question
The primary tool for local, state, and federal governments use to perform regulatory functions
is the:
is the:
answer
administrative agency
question
According to the Supreme Court, what is one of the most significant legal trends of the last
century:
century:
answer
the rise of administration bodies
question
Congress created the first regulatory agency in 1887. It was called the:
answer
Interstate Commerce Commission
question
The Interstate Commerce Commission was the:
answer
first modern federal regulatory agency
question
The first modern federal regulatory agency was created in 1887 to regulate:
answer
railroads
question
The Federal Trade Commission handles:
answer
antitrust cases
question
A major notable expansion in administrative agencies came during which period:
answer
the Great Depression
question
Among the significant agency(s) created during the 1930s were:
answer
the Federal Communications Commission and the Securities and Exchange Commission
question
An agency created during the late 1960s or early 1970s is:
answer
the Environmental Protection Agency and the Equal Employment Opportunity Commission
question
A(n) ____ is an authority of the government, other than a legislature or a court, created to
administer a particular law.
administer a particular law.
answer
administrative agency
question
Administrative agencies are generally created by:
answer
an enabling statute of Congress
question
An administrative agency is usually:
answer
an authority of government that administers a particular law
question
About how many federal agencies share the responsibility for regulating various aspects of
business activity?
business activity?
answer
50
question
Congress gives an agency power and authority through a(n):
answer
legislative delegation
question
A legislative delegation:
answer
delegates to an agency the power to perform its regulatory purpose
question
A federal law passed by Congress granting powers to an agency is called:
answer
an enabling statute
question
An enabling statute is a(n):
answer
federal law passed by Congress granting powers to an agency
question
Congress grants to an agency the power to perform regulatory functions. A statute delegating
power to an agency is called:
power to an agency is called:
answer
an enabling statute
question
A(n) ____ is a statute delegating to an agency the powers to formulate, implement, and enforce
policy relevant to its area of authority.
policy relevant to its area of authority.
answer
enabling statute
question
Enabling statutes are also sometimes called:
answer
organic statutes
question
Organic statue is another term for:
answer
enabling statute
question
Administrative agencies are often created by Congress because:
answer
they can consider technical details more effectively than Congress and have the ability to
monitor a regulated industry on a continuous basis
monitor a regulated industry on a continuous basis
question
Administrative agencies are created when:
answer
a problem requires expertise and supervision
question
If Congress is not satisfied with the way an administrative agency is performing it:
answer
can change how the agency operates
question
The branch of law that consists of legal rules that define the authority and structure of
hundreds of administrative agencies is known as:
hundreds of administrative agencies is known as:
answer
administrative law
question
The primary source(s) of administrative law include(s):
answer
the enabling statutes of the administrative agencies and court decisions reviewing agency
decisions and the Administrative Procedures Act
decisions and the Administrative Procedures Act
question
Which of the following is a primary source of administrative law:
answer
all of the other specific choices are correct
question
The primary structure of administrative law is determined by the:
answer
Administrative Procedures Act
question
The primary purpose of the Administrative Procedures Act is:
answer
to define procedural rules and formalities of administrative agencies
question
Enacted by Congress in 1946, the ____ defines the procedural rules and formalities for federal
agencies.
agencies.
answer
Administrative Procedures Act
question
Regulatory agencies engage in rulemaking. This authority comes primarily from:
answer
Congress, under the Commerce and Necessary and Proper Clauses
question
Congress has authority to create regulatory agencies and give them powers to enact rules
under which clause(s) of the Constitution:
under which clause(s) of the Constitution:
answer
the commerce clause and the necessary and proper clause
question
Administrative agencies engage in rulemaking to:
answer
develop regulatory policies
question
An agency develops materials that help those regulated understand what they are required to
do to comply with the law through the process of:
do to comply with the law through the process of:
answer
rule making
question
Which of the following is a form of rulemaking for an agency:
answer
all of the other specific choices are correct
question
Substantive (legislative) rules issued by agencies are:
answer
administrative statutes with the same force and effect of law as statutes passed by Congress
question
Administrative laws with the same force of law as statutes enacted by Congress are:
answer
substantive rules
question
Which classification of administrative laws have the same force of law as statues enacted by
Congress:
Congress:
answer
substantive rules
question
Which classification of administrative laws results in a rule being a federal law:
answer
substantive rules
question
When an agency issues a substantive rule, it is generally required by the APA to:
answer
provide public notice and the opportunity for interested parties to comment
question
Interpretative rules issued by administrative agencies are:
answer
statements that provide agency staff and the public with guidance about what a certain statute
or substantive rule means in practice
or substantive rule means in practice
question
____are statements issued by an agency to provide its staff and the public with guidance
regarding the interpretation of a substantive rule or a congressional statute.
