Discuss the first chapter on the Jewish and Greco-Pagan contexts of the rise of the early Jesus movement.
Write a 300 word response giving your reflections about why the textbook argues that people should read the bible.
1. Give a brief review or summary of the chapter.
2. Give you own reaction to the points raised in the chapter about the Jewish and Pagan contexts for the formation of Christianity, Do you agree with the textbook? Disagree?
3. Why are these contexts important to understand Christianity?
“This is a wonderful introduction to the history of Christianity. It pays the most attention
to the rise and spread of the Christian faith in the ancient near east and the medieval and
modern west. But it also tells the story of this faith’s rapid shift to the global south and far
east during the past 100 years − and does so with the kind of clear and compelling English
prose that will be recognized as vintage McGrath by experts in the field. I strongly recom-
mend it, and look forward to using it frequently with students and other readers.”
—Douglas A. Sweeney, Trinity Evangelical Divinity School
“As Christianity expands around the globe, this intelligent introduction introduces key
figures, ideas, and developments in Christian history, balancing illuminating generaliza-
tions with engaging detailed examples. The mutual interactions of churches and cultures
are highlighted, and theological developments are clearly articulated. McGrath succeeds in
whetting the reader’s appetite for further study.”
—Anne T. Thayer, Lancaster Theological Seminary
“It is difficult to write a comprehensive text on Christian history in this day and age. There
are deeply rutted roads in scholarship that lead the conventional historian to focus on the
twilight of Christianity in the west and the inevitability of secularization. These develop-
ments, while all too true, distort both the present vitality of Christian faith and its future.
McGrath avoids these pitfalls. While firmly rooted in the essentials of the Christian story,
he also has a clear sense of the new paths Christian faith is taking in global evangelical
outreach.”
—Walter Sundberg, Luther Seminary
Also by Alister E. McGrath from Wiley-Blackwell
Historical Theology: An Introduction to the History of Christian Thought, Second Edition (2012)
Reformation Thought: An Introduction, Fourth Edition (2012)
Theology: The Basic Readings, Second Edition (edited, 2012)
Theology: The Basics, Third Edition (2012)
Luther’s Theology of the Cross: Martin Luther’s Theological Breakthrough, Second Edition (2011)
Darwinism and the Divine: Evolutionary Thought and Natural Theology (2011)
The Christian Theology Reader, Fourth Edition (edited, 2011)
Christian Theology: An Introduction, Fifth Edition (2011)
Science and Religion: A New Introduction, Second Edition (2009)
The Open Secret: A New Vision for Natural Theology (2008)
The Order of Things: Explorations in Scientific Theology (2006)
Christianity: An Introduction, Second Edition (2006)
Dawkins’ God: Genes, Memes, and the Meaning of Life (2004)
The Intellectual Origins of the European Reformation, Second Edition (2003)
Christian Literature: An Anthology (edited, 2003)*
A Brief History of Heaven (2003)
The Blackwell Companion to Protestantism (edited with Darren C. Marks, 2003)
The Future of Christianity (2002)
Reformation Thought: An Introduction, Third Edition (2000)
Christian Spirituality: An Introduction (1999)
Historical Theology: An Introduction (1998)
The Foundations of Dialogue in Science and Religion (1998)
The Blackwell Encyclopedia of Modern Christian Thought (edited, 1995)
A Life of John Calvin (1990)
* out of print
CHRISTIAN
HISTORY
AN INTRODUCTION
ALISTER E. MCGRATH
A John Wiley & Sons, Ltd., Publication
This edition first published 2013
© 2013 John Wiley & Sons, Ltd
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Brief Contents
List of Maps and Illustrations xiii
How to Use This Book xv
1. The Early Church, 100–500 1
2. The Middle Ages and Renaissance, c. 500–c. 1500 71
3. Competing Visions of Reform, c. 1500–c. 1650 150
4. The Modern Age, c. 1650–1914 214
5. The Twentieth Century, 1914 to the Present 285
Where Next? 349
A Glossary of Christian Terms 351
Index 361
Full Contents
List of Maps and Illustrations xiii
How to Use This Book xv
1. The Early Church, 100–500 1
1.1. Setting the Context: The Origins of Christianity 2
1.1.1. The Crucible: The History of Israel 2
1.1.2. A Wider Context: The Pagan Quest for Wisdom 4
1.1.3. The Turning Point: Jesus of Nazareth 6
1.1.4. The Early Spread of Christianity 7
1.1.5. The Apostolic Age 10
1.1.6. Women in Apostolic Christianity 11
1.1.7. Christianity and Judaism: A Complex Relationship 14
1.2. Early Christianity and the Roman Empire 16
1.2.1. The Roman Empire, c. 100 17
1.2.2. Christianity and the Imperial Cult 19
1.2.3. Christianity and Judaism: Marcion of Sinope 20
1.2.4. Christianity and Pagan Culture: Justin Martyr 22
1.2.5. Early Christian Worship and Life 23
1.3. Early Christianity and the Hellenistic World 26
1.3.1. The Greek-Speaking World, c. 200 26
1.3.2. The Challenge of Gnosticism: Irenaeus of Lyons 28
1.3.3. The Challenge of Platonism: Clement of Alexandria and Origen 29
1.3.4. Christianity and the Cities: Alexandria and Antioch 31
1.3.5. Monasticism: A Reaction against the Cities 33
1.3.6. The Cult of Thecla: Women and the Churches 35
1.4. The Imperial Religion: The Conversion of Constantine 37
1.4.1. Roman Persecution of Christianity 38
1.4.2. The First Christian Emperor: Constantine 40
viii Full Contents
1.4.3. The Christianization of the Roman Empire 43
1.4.4. The Imperialization of Christianity 44
1.4.5. Augustine of Hippo: The Two Cities 46
1.4.6. The Decline of the Western Empire 48
1.4.7. The “New Rome”: Byzantium and the Eastern Empire 49
1.5. Orthodoxy and Heresy: Patterns in Early Christian Thought 52
1.5.1. The Boundaries of Faith: A Growing Issue 52
1.5.2. The Canon of the New Testament 54
1.5.3. Arianism: The Debate over the Identity of Jesus of Nazareth 55
1.5.4. Trinitarianism: A Debate about the Nature of God 58
1.5.5. Donatism: A Debate over the Nature of the Church 60
1.5.6. Pelagianism: A Debate over Grace and Human Achievement 61
1.5.7. Innovation: A Debate over the Role of Tradition 63
1.5.8. The Origins and Development of Creeds 64
1.5.9. The Council of Chalcedon, 451 66
2. The Middle Ages and Renaissance, c. 500–c. 1500 71
2.1. Setting the Context: The Background to the High Middle Ages 72
2.1.1. Western Christianity after the Fall of Rome 73
2.1.2. The Rise of Celtic Christianity 75
2.1.3. The Seventh Century: Islam and Arab Expansion 77
2.1.4. The Age of Charlemagne 78
2.1.5. The Rise of the Monastic and Cathedral Schools 80
2.1.6. Byzantine Christianity: Monophysitism and Iconoclasm 81
2.1.7. Ninth-Century Debates: The Real Presence and Predestination 82
2.1.8. Orthodox Missions to Eastern Europe: Bulgaria and Russia 83
2.1.9. The Tenth Century: Institutional Decline and Decay 85
2.1.10. The “Great Schism” between East and West (1054) 87
2.2. The Dawn of the High Middle Ages 88
2.2.1. The Eleventh Century: The Gregorian Reforms 89
2.2.2. The Cultural Renaissance of the Twelfth Century 91
2.2.3. The Codification of Theology and Canon Law 92
2.2.4. The Rise of the University: The Paris and Oxford Schools 94
2.2.5. The Crusades: Spain and the Middle East 96
2.2.6. Secular and Religious Power: Innocent III 98
2.2.7. Franciscans and Dominicans: The Rise of the Mendicant
Orders 100
2.2.8. Women Mystics and Female Religious Orders 102
2.3. Medieval Religious Thought: The Scholastic Achievement 104
2.3.1. Cathedrals of the Mind: The Rise of Scholasticism 105
2.3.2. The Handmaid of Theology: The Rediscovery of Aristotle 107
2.3.3. A Reasonable Faith: Thomas Aquinas 108
2.3.4. Medieval Proofs for the Existence of God 109
2.3.5. The Consolidation of the Church’s Sacramental System 111
2.3.6. Medieval Biblical Interpretation 113
Full Contents ix
2.3.7. A Byzantine Critique of Scholasticism: Hesychasm 115
2.3.8. The Medieval Worldview: Dante’s Divine Comedy 116
2.4. The Later Middle Ages 118
2.4.1. The Avignon Papacy and the Great Schism 119
2.4.2. The Rise of Conciliarism 121
2.4.3. Eastern Europe: The Rise of Russia as a Christian Nation 123
2.4.4. Heresy: Waldensians, Hussites, and Wycliffites 125
2.4.5. The Modern Devotion: The Brethren of the Common Life 126
2.4.6. Popular Religion: The Cult of the Saints 128
2.4.7. The Rise of the Ottoman Empire: The Fall of
Constantinople (1453) 131
2.5. The Renaissance: Cultural Renewal and Christian Expansion 132
2.5.1. A New Technology: The Religious Importance of Printing 133
2.5.2. The Origins of the Italian Renaissance 134
2.5.3. The Nature of Humanism 136
2.5.4. Erasmus of Rotterdam 138
2.5.5. The Renaissance and Religious Renewal 140
2.5.6. Christian Arts in the Middle Ages and Renaissance 143
2.5.7. Christian Expansion: Portuguese and Spanish Voyages of Discovery 145
3. Competing Visions of Reform, c. 1500–c. 1650 150
3.1. Setting the Context: The Background to the Reformation 151
3.1.1. The Pressure for Reform of the Church 151
3.1.2. The Changing Social Order of the Early Sixteenth Century 154
3.1.3. The Reformation and the Cities of Europe 155
3.1.4. A Crisis of Authority within the Church 156
3.1.5. The Origins of a Term: Protestantism 158
3.2. Protestantism: An Overview of a Movement 159
3.2.1. A Return to the Bible 159
3.2.2. The Doctrine of Justification by Faith 162
3.2.3. Democratization: The “Priesthood of All Believers” and the
Use of the Vernacular 163
3.2.4. The Rejection of Papal Authority 165
3.2.5. Two Sacraments – and Reception in Both Kinds 168
3.2.6. A New Work Ethic and the Development of Capitalism 169
3.3. The Mainstream Reformation: Luther, Zwingli, and Calvin 170
3.3.1. Martin Luther: A Brief History 170
3.3.2. Luther’s Reformation at Wittenberg 173
3.3.3. Huldrych Zwingli: A Brief History 175
3.3.4. Zwingli’s Reformation at Zurich 177
3.3.5. John Calvin: A Brief History 179
3.3.6. Calvin’s Reformation at Geneva 181
3.4. Reformations across Europe: The Bigger Picture 183
3.4.1. The Radical Reformation 184
3.4.2. The English Reformation: Henry VIII 186
x Full Contents
3.4.3. The English Reformation: Edward VI to Elizabeth I 189
3.4.4. The Catholic Reformation: The Life of the Church 191
3.4.5. The Catholic Reformation: The Thought of the Church 193
3.4.6. Women and the Reformation 195
3.5. The Post-Reformation Era 197
3.5.1. Confessionalism: The Second Reformation 197
3.5.2. Puritanism in England and North America 199
3.5.3. The King James Bible (1611) 201
3.5.4. Christianity and the Arts 203
3.5.5. Christianity and the Sciences 206
3.5.6. The Wars of Religion 209
4. The Modern Age, c. 1650–1914 214
4.1. The Age of Reason: The Enlightenment 215
4.1.1. The Rise of Indifference towards Religion 215
4.1.2. The Enlightenment and Christianity 217
4.1.3. Christian Beliefs in the “Age of Reason” 220
4.1.4. Pietism and Revival in Germany and England 222
4.1.5. America: The “Great Awakening” 224
4.1.6. The Suppression of the Jesuits, 1759–73 226
4.1.7. The American Revolution of 1776 228
4.1.8. The French Revolution of 1789 230
4.1.9. England: William Wilberforce and the Abolition of Slavery 232
4.2. An Age of Revolution: The Long Nineteenth Century in Europe 235
4.2.1. The Napoleonic Wars and the Congress of Vienna 235
4.2.2. Orthodox Resurgence: The Greek War of Independence 238
4.2.3. Atheism and an Ideology of Revolution: Feuerbach and Marx 239
4.2.4. Human Origins: Darwin’s Origin of Species (1859) 242
4.2.5. The Victorian Crisis of Faith 245
4.2.6. The Risorgimento: Italian Reunification and the Pope 246
4.2.7. The First Vatican Council: Papal Infallibility 248
4.2.8. German Culture Wars: Bismarck and Catholicism 250
4.2.9. Theological Revisionism: The Challenge of Modernism 252
4.3. The Long Nineteenth Century in America 254
4.3.1. Church and State: The Wall of Separation 255
4.3.2. The Second Great Awakening and American Revivalism 257
4.3.3. European Immigration and Religious Diversification 259
4.3.4. The Emergence of the “Bible Belt” 261
4.3.5. The Civil War: Slavery and Suffering 262
4.3.6. Pentecostalism: The American Origins of a Global Faith 265
4.4. An Age of Mission 267
4.4.1. The Origins of Protestant Missions 268
4.4.2. Missions and Colonialism: The Case of Anglicanism 270
4.4.3. Christian Missions to Asia 273
4.4.4. Christian Missions to Africa 276
Full Contents xi
4.4.5. Christian Missions to Native Americans 278
4.4.6. The Edinburgh World Missionary Conference, 1910 280
5. The Twentieth Century, 1914 to the Present 285
5.1. Setting the Context: Post-War Turbulence 285
5.1.1. The Armenian Genocide of 1915 287
5.1.2. The Russian Revolution of 1917 288
5.1.3. Post-War Disillusionment: The Theology of Crisis 290
5.1.4. America: The Fundamentalist Controversy 292
5.1.5. Mexico: The Cristero War 295
5.1.6. The Psychological Critique of Religion: Sigmund Freud 296
5.1.7. The German Church Crisis of the 1930s 299
5.1.8. The Spanish Civil War (1936–9) 302
5.2. Shifts in Western Christianity since the Second World War 303
5.2.1. The New World Order: Christianity and the Cold War 304
5.2.2. The World Council of Churches: The New Ecumenism 305
5.2.3. Billy Graham and the “New Evangelicalism” 308
5.2.4. The 1960s: The Origins of a Post-Christian Europe 310
5.2.5. The Second Vatican Council: Reform and Revitalization 312
5.2.6. Reconnecting with Culture: The Rise of Apologetics 315
5.3. The Sixties and Beyond: Western Christianity in an Age of Transition 318
5.3.1. Christianity and the American Civil Rights Movement 318
5.3.2. The Rise of the American “Religious Right” 319
5.3.3. The Erosion of Denominationalism in the United States 321
5.3.4. Faith Renewed: John Paul II and the Collapse of the Soviet Union 324
5.3.5. Challenging the Establishment: Feminism and Liberation
Theology 326
5.3.6. Responding to Cultural Change: New Forms of Churches 329
5.3.7. The Equality Agenda: The Protestant Debate over Women’s
Ordination 331
5.4. The Shift from the West: The New Christianity 334
5.4.1. The Middle East: The Decline of Arab Christianity 335
5.4.2. Korea: The Surprising Transformation of a Nation 336
5.4.3. China: The Resurgence of Christianity in the Middle
Kingdom 338
5.4.4. The Rise of Post-Colonial Christianity: African Initiated
Churches 340
5.4.5. The Rise of Pentecostalism in Latin America 342
5.4.6. Virtual Christianity: The Internet and New Patterns of Faith 344
Where Next? 349
A Glossary of Christian Terms 351
Index 361
Maps and Illustrations
Maps
1.1 Paul’s first missionary journey 5
1.2 The Roman Empire under Trajan, c. 117 17
Illustrations
1.1 The Martyrdom of St. Peter, Florence, by P. Brancacci and F. Lippi 8
1.2 Detail of Plato and Aristotle, from The School of Athens, by Raphael 23
1.3 The third-century Catacombs of Calixtus 25
1.4 The Benedictine monastery at Montecassino (or “Monte Cassino”), Italy 34
1.5 Ruins of the historic north African city of Carthage 36
1.6 Constantine I, the Great 41
1.7 The great eastern city of Constantinople 51
2.1 Coronation of the emperor Charlemagne 79
2.2 The Benedictine Abbey of Cluny 86
2.3 The teaching of philosophy at the medieval University of Paris, from
the fourteenth-century French manuscript Great Chronicles of France 96
2.4 St. Francis of Assisi Preaching to the Birds, predella painting from
The Stigmatization of St. Francis, by Giotto di Bondone 101
2.5 Thomas Aquinas 106
2.6 An illuminated medieval biblical manuscript, showing the construction
of the temple of Jerusalem 114
2.7 The medieval papal palace of Avignon 120
2.8 The icon of the Trinity by Andrei Rublev 124
2.9 Erasmus of Rotterdam 139
2.10 Monument to the Discoveries, Lisbon, Portugal 146
xiv Maps and Illustrations
3.1 Portrait of Leo X 152
3.2 An early modern printer’s workshop 161
3.3 Title page of William Tyndale’s New Testament 166
3.4 Martin Luther 172
3.5 Portrait of John Calvin 181
3.6 Henry VIII 187
3.7 Ignatius of Loyola 193
3.8 Johann Kepler 209
3.9 Saint Bartholomew’s Day Massacre 210
4.1 Jonathan Edwards 226
4.2 William Wilberforce 234
4.3 Napoleon Bonaparte 236
4.4 Karl Marx 241
4.5 Charles Robert Darwin 244
4.6 Otto Von Bismarck 251
4.7 View of federal soldiers relaxing by the guns of an unidentified
captured fort, Atlanta, Georgia, 1864 264
4.8 World Missionary Conference, Assembly Hall, New College, University
of Edinburgh, 1910 281
5.1 A convoy of horses and wagons pass by the ruins of St. Martin’s
Church and the Cloth Hall of Ypres during the Great War 286
5.2 Vladimir Ilyich Lenin addressing the crowd in Red Square, Moscow 289
5.3 Karl Barth 292
5.4 Sigmund Freud 297
5.5 American evangelist Dr. Billy Graham addressing the congregation
at Earl’s Court, London, June 1966 309
5.6 A session of the Second Vatican Council at St. Peter’s Basilica, Rome 313
5.7 C. S. Lewis 317
5.8 Pope John Paul II among a crowd of people, Vatican City, Rome,
June 1, 1979 325
5.9 Crowd leaving Yoido Full Gospel Church, Seoul, Korea, after Sunday
services 338
How to Use This Book
This book is designed to be an accessible, interesting, and reliable introduction to two
thousand years of Christian history. It has been written on the assumption that you know
little about the history of Christianity, and aims to make studying it as easy as possible.
Every technical term and key theological debate is introduced and explained. You should
be able to use this book on your own, without needing any help, although it will work best
when used as part of a taught course.
It’s not easy to provide a survey of two thousand years of Christian history in such a
short book. A lot of thought has been given about how to pack as much useful information
as possible into so small a space, and break it down into manageable sections. You will get
the most out of this book by bearing five key points in mind:
1. This book is about Christian history, not just church history.
2. The material has been broken down into historical periods which link up with many
college and university courses.
3. The principle of “selective attention” has been used to manage the amount of historical
material presented.
4. The text is grounded in the best recent scholarly literature, which often corrects older
literature on points of detail, and occasionally forces us to see things in quite different
ways.
5. This book is deliberately designed as an introduction, and does not aim to be compre
hensive or detailed.
Each of these points needs a little more explanation.
First, this book is about Christian history. It’s not another history of the church, which
tend to be preoccupied with the institutional history of denominations. This book is about
the development of Christianity, and its impact on culture. We’ll make sure that we cover
all the key themes in church history, but will go beyond these, considering such matters as
the interaction of Christianity with the arts, literature, and science. We will consider both
xvi How to Use This Book
the importance of the Second Vatican Council for the shaping of Catholicism in the late
twentieth century, and the importance of C. S. Lewis for more personal approaches to
Christianity in the same period.
Second, we need to remember that all division of history into “ages” or “eras” is a little
arbitrary. The great Cambridge historian George Macauley Trevelyan (1876–1962) made
this point well two generations ago.
Unlike dates, periods are not facts. They are retrospective conceptions that we form about past
events, useful to focus discussion, but very often leading historical thought astray.
Trevelyan’s point is well taken. Furthermore, there is a healthy debate over the points of
detail of any attempt to divide history into periods. For example, just when did the Middle
Ages begin? Or end? Does it really matter?
Nevertheless, we still need to try and organize the material into workable blocks or
sections, rather than rambling aimlessly through the centuries. In practice, there is wide
spread agreement over the broad division of the history of Christianity for teaching
purposes. If you’re using this book alongside a taught course, you ought to be able to work
out how to get the most from it very easily. This work divides the history of Christianity
into five broad sections, corresponding to courses taught at many colleges, seminaries, and
universities.
1. The period of the early church, sometimes still referred to as the “patristic period,”
during which the Christian faith began to gain a significant following throughout the
Mediterranean world.
2. The “Middle Ages,” a period of Christian history in western Europe which witnessed
significant cultural and intellectual development. The movement generally known as
the “Renaissance” is included in this period.
3. The age of Reformation in western Europe, which witnessed the birth of Prot
estantism, and the consolidation of Catholicism, eventually leading to the Wars of
Religion.
4. The Modern Age. This chapter looks at the development of Christianity in the eight
eenth and nineteenth centuries. Although the scope of our discussion is global, we
focus particularly on developments in western Europe and North America, culminat
ing in the outbreak of the Great War of 1914–18.
5. The Twentieth Century. This final chapter looks at the dramatic changes in the
shape of global Christianity in the century following the end of the Great War,
including discussion of important developments in Africa, South America, and
Asia.
Third, you need to appreciate that this work is based on the principle of selective attention.
It recognizes that it is impossible to do justice to everything that happened in two thousand
years of history. It sets out to try and see beyond a mass of historical detail, and identify
broader historical patterns. As a result, this work tries to help you track some of the sig
How to Use This Book xvii
nificant changes in Christian history, illustrating these wherever possible with interesting
examples or important episodes.
The work thus aims to be representative in its coverage, rather than comprehensive, allow
ing you to build on the basic structure it provides. Each of its 160 sections is roughly the
same length (about 1000 words), designed to be read in ten minutes, and assimilated in
twenty.
The object is to help you work out what is really going on, rather than bombarding
you with facts. This means that you will get to hear about all the landmarks of Christian
history – the major figures and events that everyone (rightly) talks about. And while we’ll
explore a few interesting byways off the main tourist routes, the main object of this text
book is to hit the high points and make sure you’ve seen what everyone expects you to
have seen. Once you’ve got a good idea of what’s on the map, you can explore things further
in your own time.
Fourth, this book is based on the best recent literature, most of it published within
the last two decades. This research often forces correction of material found in older
textbooks – sometimes over points of detail, and sometimes over larger issues. Some of the
global assertions that were common in older works – such as the “decline of late medieval
religion” – have been discarded or radically modified by recent research. This book brings
you up to speed, aiming to give you a reliable overview of the present state of scholarship.
Fifth, and finally: this book is an introduction. It’s a sketch map of a fascinating land
scape. It’s like a tourist guide to a strange country or a new city. It can’t tell you everything
about the place – but it will help you find your way around, make sense of what you see
and hear, and (hopefully) make you want to explore more on your own. There are lots of
excellent more advanced studies that will be well within your reach, once you’ve worked
your way through this textbook.
You will get the most out of this book by reading it right the way through in the order
in which it is written. Yet each chapter has been designed to stand on its own. This means
that you will be able to start your reading anywhere. Each chapter opens by setting the
context for the material it contains. It gives you the background material you need to make
sense of what follows. Sometimes, you’ll need to go back to an earlier chapter, to refresh
your memory over exactly who someone like Augustine of Hippo was (as you’ll discover,
he’s an early church writer who is important for the religious history of the Middle Ages
and the Reformation period). And we’ll explain terms that you need to know and use – like
“patristic.”
That’s all you need to know to get the most out of this book. We’re ready to start.
Alister E. McGrath
King’s College London
July 2012
Source of Quotation
p. xvi: G. M. Trevelyan, English Social History: A Survey of Six Centuries from Chaucer to Queen Vic-
toria. London: Longman, 1944, 92.
xviii How to Use This Book
Chidester, David. Christianity: A Global History.
San Francisco: HarperSanFrancisco, 2000.
Ferguson, Everett. Church History. Grand Rap
ids, MI: Zondervan, 2005.
*González, Justo L. The Story of Christianity. 2
vols. San Francisco: HarperOne, 2010.
Hastings, Adrian. A World History of Christian-
ity. Grand Rapids, MI: Eerdmans, 1999.
Hill, Jonathan. Handbook to the History of Chris-
tianity. Oxford: Lion Hudson, 2009.
*MacCulloch, Diarmaid. Christianity: The
First Three Thousand Years. New York: Viking,
2010.
**McGrath, Alister E. Christian Theology:
An Introduction. Oxford: WileyBlackwell,
2011.
McManners, John, ed. The Oxford History of
Christianity. Oxford: Oxford University Press,
2002.
Noll, Mark A. Turning Points: Decisive Moments
in the History of Christianity. Grand Rapids,
MI: Baker Books, 2000.
Nystrom, Bradley P., and David P. Nystrom.
The History of Christianity: An Introduction.
Boston: McGrawHill, 2004.
**Pelikan, Jaroslav. The Christian Tradition: A
History of the Development of Doctrine. 5 vols.
Chicago: University of Chicago Press, 1989.
Shelley, Bruce L. Church History in Plain Lan-
guage. Dallas, TX: Thomas Nelson, 2008.
Vidmar, John. The Catholic Church through the
Ages: A History. New York: Paulist Press, 2005.
For Further Reading
The following are recommended as excellent overall accounts of the development of Christian
history. Those with marked with one asterisk (*) are especially recommended as interesting and up
todate accounts of Christian history. Those marked with two asterisks (**) focus particularly on the
development of Christian thought.
1
The Early Church, 100–500
At some point around the year 60, the Roman authorities began to realize there was some
kind of new secret society in the heart of their city, which was rapidly gaining recruits. The
reports that filtered back spoke of a sect based on some mysterious and dark figure called
“Chrestus” or “Christus,” whose origins lay in one of the more obscure and backward parts
of the Roman Empire. But who was he? And what was this new religion all about? Was it
something they should be worried about, or could they safely ignore it?
It soon became clear that this new religious movement might have the potential to cause
real trouble. The great fire which swept through Rome during the reign of the Emperor
Nero in 64 was conveniently blamed on this new religious group. Nobody liked them much,
and they were an obvious scapegoat for the failings of the Roman authorities to deal with
the fire and its aftermath. The Roman historian Tacitus (56–117) gave a full account of this
event just over fifty years later. He identified this new religious group as “the Christians,”
a group who took their name from someone called “Christus,” who had been executed by
Pontius Pilate back in the reign of Tiberius. This “pernicious superstition” had found its
way to Rome, where it was gaining a large following.
As a result, Nero pinned the guilt (and inflicted highly refined tortures) on a class hated for
their abominations, called “Christians” by the people. Christus, from whom they derived their
name, suffered the extreme penalty during the reign of Tiberius at the hands of one of our
procurators, Pontius Pilatus. Yet this pernicious superstition, though checked for the moment,
broke out again not only in Judaea, the primary source of the evil, but even in Rome, where
everything that is repulsive and shameful from every part of the world converges and becomes
popular. Accordingly, all who pleaded guilty were arrested. Their information led to the
conviction of an immense multitude, not so much for the crime of setting the city on fire, as
for hating humanity.
Christian History: An Introduction, First Edition. Alister E. McGrath.
© 2013 John Wiley & Sons, Ltd. Published 2013 by John Wiley & Sons, Ltd.
2 The Early Church, 100–500
Yet, muddled and confused though the official Roman accounts of this movement may be,
they were clear that they centered on the shadowy figure of “Christus.” It was not regarded
as being of any permanent significance, being seen as little more than a passing minor
irritation. At worst, it posed a threat to the cult of emperor worship. Yet less than three
hundred years later, this new religious movement had become the official religion of the
Roman Empire. So how did this happen? In this chapter, we shall tell the story of
the emergence of this new religion during its first five hundred years, and track its growth
from a fringe movement on the margins of imperial society to the dominant religion of
the Roman Empire.
1.1. Setting the Context: The Origins of Christianity
Christianity began as a reform movement within the context of Judaism (1.1.7), which
gradually clarified its identity as it grew, and began to take definite shape in the world of
the first-century Roman Empire. There are no historical grounds for believing that the
term “Christian” originated from Jesus of Nazareth himself. Early Christians tended to refer
to each other as “disciples” or “saints,” as the letters of the New Testament make clear. Yet
others used alternative names to refer to this new movement. The New Testament suggests
that the term “Christians” (Greek: Christianoi) was first used by outsiders to refer to the
followers of Jesus of Nazareth. “It was in Antioch that the disciples were first called ‘Chris-
tians’ ” (Acts 17:26). It was a term imposed upon them, not chosen by them. Yet it seems
to have caught on.
However, we must be careful not to assume that the use of the single term “Christian”
implies that this new religious movement was uniform and well-organized. As we shall see,
the early history of Christianity suggests that it was quite diverse, without well-defined
authority structures or carefully formulated sets of beliefs (1.1.4). These began to crystallize
during the first few centuries of Christian history. This first chapter sets out to explain how
this process took place, and explore some of its results. It focuses on the highly significant
period between the death of the last apostle (c. 100) and the Council of Chalcedon (451).
The first major era of Christian history (c. 100–451), during which Christianity began
to expand rapidly throughout the Mediterranean world and beyond, is sometimes called
the “patristic period.” The unusual term “patristic” comes from the Greek word patēr
(“father”), referring to the “fathers of the church,” such as Athanasius of Alexandria or
Augustine of Hippo.
It is difficult to make sense of the historical development of Christianity without a good
grasp of this formative period, particularly its great theological debates. Yet it is also impos-
sible to understand the development of Christianity without knowing something about its
historical origins. We shall therefore begin our discussion of early Christianity by reflecting
on its emergence within Judaism, and its rapid transformation into a faith which refused
to recognize ethnic or social boundaries.
1.1.1. The Crucible: The History of Israel
From its outset, Christianity saw itself as continuous with Judaism. Christians were clear
that the God that they followed and worshipped was the same God worshipped by the
The Early Church, 100–500 3
Israelite patriarchs Abraham, Isaac, and Jacob. The New Testament sees the great hope of
the coming of a “messiah” to the people of Israel as having been fulfilled in Jesus of Naza-
reth (1.1.3). Indeed, the New Testament use of the title “Christ” is an explicit reference to
this belief. (The Hebrew term “Messiah” literally means “the anointed One,” an idea trans-
lated by the Greek term Christos.) Although most western readers assume that “Jesus
Christ” is a name similar to “John Smith,” it is really a statement of identity: “Jesus who is
the Christ.”
The continuity between Judaism and Christianity is obvious at many points. Judaism
placed particular emphasis on the Law (Hebrew: Torah), through which the will of God
was made known in the form of commands, and the Prophets, who made known the
will of God in certain definite historical situations. The New Testament gospels report that
Jesus of Nazareth emphasized that he had “not come to abolish the Law or the Prophets,
but to fulfil them” (Matthew 5:17). The same point is made by Paul in his New Testament
letters. Jesus is “the goal of the Law” (Romans 10:4, using the Greek word telos, which means
“end” or “objective”). Paul also stresses the continuity between the faith of Abraham
and that of Christians (Romans 4:1–25). The Letter to the Hebrews points out both the
continuity of the relationship between Moses and Jesus (Hebrews 3:1–6), and between
Christians and the great figures of faith of ancient Israel (Hebrews 11:1–12:2).
Throughout the New Testament, the same theme recurs: Christianity is continuous with
Judaism, and brings to completion what Judaism was pointing towards. This has several
major consequences, of which the following are the most important. First, both Christians
and Jews regard more or less the same collection of writings – known by Jews as “Law,
Prophets, and Writings” and by Christians as “the Old Testament” – as having religious
authority. Although there have always been more radical thinkers within Christianity –
such as the second-century writer Marcion of Sinope (1.2.3) – who argued for the removal
of any historical or theological link with Judaism, the majority opinion has always been
that it is important to affirm and value the link between the Christian church and Israel.
A body of writings which Jews regard as complete in itself is seen by Christians as pointing
forward to something which will bring it to completion. Although Christians and Jews both
regard the same set of texts as important, they use different names to refer to them, and
interpret them in different ways.
Second, New Testament writers often laid emphasis on the manner in which Old Testa-
ment prophecies were understood to be fulfilled or realized in the life and death of Jesus
Christ. By doing this, they drew attention to two important beliefs – that Christianity is
continuous with Judaism, and that Christianity brings Judaism to its true fulfillment. This
is particularly important for some early Christian writings – such as Paul’s letters and the
gospel of Matthew – which often seem to have a particular concern to explore the impor-
tance of Christianity for Jews. For example, at twelve points the gospel of Matthew notes
how events in the life of Jesus can be seen as fulfilling Old Testament prophecy.
Yet the continuity between Christianity and Judaism also helps us understand some
of the conflicts in early Christian history, especially in the region of Palestine. The New
Testament suggests that at least some Christians initially continued to worship in Jewish
synagogues, before controversy made this problematic. The letters of Paul help us under-
stand at least some of those controversies. Two questions were of particular importance,
and were keenly debated in the first century.
4 The Early Church, 100–500
First, should Christian converts be required to be circumcised? Those who emphasized
the continuity between Christianity and Judaism believed they should be. Yet the view
which ultimately prevailed was that Christians were no longer subject to the cultic laws of
Judaism – such as the requirement to be circumcised, or observe strict food laws.
Second, were non-Jewish converts to Christianity to be treated as Jews? (The Jewish
term “Gentile,” meaning “someone who is not a Jew,” was widely used in this discussion,
and is often encountered in the New Testament references to this issue.) Again, those
who emphasized the continuity between Judaism and Christianity argued that Gentile
believers should be treated as Jews. For this reason, they demanded the circumcision of
male Gentile converts. Yet the majority view was quite different: to be a Christian was
not about reinforcing a Jewish ethnic or cultural identity, but about entering a new way
of living and thinking that was open to everyone. By the late first century, Christians
largely saw themselves as a new religious movement, originating within Judaism, but not
limited by its cultic and ethnic traditions. We shall consider this point in more detail
later (1.1.7).
Yet despite Christianity having its origins within Judaism, which was viewed as a “legal
religion” (Latin: religio licita) by the Roman authorities, early Christian communities were
not considered to be entitled to imperial legal protection. These communities thus lived
under the shadow of possible persecution, forcing them to maintain a low public profile.
They had no access to power or social influence, and were often the object of oppression
by the secular authorities.
One of the factors that helped crystallize a growing sense of religious identity within
the churches was the rapid growth of Christianity outside Palestine, as it gained a growing
following within the Greek-speaking world of the eastern Mediterranean. We shall explore
this further in the following section.
1.1.2. A Wider Context: The Pagan Quest for Wisdom
Although its historical origins lay within Palestine, Christianity rapidly gained a following
in the Greek-speaking world, especially within the cities of the Roman Empire. The mis-
sionary journeys of Paul of Tarsus, described in the New Testament, are of importance
here. Paul was a Jewish religious leader who converted to Christianity, changing his name
from “Saul” to “Paul.” His missionary expeditions took him to many cities and regions
throughout the northeastern Mediterranean area – including Europe. As Christianity began
to gain a foothold on the European mainland, the question of how it was to be preached
in a non-Jewish context began to become of increasing importance.
Early Christian preaching to Jewish audiences, especially in Palestine, tended to focus
on demonstrating that Jesus of Nazareth represented the fulfillment of the hopes of Israel.
Peter’s sermon to Jews in Jerusalem (Acts 2) follows this pattern. Peter here argues
that Jesus represents the culmination of Israel’s destiny. God has declared him to be both
“Lord and Christ” – highly significant terms, which Peter’s Jewish audience would have
understood and appreciated. But what were Christians to do when preaching to Greek
audiences, who knew nothing of the Old Testament, and had no connection with the
history of Israel?
The Early Church, 100–500 5
An approach that came to be particularly significant in the early Christian world can
be found in Paul’s sermon, preached at the Areopagus in the Greek city of Athens at an
unknown date, possibly around 55. Paul here makes no reference to the ideas and hopes
of Judaism. Instead, he presents Jesus of Nazareth as someone who revealed a god who the
Athenians knew about, but had yet to encounter definitively. “What therefore you worship
as unknown, this I proclaim to you” (Acts 17:23). Paul declared that the god who was made
known through Jesus of Nazareth was the same god who had created the world and human-
ity – the god in whom, as the Athenian poet Aratus declared, “we live and move and have
our being” (Acts 17:28).
Where early Christian preaching to Jewish audiences presented Jesus as the fulfillment
of the hopes of Israel, Paul presented the Christian faith as the fulfillment of the deepest
longings of the human heart and the most profound intuitions of human reason. This was
easily adapted to make use of some of the core themes of classic Greek philosophy, such
as the idea of the “word” (Greek: logos) – the fundamental rational principle of the universe,
according to popular Platonic philosophy of the first century (1.3.3). This theme is devel-
oped in the opening chapter of the gospel of John, which presents Jesus of Nazareth as the
“word” by which the universe was originally created, and which entered into the world to
illuminate and redeem it. “And the Word became flesh and lived among us, and we have
seen his glory” (John 1:14).
This was not necessarily seen as displacing Christianity’s historical and theological roots
in Judaism. Rather, it was seen as a way of setting out the universal appeal of the Christian
faith, which was held to transcend all ethnic, racial, and cultural barriers. The universal
validity of the Christian gospel was held to imply that it could be proclaimed in ways that
would resonate with every human culture. As we shall see, this approach to the appeal
of Christianity would be of immense significance throughout its history, especially in
missionary contexts.
Map 1.1 Paul’s first missionary journey
Ephesus
Pisidian
Antioch
Iconium
PergaAtallia
Lystra
Derbe
Paphos
Salamis
Tarsus
Antioch
Seleucia
Pieria
LYDIA ASIA GALATIA CAPPADOCIA
CARIA
LYCIA
CYPRUS
CILICIA
SYRIA
PHRYGIA
PAMPHYLIA
PISIDIA
LYCAONIA
Mediterranean Sea
6 The Early Church, 100–500
Yet we have already assumed too much knowledge about the identity and significance
of Jesus of Nazareth. We need to consider this central figure of the Christian faith in more
detail.
1.1.3. The Turning Point: Jesus of Nazareth
Christianity is an historical religion, which came into being in response to a specific set of
events – above all, the history of Jesus of Nazareth. Although a full treatment of Jesus
of Nazareth lies beyond the scope of this short work, it is nevertheless important to appre-
ciate something of its fundamental themes, especially as they are taken up and developed
within Christian history.
Traditionally, the life of Jesus of Nazareth is dated to the opening of the Christian era,
with his death being located at some point around 30–3. Yet virtually nothing is known of
Jesus of Nazareth from sources outside the New Testament. The New Testament itself
provides two groups of quite distinct sources of information about Jesus: the four gospels,
and the letters. Although the parallels are not exact, there are clear similarities between the
gospels and the classical “lives” written by leading Roman historians of the age – such as
Suetonius’s Lives of the Caesars, or Lucian’s Life of Demorax.
The gospels mingle historical recollection with theological reflection, reflecting both on
the identity and the significance of Jesus of Nazareth. The four gospels have their own
distinct identities and concerns. For example, the gospel of Matthew seems especially con-
cerned with establishing the significance of Jesus for a Jewish readership, where the gospel
of Luke seems more concerned with explaining his importance to a Greek-speaking com-
munity. Establishing the identity of Jesus is just as important as recording what he said and
did. The gospel writers can be thought of as trying to locate Jesus of Nazareth on a map,
so that his relationship with humanity, history, and God can be understood and appreci-
ated. This leads them to focus on three particular themes.
1. What Jesus taught, particularly the celebrated “parables of the Kingdom.” The teaching
of Jesus was seen as important in helping believers to live out an authentic Christian
life, which was a central theme of Christian discipleship – most notably, in relation to
cultivating attitudes of humility towards others and obedience towards God.
2. What Jesus did – especially his ministry of healing, which was seen as important in
establishing his identity, but also in shaping the values of the Christian community
itself. For example, most medieval monasteries established hospitals, as a means of
continuing Christ’s ministry in this respect.
3. What was said about Jesus by those who witnessed his teaching and actions. The gospel
of Luke, for example, records Simeon’s declaration that the infant Jesus was the “con-
solation of Israel,” as well as the Roman centurion’s assertion that Jesus was innocent
of the charges brought against him. These can be seen as constituting public recogni-
tion of the identity of Jesus.
The letters of the New Testament – sometimes still referred to as “epistles” (Greek: epistolē,
“a letter”) – are addressed to individuals and churches, and often focus on issues of conduct
The Early Church, 100–500 7
and belief. These letters are important in helping us make sense of the emerging under-
standings of the significance of Jesus of Nazareth within the Christian community.
The example of Jesus is regularly invoked to emphasize the importance of imitating his
attitudes – for example, treating others better than yourself (Philippians 2). Although the
letters make virtually no direct reference to the teachings of Jesus, certain patterns of
behavior are clearly regarded as being grounded in those teachings – such as humility,
or a willingness to accept suffering.
The letters also emphasize the importance of certain patterns of behavior – such as
repeating the actions of the Last Supper, using bread and wine as a way of recalling and
celebrating the death and resurrection of Christ. The sacraments of both baptism and the
eucharist are clearly anticipated in the New Testament, and are traced back to the ministry
of Jesus himself.
Yet perhaps more importantly, the letters also reveal the understandings of the identity
and significance of Jesus of Nazareth which were becoming characteristic of Christian
communities. The most important of these themes are:
1. Jesus of Nazareth is understood to be the means by which the invisible God can be
known and seen. Jesus is the “image of the invisible God” (Greek: eikōn; Colossians
1:15), or the “exact representation” (Greek: charaktēr) of God (Hebrews 1:3).
2. Jesus is the one who makes salvation possible, and whose life reflects the themes char-
acteristic of redeemed human existence. The use of the term “savior” (Greek: sōtēr) is
highly significant in this respect.
3. The core Christian belief in the resurrection of Jesus of Nazareth is seen as a
vindication of his innocence, a confirmation of his divine identity, and the grounds
of hope for believers. Through faith, believers are understood to be united with
Christ, sharing in his sufferings at present, while also sharing in the hope of his
resurrection.
Each of these themes would be further developed as the Christian community reflected on
their significance, and relevance for the life and thought of believers. The letters of Paul
were of particular importance in setting out both the beliefs of Christianity and shaping
its early social and cultural attitudes. We shall consider how early Christian thinkers devel-
oped these ideas later in this chapter.
1.1.4. The Early Spread of Christianity
The historical evidence suggests that Christianity spread very rapidly during the first and
early second centuries. This naturally raises two questions. First, what were the mechanisms
by which the movement spread? And second, what was it about the movement that proved
attractive to people at the time? Unlike early Islam, Christianity was not spread by force;
if anything, force was used against it by the imperial authorities. Since Christianity was not
recognized as a legal religious movement until the fourth century, converts clearly believed
there was something about the new religion that made it worth risking penalization or
persecution. But what?
8 The Early Church, 100–500
Earlier historians suggested that one of the primary mechanisms for the spread of
Christianity was public preaching, noting the importance of Paul’s missionary journeys,
described in the Acts of the Apostles. Yet there are relatively few historical accounts of the
public preaching of the Christian faith, probably reflecting the fact that these would have
been suppressed by the imperial authorities. Paul’s speech at Athens is a rare example
of such public preaching; his preferred method was preaching in synagogues to Jewish
audiences.
More recently, historians have noted the importance of networks in spreading the
Christian faith. These loose organizations, often based around professions or specific
localities, avoided meeting in public. Interested outsiders would be invited along to
what were essentially secret meetings, often by Christians whose social or professional
connections brought them into contact with such people. Early Christian gatherings or
assemblies (Greek: ekklēsia) usually took place in private households, creating a strong
sense of belonging and identity, given further weight by “sacred oaths” (Latin: sacramenta)
of loyalty.
There is considerable evidence for the importance of commerce and trade in spreading
Christianity, with itinerant preachers and teachers attending house churches in cities in
which they had business. At this early stage, there was no centralized religious authority,
no standard model of community organization at the local level, and no dedicated church
Figure 1.1 Rome was seen as especially important by early Christians, as it was believed that both
the apostles Peter and Paul were martyred there. The Martyrdom of St. Peter, by P. Brancacci and
F. Lippi. Church of St. Mary of Carmine, Florence. Photo: akg-images/De Agostini Picture Library
The Early Church, 100–500 9
buildings or cathedrals. It was only after the conversion of the emperor Constantine that
bishops from throughout the Christian movement would be able to meet together, and
begin to resolve debates over Christian beliefs and provide official statements of faith.
So what was the appeal of Christianity? Why did so many convert to Christianity, despite
the dangers this entailed? It is clear that this appeal was multi-layered, and not easy to
characterize. At the social level, Christianity offered a new sense of identity and status. The
growing realization of the importance of networks in spreading Christianity throughout
the Roman Empire clearly points to the importance of a sense of belonging – of achieving
significance and meaning. Roman society was strongly hierarchical; Christianity, in con-
trast, minimized the importance of socially constructed values. The Pauline letters, for
example, declare that “in Christ there is neither Jew nor Greek, neither male nor female,
neither slave nor free” (Galatians 3:28). Christian communities developed a value system
that enabled those who would otherwise be at the base of the social hierarchy to develop
an elevated sense of personal worth and value. The appeal of early Christianity to women
(1.3.6), slaves, and other socially marginalized groups clearly reflects this perception.
Yet this emphasis on the importance of all members of the community of faith was
supplemented by practical support. Early Christian communities seem to have regarded
social outreach and support as being integral to their identity, raising funds to allow them
to care for the poor, sick, and needy. A good example of this was the church’s care for
widows, a social group which tended to be treated as insignificant in Roman society. Con-
temporary documents suggest that the Roman churches supported large numbers of
widows, many of whom otherwise would have been without any perceived social value or
personal means of survival.
Contemporary accounts suggest that many were drawn to consider the ideas of Chris-
tianity through the impact that it had upon their lives. It is no accident that the early church
used medical models and imagery when referring both to Christian bishops and rites. The
first-century bishop Ignatius of Antioch, for example, famously described the eucharistic
bread and wine as the “medicine of immortality.” This vision of Christianity as a religion
and community of healing resonated strongly with many, particularly at times of uncer-
tainty and instability.
The theme of resurrection played an important role in early Christian outreach, not
least in encouraging an attitude of contempt towards death. Accounts of the martyrdoms
of early Christian leaders frequently emphasize their lack of fear of death, and the impact
this had on pagan audiences. This remarkable absence of fear in the face of death – widely
noted by cultural commentators of the age – was not due to any Stoic notion of indiffer-
ence, but to the firm belief in immortality that was characteristic of Christianity.
Finally, we must give due weight to the powerful ideology that was implicit within the
early Christian proclamation. Early Christian apologists emphasized the ability of their
faith to make sense of the deep moral structure of the universe. It enabled them to cope
with the enigmas of evil and suffering, by offering a fundamental reassurance that justice
would ultimately triumph over deceit and oppression. Christianity proclaimed a wise and
righteous governor of the universe, to be contrasted with the moral decadence of secular
imperial institutions of power. Christianity offered an alternative vision of reality, which
seemed to many to be preferable to what they experienced around them.
10 The Early Church, 100–500
The appeal of Christianity to the world of late antiquity was thus complex and multilev-
eled, capable of connecting with multiple aspects of the culture of this age.
1.1.5. The Apostolic Age
The first major period in Christian history is generally known as the “apostolic age.” The
term “apostle” derives from the Greek verb apostelein, “to send,” and is often used to des-
ignate those commissioned by Jesus of Nazareth to continue and extend his ministry.
Traditionally, this is defined in terms of the period during which the apostles were still
alive, thus ensuring historical continuity between the church and the original community
of faith which gathered around Jesus of Nazareth. We know frustratingly little about this
period, even though it is clearly of immense historical importance. However, we can begin
to sketch some of its aspects, providing an important transition to the better-understood
history of the early church.
As we noted earlier, at the heart of the Christian movement lay a series of reports and
interpretations of the words and deeds of Jesus of Nazareth. His significance was presented
in terms of both his identity and his function, using a rich range of Christological titles
and images of salvation, often drawn from the Jewish roots of Christianity. Initially, Chris-
tian groups appear to have been established in leading urban centers, such as Jerusalem,
by individuals who had personally known Jesus of Nazareth, or who were familiar with his
immediate circle.
Other Christian communities were established by others with more complex asso-
ciations with the Jerusalem church, most notably Paul of Tarsus. According to the New
Testament itself, Paul was responsible for establishing Christian churches in many parts of
the Mediterranean world. At first Christianity would almost certainly have been seen simply
as one more sect or group within a Judaism that was already accustomed to considerable
diversity in religious expression. As recent historical studies of this period have made clear,
Judaism was far from being monolithic at this time.
These Christian communities were scattered throughout the Roman Empire, each facing
its own distinctive local challenges and opportunities. This raises two significant historical
questions, neither of which can be answered with any degree of certainty. First, how did
these individual Christian communities maintain their identity with regard to their local
cultural context? It is clear, for example, that early Christian worship served to emphasize
the distinctiveness of Christian communities, helping to forge a sense of shared identity
over and against society in general.
Second, how did these individual communities understand themselves as relating to a
larger universal community, increasingly referred to as “the church” in the later writings of
the New Testament? There is evidence that these communities maintained contact with
each other through correspondence and traveling teachers who visited clusters of churches,
and especially through the sharing of foundational documents, some (but not all) of which
were later incorporated into the canon of the New Testament.
It is widely thought that these concerns underlie some of the themes explored in the
Pastoral Epistles – three later New Testament letters (1 Timothy; 2 Timothy; Titus), possibly
dating from the final decades of the first century, which show a particular concern for the
The Early Church, 100–500 11
specifics of church order, and the importance of transmitting the key themes of faith to a
later generation. Where earlier Pauline letters see faith primarily as trust in God, the Pas-
toral Epistles tend to treat faith more as a body of teaching, to be passed faithfully from
one generation to another (1.5.8). The letters are an important witness to the increasing
institutionalization of faith, and the exploration of the forms of ecclesiastical structure best
suited for the future needs of the Christian faith.
