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Administrative Agency=
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unit of the government
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Why create an agency?
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•Specialization
-Agencies collect the expertise of many specialists.
•Legislative gap-filling
-Congress, traditionally, creates broad statutes; agencies fill in the details through regulations or rules.
-Agencies collect the expertise of many specialists.
•Legislative gap-filling
-Congress, traditionally, creates broad statutes; agencies fill in the details through regulations or rules.
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Enabling Act=
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what creates the agency
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What creates an administrative agency?
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Enabling act
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Agencies at state level:
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some overlap w fed'l; create businesses, workers' comp, motor vehicle, unemployment, etc.
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Agencies at local level:
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business licensing, zoning regulations, local ordinances (such as what kind of signs can you have, where to put garbage, etc.)
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Agencies at federal level:
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some have preemptive effect (has only effect at state, and local levels; they cant make regulations)
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Two types of Federal Agencies:
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1. Executive
2. Independent
2. Independent
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Executive Agencies=
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generally housed within an executive department; headed by a single officer at discretion of president (prez has absolute power to fire/hire head of agencies for wtvr they want)
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The president has the absolute power to ____ in agencies
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fire/hire head in agencies for whatever they want
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Independent Agencies=
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have several heads; dismissed for performance/wrongdoing (cannot terminate unless its malfesance)
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Difference and importance of difference between independent and executive agencies=
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president has absolute power to hire/fire head of agency in executive but not in independent.
Important if president seeks to remove agency head
Important if president seeks to remove agency head
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Agency regulations can be found in...
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CFR (Code of federal regulations)
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Agency regulations:
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1. Legislative
2. Interpretive
3. Procedural
2. Interpretive
3. Procedural
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Legislative Agency regulations=
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prohibit/allow certain activities
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Interpretive Agency regulations=
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explain existing statutes/regs
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Procedural Agency regulations=
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How the agency runs, including hearings
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Executive powers of agencies:
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1. information gathering
2. licensing
3. negotiated enforcement
4. product recalls
5. Administrative fines
2. licensing
3. negotiated enforcement
4. product recalls
5. Administrative fines
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Seeking help from agency process:
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1. File complaint w/ agency
2. Respondent must answer
3. Agency conducts hearing and makes decision
4. possible appeal to court
2. Respondent must answer
3. Agency conducts hearing and makes decision
4. possible appeal to court
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Enforcement Against You
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•Perform Court-like Functions
1. Sends Out Complaint
2. Respondent Must Answer
3. Administrative Law Judges (ALJ) Hears Case Rules More Relaxed
-- ALJ Issues Decision
4.. Internal Appeals
5. Court Appeals
1. Sends Out Complaint
2. Respondent Must Answer
3. Administrative Law Judges (ALJ) Hears Case Rules More Relaxed
-- ALJ Issues Decision
4.. Internal Appeals
5. Court Appeals
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Constitutional limits to agency power:
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•1st Amendment: Speech
- Agencies Can Regulate "Indecent" Speech W/Fair Warning
•4th Amendment: Search
•- Warrantless Searches,
•5th Amendment: Self-incrimination
- Corporations Do Not Have It
•6th And 7th Amendments: - ALJ Is Enough As Long As Judicial Review Is Available
- Agencies Can Regulate "Indecent" Speech W/Fair Warning
•4th Amendment: Search
•- Warrantless Searches,
•5th Amendment: Self-incrimination
- Corporations Do Not Have It
•6th And 7th Amendments: - ALJ Is Enough As Long As Judicial Review Is Available
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Legislative Limits to Agency Power
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•Enabling Acts
- Amendments; Elimination
•Budget Allocation=decide how much money to give to an agency
•Freedom of Information Act (FOIA)=demanding info to be given to the requestor from a particular agency
-Generally, Any Person Has Right To Read Info Gathering By Federal Agencies-
-Somethings they can say no to: Trade Secrets; Financial; Medical; Personnel; National Security
- Amendments; Elimination
•Budget Allocation=decide how much money to give to an agency
•Freedom of Information Act (FOIA)=demanding info to be given to the requestor from a particular agency
-Generally, Any Person Has Right To Read Info Gathering By Federal Agencies-
-Somethings they can say no to: Trade Secrets; Financial; Medical; Personnel; National Security
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Judicial Limits to agency power
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* Judicial review of agencies actions is possible
* Questions of ripeness, mootness & standing
* Exhaust administrative agency remedies
* Agency decision not to act is non-reviewable
* Agency decisions and findings of fact reviewed under
a. Arbitrary & capricious
b. Unsubstantiated by evidence
*Agency findings of law
*if statute directly addresses issue than statute is followed, no court action
*if statute leaves question open, then if agencies finding of law are not arbitrary & capricious or manifestly contrary to statute, then they stand, even if another interpretation is possible.
* Questions of ripeness, mootness & standing
* Exhaust administrative agency remedies
* Agency decision not to act is non-reviewable
* Agency decisions and findings of fact reviewed under
a. Arbitrary & capricious
b. Unsubstantiated by evidence
*Agency findings of law
*if statute directly addresses issue than statute is followed, no court action
*if statute leaves question open, then if agencies finding of law are not arbitrary & capricious or manifestly contrary to statute, then they stand, even if another interpretation is possible.
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Executive Limits to Agency Power
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•Appointment And Removal Of Agency Heads
- Executive - At Discretion Of President
- Independent - Dismissed For Performance
•Executive Orders
•Control over Department of Justice (DOJ) enforcement litigation
•Control Over Office of Management & Budget
- Executive - At Discretion Of President
- Independent - Dismissed For Performance
•Executive Orders
•Control over Department of Justice (DOJ) enforcement litigation
•Control Over Office of Management & Budget