declared the National Industrial Recovery Act unconstitutional.
NON-DELEGATION DOCTRINE-- It held that Congress had improperly delegated legislative authority to the National Industrial Recovery Administration and delegated authority to private actors and not government agents
NON-DELEGATION DOCTRINE-- It held that Congress had improperly delegated legislative authority to the National Industrial Recovery Administration and delegated authority to private actors and not government agents
question
industrial union department, AFL CIO v. American Petroleum (Benzene case)
answer
1. theme: the blurring of real authority
2. Facts: Benzene (carcinogen) that are high can kill people and set a "consensus standard" for occupational exposure and safety
3. Rule: In promulgating standards regarding exposure levels to carcinogens, the Secretary of Labor must make appropriate findings that exposure presents a significant health risk in the workplace at higher levels in order to set exposure levels at the lowest possible level
4. reasoning: the secretary of labor must make these findings because they are the expert and shouldn't put the burden on the industry. They claim that the lowest level were likely to be appreciable, but that is not shown through substantial evidence
2. Facts: Benzene (carcinogen) that are high can kill people and set a "consensus standard" for occupational exposure and safety
3. Rule: In promulgating standards regarding exposure levels to carcinogens, the Secretary of Labor must make appropriate findings that exposure presents a significant health risk in the workplace at higher levels in order to set exposure levels at the lowest possible level
4. reasoning: the secretary of labor must make these findings because they are the expert and shouldn't put the burden on the industry. They claim that the lowest level were likely to be appreciable, but that is not shown through substantial evidence
question
Standard for American Trucking Association v. Environmental Protection Agency
answer
protect public health and safety
protect public welfare
protect public welfare
question
Justice Thomas' approach in American Trucking v. EPA
answer
not a fan of letting agencies create law
If the agency is doing the real legislative power, then that is unconstitutional
If the agency is doing the real legislative power, then that is unconstitutional
question
Justice Steven's approach in American Trucking v. EPA
answer
there can be cases where the agency is making the law
whether there is an intelligible principle or not, the agency can still help make the law, especially issues needing expertise
whether there is an intelligible principle or not, the agency can still help make the law, especially issues needing expertise
question
3 reasons for non delegation doctrine
answer
1. useful because it means the legislature is making the key decisions
2. if there is a key principle at stake, the agency can look for the intelligible guiding principle to help carry out their actions
3. if the agency adopts rules, the court can hold the agency to carry out those rules
2. if there is a key principle at stake, the agency can look for the intelligible guiding principle to help carry out their actions
3. if the agency adopts rules, the court can hold the agency to carry out those rules
question
arizona grocery principle
answer
if the agency adopts agency level rules, you are bound by those until you adequately explain why you are not
question
Gundy v. United States
answer
facts:
Rule: Authorizing the AG to enforce the national Sex Offender Regisration and Notification Act against pre-act offenders does not violate the non delegation doctrine under the current intelligible principle standard
Rule: Authorizing the AG to enforce the national Sex Offender Regisration and Notification Act against pre-act offenders does not violate the non delegation doctrine under the current intelligible principle standard
question
The Great Wheel of Admin. Law Reform
answer
1. administrative law occurs-- adjudication
2. notice that rule making is more efficient/better/fairer than adjudication (Chenery II/National Petroleum Refiners)
3. rule making becomes more prominent
4. Formal rule making is too time consuming/costly
5. Opt out for less formal rule making and more INformal rule making
6. informal rulemaking requires such a MINIMAL administrative record that fair judicial review becomes difficult or impossible (Novia Scotia/ Hot Smoked White fish rule-enforcement case/ southern Railway)
7. some courts beef up the procedural/record-making requirements in INFORMAL / N & C rulemaking cases under sections 553 or 706 . . . "hard look" review is okay, but most JUDICIALLY imposed agency procedural requirements beyond the APA/organic statues/agency's own rules (see Arizona Grocery) are not (see Vermont Yankee case
8. too much judicial "hard look" review of agency informal rulemaking may, AT LEAST FROM THE AGENCY'S STANDPOINT, come to seem too time-consuming/costly/burdensome/humiliating for the agency (see State Farm in informal rulemaking; Scenic Hudson in the licensing context).
9. agencies are tempted to de-emphasize (even) informal rulemaking in favor of other authorized procedures, such as "voluntary" product recalls, or the use of (supposed) INTERPRETIVE RULES not requiring notice and comment (as in Community Nutrition/Aflatoxin or Hoctor/big cats)
10. But an undue emphasis on product recalls is "after the fact" of the accident and inefficient, and the overuse or improper use of interpretive rules amd similar devices loses the value of broad insights from various interested parties when formulating agency rules
2. notice that rule making is more efficient/better/fairer than adjudication (Chenery II/National Petroleum Refiners)
3. rule making becomes more prominent
4. Formal rule making is too time consuming/costly
5. Opt out for less formal rule making and more INformal rule making
6. informal rulemaking requires such a MINIMAL administrative record that fair judicial review becomes difficult or impossible (Novia Scotia/ Hot Smoked White fish rule-enforcement case/ southern Railway)
7. some courts beef up the procedural/record-making requirements in INFORMAL / N & C rulemaking cases under sections 553 or 706 . . . "hard look" review is okay, but most JUDICIALLY imposed agency procedural requirements beyond the APA/organic statues/agency's own rules (see Arizona Grocery) are not (see Vermont Yankee case
8. too much judicial "hard look" review of agency informal rulemaking may, AT LEAST FROM THE AGENCY'S STANDPOINT, come to seem too time-consuming/costly/burdensome/humiliating for the agency (see State Farm in informal rulemaking; Scenic Hudson in the licensing context).