regarding the interpretation of a substantive rule or a congressional statute.
answer
interpretive rules
question
In contrast to legislative rules, interpretative rules are:
answer
exempt from the notice and comment requirements of the APA
question
Congress authorizes the EPA to regulate air quality by reducing emissions from gasoline
engines. The EPA immediately bans gas engines issues such a regulation. The new regulation is
probably:
engines. The EPA immediately bans gas engines issues such a regulation. The new regulation is
probably:
answer
an improperly implemented substantive regulation
question
Procedural rules issued by administrative agencies are:
answer
rules that describe an agency's organization, method of operation, and internal practices
question
The details of an agency's structure and how it operates internally are covered in:
answer
procedural rules
question
____ detail an agency's structure and describe its method of operation and its internal
practices.
practices.
answer
procedural rules
question
Which classification of administrative rules are usually the most important:
answer
substantive
question
When an agency proposes a legislative (substantive) rule it must publish it for public inspection
in the:
in the:
answer
Federal Register
question
When an administrative agency engages in rulemaking, it must first publish the proposed
legislative rule, then it must:
legislative rule, then it must:
answer
allow written commentaries by interested parties
question
The usual public comment period for substantive rules is:
answer
60 to 90 days
question
During a formal rulemaking process, an agency may:
answer
hold an investigatory hearing that may include witnesses who testify about the rule
question
If a statute requires that administrative rule making must be "on the record" then the agency:
answer
must hold hearings at which witnesses appear to testify about the proposed rule
question
Who ensures that an agency has not exceeded its authority or violated proper procedure in
issuing a final rule:
issuing a final rule:
answer
the U.S. Court of Appeals
question
In Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc., where the EPA's "bubble
rule" for measuring pollution from an industrial facility was challenged, the Supreme Court held
that:
rule" for measuring pollution from an industrial facility was challenged, the Supreme Court held
that:
answer
since Congress did not directly address the issue of the bubble policy so it was up to the EPA
whether or not to use it
whether or not to use it
question
The Environmental Protection Agency has rules about the amount of chemicals that may be
emitted into the air. If a factory emits a chemical and the EPA wants to know if the emissions are
within legal limits, the EPA may:
emitted into the air. If a factory emits a chemical and the EPA wants to know if the emissions are
within legal limits, the EPA may:
answer
have EPA employees measure the air at the factory to see if it is violating the law or not and get
a subpoena from a court to force the company to produce documents concerning pollution from the
factory and demand the factory measure the pollution and report if it is violating the law or not
a subpoena from a court to force the company to produce documents concerning pollution from the
factory and demand the factory measure the pollution and report if it is violating the law or not
question
The Environmental Protection Agency could require a company subject to its regulations
concerning pollution emissions to do all of the following except:
concerning pollution emissions to do all of the following except:
answer
bear the costs of collecting samples of emissions on a regular basis and report to the EPA and
make reports to the EPA on a regular basis about progress being made on improvements in pollution
control and bear the cost of installing pollution monitoring equipment required by the EPA
make reports to the EPA on a regular basis about progress being made on improvements in pollution
control and bear the cost of installing pollution monitoring equipment required by the EPA
question
Agencies with statutory authority to require businesses to provide information may do which of
the following:
the following:
answer
rely on observation by the agency by physical inspections and issue subpoenas, which force
businesses to disclose relevant information from their files and require businesses to self-report on a
regular basis
businesses to disclose relevant information from their files and require businesses to self-report on a
regular basis
question
Administrative agencies enforce regulations by doing which of the following:
answer
requiring businesses to self-report and direct observation by agency personnel
question
Businesses have contested fines resulting from regulations that require mandatory self-
reporting of data. They contended that self-reporting of violations violated the Fifth Amendment
prohibition against self-incrimination. The Supreme Court has ruled that:
reporting of data. They contended that self-reporting of violations violated the Fifth Amendment
prohibition against self-incrimination. The Supreme Court has ruled that:
answer
the self-incrimination privilege of the 5th Amendment applies to individuals only and corporations
are not protected by the self-incrimination privilege of the 5th Amendment
are not protected by the self-incrimination privilege of the 5th Amendment
question
Suppose EPA requires polluters to report compliance with air pollution emission regulations.