There is no doubt that the early Christian communities believed that they shared a
common faith, which was in the process of spreading throughout the civilized world.
Individual churches or congregations saw themselves as local representatives or embod-
iments of something greater – the church. While it is possible to argue that early
second-century Christianity possessed a fundamental theological unity, based on its
worship of Christ as the risen Lord, the early Christians expressed and enacted their faith
in a diversity of manners.
While some historians still speak of early Christianity as a single tradition, it is probably
better thought of as a complex network of groups and individuals, who existed in different
social, cultural, and linguistic contexts. All Christians might worship Jesus; this did not,
however, lead to any kind of monolithic – or even uniform – Christian culture. These
groups sought to relate their faith to those contexts, and express it in terms which made
sense within those contexts. While it is potentially misleading to speak of these groups as
“competing,” it is certainly fair to suggest that they possessed more autonomy at this early
stage than is often appreciated. Early Christianity, as we shall emphasize later, did not
possess any authority structures which allowed for the imposition of any kind of uniform-
ity. Indeed, many intellectual historians value the sheer intellectual excitement of the era,
evident in the way in which the early Christians explored and expressed their faith.
However, this historical observation does not imply that there was no core unifying
strand in early Christianity. The sociological diversity of early Christianity was not matched
by anything even remotely approaching theological anarchy. It is possible to identify a
pattern derived from the apostolic witness and maintained across time as the “deposit of
faith” (Latin: depositum fidei), referred to in the New Testament as “the faith once delivered
to the saints” (Jude 3). This pattern is embedded, like some kind of genetic code, in both
the texts of the New Testament and the writings and worship of the early church. Yet despite
this core “pattern of truth” which united them, early Christian communities clearly show
diversity as well as unity. Although some scholars speak of the “emergence of diversity”
within Christianity as if this was a later development, the evidence suggests that such
diversity was there from the outset, even if later developments caused it to become more
noticeable in certain situations.
1.1.6. Women in Apostolic Christianity
Women played an important role in Christianity during the apostolic age. As we have
noted, Christianity emerged from Palestinian Judaism, which often adopted strongly nega-
tive attitudes towards women (1.3.6). It is for this reason that the gospels note that Jesus
of Nazareth’s encounters with women occasionally provoked hostility and criticism from
the official representatives of Judaism. It is clear from the gospel accounts of the ministry
12 The Early Church, 100–500
of Jesus that women were an integral part of the group of people who gathered round him.
They were affirmed by him, often to the dismay of the Pharisees and other religious tra-
ditionalists. The gospel of Luke emphasizes the significant role of women in the spreading
of the gospel. We are told that “many women” (Luke 8:2–3) were involved in early evange-
listic endeavors.
Our most important source for the history of apostolic Christianity is the Acts of the
Apostles, written by the same Luke who compiled the third of the four gospels. Acts empha-
sizes the important role of women in providing hospitality for early Christian missionaries
to Europe, with women converts such as Lydia making their homes available as house
churches and staging-posts for missionaries. Luke appears to be concerned to bring out
clearly the important historical point that the early church attracted significant numbers
of prominent women within cultures which gave them a much greater social role than in
Judaism, and offered them a significant role in the overall evangelistic and pastoral ministry
of the early church.
In particular, Luke singles out Priscilla and Aquila as a husband-and-wife team who
were engaged in an evangelistic and teaching ministry (Acts 18:1–3, 24–6). Paul commends
to the Roman church “our sister Phoebe, a servant of the church at Cenchrea” (Romans
16:1), commenting on how helpful she had been to him. Other passages in the New Testa-
ment letters (such as 1 Timothy 3:11 and 5:9–10) clearly point to women exercising a
recognized and authorized ministry of some form within the church. Amid the large
number of folk whom Paul lists as sending greetings in his Epistle to the Romans are Prisca,
a “fellow-worker”; and Tryphaena and Tryphosa, “workers in the Lord” – descriptions that
Paul also applies to men in the same passage.
Paul’s extended list of greetings in his letter to the Romans also includes Junia, who is
named, along with Andronicus, as “prominent among the apostles” (Romans 16:7).
Andronicus is a male name; Junia, a female name. (One early manuscript reads “Julia,”
rather than “Junia.”) Early Christian writers regularly identified Andronicus’s partner as a
woman. John Chrysostom (347–407), widely regarded as one of the greatest preachers of
the eastern church, commented on this text as follows.
“Greet Andronicus and Junia who are outstanding among the apostles.” To be an apostle is
something excellent. Yet to be “outstanding among the apostles” is a wonderful song of praise.
They were outstanding on the basis of their works and virtuous actions. Indeed, how great the
wisdom of this woman must have been, since she was deemed worthy of the title of apostle.
Later copyists of the thirteenth and fourteenth centuries, when female leadership within
the church was frowned upon, appear to have found it difficult to believe or accept that
Junia could have been an apostle. In producing their manuscript copies of the text, they
therefore altered this female name to the masculine form of “Junius.” In the thirteenth
century, Giles of Rome came up with an alternative approach, declaring that while “Junia”
was the correct form of the name, this actually referred to a man. Yet the textual evidence
does not support these interpretations.
Alongside this clear evidence of women playing an important role in the life of early
Christian communities, we find early Christians reflecting on the theoretical aspects of this
The Early Church, 100–500 13
ministry. The New Testament affirms the theoretical equality among Christians. Differences
of racial origin, gender, or class are seen in a new way on account of the new order that is
understood to have arisen through Jesus of Nazareth. Spiritual gifts, Paul insists, are not
bestowed on the basis of gender, race, or class.
This attitude is expressed in one of Paul’s earliest statements. “There is neither Jew nor
Greek, slave nor free, male nor female, for you are all one in Christ Jesus” (Galatians 3:28).
This verse stands as the foundation of Paul’s approach to differences of gender, class, or
race. Paul affirms that being “in Christ” transcends all social, ethnic, and sexual barriers.
Perhaps this vigorous and unambiguous statement was provoked by the local situation in
Galatia, in which “Judaizers” (that is, people who wished Christians to retain the traditions
of Judaism; see 1.1.7) were attempting to maintain customs or beliefs which encouraged
or justified such distinctions. Paul does not mean that people should cease being Jews or
Greeks, or male and female, as a result of their conversions. His point is that, while these
distinctions may have importance in the social contexts within which the church was taking
root, in the sight of God, and within the Christian community, they are transcended by
the union between Christ and the believer.
Paul’s affirmation potentially has two major consequences. Firstly, it declares that there
are no barriers of gender, race, or social status to the gospel. The gospel is universal in its
scope. Secondly, it clearly implies that, while Christian faith does not abolish the particu-
larities of one’s existence, they are to be used to glorify and serve God in whatever situation
Christians might find themselves.
So how did these new ideas work out in practice? The new status that the early Christian
movement accorded to slaves and women did not sit easily with traditional Roman or
Jewish attitudes. It is therefore not surprising that the New Testament letters comment on
some practical issues that arose at the time within church life and Christian families.
One issue that Paul engages is whether women should cover their heads during public
worship (1 Corinthians 11:2–16). This passage is difficult to interpret, because we do not
know enough about the Corinthian church, or local Corinthian culture, to be sure that we
have understood Paul’s point properly. One suggestion is that a woman with an uncovered
head might have been mistaken for a prostitute. In that Corinth was noted as a center of
prostitution, partly on account of the fact that it was a major commercial port, it is possible
that this explanation would make sense of Paul’s recommendation. However, there is not
enough evidence to support this contention.
Historians suggest that Christianity laid the foundations for the undermining of tradi-
tional Roman and Jewish attitudes towards both women and slaves at two levels:
1. It asserted that all were one “in Christ” – whether Jew or Gentile, whether male or
female, whether master or slave. Differences of race, gender, or social position were
declared to place no obstacles between all believers sharing the same common faith.
2. It declared that all peoples – whether Jew or Gentile, whether male or female, whether
master or slave – were members of the same Christian fellowship, and ought therefore
to worship and pray together. Society might force each of these groups to behave in
different manners, but within the Christian community, all were to be regarded as
brothers and sisters in Christ.
14 The Early Church, 100–500
Yet, as we shall see, these early ideals were imperfectly realized. Paul’s letter to Philemon
presupposes that Christian masters continue to employ slaves. Paul urges Philemon to
receive back a runaway slave, and treat him compassionately. There is no call for the aboli-
tion of slavery, but a plea to Philemon to receive Onesimus back “no longer as a slave”
(Philemon 16) – that is to say, either to make him a free man, or to treat him in such a
way that he would no longer be treated as if he were a slave.
The same pattern is observed in attitudes towards women. Traditional cultural attitudes
towards social hierarchies and gender roles proved difficult to ignore, particularly when
Christianity became the official religion of the Roman Empire in the fourth century.
Perhaps this was most obvious in Christian worship, where after a period of fluidity con-
cerning attitudes towards women, traditional gender roles came to the fore once more.
Even in the late first century, writers such as Polycarp and Ignatius of Antioch indicate that
public worship was led only by men. Whatever activities women might have had in the
apostolic age begin to become curtailed through the rise of a clerical hierarchy of bishops,
presbyters, and deacons, with women tending to be excluded as either bishops or priests.
1.1.7. Christianity and Judaism: A Complex Relationship
Early Christianity developed within Judaism, and most of the first converts to the move-
ment were Jews. The New Testament frequently mentions Christians preaching in local
synagogues. So similar were the two movements that outside observers, such as the Roman
authorities, tended to treat Christianity as a sect within Judaism, rather than as a new
movement with a distinct identity.
Although Christianity emerged from within Judaism, it rapidly developed its own dis-
tinctive identity. One of the most striking differences between the two faiths, evident by
the early second century, is that Judaism tended to define itself by correct practice, where
Christianity tended to appeal to correct doctrines. Historians of this age thus often speak
of Jewish orthopraxy, and Christian orthodoxy.
While Christians declined to adopt the cultic rituals of Judaism (such as food laws,
Sabbath observance, and circumcision) which served to identify Jews within a Gentile
community, Marcion of Sinope’s radical proposal in the second century that Christianity
should be declared utterly distinct from Judaism failed to gain widespread support (1.2.3).
Christian self-definition was initially directed towards clarification of the relationship
of Christianity and Judaism, centering upon the identity of Jesus, and subsequently upon
the role of the Old Testament Law. It is thus perfectly reasonable to suggest that the Pauline
doctrine of justification by faith represents a theoretical basis for the separation of Gentile
Christian communities from Judaism.
This relationship between the Christian church and Israel was often expressed in terms
of two “covenants” or “testaments.” This terminology is used in the New Testament, espe-
cially the Letter to the Hebrews, and became normative within Christian thought over the
following centuries. The phrase the “Old Covenant” is used by Christian writers to refer to
God’s dealings with Israel, as seen in Judaism; the phrase “New Covenant” is used by
Christians to refer to God’s dealings with humanity as a whole, as this is revealed in the
teaching and person of Jesus of Nazareth. The Christian belief that the coming of Christ
The Early Church, 100–500 15
inaugurates something new expresses itself in a distinctive attitude towards the Old Testa-
ment, which could basically be summarized thus: religious principles and ideas (such as the
notion of a sovereign God who is active in human history) are appropriated; religious
practices (such as dietary laws and sacrificial routines) are not.
This recognition of a continuity between Christianity and Judaism raised a number of
serious difficulties for the early Christians, especially during the first century. What was the
role of the Jewish Law in the Christian life? Did the traditional rites and customs of Judaism
have any continuing place in the Christian church? There is evidence that this issue was of
particular importance during the 40s and 50s, when non-Jewish converts to Christianity
came under pressure from Jewish Christians to maintain such rites and customs.
The issue of circumcision was particularly sensitive, with Gentile converts to Christian-
ity often being pressed to become circumcised, in accord with the Law. This controversy is
recorded in the Acts of the Apostles, which notes how, in the late 40s, a section of the church
argued that it was essential that male Christians should be circumcised. Unless males were
circumcised, they could not be saved (Acts 15:1). In effect, this group – often referred to
as “Judaizers” – seemed to regard Christianity as an affirmation of every aspect of contem-
porary Judaism, with the addition of one further (and highly significant) belief – that Jesus
of Nazareth was the long-awaited messiah.
The New Testament gives an account of how this issue was resolved during the apostolic
period. The first General Council of the Christian church – the Council of Jerusalem in 49
(Acts 15:2–29) – met to consider the complex relationship between Christianity and
Judaism. The debate is initially dominated by converted Pharisees, who insisted on the need
to uphold the law of Moses, including the circumcision requirements. Yet Paul’s account
of the growing impact of the Christian gospel among the Gentiles caused the wisdom
of this approach to be questioned. If so many Gentiles were becoming Christians, why
should anything unnecessary be put in their way? Paul conceded the need to avoid food
which had been sacrificed to idols – an issue which features elsewhere in his letters (1
Corinthians 8:7–13). But there was, he insisted, no need for circumcision. This position
won widespread support, and was summarized in a letter which was circulated at Antioch
(Acts 15:30–5).
Yet although the issue was resolved at the theoretical level, it would remain a live issue
for many churches in the future. Paul’s letter to the church at Galatia, probably written
around 53, deals explicitly with this question, which had clearly become a contentious issue
in the region. Paul notes the emergence of a Judaizing party in the region – that is, a group
within the church which insisted that Gentile believers should obey every aspect of the law
of Moses, including the need to be circumcised. According to Paul, the leading force behind
this party was James – not the apostle James, who is thought to have died around 44, but
the brother of Jesus of Nazareth who was influential in calling the Council of Jerusalem,
and wrote the New Testament letter known by his name.
For Paul, this trend was highly dangerous. If Christians could only gain salvation by the
rigorous observance of the law, what purpose did the death of Christ serve? It is faith in
Christ, not the scrupulous and religious keeping of the law of Moses, which is the basis of
salvation. Nobody can be justified (that is, put in a right relationship with God) through
keeping the law. The righteousness on which our salvation depends is not available
16 The Early Church, 100–500
through the law, but only through faith in Christ. Aware of the importance and sensitivity
of this issue, Paul then explores this question in some detail (see Galatians 3:1–23). The
Galatians have fallen into the trap of believing that salvation came by doing works of the
law, or by human achievement. So what has happened to faith? Did the gift of the Holy
Spirit ever come through keeping the law?
Paul argues that the great Jewish patriarch Abraham was “justified” (that is, put in a
right relationship with God) through his faith (Galatians 3:6–18). The great patriarch was
not put in a right relationship with God through circumcision; that came later. That rela-
tionship with God was established through Abraham’s faith in God’s promise to him
(Genesis 15:6). Circumcision was simply the external sign of that faith. It did not establish
that faith, but confirmed something that was already there. Nor does the law, or any aspect
of it, abolish the promises which God had already made. The promise to Abraham and his
descendants – which includes Christians, as well as Jews – remains valid, even after the
introduction of the law. Gentiles could share Abraham’s faith in the promises of God – and
all the benefits that result from this faith – without the need to be circumcised, or be bound
to the fine details of the law of Moses.
This controversy is important for several reasons. It casts light on tensions within the
early church; it also raises the question of whether Jewish Christians enjoyed special privi-
leges or status in relation to Gentile Christians. The final outcome of the debate was that
Jews and Gentiles were to be given equal status and acceptance within the church. The
chronological priority of Israel over the church did not entail the privileging of Jews over
Gentiles within the Christian community. While the theological and ethical teaching of the
Old Testament was to be honored and accepted by Christians, they were under no obliga-
tion to obey the ceremonial or cultic aspects of the Law, including circumcision or sacrifice.
Those were both fulfilled superseded by the coming of Jesus Christ. For many early Chris-
tians, the fact that Jesus of Nazareth had himself been circumcised removed any need for
them to undergo the same painful process.
The position of Jewish Christianity within an increasingly Gentile church became more
difficult with the passage of time. Gentile Christians regarded themselves as liberated from
cultic rules concerning circumcision, food laws, or the observation of the Sabbath, and
cited Paul in support of their position. Although some accounts of the development of
Christianity suggest that these issues were essentially resolved in favor of the Gentiles by
the end of the first century, there is evidence that they lingered on well into the second
century. For example, Justin Martyr’s Dialogue with Trypho, written in Rome around the
year 150, explicitly refers to such tensions. As we shall see later, the issue became conten-
tious in Rome at this time, due to the teachings of Marcion of Sinope (1.2.3).
1.2. Early Christianity and the Roman Empire
It is impossible to understand the development of early Christianity without a good under-
standing of the Roman Empire, which many historians regard as having reached its zenith
during the reign of the emperor Trajan, who ruled from 98 to 117. Christianity had its
origins in the Roman province of Judaea, a relatively obscure and politically insignificant
region, and would expand rapidly within the empire, eventually becoming its official reli-
The Early Church, 100–500 17
gion. In view of the importance of the Roman imperial context to the rise and shaping of
Christianity, we shall look at this context in more detail.
1.2.1. The Roman Empire, c. 100
The expansion of Roman influence began during the period when Rome was a republic.
However, political weaknesses led to power being centralized in a single figure of authority –
the emperor (Latin: imperator, “one who gives orders”). For political reasons, this supreme
ruler was not referred to as “king,” as this term was regarded as no longer being acceptable
because of associated abuses of power in the pre-republican era. The term “emperor” was
devised as a name for Rome’s supreme ruler, mainly because it avoided using language
which linked it to discredited periods in Roman history. It was during the reign of the first
emperor, Caesar Augustus, that the gospel of Luke places the birth of Jesus of Nazareth.
A significant degree of Roman territorial expansion took place during the reign of
Augustus, especially in Egypt and northern Europe. The imperial province of Egypt became
of particular importance, providing substantial grain imports to feed the Roman popula-
tion. Yet Augustus’s successor Tiberius, who reigned from 14–37, proved an ineffective
emperor, preferring to live in seclusion on the island of Capri. Under Trajan, however, the
stability of the empire was initially restored, followed by a period of further territorial
expansion. A major program of public building in Rome itself enriched the city, emphasiz-
ing its status as the center of the greatest empire the world had then known.
A form of “civil religion” began to emerge at this time, linked with worship of the Roman
emperor as an expression of allegiance to the Roman state and empire. A dead emperor
Map 1.2 The Roman Empire under Trajan, c. 117
BRITANNIA
GERMANIA
BELGICA
IBERIA
GALLIA
ITALIA
DACIA
SARMATIA
MAURETANIA
AFRICA
MACEDONIA
ACHAEA
ASIA
GALATIA
JUDAEA
AEGYPTUS
ARMENIA
MESOPOTAMIA
18 The Early Church, 100–500
who was held worthy of the honor could be voted a state divinity (Latin: divus), and be
incorporated into the Roman pantheon. Refusal to take part in this imperial cult was
regarded as an act of treason. As we shall see, this placed Christians in a difficult position,
as many of them refused to worship anyone other than the God of Jesus Christ.
The administrative and commercial links established by the Roman Empire made it
relatively easy for new ideas – especially religious ideas – to be spread. The factors that
made this possible include:
1. A common language. Latin was the official language of the empire, although the
Romans permitted the use of local languages – such as Greek – wherever possible.
The virtually universal use of Latin ultimately led to this language becoming the lan-
guage of the church and academy during the Middle Ages, allowing the limits of
national languages to be transcended.
2. Ease of transport. The Roman navy suppressed piracy, making travel by sea relatively
safe. Land routes were widely used for military and commercial purposes.
3. Movement of people. Soldiers, colonial administrators, and merchants were free
to move around the empire, often bringing home with them new ideas they had
encountered. The Mithraic cult, or “cult of Mithras,” for example, appears to have
been especially popular within the Roman army.
4. Immigration from the colonies to Rome. During the first century, the population of
Rome expanded, with large numbers of immigrants from the colonies settling in the
city, bringing their religious beliefs and traditions with them. While all were expected
to conform to Roman civil religion, there was a substantial expansion of variety of
personal religious beliefs and practices. Christianity easily fits into this general pattern
of Roman religious diversification in this period.
In view of the importance of religion within the Roman Empire of this period, we shall
consider the phenomenon of Roman religion in more detail. First-century Roman religion
tended to draw a distinction between a state cult which gave Roman society stability and
cohesion, and the private views of individuals. The Latin term religio derives from a root
meaning “to bind together.” In many ways, this is a useful summary of the role of the state
cult: to give the city and empire a stable sacred foundation. Religion was primarily under-
stood in terms of “devotion” (Latin: pietas) – a social activity and attitude that promoted
unity and loyalty to the state.
Roman citizens were free to adopt other religious practices and beliefs in private, so
long as they did not conflict with this “official” civil religion. These private religions would
take place in the household, with the head of the family (Latin: paterfamilias) taking charge
of domestic prayers and ceremonial rites in much the same way as the public representa-
tives of the people performed the state ceremonial rites. During the first century, these
private religions often took the form of mystery cults, originating in Greece or Asia,
brought back to Rome by soldiers and merchants. The best known of these was the cult of
Mithras, which is thought to have originated in Persia.
Christianity would easily have fitted into this pattern of Roman religious diversity at
this time. Yet Christians found it difficult to accept the distinction between public and
The Early Church, 100–500 19
private religious beliefs, holding that their allegiance to the one God prevented them from
taking part in the official Roman cult. This became increasingly problematic through the
rise of the “imperial cult” in the late first century, which we shall consider in the following
section.
1.2.2. Christianity and the Imperial Cult
The political background against which the early Roman suspicion of Christianity is to be
set is dominated by the “imperial cult.” This is probably best understood as a highly elevated
view of the Roman emperor, which resulted from the remarkable achievements of Augus-
tus. It was no longer possible to regard Augustus simply as an outstanding ruler; he was
widely regarded as a divus, being invested with some form of supernatural or transcendent
significance. It was not regarded as necessary for imperial figures to be dead before they
were accorded some form of divine status; there is ample evidence to indicate that at least
some members of the imperial family (such as Julius Caesar) were treated as divine during
their lifetimes.
The cult appears to have become especially significant in the two or three decades before
the birth of Christ; by the second half of the first century – at which time Christianity was
becoming a significant presence in the eastern regions of the empire – it had become firmly
established as a routine aspect of Roman colonial life.
The cult seems to have taken different forms in the various regions of the empire. A
distinction was drawn between the forms of the cult appropriate to Roman citizens and
those who were not. In the east, the cult of “Rome and Julius” was prescribed for Roman
citizens; others were required to take part in the cult of “Rome and Augustus.”
The cult appears to have been especially strong in those regions of the eastern empire
in which Christianity would take root, such as the city of Corinth and the region of Galatia,
both landmarks in the ministry of Paul of Tarsus. Imperial festivals became an important
part of the life of Corinth during the first half of the first century. The figure of Julius
Caesar was of particular importance to this cult, not least on account of his having given
Corinth the status of a Roman colony shortly before his death. In Galatia, the imperial cult
had become firmly established by the first decade of the century.
The imperial cult was so deeply rooted in the major cities of the eastern Roman Empire
that it was inevitable that some form of confrontation between Christianity and the state
authorities would take place. One of the most frequently cited pieces of evidence here is
the famous letter of Pliny the Younger to Trajan, dating from about 112 (1.4.1). In this
letter, Pliny asked advice as to how to deal with the growing number of Christians who
refused to worship the image of the Roman emperor. It is quite clear from Pliny’s letter
that Christianity was suspect on account of its refusal to worship the emperor, which sug-
gested that it was bent on overthrowing the existing social order.
The refusal of Christians to conform to the imperial cult helps us understand one of
the more puzzling developments of this age – the tendency of Roman critics of Christianity
to ridicule it as a form of “atheism.” This makes no sense if “atheism” is understood in
the modern sense of the term – namely, rejection of belief in God. Yet the term “atheism”
was widely used in classical culture to refer to a rejection of the official state religion. The
20 The Early Church, 100–500
classical Greek philosopher Socrates was forced to commit suicide four centuries before
the apostolic age for “atheism” – that is, rejecting the Athenian state religion. Socrates, of
course, was no atheist in the modern sense of the word.
The relation between Christianity and the imperial authorities is one of the most
important themes in the history of early Christianity. Yet other themes also emerged
as important. The complex relationship between Christianity and Judaism, often the
subject of discussion within the New Testament, became the topic of heated debate at Rome
in the second century, leading to the emergence of a growing consensus that Christianity
should not, and could not, abandon its Jewish heritage. We shall consider this debate in
the next section.
1.2.3. Christianity and Judaism: Marcion of Sinope
Christianity’s relationship with Judaism remained a matter of debate in the late first and
early second centuries (1.1.7). One group known as the “Ebionites” echoed Jewish ideas at
a number of points, especially in their understanding of the identity of Jesus of Nazareth.
The term “Ebionite” is thought to derive from the Hebrew word Ebyonim (“the Poor”),
perhaps originally applied to early Christians because they came from lower social groups
and tended to be socially deprived. Ebionitism was an attempt to use ideas that were inher-
ited from the Jewish context within which early Christianity emerged, and use these to
explore and express the significance of Jesus of Nazareth.
The origins of such a trend can be seen inside the New Testament itself, in that the
gospels record attempts to make sense of Jesus which are drawn from contemporary
Judaism – such as interpreting Jesus of Nazareth as a second Elijah, a new Jewish prophet,
or a High Priest of Israel. On this approach, Jesus of Nazareth was a human being who was
singled out for divine favor by being possessed by the Holy Spirit, in a manner similar to,
yet more intensive than, the calling of a Hebrew prophet. In the end, Christians discarded
this approach as inadequate. Yet it remains an important early witness to the existence of
Christian communities that saw Judaism as having continuing utility and significance for
the church.
Precisely the opposite approach was advocated in the middle of the second century by
Marcion of Sinope (c. 110–60), a wealthy Christian in Rome. By this time, Christianity had
gained a significant following in the imperial capital. Marcion wanted to bring about a
fundamental change to the way in which the church positioned itself in relation to Judaism.
Christianity ought to sever all its links with Judaism, and should have nothing to do with
its God, beliefs, or rituals. A clean break was necessary. The god of the Old Testament was
a war-god, who had nothing to do with the Christian god.
What Marcion was proposing represented a radical break with both the established
tradition of the church, and the writings of the New Testament. The majority position
within the church, at Rome and elsewhere, was that Christianity represented the fulfillment
of the covenant between God and Abraham, not its rejection or abrogation. The God whom
Christians worshipped was the same as that worshipped by Abraham, Isaac, and Jacob, and
whose will was disclosed through the law and the prophets. In marked contrast, Marcion
The Early Church, 100–500 21
proposed severing links with Judaism completely, seeing Christianity as a new faith in a
new God.
Marcion’s core argument was that the “God” of the Old Testament was not the same as
that of the New Testament. The Old Testament God was to be seen as inferior, even defec-
tive, in the light of the Christian conception of God. There was no connection whatsoever
between these deities. For Marcion, the gospel comes from nowhere, without any historical
context. There is no sense of it being the climax and fulfillment of God’s engagement with
humanity, which began with the call of Abraham.
Marcion proposed that Jesus of Nazareth had no direct relation to the Jewish creator
god, and that he was not to be thought of as the “messiah” sent by this Jewish God. Rather,
Jesus was sent from a previously unknown, strange God, characterized by love rather than
the jealousy and aggression which Marcion regarded as hallmarks of the God of the Old
Testament. The second-century theologian Irenaeus of Lyons observed that Marcion took
the view that the Jewish God “is the creator of evil things, takes delight in wars, is fickle,
and behaves inconsistently.” The third-century theologian Tertullian points to Marcion’s
core belief in two quite different gods, “of unequal rank, the one a stern and warlike judge,
the other gentle and mild, kind, and supremely good.”
Yet Marcion was not prepared to rest content with affirming the radical difference
between the God of the Jews and the God of Jesus of Nazareth. Many of the documents
that were being widely accepted as authoritative by early Christians – which would later
be canonically gathered together as the New Testament – made extensive reference to the
Jewish scriptures. Marcion thus developed his own authorized collection of Christian
documents, which excluded works which he regarded as contaminated by Jewish ideas and
associations (1.5.2).
Needless to say, Marcion’s biblical canon excluded the Old Testament altogether. It also
omitted any New Testament works which seemed sympathetic towards Judaism, such as
the gospel of Matthew. Marcion’s Bible consisted simply of ten of Paul’s letters, along
with the gospel of Luke. Yet Marcion was obliged to edit even these works, in order to
remove contaminating influences which suggested that there was some connection between
Jesus and Judaism. Marcion thus removed the narratives of the annunciation and the nativ-
ity, Christ’s baptism, temptation, and genealogy, and all references to Bethlehem and
Nazareth from his version of Luke’s gospel. Paul’s letters also required some editorial work,
to remove their associations with Judaism.
In the end, the church rejected Marcion’s views. The model that began to gain the
ascendancy in early Christianity was that of the fulfillment of the hopes of both pagans
and Jews in Christ. As we shall see in the following section, writers such as Justin Martyr
were adamant that the story of Jesus of Nazareth could not to be told in isolation from its
Jewish context. To understand the identity and significance of Jesus, it was necessary to tell
other stories, and explore how they interlocked and interrelated. One of those stories con-
cerns God’s creation of the world; another tells of God’s calling of Israel; a third tells the
age-old human quest for meaning and significance. For Justin Martyr, the story of Jesus
intersects all three, ultimately to provide their fulfillment. Jesus is the focal point from
which all other stories are to be seen, and on whom all finally and decisively converge.
22 The Early Church, 100–500
1.2.4. Christianity and Pagan Culture: Justin Martyr
One of the most important debates in the early church concerned the extent to which
Christians could appropriate the immense cultural legacy of the classical world – such as
its poetry, philosophy, and literature. How could Christians make use of classical philoso-
phy in communicating or commending their faith? In what way could Christian writers
use classical modes of writing – such as poetry – to expound and communicate the gospel?
Or was the use of such ideas and literature impossible for Christians, because they had
been tainted by their pagan associations? It was a debate of considerable cultural and intel-
lectual importance, as it raised the question of whether Christianity would turn its back
on the classical heritage, or appropriate it in a modified form.
One early and influential answer to this important question was given by Justin Martyr
(103–65), a second-century writer with a particular concern to make use of the parallels
between Christianity and Platonism as a means of communicating the gospel. Justin was
born to pagan parents in the Roman province of Judaea, in the city of Flavia Neapolis
(modern Nablus). He converted to Christianity as a young man, possibly at the great Asian
city of Ephesus, partly through his admiration for the courage of Christians facing execu-
tion for their faith, and partly because of his fascination with the Old Testament prophecies
that were fulfilled through the coming of Christ. Justin later recalled that, “While pondering
on [Christ’s] words, I discovered that his was the only sure and useful philosophy.”
It is important to note that Justin speaks of Christianity as a “philosophy.” At the time,
this term meant more than simply a set of ideas. A philosophy was as much about a way
of living as a way of thinking. After his conversion, Justin became one of the many itinerant
teachers of this age, wearing the distinctive cloak of a philosopher. He eventually made his
way to Rome, where he lived in a small room “above Myrtinus’s baths.” He is now remem-
bered for three works: the First Apology and the Second Apology, and the Dialogue with
Trypho the Jew. Justin was eventually betrayed to the Roman authorities, and executed
in 165.
For Justin, Christianity brought the quest of the ancient world for wisdom to fulfillment.
Both the Jewish law and the Platonic logos are fulfilled in Christ. God has sown the seeds
of divine wisdom throughout the world, which meant that Christians could and should
expect to find aspects of the gospel reflected outside the church. Justin developed a Chris-
tianized version of the Stoic idea of the “seed-bearing word” (Greek: logos spermatikos),
which originates from God, and is divinely planted in the human mind. Justin’s version of
the logos spermatikos is best understood as an attempt to translate Paul’s ideas about natural
revelation, found in his letter to the Romans and the Athens address (Acts 17), into the
language of contemporary philosophy. “All right principles that philosophers and lawgivers
have discovered and expressed they owe to whatever of the Word they have found and
contemplated in part. The reason why they have contradicted each other is that they have
not known the entire Word, which is Christ.” For Justin, Christians were therefore free
to draw on the riches of classical culture, in that whatever “has been said well” ultimately
draws upon divine wisdom and insight.
Justin commended the study of Greek philosophy for two reasons. First, it allowed
Christians to be able to communicate effectively with secular culture, using language and
The Early Church, 100–500 23
ideas that were already familiar to its cultural elite. Christians could express the core themes
of their faith using Platonic terms, and adapting these as necessary. Yet perhaps just as
importantly, engaging with secular Greek philosophy forced Christianity to try and give a
more coherent and intelligent account of its ideas than might otherwise be the case.
Important though Justin’s arguments may have been, they received a somewhat frosty
reception in many sections of the Christian church. The main difficulty was that it was
seen to virtually equate Christianity with classical culture, apparently suggesting that Chris-
tian theology and Platonism were simply different ways of viewing the same divine realities.
The most severe criticism of this kind of approach was to be found in the writings of
Tertullian, a third-century Roman lawyer who converted to Christianity. What, he asked
pointedly, has Athens to do with Jerusalem? What relevance has the Platonic academy for
the church? Christianity must maintain its distinctive identity, he argued, by avoiding such
secular influences.
1.2.5. Early Christian Worship and Life
Lacking official religious recognition and protection, Christianity could not be a
public religion in the Roman Empire (1.4.1). There were no buildings dedicated to public
Figure 1.2 Justin Martyr and others in the early church encouraged a dialogue between Christianity
and classical philosophy, such as Plato and Aristotle. Detail of Plato and Aristotle, from The School
of Athens, by Raphael (1483–1520). Fresco. Stanza della Segnatura, Vatican City. © 2012. Photo: Scala,
Florence
24 The Early Church, 100–500
Christian worship. It is easy to see why the secrecy surrounding Christian gatherings and
worship roused suspicions. Rumors rapidly developed that Christians indulged in orgies
and cannibalism. It is easy to understand how this took place. There is much evidence that
early Christian gatherings included a “love-feast” (Greek: agapē), which could easily be
misunderstood in sexual terms. Equally, it is not difficult to see how the practice of con-
suming bread and wine as symbols of the body and blood of Christ could be misinterpreted
by outsiders as some kind of cannibalism.
We possess several important witnesses to early Christian worship. One is a manual of
church order and Christian living, dating from the late first or early second century, known
as the Didache (a Greek word meaning “Teaching”). This work describes how Christians
gathered together on the Lord’s Day – in other words, Sunday – “to break bread and give
thanks.” The service is clearly understood to take place in a private home, not a public
place.
Justin Martyr composed his First Apology in Rome in about 155. In this work, Justin
describes two early Christian worship services. First, he provides an account of the baptism
of new converts. Following their baptism, the new believers are led into the assembly of
Christian believers. After prayers for the community and for the new convert, the worship-
pers greet one another with a kiss. Bread, wine, and water are then brought to the president,
who offers a eucharistic prayer ascribing glory to the Father in the name of the Son and
Spirit, and gives thanks that the gathered worshippers have been counted as worthy to
receive the bread and wine. Justin does not use the term “priest” to refer to the president
of this thanksgiving (Greek: eucharistia), presumably because this term had associations
with Roman civil religion, which was then strongly hostile towards Christianity.
The second event that Justin describes is a regular Sunday gathering of the community
of faith. Why meet on a Sunday, rather than the Jewish Sabbath? Justin explains that the
community gathers on Sunday, or the first day of the week, both because it was the day of
creation and because this was the day on which Jesus rose from the dead. Only those who
have been baptized are permitted to attend this service. The service begins with some read-
ings from the “memoirs of the apostles” (almost certainly a reference to the Gospels) or
the writings of the prophets, followed by a sermon based on these texts. This is followed
by prayers and the celebration of the eucharist, along the lines just described. At the end
of the service, those with sufficient means are invited to bring gifts to the president, who
will distribute them to those in need. Justin’s description merits close reading.
On Sunday we have a common assembly of all our members, whether they live in the city or
the outlying districts. The memoirs of the apostles or the writings of the prophets are read, as
long as there is time. When the reader has finished, the president of the assembly speaks to
us. He urges everyone to imitate the examples of virtue that we have heard in the readings.
Then we all stand up together and pray. When we have finished praying, bread and wine and
water are brought forward. The president offers prayers and gives thanks to the best of his
ability, and the people show their assent by saying, “Amen.” The eucharist is distributed,
everyone present communicates, and the deacons take it to those who are absent.
Funeral rites were also important for early Christians. Romans tended to cremate their
dead, and place their ashes in carved urns. Christians insisted on burial, seeing this as
The Early Church, 100–500 25
resting on the precedent of the burial of Christ. From the beginning of the second century,
Christians constructed vast underground burial sites by digging into the soft porous
pumice rock underneath the city of Rome and its neighborhood. This network – known
as “the Catacombs” – consisted of passages and tunnels, with niches carved into the walls
in which bodies could be placed, to await the resurrection. The catacombs of St. Callixtus,
constructed in the middle of the second century, are among the most important of the
Roman catacombs. With the legalization of Christianity in the fourth century, the cata-
combs gradually fell into disuse, as Christians were able to provide funeral rites for their
dead openly, without fear of persecution.
Early Christianity was not well organized, even in Rome, partly on account of difficulties
in coordination while the Christian movement remained illegal. Although the movement
possessed leaders, they were unable to offer any kind of centralized control. The Greek
terms episcopos (bishop), diakonos (deacon), and presbyteros (elder) were all used to refer
to leaders of the Christian community. It is significant that all three of these words were
widely used in secular culture to refer to administrative positions within large house-
holds of the day. An episcopos was a domestic supervisor, a diakonos a servant, and a
presbyteros a senior member of the household. Christianity appears to have taken over
familiar secular words here, and invested them with specifically Christian meanings, refer-
ring to the “household of faith.”
Figure 1.3 Fear of persecution drove early Roman Christians underground. The illustration shows
the third-century Catacombs of Calixtus, with an underground passage with niches or wall-graves
on either side. Photo: akg-images/Erich Lessing
26 The Early Church, 100–500
At this early stage, there is no suggestion that a bishop had oversight of a group of
churches, or an ecclesiastical region. This development took place later, when Christianity
became the official religion of the Roman Empire, even if anticipations of these develop-
ments can be found earlier. At this early stage, a “bishop” was often simply the leader of
a single Christian community. The Roman churches in the second century are perhaps
best compared to secular Roman clubs or societies (Latin: collegium), or to Jewish syna-
gogues – essentially independent associations with no centralized control.
1.3. Early Christianity and the Hellenistic World
The military campaigns of the Macedonian ruler Alexander the Great in the fourth century
before Christ led to a massive expansion of Greek cultural and political influence in the
eastern Mediterranean region, and far beyond. Tutored as a boy by the philosopher
Aristotle, Alexander was proclaimed king of Macedon at the age of twenty, following the
assassination of his father, Philip of Macedon. Alexander launched a massive military
campaign against the Persian Empire, bringing vast areas of territory from Egypt to India
under Macedonian control. After his sudden death, widely suspected to have been an assas-
sination, Alexander’s body was transported to the Egyptian city of Alexandria, where it was
buried in an ornate tomb.
The phrase “Hellenistic world” is generally used to refer to the new political and cultural
order which resulted from Alexander’s conquests, especially in Egypt and the Levant. Jewish
culture now found itself having to engage with Greek ideas, literature, and cultural norms.
As Christianity began to take root in this area, it found itself engaging with the ideas and
norms of this culture, which bore little relation to the Palestinian context from which it
had emerged. In this section, we shall consider some aspects of this engagement.
1.3.1. The Greek-Speaking World, c. 200
One of the most important outcomes of the engagement between Judaism and Hellenistic
culture was the translation of the Hebrew Bible into Greek. This process, which is known
to have begun three centuries before Christ, led to the Greek translation widely known as
the “Septuagint,” traditionally held to have been produced by seventy scholars (Latin: sep-
tuaginta, “seventy”). This translation, completed in the first century before Christ, was
widely used by early Christian writers, and can be seen in use at several points in the New
Testament.
The impact of this process of Hellenization on Jewish thought is best seen from the
writings of Philo, a Jewish writer based in Alexandria in the early years of the first century.
Philo is generally regarded as having attempted to achieve a synthesis of Jewish religious
and Greek philosophical thought, based primarily on use of allegorical interpretations of
the Old Testament and an appeal to the Platonic notion of the logos, noted earlier. Philo’s
doctrine of creation strongly resembles that set out by Plato in his dialogue Timaeus.
However, it is important to note that Philo refused to accept Greek ideas which he held
to be incompatible with Judaism – such as the Aristotelian doctrine of the eternity and
The Early Church, 100–500 27
indestructibility of the world. Philo’s basic approach is that of the accommodation of
Jewish ideas to Greek philosophy, not the rejection of distinctively Jewish ideas.
Philo’s method of biblical interpretation is essentially allegorical, appealing to deeper
meanings beneath the literal and historical senses of a passage. Philo considered allegorical
ways of interpreting the book of Genesis to be a legitimate and appropriate way of bridging
the gap between divine revelation (which primarily took the form of events) and Platonic
philosophy (which primarily concerned abstract ideas). Rather than concentrating on the
historical or literal sense of a passage, Philo argues that there is a deeper meaning concealed
within the imagery of the text, which the skilled exegete can identify and explore. Philo
does not want to depreciate or abolish the literal or the historical senses of the Bible, but
to develop deeper meanings which are closer to the themes of secular wisdom. This kind
of approach to biblical interpretation would be developed by early Alexandrian Christian
writers, such as Clement of Alexandria (c. 150–c. 215) and Origen (184–253).
As Christianity expanded from its original heartlands of Palestine into the great Greek-
speaking cities of Alexandria and Antioch, it was inevitable that it would be influenced by
the ideas and methods of Hellenistic philosophy. Although theirs was still an illegal religion,
Christian writers did not hold back from debating their ideas with secular and religious
writers of the age. Yet Christian writers and thinkers could not engage with the culture
around them without using at least some aspects of its language and concepts. This obser-
vation raises one of the most important questions which is raised by the development of
early Christian theology. Did Christian writers absorb more Hellenistic thought that they
realized through interacting with their culture?
One of the most influential discussions of this theme was due to the great German
Protestant church historian Adolf von Harnack (1851–1930). Harnack argued that the
expansion of Christianity from its original Jewish context to the great Greek-speaking cities
of Egypt and Asia led to the progressive Hellenization of Christianity. This change, Harnack
argued, was most obvious in the development of metaphysical theological views about God
and Christ – such as the doctrine of the Trinity, or the doctrine of the “two natures” of
Christ. These developments, he declared, were the “work of the Greek spirit on the soil
of the gospel.” The Christian faith came to be dependent on the categories of Greek meta-
physics, distancing the church from its connections with the historical figure of Jesus of
Nazareth.
More recent scholarship has questioned Harnack’s judgment, concluding that he over-
stated his case for the “Hellenization” of the Christian faith. Yet there is equal agreement
that some such process seems to have taken place, even if its extent and importance is open
to debate. In any case, there is a problem with Harnack’s implied suggestion that any such
influence amounts to “corruption” or “distortion.” It is difficult to see how Christian theol-
ogy can avoid being influenced and shaped by a variety of cultural and philosophical
sources.
Nevertheless, Harnack’s concern is to be taken seriously. For example, consider this
theological question: can God suffer? Many writers within the Hellenistic tradition worked
with an essentially philosophical notion of God, which emphasized perfection as a core
divine characteristic. How could a perfect being suffer? Suffering was a mark of imperfec-
tion – of decay or change, characteristics of the material world, but not of the unchangeable
28 The Early Church, 100–500
divine nature. Many Christian theologians in the Greek-speaking world seem to have
accepted this judgment, despite the difficulties that this caused for them. If Jesus Christ
suffered on the cross, and if Jesus Christ was God, surely a case could be made for God
suffering in some sense of the word? Early Christian writers developed sophisticated ways
of affirming the former but not the latter, wishing to ensure that they caused minimal
intellectual offense to educated pagans at this point.
Yet the Hellenistic world was shaped by intellectual and cultural movements other than
classical Greek philosophy. One of the movements that came to gain considerable influence
in parts of Egypt and Asia was known as Gnosticism. As we shall see, this movement had
considerable impact on the development of the Christian church’s understanding of the
identity of its core ideas, and how these could best be preserved.
1.3.2. The Challenge of Gnosticism: Irenaeus of Lyons
Older historical textbooks often speak of “Gnosticism” as if it were a relatively well-defined
coherent movement. There is now a growing consensus that the use of the single term
“Gnosticism” is misleading, in that it gathers together a number of quite different unrelated
groups, and presents them as if they represented a single religious belief system. Perhaps
Gnosticism is best understood as a family of religious doctrines and myths that flourished
in late classical antiquity with three shared beliefs:
1. The cosmos is a result of the activity of an evil or ignorant creator, often referred to
as the “Demiurge” (Greek: dēmiourgos, “craftsman” or “artisan”);
2. Humanity is trapped within this physical realm;
3. Salvation is a process in which believers receive the knowledge (Greek: gnōsis) of their
divine origin, allowing them to break free from their imprisonment on earth.
The idea of an inferior creator god – the “Demiurge” – is found in classical Greek philoso-
phy, and plays a significant role in Plato’s dialogue Timaeus. Gnosticism held that this
demiurge created the physical world without any knowledge of the “true God,” falsely
believing that he was the only God. Since the demiurge acted in ignorance of the true God,
his creation had to be considered as imperfect, or even evil. Most forms of Gnosticism
believed there was a radical gulf between the visible world of experience and the spiritual
world of the true God.
So what of the place of humanity within this created order? A core belief for many
Gnostic thinkers was that the human body was a prison for the spirit, which was actively
seeking its liberation. The Greek slogan sōma sēma (“the body is a tomb”) was often used
by such writers to express this idea of spiritual bondage. Most Gnostic teachers held that,
while the human body was created by the demiurge, it nevertheless contains a divine spirit
which had the potential to establish a connection with the highest God. Yet this divine
spark can be awoken if and when a divine messenger awakes individuals from their
dream of forgetfulness, allowing humanity to reconnect with its divine origins. For many
forms of Gnosticism – especially Valentinism, the form of Gnosticism associated with
Valentinus (c. 100–c. 160) and his circle at Rome in the second century – Christ was this
The Early Church, 100–500 29
redeemer-figure, who awakened the divine spark within humanity, enabling it to find its
way back to its true home.
In responding to Valentinus, the second-century theologian Irenaeus of Lyons developed
the idea of the “economy of salvation.” The entire work of salvation, from creation through
to its final consummation, was carried out by one and the same God. The creator God was
no demiurge, nor was the redeemer some mere emissary from the heavenly realms. Irenaeus
highlights the importance of the emerging doctrine of the Trinity as a means of articulating
divine continuity throughout the history of the world on the one hand, and as safeguarding
the essential unity of Scripture on the other. Matter is not intrinsically evil; it is God’s good
creation, which has fallen, and is susceptible to restoration and renewal. For Irenaeus, the
doctrine of the incarnation and the Christian use of sacraments represent explicit denials
of any Gnostic notion of an intrinsically evil matter. Did not God choose to become
incarnate? Does not the church use water, wine, and bread as symbols of divine grace and
presence? Matter is something that God chose to use, not to reject.
Irenaeus’s main concern at this point was to place clear blue water between the church
and its Gnostic alternatives. Yet underlying these differences of substance was a deeper
concern about issues of method – above all, the interpretation of Scripture. As he reflected
on Valentinus’s interpretation of sacred texts, Irenaeus appears to have come to the conclu-
sion that the Gnostics had hijacked the foundational documents of Christianity, and
interpreted its core terms according to their own taste. The outcome, in Irenaeus’s view,
was that Valentinus turned Christianity into Gnosticism.
Irenaeus’s response to this development is widely regarded as marking a landmark in
early Christian thought. Heretics, he argued, interpreted the Bible according to their own
prejudices. Orthodox believers, in contrast, interpreted the Bible in ways that their apostolic
authors would have endorsed (1.5.7). Irenaeus declared that the apostles had handed down
to the church not merely the biblical texts themselves, but a certain way of reading and
understanding those texts. A continuous stream of Christian teaching, life, and interpreta-
tion could be traced from the time of the apostles to Ireneaus’s own age. The church was
able to point to those who have maintained the teaching of the church, and to certain
public standard creeds which set out the main lines of Christian belief.
Irenaeus thus saw tradition as a way of ensuring faithfulness to the original apostolic
teaching, a safeguard against Gnostic innovations and misrepresentations of biblical texts.
The New Testament represents the teaching of the apostles, which is to be interpreted
as the apostles themselves wished. The church, Irenaeus insisted, safeguarded both this text
and its correct interpretation, passing both on to future generations.
This development is of major importance, as it underlies the emergence of “creeds” –
public, authoritative statements of the basic points of the Christian faith. There was a need
to have public standards by which such doctrines could be judged. We shall consider the
importance of both tradition and creeds later in this chapter (1.5.7; 1.5.8).
1.3.3. The Challenge of Platonism: Clement of Alexandria and Origen
Christianity expanded rapidly in the Hellenistic world. This does not appear to have been
the result of a deliberate strategy on the part of Christian leaders. On the whole, Christian
30 The Early Church, 100–500
leaders and communities tended to keep a low profile, aware of their vulnerable position
on account of their lack of legal status. One factor in this expansion in the eastern Mediter-
ranean area was the willingness of some Christian leaders to adapt the vocabulary and
concepts of the Christian faith to chime in with the ideas and issues of classical Greek
philosophy – especially the forms of Platonism dominant in the region at this time, often
known as “Middle Platonism.”
One of the most important centers of Christian engagement with Platonism was the
great Egyptian city of Alexandria, founded by Alexander the Great. As we noted earlier
(1.3.1), the Jewish writer Philo of Alexandria had developed approaches to Judaism which
emphasized its compatibility with Platonism. Some Christian writers in Alexandria took
the building blocks used by Philo, and developed ways of thinking about the Christian faith
which made it particularly attractive to Platonists.
Why would they want to do this? One obvious reason is that it allowed them to translate
Christianity into a way of speaking and thinking that was more adapted to Hellenistic
culture. Writers such as Titus Flavius Clemens (c. 150–c. 215), better known as Clement of
Alexandria, who was head of one of Alexandria’s “catechetical schools” during the 190s,
realized that the Hebraic ways of thought characteristic of apostolic Christianity did not
make much sense to Greeks. Clement proposed that Christianity should be reformulated
using concepts borrowed from Platonism and other classic Greek philosophical schools –
such as Stoicism – which enhanced their appeal to this important audience.
Yet such a process of theological translation was risky. Using Platonic categories to com-
municate Christian ideas could lead to those ideas being distorted or misunderstood.