9. agencies are tempted to de-emphasize (even) informal rulemaking in favor of other authorized procedures, such as "voluntary" product recalls, or the use of (supposed) INTERPRETIVE RULES not requiring notice and comment (as in Community Nutrition/Aflatoxin or Hoctor/big cats)
10. But an undue emphasis on product recalls is "after the fact" of the accident and inefficient, and the overuse or improper use of interpretive rules amd similar devices loses the value of broad insights from various interested parties when formulating agency rules
question
The classical exhaustion requirement. (Myers v. Bethlehem Shipbuilding Corp.)
answer
a party is not entitled to judicial relief for an alleged injury until all prescribed administrative remedies have been exhausted
if congress prescribes an administrative remedy and delegates jurisdiction over a particular matter to an administrative agency, a federal court cannot inset itself as a substitute for the intended role of the administrative agency
if congress prescribes an administrative remedy and delegates jurisdiction over a particular matter to an administrative agency, a federal court cannot inset itself as a substitute for the intended role of the administrative agency
question
Holding for Myers v. Bethlehem Shipbuilding Corp.
answer
1) NRLB does not have jurisdiction over its employment practices BUT the question must be answered by the NLRB in the first place
2) the courts of appeal have appellate jurisdiction over the NLRB, so the district court did not have jurisdiction to grant Bethlehem a preliminary injunction
2) the courts of appeal have appellate jurisdiction over the NLRB, so the district court did not have jurisdiction to grant Bethlehem a preliminary injunction
question
Humphrey's Executor v. US- Rule/ holdings
answer
Presidents could not fire members of regulatory agencies without just cause and does not possess the constitutional authority to remove an executive branch official who exercises quasi-judicial or quasi legislative functions . it would violate seperation of powers
they can fire any pure executive branch members.
they can fire any pure executive branch members.
question
Good cause reasons to fire members of regulatory agencies by the president (Humphrey's Executor v. US)
answer
1) Neglect of duty
2) inefficiency
3) commit a crime of moral turpitude - malfeasance in office
2) inefficiency
3) commit a crime of moral turpitude - malfeasance in office
question
Humphrey's Executor v. US- Facts
answer
President Roosevelt fired William Humphrey, a commissioner of the Federal Trade Commission (FTC). Humphrey later passed away. The executor of Humphrey's estate (plaintiff) sued the United States (defendant) for back pay. The executor also alleged President Roosevelt violated the Federal Trade Commission Act, which stated that a commissioner could only be removed for being inefficient, neglecting duties, or wrongdoing.
question
theme of humphrey's executor v. US
answer
The leading separation of powers decision permitting congress to limit the presidential removal powers
question
Immigration and Naturalization Service v. Chadha- holding
answer
Supreme Court case ruling that the legislative veto of an administrative regulation was unconstitutional
question
Immigration & Naturalization Service v. Chadha- facts
answer
Chadha, East Indian born in Kenya, remained in the US after his visa expired. The attorney general suspended his deportation. Soon after, under the Immigration and Nationality Act, the House passed a resolution overturning the AG decision (legislative veto) and didn't give a public hearing, report, or meaningful statement.
question
Immigration & Naturalization Service v. Chadha- Holdings
answer
The one house legislative veto is unconstitutional. the veto procedure msut be severed from the remainder of the immigration and Nationality Act.
the veto is an exercise of legislative power, because it alters the legal rights, duties, and relationships of people outside the legislative branch
the veto is an exercise of legislative power, because it alters the legal rights, duties, and relationships of people outside the legislative branch
question
Bicameral requirement (Immigration & Naturalization Service v. Chadha)
answer
legislation must pass by a majority of both the house of representative and the senate
question
Presentment Clause
answer
Bills must be presented to the president or final processing or veto.
question
Immigration & Naturalization Service v. Chadha- Concurrence of Powell
answer
the house's decison to deport chada is an exercise of judicial, not legislative power. The decision violates the separation of powers
the legislative veto in the act is unconstitutional
the legislative veto in the act is unconstitutional
question
Immigration & Naturalization Service v. Chadha- Dissent (White)
answer
The veto satisfies Art. 1's main goals
the AG's recommendation that Chadha stay in the US confers presidential approval
each house had the chance to indicate its disapproval by exercising the legislative veto or its approval by not doing so
the AG's recommendation that Chadha stay in the US confers presidential approval
each house had the chance to indicate its disapproval by exercising the legislative veto or its approval by not doing so
question
Immigration & Naturalization Service v. Chadha- Dissent (Rehnquist)
answer
The history of immigration and Nationality Act suggests that Congress wasn't willing to permit the executive branch alone to suspend deportation decisions. the legislative veto isnt severable
question
what did they chadha decision do?
answer
ended teh use of the formal one house legislative veto
question
Executive Order 12291
answer
Order made by President Ronald Reagan requiring the review, by the Office of Management and Budget, of all proposals for new executive branch regulations through a cost benefit analysis.
aimed to reduce the burdens of existing and future regulations, increase agency accountability for regulatory actions, provide for presidential oversight of the regulatory process, minimize duplication and conflict of regulations, and insure well-reasoned regulations"
revoked in 1993
aimed to reduce the burdens of existing and future regulations, increase agency accountability for regulatory actions, provide for presidential oversight of the regulatory process, minimize duplication and conflict of regulations, and insure well-reasoned regulations"
revoked in 1993
question
Crowell v. Benson- Rule
answer
Federal judiciary courts may make de novo rulings on jurisdictional facts even if Congress has given an administrative court the power to make factual findings.