Which of the following statements could be true, given the power EPA is likely to have:
Which of the following statements could be true, given the power EPA is likely to have:
answer
if a firm does exceed pollution limits and fails to file reports, it may be fined, and if a firm does
exceed pollution limits, it may be fined even if it does file reports on time and if a firm does not
exceed pollution limits but fails to file reports, it may be fined
exceed pollution limits, it may be fined even if it does file reports on time and if a firm does not
exceed pollution limits but fails to file reports, it may be fined
question
Testing by the EPA for excessive air pollution emissions is an example of acquiring information
by:
by:
answer
direct observation
question
Conducting an on-the-spot worksite safety inspection by OSHA inspectors is an example of
acquiring information by:
acquiring information by:
answer
direct observation
question
If evidence of regulatory violations can be obtained from observations made in areas the public
has access to:
has access to:
answer
there is no need to obtain a warrant
question
Observations of regulatory violations made from areas open to the public are known as:
answer
"open-field" observations
question
In Dow Chemical Co. v. U.S., where the EPA took aerial photographs of a Dow plant to see if
the plant produced too much pollution, the Supreme Court held that:
the plant produced too much pollution, the Supreme Court held that:
answer
although entry to the plant was prohibited to the public, aerial photos did not violate the 4th
Amendment
Amendment
question
A legal instrument that directs the person receiving it to appear at a specified time and place to
testify or to produce documents is a(n):
testify or to produce documents is a(n):
answer
subpoena
question
Administrative agencies may issue subpoenas to obtain business documents that agencies need
for law enforcement. Subpoenas may:
for law enforcement. Subpoenas may:
answer
be used to get confidential information
question
When federal agencies sue to enforce regulations, depending on the authority the agency has
been granted by Congress, the agency:
been granted by Congress, the agency:
answer
may sue for civil penalties and may sue to withhold property and may sue for criminal penalties
question
Which department usually handles the prosecution of criminal cases that are heard in federal
court when an agency brings criminal charges against a party:
court when an agency brings criminal charges against a party:
answer
the Department of Justice
question
As agency regulatory activities have expanded, agencies have relied more heavily on:
answer
informal agency procedures
question
Suppose an agency inspector, such as an OSHA safety inspector, discovers an apparent
violation of a regulation at a business being inspected:
violation of a regulation at a business being inspected:
answer
the violation may be cleared up informally
question
Informal agency procedures may include:
answer
tests and inspections
question
In Black Beauty Coal Co. v. Federal Mine Safety and Health Review Commission, where
a coal mine inspector believed a situation created a fire hazard for which he issued a "high
negligence" citation that the company contested. The appeals court held that:
a coal mine inspector believed a situation created a fire hazard for which he issued a "high
negligence" citation that the company contested. The appeals court held that:
answer
there was sufficient evidence to uphold the citation
question
In Invention Submission v. Rogan, the Patent and Trademark Office (PTO) used a testimonial
from a client of Invention Submission (IS) as an example of someone who felt abused by a patent-
marketing scheme. IS had not been convicted of wrongdoing so it sued the PTO for violating the
Administrative Procedure Act (APA) by using that example in its advertising campaign about patent-
marketing scams. The appeals court held that the PTO's campaign:
from a client of Invention Submission (IS) as an example of someone who felt abused by a patent-
marketing scheme. IS had not been convicted of wrongdoing so it sued the PTO for violating the
Administrative Procedure Act (APA) by using that example in its advertising campaign about patent-
marketing scams. The appeals court held that the PTO's campaign:
answer
did not constitute as agency action and did not create legal consequences for Invention
Submission so the district court was correct in dismissing the case
Submission so the district court was correct in dismissing the case
question
If a business is unhappy with an agency sanction resulting from informal procedures it:
answer
can seek review, beginning with the agency head
question
If a business is still unhappy with an agency's final decision after it has been reviewed by the
agency head it:
agency head it:
answer
can seek review by the federal court
question
In reviewing informal agency procedures, the courts are generally most concerned about:
answer
whether the particular agency procedure was fair and whether the decision was consistent with
the legislative intent of Congress
the legislative intent of Congress
question
The administrative agency equivalent to a court trial is:
answer
an adjudicatory hearing
question
Among the formal procedures used by most regulatory agencies are quasi-judicial powers,
especially:
especially:
answer
adjudicatory hearings
question
A(n) ____ is a formal agency process under APA rules, which are similar to those followed in a
trial.
