question
T/F Like statutory law, administrative law is created by legislatures.
answer
False
question
T/F Federal executive agencies are outside the federal executive departments.
answer
False
question
T/F Independent regulatory agencies include the cabinet departments of the executive branch.
answer
False
question
T/F State regulation, when not preempted, may cover many of the same activities as federal regulation.
answer
True
question
T/F By delegating some of its authority to make and implement laws, Congress violates the U.S. Constitution.
answer
False
question
T/F Federal administrative agencies can regulate beyond the powers granted by enabling legislation.
answer
False
question
T/F Administrative agencies cannot make legislative rules, or substantive rules, that are as legally binding as laws that the Congress passes.
answer
False
question
T/F Interpretive rules simply declare policy and do not affect legal rights or obligations.
answer
True
question
T/F A party seeking court review of an administrative action must first exhaust all of his or her administrative remedies before seeking court review.
answer
True
question
T/F Under the exhaustion doctrine, a party must feel "exhausted" about an administrative action or regulation to challenge it in court.
answer
False
question
T/F An administrative agency can issue an interpretive rule to indicate how the agency plans to interpret its statutory authority.
answer
True
question
T/F There is a precise definition of what makes an administrative rule arbitrary and capricious.
answer
False
question
T/F A party can challenge an administrative regulation as so irrational as to be arbitrary and capricious.
answer
True
question
T/F The Administrative Procedure Act does not apply to a particular agency procedure.
answer
False
question
T/F Rulemaking—the formulation of new administrative regulations—is a major function of Congress, not administrative agencies.
answer
False
question
T/F Unlike those who violate statutes, violators of agency rules are not punished.
answer
False
question
T/F The period for persons to comment on a proposed administrative rule must be at least thirty days.
answer
True
question
T/F Only experts can submit comments on a proposed administrative rule.
answer
False
question
T/F Final administrative rules do not have binding legal effect unless the courts later declare them to be binding.
answer
False
question
T/F Final administrative rules have binding legal effect unless the courts later overturn them.
answer
True
question
T/F Often, an administrative agency itself enforces its rules.
answer
True
question
T/F If a business firm refuses to comply with an agency's request to inspect facilities or business records, the agency must defer to the refusal.
answer
False
question
T/F Administrative agencies can conduct warrantless searches in some situations.
answer
True
question
T/F In most instances, an agency is not required to obtain a search warrant before a physical search for evidence is conducted.
answer
False
question
T/F Frequently, disputes over violations of administrative rules are resolved through informal adjudication proceedings.
answer
True
question
T/F Administrative agencies generally exercise substantial discretion over the type of hearing procedures that they use.
answer
True
question
T/F An administrative adjudicatory hearing does not have to meet the constitutional standards of due process.
answer
False
question
T/F If the meaning of a statute's language is unclear and an agency interprets it, a court must overturn the interpretation.
answer
False
question
T/F If the meaning of a statute's language is unclear and an agency interprets it, a court must follow the interpretation as long as it is reasonable.
answer
True
question
T/F All federal government agencies must make their records available electronically on the Internet.
answer
True
question
T/F The federal government must disclose certain records to any person or entity on written request only if there is a rational reason for the request.
answer
False
question
T/F Every portion of every meeting of a federal administrative agency does not have to be open to public observation.
answer
False
question
T/F The public must be provided with adequate advance notice of scheduled federal administrative agency meetings and agendas.
answer
True
question
T/F Federal agencies must consider ways to reduce the economic impact of new regulations on small businesses.
answer
True
question
T/F An agency must conduct a regulatory flexibility analysis whenever a new regulation will have an impact on a "small number of substantial entities."