HOWEVER, factual determinations that implicate constitutional rights or the jurisdiction of the agency itself cannot be delegated to administrative agencies
HOWEVER, factual determinations that implicate constitutional rights or the jurisdiction of the agency itself cannot be delegated to administrative agencies
question
what is the purpose of an administrative system? (Crowell v. Benson)
answer
1) expedite proceedings
2) quickly provide compensation
2) quickly provide compensation
question
Universal Camera Corp. v. NLRB-rule
answer
Rule: (substantial evidence test) A reviewing court may set aside factual findings of the NLRB when such findings are found not to be supported by substantial evidence in the record viewed as a whole.
question
Universal Camera Corp. v. NLRB-facts
answer
(how heavily must an agency weigh fact-finding by its own Administrative law judge)
this court established the substantial evidence test
this court established the substantial evidence test
question
Smyth v. Ames- factors for fair value of the property
answer
in order to calculate the fair value of a property (nonexlcusive) factors are:
1. the original construction cost
2. the amount spend on permanent imporvements
3. the market value of the company
4. the cost to construct presently compared to the original cost
5. the projected earning capacity at prescribed rates
6. the operating expenses
1. the original construction cost
2. the amount spend on permanent imporvements
3. the market value of the company
4. the cost to construct presently compared to the original cost
5. the projected earning capacity at prescribed rates
6. the operating expenses
question
smyth v. Ames- rule
answer
Rule: The fixing of rates must be based on the fair value of the property being used by a corporation for the public convenience to ensure the corporation receives just compensation for its services. Ratemaking actions which constitute a "taking" are "contrary to constitutional right"
question
Hope Natural Gas-issue
answer
did petitioner Federal Power Commission determine a "just and reasonable" rate pursuant to the Natural Gas Act in it rate order regarding what respondent natural gas company could charge?
answer: yes
answer: yes
question
Hope Natural Gas-facts
answer
HNG sold gas in interstate commerce and was overcharging and the FPC ordered a reduction rate. HNC refused and they went to court
question
hope natural gas- rule
answer
A court should not intervene in an administrative agency's ratemaking process in interstate commerce if the result is just and reasonable.
question
53 Eclectus Parrots-facts
answer
Allen bought 56 eclectus parrots originally from Indonesia and imported them into the United States. Indonesia prohibited the export of eclectus parrots. Allen did not know of the Indonesian law, or of 19 U.S.C. § 1527, which prohibits the import of any wild bird if exporting the bird is prohibited in the country of origin. United States customs seized the parrots and ordered their forfeiture.
question
53 Eclectus Parrots- issue/answer
answer
is a question of law one that a court or administrative agency answers by applying legal principles?
yes
yes
question
53 Eclectus Parrots- answering a question of law
answer
Answering a question of law does not require consideration of the facts of a case; rather, it is limited to interpretation of the relevant law. In this case, the question of the definition of "wild" is a question of law.
question
53 Eclectus Parrots-reasoning
answer
In this case, the question of the definition of "wild" is a question of law. The term "wild" is in the statute, and the court's role is to determine the term's meaning. The court adopts the government's proposed definition that a bird is "wild" if it is normally found in a wild state. Because there is no evidence that the eclectus parrot is not normally found in a wild state, there is no genuine issue of material fact in this case.
question
NLRB v. Hearst Publications- facts
answer
The case concerned the meaning of the term "employees" in the National Labor Relations Act
The NLRB found that newsboys selling Hearst (D) newspapers were employees under the NLRA and therefore Hearst was ordered to engage in collective bargaining with their representative.
The NLRB found that newsboys selling Hearst (D) newspapers were employees under the NLRA and therefore Hearst was ordered to engage in collective bargaining with their representative.
question
NLRB v. Hearst Publications- holding
answer
Holding: When reviewing an agency decision involving a mixed question of law and fact, courts review (1) the facts found by the agency to determine whether the agency's conclusion has "warrant in the record" and (2) the agency's explanation of its decision to determine whether the decision has a reasonable basis in law.
question
NLRB v. Hearst Publications- rule
answer
Rule: A reviewing court must accept an agency's application of a broad statutory term if such application is supported in the record and has a reasonable basis in the law.
question
Skidmore v. Swift- facts
answer
fire fighter case-- wanted to be paid OT for the time spent responding to alarms during their over night stays and sued under the Fair Labor Standards Act
question
skidmore 4 part deference test (weight of administrative judgment)
answer
1) thoroughness of agency's determination/care
-- ripe consciousness OR just make it up
2) validity of the agency's reasoning
--- how valid is the result of reasoning
-- not deferential
3) consistency
-- new evidence changed their mind
--did the mind change for political reasons?
4) persuasiveness/expertise
-- ripe consciousness OR just make it up
2) validity of the agency's reasoning
--- how valid is the result of reasoning
-- not deferential
3) consistency
-- new evidence changed their mind
--did the mind change for political reasons?
4) persuasiveness/expertise
question
interpretive rule vs. substantive legislative rule (Skidmore)(deference)
answer
interpretive- not binding
substantive/legislative-- binding
substantive/legislative-- binding
question
how do you tell the difference between interpretive rule and substantive/legislative rule
answer
section 553 process
question
Chevron vs. NRDC- facts
answer
the EPA must set national air quality standards
congress added additional standards for those who would not join.
"source of air pollution"--> any device that gave off air pollutants
Bubble policy- an entire factory or facility can be a single source
NRDC- challenged the bubble policy
congress added additional standards for those who would not join.