Clement’s critics were never entirely sure whether he was Christianizing Platonism or
Platonizing Christianity. Clement himself was clear that he was prepared to take such risks,
because of their obvious benefits. So was Origen (184–253), who emerged as head of
another Alexandrian “catechetical school” in the first decade of the third century. Both
believed that Hellenistic philosophical systems owed their origins to divine revelation, and
thus held that they were justified in reclaiming them in the service of theology. Yet some
other writers of this period – such as Tertullian – held that this move was corrupting,
opening the door to heresy and the dilution of Christian truth.
So how did this increased use of Platonism show up in the theology of the early church?
One obvious outcome of this approach was an increased use of allegorical biblical inter-
pretation. Where the Hebrew mind saw truth expressed in history, most Greek minds saw
it expressed in timeless ideas. As Philo of Alexandria had shown earlier (1.3.1), allegorical
biblical interpretation allowed the biblical exegete to strip away the historical shell of the
Bible, and uncover its philosophical core.
Origen adopted this approach to biblical interpretation, and took it a stage further. He
drew a somewhat controversial distinction between uneducated Christians, who tended to
read the Bible literally and historically, and their more sophisticated counterparts, who
were able to go beneath the outward appearance of the text, and discover its hidden deeper
“spiritual” meanings using allegorical methods of interpretation.
Yet the Platonism of Clement and Origen is more clearly seen in their specifically theo-
logical doctrines, rather than the means by which they arrived at these ideas. Both regarded
The Early Church, 100–500 31
the Platonic or Stoic notion of the logos as critically important for a proper Christology –
that is, for an understanding of the identity of Jesus of Nazareth. Building on the gospel of
John’s declaration that the “word (Greek: logos) became flesh” in Jesus of Nazareth (John
1:14), Clement and Origen argued that Jesus of Nazareth was to be understood as the “word
incarnate.” This allowed them to emphasize that Jesus of Nazareth was the mediator
between God and the creation. For Clement, the Logos “had come to us from heaven,” in
that God has “entered into” or “become attached to” human flesh, thus allowing God to
become visible and tangible to humanity.
Origen also used Platonic ideas to resolve other more speculative theological ques-
tions – such as the shape of the resurrection body. What shape would human beings take
after they had been raised from the dead? Origen’s reply shows how he drew on Platonic
norms in occasionally surprising ways. The resurrection body, he argued, would have to
be a perfect shape. But according to Plato’s dialogue Timaeus, a perfect body is spherical.
Therefore, Origen concluded, the resurrection body would be a sphere.
The debate about the merits of the approaches adopted by Clement and Origen con-
tinues today. What can be said, however, is that their approach seems to have secured a
hearing for Christianity in the more intellectually sophisticated quarters of Hellenistic
culture, and given Christian theology the beginnings of a secure intellectual foundation.
More work would need to be done (and, in some cases, existing ideas would need to be
undone). But an important step had been taken in ensuring that Christianity would
be taken seriously by the Hellenistic world of the third century.
1.3.4. Christianity and the Cities: Alexandria and Antioch
Early Christianity established itself primarily in cities – such as the Greek-speaking port
cities on the Asian coastline, including Ephesus and Pergamon – rather than in remote
rural areas. Cities, especially ports, were centers of commerce and trade, one of the classical
means by which new religious and philosophical ideas were spread in the ancient world.
The cities also offered a greater degree of anonymity than was possible in the countryside,
allowing Christians to conceal themselves during an age that was generally hostile to their
beliefs and practices. Christian communities were able to meet in secret, celebrate
their beliefs, and begin to share their vision with outsiders.
The link between Christianity and the cities of the Roman Empire became so significant
that the Latin term for a “country-dweller” (Latin: paganus) later began to be used in
western Christian circles to refer to someone who retained older Roman religious beliefs,
at a time when the empire had adopted Christianity as its official religion. A Latin term
that originally lacked any religious associations of any kind thus came to refer to someone
who practiced traditional forms of religion.
As Christianity became more deeply embedded in the imperial cities, a number of
significant institutional developments began to take place. One was the rise of the “metro-
politan bishop” – that is, a bishop who was seen as the titular leader of all the churches
in a city, rather than of one specific Christian community. The most important of these
were the bishops of Alexandria, Antioch, Constantinople, Jerusalem, and Rome. After the
32 The Early Church, 100–500
legalization of Christianity, these metropolitan bishops began to wield considerable politi-
cal power – especially the bishop of Rome, who was seen as having a symbolic authority
linked with the imperial authority of the city of Rome itself.
The two intellectual centers of Hellenistic Christianity were the cities of Alexandria and
Antioch. Like Alexandria, Antioch had been founded by Alexander the Great. Located on
the banks of the Orontes River in modern-day Turkey, this city came to be one of the great
population centers of the Hellenistic world. (A smaller city of the same name is referred
to as “Pisidian Antioch.”) By the middle of the fourth century, these two cities were
firmly established as the leading intellectual and administrative centers of Hellenistic
Christianity.
While it is important not to inflate the differences between them, two quite distinct
approaches to the Christian faith became associated with each city during the early fourth
century. One point of difference concerned their preferred ways of interpreting the Bible.
Alexandria remained a center where allegorical exegesis was seen as particularly important;
Antioch, however, preferred a more literal or historical approach.
Yet the more important difference was Christological, concerning the way in which the
identity of Jesus of Nazareth was understood. The “catechetical schools” of both great cities
were agreed that Jesus was to be understood as fully divine and fully human – a view set
out by the Council of Nicaea in 325. Yet they understood this basic belief in quite distinct
manners. During the fourth century, two different traditions began to crystallize.
The Alexandrian school insisted that, if human nature is to be deified, it must be united
with the divine nature. God must therefore become united with human nature in such a
manner that the latter is enabled to share in the life of God. This was what had happened
in and through the incarnation of the Son of God in Jesus Christ. The Second Person of
the Trinity assumed human nature, and by doing so, ensured its divinization. God became
human, in order that humanity might become divine. Alexandrian writers thus placed
considerable emphasis upon the New Testament text John 1:14 (“the Word became flesh”),
which came to embody the fundamental insights of the school, and the liturgical celebra-
tion of Christmas. To celebrate the birth of Christ was to celebrate the coming of the Logos
to the world, and its taking human nature upon itself in order to redeem it.
Antiochene theologians tended to place their emphasis at a different point. If redemp-
tion is to take place, it must be on the basis of a new obedience on the part of humanity.
In that humanity is unable to break free from the bonds of sin, God is obliged to intervene.
This leads to the coming of the redeemer as one who unites humanity and divinity, and
thus to the reestablishment of an obedient people of God. Jesus Christ is at one and the
same time both God and a real individual human being. There is a “perfect conjunction”
between the human and divine natures in Christ.
This may seem a somewhat technical debate, of little relevance to the wider life of the
church. Nevertheless, it is an important marker of the growing importance of these two
cities, both as centers of theological reflection and ecclesiastical leadership. By the end of
the fourth century, when Christianity had gained imperial recognition and privilege, the
bishops of these two cities were significant players in debates about the location of spiritual
authority within the church. Did power lie with the bishop of Rome, the capital city of the
empire? Or was it dispersed among the bishops of the great cities of the empire, each of
The Early Church, 100–500 33
which was autonomous? These debates began to become increasingly important as the
western empire came under threat, and political power began to shift to the eastern city of
Constantinople (1.4.7).
1.3.5. Monasticism: A Reaction against the Cities
The growing presence of Christianity in the cities of the Roman Empire was seen by many
Christians as a positive development. Not only was it an important witness to the increasing
influence of the Christian faith; it was a means by which Christianity could begin to work
for the transformation of urban culture and society. Christianity, some argued, was like
yeast in bread dough – a small presence, which would gradually grow, and eventually
change things for the better.
Other Christians, however, were not so sure that this development was quite such a
positive thing. While they did not rule out the possibility that urban expansion of the
Christian faith might bring about a moral and spiritual transformation of the degener-
acy of the imperial cities, it was quite possible that the reverse might happen. Might the
immorality and debauchery of the cities – a frequent topic of concern in early Christian
sermons – end up contaminating and corrupting the church?
One of the most important developments to take place within early Christianity was
the rise of monasticism. (The terms “monk” and “monasticism” both come from the Greek
word monachos, meaning “solitary” or “alone.”) The origins of the monastic movement are
generally thought to lie in remote hilly areas of Egypt and parts of eastern Syria. Significant
numbers of Christians began to make their homes in these regions, in order to get away
from the population centers, with all the distractions that these offered. Anthony of Egypt,
who left his parents’ home in 273 to seek out a life of discipline and solitude in the desert,
is an excellent representative of this growing trend.
The theme of withdrawal from a sinful and distracting world became of central impor-
tance to these communities. Yet it soon became clear that there were two quite different
ways of withdrawing from the world. On the one hand, there were those who saw monasti-
cism in terms of a solitary and ascetic life (a form of monasticism often referred to as
“eremitic”). On the other, there were those who saw monasticism in communal terms
(“cenobitic” monasticism). The more communal approach began to gain the upper hand
in the fifth century. Solitary monks (often referred to as “hermits”) faced considerable dif-
ficulties. How would they find food? Or participate in the common prayer that was expected
of all Christians?
While some lone figures continued to insist on the need for individual isolation, the
concept of a communal life in isolation from the world gained the ascendancy. One impor-
tant early monastery was established by Pachomius (c. 292–348), generally recognized as
the founder of this communal form of monasticism, during the years 320–5. This monas-
tery developed an ethos which would become normative in later monasticism. Members
of the community agreed to submit themselves to a common life which was regulated
by a Rule, under the direction of a superior. The physical structure of the monastery
played an important role in reinforcing its spiritual values. The monastery complex was
surrounded by a wall, highlighting the idea of separation and withdrawal from the world.
34 The Early Church, 100–500
The Greek word koinōnia (often translated as “fellowship”), frequently used in the New
Testament, now came to refer to the idea of a common corporate life, characterized by
common clothing, meals, furnishing of cells (as the monks’ rooms were known), and
manual labor for the good of the community. Monastic communities were increasingly
seen as being more spiritually beneficial than solitary forms of the Christian life, in that
communal charity could more easily be practiced and experienced.
The monastic ideal proved to have a deep attraction for many. By the fourth century,
monasteries had been established in many locations in the Christian east, especially in the
regions of Syria and Asia Minor. It was not long before the movement was taken up in
the western church. By the fifth century, monastic communities had come into existence
in Italy (especially along the western coastline), Spain, and Gaul. Augustine of Hippo, one
of the leading figures of the western church at this time, established two monasteries in
North Africa at some point during the period 400–25. For Augustine, the common life
(now designated by the Latin phrase vita communis) was essential to the realization of the
Christian ideal of love. Furthermore, intellectual study and spiritual reflection were best
done together with other believers, rather than in solitary isolation. The monastery, Augus-
tine argued, was thus the basis for the kind of study and reflection that would enrich both
personal devotion and the life of the church.
Pachomius insisted that monks should not be ordained, so that they could not become
involved in struggles for ecclesiastical preferment. Monks, Pachomius believed, should not
Figure 1.4 The Benedictine monastery at Montecassino (or “Monte Cassino”), Italy. © Witold
Skrypczak/Alamy
The Early Church, 100–500 35
make themselves vulnerable to temptation through ambition for promotion. Yet this view
was not universally held. The Cappadocian writer Basil the Great held that monks could
become priests, seeing this as a means by which the church as a whole could be enriched
by monastic wisdom.
This development was consolidated after the fall of the Roman Empire. During the sixth
century, the number of monasteries in the region grew considerably. It was during this
period that one of the most comprehensive monastic “Rules” – the “Rule of Benedict” –
made its appearance. Benedict of Nursia (c. 480–c. 550) established his monastery at Monte
Cassino at some point around 525. The Benedictine community followed a rule which was
dominated by the notion of the unconditional following of Christ, sustained by regular
corporate and private prayer, and the reading of Scripture. Many argue that such monaster-
ies acted as the agents of transmission of Christian theology and spirituality following the
collapse of the Roman Empire, preparing the way for the theological and spiritual renais-
sance of the Middle Ages.
1.3.6. The Cult of Thecla: Women and the Churches
As noted earlier, women played an important role in the apostolic church (1.1.6). Yet,
for reasons that are not fully understood, the churches began to adopt more traditional,
culturally accommodated approaches to headship and hierarchy. In the Greco-Roman
world, the ideal woman was portrayed as self-effacing, industrious, and loyal to her family.
Funerary monuments provide some of the clearest expressions of these cultural norms,
celebrating a deceased woman’s conformity to what was expected of her. This inscription
on a first-century Roman tombstone illustrates how these virtues were embodied and
commended.
Here lies Amymone, wife of Marcus, best and most beautiful of women. She made wool, she
was devoted to the gods and her family. She was modest, careful with money, and chaste.
She stayed at home.
Inevitably, assimilation of such cultural norms led to the exclusion of women from posi-
tions of communal and liturgical leadership, even if they may have exercised considerable
social and political influence behind the scenes. There were three orders of ministry within
the early church: bishops, priests, and deacons. Although women rapidly found themselves
excluded from the former two roles, they remained active as deaconesses. This form of
ministry is recorded from the second century onwards, and played a significant role in the
pastoral life of the churches.
The “Didascalia of the Apostles” (Latin: Didascalia Apostolorum), thought to date from
the first half of the third century, suggests that male deacons should be compared to Christ,
and deaconesses to the Holy Spirit. In practical terms, it seems that deacons undertook
pastoral ministry to men, and deaconesses to women. The Council of Chalcedon (451)
ruled that women should not be allowed to be ordained as deaconesses until they were
forty. This regularization of this ministerial order is generally held to point to its impor-
tance in the life of the church at the time.
36 The Early Church, 100–500
Martyrdom remained one of the most significant areas in which women played a leading
role. Two of the most celebrated women martyrs of the early church in the west were
Perpetua and Felicitas, who were martyred together in Carthage in the first decade of
the third century. The traditional account of their martyrdom offers some insights into the
social dynamics of the churches at this time. Perpetua, a Roman noblewoman, was a
nursing mother; Felicitas, her pregnant slave. Perpetua had been baptized against the
explicit wishes of her father, indicating that she was prepared to break with familial tradi-
tions and loyalties on account of her faith. The fact that both a noblewoman and her slave
were martyred together reflects a growing tendency for martyrdom to become a means of
self-empowerment for women at this time, when imperial hostility to Christianity often
led to sporadic harassment and occasionally to systematic persecution.
One of the most remarkable witnesses to the aspirations of women in the early church
is found in the cult of Thecla of Iconium. This is thought to have originated in the second
half of the second century, and is described in a document of this period known as The
Acts of Paul and Thecla. The document describes a noblewoman, Thecla, who was a tradi-
tional “stay at home” aristocrat. One day, she overheard the preaching of the apostle Paul
through an open window. Enthralled by what she heard, she left behind her fiancé and her
home to follow Paul, and eventually to travel and proclaim the gospel herself.
One of the core themes of this intriguing work is the rejection of the social role assigned
to women of noble birth at this time in imperial Roman culture – especially the traditional
bonds of familial loyalty, the expectation that they will marry, and their dedication to their
Figure 1.5 Ruins of the historic north African city of Carthage. © Silvestro Castelli/istockphoto.
com
The Early Church, 100–500 37
home – as a result of the counter-cultural values and beliefs of the Christian faith. At one
point, Thecla was condemned to death by the Roman authorities at the instigation of her
mother, who was outraged by her rejection of traditional cultural norms. Yet Thecla even-
tually prevailed.
The importance of the story of Thecla lies in its affirmation of the role of women in
carrying out church responsibilities that were increasingly allotted to male agents – such
as public leadership and evangelism. Thecla was prepared to dress as a man in order to be
able to carry out this role. As early as 190, the Latin theological Tertullian expressed concern
that some were using the story of Thecla to justify the public ministry of women in
churches, especially in baptizing and preaching – something to which Tertullian was
opposed.
Yet Christian women were now playing a significant role outside the mainstream of
church life. The Montanist movement of the mid-second century, for example, centered
on three charismatic individuals in the province of Phrygia – Montanus himself, and
two women colleagues: Prisca (sometimes called Priscilla) and Maximilla. Montanism is
perhaps best understood as a religious renewal movement, similar in some ways to modern
Pentecostalism. Contemporary sources suggest that Prisca and Maximilla achieved greater
status than Montanus himself amongst the movement’s followers. Although Montanism
had considerable influence within the churches, especially in Africa, it is best seen as a
movement operating outside the administrative and power structures of the church. This
allowed women to assume charismatic leadership roles that were becoming problematic
within church structures, which were increasingly conforming to Roman social norms.
The same is true of the monastic movement, which often arose as a response to concerns
about the morality and spirituality of mainline Christian communities, especially in the
cities (1.3.5). The amma (Aramaic: “mother”) became a recognized female figure of spir-
itual wisdom and discernment in the monastic spirituality of the deserts of Egypt, Palestine,
and Syria, especially during the fourth and fifth centuries. Syncletica of Alexandria (died
c. 350) is one of a number of female spiritual writers whose sayings are included in the
collection traditionally known as the “Sayings of the Desert Fathers.”
If space permitted, other women of importance in early Christianity could be noted –
such as Monica, the mother of Augustine of Hippo. Despite the increasing limitations
placed on women within the churches, many found ways to subvert these, and exercise a
significant public ministry. The “cult of Thecla of Iconium” is important both for the nar-
rative of evangelical aspiration associated with Thecla herself, but also for the influence
that this story came to have on many women in the early church.
1.4. The Imperial Religion: The Conversion of Constantine
Although Christianity was born into a culture in which there was little sympathy for its
ideas or values, the new faith spread rapidly in both the western and eastern regions of the
Roman Empire. This rise in influence can be thought of as a “bottom up” development,
which took place without imperial intervention or support, or the use of violence or force
by the early Christians. It is difficult to identify the “tipping point” – the moment at which
38 The Early Church, 100–500
the numerical strength of Christianity forced a change in the attitude of the Roman
authorities towards its presence. As we shall see, one of the most significant turning points
in the history of the Christian church took place in the early fourth century, with the
conversion of the emperor Constantine (1.4.2). In this section, we shall consider the chang-
ing status of Christianity, and its implications for Christian identity within an imperial
culture.
1.4.1. Roman Persecution of Christianity
Even in the New Testament, there are clear signs of awareness of antagonism on the part
of the Roman authorities towards Christianity. The Roman historian Tacitus (56–117)
provides some evidence of his popular resentment in the aftermath of the Great Fire of
Rome (64), when he spoke of Christians as “a class hated for their abominations.” The
Revelation of St. John, the final work in the New Testament canon, is widely regarded as
reflecting active hostility towards Christian groups in the late first century. It is thought to
reflect the situation during the final years of the reign of the Roman emperor Domitian,
particularly around 95. Yet although Domitian was a strong supporter of traditional Roman
religion, there are no historical records of any official persecution of Christianity at this
time. Cultural hostility may have been supplemented by local vendettas of one sort or
another. But this was not centrally organized or authorized.
Cultural suspicion towards Christianity was aroused for a number of reasons. Christians
refused to take part in games and other public ceremonies, because of their quasi-religious
nature. This led to Christians being seen as hostile to their fellow citizens. They were also
widely regarded as “atheists” on account of their refusal to acknowledge the official state
religion, regarding their loyalty to God as preventing them from swearing allegiance to any
other deities or figures – such as the emperor. Many Romans believed that proper devotion
to the traditional gods was necessary for the well-being of cities and populations, and
believed that Christianity’s refusal to endorse such ceremonies was dangerous. The proverb
“no rain, because of the Christians” was well-established by the fourth century.
Yet many popular criticisms of the early Christians arose from ignorance and misun-
derstanding of their practices. The eucharist, for example, was widely understood to involve
cannibalism, incest, child murder, and orgies. In part, these rumors gained credence because
of the secrecy of early Christian meetings (1.2.5). Nobody really knew what was happening.
And in the absence of hard information, defamatory rumors abounded.
The absence of any official imperial policy towards Christianity is suggested by a letter
written by Pliny the Younger, governor of the province of Bithnyia, around the year 112 to
the emperor Trajan. Pliny asked for guidance on how to deal with Christians. The rise of
Christianity in the region was causing some resentment – for example, from traders who
specialized in votive offerings at temples. Pliny needed a ruling on whether Christianity
itself was illegal, or whether it was certain actions which were associated with, or arose
from, Christianity that merited prosecution.
The fact that Pliny had to seek clarification on this matter suggests that there was no
legislation on the status of Christianity from either the Roman Senate or emperor. There
were a number of general grounds on which Christians might face prosecution. One of
The Early Church, 100–500 39
the most significant was membership of a collegium illicitum – an illegal society, which
might be considered to pose a threat to public order or imperial security. Such societies
existed in Rome, Pompeii, and Ostia, and had caused problems for the magistrates. A
second ground for prosecution was coercitio – the magistrates’ right to enforce their rulings.
A failure to comply was regarded as a disobedience of public authority. The third ground
was the lex maiestatis, which made it treasonable to support enemies of the state. None
of these were specific to Christianity; each, however, could be adapted to deal with at
least some aspects of Christian behavior – for example, the refusal to take part in the impe-
rial cult.
Pliny himself was puzzled about the legal basis for the prosecution of Christianity, as
he indicated that his own investigations had uncovered nothing to suggest that the move-
ment was seditious or dangerous. As far as he could establish, Christianity seemed to be
about:
coming to a meeting on a given day before dawn, and singing a hymn to Christ as to God,
swearing with a sacred oath not to commit any crime, never to steal or commit robbery,
commit adultery, dishonour a sworn agreement, or refuse to return a sum left in trust. When
all this was finished, it was their custom to go their separate ways, and later to gather again to
take food of an ordinary and simple kind.
There is no doubt that individual Christians and Christian groups were subjected to per-
secution at various points in the first three centuries. These, however, were often sporadic
rather than systematic, local rather than global. There are also indications that popular
demands for repression of Christianity were resisted by the imperial authorities at various
points. One such persecution, however, merits closer attention: the Decian persecution in
the middle of the third century.
During his brief reign (249–51), the emperor Decius ordered a general reversion to
the religion of the classic Roman age, believing that this would safeguard the future of the
empire. Decius’s views were shaped by the fact that his reign marked the millennium of
the city of Rome, whose founding was traditionally dated to 752 bc. Every inhabitant
of the empire was required to offer a sacrifice to the gods, and receive a certificate of com-
pliance (Latin: libellus) from the local magistrate.
Decius clearly hoped that a return to traditional Roman pietas would restore the for-
tunes of the empire, at a time when it faced increasing challenges from threats to its borders
from potential invaders on the one hand, and from various oriental cults and superstitions
on the other. The rise of these cults, it seemed to Decius, robbed the empire of its religious
unity. The survival of the empire depended upon the “peace of the gods” (Latin: pax
deorum), which was only guaranteed by observing the traditional cult.
The Decian persecution ended in June 251, when Decius was killed on a military expedi-
tion. Many Christians lapsed or abandoned their faith in the face of persecution. Division
arose immediately within the church over how these individuals should be treated: did such
a lapse mark the end of their faith, or could they be reconciled to the church by penance?
Opinions differed sharply, and serious disagreement and tension resulted. Very different
views were promoted by Cyprian of Carthage and Novatian. Both of these writers were
martyred during the persecution instigated by the emperor Valerian in 257–8. Christians
40 The Early Church, 100–500
were now forbidden to visit their cemeteries. One early victim of this new persecution was
Pope Sixtus II, who was beheaded in 258, and had to be buried in the safety of the under-
ground catacombs.
One of the most severe outbursts of persecution came about in February 303, during
the reign of the emperor Diocletian (284–313). An edict was issued ordering the destruc-
tion of all Christian places of worship, the surrender and destruction of all their books,
and the cessation of all acts of Christian worship. Christian civil servants were to lose all
privileges of rank or status and be reduced to the status of slaves. Prominent Christians
were forced to offer sacrifice according to traditional Roman practices. It is an indication
of how influential Christianity had become that Diocletian forced both his own wife and
daughter, who were known to be Christians, to comply with this order. The persecution
continued under successive emperors, including Galerius, who ruled the eastern region of
the empire.
In 311, Galerius ordered the cessation of the persecution. It had been a failure, and had
merely hardened Christians in their resolve to resist the reimposition of classical Roman
pagan religion. Galerius issued an edict which permitted Christians to live normally again
and “hold their religious assemblies, provided that they do nothing which would disturb
public order.” The edict explicitly identified Christianity as a religion, and offered it the full
protection of the law. The legal status of Christianity, which had been ambiguous up to
this point, was now resolved. The church no longer existed under a siege mentality.
Following the end of its persecution in 311, Christianity was now recognized as a legal
religion; it was, however, merely one among many such religions. The conversion of the
emperor Constantine changed this irreversibly, and brought about a complete change in
the situation of Christianity throughout the Roman Empire. We shall consider this tipping
point in the next section.
1.4.2. The First Christian Emperor: Constantine
Flavius Valerius Aurelius Constantinus Augustus (272–337) – better known simply as
“Constantine” – became emperor during a complex and difficult period in Roman imperial
history, regarded by many historians as marking the transition between classical antiquity
and late antiquity. A series of crises in the late third century (235–84) came close to bring-
ing the Roman Empire to collapse through the threat of invasion, a damaging civil war,
outbreaks of the plague, and serious economic depression. Finally, a compromise solution
was devised in which absolute power was shared by four rulers. This arrangement, known
as the “Tetrarchy,” was a pragmatic response to a situation in which no individual com-
manded enough support to rule the entire empire. Each was allocated charge of a specific
region. Although Rome remained the symbolic capital of the empire, the four “tetrarchs”
established their bases close to the frontiers of the empire, in order to be able to deal with
the threat of invasion from the north and east.
By the end of the first decade of the fourth century, however, the threats of invasion
had receded. The Tetrarchy now began to break down, as difficulties arose concerning
the succession. Between 309 and 313 most of the claimants to the imperial office were
eliminated. Constantine forced Maximian’s suicide in 310. Galerius, who had declared
The Early Church, 100–500 41
Christianity to be legal, died of natural causes in 311. Following Maxentius’s seizure of
power in Italy and North Africa, Constantine led a body of troops from western Europe in
an attempt to establish his authority in the region. Maxentius was defeated by Constantine
at the Battle of the Milvian Bridge in 312 and subsequently killed. Maximinus committed
suicide at Tarsus in 313 after being defeated in battle by Licinius. This left only two claim-
ants for the title of emperor: Constantine in the west and Licinius in the east. It was not
until 324 that Constantine finally defeated Licinius, and proclaimed himself the sole
emperor of a reunited Roman Empire.
Constantine showed no particular attraction to Christianity in his early period. He
declared himself to be a Christian shortly after his decisive victory at the Milvian Bridge,
to the north of Rome, on October 28, 312, after which he was proclaimed emperor. This
point is affirmed by both Christian and pagan writers. What is not clear is precisely why
or when this conversion took place.
Some Christian writers (such as Lactantius and Eusebius) suggest that the conversion
may have taken place before the decisive battle, with Constantine seeing a heavenly vision
ordering him to place the sign of the cross on his soldier’s shields. “In this sign you shall
conquer” (Latin: in hoc signo vinces). Whatever the reasons for the conversion, and whether
it dates from before or after the battle of the Milvian Bridge, the reality and consequences
of this conversion are not in doubt.
Figure 1.6 Constantine I, the Great, the first Christian Roman Emperor, c. 280–337. Marble bust,
312–25. Museo del Prado. Photo: akg-images
42 The Early Church, 100–500
The first change in imperial attitudes towards Christianity took place in 313, when
Constantine and Licinius issued the Edict of Milan, proclaiming freedom of religion in
both the western and eastern parts of the Roman Empire. This did not give Christianity
any privileges; nevertheless, it opened the way to it playing a significant role in Roman
society, allowing Christians to emerge from the shadows and margins, and assume major
social roles. In the years that followed, Rome gradually became Christianized.
Yet Constantine proceeded cautiously. Initially, he retained traditional Roman pagan
symbolism, anxious not to create popular discontent against his program of religious
reform. The triumphal arch constructed in 315 to mark Constantine’s victory in the Battle
of the Milvian Bridge makes use of no Christian symbolism, but shows sacrifices being
made to gods such as Apollo, Diana, and Hercules. In the late 310s, Constantine often made
moves that could be interpreted as a reaffirmation of traditional paganism as much as of
Christianity.
An important turning point took place in 321, when Constantine decreed that Chris-
tians and non-Christians should worship on the “day of the Sun.” While this clearly
reflected the Christian practice of meeting and worshipping on Sunday, it could also be
presented as a reaffirmation of the sun-cult favored by earlier emperors, such as Aurelian.
The Roman mints continued for some time to produce coins showing figures of traditional
Roman deities, reassuring the population that traditional Roman paganism was still being
taken seriously. Constantine proved to be an able diplomat, moving Rome towards Chris-
tianity while publicly retaining traditional religious symbols.
Yet alongside these traditional pagan images, Christian symbols now began to appear
on Roman coins. Furthermore, Constantine stipulated that his statue erected in the Forum
should depict him bearing a cross – “the sign of suffering that brought salvation,” according
to the inscription provided by the emperor himself. Christianity was now more than just
legitimate; it was on its way to becoming the established religion of the empire.
A critical step in this process took place in 324–5, when Constantine led an army
against the eastern emperor Licinius. The immediate cause of this campaign was religious:
Licinius had reneged on the Edict of Milan, and had introduced policies which discrimi-
nated against Christians. Licinius was finally defeated at the Battle of Chrysopolis, near
Chalcedon, on September 18, 324, and executed the following year. This victory made
Constantine sole emperor over the entire Roman Empire. Christianity would now be toler-
ated throughout the empire. The city of Constantinople (from the Greek Kōnstantinoupolis,
meaning “the city of Constantine”) was established as a “new Rome,” and would become
the administrative center of the empire.
Apart from a brief period of uncertainty during the reign of Julian the Apostate (361–3),
the church could now count upon the support of the state. Theology thus emerged
from the hidden world of secret church meetings, to become a matter of public interest
and concern throughout the Roman Empire. Increasingly, doctrinal debates became a
matter of both political and theological importance. Constantine wished to have a united
church throughout his empire, and was thus concerned that doctrinal differences should
be debated and settled as a matter of priority. This led to the emperor summoning
the Council of Nicaea in 325, to settle doctrinal disputes within the church and allow
Christianity to function in a way that Constantine believed was appropriate for the religion
of the empire.
The Early Church, 100–500 43
1.4.3. The Christianization of the Roman Empire
The conversion of Constantine and his victory over Licinius in 324 removed any remaining
barriers to Christians openly practicing their faith throughout the Roman Empire. Chris-
tianity was given the same legal protection as that offered to other religions, and Christians
were given freedom to worship as and where they pleased. The most immediate result of
this was that Christians felt confident enough to worship in public, no longing needing to
meet secretly in private houses. The way was now clear for Christians to construct and own
their own purpose-built churches.
It is important not to overstate the importance of these developments. After all, even in
the early days of Christianity, house churches in the imperial cities were difficult to conceal.
Neighbors were generally aware that these were Christian meeting places, and often chose
to say nothing about it. Many Christians began to adopt names that were distinctively
Christian, marking them out from their pagan neighbors. Yet there was a difference. Now,
these things could be done with impunity, without fear of official sanctions, discrimination,
or persecution.
This new benign attitude on the part of the imperial authorities helped the consolida-
tion of Christianity throughout the empire. Yet other factors must be acknowledged as well.
The crisis of the late third century seemed to many to mark the end of an era, and the need
for change. Might the pagan religion of classical Rome have had its day? Might it be
time for something new? Cults from Egypt were gaining adherents, and loosening the hold
of the older religious system. The rise of Christianity contributed still further to the sense
that classical paganism was on the wane. In the view of some scholars, the greatest rival to
Christianity at Rome in the third century may not have been traditional Roman paganism,
but the Egyptian cult of Isis.
Yet perhaps most importantly, the withdrawal of state sanction and support for pagan-
ism left it exposed and vulnerable. Its future now depended on its capacity to attract
adherents, rather than the traditional sponsorship of the state. The evidence suggests that
it was not up to this challenge. In the past, emperors and wealthy citizens had endowed
temples dedicated to the traditional Roman gods. They now began to endow Christian
churches instead. Constantine was responsible for the building of large basilicas in many
European cities, giving Christianity a public presence in the cities. Imperial financial
support for pagan temples was discontinued. Private individuals followed their emperor’s
lead, switching their financial support from paganism to Christianity. Lacking the means
to raise funds, pagan temples quickly fell into disuse, often being converted to Christian
churches.
Within a generation, Christianity had moved from being a persecuted movement
on the fringes of imperial culture to becoming its establishment. The Christian church
was simply not prepared for this radical transition. Its bishops were once merely leaders
of congregations; they now became pillars of Roman society, with power and influence.
Its churches were once private homes; they were now massive dedicated buildings,
publicly affirming the important place of Christianity in imperial culture. The simple
forms of early worship were replaced by ceremonies and processions of increased com-
plexity, adapted to the splendor of the great basilicas now springing up in the imperial
cities.
44 The Early Church, 100–500
There were setbacks – most notably, the curious reign of Julian the Apostate from 361–3,
notable mainly for its unsuccessful attempts to reestablish a fading and tarnished paganism
as the official imperial religion. A later source reports that Julian’s final words were “You
have won, O Galilean” (Latin: Vicisti, Galilaee). Yet Julian’s abortive attempt to restore the
fortunes of paganism merely proved to be an interlude in the inexorable rise of the politi-
cal, social, and intellectual influence of Christianity. His successor, Jovian, rescinded Julian’s
legal measures directed against Christianity. Theodosius the Great, who reigned as emperor
from 379 to 395, finally issued a series of measures that made Christianity the official
religion of the Roman Empire, bringing to a conclusion the slow process of Christianiza-
tion initiated by Constantine.
Yet many scholars argue that this process of establishment caused Christianity to change
its character. In the next section, we shall consider the reasons for this concern.
1.4.4. The Imperialization of Christianity
As we noted in the previous section, Constantine initiated the extended process which
would eventually lead to Christianity becoming the official religion of the Roman Empire.
Yet this involved more than Christianity being given prominence and privilege in Roman
society. The social roles and norms of traditional Roman religion were now transferred to
Christianity. And, as events made clear, this led to significant changes in the ethos and
outlook of Christianity, which changed its public face.
So what expectations were imposed on Christianity in making it the imperial religion?
One of the core roles of traditional Roman religion was the maintenance of social cohesion.
The primary function of religion was to unite the people in a sense of sacred solidarity.
Each city had its own patron deities, ensuring its cohesion and giving it a distinct identity.
Family religious rituals were carefully observed, especially funeral rites. The Roman mili-
tary regarded religion as especially important, linking proper religious observance with
success in battle. Securing the “peace of the gods” (Latin: pax deorum) was seen as essential
to Rome’s continuing prosperity and expansion.
The Latin term religio means “binding together,” thus highlighting its role in ensuring
the social and political cohesion of Roman society and culture. The Roman authorities
were content for individuals to follow their own private religious beliefs, provided these
did not come into open conflict with the state religion. Those who openly flouted it were
branded “atheists” (1.4.1). The terms “superstition” and “cult” were often used to denigrate
religions that were considered to be subversive of traditional Roman values.
Yet Roman religion was primarily about practice and binding duties, rather than an
official “theology” or set of beliefs. To use technical terms, it was more about orthopraxis
than orthodoxy. While Roman intellectuals often had misgivings about aspects of the state
religion, they nevertheless regarded it as a valuable traditional resource that was important
in maintaining cultural identity and stability.
An official Roman religion, therefore, was about creating civic unity, social coherence,
and political solidarity. These obligations and expectations were now increasingly imposed
upon Christianity. Having only just emerged from the margins of Roman society through
being recognized as a legitimate religion, Christianity now found itself propelled to the
The Early Church, 100–500 45
forefront of Roman civic life. It simply did not have time to acclimatize to being a legitimate
faith before it became the religion of the imperial establishment.
As a result, it was relatively easy for Constantine to exploit the church as an instrument
of imperial policy, impose his imperial ideology upon it, and deprive it of much of the
independence which it had previously enjoyed. Christianity did not look much like a “reli-
gion” before Constantine. Yet Constantine’s demand for it to take on the role of an imperial
unifying religion led to it assuming some of the religious functions and trappings that had
been inherited from classical paganism. Christianity began to change. Some welcomed its
new power and influence; others were anxious that its new status would compromise
its beliefs and above all its values.
As we have emphasized, Roman religion was about ensuring social unity and cohesion.
To his dismay, Constantine soon realized that there was a lack of unity within the church,
potentially compromising its crucial religious role as a unifying imperial influence. Events
in the province of Africa in the early fourth century caused an immediate headache for
Constantine. The “Donatist” controversy, which simmered for years (1.5.5), had its origins
in tensions that arose in Africa between two rival groups of Christians, who took very dif-
ferent attitudes towards those who had lapsed in the Diocletian persecution. In the end,
Constantine declined to resolve the matter personally, appointing a synod of bishops to
deal with the matter. The ill-feeling arising from the Donatist crisis simmered on through-
out the fourth century, and erupted again in the late fourth century. We shall consider the
theological issues arising from this controversy later.
Yet the main point to note here is how Constantine became drawn into ecclesiastical
disputes. The new imperial status of Christianity meant that its unity and polity were now
matters of significance to the state. Up to this point, heresy and orthodoxy had been con-
cepts of importance within the Christian communities alone. They now became imperial
political concerns, with important legal implications. If Christianity was to be the religion
of Rome, it would have to function as Romans expected it to.
A similar issue arose later with the Arian controversy, in which the topic under discus-
sion was the divinity of Christ (1.5.3). For Constantine, this was a dangerous debate, in
that it threatened the unity of the church – and hence of the state. It was inevitable that
this theological debate would be politicized. Constantine demanded resolution of the
issue, for the sake of imperial unity. As the church itself possessed multiple centers of
authority in rivalry with one another, it seemed to Constantine that it was unable to
achieve such a resolution. Constantine therefore determined to resolve the matter in a
way that would achieve political expediency and efficiency, while at the same time
respecting theological integrity. The evidence suggests that Constantine was quite clear
about his role in this matter. He would be an independent facilitator, who would allow
the church itself to decide which was right, and thus bring the dispute to an end. Con-
stantine wanted clarity on this matter, so that religious division and dispute could be
avoided.
Constantine’s method of conflict resolution was without precedence in post-biblical
Christianity. Never before had the bishops of the Christian church met together. Con-
stantine summoned all the bishops of the church to a Council in Nicaea in Bithynia
(now İznik in modern Turkey) in May 325. This was the first ever gathering of Christian
46 The Early Church, 100–500
leaders from across the empire, reflected in the title that is often given to this event: “the
first ecumenical Council.” The fact that the emperor had summoned the council made it
quite clear that ultimate authority lay with the emperor within imperial Christianity.
This was reinforced by Constantine’s decision to model the proceedings of the council
on those of the Roman Senate. The structures of the church were subtly being aligned with
those of the state. We shall consider the theological outcome of this council later. Yet our
concern here is to note how the church was being forced to resolve issues for the sake of
the wellbeing of the empire. Establishment might well have its privileges; it also had its
obligations.
Culturally, the imperialization of Christianity led to the absorption of a number of
Roman customs into Christian practice, where they were given a new interpretation.
Perhaps the most interesting of these is the development of the “cult of the saints.” Tradi-
tional Roman religion honored the dead with ceremonial meals at the site of their tombs.
This practice soon became absorbed into Christianity. Christians would gather at the
tombs of prominent saints or martyrs, celebrating a eucharist in their honor. Though this
practice was relatively easily accommodated theologically, it is important to note that its
origins did not lie in the New Testament. Its development ultimately reflected the need for
a Christian equivalent to a traditional Roman practice.
1.4.5. Augustine of Hippo: The Two Cities
By the end of the fourth century, Christianity had displaced its religious rivals, and become
the official religion of the Roman Empire. Yet by that time, it was clear that Rome was in
difficulty. Its northern frontiers were vulnerable to invaders. Even the “eternal city” itself
seemed in danger. As a precautionary measure, the seat of government of the western
empire was moved from Rome – initially to the northern city of Milan, and then in 402
to the northeastern city of Ravenna, which was regarded as easier to defend.
For there was no longer any doubt that Rome was vulnerable. In 387, a Gallic tribal
army overwhelmed Rome’s defenses and briefly took control of the city. Yet the tipping
point in the decline of Rome took place in 408, when a Visigoth army led by Alaric laid
siege to Rome. In August 410, Alaric led his armies into the city, and pillaged it. This inva-
sion was only a temporary development, lasting a few days. Yet before they withdrew from
the city, the Alaric’s army burned many parts of Rome, shaking the confidence of an entire
civilization. The “eternal city” was in danger of being overthrown, if not completely
destroyed.
Yet the sack of Rome did not mark the end of the Roman Empire. The administration
of the empire was increasingly located in the east, at the new imperial city of Constanti-
nople. As a result of earlier decisions, made with this possibility in mind, Rome was no
longer even the capital city of the western empire. The government of the western empire
continued without interruption for another generation. Most historians regard the western
Roman Empire as coming to an end sometime around the year 476; the eastern empire,
based at the great city of Constantinople, continued to exist for the best part of a thousand
years. Yet the symbolic importance of the sack of Rome was massive. The era of the “eternal
city” seemed to be coming to an end.
The Early Church, 100–500 47
The shock waves of this event were felt especially in Roman North Africa, where Augus-
tine (358–430), bishop of the city of Hippo Regius, had established a reputation as one of
the greatest Christian thinkers. After sacking Rome, Alaric led his armies south, with the
intention of occupying Sicily and North Africa. However, Alaric’s fleet was destroyed during
a storm. Shortly afterwards, Alaric died. The Visigoth armies headed north instead, and
finally settled in Aquitaine, in the southwest of France. Although an immediate threat had
receded, Italy was nevertheless left in a state of chaos.
Refugees from Rome and southern Italy began flooding North Africa, bringing with
them the burning question of the moment. Why had Rome been sacked? Was this not a
confirmation of the fears of pagan philosophers, who had declared the rise of Christianity
as breaking the pax deorum? Pagans had no doubt who was to blame for the international
humiliation of Rome. Christianity had violated the sacred roots of Roman culture. The
gods had responded by abandoning Rome to its enemies.
Augustine could not fail to appreciate the importance of these criticisms. He began to
write his massive work The City of God in 412, shortly after the sacking of Rome. In the
end, the work took him fifteen years to complete. His concern was first to rebut pagan
criticisms of Christianity, and then to reassure Christians who were bewildered by the
events taking place around them. Against the pagans, he pointed out that the history of
Rome was full of calamities and disasters long before the coming of Christianity. The pagan
gods seemed incapable of offering Rome protection in the past. Why would anyone think
that their reintroduction at this time of crisis might cause them to do so now?
Yet Augustine’s deeper concern is to make some sense of the unsettling historical context,
especially the deep sense of insecurity and instability which had taken root in Roman
colonial circles following the seizure of the city of Rome. In one sense, Augustine does not
provide an explanation for the fall of Rome. His concern is to offer a Christian reading of
history, and thus help believers to understand how they fit into the unsettling and disturb-
ing events taking place around them. Augustine’s fundamental point is made with reference
to the image of “two cities” – the earthly city, and the heavenly city. They are not to be
confused. Augustine here has in mind the theology developed by an earlier writer, Eusebius
of Caesarea, who tended to think of the Christianized Roman Empire as a divinely ordained
instrument to rule the civilized world.
Augustine set out a very different position, avoiding any suggestion that any human
political system or structure was to be regarded as possessing divine sanction or ultimate
authority. Christians, he declared, may live in this world, but they are not of this world.
They are to think of themselves as strangers who are passing through a foreign country.
While they may enjoy the blessings that this world has to offer, they must always be ready
to move on. They are sojourners on earth, not citizens. The “eternal city” was not Rome,
but the New Jerusalem. Heaven is the true home and ultimate destiny of Christians, and
that was where their ultimate affections and loyalties must lie.
According to Augustine, believers live in an “intermediate period,” separating the incar-
nation of Christ from his final return in glory. The church is to be seen as in exile in the
“city of the world.” It is in the world, yet not of the world. There is therefore a tension
between the present situation of believers, in which the church is exiled in the world, and
somehow obliged to maintain its distinctive ethos while surrounded by disbelief, and their
48 The Early Church, 100–500
future hope, in which the church will be delivered from the world, and finally allowed to
share in the glory of God.
The slow passing of the Roman Empire, for Augustine, is thus to be set against the
backdrop of the rise and fall of other human empires. The Christian church is not to be
identified with any human empire or city, but is to see itself as a Christian colony on earth,
whose true homeland (Latin: patria) is in heaven. The fall of the Roman Empire was not
to be understood as a sign of divine disfavor or divine abandonment. Rather, it was a
reminder of the frailty and transiency of all human institutions – Rome included.
1.4.6. The Decline of the Western Empire
In the end, the Roman Empire continued to prosper, and even expand, in the east for a
thousand years, for reasons we shall explore presently (1.4.7). In the west, however, Roman
imperial power was widely recognized to be in terminal decline. Historians are unable to
agree on a precise date for the fall of the western empire, nor on the ultimate cause of this
event. For our purposes, we shall suggest that this event could be seen as taking place on
September 4, 476, when Romulus Augustus, the last western emperor, was overthrown by
the German military ruler Odoacer (433–93), who was declared king of Italy. The admin-
istrative changes Odoacer put in place within Italy effectively ended any idea of a “Roman
Empire.” A nominal imperial center was maintained at the city of Ravenna for some time,
but it never had the symbolic or actual power of Rome.
So why did Rome fall? In his Decline and Fall of the Roman Empire (1776–88), the British
historian Edward Gibbon (1737–94) firmly – and not a little simplistically – identified the
cause of Rome’s collapse as a loss of any sense of civic virtue among the Roman ruling
class. Yet most recent historians have dissented from this somewhat superficial judgment.
Some identify other single causes – such as civil wars sapping the strength of the army,
or military discipline and loyalty being eroded through the increasing use of mercenaries.
Others, however, suggest that the “fall of the Roman Empire” is better seen as an extended
and complex process, with numerous landmarks along the way, and having multiple –
rather than single – causes.
Indeed, some have argued that it is misleading to speak of a “fall” of the western Roman
Empire, in that it gradually transformed into something else. Peter Brown, the noted his-
torian of late classical antiquity, thus argues for the gradual transformation of the western
Roman Empire into what we now know as the Middle Ages.
So what were the implications of this change for Christianity? What happened to an
imperial faith when the empire began to crumble and fall apart? One immediate threat
was the religious faith of Odoacer, who was an Arian – someone who understood the
identity of Jesus of Nazareth in a way that diverged from the Council of Nicaea in 325
(1.5.3). Yet this theological inconvenience does not appear to have led to the difficulties
that might be anticipated, possibly because Odoacer was distracted from the finer points
of theology by the somewhat more pressing demands of the military and political crises
he faced in his new kingdom of Italy.
The real importance of the decline of imperial power for the Christian church is best
seen from the standpoint of the Middle Ages. Looking back at the period of the break-up
The Early Church, 100–500 49
of the Roman Empire, it becomes clear that many of the characteristic features of the
church of the Middle Ages began to emerge as a result of this imperial decline (2.1.1). Three
developments are of particular interest.
First, the erosion of Roman political and military power created a vacuum that was
never really satisfactorily filled by the successors to the emperors. These rulers tended to
see themselves as exercising local, rather than international, authority. Furthermore, such
rulers often did not survive long enough to establish the traditions and institutions that
would secure social and political stability. Gradually, the institution of the church began
to emerge as a focus of constancy and continuity. Gregory the Great, who was pope from
590 to his death in 604, brought about reform and renewal of the church, and set in place
missionary undertakings in northern Europe which led to the further expansion of Chris-
tian influence within the territories of the former Roman Empire.
Second, the rise of the monasteries created centers of learning, local administration, and
leadership which were independent of national or international agencies (2.1.5). Although
clearly affected to some extent by political and economic developments, the monasteries
were able to offer intellectual and spiritual continuity during times of uncertainty and
turbulence.
Third, the church continued to use Latin in its liturgy, preaching, administration, and
works of theology. The language of the Roman Empire had a long history of use in politi-
cal, philosophical, and theological contexts, and proved highly adapted to the needs of
the western church. The emergence of Latin as an international language helped hold the
western church together, enhancing its sense of being a coherent community. As academic
communities gradually emerged from religious contexts – such as the great monastic
cathedral schools – it was inevitable that Latin would emerge as the language of the
academy in the Middle Ages.
These developments are all of major importance for an understanding of the history of
Christianity in the west during the Middle Ages, which we shall consider in the next chapter.
Yet it is important to understand that Christianity remained at the heart of a “new Rome”
and a new empire for a thousand years. We need to turn to consider the rise of Constan-
tinople as an imperial hub in the east, and the implications of this for the history of
Christianity in this region.
1.4.7. The “New Rome”: Byzantium and the Eastern Empire
Having secured control of both the western and eastern regions of the Roman Empire
through his defeat of Licinius in 325 (1.4.2), the emperor Constantine decided to establish
a new imperial city in the east. The center of gravity of the empire now lay increasingly
to the east, and Constantine regarded it as essential to locate the new administrative
and military hub of the empire closer to its eastern frontiers. In the end, Constantine
identified a suitable site on the Bosphorus, straddling the Mediterranean and Black
Seas. A settlement had already been established there by the Greeks, which they named
“Byzantium.”
Constantine took over the site of this older settlement, and redeveloped it. The new
Greek-speaking city would be known as “Constantinople” (Greek: Kōnstantinoupolis, “the
50 The Early Church, 100–500
city of Constantine”). From the outset, Constantine referred to his city as Nova Roma –
the “New Rome” – which would be the capital of the empire. It was consecrated on May
11, 330. As Rome declined in power during the later fourth century, Constantinople’s repu-
tation and importance rose.
Did Constantine suspect that the days of the western Roman Empire were numbered?
Did he foresee the great invasions from the north, which would lead to the sack of Rome
in 410? The evidence suggests that Constantine’s primary concern was to ensure that the
eastern empire could be efficiently administered and securely defended. Yet in the event,
the eastern Roman Empire, based at Constantinople, would outlive the western Roman
Empire by a thousand years. It would not fall until 1453 (2.4.7).
Christianity had spread rapidly from its original heartland of Palestine to the Greek-
speaking world of the eastern Mediterranean. Christian congregations were established in
many of the cities of Asia Minor (modern-day Turkey), Macedonia, and Egypt by the end
of the first century. The theological foundations of this form of Christianity were given
shape especially during the fourth century by writers such as Basil the Great, Gregory of
Nyssa, and Gregory of Nazianzus.