answer
False
question
Independent regulatory agencies such as the Federal Trade Commission are
a. not part of the government's executive branch
b. outside the major departments of the government's executive branch
c. subagencies of executive agencies
d. subject to more executive authority than executive agencies
a. not part of the government's executive branch
b. outside the major departments of the government's executive branch
c. subagencies of executive agencies
d. subject to more executive authority than executive agencies
answer
b. outside the major departments of the government's executive branch
question
The U.S. Social Security Administration is a federal agency. The Iowa Department of Social Services is a parallel state agency. If these agencies' regulations conflict
a. the federal agency's regulations take precedence
b. the state agency's regulations take precedence
c. the two agencies' regulations take equal precedence
d. the two agencies' regulations cancel each other
a. the federal agency's regulations take precedence
b. the state agency's regulations take precedence
c. the two agencies' regulations take equal precedence
d. the two agencies' regulations cancel each other
answer
a. the federal agency's regulations take precedence
question
Congress leaves it to the Bureau of Prisons to oversee the promulgation of detailed regulations in areas under the agency's juris-diction. This is
a. divine right
b. the delegation of legislative powers
c. gap-filling power
d. unconstitutional conduct
a. divine right
b. the delegation of legislative powers
c. gap-filling power
d. unconstitutional conduct
answer
b. the delegation of legislative powers
question
Playground Equipment, Inc., is subject to regulations issued by the Occupational Safety and Health Administration (OSHA). Like other federal administrative agencies, the OSHA was created by
a. Congress, through enabling legislation
b. the Federal Trade Commission, through the rulemaking process
c. the president, through an executive order
d. the U.S. Department of Labor, through a final order
a. Congress, through enabling legislation
b. the Federal Trade Commission, through the rulemaking process
c. the president, through an executive order
d. the U.S. Department of Labor, through a final order
answer
a. Congress, through enabling legislation
question
Nemo's Seafood Restaurant Company pays income and other taxes collected by the Internal Revenue Service (IRS). Like other federal administrative agencies, the IRS was created by
a. Congress, through enabling legislation
b. the courts, through the adjudicatory process
c. the U.S. Constitution, through the tax and spend clause
d. the U.S. Department of the Treasury, through a legislative rule
a. Congress, through enabling legislation
b. the courts, through the adjudicatory process
c. the U.S. Constitution, through the tax and spend clause
d. the U.S. Department of the Treasury, through a legislative rule
answer
a. Congress, through enabling legislation
question
Persons who favor the creation of a National Biotech Agency to regulate the production of genetically altered agricultural products should concentrate their lobbying efforts on
a. Congress
b. federal administrative agencies that oversee agricultural products
c. the United States Supreme Court
d. the president of the United States
a. Congress
b. federal administrative agencies that oversee agricultural products
c. the United States Supreme Court
d. the president of the United States
answer
a. Congress
question
Plastix Produx Company is subject to a decision by the Consumer Product Safety Commission. Opposed to the decision, Plastix Produx wants a court to review it. First, however, the firm must use all of the potential administrative remedies. This is
a. an actual controversy at issue
b. standing to sue
c. the exhaustion doctrine
d. the ripeness doctrine
a. an actual controversy at issue
b. standing to sue
c. the exhaustion doctrine
d. the ripeness doctrine
answer
c. the exhaustion doctrine
question
The Federal Aviation Administration uses notice-and-comment rulemak-ing. The final rule in such a proceeding is sometimes referred to as
a. a legislative rule
b. an interpretive rule
c. an adjudicatory order
d. an executive edict
a. a legislative rule
b. an interpretive rule
c. an adjudicatory order
d. an executive edict
answer
a. a legislative rule
question
The Merit Systems Protection Board issues a rule. Like other administrative agencies' "legislative rules," this rule is as
a. binding as a law passed by Congress
b. persuasive as an expert's opinion
c. suggestive as a newspaper's editorial
d. unenforceable as a salesperson's puffery
a. binding as a law passed by Congress
b. persuasive as an expert's opinion
c. suggestive as a newspaper's editorial
d. unenforceable as a salesperson's puffery
answer
a. binding as a law passed by Congress
question
Executive control over the Federal Communications Commission, and other agencies, may be exercised through a presidential veto of
a. Congress's modifications of the agency's authority.