"source of air pollution"--> any device that gave off air pollutants
Bubble policy- an entire factory or facility can be a single source
NRDC- challenged the bubble policy
question
chevron v NRDC- rule
answer
If a statute administered by an agency is silent or ambiguous with respect to a specific issue, a reviewing court may not simply impose its own construction on the statute.
question
Chevron v. NRDC- deference test applied and answer
answer
1. congress didn't express any intention regarding the bubble concept
2. the EPA's use of the concept was a reasonable policy choice
2. the EPA's use of the concept was a reasonable policy choice
question
christensen v harris county- what to do to qualify for chevron stage 2 (old way)
answer
1) show what the agency has done to reach their opinion
2) if they went through formal rule making or adjudication
--- if yes--> stage 2
3) if you go through
2) if they went through formal rule making or adjudication
--- if yes--> stage 2
3) if you go through
question
Christensen v. Harris County- issue/ answer
answer
is an agency's interpretation of its own statute that's contained in an opinion letter entitled to chevron deference?
answer-- NO
answer-- NO
question
are informal interpretations entitled to chevron deference? (christensen v. harris county)
answer
no- merely entitled to respect if they have the power to persuade
examples
-opinion letters
-policy statements
-agency manuals
-enforcement guidelines
examples
-opinion letters
-policy statements
-agency manuals
-enforcement guidelines
question
Christensen v. Harris County-- rule
answer
an agency's interpreation of its own statute contained in an informal document isn't entitled to chevron deference, unless it is in a rule or regulation, capable of carrying out the force of law
question
United States v. Mead- issue/ holding
answer
issue: whether tariff classification ruling by the US Customs Service deserves judicial deference
holding:
A tariff classification has no claim to judicial deference under Chevron because there is no indication that Congress intended such a ruling to carry the force of law
Administrative implementation of a particular statutory provision qualifies chevron deference when it appears that 1. Congress delegated authority to the agency generally to make rules carrying the force of law, and that agency interpretations claiming deference was promulgated in the exercise of that authority.
holding:
A tariff classification has no claim to judicial deference under Chevron because there is no indication that Congress intended such a ruling to carry the force of law
Administrative implementation of a particular statutory provision qualifies chevron deference when it appears that 1. Congress delegated authority to the agency generally to make rules carrying the force of law, and that agency interpretations claiming deference was promulgated in the exercise of that authority.
question
united states v. Mead Corp is an example of which stage of deference?
answer
an example of cheveron stage 0
question
united states v. mead corp-facts
answer
fact - imposed 4% tariff on
diaries but nothing on day planners
customs issued a ruling letter on planners as diaries to get tariff
mead wanted a second ruling letter explaining why the change and customs said no
diaries but nothing on day planners
customs issued a ruling letter on planners as diaries to get tariff
mead wanted a second ruling letter explaining why the change and customs said no
question
united states v. Mead- issue/ holding
answer
issue-- is a tariff ruling letter by the US Customs service entitled to the same level of deference given to agency rulemaking adjudication?
holding-- agency decisions are entitled to deference ONLY IF congress has delegated the authority to make rules carrying the force of law.
holding-- agency decisions are entitled to deference ONLY IF congress has delegated the authority to make rules carrying the force of law.
question
how does delegation of authority empower the agency?
answer
adjudicaiton, notice and comment rule making, comparable indication of congressional intent
question
if congress explicitly left a gap for an agency to fill.. then what? (us v. mead)
answer
the chevron test applies
question
if congress did NOT expressly delegate authority to the agency gap to fill.. then what? (mead vs. US)
answer
Agency decisions may be entitled to persuasiveness based on the Skidmore factors
question
US v mead clarified WHAT?
answer
that chevron applies if there's an explicit delegation of authority, and skidmore applies if there isn't
question
Barnhart v. Walton- 5 factor test whether to use Chevron High level deference or skidmore low level deference when IMPLICIT
answer
Used rarely-informal rule making
1. is it a broad issue or merely interstitial issue?
-- narrow issue
--theory: counsel is in favor of more deference for broad issues
2. whether expertise plays a role
-- if it is involved-- high level chevron deference
--no- low level
3. importance of interpretation for the administration of the statute
--- a term that affects other sections
4. administrative complexity
-- if it is something that runs through the agencies' role, let them do it-- CHEVRON
5. quality of duration for consideration
---- key difference: not penalizing a change of mind because the evidence has changed
1. is it a broad issue or merely interstitial issue?
-- narrow issue
--theory: counsel is in favor of more deference for broad issues
2. whether expertise plays a role
-- if it is involved-- high level chevron deference
--no- low level
3. importance of interpretation for the administration of the statute
--- a term that affects other sections
4. administrative complexity
-- if it is something that runs through the agencies' role, let them do it-- CHEVRON
5. quality of duration for consideration
---- key difference: not penalizing a change of mind because the evidence has changed
question
Barnhart v. Walton-reason
answer
THE AGENCY'S INTERPRETATION IS LAWFUL
Here, the statute does not unambiguously forbid the SSA's interpretation of the Act.
Additionally, the agency's construction is permissible because without some duration requirement the Act would be unable to meet its basic objectives. The relevant regulation also reflects the agency's longstanding interpretation.
Furthermore, Congress has frequently amended or reenacted the provisions at issue without alteration.
Here, the statute does not unambiguously forbid the SSA's interpretation of the Act.
Additionally, the agency's construction is permissible because without some duration requirement the Act would be unable to meet its basic objectives. The relevant regulation also reflects the agency's longstanding interpretation.
