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Steps for Rule Promulgation?
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(1) 60 Days, (2) Notice of Intent, (3) $500,000 Notice, (4) Preliminary Rule Adoption, (5) Public Hearing and Opportunity to Comment, (6) Agency Consideration of and Response to Comments, (7) Final Rule Adoption, (8) Attorney General Approval, (9) Governor Approval, (10) Filing with the Secretary of State, (11) Recall of a Rule, (12) One -Year Deadline
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When Are Rules to Be Made?
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Rules may be made before a statute's effective date. That must be made within 60 days of statute's effective date. Rules Oversight Committee must be notified if this can not be met.
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What is the Notice of Intent Step for Rule Promulgation?
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Notice of intent to adopt the rule must be published in the Indiana Register 28 days prior to preliminary adoption.
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What Must an Agency Do in Regards to the Financial Impact of a Rule?
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It must notify the Rules Oversight Committee if the rule is projected to make a greater than $500,000 impact.
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How is Preliminary Adoption of a Rule Completed?
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Publication in the Indiana Register and notice of public hearing in a general newspaper.
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How Can a Final Rule Differ From a Preliminary Rule?
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It cannot be substantially different, unless the changes are a logical outgrowth of public comments.
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What is the Attorney General's Role in Rule Promulgation?
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He may disapprove only for cause if the rule does not comply the with rule promulgation process, it differs substantially from the preliminary rule and is not a logical outgrowth or violates the law. He must notify the governor and agency head if it will constitute a taking. If he does not take action in 45 days it will be deemed approved.
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What is the Governor's Role in Rule Promulgation?
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Governor may approve or disapprove for cause. He has 15 days to take action and can get another 15 days after notifying the Secretary of State. If the Governor does not take action within the review period, the rule will be deemed approved.
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What is the Secretary of State's Role in Rule Promulgation?
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He must review the rule for proper form within 3 days.
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When May an Agency Recall a Rule?
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An agency may recall a rule before filing.
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How Long Can the Rule Promulgation Process Last?
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1 Year
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What is the Standard of Review of Judicial Review of Rules for Validity?
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De novo.
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What Law Governs Administrative Adjudications?
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Indiana Administrative Orders and Procedures Act
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What is the Basic Grounds for ALJ Qualification?
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Impartiality.
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What Ex Parte Communications Are Prohibited with an ALJ?
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(1) Parties to the proceedings, (2) Interested in the outcome, (3) Presided at a previous stage of the proceedings, (4) Prohibited from assisting the ALJ
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What Must an ALJ Do if Prohibited Ex Parte Communications Occurred?
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ALJ must place communications on the record and advise all parties of this.
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What Rules of Evidence Apply in Administrative Hearings?
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No rules of evidence, but order cannot be based only on inadmissible hearsay.
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What are the Limitations on Judicial Review of Agency Action?
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(1) Standing, (2) Exhaustion of Administrative Remedies, (3) Timeliness
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What is the Scope of Factual Judicial Review of Agency Action?
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Generally confined to agency record. Additional evidence may be admitted (1) if it is necessary for reviewing the action, (2) not previously discoverable with due diligence, and (3) relevant to the charge of improper decisionmaking body constitution or grounds for individual disqualification or unlawfulness of procedures or decisionmaking process.
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What is the Scope of Legal Issue Review?
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Generally confined to legal claims brought during the administrative proceedings. Legal issues not brought in administrative proceedings are waived unless there was insufficient notice or the interests of justice require it.
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When Do Administrative Remedies Not Have to be Exhausted Prior to Judicial Review of Agency Action?
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(1) Refusal of the agency to dispose with administrative claims, (2) Futility of exhaustion, and (3) Purely constitutional issues raised
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What is the Timeliness Requirement to Preserve Judicial Review?
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A person must object to an order or petition for judicial review within 30 days of notice of the agency action.
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What is the Standard of Judicial Review of Agency Action?
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(1) Arbitrary, Capricious, or an Abuse of Discretion, (2) Contrary to Constitutional Right, (3) In Excess of Statutory Jurisdiction, (4) Without Observance of Proper Procedures, (5) Unsupported By Substantial Evidence
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What are the Indiana Public Information Statutes?
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Open Door Law and the Access to Public Records Act
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What is the Purpose of the Indiana Open Door Law
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To provide access to agency meetings.
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What Agencies Are Subject to the Open Door Law?
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All bodies exercising executive, administrative, or legislative power.
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What is the General Requirement of the Open Door Law?
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That meetings of governing bodies of public agencies must be open.
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What is a Meeting for Purposes of the Open Door Law?
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A gathering of a majority of the governing body of an agency for the purpose of taking official state action.
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What Are Exceptions to Meetings for the Purpose of the Open Door Law?