b. the agency's final rules.
c. the agency's final orders.
d. none of the choices.
a. Congress's modifications of the agency's authority.
b. the agency's final rules.
c. the agency's final orders.
d. none of the choices.
answer
a. Congress's modifications
question
Pure Water Company is subject to a decision by the Environmental Protection Agency. Pure Water appeals the decision, arguing that it is arbitrary and capricious. This could mean that the decision
a. changed the agency's prior policy without justification
b. followed a consideration of all relevant factors
c. was accompanied by a rational explanation
d. was plainly warranted by the evidence
a. changed the agency's prior policy without justification
b. followed a consideration of all relevant factors
c. was accompanied by a rational explanation
d. was plainly warranted by the evidence
answer
a. changed the agency's prior policy without justification
question
Freight Transport Company is subject to a decision by the National Labor Relations Board. Freight Transport appeals the decision, arguing that it is arbitrary and capricious. This could mean that the decision
a. followed a consideration of legally appropriate factors
b. justifiably changed the agency's prior policy
c. was accompanied by a rational explanation
d. was plainly contrary to the evidence
a. followed a consideration of legally appropriate factors
b. justifiably changed the agency's prior policy
c. was accompanied by a rational explanation
d. was plainly contrary to the evidence
answer
d. was plainly contrary to the evidence
question
Before adopting new regulations to govern Internet-based phone services, the Federal Communications Commission may not
a. hold hearings to acquire facts pertinent to the proposed rules.
b. ignore the Administrative Procedure Act to streamline proceedings.
c. order manufacturers to provide certain documents.
d. solicit testimony from interest groups and consumers.
a. hold hearings to acquire facts pertinent to the proposed rules.
b. ignore the Administrative Procedure Act to streamline proceedings.
c. order manufacturers to provide certain documents.
d. solicit testimony from interest groups and consumers.
answer
b. ignore the Administrative Procedure Act to streamline proceedings.
question
To notify the public of a proposed rule, the Food Safety and Inspection Service, like other federal agencies, publishes the proposal in
a. the news media
b. a trade journal available to members of the industry
c. the Federal Register
d. an office memo that employees are free to take home
a. the news media
b. a trade journal available to members of the industry
c. the Federal Register
d. an office memo that employees are free to take home
answer
c. the Federal Register
question
The Securities and Exchange Commission decides to create a new rule relating to the dissemination of material nonpublic information through corporate Web sites. The first step is
a. compile the rule with others in the Code of Federal Regulations
b. conduct an on-site inspection
c. publish a notice of the proposed rulemaking
d. solicit public comment
a. compile the rule with others in the Code of Federal Regulations
b. conduct an on-site inspection
c. publish a notice of the proposed rulemaking
d. solicit public comment
answer
c. publish a notice of the proposed rulemaking
question
The U.S. Fish and Wildlife Service utilizes notice-and-comment rulemak-ing. This involves a period during which
a. judges, legislators, and the president are asked about a proposed rule
b. potential violators of a proposed rule are notified and publicized
c. the administrators "notice" a problem and "comment" on it
d. the public is asked to comment on a proposed rule
a. judges, legislators, and the president are asked about a proposed rule
b. potential violators of a proposed rule are notified and publicized
c. the administrators "notice" a problem and "comment" on it
d. the public is asked to comment on a proposed rule
answer
d. the public is asked to comment on a proposed rule
question
The U.S. Citizenship and Immigration Service issues a rule. Like the rules of other federal administrative agencies, this rule is compiled in
a. the Administrative Register of the Federal Government
b. the Code of Federal Regulations
c. the Federal Rules of Civil Procedure
d. the United States Code
a. the Administrative Register of the Federal Government
b. the Code of Federal Regulations
c. the Federal Rules of Civil Procedure
d. the United States Code
answer
b. the Code of Federal Regulations
question