Furthermore, Congress has frequently amended or reenacted the provisions at issue without alteration.
question
kent v. Dulles
answer
BEFORE CHEVRON
Clear statement doctrine
The Right to International Travel Case (Passports)
SC squirms out of Chevron analysis (pre-Chevron, of course) and adopts "clear statement principle" making a clear statement required re: Constitutional issues (construe statute narrowly to avoid Const question) - right to travel is question of liberty requiring due process for its denial
Clear Statement Doctrine (CSD): Idea is that Congress must provide a "clear statement" for courts to allow certain results to be reached.
If there are 2 ways of interpreting statute one way raises the possibility that statute is unconst. 2nd way of interpreting statute will not raise any const. issues The ct. will choose the interpretation that is less controversial.
-BEFORE Chevron.
Clear statement doctrine
The Right to International Travel Case (Passports)
SC squirms out of Chevron analysis (pre-Chevron, of course) and adopts "clear statement principle" making a clear statement required re: Constitutional issues (construe statute narrowly to avoid Const question) - right to travel is question of liberty requiring due process for its denial
Clear Statement Doctrine (CSD): Idea is that Congress must provide a "clear statement" for courts to allow certain results to be reached.
If there are 2 ways of interpreting statute one way raises the possibility that statute is unconst. 2nd way of interpreting statute will not raise any const. issues The ct. will choose the interpretation that is less controversial.
-BEFORE Chevron.
question
scenic hudson
answer
"Hard look" case because there was a factor that they should have considered more
Comed wanted to add more electricity but there is a concern of the hudson river
COST-BENEFIT ANALYSIS
Comed wins
Comed wanted to add more electricity but there is a concern of the hudson river
COST-BENEFIT ANALYSIS
Comed wins
question
Holmes vs New York City Housing Authority-- facts
answer
NYC housing program
Not much due process available
90,000 applicants 10,000 units with no explanation on why you do not get one
Lack of objectivity, clarity, fairness
Not much due process available
90,000 applicants 10,000 units with no explanation on why you do not get one
Lack of objectivity, clarity, fairness
question
holmes v. New York City housing authority- holding
answer
Court commands the program to give clear and definite rules- can even be a lottery
discourages, arbitration, favortism
discourages, arbitration, favortism
question
Fook Hong Mak v. Naturalization service- facts
answer
Fook Hong Mak entered into the US on a "transit authorization" and was only supposed to stay for 8 days but ended up staying for 6 months
INS found him and wanted to deport but Fook hong Mak wanted the AG to look at his case specifically
INS found him and wanted to deport but Fook hong Mak wanted the AG to look at his case specifically
question
Fook Hong Mak v. INS- takeaway
answer
No rule requires a case by case approach
there is a rule for a reason: fairness
there is a rule for a reason: fairness
question
arizona grocery Rule
answer
an agency is reqiured to follow its own rules until such time the agency properly changes that rule
EXCEPTION: an agency does not need to follow its own rule when there is a benefit to not follow the rule and no one gets hurt
EXCEPTION: an agency does not need to follow its own rule when there is a benefit to not follow the rule and no one gets hurt
question
arizona grocery case-facts
answer
Railroad tried changing rates for shipping goods and give rebates to those who are overcharged and give a range of rates, but the only rates the commission can allow are REASONABLE rates
question
caceres case- facts
answer
exception to the arizona grocery principle
deals with a criminal case and the IRS eavesdropping on a conversation in order to gather information
HOWEVER the agency has an internal rule that says you can't eaves drop unless you have permission
wants the evidence included anyway
deals with a criminal case and the IRS eavesdropping on a conversation in order to gather information
HOWEVER the agency has an internal rule that says you can't eaves drop unless you have permission
wants the evidence included anyway
question
caceres case take away
answer
in the AZ grocery case if the agency's adjudication or rulemaking is wrong or is not followed correctly the agency has to start over
BUT HERE if the agency follows its rule the criminal prosecution goes down the drain, which will hinder rule making becuase it would no longer be predictable
then the agency will stop making rules,, which will provide less guidance and will not be binding
BUT HERE if the agency follows its rule the criminal prosecution goes down the drain, which will hinder rule making becuase it would no longer be predictable
then the agency will stop making rules,, which will provide less guidance and will not be binding
question
Schweiker v. Hansen-facts
answer
(the limited possibilities of estoppel against agencies)
FACTS: Hansen, P, was erroneously told by Connelly, an employee of the SSA that she was ineligible for benefits. She subsequently filed for them and received them. She then sued SSA to recover the lost benefits.
H: Court says NO ESTOPPEL. Claims Manual is not a regulation - It has no legal force, and it doesn't bind the SSA. Generally extremely difficult to get estoppel against the government. Why? Tp stop conspiracy, Encourage free advice, and Fear of litigation curtailed.
FACTS: Hansen, P, was erroneously told by Connelly, an employee of the SSA that she was ineligible for benefits. She subsequently filed for them and received them. She then sued SSA to recover the lost benefits.
