question
The primary tool for local, state, and federal governments use to perform regulatory functions is the:
answer
administrative agency
question
According to the Supreme Court, what is one of the most significant legal trends of the last century:
answer
the rise of administration bodies
question
Congress created the first regulatory agency in 1887. It was called the:
answer
Interstate Commerce Commission
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The Interstate Commerce Commission was the
answer
first modern federal regulatory agency
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The first modern federal regulatory agency was created in 1887 to regulate
answer
railroads
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The Federal Trade Commission handles:
answer
antitrust cases
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A major notable expansion in administrative agencies came during which period:
answer
the Great Depression
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Among the significant agency(s) created during the 1930s were:
answer
the Federal Communications Commission and the Securities and Exchange Commission
question
An agency created during the late 1960s or early 1970s is
answer
the Environmental Protection Agency and the Equal Employment Opportunity Commission
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A _________ is an authority of the gov't, other than a legislature or a court, created to administer a particular law
answer
legislative agency
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Administrative agencies are generally created by
answer
an enabling statute of Congress
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An administrative agency is usually
answer
an authority of government that administers a particular law
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About how many federal agencies share the responsibility for regulating various aspects of business activity?
answer
50
question
Congress gives an agency power and authority through a(n):
answer
legislative delegation
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A legislative delegation
answer
delegates to an agency the power to perform its regulatory purpose
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A federal law passed by Congress granting powers to an agency is called:
answer
an enabling statute
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An _________ is a statute delegating to an agency the powers to formulate, implement, and enforce policy relevant to its area of authority
answer
enabling statute
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Enabling statutes are also sometimes called
answer
organic statutes
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Administrative agencies are often created by Congress because:
answer
they can consider technical details more effectively than Congress and have the ability to monitor a regulated industry on a continuous basis
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Administrative agencies are often created when
answer
a problem requires expertise and supervision
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If Congress is not satisfied with the way an administrative agency is performing, it
answer
can change how the agency operates
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The branch of law that consists of legal rules that define the authority and structure of hundreds of administrative agencies is known as
answer
administrative law
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The primary source of administrative law includes
answer
the enabling statutes of the administrative agencies and court decisions reviewing agency decisions and the Administrative Procedures Act
the Administrative Procedures Act and court decisions reviewing agency decisions
the Administrative Procedures Act and court decisions reviewing agency decisions
question
Which of the following is a primary source of administrative law:
answer
the enabling statutes of administrative agencies
the Administrative Procedures Act
rules issued by administrative agencies
court decisions reviewing the validity of agency actions
(all correct))*
the Administrative Procedures Act
rules issued by administrative agencies
court decisions reviewing the validity of agency actions
(all correct))*
question
The primary purpose of the Administrative Procedures Act is
answer
to define procedural rules and formalities of administrative agencies
question
Enacted by Congress in 1946, the ________ defines the procedural rules and formalities for federal agencies
answer
Administrative Procedures Act
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Regulaotry agencies engage in rulemaking. This authority comes primarily from:
answer
Congress, under the Commerce and Necessary and Proper Clauses
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Congress has authority to create regulatory agencies and give them powers to enact rules under which clauses of the Constitution:
answer
the commerce clause and the necessary and proper clause
question
Administrative agencies engage in rulemaking to
answer
develop regulatory policies
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An agency develops materials that help those regulated understand what they are required to do to comply with the law through the process of
answer
rule making
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Administrative rules are classified s substantive (legislative), interpretative, and
answer
procedural
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Which of the following is a classification of administrative rules
answer
substantive
legislative
interpretative
procedural
legislative
interpretative
procedural
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Substantive (legislative) rules issued by agencies are
answer
administrative statutes with the same force and effect of law as statutes passed by Congress
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Administrative laws with the same force of law as statutes enacted by Congress are
answer
substantive rules
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Which classification of administrative laws result in a rule being a federal law:
answer
substantive rules
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When an agency issues a substantive rule, it is generally required by the APA to
answer
provide public notice and the opportunity for interested parties to comment
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_________ are statements issued by an agency to provide its staff and the public with guidance about what a certain statute or substantive rule or congressional statute
answer
interpretive rules
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In contrast to legislative rules, interpretative rules are:
answer
exempt from the notice and comment requirements of the APA
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Congress authorizes the EPA to regulate air quality by reducing emmissions from gasoline engines. The EPA immediately bans gas engines issues such as regulation. The new regulation is probably
answer
an improperly implemented substantive regulation