The Consumer Product Safety Commission (CPSC) wants Monster Toy Company to produce certain records for review. To obtain the records, the CPSC will issue
a. an order for specific performance
b. a rule for parol evidence
c. a formal complaint
d. a subpoena
a. an order for specific performance
b. a rule for parol evidence
c. a formal complaint
d. a subpoena
answer
d. a subpoena
question
The Food and Drug Administration (FDA) is investigating reports that Caplets Pharmaceutical Corporation is putting potentially harmful ad-di-tives in Doze, a new pain-relief medication. The FDA's demands for particular documents from Caplets
a. must be specific and adequately describe the material being sought
b. must be non-specific so an incriminating item is not overlooked
c. must be general so as to force an uncooperative party's compliance
d. may, but need not, be specific because the FDA is a federal agency
a. must be specific and adequately describe the material being sought
b. must be non-specific so an incriminating item is not overlooked
c. must be general so as to force an uncooperative party's compliance
d. may, but need not, be specific because the FDA is a federal agency
answer
a. must be specific and adequately describe the material being sought
question
The U.S. Patent and Trademark Office (USPTO) wants to review certain records of Verity Corporation. The USPTO can legitimately gain access to the records through
a. agency coercion
b. infiltrating Verity's computers without the firm's knowledge
c. public comment
d. Verity's consent
a. agency coercion
b. infiltrating Verity's computers without the firm's knowledge
c. public comment
d. Verity's consent
answer
d. Verity's consent
question
The Internal Revenue Service (IRS) wants to seize certain documents of Monetary Propriety, Inc. Whether it is permissible for the IRS to request or seize the documents depends on whether the documents are
a. incriminating
b. relevant
c. technical
d. valuable
a. incriminating
b. relevant
c. technical
d. valuable
answer
b. relevant
question
Caleb is a witness in a contro-versy involving the U.S. Drug Enforcement Administration. Caleb can be compelled to appear before an adminis-trative law judge if he is served with
a. an order for specific performance
b. a rule for parol evidence
c. a subpoena
d. a politely worded request
a. an order for specific performance
b. a rule for parol evidence
c. a subpoena
d. a politely worded request
answer
c. a subpoena
question
The Nuclear Regulatory Commission (NRC) files a complaint against General Construction Corporation (GCC). GCC may want to set-tle the dispute, before formal adjudicatory proceedings be-gin, to avoid
a. appearing uncooperative
b. eliminating the need for additional proceedings
c. rectifying the problem to the NRC's satisfaction
d. saving the expense of formal proceedings and later appeals
a. appearing uncooperative
b. eliminating the need for additional proceedings
c. rectifying the problem to the NRC's satisfaction
d. saving the expense of formal proceedings and later appeals
answer
a. appearing uncooperative
question
The functions of the Social Security Administration, like those of other adminis-trative agencies, include
a. adjudication
b. declaration
c. enunciation
d. pronunciation
a. adjudication
b. declaration
c. enunciation
d. pronunciation
answer
a. adjudication
question
The U.S. Mine Safety Administration conducts searches of certain businesses. This agency and other administrative agencies can conduct warrantless searches in
a. all industries
b. highly regulated industries
c. no industries
d. newly regulated industries only
a. all industries
b. highly regulated industries
c. no industries
d. newly regulated industries only
answer
b. highly regulated industries
question
The Federal Emergency Management Agency (FEMA) discovers that Goodnuff Trailers, Inc., is violating a FEMA regulation. If this situation is resolved like most such disputes, the outcome will be
a. a negotiated settlement
b. a trial and a fine
c. a trial and an appeal to a higher authority
d. a trial and the dissolution of the business
a. a negotiated settlement
b. a trial and a fine
c. a trial and an appeal to a higher authority
d. a trial and the dissolution of the business
answer
a. a negotiated settlement
question
Nursing Home Care Company is charged with violating a rule of the Social Security Administration. Most likely, Nursing Home Care will be required to appear at a hearing presided over by
a. a federal appellate court judge
b. a federal district court judge
c. an administrative law judge
d. a U.S Marshal
a. a federal appellate court judge
b. a federal district court judge
c. an administrative law judge