With the expansion of Christianity in the region, the bishops of two of its leading
cities – Antioch and Alexandria – began to be regarded as having pre-eminence among
their peers (1.3.4). Although Jerusalem remained of great symbolic importance to the early
church, its political importance was rapidly declining. So how should the four great “sees”
(or “bishoprics”) of Alexandria, Antioch, Jerusalem, and Rome relate to each other? Which,
if any, had precedence over the others?
These questions of protocol were addressed by the Council of Nicaea, which was con-
vened by Constantine in 325. Although the council’s primary concern was to formulate the
identity of Jesus of Nazareth in terms that all regarded as acceptable, it also tried to resolve
other issues which were becoming causes of concern within the church – including the
status of the bishops of the great cities. At this stage, Constantinople was not considered
as a leading metropolitan center; this, however, would change as the “New Rome” rose in
power and influence later in the fourth century.
In the end, the Council of Nicaea recognized the four great sees of Alexandria, Antioch,
Jerusalem, and Rome as having special standing within the worldwide church. In effect,
the council conceded that Jerusalem had a place of honor, but not of power. The three
“Petrine sees” of Alexandria, Antioch, and Rome were recognized as being both historically
significant and politically influential. Traditionally, the churches at Rome and Antioch were
held to be founded by the apostle Peter, and the church of Alexandria by his disciple, Mark
the Evangelist, author of the second gospel in the New Testament.
With the establishment of the imperial city of Constantinople in the fourth century, the
balance of ecclesiastical power began to shift. Constantine had declared that his city would
be the “new Rome.” Did that not imply that it should enjoy the same ecclesiastical privileges
in the east as those enjoyed by Rome in the west? The formal transfer of imperial authority
from Rome to Constantinople took place in 330. Rome would remain the administrative
center of the western Roman Empire until the threat of invasions from the north led to its
relocation to Ravenna in the beginning of the fifth century. Constantinople was now the
imperial capital.
The Early Church, 100–500 51
The decision to establish Constantinople as a see – that is, as the seat of a metropolitan
bishop – changed this dynamic of power and status irreversibly. The Second Council of
Constantinople (381) ruled that the Bishop of Constantinople was to have “the prerogative
of honor after the Bishop of Rome, because Constantinople is the New Rome.” This ruling
was fiercely resisted by other eastern bishops. Nevertheless, the imperial prestige of the new
city was such that it was difficult to challenge this trend, especially on account of the
growing alignment of secular and religious power within the empire. The Council of Chal-
cedon endorsed this view in 451 (1.5.9). As a result, many of the religious controversies of
the age – particularly the Nestorian controversy – had obvious political dimensions, as the
bishops of the older leading cities of the empire sought to assert their authority over and
against the upstart see of Constantinople.
By the end of the fourth century, the eastern church had come to recognize a “pen-
tarchy” of sees: Rome, Constantinople, Alexandria, Antioch, and Jerusalem. Although the
details of what this meant in practice were sometimes sketchy, spiritual authority was
understood to be distributed across these five leading cities, with none having exclusive
powers or rights. As only one of these five centers was located in the western empire, it was
Figure 1.7 The great eastern city of Constantinople, from Notitia Dignitatum, Switzerland, 1436.
The Art Archive/Bodleian Library Oxford
52 The Early Church, 100–500
inevitable that Rome would emerge as the focus of Latin-speaking Christianity, even when
the western empire began to disintegrate in the late fifth century. Yet there would be no
equivalent of a pope in the eastern church. Spiritual authority was – and remained – dis-
tributed, not centralized, in this region.
1.5. Orthodoxy and Heresy: Patterns in Early Christian Thought
One of the challenges confronting the early church was the consolidation of its religious
beliefs. The historical evidence suggests that this was not initially seen as a priority. Even
by the middle of the second century, most Christians appear to have been content to live
with a certain degree of theological fuzziness. Theological imprecision was not seen as
endangering the coherence or existence of the Christian church. This judgment reflects the
historic context of that age. The struggle for survival in a hostile cultural and political
environment often led to other issues being seen as of lesser significance.
In this section, we shall consider some of the debates which developed within the church
over its basic beliefs.
1.5.1. The Boundaries of Faith: A Growing Issue
The rise of controversy within the Christian churches over a series of matters – especially
concerning the identity and significance of Jesus of Nazareth – led to a tightening of the
boundaries of what was to be considered as “authentic” Christianity. The periphery of
the community of faith, once relatively loose and porous, came to be defined and policed
with increasing rigor. Views that were regarded as acceptable in an earlier and less reflective
age began to fall out of favor as the rigorous process of examination accompanying the
controversies of the age began to expose their vulnerabilities and deficiencies. Ways of
expressing certain doctrines which earlier generations regarded as robust began to appear
inadequate under relentless examination. It was not necessarily that they were wrong;
rather, they were discovered not to be good enough.
A good example of this development can be seen in early Christian reflection on the
doctrine of creation. From the outset, Christian writers affirmed that God had created
the world. However, there were several ways of understanding what the notion of “creation”
entailed. Many early Christian writers took over existing Jewish notions of creation, which
tended to see the act of divine creation primarily as the imposition of order on pre-existing
matter, or the defeat of chaotic forces. Such views remained dominant within Judaism until
the sixteenth century.
Other Christian theologians, however, argued that the New Testament clearly set out
the idea of creation as the calling into being of all things from nothing – an idea that later
came to be known as “creation ex nihilo” (Latin: “out of nothing”). As this idea gained the
ascendancy, the older view of creation as “ordering of existing matter” came to be seen
initially as deficient, and subsequently as wrong. An idea that was once regarded as main-
stream thus gradually came to be sidelined, and eventually rejected altogether. Similar
The Early Church, 100–500 53
processes can be seen taking place in other areas of Christian thought, especially in relation
to the church’s understanding of the identity and significance of Jesus of Nazareth.
Early Christian doctrinal development can be compared to an intellectual journey of
exploration, in which a range of possible ways of formulating core ideas were examined,
some to be affirmed and others to be rejected. This process should not really be thought
of in terms of winners and losers; it is better understood as a quest for authenticity during
which all options were examined and assessed.
Yet this process of exploration was both natural and necessary. Christianity could not
remain frozen in its first-century forms as it entered the second century and beyond. It
faced new intellectual challenges which demanded that it proved itself to be capable of
engaging with religious and intellectual alternatives to Christianity, especially Platonism
and Gnosticism. This process of the conceptual expansion of the contents of the Christian
faith proceeded slowly and cautiously. The final crystallization of this process of explora-
tion can be seen in the formation of creeds – public, communally authorized statements
of faith, which represented the consensus fidelium (Latin: the “consensus of the faithful”),
rather than the private beliefs of individuals.
This voyage of intellectual exploration involved investigating paths which ultimately
turned out to be barren or dangerous. Sometimes wrong turnings were taken at an early
stage, and corrected later. It is easy to understand why many might believe that early pat-
terns of faith are the most authentic. Yet recognizable forms of views that the church later
declared to be heretical – such as Ebionitism and Docetism – can be identified within
Christian communities as early as the late first century. Although many early Christian
writers, such as Tertullian, held that the antiquity of a theological view was a reliable guide
to its orthodoxy, this is simply not correct. Mistakes were made, right from the beginning,
which later generations had to correct.
The issue of the boundaries of faith became increasingly pressing when Constantine
adopted Christianity as the “unifying religion” of the Roman Empire (1.4.4). If Christianity
was to be a unifying imperial force, it was clearly important that it should not itself be
divided, or the cause for division. Constantine pressed for unity within the church, most
obviously by convening the Council of Nicaea (325) to settle Christological disputes. The
historical evidence suggests that Constantine did not favor any particular outcome of
the council; he simply wanted the matter settled, leading to ecclesiastical unity.
Yet Christianity was not like classical Roman religions, which primarily focused on
matters of practice – such as ceremonies, rituals, and binding oaths, all of which were seen
as means of creating unity and cohesion within families, cities, and states (1.4.1). Christian-
ity was also about ideas – ways of thinking about the world. At an early stage, it was
appreciated that defective ways of conceiving the Christian faith led to inadequate ways of
implementing it. Faithfulness and integrity could not be maintained simply by the regula-
tion of practice. Ideas mattered. And the only way of working out which were the best ideas
was through debates.
Constantine and his successors thus found themselves in the somewhat uncomfortable
position of watching Christian theologians debating ideas about the identity of Jesus Christ
and the nature of God – and in doing so, creating division and dissent within the church.
54 The Early Church, 100–500
In what follows, we shall consider some of those debates, and their wider importance. The
first debate concerned the texts on which subsequent debates would be based – the canon
of the New Testament.
1.5.2. The Canon of the New Testament
The first Christians used the term “scripture” or “writing” (Greek: graphē) to refer to a book
of the Old Testament, in that these were coming to be regarded as of foundational impor-
tance to the Christian church. Debate would continue over the nature of that influence,
with a growing consensus that Christianity should appropriate the ideas, but not the prac-
tices, of the people of Israel. For example, Christians would not observe Jewish food laws
or sacrificial regulations.
But what of the writings of Christians themselves? What was their status? And who was
to decide which writings would be normative for the church? While Christianity remained
an illegal religion, it was impossible to convene councils to settle such matters. Only in the
fourth century could any kind of formal consultations take place between Christian leaders
across the empire.
The evidence suggests that this issue was not seen as pressing during the apostolic
period, partly because historical continuity with the apostolic tradition was sufficiently
strong to ensure continuity of teaching and practice with the first Christians. Irenaeus of
Lyons, for example, noted how the churches of the mid-second century were able to trace
direct links between their own leaders and those of the apostolic community. Irenaeus
wanted to maintain continuity with the ideas and values of the apostolic era, ensuring that
the teachings of that formative period were accepted by his own age. For this reason, he
placed an emphasis on the importance of institutional continuity between the present
church leadership and the apostles. Yet as the historical distance between the churches and
the apostles increased, it became increasingly necessary for churches to base their teaching
on certain texts. This made it all the more important to reach agreement on which texts
they would use to inform their life and thought. The term “canon” (Greek kanōn: “rule” or
“norm”) came to be used to refer to the collections of writings accepted by churches.
A clear distinction emerged early in the second century between an inner core of texts
which were widely regarded as authoritative by most Christians, and a more diffuse outer
core, which some – but not all – churches regarded as useful. The four gospels and the
letters of Paul rapidly acquired normative status throughout the Christian world. Other
writings, such as the Didache (c. 70), 1 Clement (c. 96), the Epistle of Barnabas (c. 100),
the letters of Ignatius of Antioch (c. 110), and the apocalypse of Peter (c. 150) did not
secure such universal acceptance, being valued locally rather than universally. The Mura-
torian Canon – a document which reflects the practices of the Roman churches in the late
second century – clearly identifies the gospels, Acts, the Pauline epistles, and three other
epistles (1 John; 2 John; Jude) as being valued and accepted across the churches.
Other works – such as the Revelation of John and the Apocalypse of Peter – are “received,”
although with a cautionary comment: “Some do not wish these to be read in churches.”
It is not clear what criteria were used in making such selections. What is clear, however,
is that by the beginning of the third century, without any form of international consulta-
The Early Church, 100–500 55
tion, something very similar to today’s New Testament canon came to be accepted by most
churches. Disagreement centered on the periphery, not the core. The term antilegomena
(Greek: “writings that are disputed” or “writings that are debated”) came to be used for a
small group of texts that were not universally accepted by Christians. Some of these – spe-
cifically, 2 Peter, 2 John, 3 John, 2 Peter, Jude, and Revelation – eventually achieved general
acceptance. Others – such as the Didache and the apocalypse of Peter – did not.
By the middle of the fourth century, agreement seemed to be reached on the New Testa-
ment canon, without the need for any international council to settle the issue. Athanasius
of Alexandria circulated an Easter festal letter of 367, which set out the New Testament
canon in the form accepted today. Athanasius does not appear to see himself as determining
what books were to be included in the biblical canons. His intention appears to have been
to recognize or acknowledge those writings that had already obtained prominence from
usage among the various early Christian churches. The formation of the New Testament
canon was shaped by the habits of Christian communities, not the decisions of Christian
bishops.
Once more, we can see the importance of the legalization of Christianity as an imperial
religion on its self-definition. Once Christian leaders were free to meet and discuss their
ideas, unresolved questions could be debated and adjudicated. The fixing of the canon of
the New Testament and agreement on ideas of the Trinity and the person of Christ all date
from this formative period.
It is sometimes suggested that the church tried to exclude or repress certain works which
ought to have been recognized as authentic – such as the gospel of Thomas, or the gospel
of Judas, which were found in collections of documents at Nag Hammadi in Egypt and
elsewhere. The reason for their exclusion is sometimes suggested to be their unorthodox
views on the identity of Jesus of Nazareth, which the church found embarrassing. There is
little historical evidence for these suggestions. The “Gospel of Judas,” for example, is a rela-
tively late document, almost certainly originating within a marginalized Egyptian sect
within Christianity which believed it was in possession of secret knowledge denied to
outsiders. These documents were not known to Christian congregations in Rome or
Antioch in the second century. They appear to have had a local influence among some
Christians in Egypt in the third or fourth centuries, but were never taken seriously else-
where. No serious case can be made for their inclusion in the New Testament canon.
1.5.3. Arianism: The Debate over the Identity of Jesus of Nazareth
One of the greatest challenges faced by the early church was the weaving together of the
threads of the New Testament witness to the identity of Jesus of Nazareth into a coherent
theological tapestry. Christians gradually came to realize that no existing analogy or model
was good enough to meet their needs in expressing the significance of Jesus of Nazareth.
The concept of the incarnation began to emerge as of central importance to the church’s
understanding of Jesus Christ.
While the idea was developed in slightly different ways by different writers, their
core theme was that of God entering into history, and taking on human nature in Jesus
of Nazareth. This idea caused considerable philosophical difficulties for many of the
56 The Early Church, 100–500
prevailing schools of Hellenistic philosophy. How, many asked, could an immutable God
enter into history? Surely this implied that God underwent change? Contemporary Hel-
lenistic philosophers drew a sharp distinction between the unchanging heavenly realm and
the changeable created order. The notion of God entering into and dwelling within this
transitory and changing order seemed inconceivable, and proved a significant barrier to
some cultured pagans embracing Christianity.
This process of exploration of religious and philosophical categories suitable for express-
ing the significance of Jesus of Nazareth reached a watershed in the fourth century. The
controversy which forced rigorous discussion of the issue was precipitated by Arius
(c. 270–336), a priest in one of the larger churches in the great Egyptian city of Alexandria.
Arius’s most fundamental belief was that Jesus Christ was not divine in any meaningful
sense of the term. He was “first among the creatures” – that is, pre-eminent in rank within
the created order, yet someone who was created, rather than being divine. The Father is
thus to be regarded as existing before the Son. This is the point made by one of Arius’s
best-known theological slogans: “There was a time when he was not.” Only the Father can
be said to be “unbegotten”; the Son, like all other creatures, originates from this one source
of being.
Arius’s way of locating Jesus of Nazareth on a theological map can be seen, at least in
part, as a continuation of the tendency in the second and third centuries towards “subor-
dinationism.” This approach recognized a trinity or triad within the Godhead, but regarded
their relationship as essentially hierarchical. God the Father was the ultimate source of
authority, who chose to act through Jesus of Nazareth and the Holy Spirit. Arius upheld
this belief in one God who is superior to Jesus of Nazareth and the Holy Spirit, but defended
it by denying the divinity of Jesus. The superiority of the Father was maintained by assert-
ing that the Son was a creature – and hence, by definition, inferior to the Father.
Arius thus drew an absolute distinction between God and the created order. There was
no intermediate or hybrid species. For Arius, God was totally transcendent and immutable.
So how could such a God enter into history, and become incarnate? As a creature, the Son
was changeable, and subject to pain, fear, grief, and weariness. This is simply inconsistent
with the notion of an immutable God. Since the notion of a changeable God seemed hereti-
cal to Arius, he drew the obvious conclusion: Jesus of Nazareth could not be considered to
be divine.
Arius’s most indefatigable critic was Athanasius of Alexandria (c. 293–373). For Atha-
nasius, Arius had destroyed the internal coherence of the Christian faith, rupturing the
close connection between Christian belief and worship. There are two points of particular
importance that underlie Athanasius’s critique of Arius.
First, Athanasius argues that it is only God who can save. God, and God alone, can break
the power of sin, and bring humanity to eternal life. The fundamental characteristic of
human nature is that it requires to be redeemed. No creature can save another creature.
Only the creator can redeem the creation. If Christ is not God, he is part of the problem,
not its solution.
Having emphasized that it is God alone who can save, Athanasius then made a logical
move which the Arians found difficult to counter. The New Testament and the Christian
The Early Church, 100–500 57
liturgical tradition alike regard Jesus Christ as Savior. Yet, as Athanasius emphasized, only
God can save. So how are we to make sense of this? The only possible solution, Athanasius
argued, is to accept that Christ is none other than God incarnate. His logic runs as follows.
1. No creature can redeem another creature.
2. According to Arius, Jesus Christ is a creature.
3. Therefore, according to Arius, Jesus Christ cannot redeem humanity.
Now Arius had no problem with the idea that Christ was the savior of humanity. Athana-
sius’s point was not that Arius denied this, but that he rendered the claim incoherent.
Salvation, for Athanasius, involves divine intervention – which Athanasius saw affirmed in
a critically important biblical text: the “Word became flesh” (John 1:14). God entered into
the human situation, in order to change it.
The second point that Athanasius made is that Christians worship and pray to Jesus
Christ. This pattern can be traced back to the New Testament itself, and is of considerable
importance in clarifying early Christian understandings of the significance of Jesus of
Nazareth. By the fourth century, prayer to and adoration of Christ were standard features
of Christian public worship. Athanasius argues that if Jesus Christ were a creature, then
Christians were guilty of worshipping a creature instead of God – in other words, they had
lapsed into idolatry. Did not the Old Testament law explicitly prohibit the worship of
anyone or anything other than God? Arius was not in disagreement with the practice
of worshipping Jesus; he refused, however, to draw the same conclusions as Athanasius.
An important debate emerged around this time over the best theological term to be
used to define the relation of the Father to the Son. The Greek term homoiousios, “of like
substance” or “of similar being,” was seen by many as allowing the proximity between
Father and Son to be affirmed without needing further speculation on the precise nature
of their relation. However, the rival Greek term homoousios, “of the same substance” or “of
the same being” eventually gained the upper hand. This was seen as defending a stronger
understanding of the relation of Father and Son. When the Nicene Creed – or, more accu-
rately, the Niceno-Constantinopolitan creed – of 381 declared that Christ was “of the same
substance” with the Father, it was insisting that the Son was not simply a representative or
relative of God; rather, the Son was to be seen as God incarnate. This affirmation has since
come to be widely regarded as a benchmark of Christological orthodoxy within all the
mainstream Christian churches, whether Protestant, Catholic, or Orthodox.
The politicization of the Arian controversy made its resolution more difficult than many
would like. However, in the end, the church rejected Arius’s position, holding that this
compromised some core Christian affirmations about the identity of Jesus of Nazareth.
Constantine did not require the church to adopt one position or the other; he simply
wanted the matter resolved, to ensure religious harmony within his empire. Yet many
scholars suspect that if Constantine had had a choice in the matter, he would have sup-
ported Arius. Why? Because of his emphasis on the sole location of authority in God the
Father – a notion of “divine monarchy” which paralleled Constantine’s own thinking about
the authority and power of the emperor.
58 The Early Church, 100–500
1.5.4. Trinitarianism: A Debate about the Nature of God
The Christian doctrine of God underwent slow development in the first three centuries.
Early Christian creeds set out a threefold structure to Christian belief: most of these creeds
consisted of three sections, dealing with God the Father, Jesus Christ, and the Holy Spirit
(1.5.8). Initially, Christian beliefs about God were framed in terms of God as creator and
judge, the almighty ruler of the world to which all earthly rulers were subject, and who
was the object of proper worship.
Yet the growing realization that Jesus of Nazareth had to be regarded as divine (1.5.3),
in some sense of that word, demanded an expansion of this vision of God. The Council of
Nicaea’s firm declaration that Jesus Christ was to be regarded as fully divine – without in
any way compromising his humanity – raised some fundamental theological questions. If
Christ was God, how did this shape Christian thinking about God? Some scholars have
suggested that second-century Christianity was really binitarian, committed to belief in
God the Father, and God the Son. However, a more reliable reading of the historical evi-
dence is that the early church was implicitly Trinitarian, while being reluctant to formalize
this until clarification had been achieved on some important points.
The resolution of the Arian controversy (1.5.3) was one such moment of clarification.
Yet this emphatic assertion of the divinity of Christ could be understood merely to confirm
a binitarian vision of God – in other words, God as Father and Son. As the fourth-century
writer Amphilochius of Iconium pointed out, the Arian controversy had first to be resolved
before any serious discussion over the status of the Holy Spirit could get under way. The
development of a rigorously Trinitarian theology demanded that the Holy Spirit also be
recognized as divine.
Debate initially centered upon a group of writers known as the pneumatomachoi (Greek:
“opponents of the spirit”), led by Eustathius of Sebaste. These writers argued that neither
the person nor the works of the Spirit were to be regarded as having the status or nature
of a divine person. In response to this, writers such as Athanasius and Basil of Caesarea
made an appeal to the formula which had by then become universally accepted for baptism.
Since the time of the New Testament (following the practice of Matthew 28:18–20), Chris-
tians were baptized in the name of “the Father, Son and Holy Spirit.”
Athanasius argued that this had momentous implications for an understanding of the
status of the person of the Holy Spirit. In his Letter to Serapion, Athanasius declared that
the baptismal formula clearly pointed to the Spirit sharing the same divinity as the Father
and the Son. This argument eventually prevailed.
However, early Christian writers were hesitant to speak openly of the Spirit as “God,”
in that this practice was not sanctioned by Scripture – a point discussed at some length by
Basil of Caesarea in his treatise on the Holy Spirit (374–5). Even as late as 380, Gregory
of Nazianzus conceded that many Orthodox Christian theologians were uncertain as to
whether to treat the Holy Spirit “as an activity, as a creator, or as God.”
This caution can be seen in the final statement of the doctrine of the Holy Spirit for-
mulated by a Council meeting at Constantinople in 381. The Spirit was here described, not
as “God,” but as “the Lord and giver of life, who proceeds from the Father, and is wor-
shipped and glorified with the Father and Son.” The language is unequivocal; the Spirit is
The Early Church, 100–500 59
to be treated as having the same dignity and rank as the Father and Son, even if the term
“God” is not to be used explicitly. The precise relation of the Spirit to Father and Son would
subsequently become an item of debate in its own right, as the later filioque controversy
indicates (2.1.10).
The following considerations seem to have been of decisive importance in establishing
the divinity of the Holy Spirit during the later fourth century. First, as Gregory of Nazianzus
stressed, Scripture applied all the titles of God to the Spirit, with the exception of “unbegot-
ten.” Gregory drew particular attention to the use of the word “holy” to refer to the Spirit,
arguing that this holiness did not result from any external source, but was the direct
consequence of the nature of the Spirit. The Spirit was to be considered as the one who
sanctifies, rather than the one who requires to be sanctified.
Second, the functions which are specific to the Holy Spirit establish the divinity of the
Spirit. Didymus the Blind (d. 398) was one of many writers to point out that the Spirit was
responsible for the creating, renewing, and sanctification of God’s creatures. Yet how could
one creature renew or sanctify another creature? Only if the Spirit was divine could sense
be made of these functions. If the Holy Spirit performed functions which were specific to
God, it must follow that the Holy Spirit shares in the divine nature.
The way was now clear to the explicit formulation of a doctrine of the Trinity, consoli-
dating the insights of earlier writers, such as Irenaeus and Tertullian. Yet a number of
questions still remained unclear. For example, was the Trinitarian formula an assertion
about the actual being of God, or the manner in which God acted in history?
To make sense of the discussion that took place around the time of the Council of Nicaea
(325), we need to go back to the early third century concerning the Trinity. The view known
as “modalism” held that the divinity of Christ and the Holy Spirit is to be explained
in terms of three different “ways” or “modes” of divine self-revelation (hence the term
“modalism”).
One of the most influential forms of modalism, known as Sabellianism, argued for the
following way of understanding the Trinity.
1. The one God is revealed in the manner of creator and lawgiver. This aspect of God is
referred to as “the Father.”
2. The same God is then revealed in the manner of savior, in the person of Jesus Christ.
This aspect of God is referred to as “the Son.”
3. The same God is then revealed in the manner of the one who sanctifies and gives
eternal life. This aspect of God is referred to as “the Spirit.”
There is thus no difference between the three persons of the Trinity, except for their appear-
ance and chronological location. For modalism, the one God is revealed in three different
ways at different points in salvation history.
The doctrines of the Trinity which emerged in the early fourth century reasserted the
“triunity” of God, moving away from modalism. The work of the Cappadocian Fathers
in the eastern church and Augustine of Hippo in the western church did much to consoli-
date the doctrine of the Trinity. The traditional Trinitarian vocabulary – with its core
notions of as “person,” “nature,” “essence,” and “substance” – allowed the theologians of the
60 The Early Church, 100–500
early church to affirm the fundamental unity of God, while celebrating the richness of
God’s relationship with the creation. Differences emerged between eastern and western
approaches to the Trinity, particularly over the question of the Holy Spirit. Did the Spirit
proceed from the Father alone (Basil the Great), or from the Father and the Son (Augus-
tine)? This simmering disagreement would eventually lead to a debate between the eastern
and western churches, which would create still further tensions between them, and make
no small contribution to the “Great Schism” of 1054 (2.1.10).
1.5.5. Donatism: A Debate over the Nature of the Church
As we noted earlier, under the Roman emperor Diocletian (284–313), the Christian church
was subject to various degrees of harassment and persecution (1.4.1). Under an edict of
February 303, Christian leaders were ordered to hand over their books to be burned. Those
Christian leaders who handed over their books to be destroyed in this way came to be
known as traditores (Latin: “those who handed over [their books]”).
With the accession of Constantine (1.4.2), the persecution came to an end. But a sensi-
tive issue arose in its aftermath: how were those who had lapsed or otherwise compromised
themselves during the persecution to be treated? The matter became especially divisive in
Roman North Africa, when Caecilianus was consecrated as bishop by three fellow-bishops,
including Felix, Bishop of Aptunga – a traditor. Many local Christians were outraged that
such a person should have been allowed to be involved in this consecration. They declared
that they could not accept the authority of Caecilianus as a result, arguing that the new
bishop’s authority was compromised on account of the fact that the bishop who had con-
secrated him had lapsed under the pressure of persecution.
The Donatists were a group who believed that the entire sacramental system of the
Catholic church had become corrupted on account of the lapse of its leaders. How could
the sacraments be validly administered by people who were tainted in this way? It was
therefore necessary to replace these people with more acceptable leaders, who had remained
firm in their faith under persecution. It was also necessary to rebaptize and reordain all
those who had been baptized and ordained by those who had lapsed.
The issues were still live in Roman North Africa nearly a century later, when Augustine
was consecrated bishop of the coastal city of Hippo Regius in 396. Augustine responded
to the Donatist challenge by putting forward a theory of the church (or “ecclesiology”)
which he believed was more firmly grounded than the Donatist viewpoint in the New
Testament. In particular, Augustine emphasized the sinfulness of Christians. The church is
not meant to be a “pure body,” a society of saints, but a “mixed body” (Latin: corpus per-
mixtum) of saints and sinners. Augustine finds this image in two biblical parables: the
parable of the net which catches many fishes, and the parable of the wheat and the weeds.
It is this latter parable (Matthew 13:24–31) which is of especial importance, and requires
further discussion.
The parable tells of a farmer who sowed seed, and discovered that the resulting crop
included both wheat and weeds. What could be done about it? To attempt to separate the
wheat and the weeds while both were still growing would be to court disaster, probably
involving damaging the wheat while trying to get rid of the weeds. But at the harvest, all
The Early Church, 100–500 61
the plants – whether wheat or weeds – are cut down and sorted out, thus avoiding damag-
ing the wheat. The separation of the good and the evil thus takes place at the end of time,
not in history.
For Augustine, this parable refers to the church in the world. It must expect to find itself
including both saints and sinners. To attempt a separation in this world is premature and
improper. That separation would take place in God’s own time, at the end of history. No
human can make that judgment or separation in God’s place.
So in what sense can the church meaningfully be designated as “holy”? For Augustine,
the holiness in question is not that of its members, but of Christ. The church cannot be a
congregation of saints in this world, in that its members are contaminated with original
sin. However, the church is sanctified and made holy by Christ – a holiness which will be
perfected and finally realized at the last judgment.
For the Donatists, the sacraments – such as baptism and the eucharist or Lord’s
Supper – were only effective if they were administered by someone of unquestionable
moral and doctrinal purity. Augustine responded by arguing that Donatism laid excessive
emphasis upon the qualities of the human agent, and gave insufficient weight to the grace
of Jesus Christ. It is, he argued, impossible for fallen human beings to make distinctions
concerning who is pure and impure, worthy or unworthy: This view, which is totally con-
sistent with his understanding of the church as a “mixed body” of saints and sinners, holds
that the efficacy of a sacrament rests, not upon the merits of the individual administering
it, but upon the merits of the one who instituted them in the first place – namely, Jesus
Christ. The validity of sacraments is thus not ultimately dependent on the merits of those
who administer them.
We see here a major theme of Augustine of Hippo’s understanding of the Christian faith:
that human nature is fallen, wounded, and frail, standing in need of the healing and restor-
ing grace of God. The church, according to Augustine, is more to be compared to a hospital
than to a club of healthy people. It is a place of healing for people who know that they
stand in need of forgiveness and renewal. The Christian life is a process of being healed
from sin, rather than a life of sinlessness, as if the cure were completed and the patient
restored to full health. The church is an infirmary for the sick and for convalescents. It is
only in heaven that we will finally be righteous and healthy.
The Donatist approach represents a principled yet ultimately dogmatic refusal to appre-
ciate that all of humanity – including priests and bishops – are in need of the same healing
that the gospel provides. The ministers of the Christian church proclaim the same
healing which they themselves require. While the Donatist heresy appears to concern our
understanding of the church and sacraments, it is more deeply rooted in an understanding
of human nature, which ultimately makes the ministration of grace dependent on human
merit rather than divine grace. A similar issue arose during the Pelagian controversy, to
which we now turn.
1.5.6. Pelagianism: A Debate over Grace and Human Achievement
The Pelagian controversy, which erupted in the early fifth century, brought a cluster of
questions concerning human nature, sin, and grace into sharp focus. Up to this point, there
62 The Early Church, 100–500
had been relatively little controversy within the church on these matters. The Pelagian
controversy changed that, and ensured that these issues were placed firmly on the agenda
of the western church.
To understand the background to this debate, we need to consider some of the outcomes
of the declaration that Christianity was the state religion of the Roman Empire (1.4.4).
Inevitably, this meant that many saw the profession of Christianity as a career opportunity,
and adopted it as their religion as a matter of convenience. To flourish within the Roman
establishment, some realized, it was necessary to conform to its social and religious
norms.
Pelagius, a British monk who arrived in Rome in the closing years of the fourth century,
was distressed by the religious and moral nominalism of some Christians. He advocated
personal moral reform: Christians ought to be morally upright. Such suggestions were
relatively uncontroversial. Yet Pelagius set his demand for moral renewal and perfection
within a theological framework that seemed to his opponents – above all, Augustine of
Hippo – to convert Christianity into a religion of moral achievement. Several issues
emerged as particularly controversial.
First, Pelagius declared that humanity was free to choose to act morally, and was there-
fore under an absolute moral obligation to do so. It was a matter of self-discipline, and the
exercise of will over the lower human nature. Pelagius thus insisted that “since perfection
is possible for humanity, it is obligatory.”
Augustine disagreed, arguing that human nature was damaged and corrupted by sin. As
a result, human freedom was limited. Knowing what we should do did not imply that we
were capable of achieving it. Human free will has been weakened and incapacitated – but
not eliminated or destroyed – through sin. In order for the human free will to be restored
and healed, it requires divine grace. Free will really does exist; it is, however, distorted,
compromised, and weakened by sin.
For Pelagius and his followers (such as Julian of Eclanum), however, humanity possessed
total freedom of the will, and was totally responsible for its own sins. Human nature was
essentially free and well created, and was not compromised or incapacitated by some
mysterious weakness. According to Pelagius, any imperfection in humanity would reflect
negatively upon the goodness of God.
Second, Augustine developed the idea of the sinfulness of human nature in medical
terms. For Augustine, humanity has no control over its sinfulness. It is something which
contaminates life from birth, and dominates life thereafter. It is a state over which humans
have no decisive control. Augustine understands humanity to be born with an innately
sinful disposition, with an inherent bias toward acts of sinning. Sin thus causes sins: the
underlying state of sinfulness causes individual acts of sin. Augustine explored this point
by using three analogies to illuminate the nature of original sin: disease, power, and guilt.
It is ill, and needs to be healed. Until human nature has been renewed and transformed, it
is simply incapable of doing good.
In contrast, Pelagius argued that sin was basically a refusal on the part of human beings
to do good. We have been commanded to act righteously, and that command implies an
ability. For Pelagius, the human power of self-improvement was not compromised. It was
always possible for humans to discharge their obligations towards God and their neighbors.
The Early Church, 100–500 63
Failure to do so could not be excused on any grounds. Sin was to be understood as an act
committed willfully against God.
Augustine replied that it was through realizing its inability to carry out God’s will
unaided that humanity discovered grace, which Augustine interpreted as the healing and
renewing action of God. Pelagius agreed that human beings needed grace, but argued that
“grace” was to be understood as God’s generous provision of specific moral guidance.
Instead of demanding that humanity was to be “perfect,” in a very general and unspecific
manner, God had made it clear precisely what was intended. The Ten Commandments and
the moral example of Jesus of Nazareth were gracious demonstrations of the standards of
righteousness that God expected Christians to display.
Although Pelagius’s views were well-received at Rome initially, the passing of time led
to growing skepticism about his approach. Many began to draw the conclusion that
Pelagius basically advocated a rather stern moral authoritarianism, which made no allow-
ance for human weakness or failings on the one hand, or the transforming work of grace
of God on the other. The Synod of Arles (470(?)), for example, is generally agreed to have
endorsed a slightly modified version of Augustine’s theology, and criticized some Pelagian
ideas.
Yet Augustine’s own ideas on these questions changed further during his lifetime, and
led to some tensions with others on issues of grace and free will. In particular, his later
doctrine of “double predestination” was seen by many as a theological innovation, which
was outside the mainstream of church opinion (1.5.7). Most theologians of the period
believed that human free will was damaged or compromised by the Fall; nevertheless, it
was not extinguished, but continued to function, even if in a weaker form. Indeed, Augus-
tine’s theological innovation proved so controversial to some that a new debate emerged.
How could the church protect itself against this kind of theological novelty? We shall con-
sider this in what follows.
1.5.7. Innovation: A Debate over the Role of Tradition
A series of controversies in the early church brought home the theological importance of
the concept of “tradition.” The word “tradition” comes from the Latin term traditio which
means “handing over,” “handing down,” or “handing on.” Both the notion and practice of
“handing down” can be found in the New Testament. For example, Paul reminded his
readers that he was handing on to them core teachings of the Christian faith which he had
himself received from other people of significance (1 Corinthians 15:1–4).
The term “tradition” can refer to both the action of passing teachings on to others –
something which Paul insists must be done within the church – and to the body of apostolic
teachings which are passed on in this manner (1.1.5). Tradition can thus be understood as
a process as well as a body of teaching. The Pastoral Epistles (three later New Testament
letters that are particularly concerned with questions of church structure, and the passing
on of Christian teaching: 1 Timothy, 2 Timothy, and Titus) in particular stress the impor-
tance of “guarding the good deposit which was entrusted to you” (2 Timothy 1:14). The
New Testament also uses the notion of “tradition” in a negative sense, meaning something
like “human ideas and practices which are not divinely authorized.” Thus Jesus of Nazareth
64 The Early Church, 100–500
was openly critical of certain traditions within Judaism which he regarded as human con-
structions (e.g., see Matthew 15:1–6; Mark 7:13).
The importance of the idea of tradition first became obvious in a controversy which
broke out during the second century. The Gnostic controversy centered on a number of
questions, including how salvation was to be achieved. Christian writers found themselves
having to deal with some highly unusual and creative interpretations of the Bible. How
were they to deal with these? If the Bible was to be regarded as authoritative, was every
interpretation of the Bible to be regarded as of equal value?
Irenaeus of Lyons, one of the early church’s greatest theologians, did not think so. As
we noted earlier (1.3.2), Irenaeus recognized that the question of how the New Testament
was to be interpreted was of the greatest importance. Heretics, he argued, interpreted the
Bible in any way that suited them. Orthodox believers, in contrast, interpreted the Bible
in line with the apostolic tradition – in other words, in ways that apostolic authors would
have recognized and approved. What had been handed down from the apostles through
the church was not merely the biblical texts themselves, but a certain way of reading
and understanding those texts. This apostolic tradition enables the churches to remain
faithful to the original apostolic teaching, and acts as a safeguard against innovations
and misrepresentations on the part of heretics. As we shall see in the next section (1.1.8),
the emergence of “creeds” reflects this need for public, authoritative statements of the
basic points of the Christian faith, expressing the fundamental themes of this apostolic
tradition.
This point was further developed in the early fifth century by Vincent of Lérins (died
before 450), who was concerned that certain doctrinal innovations were being introduced
without good reason. There was a need to have public standards by which such doctrines
could be judged.
So what standard was available, by which the church could be safeguarded from such
errors? For Vincent, the answer was clear – tradition. Christians ought only to believe
ideas that had secured universal consent. “We hold that which has been believed
everywhere, always, and by all people.” For Vincent, tradition was “a rule for the inter-
pretation of the prophets and the apostles in such a way that is directed by the rule of
the universal church.” Creeds played an important role in Vincent’s understanding of the
transmission of tradition, and we shall consider their nature and role further in the next
section.
1.5.8. The Origins and Development of Creeds
The theological debates of the early church emphasized the importance of creeds –
authorized, consensual, public statements of the essentials of Christian belief. Short creedal
statements can be found, both in the New Testament and the literature of the apostolic age,
such as the following:
I handed on to you as of first importance what I in turn had received: that Christ died for our
sins in accordance with the scriptures, and that he was buried, and that he was raised on the
third day in accordance with the scriptures. (1 Corinthians 15:3–4)
The Early Church, 100–500 65
Yet it became clear that these terse statements needed amplification. As Christian pedagogy
became of increasing importance, more structured statements began to emerge. These were
often associated with the baptism of new Christians, which was preceded by an extended
period of instruction in the basics of faith. By the fourth century the season of Lent was
widely seen as a period in which converts who wished to be baptized would attend cate-
chetical lectures in leading Christian basilicas, followed by baptism itself on Easter Day.
At their baptism, candidates would be asked to state their faith. The following account
of this practice at Rome, clearly modeled on the baptismal formula of Matthew 28:19, dates
from around the year 215:
When each of them to be baptized has gone down into the water, the one baptizing shall lay
hands on each of them, asking, “Do you believe in God the Father Almighty?” And the one
being baptized shall reply, “I believe.” He shall then baptize each of them once, laying his hand
upon each of their heads. Then he shall ask, “Do you believe in Jesus Christ, the Son of God,
who was born of the Holy Spirit and the Virgin Mary, who was crucified under Pontius Pilate,
and died, and rose on the third day living from the dead, and ascended into heaven, and sat
down at the right hand of the Father, the one coming to judge the living and the dead?” When
each has replied, “I believe,” he shall baptize them a second time. Then he shall ask, “Do you
believe in the Holy Spirit and the Holy Church and the resurrection of the flesh?” Then each
being baptized shall answer, “I believe.” And thus let him baptize for the third time.
This is an example of an interrogative creed – that is to say, a way of publicly affirming the
Christian faith, in which the candidates for baptism are required to assent to each of
the creedal statements that are put to them. Candidates are baptized in the name of the
Father, Son, and Holy Spirit; each clause is then summarized for them, and their consent
required. Yet these brief statements of faith are not really “articles of faith”; they are really
snapshots of the highlights of the Christian story. The dominant theme is “belief in,” not
“belief that.”
In the end, two creeds emerged as commanding widespread support within Christianity.
Their origins and context are quite different. The first to be considered is the Nicene Creed,
first formulated by the bishops assembled at the Council of Nicaea in 325. This gathering
was convened by Constantine, who wanted to ensure that the unity of the empire was not
disrupted by divisions within the church. This creed is clearly shaped by the Arian contro-
versy, and is concerned to emphasize the orthodox understanding of the identity of Jesus
Christ over and against Arius and his supporters. As a result, the creed seems slightly
skewed, the emphasis on a correct Christology leading to this section of the creed being
somewhat longer than necessary. In addition, the creed concludes with a final set of con-
demnations of unsatisfactory theological positions.
We believe in one God, the Father, the almighty [Greek: pantokratōr], the maker of all things
seen and unseen.
And in one Lord Jesus Christ, the Son of God; begotten from the Father; only-begotten –
that is, from the substance of the Father; God from God; light from light; true God from
true God; begotten not made; being of one substance with the Father, through whom all
things in heaven and on earth came into being; who on account of us human beings and our
66 The Early Church, 100–500
salvation came down and took flesh, becoming a human being; he suffered and rose again on
the third day, ascended into the heavens; and will come again to judge the living and the dead.
And in the Holy Spirit.
As for those who say that “there was when he was not,” and “before being born he was not,”
and “he came into existence out of nothing,” or who declare that the Son of God is of a dif-
ferent substance or nature, or is subject to alteration or change – the catholic and apostolic
church condemns these.
This creed was subsequently developed in succeeding decades, generally in response to
controversy, before assuming the form in which it is better known today.
The Apostles’ Creed, in marked contrast, did not rest on imperial authority, nor did it
originate with any council, but appears to have emerged by consensus over an extended
period of time, in much the same way as the canon of the New Testament. The most strik-
ing difference between the Apostles’ and Nicene creeds is that the former shows no signs
of any polemical agenda. It does not define Christianity over and against any other position,
in the way that the Nicene Creed so clearly defines orthodoxy in the face of an Arian threat.
The Apostles’ Creed derives its name from a fifth-century belief that each of the Twelve
Apostles contributed a statement to the text.
The creeds can thus be seen as serving two central functions: affirming the fundamental
themes of faith, and offering a framework by which heretical or deficient versions of Chris-
tianity may be identified. The dual object of creeds is thus about defining the center of
faith, and policing its periphery. Both these means of defining orthodoxy became increas-
ingly important during the later fourth century, as Christianity’s imperial privileges made
it necessary to enforce consensus within the church.
Yet there were a number of cases where intellectual persuasion was not enough to
enforce orthodoxy within the church. At several points, orthodoxy had to be imposed by
force. The most significant example of this development is to be found during the Donatist
controversy, when Constantine and his son used coercive measures against the Donatists
over a period of decades from 317, having failed to achieve church unity in the region by
negotiation.
1.5.9. The Council of Chalcedon, 451
The emperor Constantine convened the Council of Nicaea in 325 to settle debates within
the Christian church over the identity of Jesus of Nazareth. Although this Council publicly
declared its support for a theological formula which recognized the full divinity and
humanity of Christ – while allowing a certain degree of freedom in determining how
this was to be expressed – this eventually proved inadequate to settle the matter. Fresh
controversy broke out after the council, as Arius and Athanasius debated the theological
significance of the divinity of Christ (1.5.3). The bishops of Constantinople, now emerging
as the most important metropolitan center in the empire, made it clear that they were
committed supporters of Arius.
Once more, it became clear that theological argument was not going to settle the debate.
Some kind of official ruling was going to be required. The emperor Theodosius I, who
The Early Church, 100–500 67
ruled from 379 to 395, made it clear that he expected Nicene orthodoxy to be enforced
throughout his empire, and deposed the Arian bishops of Constantinople when they
resisted. Like Constantine, Theodosius wished the imperial church to be united on the
fundamentals of faith, and was prepared to use his authority to achieve consensus within
the church.
Matters were complicated, however, by the simmering tensions between the bishops of
Constantinople and Alexandria, both of whom regarded themselves as taking precedence
within the Christian world. A major dispute – often referred to as the “Nestorian contro-
versy” – broke out between Cyril, patriarch of Alexandria, and Nestorius, patriarch of
Constantinople, in the early fifth century. The issue was whether Nestorius’s understanding
of the relationship between the humanity and divinity of Christ was adequate. Nestorius
had expressed reservations about a traditional term used to refer to Mary, the mother of
Jesus of Nazareth. The term Theotokos (Greek: “bearer of God”) had come to be widely
used as a title for Mary, both expressing her own special place in the purposes of God and
reaffirming the identity of Jesus as God. In fact, Nestorius’s concerns were reasonable. Why
not also refer to Mary as Christotokos, he asked, to indicate that she was the bearer of the
Messiah?
Cyril of Alexandria smelled heresy, and argued that Nestorius did not really believe that
Jesus Christ was both divine and human. Nestorius protested both his innocence and his
orthodoxy. In the end, Theodosius II, emperor from 408 to 450, convened a council at
Ephesus in the summer of 431 to debate the matter. Nestorius presented his case poorly,
and lost both the debate, and his bishopric. The 250 bishops present reaffirmed the
decisions made at Nicaea in 325, and insisted that the use of the term Theotokos was
justified.
Once more, the debate was not really resolved. The Council of Ephesus was a holding
measure, not a solution. Further controversy developed, especially when a council con-
vened at Ephesus in August 449 with a small number of bishops present was seen by many
in the western church to have failed to defend orthodoxy adequately. Shortly after the death
of Theodosius, his successor announced that a new council would meet in October 451 in
the town of Chalcedon, in the province of Bithynia in Asia Minor. This Council was well
attended, and formulated a consensual doctrine which has since become widely accepted
within most – though not all – Christian churches.
The “Chalcedonian definition” sets out an agreed formula for making sense of the
identity of Jesus of Nazareth, which set out to safeguard his humanity, while affirming his
divinity.
Following the holy Fathers, we all with one voice confess our Lord Jesus Christ to be one and
the same Son, perfect in divinity and humanity, truly God and truly human, consisting of a
rational soul and a body, being of one substance with the Father in relation to his divinity,
and being of one substance with us in relation to his humanity, and is like us in all things
apart from sin.
The formulation was widely accepted by both the eastern and western churches, and has
come to play a normative role in Christian discussions of the identity and significance of
Jesus Christ.
68 The Early Church, 100–500
But not all were satisfied. The position generally (though slightly misleadingly) known
as “monophysitism” held that Chalcedon had developed a position which failed to do
justice to the divinity of Christ (2.1.6). Many in Alexandria felt that Chalcedon had not
adequately safeguarded Christ’s divinity. The resulting monophysite controversies are
somewhat technical theologically, making them difficult to explain simply. Yet perhaps the
most important outcome was political: many of the churches of Egypt now considered
themselves to be at odds with the churches of Europe and Asia.
This survey of early Christianity has given an overview of some of the main develop-
ments to have taken place during this fascinating and formative period. During this era,
the Christian faith moved from the margins to the center of imperial culture. Yet with the
decline of Roman power, influence, and unity in the west, the church in that region faced
new problems. How could it cope without imperial protection? Would it fade away, lacking
an imperial protector?
In fact, the western church went on to develop a new sense of identity and purpose.
In the following chapter, we shall consider the new social role and theological self-
understanding of the western church, which emerged during the Middle Ages.
Sources of Quotations
p. 1: Tacitus, Annals, XV.44.
p. 12: Chrysostom, Homily on the Epistle of St. Paul the Apostle to the Romans, 31.
p. 24: Justin Martyr, First Apology, 66–7.
p. 35: Laura K. McClure, ed. Sexuality and Gender in the Classical World: Readings and Sources. Oxford:
Wiley-Blackwell, 2008, 158.
p. 39: Pliny, Epistles, X.96–7.
p. 67: Hippolytus, The Apostolic Tradition, XXI.12–18.
For Further Reading
Ayres, Lewis. Nicaea and its Legacy: An
Approach to Fourth-Century Trinitarian The-
ology. Oxford: Oxford University Press, 2004.
Barnes, Timothy D. Constantine and Eusebius.
Cambridge, MA: Harvard University Press,
2006.
Blasi, Anthony J., Paul-André Turcotte, and
Jean Duhaime. Handbook of Early Christian-
ity: Social Science Approaches. Walnut Creek,
CA: AltaMira Press, 2002.
Botha, Pieter J. J. “Greco-Roman Literacy as
Setting for New Testament Writings.” Neotes-
tamentica 26 (1992): 192–215.
Bradshaw, Paul F. The Search for the Origins of
Christian Worship: Sources and Methods for
the Study of Early Liturgy. New York: Oxford
University Press, 2002.
Brent, Allen. A Political History of Early Christi-
anity. London: T&T Clark, 2009.
Brent, Allen. Cyprian and Roman Carthage.
Cambridge: Cambridge University Press,
2010.
Brown, Peter. The Rise of Western Christendom:
Triumph and Diversity, ad 200–1000. Oxford:
Blackwell, 2003.
Burridge, Richard A. What Are the Gospels? A
Comparison with Graeco-Roman Biography.
Grand Rapids, MI: Eerdmans, 2004.
Burtchaell, James Tunstead. From Synagogue to
Church: Public Services and Offices in the
The Early Church, 100–500 69
Earliest Christian Communities. Cambridge:
Cambridge University Press, 1992.
Butler, Rex. The New Prophecy and “New
Visions”: Evidence of Montanism in the Passion
of Saints Perpetua and Felicitas. Washington,
DC: Catholic University of America Press,
2006.
Chadwick, Henry. The Church in Ancient Society
from Galilee to Gregory the Great. Oxford:
Oxford University Press, 2001.
Clark, Elizabeth A. Reading Renunciation: Asceti-
cism and Scripture in Early Christianity. Prince-
ton, NJ: Princeton University Press, 1999.
Clark, Gillian. Women in Late Antiquity: Pagan
and Christian Lifestyles. New York: Oxford
University Press, 1994.
Cohick, Lynn H. Women in the World of the
Earliest Christians. Grand Rapids, MI: Baker
Academic, 2009.
Curran, John R. Pagan City and Christian
Capital: Rome in the Fourth Century. Oxford:
Clarendon Press, 2000.