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Procedural rules issued by administrative agencies are
answer
rules that describe an agency's organization, method of operation, and internal practices
question
The details of an agency's structure and how it operates internally are covered in
answer
procedural law
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Which classification of administrative rules are usually the most important
answer
substantive
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When an agency proposes a legislative (substantive) rule it must publish it for public inspection in the
answer
Federal Register
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When an administrative agency engages in rulemaking, it must first publish the proposed legislative rule, then it must
answer
allow written commentaries by interested parties
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The usual public comment period for substantive rules is
answer
60 to 90 days
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During a formal rulemaking process, an agency may
answer
hold an investigatory hearing that may include witnesses who testify about the rule
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If a statute requires that administrative rule making must be "on the record" then the agency:
answer
must hold hearings at which witnesses appear to testify about the proposed rule
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When ensures that an agency has not exceeded its authority or violated proper procedure in issuing a final rule
answer
the US Court of Appeals
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In Chevron USA Inc., v. Natural Resources Defense Council Inc., where the EPA's "bubble rule" for measuring pollution from an industrial facility was challenged, the Supreme Court held that
answer
since Congress did not directly address the issue of the bubble policy so it was up to the EPA whether or not to use it
question
Which of the following is a way in which information about compliance with federal laws is obtained
answer
regulated businesses ar required to self-report
direct observation determines if a business is following the law
agency subpoena power is used to require a business to produce documents
(all correct))**
direct observation determines if a business is following the law
agency subpoena power is used to require a business to produce documents
(all correct))**
question
Administrative agencies enforce regulations by doing which of the following:
answer
requiring businesses to self-report and direct observation by agency personnel
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Businesses have contested fines resulting from regulations that require mandatory self reporting of data. They contended that self-reporting of violations violated the Fifth Amendment prohibition against self-incrimination. The Supreme Court has ruled that
answer
the self-incrimination privilege of the 5th Amendment applies to individuals only and corporations are not protected by the self-incrimination privilege of the 5th Amendment
question
Testing by the EPA for excessive air pollution emissions is an example of acquiring information by:
answer
direct observation
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Conducting an on-the-spot worksite safety inspection by OSHA inspectors is an example of acquiring information by
answer
direct observation
question
If evidence of regulatory violations can be obtained from observations made in areas the public has access to:
answer
there is no need to obtain a warrant
question
Observations of regulatory violations made from areas open to the public are known as:
answer
"open-field" observations
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In Dow Chemical Co. v. US where the EPA took aerial photographs of a Dow plant plant to see if the plant produced too much pollution, the Supreme Court held that
answer
although entry to the plant was prohibited to the public, aerial photos did not violate the 4th Amendment
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A legal instrument that directs the person receiving it to appear at a specified time and place to testify or to produce documents is a
answer
subpoena
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Administrative agencies may issue subpoenas to obtain business documents that agencies need for law enforcement. Subpoenas may:
answer
be used to get confidential information
question
When federal agencies sue to enforce regulations, depending on the authority the agency has even granted by Congress, the agency:
answer
may sue for civil penalties and may sue to withhold property and may sue for criminal penalties
question
Which sanction is not available to any federal regulatory agency?
answer
imposition of a fine
revocation of a business license
assessment for damages
destruction or seizing of business property
(all are available)*
revocation of a business license
assessment for damages
destruction or seizing of business property
(all are available)*
question
Which of the following is an example of a sanction offered by the APA
answer
prohibition, requirement, limitation, or other condition affecting the freedom of a person
withholding of relief
imposition of a penalty or fine
destruction, taking, seizing, or withholding of property
(all correct))*
withholding of relief
imposition of a penalty or fine
destruction, taking, seizing, or withholding of property
(all correct))*
question
Which department usually handles the prosecution of criminal cases that are heard in federal court when an agency brings criminal charges against a party
answer
the Department of Justice
question
As agency regulatory activities have expanded, agencies have relied more heavily on:
answer
informal agency procedures
question
Which of the following is a benefit of agencies using informal procedures
answer
informal procedures generally require less time
informal procedures generally cost less
informal procedures generally cost less
question
Suppose an agency inspector, such as an OSHA safety inspector, discovers an apparent violation of a regulation at a business being inspected
answer
the violation may be cleared up informally
question
Informal agency procedures may include
answer
tests and inspection
processing applications
negotiations with parties in trouble
advisory opinions
(all correct)*
processing applications
negotiations with parties in trouble
advisory opinions
(all correct)*
question
Which of the following is an example of an informal procedures for enforcing compliance with regulations
answer
tests and inspections
negotiations
settlements
(all correct)*
negotiations
settlements
(all correct)*
question
In Black Beauty Coal Co. v. Federal Mine Safety and Health Review Commision, where a coal mine inspector believed a situation created a fire hazard for which he issued a "high negligence" citation that the company contested. The appeals court held that:
answer
there was sufficient evidence to uphold the citation
question