d. a U.S Marshal
answer
c. an administrative law judge
question
Labor Recruiters, Inc., has been ordered to appear at a hearing be-fore an administrative law judge of the National Labor Relations Board. A significant difference between a trial and an administrative hearing is that
a. attorneys are not allowed to attend administrative hearings
b. clients are not allowed to communicate with their attorneys during administrative hearings
c. hearsay can be introduced as evidence in an administrative hearing
d. the burden of proof is on the charged party to prove innocence
a. attorneys are not allowed to attend administrative hearings
b. clients are not allowed to communicate with their attorneys during administrative hearings
c. hearsay can be introduced as evidence in an administrative hearing
d. the burden of proof is on the charged party to prove innocence
answer
c. hearsay can be introduced as evidence in an administrative hearing
question
Guard Personnel Company is charged with using hiring practices that do not meet requirements set by the Transportation Safety Administration (TSA). The administra-tive law judge or-ders Guard to comply with the TSA's regulations. Guard may
a. appeal to the commission that governs the TSA
b. appeal to Congress, which created the TSA
c. appeal to a different, separate agency
d. ignore the order
a. appeal to the commission that governs the TSA
b. appeal to Congress, which created the TSA
c. appeal to a different, separate agency
d. ignore the order
answer
a. appeal to the commission that governs the TSA
question
In reviewing the actions of the U.S. Office of Nuclear Energy and other agencies, the courts
a. are usually reluctant to review questions of fact
b. rarely defer to the technical expertise of administrative agencies
c. often rule on the merits of policy determinations
d. never defer to an agency's interpretation of law
a. are usually reluctant to review questions of fact
b. rarely defer to the technical expertise of administrative agencies
c. often rule on the merits of policy determinations
d. never defer to an agency's interpretation of law
answer
a. are usually reluctant to review questions of fact
question
After notice-and-comment rulemaking, the U.S. Bureau of Land Management (BLM) issues a new rule and applies it to Clearcut Timber Company. Clearcut appeals the application to a federal court. The court will most likely defer to the BLM's interpretation of
a. the facts and the law
b. the agency's authority
c. procedural requirements
d. the Constitution
a. the facts and the law
b. the agency's authority
c. procedural requirements
d. the Constitution
answer
a. the facts and the law
question
Beck seeks information about Donatello and other well-known businesspersons under the Freedom of Information Act. To obtain the informa-tion, Beck must
a. agree not to reveal any trade secrets
b. reasonably describe the information
c. get a court order
d. have the businesspersons' permission
a. agree not to reveal any trade secrets
b. reasonably describe the information
c. get a court order
d. have the businesspersons' permission
answer
b. reasonably describe the information
question
A failure of the Federal Bureau of Investigation to comply with a request under the Freedom of Information Act (FOIA) may be challenged in
a. a federal district court
b. a hearing before the U.S. Freedom of Information Agency
c. a meeting with Congress's FOIA subcommittee
d. a special conference with the president of the United States
a. a federal district court
b. a hearing before the U.S. Freedom of Information Agency
c. a meeting with Congress's FOIA subcommittee
d. a special conference with the president of the United States
answer
a. a federal district court
question
With some exceptions, every portion of every meeting of the Federal Reserve System Board of Governors and other federal administrative agencies must be open to public observation under
a. no federal or state law
b. the Freedom of Information Act
c. the Government in the Sunshine Act
d. the Public Accountability Act
a. no federal or state law
b. the Freedom of Information Act
c. the Government in the Sunshine Act
d. the Public Accountability Act
answer
c. the Government in the Sunshine Act
question
The Regulatory Flexibility Act has helped reduce record-keeping bur-dens for Hometown Gas Company and other small business firms in the area of
a. accounting practices
b. asset acquisition
c. hazardous waste management
d. tax reporting
a. accounting practices
b. asset acquisition
c. hazardous waste management
d. tax reporting
answer
c. hazardous waste management