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AT&T wants to obtain additional rights to operate within the 700 MHz spectrum in the U.S. The Federal Communications Commission (FCC) has rules and regulations that govern wireless spectrum auction. The FCC is
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an administrative agency.
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BP violated the Clean Air Act by discharging pollutants from one of its refineries and was unable to reach a settlement with the EPA regarding a violation of the law. The EPA plans to go forward with a trial on this matter which will be heard by
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an administrative law judge.
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Adjudication
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The process of resolving a dispute by presenting evidence and arguments before a neutral decision maker
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Administrative law judge
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One who presides over an administrative agency hearing and who has the power to administer oaths, take testimony, rule on questions of evidence, and make determinations of facts.,
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Initial order
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In the context of administrative law, an agency's disposition in a matter other than rulemaking. And administrative law judge's initial order becomes final unless it is appealed.
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Final order
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The final decision of an administrative agency on an issue. If no appeal is taken, or if the case is not reviewed or considered anew by the agency commission, the administrative law judge's initial order becomes the final order of the agency.
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Charges that an individual or a firm has violated an administrative rule are first brought before
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administrative law judge
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the two basic types of subpoenas
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sub ad testificandum, subpoena duces tecum
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To Determine Whether an Agency Is Abusing Its Discretion in Pursuing Information, a Court May Consider Such Factors as the Following:
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...
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The _____ of the investigation
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purpose
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the _______ of the information being sought
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Relevance
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the _______ of the demand for testimony documents
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Specificity
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the ______ of the demand on the party from whom the information is sought
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burden
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The EPA wants to ensure that Delmar Oil Company is in compliance with federal environmental rules regarding cleanup of oil and gasoline spills. In order to do so, it:
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can conduct an on-site inspection.
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The FDA is investigating Shari's Cosmetics for possible violation of purity regulations. The FDA wants Yasmin, their lead chemist for the company, to testify at an administrative hearing. Yasmin refuses, so the FDA
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issues a subpoena ad testifcandum
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T/F Before any on-site investigation by a federal administrative agency, most businesses resist those inspections by going to an appeals court.
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False
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Agencies Can Conduct Warrantless Searches in the Following Situations:
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...
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Searches in certain highly ________ industries, such as firearms or liquor
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Regulated
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when a statute permits warrantless searches of certain types of _________ operations such as coal mines
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Hazardous
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When there is an ________ situation
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Emergency
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The EPA and Zenith Dry Cleaners are negotiating a settlement for alleged violations of federal emissions standards. The EPA issues subpoenas duces tecum for all of Zenith's financial records for the past two years and orders Zenith to pay the costs. Zenith challenges the subpoena on the basis that:
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the agency's request is unrelated to the emission violation and instead is aimed at pressuring Zenith into a settlement.
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The Bureau of Alcohol, Tobacco, and Firearms suspects that Pawn Shoppe, Inc. is violating firearms regulations. To obtain evidence, the bureau:
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can search the premises and seize evidence without a search warrant.
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One important difference between formal litigation in a court and an administrative hearing before an administrative law judge (ALJ) is that:
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an administrative hearing can admit hearsay as evidence.
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Following a hearing, an administrative law judge (ALJ) first issues a
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Initial Order
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T/F When a negotiated settlement cannot be reached, the agency may issue a formal complaint against the suspected violator.
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True
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the correct order of priority used in the process of formal administrative adjudication:
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Complaint, answer, hearing before administrative law judge, appeal to governing board of agency, final agency order, appropriate court for review of agency decision, court order
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Every administrative hearing procedure must be exactly the same as legislated by Congress.
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false
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What happens when no party appeals an adjudication?
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The ALJ's decision becomes the final order of the agency.
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Private communications between the ALJ and any party to the agency proceedings are known as _______ communications
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ex parte
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T/F The administrative law judge and the agency's investigative and prosecutorial staff are basically one integrated unit.
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False
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Who are the members of juries in administrative hearings?
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No one, because there are no juries.
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The EPA conducts meetings to discuss the possibility of creating additional regulations within the next five years. Under the Government in the Sunshine Act, the meetings
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may be closed to the public
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The Freedom of Information Act exempts records pertaining to
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national security
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Michael Manin, an airline pilot, was twice convicted of disorderly conduct, a minor misdemeanor. To renew his flight certification with the National Transportation Safety Board (NTSB), Manin filed an application that asked him about his criminal history. He did not disclose his two convictions. When these came to light more than ten years later, Manin argued that he had not known that he was required to report convictions for minor misdemeanors. The NTSB's policy was to consider an applicant's understanding of what information a question sought before determining whether an answer was false. But without explanation, the agency departed from this policy, refused to consider Manin's argument, and revoked his certification. Was this action arbitrary and capricious?
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...
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The NTSB is an ________ administrative agency.
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executive
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As an administrative agency, the NTSB exercises powers associated with the three branches of government: _______ which includes legislative functions; the executive branch, which includes ________ and the judicial function, which includes _____
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Rulemaking, Enforcement, Adjudication,
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When making rules, 1. _______ and the 2. ________ governs an agency's rulemaking, enforcement and adjudication processes.
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Congress, The administrative act
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The Administrative Procedures Act provides that a court ______ set aside agency actions found to be 1. _______ 2. _____ 3.______
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Should, Arbitrary, Capricous, an abuse of discretion
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The factors the court can consider in determining whether an agency's actions are arbitrary and capricious are:
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...
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1. Failed to provide a ________ explanation for its decision.
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Rational
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2. Changed its prior policy without
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Justification
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3. Considered legally
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Inappropriate
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4. Entirely failed to consider a _______ factor
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Relevant
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5. Rendered a decision ________ to the evidence
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Contrary
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The NTSB in this case did which of the following:________ and ________
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Failed to provide a rational explanation for its decision, and changed its prior policy without justification
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Therefore, the NTSB's decision ________ arbitrary and capricious.
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was
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Congress passed the Securities Exchange Act of 1934, which created the Securities Exchange Commission. This legislation, which created an independent regulator agency, is known as
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enabling legislation.
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UsAgainstThem, a nonprofit environmental group, is contesting the EPA's interpretation of a rule that has allowed a refinery to offset an increase in emissions relating to one part of the refinery by reducing emissions in another part of the refinery. In challenging the EPA's interpretation, a court will likely
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defer to the agency's interpretation.