trial.
answer
adjudicatory hearing
question
Adjudicatory hearings are initiated by:
answer
an agency filing a complaint
question
Some administrative agency investigations lead to a formal complaint being filed against a
business. This may result in a trial heard by an administrative law judge (ALJ). ALJs are:
business. This may result in a trial heard by an administrative law judge (ALJ). ALJs are:
answer
are employees of administrative agencies
question
An adjudicatory hearing at a regulatory agency will be presided over by an Administrative Law
Judge or ALJ. An ALJ is a:
Judge or ALJ. An ALJ is a:
answer
civil service employee of the agency
question
In an adjudicatory hearing a(n) ____ presides over the hearing.
answer
administrative law judge
question
During a hearing at an administrative agency to determine if the law has been violated the
agency is represented by its:
agency is represented by its:
answer
counsel
question
In a hearing at an administrative agency to determine if the law has been violated, the agency's
____ presents the agency's evidence in support of the complaint.
____ presents the agency's evidence in support of the complaint.
answer
counsel
question
In a hearing at an administrative agency, to determine if the law has been violated:
answer
there is no right to a jury trial
question
In a hearing at an administrative agency, to determine if the law has been violated:
answer
Constitutional rights must be protected
question
There is no right to trial by jury in a hearing at an administrative agency to determine if the
law has been violated because:
law has been violated because:
answer
there is no criminal or common-law cause
question
Unlike with cases heard in a federal courtroom, the administrative law judge presiding over a
hearing at an administrative agency:
hearing at an administrative agency:
answer
is not an independent judge
question
The appeal process that serves as an external check on agency power is known as:
answer
judicial review
question
____ ensures that agencies follow required procedures, do not go beyond the authority granted
them by Congress, can justify their actions, and respect constitutional rights.
them by Congress, can justify their actions, and respect constitutional rights.
answer
judicial review
question
Five procedural requirements for judicial review of a challenge to an agency decision are:
answer
jurisdiction, reviewability, standing, ripeness and exhaustion
question
Which of these is not a procedural requirement for judicial review of an agency decision:
answer
diversity
question
Which of these is not a procedural requirement for judicial review of an agency decision:
answer
discretion
question
The procedural requirement of ____ requires that the complaining party may seek judicial
review only in courts that have power to hear the case.
review only in courts that have power to hear the case.
answer
jurisdiction
question
In Japan, as compared to the U.S., administrative agencies exert:
answer
strong regulatory control over business
question
Which of the following is a way that Japanese agencies may use to exert regulatory authority
over businesses:
over businesses:
answer
direction
question
Which of the following is a way that Japanese agencies may use to exert regulatory authority
over businesses:
over businesses:
answer
encouragement
question
The procedural requirement of ____ requires that an appellate court has the ability to
reconsider an agency decision to determine whether correction or modification is needed.
reconsider an agency decision to determine whether correction or modification is needed.
answer
reviewability
question
The procedural requirement of ____ requires that a party seeking judicial review must
demonstrate that it incurred an injury recognized by law as a result of the agency's action.
demonstrate that it incurred an injury recognized by law as a result of the agency's action.
answer
standing
question
In Lujan v. Defenders of Wildlife, where foreign aid decisions of the U.S. government were
challenged as a violation of the Endangered Species Act, because the Nile crocodile in Egypt could
be harmed, the Supreme Court held:
challenged as a violation of the Endangered Species Act, because the Nile crocodile in Egypt could
be harmed, the Supreme Court held:
answer
the plaintiffs had no standing to bring the case because there was no injury in fact
question
In Summers v. Earth Island Institute, where the decision of the Forest Service to sell burned
timber on 238 acres without preparing an environmental impact statement or formal notice of the
sale was challenged as a violation of the Forest Service Decisionmaking and Appeals Reform Act, the
Supreme Court held that since the:
timber on 238 acres without preparing an environmental impact statement or formal notice of the
sale was challenged as a violation of the Forest Service Decisionmaking and Appeals Reform Act, the
Supreme Court held that since the:
answer
plaintiffs could not demonstrate standing, they could not challenge the Forest Service's actions
in court
in court
question
The procedural requirement of ____ requires that there can be no judicial review until the
agency's decision is final so that the court will have the final issues in the case before it and not
hypothetical questions or unresolved disputes.
agency's decision is final so that the court will have the final issues in the case before it and not
hypothetical questions or unresolved disputes.
answer
ripeness
question
The procedural requirement of ____ requires that a party seeking judicial review must have
sought relief through all possible agency appeal processes before seeking review by the courts.
sought relief through all possible agency appeal processes before seeking review by the courts.
answer
exhaustion
question
Loraine wants to sue the Federal Aviation Administration because she thinks the local airport is
too noisy and improperly operated. She has completed all administrative channels and reviews.