H: Court says NO ESTOPPEL. Claims Manual is not a regulation - It has no legal force, and it doesn't bind the SSA. Generally extremely difficult to get estoppel against the government. Why? Tp stop conspiracy, Encourage free advice, and Fear of litigation curtailed.
question
Schweiker v. Hansen- rule
answer
RULE OF LAW: Misinformation provided by a government official combined with a showing of misconduct (even if it's not violation of a legally binding rule) is NOT sufficient to require estoppel.
question
Londoner v. Denver-facts
answer
Facts: Londoner contended the Denver City Council denied him due process by imposing an assessment of paving costs without notice and an evidentiary hearing. Only allowed him a chance for written objection.
question
Londoner v. Denver-takeaway
answer
allows hearing because there are specific number of people that is limited enough of those affected
could gather information from different people
could gather information from different people
question
Bi metallic case
answer
Does NOT allow a hearing
deals with raising the property valuation of everyone in Denver by 40%
Congress and state legislatures have more discretion to deny the right to a hearing then does an agency
deals with raising the property valuation of everyone in Denver by 40%
Congress and state legislatures have more discretion to deny the right to a hearing then does an agency
question
difference between Londoner and Bi Metallic?
answer
Londoner is very specific affecting a limited number of people in different ways
Bi Metallic is a range of people with similar issues
Bi Metallic is a range of people with similar issues
question
National Petroleum refiners v FTC-takeaways
answer
Using rule making power to facilitate enforcement of the agency mandate through later adjudication
Made rule making fair for everyone because it is more efficient than trying to prove every case and more fair because a rule immediately binds all competitors together
if the agency just had adjudication case by case, there can be a competitive advantage for the cases that go last
Made rule making fair for everyone because it is more efficient than trying to prove every case and more fair because a rule immediately binds all competitors together
if the agency just had adjudication case by case, there can be a competitive advantage for the cases that go last
question
when is due process satisfied by the notice and rule making process?
answer
1) has to be notice
2)there has to be an opportunity to comment
3) there has be a meaningful review of those comments.
2)there has to be an opportunity to comment
3) there has be a meaningful review of those comments.
question
Florida East Coast Ry
answer
formal rule making is now rare and informal rule making is preferred
look at the language regarding the hearing to know what hearing must take place
In order for congress to implement formal rule making:
-- THERE AGENCY"S DECISION SHOULD BE MADE ON THE BASIS OF THE RECORD
look at the language regarding the hearing to know what hearing must take place
In order for congress to implement formal rule making:
-- THERE AGENCY"S DECISION SHOULD BE MADE ON THE BASIS OF THE RECORD
question
Nova Scotia Food Products Corp v FDA- Takeaways
answer
sometimes informal rulemaking can be too informal
where to apply hard look
1. informal rule making
--notice and comment
-- concise general statement of the bases and purpose of the rule
2. informal adjudication
-overtonpark
where to apply hard look
1. informal rule making
--notice and comment
-- concise general statement of the bases and purpose of the rule
2. informal adjudication
-overtonpark
question
vermont Yankee
answer
Electric utilities case
the court in this case says that court cannot based on its own reference cannot go beyond hard look
the reviewing court cannot make an agency change its interpretive rule by notice and comment-- all they can do is provide reasonable reasons
the court in this case says that court cannot based on its own reference cannot go beyond hard look
the reviewing court cannot make an agency change its interpretive rule by notice and comment-- all they can do is provide reasonable reasons
question
Hoctor v. Department of agriculture
answer
(what counts as/ what qualifies as an interpretive rule)
deals with wild animals
what does it mean to be "structurally sound"?
6ft vs. 8ft for fences
and Hoctor would get sanctioned
the agency failed to submit the rule to the public for N&C but agency argued it as an interpretive rule
in this case it was arbitrary because no reason to conclude a fence height is 8' would make it structurally sound
deals with wild animals
what does it mean to be "structurally sound"?
6ft vs. 8ft for fences
and Hoctor would get sanctioned
the agency failed to submit the rule to the public for N&C but agency argued it as an interpretive rule
in this case it was arbitrary because no reason to conclude a fence height is 8' would make it structurally sound
question
legislative v interpretive rule
answer
legislative:
Notice and Comment procedure-- agency issues a public notice and accepts public comments
If promulgated, a public statement must explain the basis and purpose
Interpretive Rule:
interpretations of existing rules
agency can best explain how rules should be applied, clarifying legislation
Notice and Comment procedure-- agency issues a public notice and accepts public comments
If promulgated, a public statement must explain the basis and purpose
Interpretive Rule:
interpretations of existing rules
agency can best explain how rules should be applied, clarifying legislation
question
North American Cold Storage v. Chicago
answer
(post deprivation hearings)
Chicken case- take them away pre or post hearing?
Balancing interest test and allowing chicken to stay so if they are are not bad. soon after, they find out they are an immediate health hazard and have to get rid of completely and does not require a prior hearing because the owner of the product can sue after the fact and be made whole should it be determined the food was in fact wholesome
Chicken case- take them away pre or post hearing?
Balancing interest test and allowing chicken to stay so if they are are not bad. soon after, they find out they are an immediate health hazard and have to get rid of completely and does not require a prior hearing because the owner of the product can sue after the fact and be made whole should it be determined the food was in fact wholesome
question
Goldberg v. Kelly
answer
property is deprived-- welfare
Goldberg factors- what happens at a hearing
1. nuetral decision maker
--generally cannot be the person who kicked you off in the first place, but can perhaps be somehow involved
2. have to make it public and write it all out in case there is an appeal
3. need to have an oral aspect
4. have the opportunity to present evidence and cross examine witnesses
-- has to be based solely on the administrative record
5. has to be PRE deprivation and not POST deprivation if the defendant relies on the property at question
Goldberg factors- what happens at a hearing
1. nuetral decision maker
--generally cannot be the person who kicked you off in the first place, but can perhaps be somehow involved
2. have to make it public and write it all out in case there is an appeal
3. need to have an oral aspect
4. have the opportunity to present evidence and cross examine witnesses
-- has to be based solely on the administrative record
5. has to be PRE deprivation and not POST deprivation if the defendant relies on the property at question
question
Matthews v. Eldridge- meaningful time
answer
due process of law- 3 factor test
requires fundamental fairness/meaning hearing at a meaningful time IF
1. required before then pre deprivation hearing
2. allow after, then post deprivation/termination hearing
3. The claimant is going to want a pre deprivation hearing
requires fundamental fairness/meaning hearing at a meaningful time IF
1. required before then pre deprivation hearing
2. allow after, then post deprivation/termination hearing
3. The claimant is going to want a pre deprivation hearing
question
types of hearing
answer
formal hearing
informal hearing
informal hearing
question
types of timing
answer
(when does the hearing take place regarding the taking away of the property interest)
1. pre deprivation
2. post deprivation
1. pre deprivation
2. post deprivation
question
Board of Regents of State College v. Roth
answer
no hearing needed-- you are entitled to one, but sometimes there is nothing to be heard
Roth was a professor at Wisconsin state university (property interest) not rehired and given no reason
no hearing- just because you want to teach does not mean it is a property right and the weight/interest on the property of being a teacher is not enough
Roth was a professor at Wisconsin state university (property interest) not rehired and given no reason
no hearing- just because you want to teach does not mean it is a property right and the weight/interest on the property of being a teacher is not enough
question
perry v. sindermann
answer
texas professor who had a contract that wrote-- no formal tenure, but was assumed so long as the employment was mutually beneficial to the college and employee.