Davis, Stephen J. Cult of St. Thecla. New York:
Oxford University Press, 2001.
de Ste. Croix, G. E. M., Michael Whitby,
and Joseph Streeter. Christian Persecution,
Martyrdom, and Orthodoxy. Oxford: Oxford
University Press, 2006.
Elm, Susanna. Virgins of God: The Making
of Asceticism in Late Antiquity. New York:
Oxford University Press, 1994.
Esler, Philip F., ed. The Early Christian World. 2
vols. London: Routledge, 2000.
Evans, G. R. The First Christian Theologians: An
Introduction to Theology in the Early Church.
Oxford: Blackwell, 2004.
Freeman, Charles. A New History of Early Chris-
tianity. New Haven, CT: Yale University Press,
2009.
Frend, W. H. C. The Donatist Church: A
Movement of Protest in Roman North Africa.
Oxford: Clarendon Press, 2000.
Green, Bernard. Christianity in Ancient Rome:
The First Three Centuries. New York: T&T
Clark, 2010.
Harland, Philip A. Dynamics of Identity in the
World of the Early Christians: Associations,
Judeans, and Cultural Minorities. New York:
T&T Clark, 2009.
Harmless, William. Desert Christians: An
Introduction to the Literature of Early Monas-
ticism. New York: Oxford University Press,
2004.
Harris, William V., ed. The Spread of Christianity
in the First Four Centuries: Essays in Explana-
tion. Leiden: Brill, 2005.
Hultgren, Arland J. The Rise of Normative
Christianity. Minneapolis: Fortress Press,
1994.
Humphries, Mark. Early Christianity. London:
Routledge, 2006.
Hunter, David G. Marriage, Celibacy, and Heresy
in Ancient Christianity: The Jovianist Contro-
versy. New York: Oxford University Press,
2007.
Kelly, J. N. D. Early Christian Doctrines. London:
Continuum, 2000.
Lampe, Peter. From Paul to Valentinus: Chris-
tians at Rome in the First Two Centuries. Min-
neapolis: Fortress Press, 2003.
Levine, Amy-Jill, and Maria Mayo Robbins, eds.
Feminist Companion to Patristic Literature.
New York: T&T Clark, 2008.
Lieu, Judith. Christian Identity in the Jewish and
Graeco-Roman World. Oxford: Oxford Uni-
versity Press, 2006.
Lössl, Josef. Early Church: Christianity in Late
Antiquity. London: T&T Clark, 2010.
McGrath, Alister E. Heresy. San Francisco:
HarperOne, 2008.
Metzger, Bruce M. The Canon of the New Testa-
ment: Its Origin, Development, and Signifi-
cance. Oxford: Clarendon Press, 1997.
Nathan, Geoffrey. The Family in Late Antiq-
uity: The Rise of Christianity and the Endur-
ance of Tradition. New York: Routledge,
2000.
Odahl, Charles M. Constantine and the Christian
Empire. London: Routledge, 2004.
Stark, Rodney. The Rise of Christianity: A Soci-
ologist Reconsiders History. Princeton, NJ:
Princeton University Press, 1996.
Still, Todd D., and David G. Horrell. After the
First Urban Christians: The Social-Scientific
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Study of Pauline Christianity Twenty-Five
Years Later. New York: Continuum, 2009.
Vessey, Mark. “The Forging of Orthodoxy in
Latin Christian Literature: A Case Study.”
Journal of Early Christian Studies 4 (1996):
495–513.
Wilken, Robert L. The Spirit of Early Christian
Thought: Seeking the Face of God. New Haven,
CT: Yale University Press, 2003.
Williams, Rowan. Arius: Heresy and Tradition.
Grand Rapids, MI: Eerdmans, 2002.
Young, Frances M. Biblical Exegesis and the
Formation of Christian Culture. Cambridge:
Cambridge University Press, 1997.
Young, Frances, Lewis Ayres, and Andrew Louth,
eds. The Cambridge History of Early Christian
Literature. Cambridge: Cambridge University
Press, 2004.
2
The Middle Ages and
Renaissance, c. 500–c. 1500
With the collapse and gradual disintegration of the western Roman Empire in the fifth
century (1.4.6), the face of Europe began to change. A patchwork of regions and city-states
began to emerge, each competing for territory and influence. Yet during this period of
fragmentation, the Christian church gradually began to develop a political and temporal
role that placed it at the heart of western culture. As some degree of political and economic
stability emerged around the year 1100, the church was poised to exercise a major role in
shaping the culture of the Middle Ages. In this chapter, we shall explore some aspects of
the development of the church in western Europe in this fascinating period, taking our
story to the eve of the European Reformation.
By the year 600, Christianity had established itself throughout much of the region of
what we now know as the Middle East, including the coastal regions of western North
Africa. To the north, Christianity had established its presence up to the Danube and the
Rhine. Christian expansion had also taken place to the east of the Roman Empire in Persia,
where a form of Christianity that came to be known as “Nestorianism” had gained influ-
ence. Christianity is also thought to have become established in India by the end of the
third century.
The situation of Christianity in the Mediterranean region changed significantly through
the rise of Islam (2.1.3) – the religious belief system based on the teachings of Muhammad
(570–632). After Muhammad’s death, Islam was spread by military conquest throughout
much of the Middle East, including the Roman colonies of North Africa. Islam established
itself in Spain, and began to expand into France in the eighth century, until military defeat
checked this development.
Christians were regarded by Islam as “People of the Book,” and allowed a degree of
religious freedom. Yet while they were not forced to convert, they were obliged to pay
special taxes, and to wear clothing that distinguished them from Muslims. While Muslims
Christian History: An Introduction, First Edition. Alister E. McGrath.
© 2013 John Wiley & Sons, Ltd. Published 2013 by John Wiley & Sons, Ltd.
72 The Middle Ages and Renaissance, c. 500–c. 1500
were permitted to marry Christian women, Christian men were not permitted to marry
Muslim women.
Fear of further Islamic expansion in Europe, whether from Spain in the southwest to
Turkey in the southeast was a constant concern throughout the period of the Middle Ages,
and extended well into the early modern period. The fall of the great Byzantine city of
Constantinople to Islamic armies in 1453 caused concern throughout Europe (2.4.7), as
some believed it represented a tipping point, marking the possible end of a Christian
Europe.
The emergence of the Middle Ages is a complex and fascinating story, involving the
political and social renewal of western Europe, the slow decline and fall of the great Byz-
antine empire in the east, the rediscovery of the philosophical and scientific writings of the
ancient world preserved by Arabic scholars, and the great renewal of letters that we know
as the “Renaissance.” All of these shaped the narrative of Christian history, as we shall see
in what follows.
2.1. Setting the Context: The Background to the High Middle Ages
The terms “Middle Ages” and “medieval” were invented in the sixteenth century. The
European Renaissance (2.5.2) was then at its height. It had captured the hearts and minds
of many in western Europe with its program of a return to the cultural glories of ancient
Rome and Athens. The term “Middle Ages” was created by humanists to refer disparagingly
to what they considered to be the rather uninteresting and dull period in western European
history between antiquity and its rediscovery in the Renaissance. Partly because it was a
term of abuse, the term is not historically precise. Yet the phrase “the Middle Ages” is so
widely used that it cannot be avoided.
So how are the Middle Ages to be defined? When did this period begin? And when did
it end? History is continuous; historical periods are the invention of historians. There is
no “right” definition of the Middle Ages. In its broadest sense, the period can be said to
have begun in 476, with the forced resignation of the emperor Romulus Augustus, and the
end of the western Roman Empire. Various markers might be proposed for signaling
its end – such as the conquest of Constantinople by the Turks in 1453 (2.4.7), the invention
of moveable type by the printer Johann Gutenberg in the 1450s (2.5.1), or the opening
up of the great era of maritime exploration, especially Christopher Columbus’s voyage to
the Americas in 1492 (2.5.7).
If this generous definition of the “Middle Ages” is accepted, it is a period which is over
a thousand years long. Although some courses in church history tend to focus on the period
1000–1500, there are many developments of importance in the history of Christianity in
western Europe during the period 500–1000, which set the context for the “High Middle
Ages.” The first section in this discussion (2.1) deals with these important developments,
especially during the reign of Charlemagne, which help us understand the later develop-
ment of Christian history in Europe. We therefore begin by reflecting on how western
Christianity adapted to meet the situation which resulted from the decline and fall of the
western Roman Empire.
The Middle Ages and Renaissance, c. 500–c. 1500 73
2.1.1. Western Christianity after the Fall of Rome
The forced abdication of the western Roman emperor Romulus Augustus in 476 led to the
fragmentation of the Roman administrative system (1.4.6). What had hitherto been a regu-
lated and centralized system of government began to break down, with power passing to
local rulers. The church, however, retained its episcopal system, which had been signifi-
cantly influenced by Roman imperial practices.
Whereas a bishop appears originally to have been the leader of a local congregation, the
church increasingly adopted a “monoepiscopal” model, by which a single bishop had
authority over Christian priests and congregations in a specified area. Bishops now exer-
cised spiritual authority over specific geographical areas (“dioceses,” derived from the
Greek word dioikēsis, referring to an “area of administration” or “province”), in much
the way as a Roman governor ruled provinces. The recognition of Christianity as the state
religion of the empire inevitably led to bishops possessing both political (often referred to
as “temporal”) and spiritual authority, leading to the church developing organizational
structures which paralleled those of the state. But the collapse of western imperial struc-
tures in the late fifth century was not paralleled by a failure on the part of their ecclesiastical
counterparts.
By the middle of the fourth century, the metropolitan bishops of Rome, Constantinople,
Alexandria, and Antioch had come to be recognized as possessing a dignity and authority
which allowed them to take primacy over other bishops. This authority was formalized by
a number of councils, most notably the Council of Chalcedon. The metropolitan bishop
of Rome was the only western Christian leader to be given precedence in this way.
In the western church, the bishop of Rome began to be treated as an arbitrator in dis-
putes between bishops and churches, reinforcing the perception that he stood above other
bishops – not necessarily by rank, but by convention. A number of factors led to this
development during the third century. Some were pragmatic. Rome was, after all, the
“eternal city,” the capital of the Roman Empire. Others were spiritual. The apostles Peter
and Paul were both held to have been martyred and buried in Rome. The term “pope”
(Latin: papa) was originally used to refer to any revered Christian bishop. Gradually,
however, the title came to be seen as especially appropriate for the bishop of Rome. Siricius,
who was bishop of Rome from 384–99, formalized this practice, and ruled that the title
“pope” should now be used only to refer to him and his successors. The first known papal
“decretal” – that is, a letter giving binding rulings on disputes within the church – dates
from his reign. While the emperors abandoned Rome in the face of the Visigoth threat in
the first decade of the fifth century, the popes remained in Rome, coming to play an impor-
tant role in negotiations with the invaders.
This centralization of religious authority in Rome continued under Innocent I, pope
from 402–17. In January 417, Innocent wrote to the African bishops about religious con-
troversies that had arisen in their region, insisting that:
Nothing that has been determined even in the most remote and distant provinces should be
taken as finally settled unless it has come to the notice of this See, that any correct pronounce-
ment might be confirmed by all the authority of this See, and that other churches might learn
from this what they should teach.
74 The Middle Ages and Renaissance, c. 500–c. 1500
This increasing concentration of spiritual and political power in Rome was made possible
by the absence of any alternative power structures, following the collapse of the central
imperial administration in the late fifth century. Strong popes imposed their authority. Leo
the Great, pope from 440–61, played a particularly important role in solidifying the author-
ity of the papacy at both the theoretical and practical levels.
Leo introduced the use of the term pontifex maximus (the Roman term for the chief
priest of the city in pagan times, and later transferred to the emperor) to refer to the pope.
He also framed some of the traditional arguments that subsequently became normative
for papal claims to authority. For example, Leo argued that Jesus of Nazareth had made
Peter and his successors the rock on which his church would be built. Since the bishop of
Rome was the successor of Peter, who had been martyred in the city, it followed that the
pope was the ultimate foundation of the church.
Although the Roman Empire had collapsed in the west, the eastern empire was unaf-
fected by the invasions in the west (1.4.7). During the sixth century, emperors based in
Constantinople began a military campaign to recapture Italy, and incorporate it into the
eastern empire. These campaigns were not totally successful. Nevertheless, by the seventh
century, Byzantium had established authority over a large area of territory, which took the
form of a diagonal band running roughly from Ravenna in the northeast of Italy to Rome
and Naples in the southwest. Yet the emperor found it difficult to assert authority in the
western area of Italy, allowing the pope to exercise considerable political and social influ-
ence in these regions.
By the end of the sixth century, the church was the only international organization in
western Europe to have survived the collapse of the Roman Empire. Increased missionary
activity under the reign of Gregory the Great, pope from 590 to 604, and other popes both
increased Christianity’s reach and influence, and added further to the importance of the
church as an agent of social cohesion. Gregory the Great laid the foundations for establish-
ing papal control of the church outside of Italy by sending a mission of Benedictine monks
to convert the pagan Anglo-Saxons.
Gregory established a system of church government in England which gradually became
standard within the western church. The country was divided into dioceses (analogous
to classic Roman provinces), each of which was ruled by a bishop. These bishops were
accountable to an archbishop, who was in turn accountable to the pope. Gregory’s intention
was originally to locate his archbishop in the city of London; in the end, political wrangling
with local rulers led him to choose the Kentish town of Canterbury instead.
Christianity had remained a presence in England since Roman days, and had undergone
a minor renaissance in the north as a result of Irish missionaries. However, the form of
Christianity that Gregory introduced would not be subject to local control, but would be
under the authority of the pope in Rome. Despite its evangelistic intentions, the mis-
sion of Augustine of Canterbury to England ended up by establishing a new centralized
model of ecclesiastical government that could be adapted for use elsewhere in Europe in
succeeding centuries.
The task of establishing papal control of the church and extending the Pope’s tem-
poral authority was continued by Gregory’s successors. In the eighth century, English
missionaries brought with them the new English pattern of church government to
The Middle Ages and Renaissance, c. 500–c. 1500 75
Germany and France, consolidating the authority of the pope over the western European
church. A further development of importance was the “Donation of Pepin” (754–6),
which created the “Papal States” – lands owned and controlled by the papacy. The
Frankish ruler Pepin the Short had conquered some territories in northern Italy, which
he gave to the Pope, thus establishing a region over which the pope had both temporal
and spiritual power.
2.1.2. The Rise of Celtic Christianity
The rise of Christianity in the Celtic regions of Europe – more specifically, Ireland, Scot-
land, Cornwall, Brittany, and Wales – is of considerable interest, not least in that this form
of Christianity found itself in opposition to the more Romanized forms which rapidly
gained the ascendancy in England. Although the origins of Celtic Christianity seem to lie
in Wales, it is Ireland which established itself as a major missionary center during the fifth
and sixth centuries. Other centers of missionary activity in the Celtic sphere of influence
are known from this period, most notably Candida Casa (modern-day Whithorn, in the
Galloway region of Scotland), which was established by bishop Ninian in the fifth century.
The significance of this missionary station was that it lay outside the borders of Roman
Britain, and was thus able to operate without having to conform to the norms of
Roman forms of Christianity.
The person who is traditionally held to be responsible for the evangelization of Ireland
was a Romanized Briton by the name of Magonus Sucatus Patricius, more usually known
as “Patrick” (c. 390–c. 460). There are some difficulties in clarifying Patrick’s career. Some
scholars argue that this confusion arises through some accounts of the works of Palladius,
sent by Pope Celestine I as the first bishop to Irish Christians in 431, being mistakenly
understood to refer to Patrick. According to the traditional account of his life, Patrick was
taken captive in Wales by a raiding party at the age of sixteen, and sold into slavery in
Ireland, probably in the region of Connaught. Here, he appears to have discovered the
basics of the Christian faith. After six years in captivity, he was able to escape and make his
way back to his family.
It is not clear precisely what happened between Patrick’s escape from captivity and his
subsequent return to Ireland as a missionary. A tradition, dating back to the seventh or
eighth century, refers to Patrick spending time in Gaul before his return to Ireland. It is
possible that some of Patrick’s views on church organization and structures may reflect
first-hand acquaintance with the monasticism of certain regions of southern France. There
is excellent historical evidence for trading links between Ireland and the Loire Valley around
this time.
Patrick returned to Ireland, and – according to the traditional account – established
Christianity in the region. Yet it is clear that some form of Christianity was already present
in the region. Not only does Patrick’s conversion account presuppose that others there
knew about the gospel; contemporary records dating from as early as 429 speak of the
“Palladius” noted earlier as a bishop of Ireland, indicating that at least some form of rudi-
mentary ecclesiastical structures existed in the region. Irish representatives are also known
to have been present at the Synod of Arles (314). Patrick’s achievement is perhaps best
76 The Middle Ages and Renaissance, c. 500–c. 1500
understood in terms of the consolidation and advancement of Christianity, rather than its
establishment in the first place.
The monastic idea took hold very quickly in Ireland. Historical sources indicate that
Ireland was largely a nomadic and tribal society at this time, without any permanent set-
tlements of any importance. The monastic quest for solitude and isolation was ideally
suited to the Irish way of life, and allowed local noble families to be integrated into monas-
tic structures. Whereas in western Europe as a whole, monasticism tended to lie on the
margins of the authority structures of the church, in Ireland it rapidly became its dominant
form. The Irish church was monastic in its outlook, with the abbot rather than the bishop
being seen as the figure of spiritual authority.
The authority structures which emerged within Celtic Christianity thus differed signifi-
cantly from those which came to dominate the Roman-British church around this time.
The Irish monastic model came to be seen as a threat to the Roman model of the episcopate,
in which the government of the church resided firmly in the hands of the bishops. None
of the abbots of Iona ever allowed bishops to formally ordain them, rejecting the need
for any such official recognition. In Ireland, some of the older bishoprics (including
Armagh) were reorganized on a monastic basis, with others being absorbed by monasteries.
Abbeys were responsible for the pastoral care of the churches which grew up in their vicin-
ity. The Roman episcopal system was thus marginalized. The Celtic church leaders were
openly critical of worldly wealth and status, including the use of horses as a mode of
transport, and any form of luxury.
Theologically, Celtic Christianity also stressed the importance of the world of nature as
a means of knowing God. This is especially clear from the ancient Irish hymn traditionally
ascribed to Patrick, and known as “St. Patrick’s Breastplate.” The theme of a “breastplate”
was common in Celtic Christian spirituality. It is based upon Paul’s references to the
“armor of God” (Ephesians 6:10–18), and develops the theme of the believer being pro-
tected by the presence of God and a whole range of associated powers. Although strongly
Trinitarian in its structure, it shows a fascination with the natural world as a means of
knowing God. The God who made the world is the same God who will protect Christians
from all dangers.
The Irish monasteries acted as centers for missionary activity, often using sea lanes as
channels for the transmission of Christianity. Brendan (died c. 580) and Columba (died
c. 597) are excellent examples of this type of missionary. In a poem entitled “The Naviga-
tion of St. Brendan” (c. 1050), Brendan is praised for his journeys to the “northern and
western isles” (usually assumed to be the Orkneys and Hebrides, off the coast of Scotland).
Columba brought Christianity from the north of Ireland to the Western Isles of Scot-
land, and established the abbey of Iona as a missionary outpost. From there, Christianity
spread southwards and eastwards. Aidan (died 651) is an excellent example of a monk from
Iona who acted as a missionary in this way. At the invitation of the king of the region of
Northumbria, he established a missionary monastery on the island of Lindisfarne, off the
east coast of northern England. Celtic Christianity began to penetrate into France, and
become increasingly influential in the region.
The tensions between Celtic Christianity and its Roman rivals could not be ignored.
Celtic Christianity threatened to undermine the episcopate, reduce the power of Rome,
The Middle Ages and Renaissance, c. 500–c. 1500 77
make it more difficult for Christianity to become culturally acceptable, and to make monas-
ticism the norm for Christian living. By 597, the year of Columba’s death, the ascendancy
of the Celtic vision seemed inevitable. However, the following century saw a series of
developments which led to its gradual eclipse outside its heartlands of Ireland. By a
coincidence of history, the event which led to its eclipse took place in the same year as
Columba’s death. In 597, Augustine of Canterbury was sent to England by Pope Gregory
to evangelize the English (2.1.1). As Roman forms of Christianity became established in
England, tensions arose between northern and southern English Christians, the former
remaining faithful to Celtic traditions, and the latter to Roman.
The northeastern English town Streanaeshalch – later renamed “Whitby” – had risen to
fame on account of the work of the Anglo-Saxon noblewoman Hild (614–80), who estab-
lished an abbey and convent there in 657. The Synod of Whitby (664) is widely seen as
establishing the institutional dominance of Roman Christianity in England. Although the
Synod focused on the question of when Easter should be celebrated (Celtic and Roman
traditions differed on the issue), the real issue concerned the growing influence of the
archbishopric of Canterbury, which was accountable to Rome. The Saxon invasions of
England in the previous century resulted in further major cultural changes in the region.
It was probably inevitable that Celtic culture, including its distinctive approach to Chris-
tianity, would be relegated to the geographical margins of Britain, as Saxon expansion
continued.
2.1.3. The Seventh Century: Islam and Arab Expansion
By the year 600, Christianity had established itself throughout much of the region of what
we now know as the Middle East, including the coastal regions of western North Africa.
To the north, Christianity was a presence up to the Danube and the Rhine. Christian expan-
sion had also taken place to the east of the Roman Empire in Persia, where a form of
Christianity that came to be known as “Nestorianism” had gained influence.
The situation changed significantly through the rise of Islam – the religious belief system
based on the teachings of Muhammad (570–632), which provided a new religious identity
for the Arab people. Initially, Islamic expansion was confined to the Arabian peninsula.
During the Rashidun Caliphate (c. 632–61), immediately following the death of Muham-
mad, Islam expanded rapidly by military conquest. The ease with which this was achieved
was partly a reflection of the weakness of surrounding regions, which were often exhausted
by internecine struggles or tensions with their neighbors. By 640, the Caliphate had
extended to Mesopotamia, Syria, and Palestine; by 642, to Egypt; and by 643, to the Persian
Empire. Three of the five metropolitan sees of the “Pentarchy” – Jerusalem, Alexandria,
and Antioch – were now in Islamic hands, and ceased to function as centers of Christian
theology and political administration.
The second major period in Islamic expansion took place under the Umayyad Caliphate
(c. 661–750), based at Damascus. Islamic armies moved westwards along the North African
coast, and crossed the Straits of Gibraltar, establishing a presence in Spain (referred to in
Arabic as “Al-Andalus”). This expansion into Europe was brought to an end by the defeat
of the Arab army by the Franks at the Battle of Tours in 732. Eventually, the Umayyad
78 The Middle Ages and Renaissance, c. 500–c. 1500
Caliphate was ended by its defeat at the hands of the Abbasids, who relocated the center
of the Caliphate from Damascus to Baghdad. Only Al-Andalus remained in the hands of
the Umayyads.
The Abbasid Caliphate is widely regarded as a “Golden Age” in the history of Islam,
during which scientific research and other forms of scholarship flourished. Texts of classical
philosophy and science – such as Aristotle – were preserved and translated. Spain became
an important meeting point for Islam and Christianity, and would play an important role
in the medieval Christian rediscovery of classical philosophy and science. The Abbasid
Caliphate eventually came to an end in 1519, when Turkish armies overwhelmed much of
its territory, which was incorporated into the Ottoman Empire, based at Constantinople.
The rise of Islam was of decisive importance for the history of Christianity in the Middle
Ages. Perhaps most obviously, Christian regions of Europe began to fear for their safety, in
the light of what seemed like inexorable Islamic expansion in Spain and Turkey. The origins
of the Crusades lie partly in this growing concern about the stability of Christendom.
Yet Islam also offered intellectual stimulus to Christian theologians, both in the east and
west. The rediscovery of Aristotle is widely regarded as resting on Arab scholarship,
and we shall consider this development later in this chapter. Islam also provided an intel-
lectual motivation for Christian theologians to develop their ideas, especially concerning
the nature of God. Medieval theology often engaged the issues raised by Islamic theologians
of the period, particularly al-Ghazali (1058–1111) and Avicenna (the Latinized name of
Ibn Sina, c. 980–1058). Medieval debates about the freedom of God often reflect an aware-
ness of the issues raised by these writers, and were often guided by classical resources, which
had been preserved in Arabic translations. We shall consider this further at a later point in
our discussion (2.2.2).
2.1.4. The Age of Charlemagne
In the sixth century, the term “Franks” (Latin: Franci) came to be used to refer to a group
of Germanic tribes who established a stable and significant kingdom between the Rhine
and Loire rivers. The increasing importance of the Franks in shaping Christian Europe is
best seen from the rise of Charlemagne and the establishment of what would later be
known as the “Holy Roman Empire.” The emperor Charlemagne (c. 742–814) played a
critically important role in shaping the cultural identity of western Europe, and establishing
Christianity as the dominant religious faith in the region. The name “Charlemagne” is really
a title – “Charles the Great” (French: “Charles le Magne”) – and refers to Charles, the son
of the Frankish king Pepin the Short, who continued his father’s attempt to consolidate
groups of small nations into a much larger kingdom.
Charlemagne’s reversal of the decentralization of power following the collapse of the
western Roman Empire led to the establishment of a new political entity straddling
the regions of Italy, France, and Germany, which became known as the “Holy Roman
Empire.” This consolidation of power was closely linked with the church. Papal support
for both Pepin the Short and Charlemagne was important in securing wider acceptance of
their authority. On December 25, 799, in Saint Peter’s Basilica in Rome, Pope Leo III
crowned Charlemagne as Imperator Romanorum (“Emperor of the Romans”). It was a
The Middle Ages and Renaissance, c. 500–c. 1500 79
symbolic move of enormous importance. A Christianized Roman Empire was being
restored in western Europe. This development consolidated the importance of the pope as
a European spiritual leader and power broker, and ensured that the church was firmly
embedded in the new social order.
One of Charlemagne’s most significant achievements was to reverse the Islamic advance
into southwestern Europe. Islamic invaders had occupied most of Spain in the eighth
century, and had crossed the Pyrenees into southern France (2.1.3). By the end of Charle-
magne’s reign, this threat had been neutralized.
The age of Charlemagne witnessed a resurgence in culture in the eighth and ninth
centuries – often referred to as the “Carolingian Renaissance” – primarily among the clergy.
In part, this development was due to the rising importance of monasteries as centers of
learning and culture. Charlemagne invited the leading English scholar Alcuin of York (died
804) to help develop the educational programs of his palace school at Aachen from 782.
This reflected a wider realization at the time of the importance of scholarship and learning,
reflected in the production of manuscripts at monastic centers throughout western Europe.
One of the more interesting developments of this period was the invention of the “Caroline
miniscule script” – a form of handwriting particularly suitable for copying manuscripts –
at the monastery of Corbie. In view of the importance of the church in bringing about
Figure 2.1 Coronation of the emperor Charlemagne (742–814) by Pope Leo III (c. 750–816) at
St. Peters, Rome in 800, Grandes Chroniques de France, 1375–9, f.106r vellum, French School, four-
teenth century. Bibliotheque Municipale, Castres, France/Giraudon/The Bridgeman Art Library
80 The Middle Ages and Renaissance, c. 500–c. 1500
this intellectual renaissance, we shall consider the development of these cathedral schools
in more detail.
2.1.5. The Rise of the Monastic and Cathedral Schools
For modern readers, the universities stand at the center of the world’s intellectual reflec-
tion and scholarly research. Yet the idea of the university had yet to develop in the
ninth century; as we shall see, this new institution would not emerge until the late eleventh
century. During the period 800–1100, it was schools attached to monasteries and cathedrals
that began to achieve distinction as centers of scholarship.
The development of cathedral schools was often due to the educational vision of the
bishop of the diocese. As the traditional educational structures of the Roman Empire began
to collapse in the late fifth century, bishops made arrangements to ensure that their clergy
would continue to be well educated. In part, this was a pragmatic decision, reflecting the
need to have a literate clergy, capable of writing and possessing basic administrative skills.
Yet it was often a decision that was also based on a love of learning, and a desire to keep
scholarship alive in a time when there were limited opportunities for study and research.
Although the earliest such cathedral schools developed in Spain during the sixth and
early seventh centuries, some of the most important schools of this kind developed in
England. The conversion of England to Christianity as a result of Gregory the Great’s deci-
sion to send missionaries to the region created an urgent need for theological education
(2.1.1). Provision had to be made for the education of clergy in a region with little recent
history of Christian scholarship. Cathedral schools initially developed at Canterbury (597)
and Rochester (604) in Kent, in the south of England, soon to be followed by a major school
at York Minster in the north of England (627).
The next wave of cathedral schools were established in France, especially at the cathe-
drals of Chartres, Laon, Liège, Orléans, Paris, Rheims, and Rouen. The cathedral school of
Paris would eventually become the University of Paris in the twelfth century. These schools
were under the control of the local bishop, and generally focused on educating local
clergy.
Yet such cathedral schools were not the only centers of learning. Some of Europe’s great
monasteries, most of which followed the Order of St. Benedict, emerged as centers of excel-
lence in scholarship, building up large libraries. Indeed, many monasteries considered
scholarship to be essential to their calling. Three elements were of particular importance
in Benedictine spirituality: liturgical prayer, manual labor, and lectio divina (Latin: “divine
reading”) – a quiet, meditative reading of the Bible. Although many monks were able to
commit biblical texts to memory, the important place given to lectio divina inevitably
created a demand for texts of the Bible, which had to be copied out by hand.
Many monasteries established a scriptorium – a special room or section of the library
dedicated to the copying of manuscripts – and built up libraries, often including classical
works of history and literature alongside biblical texts and works of Christian theology.
Monastic libraries of the Carolingian era were filled with Christian and pagan works, which
were copied carefully for purposes of transmission. Many of the classical works widely
consulted today have survived because of this copying process in the Carolingian period.
The Middle Ages and Renaissance, c. 500–c. 1500 81
For example, two of the earliest manuscripts of Julius Caesar’s Gallic Wars were both
created in France in the ninth century.
2.1.6. Byzantine Christianity: Monophysitism and Iconoclasm
Although the Council of Chalcedon (451) was intended to put an end to divisive Christo-
logical debates throughout the Christian world (1.5.9), its formal definition of the identity
of Jesus of Nazareth never achieved universal acceptance throughout the eastern empire.
Chalcedon affirmed the “two natures” of Christ, in that he was declared to be truly human
and truly divine (1.5.9). The “Monophysites,” who were especially influential in Egypt and
Syria, insisted that Christ had to be understood to possess a single nature. The term “Mono-
physite” (Greek: “single nature”) was not generally used by those who had misgivings about
the Council of Chalcedon’s formula for understanding the identity of Jesus of Nazareth;
they generally preferred the related term “Miaphysite” (Greek: “one nature”).
Although this provoked several attempts at theological diplomacy during the sixth
century, aiming to minimize the divergence between the two parties, in the end the divi-
sions proved impossible to heal. It led to a schism between Orthodox Christian churches
in Europe, and a group of churches in Egypt, Ethiopia, Syria, and Armenia (now often
known as “Oriental Orthodox” churches). These divisions remain to this day. The Oriental
Orthodox churches recognize the authority of only the first three ecumenical councils: the
Council of Nicaea (325), the Council of Constantinople (381), and the Council of Ephesus
(431), arguing that things went wrong at the Council of Chalcedon (451).
Yet the most divisive debate of this age concerned the place of icons in Christian worship
and devotion. (The Greek word eikon means “an image.”) One of the most characteristic
features of eastern Orthodoxy is its use of icons as “windows of perception,” both in public
worship and personal devotion. Yet this practice came under intense criticism during the
“iconoclastic” (from the Greek terms for “image-breaking”) controversies of the eighth and
ninth centuries. Although other issues were involved, one of the central questions was
whether it was legitimate to create images of Christ for the purposes of devotion. This
custom had long been in existence in the eastern church, and was regarded as unproblem-
atic by most Christians in the region. Yet in the early eighth century, this practice began to
be questioned.
The event that triggered the first iconoclastic controversy took place at some point
around the year 730, when the Emperor Leo III ordered the removal of an image of Christ
that was prominently positioned over the ceremonial entrance to the Great Palace of Con-
stantinople. Leo did not consult with church leaders in removing this image, and probably
did not have their support in doing so. One possible motivation for this change was the
growing influence of Islam in the region (2.1.3). Given Islam’s hostility towards any images
of the divine, Leo may have concluded that it might be politic to remove any possible cause
for offense to his Islamic neighbors, and hence reduce the likelihood of political tensions
and possibly invasions.
Yet Leo faced considerable opposition to his iconoclastic campaign. Icons had come to
play an important role in popular devotion, and especially in monastic spirituality. John
of Damascus became a leading critic of iconoclasm, pointing out that the doctrine of the
82 The Middle Ages and Renaissance, c. 500–c. 1500
incarnation gave a powerful theological rationale for the use of icons in worship and
devotion. John was based in Damascus, which by then had become a major Islamic admin-
istrative and political center. His Exposition of the Orthodox Faith gained widespread
recognition as a theological classic, and did much to shape the distinct theological and
spiritual outlook of Orthodoxy. Leo’s hostility towards icons was maintained by his suc-
cessors as emperors, until it was finally ended by the empress Irene in 787.
Although the origins of the iconoclastic controversy do not appear to have been prima-
rily theological, it is clear that the debate raised theological issues. One such issue was
whether the worship of icons represented some kind of idolatry. The matter was clarified
at the Second Council of Nicaea (787), which made a distinction between two kinds of
worship. In the first place, worship in the strict sense of the word (Greek: latria) was to be
given only to God, and was therefore totally inappropriate in the case of icons. Yet there
was a weaker sense of the term (Greek: doulia) – perhaps best rendered by the English
words “veneration” or “reverence” – which was appropriate for icons. The Council appears
to have recognized that these two notions were often confused in popular devotion, and
needed to be distinguished.
Yet this did not end the controversy. After a period of relative tranquility, a later emperor
revived iconoclasm in 815. Once more, it seems that the politically desirable goal of easing
relationships with neighboring Islamic territories appears to have been a consideration,
although it remains unclear what prompted this development, which had little popular
support. Once more, iconoclasm was brought to an end by an empress, when Theodora
declared the restoration of icons in 843. After this, the use of idols ceased to be controver-
sial. This controversy had a profound effect on the production of Byzantine icons after
their reintroduction in 843. New styles of iconography developed, including the evolution
of distinct portrait types for individual saints.
Debates also developed in the western church around this time. In what follows, we shall
consider some theological disputes that emerged in a leading school of theology in north-
ern France during the ninth century.
2.1.7. Ninth-Century Debates: The Real Presence and Predestination
One of the most important French monastic schools of theology was founded in the
seventh century at Corbie, in the northern region of Picardy. By the ninth century,
the monastery of Corbie had become one of the most important centers of learning in the
region, with a large library including many works of classical Latin literature. Several of
the leading scholars and thinkers of the age were attracted to the monastery, including
Paschasius Radbertus (died 865) and Ratramnus (died 868).
These two scholars found themselves at the center of a divisive debate over the nature
of the real presence. Both wrote works with the same title, Concerning the Body and
Blood of Christ, while developing diametrically opposed understandings of the real pres-
ence. Radbertus, whose work was completed around 844, developed the idea that the bread
and the wine become the body and blood of Christ in reality; Ratramnus, whose work was
written shortly afterwards, defended the view that they were merely symbols of Christ’s
body and blood. Although Radbertus found it somewhat difficult to provide a convincing
The Middle Ages and Renaissance, c. 500–c. 1500 83
explanation of precisely how ordinary bread was transformed into the body of Christ, he
had no doubts about the physical reality and spiritual importance of the change.
Ratramnus was not convinced, and took a very different position. The difference between
ordinary and consecrated bread lay in the way in which the believer perceived them. The
consecrated bread remained bread; however, the believer was enabled to perceive a deeper
spiritual meaning as a result of its consecration. The difference between ordinary and
consecrated bread was thus subjective, rather than objective, lying within the believer,
rather than within the bread itself.
The school of Corbie was also linked to another debate of the ninth century, this time
focusing on the question of predestination. The issue under debate arose from what many
regarded as an unresolved issue in the theology of grace developed by Augustine of Hippo
during the Pelagian controversy (1.5.6). Did God actively predestine some people to dam-
nation? Or were they merely passed over, in the sense that God failed to predestine them
to salvation? Augustine tends (although he is not entirely consistent in this respect) to treat
predestination as something which is active and positive – a deliberate decision to redeem
on God’s part. However, as his critics pointed out, this decision to redeem some was equally
a decision not to redeem others.
This question surfaced with new force during the great predestinarian controversy of
the ninth century, in which the Benedictine monk Godescalc of Orbais (c. 804–c. 869, also
known as “Gottschalk”) developed a doctrine of double predestination similar to that later
to be associated with Calvin and his followers. Although Godescalc was chiefly associated
with the monastic school at Orbais in the diocese of Soissons, he also spent some time
studying at the monastery at Corbie, and may well have used its library to help him develop
his position.
Pursuing with relentless logic the implications of his assertion that God has predestined
some to eternal damnation, Godescalc pointed out that it was thus quite improper to speak
of Christ dying for such individuals. If he had, and their fate was unaffected, it would follow
that he had died in vain – which was unthinkable. Godescalc therefore proposed that Christ
died only for the elect. The scope of his redeeming work was restricted, limited only to those
who were predestined to benefit from his death. Most ninth-century writers reacted criti-
cally to this assertion.
2.1.8. Orthodox Missions to Eastern Europe: Bulgaria and Russia
As we noted earlier, Charlemagne’s vision of a new Frankish empire changed the face of
western Europe (2.1.4). Many saw Charlemagne as reestablishing the political and cultural
authority of the now-vanished Roman Empire, bring new stability to the region. But what
of eastern Europe?
The eastern Roman Empire persisted long after the fragmentation of the western empire
into territories and regional powers, even reasserting its authority for a while over regions
of Italy (1.4.7). But what of the territories to the north of Constantinople? Although
Christianity had established a foothold in this region in earlier centuries, the collapse
of the Roman Empire had led to the reversion of most peoples to various forms of
paganism.
84 The Middle Ages and Renaissance, c. 500–c. 1500
By the ninth century, the peoples of southeastern Europe – such as the Bulgars and
Magyars – increasingly found themselves in a difficult political situation. To their west was
an increasingly powerful Frankish Empire with obvious territorial ambitions; to their east
was the equally powerful Byzantine Empire. The political realities were obvious: some kind
of alliance would have to be established with one of these power blocs at some point, if
these peoples were to preserve their independence. Yet although both these imperial powers
were Christian, they nevertheless represented very different kinds of Christianity. The
Franks were Catholic; Constantinople was Orthodox. The peoples of southeastern Europe
would have to make a choice.
In 863, a chain of events began which would lead to the gradual Christianization of this
region. Ludwig the German (806–76), grandson of the emperor Charlemagne, entered into
an alliance with the Bulgars. This caused a significant shift in the power balance in the
region. Fearing that the Franks would achieve dominance in the region, Rastislav, prince
of the neighboring Slavic region of Great Moravia, decided to ally his nation with the
eastern empire. He sent ambassadors to Constantinople asking the emperor Michael III to
send missionaries to his nation.
The emperor dispatched Cyril and Methodius, two brothers who were familiar with
Slavic dialects. They arrived in Velehrad, the capital of Moravia, in 864, and began translat-
ing Christian writings into Slavic. The brothers developed what is now known as the
Glagolitic alphabet, based on Greek, in order to write down these translations. The Cyrillic
alphabet, used in Russian, is also linked to this development, although it is now considered
to have been developed by a disciple of Cyril, rather than by Cyril himself.
Yet the politics of the region began to shift, with the result that Moravia now came under
Catholic influence from Rome, rather than Orthodox influence from Constantinople. The
Bulgars, having initially decided to adopt Catholicism, now began to show a preference for
Orthodoxy. The question which decided the issue was whether the Bulgarians would be
allowed to have their own archbishop, or would have an outsider imposed on them by an
imperial power.
Basil I, emperor from 867 to 886, found a formula that would satisfy both sides. He
declared that any alliance with Constantinople would involve an “autocephalous” (Greek:
“self-governing”) Bulgarian church, which would be notionally under the control of
Constantinople, but would in effect be independent. This model would prove influential
in spreading the ideas and practices of Byzantine Christianity in this region, especially in
Russia (2.4.3). By adopting Orthodoxy, the Bulgars could retain their autonomy, having
their own Orthodox bishops and archbishops.
The conversion of Kievan Rus’ – an area that encompassed much of what is now Russia,
Ukraine, and Belarus – began to take place in the ninth century, as a result of the work of
Greek missionaries from Byzantium. The historical origins of the word “Rus’ ” are unclear.
Some scholars suggest that term “Rus’ ” derives from a Finnish term for the Swedes, indicat-
ing a Viking origin of some of the peoples in the region. Early Byzantine accounts about
this region indicate that its inhabitants tended to hold Scandinavian or other non-Slavonic
personal names.
The first conversion of Russia is traditionally dated to 988, when Kievan Rus’ adopted
Orthodox Christianity. The foundations for this development had been laid a generation
The Middle Ages and Renaissance, c. 500–c. 1500 85
earlier, through the growth of Christianity among the Kievan nobility. Olga of Kiev was
the first ruler of Kievan Rus’ to convert to Christianity around 950. Under her grandson,
Vladimir the Great, ruler from 980 to 1015, Kievan Rus’ first became a Christian state. Kiev
was an important trading partner with Constantinople around this time, and this com-
mercial link unquestionably intensified the region’s interest in Orthodox Christianity. Kiev
became the seat of Russian Christianity, with a metropolitan bishop appointed by the
patriarch of Constantinople.
2.1.9. The Tenth Century: Institutional Decline and Decay
The ninth century is now regarded by most historians as a cultural and intellectual high
point for Christianity in western Europe. The Carolingian Renaissance saw a rebirth of
interest in art, literature, and scholarship (2.1.4). Although this was primarily linked to
monastic and cathedral schools (2.1.5), there was a “ripple effect,” enabling this new surge
of energy to have a wider impact, especially through the imperial court. Although it is easy
to place too much importance on the image of Charlemagne as a new Roman emperor,
there is no doubt that his military and administrative skills led to the restoration of order
throughout much of western Europe. Threats remained, most notably the threat of inva-
sion or attack from Islamic armies in the south, and from the Norsemen in Scandinavia.
Yet in the ninth century, these threats were checked.
The church played an important role in the Carolingian renaissance, both as a patron
of the arts and scholarship, and as a stabilizing influence on society as a whole. The
model of church organization developed by Gregory the Great – based on bishops admin-
istering dioceses, under the authority of archbishops who were accountable to the pope –
was taking hold in much of western Europe, allowing a greater degree of centralization
than had been possible in earlier centuries. A high point in papal influence was reached
during the reign of Nicholas I, pope from 858–67. The pope was beginning to emerge as
a figure with both temporal and spiritual power. Although this was open to the risk of
abuse, it clearly enabled the church to play a significant role in social and political affairs.
Yet the Carolingian renaissance ultimately proved temporary. After Charlemagne’s
death, his empire began to fragment. Warlords and barons took control of their own
regions, and converted them into their personal fiefdoms. Local bishops were often
appointed by these lords, with the expectation of receiving spiritual benefits or political
influence in return – a practice that is often referred to as “simony.” Similarly, the death of
Nicholas I led to a series of weak and apparently corrupt popes, elected and controlled by
prominent aristocratic families in Rome, who compromised both the integrity and effi-
ciency of the church in western Europe. The requirement that clergy should be celibate was
widely flouted, either through marriage or concubines.
This corrupt period in the history of the papacy was put to an end by the emperor Otto
I. The springboard for this development was Otto’s alarm at the incompetence of John XII,
pope from 955 to 964. John XII’s father had maneuvered the Roman aristocratic vote to
ensure the election of his son as pope, despite the fact that he was a mere eighteen years
of age at the time of his election. Contemporary accounts suggest that John became
involved in numerous political and sexual intrigues, eventually leading to him being
86 The Middle Ages and Renaissance, c. 500–c. 1500
deposed by Otto I, who installed Leo VIII as his successor. This deposition proved contro-
versial, and led to further installations and depositions in the later tenth century. Benedict
VI, for example, was installed as pope in 973, and strangled the following year, as the result
of political plotting by a prominent Roman family.
Movements for reform sprang up within various sections of the church in response to
these developments – including within the papacy itself, particularly during the period
1050–80. Yet others outside the papacy were attempting to reform the church, recovering
its spirituality and limiting its secular involvement. One of the most important of these
movements was based at the Benedictine monastery of Cluny. This was founded in Bur-
gundy in 909 by William I, Duke of Aquitaine. Most patrons of monastic foundations
expected to maintain a long-term connection with the monastery, particularly in ensuring
that members of their families were appointed to prominent positions. William, however,
explicitly released Cluny from any future obligations to him or his family.
Cluny would be a self-governing community, directly under the authority of the pope –
who was unlikely to interfere in its affairs, given the geographical distance of Rome from
Burgundy. Its abbots would be elected by the monks themselves, and would not be under
any obligation to the secular nobility. The abbot of Cluny would retain authority over any
daughter houses founded from Cluny. It is estimated that, by the end of the twelfth century,
more than one thousand monasteries were linked to Cluny, which interpreted the Rule of
St. Benedict in a more rigorous manner than many other monastic institutions.
Figure 2.2 The Benedictine Abbey of Cluny, founded in 909. View from the southeast: monastery
building (eighteenth century) and the towers of Cluny III (built 1088–1130). Photo 2006, from the
series Sites Clunisiens (Cluniac Sites). Photo: Yvan Travert/akg-images
The Middle Ages and Renaissance, c. 500–c. 1500 87
We shall consider the Gregorian reforms in more detail presently (2.2.1). But we must
now turn to look at a development which brought home the full extent of the growing
alienation between the churches of the east and west – the “Great Schism” of 1054.
2.1.10. The “Great Schism” between East and West (1054)
Relations between western and eastern Christianity were generally problematic throughout
the history of early Christianity, often reflecting deep political rivalry between the pope at
Rome and the emperor at Constantinople. Although there were clear and genuine theologi-
cal differences emerging between the two Christian churches from about 700 onwards,
these were often not the primary cause of the tensions that culminated in the formal break
between the eastern and western churches in 1054.
The first serious rift between the two churches is generally known as the Acacian Schism.
This period of ruptured relationships lasted from 484 to 519, and was caused by Pope Felix
III’s rejection of the emperor Zeno’s attempt to resolve the Monophysite controversy
(2.1.6). The schism takes its name from Acacius, who was the patriarch of Constantinople
from 471 to his death in 489. Irritated as much by their political independence as by their
Christological views, Felix III excommunicated both emperor and patriarch. Eventually,
the issues were more or less resolved, and a shaky reunion was agreed in 519.
Tensions later rose between east and west over the aftermath of the iconoclastic con-
troversy of the eighth century (2.1.6). Reports which reached the west concerning this
controversy suggested that the eastern church was forcing believers to worship images,
instead of worshipping God. In part, this western perception arose because of a translation
difficulty. It was not easy to express the difference between “worship” and “veneration” in
Latin. As a result, many western theologians believed that the Second Council of Nicaea
(787) was commending idolatry.
The emperor Charlemagne was alarmed at this interpretation of the iconoclastic con-
troversy. Unaware of the translation difficulty, he considered the decisions of the Second
Council of Nicaea as representing a lapse into precisely the form of paganism which he
was attempting to overcome in Germany. He convened a council at Frankfurt in 794, which
rejected any kind of reverence or veneration of icons. While allowing images to remain in
churches for the purposes of ornamentation, or to commemorate saints, believers were
forbidden to kneel before them, to kiss them, or to burn lights in front of them. Inevitably,
this came to be seen by the eastern church as a criticism of one of its most treasured
practices.
Tensions flared again in the ninth century during the Photian Schism (863–7), partly
as a result of the western church’s introduction of the word filioque (Latin: “and from the
Son”) into its versions of the Creed, without securing approval from the eastern church.
The western churches now spoke of the Holy Spirit as “proceeding from the Father
and the Son”; the eastern churches retained the older form of words, which spoke of the
Holy Spirit as simply “proceeding from the Father.” (Ironically, recent research suggests that
the introduction of this new and problematic phrase may actually have been due to a local
council in the eastern church, around 410.) Debate continues today among scholars
about whether the introduction of the phrase filioque is of purely semantic significance, or
88 The Middle Ages and Renaissance, c. 500–c. 1500
represents a deep theological divergence from traditional Christian belief. Yet there was no
doubt of its importance at the time.
The schism of 1054 was, however, a more serious matter than these earlier disputes.
While there is little doubt that these debates helped create an atmosphere of suspicion and
distrust, they were usually resolved diplomatically without undue difficulty. There was still
only one Christian church, even though it was obvious that the east and west were develop-
ing in different manners culturally, theologically, and linguistically. These grievances may
have created tensions, but they did not lead to schism.
We have already noted the friction over the western church’s use of the phrase filioque
in its creeds (1.5.4). Yet other differences caused further tension. Should unleavened or
leavened bread be used at the eucharist? Eastern Christians retained the traditional practice
of using leavened bread (that is, bread made from flour to which yeast has been added,
causing it to rise); the west increasingly used bread made without any yeast. The east
resented the increasingly strident claims to universal authority on the part of popes (some-
times referred to as “Caesaropapalism”), and felt Constantinople’s claims to spiritual and
political authority were not being given due weight in the west.
Yet many scholars argue that the final breaking point was the intransigence of two
leading Christians of the eleventh century: Leo IX, pope from 1049 to 1054, and Michael
Cerularius, patriarch of Constantinople from 1043 to 1059. Leo’s enforcement of western
norms in southern Italian churches (which up to then had generally followed Byzantine
liturgical and devotional practices) was seen as tantamount to a claim to papal sovereignty
over the entire church. Cerularius seems to have come to the conclusion that the only way
of safeguarding the identity of the Byzantine church was to break any remaining relations
with Rome, and eliminate any papal influence at Constantinople.
Although various attempts were made during the Middle Ages to mitigate this breach
of communion, none of them really achieved very much. In part, this reflected the bitter
aftermath of the Fourth Crusade (1202–4). Although intended to neutralize Islamic mili-
tary expansion in the eastern Mediterranean, the western armies ended up besieging and
finally occupying Constantinople (2.2.5). Whether this was an intended goal of the cru-
sades remains disputed among historians. Whether accidental or deliberate, the western
sacking of Constantinople solidified the alienation between east and west. Reconciliation
between the eastern and western churches now became virtually impossible. As a result,
the western church developed along more or less independent lines during the Middle Ages,
without feeling under obligation to take Constantinople’s views into account.