Loraine should file her suit:
too noisy and improperly operated. She has completed all administrative channels and reviews.
Loraine should file her suit:
answer
file her suit in the court Congress specified when it wrote the enabling statute for the FAA
question
When Congress grants courts the ability to review administrative actions, it may:
answer
specify that judicial review is prohibited
question
Courts may not review agency actions if:
answer
judicial review is prohibited by statute
question
Congress can prohibit certain judicial review as long as the exception:
answer
does not violate constitutional rights
question
If a federal agency issues a new regulation, it may:
answer
be challenged by parties who claim the regulation caused them legally recognized harm
question
A person who wishes to bring a complaint against another person or business for violation of a
statute administered by a federal agency must first:
statute administered by a federal agency must first:
answer
exhaust all administrative channels before bringing suit
question
The ____ prevents unnecessary lawsuits by giving the agency the full chance to get the decision
right.
right.
answer
exhaustion doctrine
question
In a case involving judicial review of an administrative agency's decision, the court's ____
determines how far it can go in examining the action.
determines how far it can go in examining the action.
answer
scope of review
question
The courts generally will not find that an agency's decisions are arbitrary, capricious, or an
abuse of discretion if:
abuse of discretion if:
answer
the agency has sufficiently explained the facts and its policy concerns and the agency has
established a factual basis that is in the agency's record and a reasonable person could reach the
same judgment as the agency on the basis of the agency's record
established a factual basis that is in the agency's record and a reasonable person could reach the
same judgment as the agency on the basis of the agency's record
question
The courts generally will not find that an agency's decisions are arbitrary, capricious, or an
abuse of discretion if:
abuse of discretion if:
answer
the agency has sufficiently explained the facts and its policy concerns and the agency has
established a factual basis that is in the agency's record
established a factual basis that is in the agency's record
question
The courts generally will not find that an agency's decisions are arbitrary, capricious, or an
abuse of discretion if the following conditions are met except:
abuse of discretion if the following conditions are met except:
answer
the agency's action was approved by its Congressional oversight committee
question
The court's review of an agency's statutory interpretation is generally afforded:
answer
a careful review with respect to statutory interpretation, compared to a lesser review of technical
judgments in the regulatory process
judgments in the regulatory process
question
The aspects of agency actions given the most intense scope of review by the courts are:
answer
procedural requirements
question
When a court reviews the way an agency interprets a statute, it will use which scope of judicial
review:
review:
answer
less scrutiny compared to review of procedural requirements
question
In addition to being checked by judicial review, administrative agencies are also checked by:
answer
Congress
question
The most immediate control mechanism enjoyed by Congress for regulating administrative
agencies is the ability to control agency activity through:
agencies is the ability to control agency activity through:
answer
the budget process
question
An administrative agency's final budget must be agreed on by:
answer
the House of Representatives, the Senate and the President
question
Presidents use ____ to instruct administrative agencies to undertake certain tasks.
answer
executive orders
question
Under the ____ if scientific, technical, and economic information standards are not met in
analyses done to support administrative agency regulations, affected parties may challenge a
regulation for not being supported by adequate analysis.
analyses done to support administrative agency regulations, affected parties may challenge a
regulation for not being supported by adequate analysis.
answer
Data Quality Act
question
The ____ makes most documents held by federal agencies available to the public.
answer
Freedom of Information Act
question
A federal agency collects documents in its law enforcement activities. Except for trade secrets,
these documents are:
these documents are:
answer
available to the public under the Freedom of Information Act, unless they concerns information
about individuals protected by the Privacy Act
about individuals protected by the Privacy Act
question
The ____ requires that unless an exception applies, notice and prior consent are required before
an agency can disclose information that concerns and identifies an individual.
an agency can disclose information that concerns and identifies an individual.
answer
Privacy Act
question
The purpose of the Government in the Sunshine Act is to:
answer
limit secret meetings by administrative agencies
question
Which of the following is a provision of the Government in the Sunshine Act?
answer
an agency action taken at a meeting in violation of the Act is invalid