once you have a property interest in your job, they cannot fire you without a proper hearing
An interest is a property interest for due process purposes if there are mutual understandings supporting a claim of entitlement to a benefit which may be invoked at a hearing may be invoked at a hearing.
The holding in this case is limited to the concept that an implied contract right may be defined by a state as a property right under the federal constitution, and , therefore, Sindermann (P) must be given an opportunity to prove the legitimacy of his claim.
once you have a property interest in your job, they cannot fire you without a proper hearing
An interest is a property interest for due process purposes if there are mutual understandings supporting a claim of entitlement to a benefit which may be invoked at a hearing may be invoked at a hearing.
The holding in this case is limited to the concept that an implied contract right may be defined by a state as a property right under the federal constitution, and , therefore, Sindermann (P) must be given an opportunity to prove the legitimacy of his claim.
question
Freedom of Information Act (FOIA)-
section 552 of the APA
section 552 of the APA
answer
General rule: without having to show standing you have access to records, held by administrative agencies.
if it is for private interest-- no subside
if it is for public interest-- may get subside
Policy consideration
-- sunshine doctrine: ensure fairness of government decision making
if it is for private interest-- no subside
if it is for public interest-- may get subside
Policy consideration
-- sunshine doctrine: ensure fairness of government decision making
question
Reasons for using FOIA
answer
checking up on competitor
as a civil. tool in criminal and civil litigation
as a civil. tool in criminal and civil litigation
question
what counts a record under the FOIA
answer
anything written
question
9 exceptions to FOIA
answer
1.national security
2. internal personnel rules and practices
3. another statute that mandates non-disclosure
4. confidential business information
5. attorney client privilege and work product material
6. personal information
7. investigatory records
8. bank records
9. geological surveys
2. internal personnel rules and practices
3. another statute that mandates non-disclosure
4. confidential business information
5. attorney client privilege and work product material
6. personal information
7. investigatory records
8. bank records
9. geological surveys
question
Eldridge case-- how to decide what type of hearing
answer
3 factor balancing test
1. the interest of the claimant
-- if trivial--> post deprivation becomes more appropriate
--if NOT-- post deprivation becomes less appropriate
2. the government's interest
-- 2 diferent types
------1. the more the government gives to those who don't deserve the benefits is less money giong to those who do deserve it
-------2. assuring that those who are eligible get those benefits
2. the effectiveness of the hearing
--cost benefit analysis of the accuracy and cost of hearing
-- if the difference between the two are significant then go with the government's procedure
-- if the claimant's procedure is a little more expensive but more correct then go with the claimants procedure
IN THIS CASE- does not need an elaborate hearing because all they need to look at is an X-Ray
1. the interest of the claimant
-- if trivial--> post deprivation becomes more appropriate
--if NOT-- post deprivation becomes less appropriate
2. the government's interest
-- 2 diferent types
------1. the more the government gives to those who don't deserve the benefits is less money giong to those who do deserve it
-------2. assuring that those who are eligible get those benefits
2. the effectiveness of the hearing
--cost benefit analysis of the accuracy and cost of hearing
-- if the difference between the two are significant then go with the government's procedure
-- if the claimant's procedure is a little more expensive but more correct then go with the claimants procedure
IN THIS CASE- does not need an elaborate hearing because all they need to look at is an X-Ray
question
42 section 1983 materials
answer
General rule:
--brought against the state rather than a federal actor
-- brought against a person acting under color of state law and they violate someone's federal rights, you are subject to federal liability
Exceptions
-- if the right is written down but not enforced, can't be a foundation of a 1983 action
-- if some other statute provides a detailed and exhaustive remedial scheme, then you cant use 1983 for your remedy
damages
--compensation for any lose, reasonable attorney fees for prevailing non-state party
defenses
-- something was done against policy
-- city cannot use qualified immunity
--brought against the state rather than a federal actor
-- brought against a person acting under color of state law and they violate someone's federal rights, you are subject to federal liability
Exceptions
-- if the right is written down but not enforced, can't be a foundation of a 1983 action
-- if some other statute provides a detailed and exhaustive remedial scheme, then you cant use 1983 for your remedy
damages
--compensation for any lose, reasonable attorney fees for prevailing non-state party
defenses
-- something was done against policy
-- city cannot use qualified immunity
question
Heckler v. Chaney
answer
ways to get judicial review
1. constitutional claim
2. if refusal is explainable because of the corruption, then there may be review
3. if the agency had completely advocated its enforcement responsibilities
4. if the agency mistakenly thinks they do not have jurisdiction of the case
5. if the statute itself provides guidance, and if you violate that guidance the court will step in
1. constitutional claim
2. if refusal is explainable because of the corruption, then there may be review
3. if the agency had completely advocated its enforcement responsibilities
4. if the agency mistakenly thinks they do not have jurisdiction of the case
5. if the statute itself provides guidance, and if you violate that guidance the court will step in
question
Standing Cases- 702 APA
answer
causation and redressibility
1. causation
-- sufficiently clear attribution of cost
-- injury has to be fairly traceable tot he charged conduct
-- if the injury is caused by someone else not in the case--NO STANDING
2. repressibility
--has to be a good chance that if you win the lawsuit, the condition that you are complaining about will be compensated or go away
3. sufficiently close linkage to injury and causation
--proximate cause
1. causation
-- sufficiently clear attribution of cost
-- injury has to be fairly traceable tot he charged conduct
-- if the injury is caused by someone else not in the case--NO STANDING
2. repressibility
--has to be a good chance that if you win the lawsuit, the condition that you are complaining about will be compensated or go away
3. sufficiently close linkage to injury and causation
--proximate cause
question
Sierra Club v. Morton (1972)
answer
walt disney case
trying to build a theme park in a national park
do they have standing?