2.2. The Dawn of the High Middle Ages
It is generally agreed that the eleventh century marked a transition of major importance
in the history of Christianity in western Europe. A number of developments contributed
to this changed situation. The threats of invasion of western Europe from Scandinavia or
Moorish Spain receded. The power of the eastern empire, based at Constantinople, went
into decline. Until the arrival of the Black Death in the late 1320s, western Europe was rela-
The Middle Ages and Renaissance, c. 500–c. 1500 89
tively free of the lethal pandemics that had wreaked havoc in earlier times – such as the
“Plague of Justinian” in the sixth and seventh centuries.
By the end of the eleventh century, sustained population growth in the cities of northern
Italy had laid the foundation for early forms of capitalism and a more sophisticated urban
culture. The papacy reasserted its independence and authority, and became a major reli-
gious and political influence throughout western Europe. The reforms introduced by popes
during this period deserve closer attention, and we shall consider them further in what
follows.
2.2.1. The Eleventh Century: The Gregorian Reforms
During the tenth and early eleventh centuries, the papacy was widely ridiculed as morally
and politically bankrupt (2.1.9). Later medieval church historians termed this a “dark age”
(Latin: saeculum obscurum) in the history of the church. Yet it proved to be a temporary
setback. After a period of instability and weakness, a series of reforming popes regained
the initiative, and set in place reforms to eliminate the scandals and problems that had
plagued the church in the previous century.
The most important of these measures are generally referred to as the “Gregorian
Reforms,” set in place by Gregory VII, pope from 1073 to 1085. Yet Gregory must not be
seen in isolation. His reforms are to be seen as solidifying and extending the attempts of
earlier eleventh-century popes to reform the church.
A turning point was reached with the election of the German bishop Bruno of Eguisheim-
Dagsburg as pope, who took the name Leo IX. Leo, who was pope from 1049 to 1054, was
known to favor reform. He consulted with his clergy, and reaffirmed the traditional view
that simony (the practice of deriving spiritual or financial benefits from making church
appointments) and clerical marriage were unacceptable. These reforms, which chimed in
with the monastic reforming program introduced by the abbey of Cluny (2.1.9), were
widely welcomed within the church. Leo’s period as pope was complicated by growing
theological and political tensions between east and west, which led to the “Great Schism”
of 1054. As we noted earlier, although this formal break dates from 1054, the tensions lying
behind it had been building up for years.
Nicholas II, pope from 1058 to 1061, reformed the system by which popes were elected.
Popes had typically been members of important Roman families, or else political allies of
German emperors with armies in the vicinity of Rome. Inevitably, their survival depended
on maintaining the goodwill of their sponsors, which opened the way to political manipu-
lation of church policy and appointments. Nicholas was painfully aware of the damage
caused by the influence of powerful families and political patrons on the reputation of the
papacy, having had to win the papacy by defeating and deposing Benedict X, who had won
an earlier papal election through the support of the “Tusculani,” a family which had tra-
ditionally provided candidates for the papacy, and encouraged the idea that the pope
should be chosen from – and by – the noble families of Rome.
In 1059, Nicholas reformed the system by which popes were elected, aiming to eliminate
the influence of political patrons. He convened a meeting of bishops in Rome to bring
90 The Middle Ages and Renaissance, c. 500–c. 1500
about a change in the election procedure. From now on, popes would be chosen by the
most senior clergy of the city of Rome. In later years, this electoral college would be
extended geographically. Yet the principle was clear: the election of the pope was a matter
for the church, not political sponsors with vested interests. The emperor was to be con-
sulted in making the decision; the decision, however, was to be made by the electoral
college.
The most important reforms were introduced by Gregory VII, pope from 1073 to 1085.
Gregory was already committed to the cause of reform before his election as pope, and had
played a significant role in securing the election of Nicholas II and deposing Benedict X.
Gregory regarded Benedict as a pawn of the “Tusculani,” and regarded him as an enemy
of reform.
Gregory was elected pope in April 1073 at the Lateran Basilica in Rome, following the
procedure laid down by Nicholas II in 1059. Contemporary accounts suggest this was a
popular election, even though there were some procedural irregularities. For example,
Gregory was archdeacon of Rome before his election as pope; he had never held the office
of bishop. Nor was the emperor consulted. Gregory fought off several challenges to the
legality of his election, and then concentrated on introducing reforms.
While Gregory’s reign as pope was, in some respects, a success, in others it was regarded
as a failure. His relationship with the emperor Henry IV was fractious. Riled by what
he saw as Gregory’s high-handed attitude towards him, Henry sought to have him
deposed by mobilizing factions within the church that were hostile to Gregory. Gregory
responded by excommunicating Henry. In the end, Gregory was forced to leave Rome, and
died in exile in Salerno in 1085.
Gregory’s reforms, which he was careful to present as recovering past wisdom rather
than as controversial innovations, picked up on issues which earlier reforming popes had
also considered to be important. Following Leo IX’s reforms, Gregory reaffirmed the
church’s condemnation of simony, and reasserted that priests should be celibate. All sig-
nificant matters of dispute were to be referred to Rome. This increasing centralization of
ecclesiastical administration and government in Rome inevitably led to a weakening of the
power of individual bishops. Yet the most important – and controversial – reform con-
cerned the papal rejection of the established practice by which secular lords were able to
make church appointments. This issue was central to the “Investiture Controversy,” which
needs further discussion.
The “Investiture Controversy” centered primarily on the question of who had the right
to appoint a bishop. The term “investiture” refers to “putting on the robes of office,”
raising the question of who is entitled to make such appointments. Especially during
the tenth century, this had been seen as the prerogative of a local ruler or patron. By
appointing a local bishop or abbot, a patron could expect to exercise influence over their
decisions, and possibly benefit financially from them. Gregory confirmed what other
eleventh-century popes had already declared – namely, that the right to make such
appointments lay with the pope, not with the secular authorities. In 1074, Gregory
declared: “Those who have been advanced to any grade of holy orders, or to any office,
through simony, that is the payment of money, shall hereafter have no right to officiate
in the holy church.”
The Middle Ages and Renaissance, c. 500–c. 1500 91
The emperor Henry IV reacted strongly against these proposals, rejecting the pope’s
right to make such appointments. As if to emphasize his disagreement with the pope, he
appointed his personal chaplain as bishop of the Italian city of Milan, knowing that
Gregory had already determined that another Milanese priest should have the job. Relations
between pope and emperor became so poor that Henry declared his own nominee to be
pope, and tried to depose Gregory.
In the end, controversy rumbled on for decades. The matter was finally resolved in the
following century. In September 1122, the Concordat of Worms reached agreement that
investiture would be eliminated, while allowing a mechanism by which secular leaders
could have an unofficial but nevertheless significant influence over the appointment
process.
By this time, a major renaissance was under way in western Europe – a matter which
needs further discussion in its own right.
2.2.2. The Cultural Renaissance of the Twelfth Century
The term “renaissance” tends to be used too often for comfort. Nevertheless, there are times
when its use seems justified and appropriate. The twelfth century in western Europe is now
widely seen as marking a major cultural transition. Although the term “Dark Ages” is no
longer regarded as appropriate to describe the period in western European history from
the fall of Rome to the dawn of the High Middle Ages, it nevertheless identifies a cultural
mood. With rare exceptions – such as the reign of Charlemagne – this period was more
concerned with biological, social, economic, and political survival, than with cultural
enrichment. Where there was cultural revitalization, it was short-lived. After a short period
of renewal, decline set in. The long-term stability that was so important to any kind of
renaissance seemed impossible to achieve.
Yet by the twelfth century, a number of transitions had taken place which set in place
the foundations for intellectual and cultural renewal. Renewal was now a long-term pos-
sibility, and could be expected to be sustained over generations. New cultural possibilities
emerged, including a renewal of the ideas and practices of Christianity in western Europe.
The main factors of importance were the following.
1. The end of foreign invasions. During earlier centuries, western Europe was constantly
under threat from Islamic armies in Spain, or from the Vikings to the north. Yet these
threats receded from about 1000. The seriousness of such threats must not be under-
estimated. On June 8, 793, Vikings destroyed the abbey on the Northumbrian island
of Lindisfarne, a famous center of religious learning. Monasteries and churches were
attacked by the Vikings, not necessarily because of their religious associations, but
because they were seen as economic targets on account of their alleged wealth. By 1100,
however, such threats lay largely in the past.
2. Economic renewal. Any cultural renewal depends on an economic foundation, ena-
bling patronage of the arts. Without private or institutional patrons, artists found it
difficult to focus on their crafts. International trading became increasingly important
during this period, especially with the foundation of the “Hanseatic League” in the late
92 The Middle Ages and Renaissance, c. 500–c. 1500
twelfth century. This trading alliance, based largely in the Baltic city of Lübeck, encour-
aged trade and economic development throughout the Baltic region, and extended as
far west as England.
3. The establishment of universities. One of the most important academic developments
of this age was the foundation of universities, primarily in England, Italy, and France
(2.2.4). The Universities of Bologna, Oxford, and Paris were among the first to be
established, and rapidly developed reputations as centers of academic and theological
excellence. These universities would catalyze the theological renaissance of the age, and
were an important stimulus to the emergence of scholastic theology.
4. Cultural enrichment. Around this time, western European culture began to discover
resources of the classical age, often mediated through Arab channels. Gerard of
Cremona (c. 1114–87) traveled to the Spanish city of Toledo to consult an Arabic
edition of Ptolomy’s Amalgest and prepare a Latin translation of the work. Gerard’s
translation of this work was hugely influential in the Middle Ages, only falling into
disuse with the acceptance of Copernicanism in the later sixteenth century. Other
scholars produced Latin translations of other major works, especially the writings of
Aristotle. These significantly enriched the Middle Ages, opening up new possibilities
for philosophical and theological development.
Other developments of this age may also be noted – such as the development of forms of
technology (such as the windmill and paper) that enabled more efficient use of resources
and labor.
The key point is that a period opened up in western European culture that proved to
be relatively stable – politically and economically – which was both open to new stimuli
(e.g., Aristotle) and the consolidation and exploration of existing ideas (such as those of
Augustine of Hippo, now widely regarded as the father of western theology). This process
of consolidation is especially evident in the development of collections of theological and
legal material, designed to act as resources for the development of Christian theology
and canon law in the new age now opening up.
2.2.3. The Codification of Theology and Canon Law
It is sometimes suggested that medieval western theology is a set of footnotes to Augustine
of Hippo. While this is an exaggeration, there is no doubt that early medieval theologians
saw themselves as consolidating and developing the theological heritage of the western
church, especially the writings of Augustine. One important resource which began to
develop in the tenth and eleventh centuries were collections of “sentences” – that is, sayings
of the great teachers of the church, arranged thematically. These became the founda-
tion of theological reflection on these themes.
The most famous of these works is the Four Books of the Sentences, assembled by the
Parisian theologian Peter Lombard (c. 1100–60). This extended an approach developed
earlier in the twelfth century by Anselm of Laon (died 1117), which wove together biblical
texts on the one hand, and theological commentary on the other. Peter arranged a series
of biblical and patristic texts thematically, dividing his work into four “books.” The first
The Middle Ages and Renaissance, c. 500–c. 1500 93
of these four books dealt with the Trinity, the second with creation and sin, the third with
the doctrine of the incarnation and the Christian life, and the fourth and final book
with the sacraments and the last things. Commenting on these sentences became a stand-
ard practice for medieval theologians, such as Thomas Aquinas, Bonaventure, and Duns
Scotus.
Yet Peter Lombard did more than simply present his readers with a collection of texts.
He added a theological commentary, aimed at reconciling or resolving apparent differences
between the texts under consideration, and developing their ideas still further. The work
is rightly considered to be one of the earliest works of systematic theology, in that it set
out the fundamental themes of faith for systematic study, using a framework that was
clearly modeled on the Apostles’ Creed.
The ethos of the work became characteristic of the early Middle Ages – namely,
respecting the theological heritage of the past, and seeing this as the basis for theological
consolidation and development in a new intellectual age. The new “scholastic theology”
(2.3.1) of the Middle Ages – hailed as a “cathedral of the mind,” and seen as one of its most
distinctive intellectual achievements – used these “sentences” as its building blocks, and
theological commentary as its mortar.
Yet Christian theology was only one area of Christian life and thought where this process
of collection and synthesis was taking place. One of the most important achievements of
the age was the codification of Canon Law – that is, the law of the church. In the later
fourth century, following the legalization of Christianity within the Roman Empire, the
church tended to adopt Roman law in resolving disputes and arranging contracts. At points,
however, the church established its own norms and conventions – for example, in the
canons of Councils, which often established general principles which were binding within
the church.
One of the earliest councils to make rulings of this kind took place in 314, a few years
after Galerius’s edict of toleration was proclaimed (1.4.1). This was a local gathering of
bishops from the region of Antioch in the Galatian city of Ancyra. The council issued
twenty-five canons that dealt with a variety of recent problems in the church – such as the
discipline of the clergy, the alienation of ecclesiastical property, chastity, and adultery.
Although these were sometimes regarded as local decisions, binding only on a specific
region, ecclesiastical centralization inevitably led to the establishment of norms that were
binding for the whole church, with bishops being seen as the administrators responsible
for enforcing them.
As the church became increasingly influential following the waning of Roman imperial
influence, the church found itself having to go beyond Roman law in a number of respects.
Papal decretals – that is, epistolae decretalis, letters setting out binding decisions – came to
be regarded as establishing some of the basic principles of church legislation. The term
“canon law” came to be used to refer to the legal code by which the church governed itself,
and conducted its relationship with external bodies. The presumption of canon law was
that the church acted according to Roman law, unless it had determined to do otherwise.
Even by the sixth century, it became clear that it was necessary to collect these decisions.
An important early collection of conciliar canons and papal decretals was made by Cresco-
nius in the eighth century.
94 The Middle Ages and Renaissance, c. 500–c. 1500
As legislative authority within the church came to be increasingly concentrated on the
papacy in Rome, it was clear that papal decisions on legal matters needed to be catalogued,
codified, and – where necessary – reconciled with each other. Although this task had
begun in earlier centuries, it was given a new intellectual rigor through the work of Ivo of
Chartres in the late eleventh century, and Gratian of Bologna in the mid-twelfth century.
Ivo of Chartre’s collection Panormia (c. 1091–6) was widely used as a source of ecclesiastical
legal decisions in western Europe.
The University of Bologna became a major center for the study of Roman law during
the twelfth-century renaissance (2.2.4), and played a significant role in forging the legal
norms of the Holy Roman Empire. Bologna championed the “Justinian Code” – a complex
body of civil law issued from 529 to 534 by order of the Roman emperor Justinian I. This
had fallen out of use in western Europe. Scholars at Bologna developed this code as the
basis for a legal system adapted to the times, and it achieved considerable influence, par-
ticularly when championed by the emperor Frederick I (Barbarossa) (1122–90). It remains
unclear how or why Justinian’s code achieved such prominence at Bologna, although it is
known that the important northern Italian merchant class regarded it as better adapted to
increasingly complex commercial situations than the older German laws of the Holy
Roman Empire.
Gratian realized that the renaissance of Roman law made it imperative to establish
canon law on the same intellectual basis – that is, the accurate scholarly study of texts.
Gratian’s Decretum was a comprehensive survey of the entire tradition of canon law, which
consolidated the material found in four major eleventh- and early twelfth-century canoni-
cal collections that were in circulation in Italy. Gratian’s definitive collection of material
included what are now known to be both genuine and forged papal decretals, as well as
the canons of local and ecumenical councils. This process of codification went beyond the
mere accumulation of texts. Gratian attempted to sort out apparent inconsistencies in papal
decrees, and give a more rigorous foundation to the study of canon law.
In many ways, these two developments are important witnesses to the significance of a
new institution to emerge in western Europe at this time – the universities. Given the
importance of these institutions for the development of Christianity, we must consider
them in more detail.
2.2.4. The Rise of the University: The Paris and Oxford Schools
In its earlier periods, the main educational centers of Christianity were the cathedral and
monastic schools (2.1.5), supplemented by a few royal foundations – such as that of Char-
lemagne – designed to encourage the emergence of an educated civil service. Although
these schools encouraged the study of rhetoric, logic, and grammar, these were seen as
subordinate to the study of theology and the practice of the Christian faith. The Middle
Ages in western Europe witnessed the emergence of a new kind of educational institution –
the university.
It is widely agreed that the modern term “university” has its origins in the Latin term
universitas, meaning “a totality” or “the whole.” This does not, however, refer to the uni-
versal scope of a university education, embracing every discipline and subject. Indeed, early
The Middle Ages and Renaissance, c. 500–c. 1500 95
universities remained quite specialized, tending to focus on the disciplines of medicine,
theology, and law. The term universitas is actually an abbreviated form of phrases such as
universitas scholarum or universitas magistrorum, referring to a self-governing community
of scholars and teachers whose corporate existence had been recognized and sanctioned
by civil or ecclesiastical authority. A “university” was thus an independent community of
masters and scholars, who were independent of both church and state. The university was
initially an academic guild, similar to the great medieval professional guilds, such as the
goldsmiths.
The earliest university is thought to be the University of Bologna. Although this was
formally recognized in 1158, it is generally agreed that the origins of the institution date
back a further two generations, perhaps to 1080. Bologna initially focused on law and
medicine, while providing a general education in the core disciplines of logic, grammar,
and rhetoric. These three disciplines were often referred to as the trivium (“three ways”),
being seen as the basic education needed to proceed to the more advanced studies of
arithmetic, astronomy, geometry, and music (the quadrivium). The modern English word
“trivial” derives from this medieval academic system, meaning “something very elemen-
tary.” After completing their formal studies in arts, students were able to move on to the
more advanced faculties of medicine, theology, and law.
The universities of Paris and Oxford played an especially important role in medieval
Christianity. The University of Paris began to emerge in the twelfth century, and was ini-
tially based on monastic schools of theology scattered around the cathedral of Notre Dame,
such as the famous school of St. Victor. It quickly assumed the status of one of the leading
centers of theological education in Europe. Thomas Aquinas, widely regarded as the most
eminent medieval theologians, taught at the University of Paris during the years 1245–59,
and again from 1269 to 1272.
Paris was a collegiate university, made up of a number of constituent colleges, with the
“university” as the corporate glue that held them together. One of its colleges achieved such
fame that for many years it became synonymous with the University of Paris. At some point
around 1257, Robert of Sorbon founded the Collège de Sorbonne. By the late middle ages,
it was common to refer to the university simply as “La Sorbonne.” On account of its col-
legiate structure, the University of Paris was not monolithic in its theology. A number of
quite distinct theological schools emerged during the Middle Ages, of which the most
important are the Dominican and Franciscan schools. As a result, Paris was seen as the
epicenter of medieval theology by most Christian intellectuals in the thirteenth and four-
teenth centuries.
The origins of the University of Oxford are not clear, although it is known that academic
teaching was taking place there by the end of the twelfth century. Like Paris, Oxford was a
collegiate university, which expanded as more colleges were established. Some religious
orders founded colleges to ensure their own approaches to theology were represented in
the university; other colleges were founded by wealthy patrons without any connection to
religious orders. Although Oxford never achieved quite the same international fame as
Paris, it was a significant force in the development of medieval theology.
At both Paris and Oxford, theology was taught in “schools” (Latin: scholae). The Latin
term schola was used to designate one of the most distinctive forms of theology to emerge
96 The Middle Ages and Renaissance, c. 500–c. 1500
during the Middle Ages: scholasticism. We shall consider this in section 2.3, which deals
with the intellectual achievements of this era. In the meantime, we must consider one of
the most significant movements to emerge from the Middle Ages – the Crusades.
2.2.5. The Crusades: Spain and the Middle East
Although the church in western Europe had established its own identity and concerns by
about 1100, it could not ignore developments elsewhere in the region. It was clear that
Islamic military expansion posed a major threat to the church throughout the southern
flank of Europe, but especially in southern Spain, Sardinia, the Balearic Islands, Sicily,
and the Balkans (2.1.3). The origins of the Crusades lie in requests for military assistance
during the eleventh century in stemming – or even reversing – Islamic territorial gains.
Although most historians accept that these military campaigns of the Middle Ages were
primarily concerned with recapturing territory in various parts of southern Europe invaded
by Islamic forces in earlier centuries, the term “Crusade” is often used specifically to des-
ignate a series of military campaigns over an extended period of time in the Balkans and
the Middle East. Given the symbolic importance of Jerusalem to the Christian church, it
was seen as axiomatic that Christians should be allowed access to the Holy Land. The
destruction of the church of the Holy Sepulchre in Jerusalem in October 1009 by Caliph
Al-Hakim bi-Amr Allah caused considerable resentment (it was later rebuilt). Reports of
violence against Christian pilgrims to the region caused concern in western Europe, and
created a context sympathetic to military intervention.
Figure 2.3 The teaching of philosophy at the medieval University of Paris, from the fourteenth-
century French manuscript Great Chronicles of France, Northern School. © The Art Archive/Alamy
The Middle Ages and Renaissance, c. 500–c. 1500 97
The immediate cause of the First Crusade was the defeat of Byzantine armies in 1071
by the Seljuq Turks at the Battle of Manzikert, which led to the loss of the interior of Asia
Minor. Constantinople was now vulnerable, no longer having any buffer zone to protect
itself against Turkish armies. Alexius I, the Byzantine emperor, appealed to Pope Gregory
VII, asking for military assistance in the face of this critical threat. It was not the best
time to make such an appeal. Relations between the eastern and western churches had
plunged to new depths in 1054 on account of the “Great Schism” (2.1.10). Gregory, preoc-
cupied with the “Investiture controversy” (2.2.1), did not accede to this request.
Nevertheless, his successor – Urban II – responded positively. Alexius I sent ambassadors
to the Council of Piacenza in March 1095, once more asking for help in defending what
remained of the Byzantine Empire against the Seljuk Turks. On the final day of the Council
of Clermont (1095), Urban launched a passionate appeal for Christian princes across
Europe to launch a holy war in the Middle East. The First Crusade (1096–9) was fueled by
a religious passion which led armies of both knights and peasants to journey to the Middle
East. Jerusalem was captured in 1099.
The historical roots of the First Crusade remain contested. Historians have offered
various explanations, such as Urban II’s desire to extend his religious and political influence
eastwards, and rising concern about Islamic encroachment in Europe. Some have suggested
that the outcome of the crusade was a further destabilization of the Byzantine rulers,
in that it showed them to be militarily and diplomatically incompetent.
Yet most historians agree that the crusade achieved a relatively small and short-lived
victory. It would only be a matter of time before the four “Crusader states” which resulted
from this incursion – the principality of Antioch, the county of Edessa, the kingdom of
Jerusalem, and the county of Tripoli (secured during a later campaign in 1101) – would
fall back into Islamic hands. There is also widespread agreement that the religious fervor
that led so many civilians to volunteer for military service in the First Crusade diminished
significantly in subsequent campaigns, which were generally conducted by military profes-
sionals and mercenaries.
The fall of Edessa in 1144 triggered the Second Crusade (1145–9). This was followed by
a series of campaigns. Some historians hold that there were nine crusades; we here follow
those who suggest that there were eight:
The Third Crusade (1188–92)
The Fourth Crusade (1202–4)
The Fifth Crusade (1217)
The Sixth Crusade (1228–9)
The Seventh Crusade (1249–52)
The Eighth Crusade (1270)
Although the Crusades were presented primarily as an attempt to secure the holy sites of
Christianity, and prevent further Islamic expansion in Europe, it is clear that other agendas
were being pursued. One of the most significant of these secondary agendas concerns ten-
sions between Rome and Constantinople. Simmering tensions exploded during the Fourth
Crusade, when an army that had been raised to capture Jerusalem ended up laying siege
98 The Middle Ages and Renaissance, c. 500–c. 1500
to Constantinople in July 1203. (Historians continue to debate whether this was an intended
goal of the crusade, or an accidental outcome.) The city fell in April 1204, and was sacked
by the Crusaders, with great loss of life – an action that was condemned by Pope Innocent
III. The Crusader armies, diverted by their attack on Constantinople, never continued their
intended journey to Jerusalem.
The Crusades can be seen as corresponding to a period in history when the power and
influence of the papacy was at its height. By the fourteenth century, a degree of decentrali-
zation was taking place across Europe, with power increasingly being concentrated in
nation-states, anxious to preserve their own identity and interests.
2.2.6. Secular and Religious Power: Innocent III
The church was a major influence in international politics, in the internal affairs of regions,
in fostering a sense of identity at the level of local communities, and in giving individuals
a sense of location and purpose within a greater scheme of things. The church had always
played an important international role in European society. Medieval Europe bore little
relation to its modern counterpart, composed of individual well-defined nation-states. In
the Middle Ages, Europe consisted of an aggregate of generally small principalities, city-
states, and regions, often defined and given a shared sense of identity more by language
and historical factors than by any sense of common political identity.
At the start of the fourteenth century, for example, Italy was little more than a patchwork
of independent city-states and petty principalities. These were consolidated into six major
political units during the fifteenth century: the kingdoms of Naples and Sicily, the Papal
States and the three major city-states of Florence, Venice, and Milan. The modern nation-
state of Italy was the result of the Risorgimento of the nineteenth century (4.2.6). In much
the same way Germany, destined to play a particularly significant role in the events of the
age, consisted of a myriad of tiny territories. Even as late as the opening of the nineteenth
century, there were still thirty-two German states and territories, which were only finally
united into the German empire in the later nineteenth century (4.2.8).
The church was the only international agency to possess any significant trans-national
credibility or influence throughout the Middle Ages. It played a decisive role in the settling
of international disputes. Under Innocent III (pope from 1198 to 1216), the medieval
papacy reached a hitherto unprecedented level of political authority in western Europe.
Although the church had vigorously asserted its independence from kings and emperors
in previous decades, particularly as a result of the Gregorian reforms noted earlier (2.2.1),
secular rulers regularly attempted to encroach on its claims to political influence. Innocent
regarded the defense of the libertas ecclesiae (Latin: “freedom of the church”) as central to
his program for the revitalization of the church.
This was given theological justification in the decree Sicut universitatis conditor, issued
in October 1198, in which Innocent III set out the principle of the subordination of the
state to the church. Just as God established “greater” and “lesser” lights in the heavens to
rule the day and night – a reference to the sun and moon – so God ordained that the power
of the pope exceeded that of any monarch. “Just as the moon derives her light from the
sun, and is inferior to the sun in terms of its size and its quality, so the power of the king
The Middle Ages and Renaissance, c. 500–c. 1500 99
derives from the authority of the pope.” The authority of the church was often recognized
with great reluctance by secular rulers; there was, however, no other institution in western
Europe with anything remotely approaching its influence.
Innocent’s assertion of papal political authority was put to the test in 1201, following
the death of the emperor Henry VI in 1197. Henry, who had been king of Germany since
1190, had been crowned emperor by Pope Celestine III in 1191. It was Henry’s intention
that he would be succeeded as king of Germany by his son, Frederick. Yet Henry’s son was
an infant at the time of his death. Chaos ensued, as three rival candidates bid for the
German crown: Frederick, son of Henry VI; Philip of Hohenstaufen, brother of Henry VI;
and Otto of Brunswick, who had no connection with Henry VI.
Innocent intervened. He declared that Frederick was too young for the responsibilities
of the position; Philip was corrupt; Otto, however, was noble and pious, and ought to
succeed Henry VI. “We therefore decree that he ought to be accepted and supported as
king, and ought to be given the crown of empire, after the rights of the Roman church
have been secured.” The intervention proved decisive. By 1206, however, Innocent realized
that he had backed the wrong person, and transferred his support to Philip. In return for
his support, Innocent received promises that the king would not interfere with the election
of bishops in Germany.
Innocent’s reforming agendas were given additional substance at the Fourth Lateran
Council of 1215. Aware of the difficulties in securing the attendance of bishops from
across Europe, Innocent III issued a summons in April 1213 to bishops and other
senior church figures to the council, which would be held in Rome in November 1215.
As a result, the council was unusually well attended, and its decisions were seen as a
landmark in the consolidation of the internal organization and external influence of the
church.
Among the decrees of the Fourth Lateran Council, the following are especially
important:
Canon 1: An exposition of the fundamentals of the Catholic faith, including a brief defense
of the idea of “transubstantiation” – the doctrine that the substance of the bread and wine of
the eucharist are transformed into the body and blood of Christ.
Canon 5: A reaffirmation of papal primacy within Christendom, as recognized by the early
church. After the pope, primacy was to be given to the patriarchs in the following order:
Constantinople, Alexandria, Antioch, and Jerusalem.
Canon 18: Clergy may not pronounce nor execute a sentence of death; act as judges in extreme
criminal cases; or take part in matters connected with judicial tests.
Further reforms of papal elections were introduced in the thirteenth century, especially
concerning the rules for papal election. Alarmed by how long it took cardinals to choose
a new pope, Gregory X, pope from 1271 to 1276, introduced rules designed to discourage
delays. Cardinals were to remain in a closed area (the “conclave”) until they had made a
decision. Food was to be supplied through a window to avoid contact with the outside
world. After three days of the conclave, the cardinals were to receive only one meal a day;
after another five days, they were to receive just bread and water.
100 The Middle Ages and Renaissance, c. 500–c. 1500
Yet there were many within the church at the time who were troubled by the soaring
power and influence of the papacy, and sought to prevent it getting out of control. The
Conciliarist movement argued that ecclesiastical power should be decentralized. Instead of
being concentrated in the hands of a single individual, it should be dispersed within the
body of the church as a whole, and entrusted to a more representative and accountable
group – namely, “general Councils.” This movement reached the height of its influence in
the fourteenth and fifteenth centuries. Its moment seemed to have arrived when a crisis
emerged in the papacy during the fourteenth century. We shall return to this point later in
our narrative (2.4.2).
2.2.7. Franciscans and Dominicans: The Rise of the Mendicant Orders
The religious orders played a major role in maintaining a Christian presence on the eve
of the Middle Ages, and continued to be centers of Christian theological and spiritual
excellence throughout this period. The Order of St. Benedict – widely known simply as
“Benedictines” – were especially important in establishing monasteries throughout western
Europe. As we noted earlier, the Benedictine monastery of Cluny played a particularly
important role in promoting reform and renewal during the twelfth century (2.1.9). Ben-
edictine spirituality emphasized the importance of corporate worship, spiritual reading,
and work in the context of community.
The term “monk” derives from the Greek word monachos, meaning “solitary” or “alone.”
Although some monks led solitary lives, the normative pattern established by the early
Middle Ages was that of monks living within a specific self-sufficient community. The ideal
of isolation or solitariness was maintained by the monastic cell – a single room to which
a monk would withdraw, when not engaged in the worship of the community or communal
work. Monasteries offered hospitality to travelers, and often developed hospitals to offer
care within and beyond the monastic community.
Yet monasticism was only one form of the religious life. Not all forms of religious
life during the Middle Ages followed the monastic model. During the Middle Ages, a
second model began to become influential – the mendicant orders. The term “mendicant”
derives from the Latin term for “begging.” Where monasteries derived their income
from their lands, a new group of religious orders emerged during the thirteenth century
which depended on the support of wealthy patrons and townspeople. A man who
chose to adopt this way of life would be known as a “friar” (from the French word frère:
“brother”).
Whereas a monk would be committed to a particular community in a particular place
(such as the Benedictine monastery of Cluny), a friar would be committed to a community
dispersed over a wide geographical area known as a “province.” Friars undertook an itiner-
ant ministry, typically ministering and preaching in different religious houses owned by
the community within his province.
The two most important mendicant orders – the Dominicans and Franciscans – were
both established during the thirteenth century. Both were responses to a recognition of
changing social norms and the need to extend the pastoral and preaching ministry of the
church beyond the enclosed communities of monasteries.
The Middle Ages and Renaissance, c. 500–c. 1500 101
The Franciscans – more correctly known as the “Order of Friars Minor” (Latin: Ordo
Fratrum Minorum) – arose out of the ministry of Francis of Assisi (1181/2–1226). Francis
was the son of a wealthy merchant in the Umbrian town of Assisi, who was captivated by
the vision of personal poverty that he found in the teaching of Jesus of Nazareth. He gath-
ered a following as he preached the need for repentance and renewal in the countryside
around Umbria, and was given permission to found his own religious order by Innocent
III in 1209. Initially, the Franciscans focused their activity on Italy, but the order soon
expanded into other parts of Europe. The order was based on a Rule of 1223, drawn up by
Francis, which identified its core values and beliefs – but in a manner that proved open to
competing interpretations.
As a result, the movement soon found itself mired in internal controversy over one of
its core values – poverty. From the outset, the Franciscan order possessed no individual or
communal property, holding that the renunciation of property rights was integral to evan-
gelical perfection. If the order was not permitted to own property, how could it build
churches? Or establish houses in towns and cities, to allow it to continue its work? Tensions
developed within the order between those committed to the ideal of absolute poverty, and
more pragmatic voices who recognized the need for property in order to carry out the
order’s ministry.
Figure 2.4 St. Francis of Assisi Preaching to the Birds, predella painting from The Stigmatization of
St. Francis, by Giotto di Bondone, c. 1295–1300. Paris, Musée du Louvre. © The Gallery Collection/
Corbis
102 The Middle Ages and Renaissance, c. 500–c. 1500
Eventually, a way was found to get round this problem. In 1279 Pope Nicholas III ruled
that all property given to the Franciscans was to be regarded as belonging to the Holy See,
which in turn allowed the Order to use it as it pleased. Further controversy broke out a
generation later, again focusing on the idea of poverty. In 1323, Pope John XXII condemned
as heretical the assertion that Christ and the apostles had not owned anything, either
individually or in common.
Yet perhaps the most important debate within the order concerned its focus of opera-
tions. Should it concern itself primarily with ministry in the rural regions of Italy, follow-
ing the model of Francis himself? Or should it be concerned with ministry in the cities,
especially among the urban poor? The “Conventual Franciscans” – as they came to be
known – chose to establish houses in the cities, seeing these as its communal base for
preaching and pastoral work. (This name derives from the Latin convenire, “to come
together,” which is also reflected in the word “convent” – namely, a place of gathering or
assembly.) Others tended to prefer a solitary ministry in the countryside, without any
necessary attachment to a building or community.
The “Order of Preachers” (Latin: Ordo Praedicatorum) was founded by Dominic de
Guzmán (1170–1221). Dominic was concerned at the spread of the Cathar heresy in south-
ern France. This religious sect appeared in the Languedoc region of France in the eleventh
century, and flourished in southern France during the following two centuries. The Cathars
adopted views which are recognizably Gnostic, perhaps originating from eastern Europe,
such as the notion that matter was intrinsically evil, and the belief in two Gods – an inferior
creating divinity and a superior redeeming divinity. The church had attempted to suppress
this heresy by force, with little success. Dominic took the view that what would convert the
Cathars was neither force nor power, but personal holiness, humility, and good preaching.
In 1215, he gathered a small group around him who shared his vision, and eventually
received papal permission from Innocent III to found a new religious order in the winter
of 1216–17.
One of the social changes that lay behind Dominic’s vision was the growing importance
of towns as population centers. The influx of rural workers into the towns that was char-
acteristic of this age of increasing prosperity was creating new pastoral problems. Town
churches were unable to cope with the population surge. The Dominicans established
houses in such towns, using these as a base for their pastoral and preaching ministries.
These houses often became centers of theological and spiritual excellence. Leading Domini-
can theologians and spiritual writers of the Middle Ages included Albert the Great, Thomas
Aquinas, Meister Eckhart, Catherine of Siena, and Mechthild of Magdeburg.
2.2.8. Women Mystics and Female Religious Orders
The status of women in medieval western Europe has long been recognized as complex.
The single issue of gender is clearly inadequate to categorize what is now known
about the historical realities of life in the Middle Ages. In a seminal paper of 1926, the
British medieval historian Eileen Power developed views concerning the medieval status
of women which has had a major impact on subsequent discussion of the question. Her
The Middle Ages and Renaissance, c. 500–c. 1500 103
three main points remain landmarks in contemporary discussion, even if historical research
has modified them at points.
1. A distinction had to be made between medieval ideas about women and the everyday
experiences of women. Furthermore, these ideas were often so confused and self-
contradictory that they had relatively little direct impact on everyday life.
2. While medieval women faced some serious challenges – such as a legal system which
assumed female inferiority, and a social structure that invested men with considerable
power over women’s lives – Power noted that most medieval women found themselves
in a position “neither of inferiority nor of superiority, but of a certain rough-and-ready
equality.”
3. The real issue was not gender, but social class. Power focused her attention on feudal
ladies, townswomen, and peasants, ignoring others of potential importance – such as
women in religious orders.
Later studies have modified this framework, noting the importance of other factors in
shaping the fortunes of women at this time, including ethnicity and regional identity. Yet
there is another class of women who played an especially significant role in Christianity
during the Middle Ages – women mystics, and members of female religious orders.
Religious orders provided an important context within which women could provide
communal leadership and spiritual guidance during the Middle Ages. Some individual
female spiritual writers of this period achieved eminence, and were widely regarded as
authorities by those looking for religious guidance. Among these, we may note Hilde-
gard of Bingen (1098–1179), Hadewijch of Brabant (early thirteenth century), Mechthild
of Magdeburg (c. 1207–c. 1282/1294), Angela of Foligno (c. 1248–1309), and Julian of
Norwich (c. 1343–1416). Each of these writers developed an approach to spirituality which
attracted a following across Europe.
The term “mystic” is often used to refer to such writers, and it is important to understand
what this word really means. In everyday use, the term means something like “someone
who is seen to possess spiritual wisdom.” However, “mysticism” has a more technical sense
in the history of Christian spirituality, meaning a spiritual approach which aims to deepen
the direct human experience of God. The term derives from the Greek word mystikos, which
has overtones of discovering something that is concealed or inaccessible, or being initiated
into certain practices. A “mystic” thus means someone who is recognized as developing
methods or ideas that help the believer deepen this direct relationship with God.
The twelfth-century mystic Hildegard of Bingen may be singled out for special comment,
given the surge of interest in her writings in recent times. Hildegard wrote extensively in
almost every genre, including letters, works of natural philosophy, theological treatises,
accounts of mystical revelations, and works of drama. Her achievements as an artist,
dramatist, mystic, theologian, musician, and correspondent illustrate well how much
women could achieve through a monastic vocation. Religious orders provided places of
security and stability which had the potential to encourage and enable talented women
writers and artists, when society as a whole discouraged any such development.
104 The Middle Ages and Renaissance, c. 500–c. 1500
While Hildegard of Bingen worked within a religious community, other women mystics
chose to adopt a more solitary form of existence. Julian of Norwich was an “anchoress” – a
woman who chose to withdraw from secular society, and adopt a solitary religious life.
Little is known about her circumstances. Some suggest that she chose to do this after the
death of her husband, although there is no supporting evidence for this. Julian’s celebrated
Revelations of Divine Love, thought to have been written around 1413, is widely regarded
as a spiritual classic, often remembered for its best-known statement: “All shall be well, and
all shall be well, and all manner of thing shall be well.”
Although the medieval church excluded women from the papacy, the episcopacy, and
priesthood, there was no such limitation on the role of women in religious communities.
Many women entering religious orders were wealthy and of noble family, and saw the
monastic life as an attractive alternative to marriage. (At this time, the social status of mar-
riage and the conventions surrounding it were such that it was much more a commercial
and social exchange between the bride’s father and husband than an act of romantic love.)
The religious life offered a degree of independence and the possibility of institutional
and spiritual leadership which was not available in the secular world of that time. Convents
were able to elect their own abbess or prioress, depending on the status of the religious
community. Some leaders of religious communities exercised considerable political influ-
ence. For example, the noblewoman Sophia I, Abbess of Gandersheim (975–1039), played
a major role in the election of Henry II as King of the Romans, and subsequently in the
election of Conrad II as Holy Roman Emperor.
A good example of the way in which medieval women exercised spiritual influence can
be seen in the founding of the Abbey of Fontevraud in 1100. Philippa of Toulouse per-
suaded her husband William IX, Duke of Aquitaine, to grant Robert of Abrissel some land
to establish a religious community. The abbey was founded as a “double monastery” – that
is, with both monks and nuns living on the same site. Robert of Arbrissel declared that the
leader of the new abbey should always be a woman and appointed Petronilla de Chemillé
(died 1149) as the first abbess. She was succeeded by Matilda of Anjou, the aunt of Henry
II, king of England. The abbey became a magnet for rich and powerful women over the
years, and played an important social role in western France. It served as a refuge for bat-
tered women and prostitutes, as well as a leper hospital.
Other spiritual options were open to women at this time, including the possibility of
forming loose supportive communities without taking formal vows of obedience to a
spiritual superior, or renouncing their property. The best example of this dates from the
early twelfth century, when women who had been widowed on account of the crusades
formed communities on the outskirts of towns in the Lowlands. For reasons that are not
understood, these women came to be known as “Beguines,” and their shared buildings as
“Beguinages.”
2.3. Medieval Religious Thought: The Scholastic Achievement
The more settled social and economic conditions of the Middle Ages, coupled with the
further development of monastic schools of theology and the emergence of universities
The Middle Ages and Renaissance, c. 500–c. 1500 105
(2.2.4), led to a theological renaissance, which remains a landmark in Christian thought.
One of the most distinctive features of the period is the emergence of the genre of “scho-
lastic theology,” which merits close attention in its own right.
2.3.1. Cathedrals of the Mind: The Rise of Scholasticism
Scholastic theology is widely regarded as a medieval landmark. Early generations of
theologians had tended to write theological treatises in response to certain specific
questions – such as the nature of the church (a question that dominated the Donatist
controversy, 1.5.5), or the nature and operation of divine grace (a major theme in the
Pelagian controversy, 1.5.6). Some early Christian writers produced more wide-ranging
works, introducing the basic themes of Christian theology, often in the form of commen-
taries on the creeds.
Scholastic theology represented a major departure from these earlier approaches to
theology. Most patristic works of theology were occasional (responding to specific debates)
or pedagogical (aimed at explaining the core ideas and practices of the Christian faith).
Scholastic theology offered a systematic approach to theology, based on a rigorous rational
foundation, making full use of the disciplines of rhetoric, dialectic, and logic now taught
in most academic contexts. The intricacy and comprehensiveness of leading works of
scholastic theology led the great medieval scholar Etienne Gilson (1884–1978) to describe
them as “cathedrals of the mind.”
There was little reason to expect that this kind of development would take place during
the Middle Ages. Dialectical approaches to theology were regarded with suspicion at the
opening of the twelfth century. Berengar of Tours (c. 999–1088), for example, was viewed
with suspicion, being seen as having reduced the eucharistic mystery to some kind of dia-
lectical puzzle. Similar concerns were expressed about Roscelin of Compiègne’s views on
the Trinity in the early twelfth century, which critics suggested reduced this theological
mystery to little more than a rationalist tritheism.
Yet others were able to develop rational approaches to theology, maintaining both aca-
demic rigor and theological orthodoxy. In the late eleventh century, Anselm of Canterbury
produced a rational defense of the incarnation, demonstrating that this distinctively Chris-
tian doctrine was a proper and necessary consequence of basic beliefs concerning the
nature of God and the human predicament. Anselm’s positive and orthodox approach to
the relation of faith and reason – summarized in the Latin slogan fides quarens intellectum
(“faith seeking understanding”) – created a new awareness of the possibility of a rational
approach to theology.
This was taken a stage further through the use of dialectical reasoning to resolve theo-
logical contradictions – for example, in the interpretation of biblical passages. Anselm of
Laon (died 1117) explored some disputed questions in biblical interpretation, noting how
early Christian commentators often offered quite different understandings of biblical pas-
sages. Having noted these divergences, Anselm then offered means of resolving them – in
effect, producing a synthesis out of a dialectic.
This approach was taken a stage further by Peter Abelard (1079–1142) in his Sic et
Non (Latin: “Yes and No”), in which he considered 150 debated theological points, and set
106 The Middle Ages and Renaissance, c. 500–c. 1500
out the contested points for resolution by his readers. A similar approach lay behind Peter
Lombard’s twelfth-century textbook The Four Books of the Sentences, which set out a variety
of patristic statements on various issues, and left it to readers to resolve these (2.2.3). As a
result, commentaries on the Sentences became one of the most widely used genres of aca-
demic theological literature in the Middle Ages.
By the beginning of the thirteenth century, there was a new theological appetite for the
systematic articulation of theological positions, justified in terms of their rational and
biblical basis, and the views of early Christian writers. Thomas Aquinas’s Summa contra
Gentiles set out a reasoned case for the Christian faith in the face of suggestions that it was
irrational.
Yet the most famous work of scholastic theology is Thomas Aquinas’s Summa Theologiae
(Latin: “The Totality of Theology,” 1265–74). Aquinas here wove together the reconciliation
of competing biblical and patristic statements, within a rational framework which was
intended to ensure that the Christian faith could be defended against its rational critics –
such as Jews and Muslims, both of whom were present at Paris in the thirteenth century
(2.3.3).
Figure 2.5 Thomas Aquinas (c. 1225–74), Italian philosopher and theologian, panel painting by
Andrea di Bartolo (c. 1368–1428). Private Collection. © INTERFOTO/Alamy
The Middle Ages and Renaissance, c. 500–c. 1500 107
One of the most influential misrepresentations of scholastic theology is the assertion
that it debated how many angels might dance on the head of a pin. This suggestion dates
from the seventeenth century, and is not found in any medieval writings. This is not to
deny that medieval writers did discuss a number of questions relating to angels. For
example, Aquinas sets out a detailed theology of angels, distinguishing nine quite distinct
types of angels, and arranging them hierarchically.
Yet one of the most distinctive features of scholastic theologies of the thirteenth century
is its growing awareness of additional cultural and intellectual resources made available for
Christian theology by increased contact with the Islamic world. One of these was the
rediscovery of Aristotle, now rightly recognized as one of the most significant intellectual
developments of the Middle Ages. This merits closer discussion in its own right.
2.3.2. The Handmaid of Theology: The Rediscovery of Aristotle
In 529, the Byzantine emperor Justinian ordered the closing of the philosophical school in
Constantinople, forcing many scholars to find intellectual refuge in eastern cities such as
the Syrian city of Edessa. There, they were able to continue their work on Plato and Aris-
totle. Eastern Christianity had tended to regard Aristotle as inferior to Plato. Leading
Christian theologians of the eastern church – such as Gregory of Nyssa, or the later Pseudo-
Dionysius – were able to use Plato constructively in their theology. Aristotle, however,
seemed of little interest. In the west, Aristotle had simply been forgotten, apart from his
works on logic.
The Islamic conquest of the Middle East led to a new interest in the works of Aristotle.
These were translated, initially into Syrian, and then into Arabic. Many of the works of
Aristotle that were preserved in Arabic translation were unknown to the west. In the elev-
enth century, Islamic writers such as Ibn Sina – better known by his Latinized name
“Avicenna” – developed a philosophically rigorous approach to Islamic theology, which
was further developed by Ibn Rushd – known to the Middle Ages as Averroes – a Spanish
philosopher of the late twelfth century.
The key development in the western rediscovery of Aristotle was the major school of
translation established by the bishops of Toledo in Spain in the mid-twelfth century.
Increasing contact with Islamic scholarship in Spain led to the translation of many works
from Arabic into Latin, with scholars such as Gerard of Cremona (c. 1114–87) playing a
leading role in making Aristotle’s texts more widely available. Works such as the Prior
Analytics, Posterior Analytics, Metaphysics, and Physics became accessible to theologians,
who quickly realized their potential as “handmaids of theology.”
This curious phrase needs further explanation. Christian theology had already discov-
ered that it was possible to use secular philosophy as a dialogue partner in apologetics and
theological reflection. Alexandrian theologians in particular had used Platonism as the
intellectual scaffolding on which they could build a distinctively Christian theology. In
the Middle Ages, this was often expressed using the image of philosophy as the “handmaid
of theology” (Latin: ancilla theologiae). This image immediately conveyed the idea that
philosophy was subordinate to theology, while emphasizing its usefulness.
108 The Middle Ages and Renaissance, c. 500–c. 1500
Aristotle now became appropriated by leading theologians, initially within the Domini-
can Order. Albert the Great and Thomas Aquinas quickly recognized the importance of
Aristotle’s approach. Indeed, Aquinas’s famous argument for the existence of God based
on motion is ultimately grounded in Aristotle’s Physics. As Aristotle observed, everything
that moved is moved by something else. Aquinas saw how this line of thought could easily
be adapted for apologetic ends. Just as importantly, Aristotle’s notion of a “habit” gave
medieval theology an important and useful framework for discussing such questions as the
nature of grace, and the place of virtue in the Christian life.
Yet the theological use of Aristotle proved to be controversial. His treatises expressed
ideas that did not always fit easily with Christian orthodoxy, and at times completely con-
tradicted it – such as his views about the eternity of the world. Since the world had no
beginning, it could not have been created. This led some to wonder if Aristotle had been
translated accurately. William of Moerbeke (c. 1215–86) translated some works of Aristotle
directly from Greek into Latin at Constantinople in the thirteenth century, partly as a result
of concerns that translations based on Arabic texts might be corrupted or distorted. Fur-
thermore, it is now known that a number of works attributed to Aristotle – such as The
Book of Causes and On the Universe – were spurious.
As the thirteenth century proceeded, it became increasingly clear that there were con-
cerns in senior church circles about Aristotle. His logical works were seen as admirable,
and came to be the basic texts for many medieval universities, including Paris. Yet
many regarded his scientific works as misleading and erroneous. In 1210, a local church
council laid down that “neither the books of Aristotle on natural philosophy, nor
commentaries on them, are to be read at Paris in public or private, under penalty of
excommunication.”
A more comprehensive condemnation, drawn up by the bishop of Paris, followed in
1277, listing more than two hundred errors in Aristotle’s writings. This condemnation of
Aristotle does not appear to have had a long-term impact, and was later abandoned, partly
on account of the use made of Aristotelian ideas by Thomas Aquinas. Yet in one respect,
the condemnation served a useful purpose: it encouraged theologians to be more critical
about Aristotle, subjecting his ideas to careful scrutiny before accepting them. Many schol-
ars argue that the leading Franciscan scholastic theologians Duns Scotus and William of
Ockham adopted more rigorous and critical approaches towards Aristotle, anticipating
later concerns about the scientific reliability of some of his ideas.
2.3.3. A Reasonable Faith: Thomas Aquinas
Although the great medieval scholastic theologian Thomas Aquinas is best known for his
Summa Theologiae, some scholars consider that one of his most significant works is the
smaller Summa contra Gentiles. Although earlier scholars suggested that this book was
written around the year 1264, more recent research has pointed to a later date, perhaps
between 1270 and 1273.