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(1) Caucuses, (2) On-Site Inspections, (3) Betterment Meetings, (4) Social Gatherings, and (5) Executive Sessions
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What are the Criteria for an Executive Session for Purposes of the Open Door Law?
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(1) Final action must be public, (2) Must be no intent to circumvent the ODL, (3) 48 hours notice citing specific statutory reason, and (4) Specific statutory reason
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How Does an Agency Comply with the Open Door Law?
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(1) Comply with notice requirements, (2) Maintaining an agenda, memoranda, and minutes
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What are the Notice Requirements of the Open Door Law?
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(1) Public notice of date, time, and place of meeting must be given 48 hours before, excluding weekends and holidays, (2) Notice must be posted and principal office and sent to media that requested it.
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What are Remedies for Violation of the Open Door Law?
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Declaratory judgments, injunctions, or declaring actions void.
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What is the Standing Required to Challenge Open Door Law Violations?
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No individualized standing.
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Do Plaintiffs Suing for Open Door Law Violations Get Attorney's Fees?
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It is discretionary if they prevail.
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Do Defendants in Open Door Law Actions Get Attorney's Fees?
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If they prevail AND the action is frivolous or vengeful.
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What is the Purpose of the Indiana Access to Public Records Act?
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Full and complete access to government information.
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What Agencies Are Subject to the Public Records Act?
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Any body exercising any executive, legislative, or judicial power.
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What is General Requirement of the Public Records Act?
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There is a right to inspect and copy public records.
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What is a Public Record for the Purposes of the Public Records Act?
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Any material created received, retained, maintained, or filed by a public agency.
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How Must Records Be Requested Under the Public Records Act?
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A person must identify the record with reasonable particularity AND at the agency's discretion, place the request in writing or on a form provided.
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Do Plaintiffs Suing for Public Records Acts Violations Get Attorney's Fees?
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There are discretionary if the plaintiff substantially prevails.
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Do Defendants in Public Records Acts Violations Get Attorney's Fees?
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If the defendant substantially prevails AND the action was frivolous or vengeful.
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How Does a Party Petition for a Review of Agency Action?
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Petitions for review must (1) be in writing, (2) state facts demonstrating that the petitioner has standing, (3) generally be filed with the ultimate authority within 15 days, and (4) Seek stay of action from ALJ at preliminary hearing
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What Does a Party Do After Receiving a Final Order it Does Not Like?
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File a Petition for Rehearing.
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When Can a Petition for Rehearing Be Filed?
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After a final order if the petitioner demonstrates that he is not in default, that newly discovered material evidence exists, ad the evidence could not, by due diligence, have been discovered and produced at the hearing.
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How Long Does a Party Have to File a Petition for Review of Agency Action?
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30 days.
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What Must a ALJ Order Include?
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Findings of fact.
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How Long Does an ALJ Have After a Hearing to Issue an Order?
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90 Days.
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Who Has the Burden of Proof in Claims Under the Access to Public Records Act?
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Government.
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Where Does a Person File a Suit to Compel Inspection Under the Access to Public Records Act?
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In the county where the denial occurred.
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What Must a Plaintiff Do to Be Eligible for Attorney's Fees and Expenses for Suits Under the Access to Public Records act and the Open Door Law?
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Seek and receive an opinion on the issue from the public access counselor, unless the plaintiff can show that filing the action was necessary to prevent a violation of the Open Door Law or present the record to an agency preparing to act.
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Describe an Appeal of Agency Action?
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(1) Administrative Review Will Be IAW IAOPA, (2) Notice Should Specify Time Limits and Procedures, (3) File Petition, (4) Petition Must Be Filed With Ultimate Authority Within 15 Days, (5) Agency Will Grant Petition and Appoint ALJ, (6) ALJ Will Provide 5 Day Notice of Hearings, (7) ALJ Will Conduct Hearings, (9) ALJ Must Issue Order Within 90 Days, (10) If ALJ Not Ultimate Authority, Ultimate Authority Must Approve, Remand, or Modify
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What Must Agency Do Before Issuing an Order?
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Provide notice to each person to whom the order is directed.
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What Does a Person Do After Getting a Notice of Agency Action?
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Person has 15 days to file a petition for review with the ultimate authority. If this is not done, the order becomes effective.
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What Does the Agency Do After an Aggrieved Party Files a Petition for Review?
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Assigns and ALJ.
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What is the Applicability of the AOPA?
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State agencies unless statutes say otherwise. Does not apply to legislative or judicial branches, or political subdivisions.
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How Long Does Someone Have to Get a Open Door Law Remedy?
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30 days from when they learned of violation.
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Describe How to Obtain Judicial Review of Agency Action?
answer
(1) Standing, (2) Exhaust Remedies, (3) Petition Within 30 Days of Final Decision, (4) File Certified Copy of Agency Record with Court Within 30 Days