no-- no causation or sufficiently close linage to the injury
trying to build a theme park in a national park
do they have standing?
no-- no causation or sufficiently close linage to the injury
question
abbott labs case- takeaways
answer
ripeness-- 2 factors
1. are the issues in the case currently fit for judicial resolution (by a court)
2. whether there will be a hardship to the parties if judicial resolution is delayed (having to hire a lawyer is not a hardship)
1. are the issues in the case currently fit for judicial resolution (by a court)
2. whether there will be a hardship to the parties if judicial resolution is delayed (having to hire a lawyer is not a hardship)
question
possible exceptions to the requirement of exhausting one's administrative remedy
answer
1. futility/inability to grant relief
2. facially unconstitutional
-- not a problem with the agency, but with the constitution
2. facially unconstitutional
-- not a problem with the agency, but with the constitution
question
primary jurisdiction of an agency
answer
a court has technical jurisdiction but the agency receives primary jurisdiction
question
McKart- takeaway
answer
sole surviving son of a family whose father died in ww2
-- if you fail to exhaust your administrative remedies, you waive your claims
-- if you fail to exhaust your administrative remedies, you waive your claims
question
Nader v. Allegheny Airlines
answer
Rule: The doctrine of primary jurisdiction does not apply to suspend judicial proceedings on a common law cause of action where the issues to be decided by the court and these to be decided by an agency are not absolutely inconsistent.
question
fixed rule v.s exception
answer
fixed rule: predictability and consistency
exception: unpredictable but sensitive
exception: unpredictable but sensitive
question
Forsyth County v. Nationalist Movement (1992)
answer
deals with parade permits
issue: whether there was too much unguided discretion that is subject to biase
Ct held: it is vague because there are no narrow, definite, and objective standards
issue: whether there was too much unguided discretion that is subject to biase
Ct held: it is vague because there are no narrow, definite, and objective standards
question
public citizen case
answer
chevron stage 1 case about color additives-- chevron stage 1 because the statute is clear and it is not always directed toward the most reasonable outcome
question
mayo foundation case
answer
(chevron stage 2) deals with medical students and whetehr they are exempt from paying SS because they are students but getting paid a stipend.
no clear and specific intent- not stage 1
chevron stage 2 because it went through notice and comment
no clear and specific intent- not stage 1
chevron stage 2 because it went through notice and comment
question
how to determine chevron deference when implicit
answer
barnhart
question
when will you NOT apply chevron or skidmore
answer
1. if agency has been granted law making authority by Congress through formal rule making/adjudication
2. if the agency determination was reach through 553/informal rule making (notice and comment)
2. if the agency determination was reach through 553/informal rule making (notice and comment)
question
skidmore high level deference
answer
there are times when an agency acts without the force of law, but the actions receive deference
--highly technical advice concerning a voluminous statute
-- sometime it is better to get the law settled, then it is to keep changing things get the law settled correctly
--highly technical advice concerning a voluminous statute
-- sometime it is better to get the law settled, then it is to keep changing things get the law settled correctly
question
amalg. meat cutters
answer
delas with the Nixon price freeze to deal with inflation for a limited time
the statute is
(1) constitutional
(2)no need for intelligible principle to be expressly stated-- look at legislative history
(3) the statute has fairness and eqity
HOWEVER-- if the agency makes it own rules it has to be approved by congress, and this was not, therefore is a violation of the non-delegation doctrine
the statute is
(1) constitutional
(2)no need for intelligible principle to be expressly stated-- look at legislative history
(3) the statute has fairness and eqity
HOWEVER-- if the agency makes it own rules it has to be approved by congress, and this was not, therefore is a violation of the non-delegation doctrine
question
what can review for agency "arbitrariness and capricious"?
answer
two standards
1. fact and policy (more deference)
2. question of law (less deference)
1. fact and policy (more deference)
2. question of law (less deference)
question
706- which levels of review?
answer
1. arbitrary and capricious,
2. fails to meet statutory requirements
3. fails to meet procedural requirements
4. fails to meet constitutional requirements
5. substantial evidence/ substantial evidence in the record as a whole
6. de novo review
2. fails to meet statutory requirements
3. fails to meet procedural requirements
4. fails to meet constitutional requirements
5. substantial evidence/ substantial evidence in the record as a whole
6. de novo review