Where many theological works of this period are organized around the structure of the
Apostles’ Creed, the Summa contra Gentiles adopts a structure that strongly suggests it is
really an apologetic work, aimed at defending the Christian faith, rather than a theological
The Middle Ages and Renaissance, c. 500–c. 1500 109
work, aimed at exploring its contents. This fits in with the traditional account of the cir-
cumstances of its composition. Raymond of Peñafort (c. 1175–1275), a senior Dominican
with a particular concern to reach out to Jews and Muslims, encouraged both Arabic and
Hebrew to be studied and taught at some Dominican colleges. According to tradition,
Raymond requested Aquinas to compose a work which would use reason as a means of
presenting and defending Christian ideas to these two audiences. Although this cannot be
confirmed, it might help explain the unusual structure of the work. Yet there are other
aspects of the work that do not fit in easily with this traditional account of its origins – such
as its failure to engage with any specifically Islamic ideas.
The work falls into two main parts. The first deals with those truths about God which
Aquinas believes to lie within the reach of human reason – such as the existence of God,
and the way in which God can be seen in the natural world. The second part deals with
core Christian truths that lie beyond the reach of reason, such as the concepts of incarna-
tion and the Trinity. “Some things that are true about God lies beyond the competence
of human reason, such as that God is Three and One. Yet there are other things to which
human reason can attain, such as the existence and unity of God, which philosophers have
demonstrated to be true under the guidance of the light of natural reason.” Aquinas’s
agenda appears to be to lead his readers into the more complex world of Christian truths
that lie beyond reason by beginning with the less challenging truths that are accessible to
reason.
Yet in the end, perhaps the most important feature of this work is its basic conviction,
rather than the specific way in which this is explored – namely, that the Christian faith is
eminently reasonable. Where it goes beyond reason, Aquinas argues, this is to be seen as
transcending the limits of reason, not contradicting reason. Revelation brings reason to
completion. Since both reason and revelation seek the same basic truth, Aquinas argues,
they are to be seen as complementary rather than contradictory in their relationship.
Although this view can be found throughout Aquinas’s writings, it is seen at its clearest in
the Summa contra Gentiles.
Perhaps the best-known aspect of Aquinas’s program of demonstrating the rationality
of the Christian faith is his group of five “arguments” for the existence of God, traditionally
known as the “Five Ways.” In view of their importance and interest, we shall consider them
in more detail.
2.3.4. Medieval Proofs for the Existence of God
In the opening pages of his Summa Theologiae, Thomas Aquinas sets out five lines of argu-
ment in support of the existence of God, each of which draws on some aspect of the world
which “points” to the existence of its creator. It is clear that Aquinas does not believe that
these are “proofs” of God’s existence. Rather, Aquinas believed that it was entirely proper
to identify pointers towards the existence of God, drawn from general human experience
of the world. His Five Ways represent five lines of thought that demonstrate the consist-
ency of the Christian view of God with what can be observed and known about the world.
So what kind of pointers does Aquinas identify? The basic line of thought guiding
Aquinas here is that the world mirrors God, in that it is God’s creation. Just as an artist
110 The Middle Ages and Renaissance, c. 500–c. 1500
might sign a painting to identify it as his or her handiwork, so God has stamped a divine
“signature” upon the creation. What we observe in the world – for example, its signs of
ordering – can be explained on the basis that God is its creator. God both brought the
world into existence, and impressed the divine image and likeness upon it.
So where might we look in creation to find evidence for the existence of God? Aquinas
argues that the ordering of the world is the most convincing evidence of God’s existence
and wisdom. This basic assumption underlies each of the Five Ways, although it is of
particular importance in the case of the argument often referred to as the “argument
from design” or the “teleological argument.” We shall consider each of these “ways”
individually.
The first way begins from the observation that things in the world are in motion or
changing. This is normally referred to as the “argument from motion.” So how did nature
come to be in motion? Why is it not static? Aquinas argues that everything which moves
is moved by something else. For every motion, there is a cause. Things don’t just change;
they are changed by something else. Now each cause of motion must itself have a cause.
And that cause must have a cause as well. Aquinas therefore argues that there is a whole
series of causes of motion lying behind the world as we know it.
Since there cannot be an infinite number of these causes, Aquinas argues, there must
be a single cause right at the origin of the series. From this original cause of motion, all
other motion is ultimately derived. This is the origin of the great chain of causality which
we see reflected in the way the world behaves. From the fact that things are in motion,
Aquinas thus argues for the existence of a single original cause of all this motion – and
this, he concludes, is none other than God.
The second of the five ways begins from the idea of causation. One event (the effect) is
explained by the influence of another (the cause). The idea of motion, which we looked at
briefly above, is a good example of this cause-and-effect sequence. Using a line of reasoning
similar to that used above, Aquinas thus argues that all effects may be traced back to a
single original cause – which is God.
The third way concerns the existence of contingent beings. The world contains beings
(such as animals and humans) which are not there as a matter of necessity. Aquinas con-
trasts this type of being with a necessary being (one who is there as a matter of necessity).
While God is a necessary being, Aquinas argues that humans are contingent beings. The
fact that we are here needs explanation. Why are we here? What happened to bring us into
existence?
Aquinas argues that a being comes into existence because something which already
exists brought it into being. In other words, our existence is caused by another being. We
are the effects of a series of causation. Tracing this series back to its origin, Aquinas declares
that this original cause of being can only be someone whose existence is necessary – in
other words, God.
The fourth way begins from human values, such as truth, goodness, and nobility. Where
do these values come from? What causes them? Aquinas argues that there must be some-
thing which is in itself true, good, and noble, and that this brings into being our ideas of
truth, goodness, and nobility. The origin of these ideas, Aquinas suggests, is God, who is
their original cause.
The Middle Ages and Renaissance, c. 500–c. 1500 111
The fifth and final way is often referred to as “the teleological argument” or the “argu-
ment from design.” Aquinas notes that the world shows obvious traces of intelligent design.
Natural processes and objects seem to be adapted with certain definite objectives in mind.
They seem to have a purpose. They seem to have been designed. But things don’t design
themselves: they are caused and designed by someone or something else. Arguing from this
observation, Aquinas concludes that the source of this natural ordering must be conceded
to be God.
Most of Aquinas’s arguments are rather similar in terms of their structure. Each depends
on tracing a causal sequence back to its single origin, and identifying this with God.
A number of criticisms of the Five Ways were made by Aquinas’s critics during the
Middle Ages, such as Duns Scotus and William of Ockham. The following are especially
important.
1. Why is the idea of an infinite regression of causes impossible? For example, the argu-
ment from motion only really works if it can be shown that the sequence of cause and
effect stops somewhere. There has to be, according to Aquinas, a prime unmoved
mover. But he fails to demonstrate this point.
2. Why do these arguments lead to belief in only one God? The argument from motion,
for example, could lead to belief in a number of prime unmoved movers. Things could
be moved by multiple causes. There seems to be no especially pressing reason for
insisting that there can only be one such cause, except for the fundamental Christian
insistence that, as a matter of fact, there is only one such God.
3. These arguments do not demonstrate that God continues to exist. Having caused things
to happen, God might now have ceased to exist. The continuing existence of events
does not necessarily imply the continuing existence of their originator. Aquinas’s argu-
ments, Ockham suggests, might lead to a belief that God existed once upon a time – but
not necessarily now. Ockham developed a somewhat complex argument, based on
the idea of God continuing to sustain the universe, which attempts to get round this
difficulty.
Other medieval “arguments” for the existence of God could easily be added to this list –
such as Anselm of Canterbury’s “ontological” argument, which holds that since the reality
of God is greater than the mere idea of God, the idea of God as “that than which nothing
greater can be conceived” necessarily implies the existence of God. Yet the main point to
note is that these arguments fit within an overall medieval approach to the Christian faith
which is based on the assumption that it makes sense in itself, and is able to make sense
of what we know about the world as well.
2.3.5. The Consolidation of the Church’s Sacramental System
One of the most significant theological achievements of the medieval period was the con-
solidation of a theology of the church and its practices. In earlier periods, these ideas had
tended to be treated in a somewhat disconnected way – for example, during the Donatist
controversy (1.5.5). The great scholastic theological systems, in contrast, set out to provide
112 The Middle Ages and Renaissance, c. 500–c. 1500
an ordered and coherent account of God, the church, and the world – and saw the theo-
logical consolidation of the life of the church as integral to this vision.
One outcome of this was clarification of the nature of Christian ministry. Medieval
theologians developed Eusebius of Caesarea’s fourth-century views on the orders of min-
istry, recognizing seven distinct orders, in ascending order: sextons; readers; exorcists;
acolytes; subdeacons; deacons; priests. Yet perhaps the most important systematic develop-
ment was the construction of a sacramental theology which recognized seven sacraments:
baptism; confirmation; eucharist; marriage; penance; ordination; and extreme unction.
These developments are to be regarded as the consolidation and extension of earlier
approaches to the sacraments. Augustine of Hippo is generally regarded as having laid
down the general principles relating to the definition of sacraments in the fifth century.
Firstly, Augustine declared, sacraments are signs. “Signs, when applied to divine things,
are called sacraments.” Secondly, he insisted that these signs must bear some relation to the
thing which they are meant to signify. “If sacraments did not bear some resemblance to
the things of which they are the sacraments, they would not be sacraments at all.”
Yet Augustine’s definitions were imprecise and inadequate. For example, does it follow
that every “sign of a sacred thing” is to be regarded as a sacrament? In practice, Augustine
understood by “sacraments” a number of things that are no longer regarded as sacramental
in character; for example, the creeds and the Lord’s prayer. As time passed, it became
increasingly clear that the definition of a sacrament simply as “a sign of a sacred thing”
was inadequate. It was during the earlier Middle Ages that further clarification took
place.
In the first half of the twelfth century, the Paris theologian Hugh of St. Victor (1096–
1141) revised Augustine’s somewhat imprecise definition. He began by noting that “not
every sign of a sacred thing can properly be called a sacrament (for the letters in sacred
writings, or statues and pictures, are all ‘signs of sacred things,’ but cannot be called sacra-
ments for that reason).” In the place of this vague definition, Hugh proposed something
rather more precise: a sacrament is “a physical or material element set before the external
senses, representing by likeness, signifying by its institution, and containing by sanctifica-
tion, some invisible and spiritual grace.”
There are four essential components to Hugh’s definition of a sacrament:
1. A “physical or material” element, such as the water of baptism, the bread and wine of
the Eucharist, or the oil of extreme unction.
2. A “likeness” to the thing which is signified, so that it can represent the thing signified.
Thus the eucharistic wine can be argued to have a “likeness” to the blood of Christ,
allowing it to represent that blood in a sacramental context.
3. Authorization to signify the thing in question. In other words, there must be a good
reason for believing that the sign in question is authorized by Jesus Christ to represent
the spiritual reality to which it points.
4. An efficacity, by which the sacrament is capable of conferring the benefits which it
signifies to those who partake in it.
This new systematic statement of the nature and function of sacraments, though welcome,
was nevertheless still imperfect. On Hugh’s definition, penance could not be a sacrament,
The Middle Ages and Renaissance, c. 500–c. 1500 113
as it included no material element. Theory and practice were thus seriously out of line.
Peter Lombard (c. 1100–60) resolved the matter by omitting one vital aspect of Hugh’s
definition – namely, the reference to a “physical or material element.”
Peter Lombard’s classic definition of a sacrament, which was widely accepted during the
Middle Ages, began by affirming that “a sacrament bears a likeness to the thing of which
it is a sign.” So what is a sacrament? “Something can properly be called a sacrament if it is
a sign of the grace of God and a form of invisible grace, so that it bears its image and exists
as its cause.” This modified definition fits in each of the seven sacraments noted above, and
remained virtually unchallenged until the time of the Protestant Reformation of the early
sixteenth century.
The important point here is not the theological detail, but the general principle. A
coherent theological system was in the process of emerging, which embraced every aspect
of Christian thought and practice. Scholasticism had developed a theoretical framework
which wove together every aspect of life and thought into a harmonious, ordered whole.
The rational scholastic vision set out in Aquinas’s Summa Theologiae found its imaginative
counterpart in Dante’s Divine Comedy – a work to which we shall return later in this chapter
(2.3.8).
2.3.6. Medieval Biblical Interpretation
The Bible played a major role in personal devotion and theological reflection in the Middle
Ages. Most religious orders – especially the Benedictines – laid down that their members
must read the Bible, and reflect on its themes. The Benedictine night Office included
between three and twelve long readings from the Bible, depending on the day or season.
The Bible was read aloud during meals, and monks were encouraged to memorize passages
that could subsequently be recalled during periods of work, and used for devotional pur-
poses. In addition, much time was devoted to lectio divina, a meditative and devotional
form of Bible reading which often mingled the reading of biblical passages with commen-
taries by leading early Christian writers.
This emphasis on the importance of the Bible during the Middle Ages led to the produc-
tion of numerous manuscripts of biblical texts, often beautifully illustrated – a good early
example being the eighth-century Lindisfarne Gospels. Yet this deep interest in reading
biblical texts and exploring their relevance to Christian life and thought raised a question
of major importance: how are these texts to be interpreted?
This question had been discussed at some length in early Christianity. Once more, the
medieval period witnessed the consolidation of these discussions, and the emergence of a
codified system of biblical interpretation which gave the institution of the church a par-
ticularly significant role in settling theological debates. The standard method of biblical
interpretation used during the Middle Ages is usually known as the Quadriga, or the “four-
fold sense of Scripture.” The Latin term Quadriga originally mean a chariot drawn by
four horses; in Christian usage, it came to mean the reader of Scripture being guided
by four quite distinct meanings that lay within the text.
A distinction had long been drawn between the literal and spiritual meanings of biblical
passages. The Quadriga allowed readers of the Bible to explore four basic meanings of a
114 The Middle Ages and Renaissance, c. 500–c. 1500
given text – its surface meaning, along with three deeper meanings: the allegorical, defining
what Christians are to believe; the tropological or moral, defining what Christians are to do;
and the anagogical, defining what Christians were to hope for. The four senses of Scripture
were thus the following:
1. The literal sense of Scripture, in which the text was taken at face value.
2. The allegorical sense, which interpreted certain otherwise obscure passages of Scripture
to produce statements of doctrine.
3. The tropological or moral sense, which interpreted such passages to produce ethical
guidance for Christian conduct.
4. The anagogical sense, which interpreted passages to indicate the grounds of Christian
hope, pointing towards the future fulfillment of the divine promises in the New Jeru-
salem. This approach to reading the Bible can be seen as expressing one of the deepest
beliefs of the medieval Christian outlook – that there is an ordered way of looking at
the Bible and the world, which brings stability to both life and thought.
Figure 2.6 An illuminated medieval biblical manuscript, showing the construction of the temple
of Jerusalem. Miniature from the Bible of St. John XXII, Latin manuscript from the Palace of the
Popes of Avignon, France, fifteenth century. The Art Archive/DeA Picture Library/M. Seemuller
The Middle Ages and Renaissance, c. 500–c. 1500 115
An excellent example of allegorical interpretation can be found in Bernard of Clairvaux’s
twelfth-century exposition of the biblical book known as the “Song of Songs” or “Song of
Solomon.” Bernard offered an allegorical interpretation of the sentence “the beams of our
houses are of cedar, and our panels are of cypress” (Song of Solomon 1:17). His approach
illustrates the way in which doctrinal or spiritual meanings were “read into” otherwise
unpromising passages. For Bernard, “houses” were an allegory of “Christian people,” and
“beams” were an allegory for the “rulers of the church and the state.” This might seem to
open the way to an arbitrary interpretation of biblical passages, in which readers imposed
their own views upon the text. Yet this potential difficulty was avoided by insisting that
nothing should be believed on the basis of a non-literal reading of the Bible, unless it could
first be established on the basis of its literal sense.
Thus far, our discussion of scholasticism has focused on western Europe. Yet it is not
often realized that scholastic ideas were debated at Constantinople, even as late as the
fourteenth century. In the section that follows, we shall look at a Byzantine debate which
can be seen as a critique of the scholastic approach to theology. We will begin, however, by
exploring some aspects of the development of Byzantine theology, leading up to this debate.
2.3.7. A Byzantine Critique of Scholasticism: Hesychasm
Constantinople had become the intellectual and spiritual center of Orthodoxy by the end
of the eleventh century (2.1.6). While making extensive use of theologians and spiritual
writers who had no connection with the city – such as Gregory of Nazianzus and John of
Damascus – Constantinople had begun to develop its own distinct approach to theology
and spirituality. Especially under the leadership of its abbot in the early ninth century,
Theodore of Stoudios (759–826), the monastery of Stoudios became a significant center
for spiritual reflection. It was a focus for the forces opposed to iconoclasm during the bitter
controversies of the late eighth and early ninth centuries.
The most significant theologian to emerge within Constantinople itself was Symeon the
New Theologian (949–1022), a Byzantine nobleman who came under the influence of
the monastery of Stoudios. After a brief period spent at Stoudios, Symeon moved to take
charge of the renovation of the run-down monastery of St. Mammas, eventually becoming
its abbot. The style of theology that he developed was mystical, placing an emphasis on the
direct experience of God in the life of an individual. This was seen as a challenge to
the rather more scholastic approach developed by official Byzantine theologians, such as
Archbishop Stephen of Nicomedia. Yet though Symeon was a theologian on the margins
of both church and society, his long-term influence on the development of Orthodox theol-
ogy and spirituality was to prove enormous.
Where Stephen, the “official” theologian of the court of Constantinople, saw theology
as an essentially abstract, philosophical exploration of ideas, Symeon regarded theology as
wisdom infused by the Holy Spirit into a Christian as a result of repentance. His opponents
dismissed this as a dangerous novelty, and managed to bring about his exile to the village
of Paloukiton in 1009.
Yet Symeon’s ideas proved to have a deep appeal. Where many Byzantine theologians
developed approaches to theology which paralleled those of western scholasticism, Symeon
116 The Middle Ages and Renaissance, c. 500–c. 1500
emphasized the practice of prayer as a means of achieving union with God at a level that
was beyond images, concepts, and language. This “apophatic” approach to theology – which
highlighted the inability of human language to do justice to God – generated controversy
during the Hesychastic Controversy of the fourteenth century. This debate derives its name
from the Greek term hesychia, which can be translated as “silence,” “stillness,” “rest,” or
“quietness.”
Hesychasts promoted the idea that the highest goal of the Christian believer is the
experiential knowledge of God, which is attained by detaching the mind from the world,
and isolating it from distracting thoughts. There are important elements of this idea in
the teachings of Symeon, although other writers made a significant contribution to its
development.
Negatively, hesychasm emphasized the importance of not being distracted by worldly
thoughts; positively, it emphasized the importance of the “Jesus Prayer” – “Lord Jesus
Christ, Son of God, have mercy on me, a sinner” – as a means of con centrating the mind
and unlocking the heart. The object of this exercise is not to gain a deeper conceptual
knowledge of God, but to experience God directly – often in the form of light.
The Hesychast controversy is usually regarded as having begun when Barlaam of
Calabria (1290–1348) took exception to the teachings of some hesychastic writers. Barlaam
was familiar with western scholastic approaches to theology, and tended to see theology as
a science which established correct propositional statements concerning God. The hesy-
chastic approach seemed to him to reduce theology to the subjectivities of experience.
Gregory of Palamas (1296–1359), a monk of Mount Athos, provided a vigorous defense
of the central themes of the hesychastic approach against Barlaam’s criticisms. (The
monasteries of Mount Athos had by this time displaced the monastery of Studious as
Orthodoxy’s leading center of spirituality.) The differences between Palamas and Barlaam
could not be resolved, and were eventually considered by a synod held at Constantinople
in May 1341, presided over by the emperor Andronicus III. The synod ruled against
Barlaam, who returned to Calabria. He converted to Catholicism, and was subsequently
appointed bishop of Gerace.
Although the Hesychastic debate took place in the eastern church, it reflected concerns
about the intellectual focus of western scholasticism. By the end of the fourteenth century,
many Byzantine theologians were reasserting the close links between theology and spiritu-
ality, concerned that dominant western approaches to theology were too concerned with
issues of its internal logic and structure, and paid insufficient attention to the affective
aspects of faith. These concerns were also expressed within the western church, even if
perhaps the most famous critique of the approach originated from the east.
2.3.8. The Medieval Worldview: Dante’s Divine Comedy
Many historical writers, if asked to identify one single work as somehow embodying
the “medieval worldview,” would point to Dante’s Divine Comedy, composed during the
period 1308–21. This massive poem, more than 14 000 lines long, is widely seen as an
imaginative poetic vision of a medieval way of thinking about the world, life and death,
The Middle Ages and Renaissance, c. 500–c. 1500 117
and especially hell and heaven. The title often puzzles English readers, who assume that
the term “Comedy” implies something amusing or funny. However, Dante originally
entitled his work with the single Italian word Commedia, which is better translated as
“Drama.” The additional term “divine” appears to have been added by a Venetian publisher
at a later stage.
Its author, Dante Aligheri (1265–1321) was born into a well-established family in the
city of Florence, which was at that time an independent Italian city-state. Dante became
involved in political intrigues in Florence, and incurred the anger of influential Florentine
families, who forced him into exile. It was during this enforced absence from Florence that
he began to write the major work which we now know as the Divine Comedy.
Dante’s Divine Comedy tells of the poet’s journey through Hell, Purgatory, and Paradise.
Written in a complex pentameter form known as terza rima, the poem is a magnificent
synthesis of the medieval outlook, picturing a changeless universe ordered by God. It con-
sists of three interconnected poems, entitled Inferno (“Hell”), Purgatorio (“Purgatory”),
and Paradiso (“Paradise”). The poem describes an imaginary spiritual journey which takes
place in Holy Week 1300. Clues in the text allow its readers to work out that the journey
begins at nightfall on Good Friday – the day on which the Christian church marks the
death of Jesus of Nazareth on the cross. After entering Hell, Dante journeys downwards
for an entire day, before beginning his ascent towards Purgatory. After climbing Mount
Purgatory, Dante rises further until he eventually enters into the presence of God, conclud-
ing his journey on the Wednesday following Easter Day.
Throughout the journey, Dante is accompanied by guides. The first guide is Virgil, the
great Roman poet who wrote the Aeneid. It is widely thought that Dante uses Virgil as a
symbol of classic learning and human reason. As they draw close to the peak of Mount
Purgatory, Virgil falls behind and Dante finds himself in the company of Beatrice (thought
to be based on the young Florentine noblewoman Beatrice Portinari, the idealized object
of Dante’s affections, who had died in 1290), who leads him through the outer circles of
heaven. Finally, he is joined by the great medieval writer and sage Bernard of Clairvaux
(1090–1153), who finally leads Dante into the presence of God.
The structure of the poem is intricate and complex, and it can be read at a number of
levels. It can, for example, be read as a commentary on medieval Italian politics, particularly
the intricacies of Florentine politics over the period 1300–4; or it can be seen as a poetic
guide to Christian beliefs concerning the afterlife. More fundamentally, it can be read as a
journey of self-discovery and spiritual enlightenment, in which the poet finally discovers
and encounters his heart’s desire. For our purposes, it is a magnificent representation of
medieval beliefs about the afterlife.
Dante’s portrayal of the geography of hell is especially interesting, as he conceives of
hell as consisting of a group of concentric circles – the perfect shape, according to ancient
geometry. Dante portrays himself as descending through successive levels of hell, encoun-
tering various individuals who are condemned to its various regions. One of the most
interesting aspects of Dante scholarship is to work out why Dante consigns various people
to different fates – often reflecting aspects of papal and Florentine politics of the period.
For example, “limbo” is seen as a kind of “ante-hell,” in which no pain is experienced and
which is illuminated by a “hemisphere of light” corresponding to the light of human reason.
118 The Middle Ages and Renaissance, c. 500–c. 1500
Dante populates this region with virtuous non-Christians, particularly pagan philoso-
phers such as Aristotle, Seneca, Euclid, and Virgil. Beyond this lies the second circle of hell,
to which Dante consigns all those who have “made reason slave to appetite.” Dante includes
Achilles, Cleopatra, Helen of Troy, and Tristan (a hero of many medieval romances) among
the inhabitants of this region.
One of the historical myths about the Middle Ages, still encountered in some outdated
textbooks, is that it was believed that the earth was flat. No serious Christian thinker of the
age held that opinion. Purgatory, the second book of Dante’s Divine Comedy, is of particular
interest as a witness to the medieval knowledge of a spherical Earth. During this poem,
Dante discusses the different stars visible in the southern hemisphere, the altered position
of the sun, and the various time zones of the Earth. Dante points out that, when the sun
sets at Jerusalem, it is midnight on the River Ganges, and the sun is rising in Purgatory.
In the third book, Paradise, Dante sets out the medieval understanding of the structure
of the universe. The cosmos is depicted as a series of concentric spheres, arranged in hier-
archical order. The innermost sphere consists of formless matter. As Dante travels through
these spheres, he moves initially from matter to plants to animals to human beings. The
spheres above humanity contain heavenly beings, such as the angels and finally, God.
Dante’s final vision of God is framed in terms of Aristotle’s idea of the “unmoved mover,”
with a distinctively Christian gloss – “the love that moves the sun and the other stars.”
Dante’s Divine Comedy merits close reading. For our purposes, it is best seen as a mag-
nificent poetic depiction of the medieval understanding of the physical and spiritual
worlds. Its astronomy is Ptolemaic, not Copernican. The earth stands at the center of every-
thing. Yet this physical universe is supplemented by a complex spiritual understanding of
the deeper structure of reality, in which everything derives its existence from God. Dante’s
journey of 1300 is an exploration of the medieval vision of reality, both physical and
spiritual.
2.4. The Later Middle Ages
Many accounts of the history of the Middle Ages make a distinction between the “High
Middle Ages” (from about 1100 to 1300, often portrayed as a period of cultural and social
achievement) and the “Later Middle Ages” (from about 1300 to 1500, often portrayed as a
period of decay or stagnation). There is some truth in these traditional representations of
the medieval period, even if there is at least some degree of arbitrariness about the exact
date of this transition. Western Europe experienced a series of disasters shortly after 1300,
such as the Great Famine of 1315–17 and the Black Death, which arrived in Europe from
China in the late 1320s, and was at its height in 1348–50. Some estimates suggest that
the population of western Europe may have been reduced by some two hundred million
people – roughly 30 percent of the population – by these catastrophes. The situation was
made worse by widespread social unrest, and the outbreak of the destructive Hundred
Years’ War – actually a series of wars – over the period 1337 to 1453.
Christianity in western Europe was deeply affected by these developments. In the case
of the Catholic church, an additional complication arose through what is known as the
The Middle Ages and Renaissance, c. 500–c. 1500 119
“Great Schism.” As we shall see, political infighting led to conflict over the identity of the
pope, and the influence of the church over international politics. In this section, we shall
consider the fortunes of the western church, and how it coped with what many still regard
as a period of ecclesiastical decline and decay.
2.4.1. The Avignon Papacy and the Great Schism
As we saw earlier, the election of popes was a contentious matter in the Middle Ages, and
potentially open to manipulation by political or familial power groups (2.1.9). While the
Gregorian reforms had sought to minimize this danger (2.2.1), it never really disappeared.
The opening of the fourteenth century witnessed developments which seemed to many to
illustrate the power that secular rulers wielded over supposedly spiritual elections.
Some scholars believe that the high water mark of papal political influence was reached
in November 1302, when Boniface VIII (c. 1234–1303) issued the bull Unam Sanctam, in
which he proclaimed that “every human creature is subject to the Roman pontiff.” This
viewpoint, and the manner in which it was asserted, provoked open dispute with many
influential political leaders of the age, including the Emperor Albert I of Habsburg, the
powerful Colonna family of Rome, and Philip IV of France. The Florentine poet Dante
Alighieri (2.3.8) – author of the Divine Comedy – penned his essay De Monarchia (“On
Monarchy”) in response, challenging Boniface’s claims of papal supremacy.
Philip IV launched a campaign designed to discredit Boniface, and minimize his influ-
ence. Guillaume de Nogaret, Philip’s chief minister, declared that Boniface was a heretic;
Boniface responded by excommunicating both Philip and de Nogaret. Philip teamed up
with the Colonna family to arrange for two thousand mercenaries to ambush Boniface
while he was staying in the town of Anagni, southeast of Rome. It worked. Boniface was
taken captive. Although he was eventually released, he died shortly afterwards.
His successor, Benedict XI, was widely regarded as the puppet of Philip IV of France.
He promptly revoked the order of excommunication that Boniface had imposed on Philip,
and did nothing to implement Boniface’s declaration of papal supremacy over secular
rulers. However, in 1304, Benedict excommunicated de Nogaret and the prominent Italians
who had played a part in the seizure of Boniface VIII at Anagni. He died shortly afterwards.
Rumors rapidly spread that he had been poisoned.
A power struggle now developed between French and Italian cardinals over who should
succeed Benedict. After nearly a year of wrangling within the deadlocked papal conclave,
the French archbishop of Bordeaux was elected pope, and took the papal name Clement
V. One of his first acts was to remove the papal establishment from Rome to France. Ini-
tially, the papacy was based at Poitiers. In 1309, it moved to the southern French city of
Avignon. The “Avignon Papacy” would continue until 1377, by which time it had become
widely discredited as a tool of the French monarchy. The seven Avignon popes, all French,
were: Clement V (1305–14); John XXII (1316–34); Benedict XII (1334–42); Clement VI
(1342–52); Innocent VI (1352–62); Urban V (1362–70); and Gregory XI (1370–8).
In the end, Gregory XI finally brought the curtain down on the Avignon papacy, return-
ing to Rome in January 1377. The long period of the Avignon papacy had severely eroded
the notion of the pope as a unifying Christian leader in western Europe, partly because
120 The Middle Ages and Renaissance, c. 500–c. 1500
of its obvious collusion with French political interests. Many hoped that the return of
the papacy to Rome would end this damaging episode in the history of the western
church.
Following Gregory’s death in early 1378, a papal conclave met in Rome to choose his
successor. The building in which the conclave was taking place was surrounded by a mob,
who demanded that the new pope should be Italian, not French. The cardinals gave in to
this popular pressure, and elected Bartolomeo Prignano, who took the name Urban VI.
Although initially liked, Urban rapidly gained a reputation for arrogance, which alienated
him from many of the cardinals. In August 1378, they issued a declaration that Urban’s
election was invalid, as it had taken place under pressure from a mob.
The French cardinals proceeded to elect a Frenchman, and reestablished the Avignon
papacy with Clement VII as pope, whilst Urban remained in Rome, maintaining the legiti-
macy of his election. Western Christendom proved incapable of deciding which of the two
popes was legitimate, leading to growing disquiet over the role of the papacy in spiritual
and temporal affairs.
The ensuing period of the “Great Schism” led to the western church being split between
two rival popes (often referred to as “pope” and “anti-pope”), each presenting himself as
the only legitimate successor to St. Peter, and rejecting the authority of his rival. England,
Germany, Hungary, most of Italy, Poland, and the Scandinavian countries supported Urban
VI at Rome; France, Scotland, Spain, and southern Italy supported the “anti-pope” Clement
Figure 2.7 The medieval papal palace of Avignon, overlooking the city of Avignon and the Rhone
River. © Gail Mooney/Corbis
The Middle Ages and Renaissance, c. 500–c. 1500 121
VII at Avignon. This situation continued for nearly forty years, and led to a dwindling in
respect for the institution of the papacy. How could absolute power be entrusted to such
an institution, which had clearly become open to corruption and the exercise of improper
influence?
But what was the alternative? As we shall see, the “Great Schism” prompted many
to explore other models of church government, the most important of which was
“conciliarism.”
2.4.2. The Rise of Conciliarism
The Avignon papacy and the “Great Schism” (2.4.1) caused many in the western church to
reflect on the potential for abuse and corruption which resulted from concentrating such
spiritual and temporal power in the hands of a single individual. If there were two claim-
ants to the papacy, and no human authority was to be recognized as superior to the papacy,
how could things be sorted out? There seemed to be no existing mechanism by which the
conflict could be resolved.
Yet many wondered if there might be a way in which power could be exercised more
accountably on behalf of the church. Was the traditional system of focusing power on the
pope really the best model of ecclesiastical governance? During the fourteenth century,
one option began to emerge as a serious alternative to the existing papal model. What if
authority within the church was not invested in a single individual, but in a group of
accountable individuals – in other words, in a council? The movement widely known as
“conciliarism” held that the ultimate focus on authority within the church was a General
Council.
The origins of conciliarism can be traced back to the early church. The Council of
Nicaea (325) was convened by the emperor Constantine (1.4.2). It consisted of bishops
drawn from throughout the Christian world, who were charged with reaching consensus
on a number of issues, especially doctrinal formulations concerning the identity of Jesus
of Nazareth. Faced with the papal authoritarianism of the fourteenth century, many senior
church figures came to the conclusion that the notion of absolute papal authority needed
checks and balances if abuse was to be avoided. General Councils, convened on behalf
of the church, would ensure that authority was exercised more responsibly. Although
some suggested that such General Councils might eventually replace the papacy in the
western church, most writers of the fourteenth century simply preferred to redefine
the pope’s privileges and responsibilities within a conciliar context. Their concern was to
increase papal accountability to the church, not to replace the papacy with an alternative
institution.
In the end, the momentum to resolve the Great Schism arose primarily within France.
A number of French churchmen, inclined to think that France was partly responsible for
the chaotic situation by encouraging the Avignon papacy, took the initiative in rectifying
things. During the reign of the French anti-pope Clement V, the French academics Jean
Gerson (1363–1429) and Pierre d’Ailly (1351–1420) invited the University of Paris – then
widely regarded as the leading academic authority in western Europe – to discuss how the
situation might be remedied.
122 The Middle Ages and Renaissance, c. 500–c. 1500
The University of Paris declared that the schism could be ended in three ways. Firstly,
the two rival popes could renounce the office unconditionally (an option referred to
as “cession”), clearing the way to a new election by accountable and acceptable means.
Secondly, the matter could be resolved by each pope agreeing to an impartial arbitrator,
who would resolve the issue. Thirdly, a general council might meet to discuss the issue, and
issue a binding recommendation.
Clement’s death in September 1394 gave the conciliarists the opportunity for which they
had been waiting. However, in the end, nothing came of it. Two weeks after Clement’s
death, Pedro de Luna was unanimously elected as pope by twenty-four cardinals at Avignon,
taking the name Benedict XIII. A letter from the king of France, requesting the cardinals
not to proceed to an election, was deliberately not opened until after the decision had been
reached. In 1395, however, the national assembly of France and the French clergy endorsed
the University of Paris’s strategy for ending the Great Schism, either through cession of
office, or through convening a general council. Yet neither Benedict XIII nor Gregory XIII
was willing to give up his claim to the papacy. Nor would either agree to call a General
Council to resolve the issue.
In the end, a group of disaffected cardinals decided to take the initiative. They convened
a Council to meet at Pisa in 1409, with the explicit objective of seeking a resolution of the
contested papacy. Benedict XIII and Gregory XIII called rival councils, hoping to discredit
Pisa. Yet international support grew for Pisa, with the universities of Paris and Oxford
throwing in their weight, backed up by many secular rulers. In the end, a large and repre-
sentative body of bishops gathered in Pisa to hear the case for each of the rival claimants.
After due consideration, the council declared that both had shown themselves unfit for this
high office. Both were deposed. In their place, the council elected Cardinal Peter Philarghi
(1339–1410) as pope, who took the name of Alexander V.
It seemed that the matter had been resolved, and that a new principle had been
established – that a general council had authority over popes. Yet Alexander V had rather
different ideas on this question, and promptly began to exercise the same authoritarian
rule that had given birth to conciliarism in the first place. Alexander’s death a year later
in 1410 led to the election of a new pope, John XXIII – but not to the resolution of the
issue. For, following the death of Alexander, there were now three claimants to the papacy:
Benedict XIII and Gregory XIII (neither of whom recognized the validity of the Council
of Pisa), and John XXIII.
By now, impatience with the situation was widespread. Another reforming council was
convened by John XXIII at Constance from November 1414 to April 1418. Once more, the
legitimacy of the council was called into question. Sigismund of Luxemburg, king of
Germany (and later Holy Roman Emperor) attended the council, and made clear his
support for its final decision – that all three popes should resign, opening the way for
a fresh election. In the end, a new pope was elected, thus bringing the western schism to
an end.
Yet the new pope – Martin V – had little enthusiasm for conciliarism, and found it rela-
tively easy to revert to traditional ideas of absolute papal authority. Support for conciliarism
had been largely the result of concerns about the destabilizing impact of the Great Schism
The Middle Ages and Renaissance, c. 500–c. 1500 123
on western Europe. With the ending of the schism, enthusiasm for conciliarism waned.
The traditional model of the papacy reestablished itself.
2.4.3. Eastern Europe: The Rise of Russia as a Christian Nation
As we noted earlier, Orthodox Christianity became established as the dominant religion of
the area known as Kievan Rus’ during the tenth century (2.1.8). The Russian church was
headed by the metropolitans of Kiev, the traditional metropolitan center of Christianity in
this region. Yet the stability of this entire region was undermined during the early thirteenth
century as Mongol armies under Genghis Khan (1162?–1227) and his successors moved
westwards.
The Mongol invasions of the 1220s hastened the political and economic decline of Kiev,
and the break-up of Kievan Rus’ into three separate regions. The Mongols inflicted a deci-
sive defeat on the army of Rus’ at the Battle of the Kalka River (1223); however, they did
not press home their advantage. A fresh incursion took place in 1238, with the forces of
Rus’ being defeated once more at the Battle of the Sit River. This time, the region was
subjected to Mongol rule. Kievan Rus’ ceased to exist; its constituent territories began to
develop in different directions, eventually leading to the formation of the three regions
now known as Russia, Ukraine, and Belarus.
The period of the “Tatar yoke” witnessed significant changes in the organization of
Christianity in the region. The most important of these is generally agreed to be the reloca-
tion of the metropolitan center of Russian Orthodoxy to Moscow. Although Moscow was
seen as subordinate to Constantinople, it became increasingly clear to Russian observers
that Constantinople’s future was threatened by Turkish expansion. In 1448, a council of
Russian bishops declared the independence of the Russian church from Constantinople,
and appointed its own metropolitan bishop with the title of “Metropolitan of Moscow and
All Russia.”
Throughout this period, the spiritual identity of the Russian Orthodox church was
sustained by a network of monasteries. The Mongolian Empire was religiously tolerant,
and showed little interest in interfering with Russian affairs. Although the Mongolian
people were primarily Shamanistic in their religion, Christianity was a significant influence
within the higher social classes of the empire, as a result of Nestorian missions to the region.
This tolerance left the monasteries free to develop as centers of mission, scholarship, and
spirituality. Monastic visionaries and reformers, such as Sergei Radonezhsky (also known
as “Sergius of Radonezh,” died 1392), established monasteries throughout central and
northern Russia.
With the fall of Constantinople in 1453 (2.4.7), the Russian Orthodox church began
to see itself as the “Third Rome.” Although some suggest that the city of Moscow itself
was the successor to the cities of Rome and Constantinople, it is more accurate to
suggest that it was the nation of Russia – rather than its leading city – which was seen
in this way. Mindful of Constantine’s designation of his city as the “Second Rome”
more than a millennium earlier, Russian Christians came to see themselves as his true
successors.
124 The Middle Ages and Renaissance, c. 500–c. 1500
This trend was given added significance during the reign of Ivan III of Russia (1440–
1505). With the final defeat of the Mongols at the Battle of the Ukra River in 1480, Russia
emerged as the dominant power in the region. Ivan had married Sophia Paleologue, niece
of Constantine XI, the last Byzantine emperor. This family link allowed Ivan to present
himself as the successor to the emperor, and the see of Moscow as the successor to Con-
stantinople. It was only a matter of time before the rulers of Russia began to refer to
themselves as “emperors.” (The Russian term “czar,” like the German term “Kaiser,” is
derived from the Latin word Caesar.) Grand Duke Ivan IV (called “the Terrible”) was
proclaimed the first Russian czar in January 1547.
As Russian power expanded still further in the sixteenth century, few in the region
were prepared to argue with its claims to religious supremacy. With the consent of
other Orthodox patriarchs, the Russian Orthodox church was recognized as an autoceph-
alous Orthodox church in 1589.
Figure 2.8 The icon of the Trinity by Andrei Rublev (1360–c. 1430), one of the most famous expres-
sions of medieval Russian monastic spirituality. Tretyakov State Gallery, Moscow. © 2012. Photo:
Scala, Florence
The Middle Ages and Renaissance, c. 500–c. 1500 125
2.4.4. Heresy: Waldensians, Hussites, and Wycliffites
Although the Council of Constance had been preoccupied with issues concerning the papal
succession, other matters had emerged as important – above all, the threat of heresy. The
Bohemian reformer Jan Hus (c. 1369–1415) was gaining a significant following for his
program of reform within the church. Significantly, Hus’s demands were given added
importance by a growing tide of nationalism in this region.
Heresy began to emerge as a significant problem for the church in western Europe in
the eleventh century, having had a remarkably low profile in the previous three centuries.
Some have suggested that the year 1000 was seen as possessing mystical significance, trig-
gering a wave of heretical speculation during the “millennial generation” (1000–33). The
study of heresy in western Europe during the Middle Ages raises some important questions
of definition. Some of the movements that were declared to be heretical seem to represent
renewal or modification of older heresies.
An excellent example of this is provided by the Cathars, a religious sect which appeared
in the Languedoc region of France in the eleventh century, and flourished in southern
France during the following two centuries. This sect adopted views which are recognizably
Gnostic, perhaps originating from eastern Europe – such as the notion that matter was
intrinsically evil, and a dialectic between an inferior creating divinity and a superior
redeeming divinity.
Others, however, seem to fall into a more political category – movements which posed
a threat to the temporal authority of the church. This challenge might take the form of an
alternative vision of society, or of the privileged place of the church in the interpretation
of Scripture. An example of such a movement is the Waldensians, a reform movement
which emerged in southern France about the year 1170 as a result of the activity of a
wealthy Lyonnais merchant by the name of Valdes.
Valdes embarked on a reforming ministry which was based upon a literal reading of the
Bible (particularly its injunctions to poverty) and biblically based preaching in the ver-
nacular. This ethos contrasted sharply with the somewhat loose morality of the clergy at
that time, and attracted considerable support in southern France and Lombardy. Although
this was little more than a grass-roots movement seeking reform, it was regarded as a
significant threat to the power and status of the church.
The politicization of the notion of heresy is perhaps best seen in the church’s
reaction to John Wycliffe (c. 1320–81), an English theologian who is often credited with
inspiring the first English translation of the Bible. Wycliffe argued extensively – in both
English and Latin – for the translation of the Bible into his native English. (Wycliffe used
the Latin Vulgate text of the Bible, not having access to the original Hebrew and Greek
texts.)
For Wycliffe, the English people had a right to read the Bible in their own language,
rather than be forced to listen to what their clergy wished them to hear. As Wycliffe pointed
out, the ecclesiastical establishment had considerable vested interests in not allowing the
laity access to the Bible. They might discover that there was a massive discrepancy between
the lifestyles of bishops and clergy and those commended – and practiced – by Christ
and the apostles.
126 The Middle Ages and Renaissance, c. 500–c. 1500
Wycliffe thus threatened to call into question the clerical domination of theology and
church life in England. Although Wycliffe’s motivations for translating the Bible were
mainly theological, there was a strong political and social dimension to his program. The
translation of the Bible into English would be a social leveler on a hitherto unknown scale.
All would be able to read Christendom’s sacred text, and judge both the lifestyle and teach-
ings of the medieval church on its basis.
The defining issue for Wycliffe was who has the right to read and interpret the text of
the Bible – all believers, or merely a spiritual elite? There was a fundamental issue of power
here. By insisting that the Bible should be translated into English, Wycliffe was expanding
the circle of those who had access to this text, and those who believed they had the right
to interpret it. Those who resisted Wycliffe’s demands for the democratization of biblical
interpretation offered a traditionalist theological defense of their elitist conception of the
right to interpret the Bible. Nevertheless, the motivation of issues of power and the con-
solidation of the status quo can hardly be overlooked. The effect of the Wycliffite “heresy”
was to weaken the church’s grip on the control of how the Bible was to be interpreted.
Wycliffe’s supporters – who came to be known as “Lollards” – played a significant role
in creating demand for reform in the later medieval English church, and may well have
prepared the ground for the English reception of Martin Luther’s reforming ideas in the
1520s.
Although the Middle Ages did indeed see the revival, often with local transmutations,
of older heresies, many movements were branded as heretical for political reasons. The
establishment of the Inquisition can be seen as marking a confirmation of the increasing
political and institutional significance of heresies deemed to pose a threat to papal author-
ity. This represents a significant move away from early Christian attempts to encapsulate
the essence of heresy, which focused on the threat it posed to the Christian faith as a
whole – not to Christian individuals or institutions. The use of the term “heresy” to
denote a threat to the church was to be seen as an inquisitorial, rather than a theological,
definition of heresy. As Herbert Grundmann pointed out in 1935, many of the religious
movements of the Middle Ages that were branded “heretical” were really nothing of the
sort. There was a serious case to be made for abandoning the use of the word “heresy” to
designate many of them.
2.4.5. The Modern Devotion: The Brethren of the Common Life
As we noted earlier, monasteries and convents played a critical role in maintaining
and propagating Christian ideas during the Middle Ages (2.1.5). Yet this concentration of
theological and spiritual excellence within the monastic tradition had some unintended
consequences. For example, the everyday life of the laity was often left virtually totally
untouched by the spiritual riches being developed behind monastic walls. Monastic spir-
ituality often presupposed a lifestyle and outlook quite alien to lay people.
Yet many reforming movements in the later Middle Ages sought to bridge the gap
between the religious orders and lay people. Both the Dominicans and Franciscans repre-
sented serious attempts to reconnect the Christian faith with wider culture, partly by
encouraging a religious presence within society. One of the most important of these devel-
The Middle Ages and Renaissance, c. 500–c. 1500 127
opments took place during the fourteenth century in the Low Countries – the movement
often known by the Latin phrase Devotio Moderna (“Modern Devotion”), and the Brethren
of the Common Life.
The Modern Devotion had its origins in the flourishing commercial towns of the Low
Countries. Gerard Groote (1340–84) was the son of a prominent merchant of Deventer, a
trading center on the River Ussel which was a member of the Hanseatic League. Groote’s
family had risen to become one of the leading cloth merchants of Deventer, and were
wealthy as a result. In 1374, while seriously ill, Groote had a conversion experience, which
caused him to abandon his comfortable lifestyle and adopt an ascetic way of living.
Groote chose to enter the Carthusian monastery at Monnikhuizen shortly after his
conversion. He went there as a guest, apparently without any real intention of becoming a
member of the Carthusian order. Yet the monastic disciplines of prayer, fasting, and manual
labor helped shape his religious ideals, which became central to the spirituality of the
Modern Devotion. He was strongly pragmatic in his outlook, and regarded theology and
philosophy as being somewhat peripheral to more important matters. Groote saw Chris-
tianity as primarily practical in its outlook, and developed an emphasis upon the service
of God in society.
Groote’s legacy was two quite distinct types of communities. The first was the movement
known as the “Brethren of the Common Life.” The Brethren – who were mainly lay –
devoted themselves to religious exercises, the quest for personal renewal by reflecting
on the person of Christ, manual work, and service to others. Many scholars have described
the Brethren of the Common Life as “practical mystics,” in that their concern for personal
union with God was linked with their efforts to reform the church through educating
young people and instructing the laity in the basics of the Christian faith. This led to the
Brethren developing an emphasis on education – either through founding schools and
colleges of their own in the Lowlands, Germany, and France, or through members becom-
ing teachers at existing institutions run by other religious communities.
The second type of community that resulted from Groote’s ministry followed a more
traditional monastic model. The monasteries established by his followers were grouped in
the congregation of Windesheim, which became a major center for monastic reform. By
1500, just under one hundred monasteries had links with the movement, sharing its
emphasis on a deep and personal religious experience and faith, combined with biblical
and theological learning.
The impact of this religious order affected even the University of Paris, widely regarded
as the greatest academic center of the Middle Ages (2.2.4). Jan Standonck (1453–1504), a
native of Brabant, was deeply influenced by the ideals of the “Modern Devotion.” In 1483,
Standonck became Master of the Collège de Montaigu, one of the colleges of the University
of Paris, where he set about refurbishing its buildings, and encouraging the academic voca-
tions of poor students. By 1485, Standonck had been elected Rector of the University of
Paris.
One of the most influential spiritual works of the late Middle Ages had its origins within
the Devotio Moderna. Thomas à Kempis (c. 1380–1471), who came into contact with the
movement while studying at Deventer, is thought to have written the spiritual classic
The Imitation of Christ at some point during the period 1418–27. While some uncertainties
128 The Middle Ages and Renaissance, c. 500–c. 1500
about the work’s true authorship remain, the work is widely attributed to à Kempis. The
work was enormously influential, and was copied extensively in the fifteenth century.
The invention of printing increased its influence still further, and it is now widely cited as
one of the most influential works of Christian spirituality of all time.
Thomas à Kempis’s Imitation of Christ is characterized by its emphasis on the interior
life and withdrawal from the world, which marks it off from other works of monastic
spirituality which encouraged an active imitation of the example of Christ. The influence
of Groote can be seen at a number of points, particularly its criticism of theological specu-
lation and affirmation of the importance of love for God. This is best seen in his famous
comment on the doctrine of the Trinity.
What good does it do you if you dispute loftily about the Trinity, but lack humility and there-
fore displease the Trinity? It is not lofty words that make you righteous or holy or dear to God,
but a virtuous life. I would much rather experience contrition than be able to give a definition
of it.
2.4.6. Popular Religion: The Cult of the Saints
To make sense of how Christianity developed during the Middle Ages, it is important to
appreciate how it impacted on different groups of people. We have already reflected on its
impact on the life of the mind and the politics of Europe. But what of its popular appeal?
How did Christianity relate to the everyday world outside the universities, monasteries,
and royal courts? In recent years, scholarship has given increased attention to the phenom-
enon of “popular religion” or “folk religion,” in which Christian ideas and practices were
adapted and implemented in rural life.