In Invention Submission v. Rogan, the Patent and Trademark Office (PTO) used a testimonial from a client of Invention Submission (IS) as an example of someone who felt abused by a patent marketing scheme. IS had not been convicted of wrongdoing so it sued the PTO for violating the Administrative Procedure Act (APA) by using that example in its advertising campaign about patent marketing scams. The appeals court held that the PTO's campaign:
answer
did not constitute as agency action and did not create legal consequences for Invention Submission so the district court was correct in dismissing the case
question
If a business is unhappy with an agency sanction resulting from informal procedures it
answer
can seek review, beginning with the agency head
question
In reviewing informal agency procedures, the courts are generally most concerned about
answer
whether the particular agency procedure was fair and whether the decision was consistent with the legislative Intent of Congress
question
The administrative agency equivalent to a court trial is
answer
an adjudicatory hearing
question
Among the formal procedures used by most regulatory agencies are quasi-judicial powers,
answer
adjudicatory hearings
question
A(n) _________ is a formal agency process under APA rules, which are similar to those followed in a trial
answer
adjudicatory hearing
question
Adjudicatory hearings are initiated by
answer
an agency filing a complaint
question
Some administrative agency investigations lead to a formal complaint being filed against a business. This may result in a trial heard by an administrative law judge (ALJ), ALJs are:
answer
are employees of administrative
question
An adjudicatory hearing at a regulatory agency will be presided over by an Administrative Law Judge or ALJ. An ALJ is a
answer
civil service employee of the agency
question
In an adjudicatory hearing a(n) _____ presides over the hearing
answer
administrative law judge
question
During a hearing at an administrative agency to determine if the law has been violated the agency is represented by its
answer
counsel
question
In a hearing at an administrative agency, to determine if the law has been violated
answer
there is no right to a jury trail
question
In a hearing at an administrative agency, to determine if the law has been vilated
answer
Constitutional rights must be protected
question
There is no right of trial by jury in a hearing at an administrative agency to determine if the law has been violated because
answer
there is no criminal or common law cause
question
The appeal process that serves as an external check on agency power is known as
answer
judicial review
question
_______ ensures that agencies follow required procedures, do not go beyond the authority granted them by Congress, can justify their actions, and respect consitutional rights
answer
judicial review
question
Five procedural requirements for judicial review of a challenge to an agency decision are
answer
jurisdiction, review-ability, standing, ripeness and exhaustion
question
The procedural requirement of ______ requires that the complaining party may seek judicial review only in courts that have power to hear the case
answer
jurisdiction
question
In Japan, as compared to the US administrative agencies exert
answer
strong regulatory control over business
question
Which of the is a way that Japanese agencies may use to exert regulatory authority over businesses
answer
direction
request
warning
encouragement
request
warning
encouragement
question
The procedureal requirement of ______ requires that an appellate court has the ability to reconsider an agency decision to determine whether correction or modification is needed
answer
reviewability
question
The procedural requirement of ________ requires that a party seeking judicial review must demonstrate that it incurred an injury recognized by law as a result of the agency's action
answer
standing
question
In Lujan v. Defenders of Wildlife, where foreign aid decisions of the US government were challenged as a violation of the Endangered Species Act, because the Nile crocodile in Egypt could be harmed, the Supreme Court held:
answer
the plaintiffs had no standing to bring the case because there was no injury in fact
question
In Summers v. Earth Island Institute, where the decision of the Forest Service to sell burned timber of 238 acres without preparing environmental impact statement or formal notice of the sale was challenged as a violation of the Forest Service Decisionmaking and Appeals ReformAct, the Supreme Court held that since the
answer
plaintiffs could not demonstrate standing, they could not challenge the Forest Service's actions in court
question
The procedural requirement of ________ requires that there can be no judicial review until the agencys decision is final so that the court will have the final issues in the case before it and not hypthetical questions or unresolved disputes
answer
ripeness
question
The procedural requirement of _______ requires that a party seeking judicial review must have sought relief through all through all possible agency appeal processes before
answer
exhaustion
question
Loraine wants to sue the Federal Aviation Administration because she thinks the local airport is too noisy and improperly operated. She has completed all administrative channels and reviews. Loraine should file her suit:
answer
file her suit in the court Congress specified when it wrote the enabling statute for the FAA
question
When Congress grants courts the ability to review administrative actions, it may
answer
specify that judicial review is prohibited / permitted
question
Congress can prohibit certain judicial review as long as the exception
answer
does not violate constitutional rights
question
If a federal agency issues a new regulation, it may
answer
be challenged by parties who claim the regulation caused them legally recognized harm
question
A person who wishes to bring a complaint against another person or business for violation of a statute administered by a federal agency must first
answer
exhaust all administrative channels before bringing suit
question
The ______ prevents unnecessary lawsuits by giving the agency the full chance to get the decision right
answer
exhaustion doctrine
question
In a case involving judicial review of an administrative agency's decision, the court's _________ determines how far it can go in examining the action
answer
scope of review
question
In addition of being checked by judicial review, administrative agencies are also checked by
answer
Congress
question
The most immediate control mechanism enjoyed by Congress for regulating administrative agencies is the ability to control agency activity through
answer
the budget process
question
An administrative agency's final budget must be agreed on my
answer
the House of Representatives, the Senate and the President
question
Presidents use ______ to instruct administrative agencies to undertake certain tasks
answer
executive orders
question
Under the _________ if scientific, technical, and economic information standards are not met in analyses done to support administrative agency regulations, affected parties may challenge a regulation for not being supported by adequate analysis
answer
Data Quality Act
question
The _________ makes most documents held by federal agencies available to the public
answer
Freedom of Information Act
question
328
answer
...