Although the late fourteenth and fifteenth centuries tended to be regarded as a period
of religious degeneration by an earlier generation of historians, more recent research has
decisively overturned this verdict. Towards the end of this period, on the eve of the Prot-
estant Reformation, religion was perhaps more firmly rooted in the experience and lives
of ordinary people than at any time in the past. Earlier medieval Christianity had been
primarily monastic, focused on the life, worship, and writings of Europe’s monasteries and
convents. Church building programs flourished in the later fifteenth century, as did pil-
grimages and the vogue for collecting relics. The fifteenth century has been referred to as
“the inflation-period of mystic literature,” reflecting the growing popular interest in reli-
gion. There was a widespread popular appropriation of religious beliefs and practices, not
always in orthodox forms.
The phenomenon of “folk religion” often bore a tangential relationship to the more
precise yet abstract statements of Christian doctrine that the church preferred – but that
many lay people found unintelligible or unattractive. In parts of Europe, something close
to “fertility cults” emerged, connected and enmeshed with the patterns and concerns
of everyday life. The agrarian needs of rural communities – such as haymaking and har-
vesting – were firmly associated with popular religion.
For example, in the French diocese of Meaux in the early sixteenth century, the saints
were regularly invoked in order to ward off animal and infant diseases, the plague and eye
The Middle Ages and Renaissance, c. 500–c. 1500 129
trouble, or to ensure that young women find appropriate husbands. The direct connection
of religion and everyday life was taken for granted. The spiritual and the material were
interconnected at every level.
The medieval Catholic church was encountered by ordinary people through its practices
and images, rather than its abstract theological ideas. The liturgy of the church, especially
the Mass, enacted dramatically a visual “grand narrative” of human history and experience.
Its ritual observance and symbolic gestures shaped the congregation’s perception of the
world, and their own location within it. It offered spectacle and instruction, theater and
dogma, in a form which reaffirmed the medieval worldview, and the necessary place of the
institutional church as an instrument and vehicle of salvation. Outside that church, there
was no salvation.
The drama of the liturgy was supplemented by images – often images of gospel
scenes, painted on church walls, illustrating gospel scenes for the benefit of those who
could not read; or images of saints, especially Mary, whose intercessory powers were
affirmed and proclaimed by the church. Saints were mediators of divine grace, who
would hear and mediate the prayers of ordinary people. In churches throughout western
Europe, the cult of the saints was represented iconically – through paintings, altarpieces,
and statues.
So what was this “cult of the saints,” which had such a huge impact at the time? The
recognition of the importance of the saints (Latin: sancti, “holy ones”) dated back to early
Christianity, where vigils were often held at the tombs of prominent Christian leaders,
especially those who had been martyred for their faith (1.4.4). Gradually, a cult of venera-
tion of the saints developed, with three distinct elements.
1. Commemoration. Here, a specific day would be set aside in the church’s calendar to
recall the life and teachings of a saint. Some saints were recognized as having universal
significance; others were seen as being of local importance.
2. The cult of relics. Relics (Latin: reliquae, “things that are left behind”) were material
objects associated with the saints which were seen as “pledges” or “tokens” of the saint’s
intercessory power. Such relics included body parts, as well as objects which had
belonged to or been used by the saint, such as clothes or books.
3. Pilgrimages to shrines associated with saints. In the Middle Ages, there were many
such sacred sites – such as the Santiago de Compostela in northern Spain, linked with
the apostle James, or the tomb of the martyred archbishop Thomas à Becket at
Canterbury.
The cult of the saints played a major role in medieval Christianity, especially at the popular
level. One way of understanding this phenomenon is to consider the idea of a heavenly
court. For many in the Middle Ages, God was to be compared to a monarch, surrounded
by a glittering company of courtiers – namely, the saints. One of the key themes of the
“cult of the saints” is the notion of a saint’s intercessory power – in other words, his or her
ability to gain a hearing at the court of heaven. The idea of saints as advocates gained a
huge following in the Middle Ages.
130 The Middle Ages and Renaissance, c. 500–c. 1500
This idea is perhaps best seen in the notion of a “patron saint” – that is, a heavenly
intercessor or advocate in heaven on behalf of a nation, place, or profession. Some examples
of this development may be noted.
1. A place. During the Middle Ages, it was common for a city which grew to prominence
to acquire the remains of a famous saint who had lived and was buried elsewhere, and
transfer them to its cathedral. This was seen as conferring considerable prestige on the
city. The best-known example of this is the city of Venice, which is traditionally held
to have secured the remains of Saint Mark from Egypt in the ninth century. The iconic
St. Mark’s Basilica was built to house these relics. The patron saint of Venice had origi-
nally been the martyr Theodore of Amasea; once the relics of Mark arrived, however,
the city decided to upgrade its patron saint.
2. A profession. Luke – the author of both the gospel bearing his name and the Acts of
the Apostles – was a physician, often leading to his being spoken of as a “physician
of the soul” in Christian spiritual and devotional writings. It was natural that he would
be adopted as the patron saint of the medical profession. Hospital chapels were often
dedicated to Luke for this reason.
The notion of an “indulgence” also came to be linked with the cult of the saints. Strictly
speaking, an “indulgence” was understood as the relaxation or remission of any penance
required of sinners. They were not understood as the cause of the forgiveness of sins, which
was seen as God’s prerogative. The medieval church, building on established customs of
the early church, imposed penances on those who confessed their sins, partly as a sign
of genuine contrition or repentance. In the early thirteenth century, this notion was devel-
oped further. The Dominican theologian Hugh of St. Cher (c. 1200–63) argued that there
was a “treasury” of grace at the church’s disposal, as a result of the merits of Christ and the
saints.
The idea of an “indulgence” was easily misunderstood as the purchase of forgiveness of
sins – something that was never intended or sanctioned by the church. This misunder-
standing probably arose through the sale of indulgences as a way of raising funds for
ecclesiastical projects – such as the construction of St. Peter’s Basilica in Rome in the early
sixteenth century. At the popular level, this came to be seen as a way of securing remission
of any penalties linked with sin. The indulgence traffic became hugely popular in France
and Germany – and controversial. Martin Luther’s protest against the sale of indulgences
in Germany in 1517 fits into a broader pattern of concern about this trade (3.3.1).
In France, an indulgence campaign was arranged by Leo X and Francis I in 1515, with
a view to financing a crusade. In 1518, however, the Parisian faculty of theology protested
against some of the superstitious ideas to which this campaign gave rise. It condemned as
“false and scandalous” the teaching that “whoever puts into the collection for the crusade
one teston or the value of one soul in purgatory sets that soul free immediately, and it goes
unfailingly to paradise.” Yet although regarded as questionable by academic theologians,
such beliefs held a deep fascination for ordinary people. An “unofficial” theology thus came
to develop, largely unrelated to the approved theology textbooks, but deeply rooted in the
hopes and fears of society in general.
The Middle Ages and Renaissance, c. 500–c. 1500 131
2.4.7. The Rise of the Ottoman Empire: The Fall of Constantinople (1453)
By the beginning of the fifteenth century, many had concluded that Constantinople was
unable to survive as an independent city. The city had already fallen to Crusaders in 1204,
and was no longer regarded as invincible – despite its formidable system of defenses. By
the late fifteenth century, Islamic leadership was in the process of passing from the Abbasid
Caliphate to the Ottomans, who regarded the conquest of Christendom’s greatest city as a
jihad – a holy war. The expansionist policies of the Ottoman Turks led to the city being
surrounded, and deprived of any economic or political hinterland. The “Second Rome”
was isolated. It had earlier been fatally weakened through a natural disaster. Between
1348–50, the “Black Death” spread within the city, killing as much as half the population.
It was just a matter of time before the city fell.
The Ottoman sultan Mehmed II (1432–81) constructed a fortress in Ottoman territory
just north of Constantinople in 1452, which served the dual purpose of cutting off the
city’s links with Black Sea ports on the one hand, and acting as the launching point for
the siege of Constantinople a year later on the other. Mehmed II laid siege to Constanti-
nople in April and May 1453. After fifty-seven days, the city fell. Strained relations between
the Christian west and east led to a marked absence of support, political or military, for
the besieged city. Having secured the city, Mehmed continued to expand Ottoman influ-
ence in the region now known as the Balkans. Bosnia was conquered in 1463; Albania in
1478; Herzegovina in 1482; and Montenegro in 1498.
Although western rulers had relatively little sympathy for the ailing Byzantine Empire,
which many regarded as religiously heterodox and politically degenerate, the advance of
Ottoman forces into the western sphere of influence caused alarm. In 1521, Belgrade was
captured. In 1529, Vienna was under siege. A surprise Ottoman naval victory at the Battle
of Preveza in 1538 gave them control of much of the Mediterranean Sea. It seemed to some
that the further advance of the Ottoman Empire was unstoppable. An Islamic Europe
seemed a real possibility.
Yet all was not well for the Ottoman Empire. The siege of Vienna fizzled out inconclu-
sively. An attempt to capture the island of Malta in 1565 pitted a large Ottoman force of
around 50 000 with a much smaller Maltese army of around 6000, including the crusader
order of the Knights of St. John. The siege failed. The turning point was the Battle of
Lepanto (1571), when a naval force put together by southern European nations inflicted a
decisive defeat on the Ottoman navy off the coast of southern Greece. This defeat is widely
regarded as checking Ottoman expansion in the region.
Yet land-based expansion continued. Ottoman armies invaded the southern Ukraine,
and mounted a second siege of Vienna in the late summer of 1683. After two months, the
large besieging army was attacked by a substantial army mustered by the emperor Leopold
I (1640–1705). In 1699, following the Ottoman defeat at the Battle of Senta (1697), a peace
treaty was signed between the Ottomans and Habsburgs ending the Ottoman control of
large parts of central Europe.
The Ottoman Empire left a complex legacy in eastern Europe. Many small nations in
the Balkans developed complex religious demographies, with Islamic, Orthodox Christian,
and occasionally Jewish populations existing alongside one another. The Ottoman Empire
132 The Middle Ages and Renaissance, c. 500–c. 1500
was generally tolerant towards religious minorities through its “millet” system, which
allowed religious communities a significant degree of religious freedom and political
autonomy. However, the Ottoman occupation generated unrest, leading to growing
demands for national sovereignty in parts of southeastern Europe, especially Serbia and
Greece. In both cases, as we shall see later, the Orthodox church would be a leading force
in nourishing and sustaining nationalist sentiments (4.2.2).
2.5. The Renaissance: Cultural Renewal and Christian Expansion
As we saw in the previous section, western Europe was plagued with problems in the later
Middle Ages. Economic downturns, wars, and plagues caused instability in many regions.
Yet many began to feel that a turning point was reached in the later fifteenth century. Signs
of economic renewal began to appear, accompanied by the emergence of movements
working for cultural regeneration and renewal. Scholars often use the phrase “the Renais-
sance” to refer to this new injection of energy and creativity into the life of the church and
culture around this time.
The term “Renaissance” is now universally used to designate the literary and artistic
revival that initially developed in fourteenth- and fifteenth-century Italy, and then spread
to most of Europe in the late fifteenth and early sixteenth centuries. The Renaissance was
a remarkable period of cultural regeneration, which reached the peak of its influence
in the 1500s. Its central theme was that today’s culture could be renewed by a creative
engagement with the cultural legacy of the past, above all the heritage of ancient Greece
and Rome.
The related term “humanism” is widely used to refer to the philosophy of the Renais-
sance. This term is easily misunderstood by modern readers. In the twenty-first century,
this word is often used to mean something like “atheism” or “secularism,” identifying a
worldview that excludes belief in – or at least reference to – the divine. At the time of
the Renaissance, the word “humanism” had a very different connotation. It referred to the
underlying ideas of the Renaissance, by which western European culture might be renewed
by an appeal to its origins in classical Rome and Athens. Humanism was a quest for elo-
quence and excellence, grounded in the application of the wisdom of the classics to the
present.
This renewal of confidence in many parts of western Europe was evident in another
development: the great “voyages of discovery” of Portuguese and Spanish mariners during
the 1490s (2.5.7), which opened up new trade routes to southern Africa and Asia, as well
as discovering the Americas and West Indies. Portugal and Spain were both strongly Catho-
lic nations, and encouraged the evangelization of these regions by religious orders. By the
end of the Middle Ages, Christianity was no longer geographically restricted to Europe; it
was in the process of becoming a global faith.
Yet we begin our analysis of this age of expansion by considering a new invention which
transformed the way in which information was shared and spread – moveable metal type.
Although some popular historical accounts refer to the “invention of printing” at this time,
the real innovation was not printing itself, but one component of the new type of printing
The Middle Ages and Renaissance, c. 500–c. 1500 133
presses: reusable metal type, which could be used again and again. In what follows, we shall
consider the religious importance of this new technology.
2.5.1. A New Technology: The Religious Importance of Printing
Recent technological developments in the field of data processing and transfer – such as
the Internet – have revolutionized many aspects of modern life. A similar situation emerged
in the late fifteenth century in western Europe, through the invention of printing using
moveable type. This would have a very substantial impact on the development and
propagation of religious ideas during the great debates of the sixteenth century, when
Protestantism emerged as a serious challenge to Catholicism. The printing press played a
significant role in making the ideas of both sides more widely available.
The late Middle Ages saw a soaring demand for books, reflecting a significant rise in
literacy throughout much of western Europe. Yet this new market for reading material
simply could not be met. Existing book production techniques were painfully slow, and
the price of books correspondingly high. Text and illustrations had to be painstakingly
copied out by hand by specially trained scribes. Demand far outstripped the supply.
The surge of interest in books caused many to wonder whether it was possible to develop
a new way of producing them, which would cut out the hugely expensive copying process.
A short-term answer was found in the early part of the fifteenth century. Text and illustra-
tions were engraved on wooden blocks, using a knife and gouge. A water-based brown ink,
made from the bark of trees, was then applied to the block using an inking cushion. The
block was then used to print copies of the image on single sheets of paper, which were
bound together to produce a book. But it was only an interim solution. The blocks
were costly to produce, and once cut to order, could not be used for any other purpose. It
was ideal for short books – but for long works, such as the Bible, it was unrealistically
cumbersome. A better solution had to be found.
Johann Gutenberg (c. 1398–1468) developed a printing system which brought together
a number of existing technologies, as well as one major innovation – moveable metal type.
After printing a page, the type-frame could be broken down into its constituent elements,
and used all over again to print a different page. The invention of moveable metal type on
its own would not have been enough to enable this breakthrough. Gutenberg’s genius lay
in creating a system which incorporated both new and old ideas, enabling a task to be
performed with unprecedented efficiency.
The first printed book using moveable type was produced by Gutenberg in the city of
Mainz around 1454. In 1456, the same press produced a printed Latin Bible. This was fol-
lowed in 1457 by the so-called Mainz Psalter, which established the custom of identifying
the printer, the location of the press, and the date of publication on the title page of the
work. No longer would copies of sacred texts be dependent on copyists; a more reliable,
economical, and efficient means of production was now available.
From Germany, the technology spread quickly. William Caxton set up his printing shop
at Westminster, London, in 1476. The famous Aldine Press was established at Venice in
1495 by Aldo Manuzio (1449–1515). This press was responsible for two important develop-
ments: the “lower case” letters (so-called because they were kept in the lower of two cases
134 The Middle Ages and Renaissance, c. 500–c. 1500
containing type), and the sloping “italic” type (so-called in English-language works, on
account of Venice being located in Italy; Manuzio himself called the type “Chancery”).
Why would printing have such a major impact upon western Christianity? Two major
points should be noted. First, it now became possible to produce more accurate editions
of religious works – such as the text of the New Testament, or of important religious writers
from the past, such as Augustine of Hippo – through the elimination of copying errors. By
comparing the printed text of a work with manuscript sources, the best possible text could
be established and used as the basis of theological reflection. In the late fifteenth and early
sixteenth centuries, humanist scholars rummaged through the libraries of Europe in search
of early Christian manuscripts which they could edit and publish. The tedious process of
copying manuscripts by hand was no longer necessary. Further, the errors introduced by
the copying process were eliminated; once a work was set up in type, any number of error-
free copies could be run off.
As a result, these sources were made much more widely available than had ever been
possible before. By the 1520s, just about anyone could gain access to a reliable edition of
the Greek text of the New Testament or the writings of Augustine of Hippo. The eleven
volumes of the collected works of Augustine were published at Basel by the Amerbach
brothers between 1490 and 1506. Although only two hundred copies of each volume seem
to have been published, they were widely used to gain access to the most reliable text of
this important writer.
Second, the printing press had the potential to transmit ideas across national bounda-
ries. Many scholars argue that the great religious controversies of the sixteenth century
were internationalized through the smuggling of books. For example, the Protestant writer
John Calvin (1509–64) never left the city of Geneva after his return from exile in Strasbourg
in 1541 (3.3.5). Yet his ideas were debated across Europe, as his books found their way into
private libraries.
There is no doubt that the invention of printing was of major importance to the devel-
opment of western Christianity. Yet another development, taking place around the same
time, also proved a significant catalyst for change. The rise of the movement we now call
the “Renaissance” led to a new injection of intellectual energy into western Christianity,
and led to renewed calls for reform of the life and thought of the church.
2.5.2. The Origins of the Italian Renaissance
By the end of the fourteenth century, it was clear that a major new cultural movement was
in the process of emerging in Italy. Historians now refer to this as the “Italian Renaissance.”
A major theme of this cultural movement was the need for the renewal of secular and
religious culture using the resources of the classical “Golden Age.” The Italian Renaissance
developed a program of renewal and regeneration of both society and the church, whose
influence came to be felt throughout much of western Europe. The term “Renaissance” is
widely used to refer to movements throughout Europe influenced by these ideas originating
in Italy. Its ideas percolated through culture through printed books, and especially the
appointment of leading Renaissance thinkers to university and other posts of social
influence.
The Middle Ages and Renaissance, c. 500–c. 1500 135
The literary and cultural program of the Italian Renaissance can be summarized in the
Latin slogan ad fontes – “back to the fountainhead.” This slogan sums up the retrospective
admiration for antiquity that is so characteristic of this age. Renaissance writers invented
the term “Middle Ages” as a way of dismissing the cultural and intellectual merits of the
period between the glories of antiquity and the present day. Applied to the Christian
church, the slogan ad fontes meant a direct return to the title-deeds of Christianity – the
writers of the early church and, supremely, the New Testament.
It seemed to many that the sterile form of Christianity associated with the Middle Ages
could be replaced with a new, vital, and dynamic form, through the study of Scripture.
Ad fontes was more than a slogan: it was a lifeline to those who despaired of the state of
the late medieval church. The apostolic era, by then widely seen as the “Golden Age of the
church,” could once more become a present reality.
Although it had limited popular impact, the Renaissance brought about a dramatic
transformation of high western European culture. The effects of this broad program of
cultural renewal could be seen at an astonishing variety of levels. Classical architectural
styles came to be preferred over the prevailing Gothic. Cicero’s elegant Latin style displaced
the rather mechanical, barbarous form of Latin used by scholastic writers. Roman law and
Greek philosophy were eagerly studied at universities. In every case, the same basic prin-
ciple can be seen at work: the assumption that the fountainhead of western culture in the
classical period has the capacity to refresh and redirect it, when it has become tired, spent,
and directionless.
Certain historians, most notably Jacob Burckhardt (1818–97), have argued that the
Renaissance gave birth to the modern era. It was in this era, Burckhardt argued, that human
beings first began to think of themselves as individuals. The communal consciousness of
the medieval period gave way to the individual consciousness of the Renaissance. In many
ways, Burckhardt’s definition of the Renaissance in purely individualist terms is highly
questionable, in view of powerful evidence for the strongly collective values of aspects of
Italian Renaissance humanism. But in one sense, Burckhardt is unquestionably correct:
something novel and exciting developed in Renaissance Italy, which proved capable of
exercising a fascination over generations of thinkers.
It is not entirely clear why Italy in general, or Florence in particular, became the cradle
of this brilliant new movement in the history of ideas. A number of factors have been
identified as having some bearing on the question:
1. Italy was saturated with visible and tangible reminders of the greatness of antiquity.
The ruins of ancient Roman buildings and monuments were scattered throughout the
land. As historians have noted, these ruins represented vital links with a great past.
They appear to have kindled interest in the civilization of ancient Rome at the time of
the Renaissance, and acted as a vital stimulus to its thinkers to recover the vitality
of classical Roman culture at a time which they regarded as being culturally arid and
barren.
2. Scholastic theology – the major intellectual force of the medieval period – was never
particularly influential in Italy. Although many Italians achieved fame as theologians
(such as Thomas Aquinas and Gregory of Rimini), they were generally active in the
136 The Middle Ages and Renaissance, c. 500–c. 1500
universities of northern Europe. There was thus an intellectual vacuum in Italy during
the fourteenth century. Vacuums tend to be filled – and it was Renaissance humanism
which filled this particular gap.
3. The political stability of Florence depended upon the maintenance of her republican
government. It was thus natural to turn to the study of the Roman Republic, including
its literature and culture, as a model for Florence.
4. The economic prosperity of Florence created a demand for literature and the arts.
Patronage of culture and the arts was seen as an appropriate use for surplus wealth.
5. Following the Turkish invasion of Asia Minor, and especially after the fall of Constan-
tinople in 1453, there was an exodus of Greek-speaking intellectuals westward. Many
such émigrés settled in Italian cities. A revival of the study of the Greek language thus
became possible, and with it renewed interest in the Greek classics.
This broad cultural program of renewal and regeneration through returning to the “foun-
tainhead” could also be applied to Christianity. As we shall see, this led to a significant
movement for renewal developing within the church, including a revitalized interest in the
New Testament, and growing criticism of scholasticism. But before we consider the signifi-
cance of the Renaissance for western Christianity, we need to reflect a little further on the
nature of humanism.
2.5.3. The Nature of Humanism
The Italian term umanista – meaning “a university teacher of the humanities,” such as
rhetoric and poetry – began to be used extensively in the fourteenth century. The use of
the word “humanism” to refer to the worldview underlying the Renaissance is a later devel-
opment. Yet this worldview is not so much a set of ideas as a general method. Humanism
at this time is best understood as a quest for cultural eloquence and excellence, rooted in
the belief that the best models lay in the classic civilizations of Rome and Athens. Its basic
method can be summed up in the Latin slogan ad fontes (“back to the sources”). A stream
is at its purest at its source. Humanists argued for the by-passing of the “Middle Ages” –
that telling phrase, by the way, is a humanist creation, designed to belittle this irritating
historical interlude between the glories of the ancient world and their renewal in the Ren-
aissance – in order to allow the present to be renewed and reinvigorated by drinking deeply
at the wellspring of antiquity.
It is beyond doubt that the Renaissance witnessed the rise of classical scholarship. The
Greek and Latin classics were widely studied in their original languages. Although some
early studies suggested that humanism originated outside a university context, the evidence
now available points unquestionably to a close link between humanism and the universities
of northern Italy. It might therefore seem that humanism was essentially a scholarly move-
ment devoted to the study of the classical period. This, however, would be to overlook the
question of why the humanists wished to study the classics in the first place.
The evidence available makes it clear that such study was regarded as a means to an end,
rather than an end in itself. That end was the promotion of contemporary written and
spoken eloquence. In other words, the humanists studied the classics as models of written
The Middle Ages and Renaissance, c. 500–c. 1500 137
eloquence, in order to gain inspiration and instruction. Classical learning and philological
competence were simply the tools used to exploit the resources of antiquity. As has often
been pointed out, the writings of the humanists devoted to the promotion of eloquence,
written or spoken, far exceed those devoted to classical scholarship or philology.
The view of humanism developed by Paul Oskar Kristeller (1905–99) has gained wide
acceptance within North American and European scholarship, and has yet to be discredited.
Kristeller envisages humanism as a cultural and educational movement, primarily con-
cerned with the promotion of eloquence in its various forms. Its interest in morals,
philosophy, and politics is of secondary importance. To be a humanist is to be concerned
with eloquence first and foremost, and with other matters incidentally. Humanism
was essentially a cultural program, which appealed to classical antiquity as a model of
eloquence.
In art and architecture, as in the written and spoken word, antiquity was seen as a cul-
tural resource, which could be appropriated by the Renaissance. Petrarch referred to Cicero
as his father and Virgil as his brother. The architects of the Quattrocènto studiously ignored
the Gothic style of northern Europe, in order to return to the classical styles of antiquity.
Cicero was studied as an orator, rather than a political or moral writer.
Humanism was thus concerned with how ideas were obtained and expressed, rather than
with the actual substance of those ideas. A humanist might be a Platonist or an Aristotelian –
but in either case, the ideas involved derived from antiquity. A humanist might be a skeptic
or a religious believer – but both attitudes could be defended from antiquity. The enormous
attractiveness of Kristeller’s view of humanism derives from the fact that it accounts bril-
liantly for the remarkable diversity of the Renaissance. The diversity of ideas which is so
characteristic of Renaissance humanism is based upon a general consensus concerning how
to derive and express those ideas.
As we have seen, the Renaissance encouraged a new level of engagement with the foun-
dational resources of culture, urging social and intellectual renewal on the basis of classical
models – including the New Testament. Yet the Renaissance also witnessed the rise of a
new conception of humanity, with a radically altered understanding of its place within the
cosmos. To explore this, we shall consider the famous “Manifesto of the Renaissance”
(1486), which resonated throughout much of Europe.
Giovanni Pico della Mirandola (1463–94), one of the leading voices of the Italian Ren-
aissance, delivered his precocious “oration on the dignity of humanity” in 1486 at the age
of twenty-four. This “Manifesto,” written in highly polished and elegant Latin, depicted
humanity as a creature with the capacity to determine its own identity, rather than to
receive this in any given fixed form. The human creature possesses no determinate image,
and is urged by its creator to pursue its own perfection. God, the creator of humanity, is
portrayed as mandating it to shape its own destiny: “You are constrained by no limits, and
shall determine the limits of your nature for yourself, in accordance with your own free
will, in whose hand we have placed you.”
The ideas of this oration proved to be enormously influential in the late Renaissance,
and, in the longer term, can be seen as setting the scene for the Enlightenment assertion
of human autonomy in the eighteenth century. In the short term, however, it galvanized a
new understanding of human nature and capacities. There was no “fixed” order of things;
138 The Middle Ages and Renaissance, c. 500–c. 1500
everything could be changed. Humanity was mandated by God to change the social and
physical world. This new vision of humanity as God’s agent for changing the world empow-
ered many who felt called to transform society.
Yet the medieval church was seen to be strongly conservative, lending theological
support to the existing social order. The physical and social orders were held to be fixed
and permanent, sanctioned by divine command. The traditional authority of influential
families, monarchs, and principalities was not to be challenged. It was a source of frustra-
tion for the entrepreneurial middle classes, who were held back by the stifling force of
tradition. A religious ideology that legitimated, or perhaps even encouraged, change would
undermine such a static worldview, and open the way to a dynamic alternative.
2.5.4. Erasmus of Rotterdam
If any figure stands head and shoulders above other northern European humanists, it was
Erasmus of Rotterdam. Although Erasmus is often presented as reflecting northern Euro-
pean humanism at its best, the situation is perhaps more complex than is generally realized.
There were significant tensions within northern European humanism. Two are of particular
interest: one concerning the question of national languages, the other concerning the
question of national boundaries. On both counts, Erasmus pitted himself against other
humanists with different ideas.
Erasmus regarded himself as a citizen of the world, and Ciceronian Latin as the language
of that world. He saw national languages as presenting an obstacle to his vision of a
cosmopolitan Europe united by the Latin language. Yet this was not something that all
humanists agreed on. Other humanists, especially in Germany and Switzerland, saw
national languages as promoting a sense of national identity. Erasmus’s cosmopolitan
vision of humanism contrasted sharply with more nationalist approaches.
For Erasmus, the vision of a cosmopolitan Europe was threatened by political and cul-
tural nationalism, which only served to reinforce outdated concepts such as a sense of
national identity and associated ideas such as national boundaries. Other northern human-
ists, by contrast, saw themselves as engaged in a struggle to promote national identity. Where
Erasmus would have preferred to concentrate upon eliminating nationalist ideas and values,
Swiss humanists saw themselves as having a sacred duty to defend Swiss national identity
and culture by literary means.
This tension between the “cosmopolitan” and “nationalist” visions of humanism, between
those wishing to abolish and those wishing to consolidate national identities, reflects the
conflicting views current within northern European humanism of this period. It also
demonstrates that Erasmus cannot be regarded as a totally representative spokesman for
humanism, as some scholars suggest.
The most influential humanist work to circulate in Europe during the first decades
of the sixteenth century was Erasmus’s Enchiridion militis Christiani (Latin: “Handbook of
the Christian Soldier”). Although the work was first published in 1503, and was then
reprinted in 1509, the real impact of the work dates from its third printing in 1515. From
that moment onwards, it became a cult work, apparently going through twenty-three edi-
tions in the next six years.
The Middle Ages and Renaissance, c. 500–c. 1500 139
Its appeal was primarily to educated lay men and women, whom Erasmus regarded as
the most important resource that the church possessed. Its amazing popularity in the years
after 1515 suggests that a radical alteration in lay self-perception may have taken place as
a result. Erasmus’s success also highlighted the growing importance of printing as a means
of disseminating radical new ideas.
The Enchiridion developed the attractive thesis that the church of the day could be
reformed by a collective return to the writings of the Fathers and Scripture. The regular
reading of Scripture is put forward as the key to a new lay piety, on the basis of which the
church may be renewed and reformed. Erasmus conceived of his work as a lay person’s
guide to Scripture; it provided a simple yet learned exposition of the “philosophy of Christ.”
This “philosophy” was really a form of practical morality, rather than an academic philoso-
phy; the New Testament concerns the knowledge of good and evil, in order that its readers
may eschew the latter and love the former.
The New Testament, according to Erasmus, is the lex Christi, “the law of Christ,” which
Christians are called to obey. Christ is the example whom Christians are called to imitate.
Figure 2.9 Erasmus of Rotterdam, humanist, philologist, and church critic. Copperplate engraving,
1526, by Albrecht Dürer (1471–1528). 24.9 × 19.3 cm. Photo: akg-images
140 The Middle Ages and Renaissance, c. 500–c. 1500
Yet Erasmus does not understand Christian faith to be mere external observance of some
kind of morality. His characteristically humanist emphasis upon inner religion leads
him to suggest that reading of Scripture transforms its readers, giving them a new motiva-
tion to love God and their neighbors.
A number of features of this book are of particular importance. First, Erasmus under-
stands the future vitality of Christianity to lie with the laity, not the clergy. The clergy are
seen as educators, whose function is to allow the laity to achieve the same level of under-
standing as themselves. There is no room for any superstitions which give the clergy a
permanent status superior to that of their lay charges. Second, Erasmus’s strong emphasis
on inner religion results in an understanding of Christianity which makes no reference to
the church – its rites, its priests, or its institutions. Why confess sins to another human
being, asks Erasmus, when you can confess them directly to God? Religion is a matter of
the individual’s heart and mind; it is an inward state. Erasmus pointedly avoids any signifi-
cant reference to the sacraments in his exposition of Christian living. Similarly, he discounts
the view that the “religious life” (in other words, the calling to be a monk or a nun) is the
highest form of the Christian life. For Erasmus, the lay person who reads Scripture is just
as faithful to his or her calling as any monk.
The revolutionary character of Erasmus’s Enchiridion lies in its daring new suggestion
that the recognition of the Christian vocation of the lay person holds the key to the revival
of the church. Clerical and ecclesiastical authority is discounted. Scripture should and must
be made available to all, in order that all may return ad fontes, to drink of the fresh and
living waters of the Christian faith, rather than the stagnant ponds of late medieval
religion.
Erasmus came to recognize, however, that there were serious obstacles in the path of
the course he proposed, and he was responsible for a number of major developments to
remove them. First, there was a need to be able to study the New Testament in its original
language, rather than in the inaccurate Vulgate translation. This required two tools, neither
of which was then available: the necessary philological competence to handle the Greek
text of the New Testament and direct access to that text itself.
2.5.5. The Renaissance and Religious Renewal
Most humanists of the era – such as the great Erasmus of Rotterdam – were Christians,
concerned for the renewal and reform of the church. So why not apply the same method
of regeneration to Christianity? Why not return ad fontes, to the original sources of faith,
and allow them to reinvigorate a burned-out and run-down church? Could the vitality and
simplicity of the apostolic age be recaptured? It was a powerful, inspirational vision,
and it captivated the imagination of many lay people in the fifteenth and early sixteenth
centuries.
But how was this to be done? What was the religious analogue of the culture of the
classical world? What was the fountainhead of Christianity? Christian humanists had little
doubt: the Bible, especially the New Testament. This was the ultimate source of faith. The
writings of medieval theologians could be set to one side with the greatest of ease, to allow
a direct engagement with the ideas of the New Testament. The ecclesiastically safe and
The Middle Ages and Renaissance, c. 500–c. 1500 141
familiar interpretations of the Bible found in scholastic theology would be marginalized
in favor of reading the text directly.
For conservative churchmen, this was a dangerous, threatening move, which had the
potential to destabilize the delicately balanced theological equilibrium, achieved over many
centuries. The humanist demand to return to the Bible turned out to be far more radical
than many senior churchmen could stomach.
Two themes of the Renaissance proved especially important in the new developments
which began to reshape Christianity, especially in the late fifteenth and early sixteenth
centuries.
1. Growing criticism of scholasticism. Humanist authors had little time for this theolo-
gical movement. One of the criticisms that they leveled against scholasticism is of
particular importance. Humanists regarded scholasticism as impeding access to early
Christian writers – such as Augustine of Hippo – by presenting later interpretations as
a definitive interpretation of his writings. The Renaissance urged a direct engagement
with Augustine and other writers, and produced editions of his texts to make this
possible.
2. A return to the New Testament. Renaissance Christian writers regarded the New Testa-
ment as the title-deeds of Christianity, and insisted that theology and spirituality
should be based on a direct engagement with this text, preferably in its original Greek.
This second point is of particular importance, and we shall consider it further below.
The humanists were primarily scholars, men of letters, who insisted that this systematic
return to the Bible should be done on the basis of the best possible scholarship. The actual
content of the Bible would have to be established by the most reliable textual methods, and
it would have to be read in its original languages. Immediately, the authority of the Latin
Vulgate translation came under threat. As humanist scholars began to examine the history
of the text in detail, problems began to emerge. Probing questions were pressed with
increasing vigor concerning its textual integrity and philological reliability. As the Vulgate
text was painstakingly compared with the best Greek manuscripts, errors began to be
noticed. Variant readings were identified.
In 1516, Erasmus himself produced an edition of the Greek text of the New Testament,
which caused something of a storm. Though it had many faults, it caused a sea-change in
attitudes by challenging the Latin Vulgate translation of the Bible at several points. To put
the issue as bluntly as possible: if Erasmus was right, certain statements that earlier genera-
tions had accepted as “biblical” might not be part of the original text of the New Testament
at all. So what, many wondered, did this mean for those church doctrines based on such
statements?
One text, often used by medieval theologians to defend the doctrine of the Trinity, was
of particular importance: “For there are three that bear record in heaven, the Father, the
Word, and the Holy Spirit: and these three are one. And there are three that bear witness
in earth, the Spirit, and the water, and the blood: and these three agree as one” (1 John
5:7–8). Erasmus pointed out that the words “the Father, the Word, and the Holy Ghost:
and these three are one. And there are three that bear witness in earth” are not found in
142 The Middle Ages and Renaissance, c. 500–c. 1500
any Greek manuscript. They were added later to the Latin Vulgate, probably after 800,
despite not being known in any ancient Greek version.
The most likely explanation is that these words were initially added as a “gloss” (a brief
comment set alongside or above the text), which a later scribe assumed to be part of the
text itself, and thus included in later Latin texts, unaware that they were not part of
the original Greek text of the New Testament. If this passage were to be declared to be
“unbiblical,” some feared that this most difficult of Christian doctrines might become
dangerously vulnerable. Erasmus came under intense pressure to revise his revision; in the
end, he gave in, and restored this section in later editions of his text.
The demand that the Bible be read in its original languages found wide acceptance
throughout western Europe. Those wanting to advance the ideals of the Renaissance aimed
to be trium linguarum gnarus (“knowing three languages”) – that is, competent in Greek,
Hebrew, and Latin. This led to the founding of trilingual colleges or, in some cases, of a
chair in three languages at, for example, the universities of Alcalá in Spain (1499), Wit-
tenberg in Germany (1502), Oxford in England (Corpus Christi College, 1517), Louvain
in modern-day Belgium (1517), and the royal Collège de France at Paris (1530).
It was not long before possibly serious translation errors were uncovered in the Vulgate,
which might force revision of existing church teachings. Erasmus pointed out some of
these in 1516. An excellent example is found in the Vulgate translation of the opening
words of Jesus’s ministry in Galilee (Matthew 4:17) as: “do penance, for the kingdom of
heaven is at hand.” This translation creates a direct link between the coming of God’s
kingdom, and the sacrament of penance. Erasmus pointed out that the original Greek text
should be translated as: “repent, for the Kingdom of heaven is at hand.” Where the Vulgate
seemed to refer to an outward ecclesiastical practice (the sacrament of penance), Erasmus
insisted that the reference was to an inward psychological attitude – that of “being
repentant.”
Another problem concerned the implications of Erasmus’s new translation of the Greek
text for sacramental theology. Much medieval theology justified the inclusion of marriage
in the list of sacraments on the basis of a New Testament text which – in the Vulgate trans-
lation – spoke of marriage being a sacramentum (Ephesians 5:31–2). Erasmus argued that
that the Greek word (mysterion) here translated as “sacrament” simply meant “mystery.”
There was no intended reference to marriage being a “sacrament.” One of the classic proof
texts used by medieval theologians to justify the inclusion of matrimony in the list of sacra-
ments was thus rendered virtually useless for this purpose.
Yet there proved to be more to the humanist vision of biblical scholarship than the need
for better translations. The rise of the “new learning” promoted an alternative vision of
interpretative authority in the 1510s – that of the scholarly community, rather than the
church. The academy already held the key to the reconstruction of the biblical text and its
translation into the vernacular. It would be only a small step to claim the right to interpret
that text, using the new hermeneutical techniques of the Renaissance that were then
emerging.
The rise of humanism forced a more radical program of reform on the church than any
had anticipated. While many believed that there was an urgent need to eliminate abuse,
simplify structures, and increase levels of education within the church, others now began
The Middle Ages and Renaissance, c. 500–c. 1500 143
to suggest that another layer of review was necessary. At least some teachings of the church
might rest upon less than adequate biblical foundations. People were well used to com-
plaints about the many moral and spiritual failings of the church; this was something new,
which threatened to spark off deeply disturbing debates and developments that were
without precedent in western Christendom. As we shall see, the Protestant Reformation of
the sixteenth century would draw on humanist scholarship to propose significant changes
in Christian belief and practice.
2.5.6. Christian Arts in the Middle Ages and Renaissance
The present section of this work has surveyed the history of Christianity throughout the
Middle Ages. So how did Christian arts develop during this period? How did faith impact
on culture? What were its implications for visual culture and for music?
It is now widely recognized that the Middle Ages was a period of immense artistic
creativity. This is especially evident in the visual arts. Churches made use of art for both
devotional and pedagogical purposes. Many church walls were illustrated with gospel
scenes to supplement sermons on their themes. Panel painting was widely used to depict
narratives concerning Jesus, or static portraits of Jesus and his mother. In the early
Middle Ages, the two dominant religious images were the Madonna and child, and
Christ on a cross (Latin: crucifixus), which were often placed on church altarpieces as
devotional aids.
Renaissance artists regarded many incidents in the life of Jesus as of potential impor-
tance. Particular attention was paid to the Annunciation (that is, to the scene in Luke’s
gospel in which Gabriel informs Mary that she is to bear a son), the baptism of Jesus, and
the resurrection. This theme is treated in works such as Sandro Botticelli’s Annunciation
(1493) and Matthias Grünewald’s Crucifixion (1515–16). The appearance of the risen Jesus
to Mary Magdalene (John 20:17) was also the subject of many classic works, including Fra
Angelico’s fresco noli me tangere (“do not touch me”), painted over the period 1440–1 in
the convent of San Marco in Florence. In the eastern church, the visual arts found their
expression especially in the painting of icons. Russian and Byzantine iconography emerged
as a distinct art form over this period.
Church architecture underwent significant changes during this period. One particularly
important function of church architecture at this time was to stress the transcendence of
God. The great soaring arches and spires of medieval cathedrals were intended to stress
the greatness of God, and raise the thoughts of worshippers heavenwards. The symbolism
is that of the eternal impinging upon the temporal, with the church building symbolizing
the mediation between heaven and earth offered through the gospel. This emphasis on
representing the transcendent here on earth is especially associated with the Gothic style
of church architecture, characterized by pointed arches, extended door and window space,
structural complexity, immense size, and (especially in northern Europe) by large stained-
glass windows and sculptured doorways.
Within a period of a century (1130–1230) some twenty-five Gothic cathedrals were built
in France. One of the most distinctive features of this architectural style is its deliberate
and programmatic use of height and light to generate and sustain a sense of the presence
144 The Middle Ages and Renaissance, c. 500–c. 1500
of God and heaven on earth. The extensive use of buttresses allowed the weight of the
building to be borne by outside supports, thus allowing the external walls to have large
glass windows, which ensured that the building was saturated with the radiance of the sun.
The use of stained glass helped generate an other-worldly brilliance within the cathedral,
while simultaneously allowing gospel scenes to be depicted to worshippers. The use of tall,
thin internal columns created an immense sense of spaciousness, again intended to evoke
the hope of heaven. The cathedral thus became a sacred space, bringing the vast spacious-
ness and brilliance of heaven within the reach of believers.
The flourishing of the Gothic architectural style encouraged the development of stained-
glass technology. As churches became taller and lighter, walls became thinner, and windows
larger. The technology of creating stained-glass windows was well established by the year
1100. Glass was colored during its manufacture, by adding metallic salts or oxides. The
addition of gold produced a cranberry color, silver produced yellows and golds, while cobalt
produced a deep blue, ideal for representing the heavens. The increased use of glass led to
the exploration of how this might be used to depict devotional scenes. One hundred and
fifty-two of the original windows of the great French cathedral of Chartres are still intact,
including the three great rose windows, which date from around 1200.
The “Mystery Play” was a well-established feature of late medieval English life. One of
the most ambitious was that performed at the great cathedral city of York. The origins
of the York Mystery Plays are to be found in the increasingly prosperous economic situation
enjoyed by York in the later Middle Ages. By the fifteenth century, the city was second only
to London. The text of the mystery plays is thought to have reached its final form by 1415,
and was performed annually until it declined in the later sixteenth century, and was even-
tually abandoned.
This play was divided into sections, with one of the city’s professional guilds being given
the responsibility for each. The crucifixion of Christ, generally regarded as one of the finest
sections of the entire cycle, was assigned to the Guild of Pinners – that is, to those who
made nails. The dry humor of this would have been obvious to the crowd watching, as the
dominant theme of this section is the nailing of Christ to the cross. The scenes depicting
the death of Christ were allocated to the Butchers, and would probably have been enacted
in the section of the city of York now known as “The Shambles,” which was the site of a
number of slaughter-houses in the Middle Ages.
Music developed significantly during the Middle Ages, both in secular society and
within the church. The importance of music in worship had long been recognized. In
the late classical period, the musical form now known as “plainsong” emerged. Religious
texts – especially the Psalms – would be sung “monophonically.” In other words, the music
consisted of a single, unaccompanied melodic line. There was no harmony; each singer
would pitch the same note, and follow the same rhythm. The most famous of these mono-
phonic forms of church music is usually referred to as “Gregorian Chant.”
Yet new developments began to emerge during this period. The single chant line was
supplemented or varied in a number of ways, to make the outcome more interesting. In
some cases, this involved retaining the same single unaccompanied melodic line, but using
different groups of singers. Two approaches became particularly significant.
The Middle Ages and Renaissance, c. 500–c. 1500 145
1. Responsorial. Here, the melody alternated between a single singer, and a group of
singers. The first part of a verse would be sung by a soloist, and the chorus would
respond with the second part.
2. Antiphonal. This also involved alternation of the melody, in this case between two
groups of singers. In a monastic context, the singers on one side of the chapel would
chant the first part of the verse, followed by the singers on the other side of the chapel
chanting the second.
The development of polyphony, which is thought to date from the ninth century, brought
new complexity and richness to worship. Here, the chant consisted of two or more inde-
pendent melodic voices. This opened the way to the increased use of variations in harmony
and rhythm.
2.5.7. Christian Expansion: Portuguese and Spanish Voyages of Discovery
As we have seen, the Renaissance of the later Middle Ages led to significant demands for
renewal and reform, as well as the reinvigoration of Christian arts. Yet other developments
which took place around this time opened up new possibilities for western European
Christianity – above all, the possibility of physical expansion, as new trade routes were
established with Asia, and as new lands were discovered.
The European powers that spearheaded the “Age of Discovery” were Spain and Portugal,
two staunchly Catholic nations, who regarded the spread of the Catholic faith as a natural
expansion of national influence. They were later joined by another Catholic maritime
power, France.
The great Portuguese navigator Vasco da Gama (c. 1460–1524) opened up trade routes
with the east coast of Africa, and subsequently across the Indian ocean to India itself. In
addition to establishing the highly profitable spice trade route, da Gama’s exploration led
to Portugal establishing the east African colony of Mozambique as a staging post on the
route to India.
Christopher Columbus (1451–1506, often referred to by his Spanish name, Cristobal
Colón) initially intended to establish a western trade route to India. Based on a mistaken
figure for the size of the earth, Columbus reckoned it would be just as quick to sail west-
wards to India than eastward. Although some popular accounts of Columbus’s voyages
suggest that people believed the world was flat, this is clearly incorrect. The spherical
shape of the world was widely accepted in the Middle Ages. Columbus intended to sail
around the world to India, using a route that he believed would be faster. In the end, he
discovered the Americas, and laid the foundation for the Spanish colonization and eco-
nomic exploitation of this vast new territory, which soon became known as the “New
World.” Portuguese navigators such as Pedro Álvares Cabral (c. 1467–c. 1524) made landfall
further south, and established the colony of Brazil.
Catholicism developed an early concern for the spread of the Christian faith outside
Europe. Spanish and Portuguese rivalry became so great that, during the early 1490s, two
popes made rulings concerning the extent of their political and economic influence over
146 The Middle Ages and Renaissance, c. 500–c. 1500
newly discovered territories. The Treaty of Tordesillas (1494) finally resolved the issue,
dividing the world beyond Europe between the Portuguese and the Spanish along a north–
south meridian 370 leagues (1560 km) west of the Cape Verde Islands. This was a treaty
between Spain and Portugal, and did not involve the pope.
Yet these voyages of discovery were not merely of political and economic importance.
They were partly motivated by religious concerns, given additional impetus by a growing
awareness within the Catholic church of its missionary responsibilities. Individual popes
were firmly committed to the importance of global evangelization. As we shall see in the
next chapter, the Council of Trent laid the groundwork for Catholic missionary work
through religious orders, especially the Society of Jesus (3.4.4). As a result, Catholicism
underwent considerable expansion during the sixteenth century, establishing bases in the
Americas, Africa, and Asia.
The Jesuits spearheaded Catholic expansion in Asia. In 1542, Francis Xavier (1506–52)
arrived at Goa on the west coast of India, by then established as a Portuguese trading center
in Asia. Over the next ten years, Xavier initiated a series of missionary projects in the region,
including many missions in India and other parts of Asia. During the years 1546–7, Xavier
established a mission in Ambon, a large island that is now part of Indonesia. In 1549, he
began missionary work in Japan. He died in 1552, as he was preparing to undertake mis-
sionary work in China. Another Jesuit, Matteo Ricci (1552–1610) continued Xavier’s work.
Figure 2.10 Monument to the Discoveries, Lisbon, Portugal, commemorating the achievements
of the Portuguese navigators of the late fifteenth and early sixteenth centuries. © age fotostock/
SuperStock
The Middle Ages and Renaissance, c. 500–c. 1500 147
After arriving at Macao, Ricci began a program of immersion in the Chinese language and
culture, aiming to work out how best to express Christian ideas in Chinese culture. Ricci
established missions in several major Chinese cities.
In 1521, the great Spanish explorer Ferdinand Magellan discovered a group of some
3141 islands in southeast Asia. The islands, now known as “the Philippines,” became a
Spanish colony. Under Spanish rule, a program of evangelization was undertaken by
various religious orders, especially the Franciscans and Dominicans.
The most significant expansion of Christianity during the early modern period took
place in the Americas. Spain, Portugal, and France claimed sovereignty over vast areas of
territory, within which Catholicism began to take root. Bishoprics were established by 1511
in the islands of Dominica, San Juan, and Haiti. Spain’s empire in the Americas included
a vast region known as “New Spain,” which included Central America, Mexico, Florida, and
much of what is now the southwestern part of the United States. Catholic priests built
missions in all these areas to convert Native Americans. One of the best known of these is
the Alamo in Texas, which was originally constructed as a Franciscan mission in 1722.
Spanish influence also extended to the West Indies. Portugal colonized most of the south-
east coast of South America, with Spain taking over the northern regions and the western
coast.
The implications of these new discoveries could not be overlooked. Who did they belong
to? Which European powers had rights over these new territories? In 1481, Pope Sixtus IV
confirmed Spanish rights over the Canary Islands, and granted Portugal rights over all
further territorial acquisitions made in Africa and eastward to the Indies. Yet the voyages
of Christopher Columbus raised new questions about rights over hitherto unknown lands
to the west. Pope Alexander VI, whose sympathies lay with Spain, ruled that any lands
discovered after 1492 should belong to Spain. Portugal refused to accept this ruling. Bilat-
eral discussions between Spain and Portugal eventually led to the Treaty of Tordesillas
(1494), which allocated each nation certain areas of these new territories (which had yet
to be mapped and explored).
Although there was uncertainty about precisely how this treaty was to be interpreted,
in practice this led to Portugal taking possession of the vast tract of land along the Amazon
River now known as Brazil, and Spain taking possession of territories to the north and west
of this region, including what is now known as “Latin America.” The Treaty of Saragossa,
signed on April 22, 1529, divided up territories to the east. Although the pope was not
party to these discussions, this division of territory is sometimes inaccurately referred to
as the “Papal Line of Demarcation.”
This massive expansion of a Christian presence beyond Europe would have a trans-
formative impact. Christianity had ceased to be a European phenomenon, and was in the
process of becoming a global faith.
Sources of Quotations
p. 73: Innocent I, Epistle 29.
p. 128: Thomas à Kempis, The Imitation of Christ, I, 1–2.
148 The Middle Ages and Renaissance, c. 500–c. 1500
For Further Reading
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3
Competing Visions of Reform,
c. 1500–c. 1650
The sixteenth century and its immediate aftermath represent one of the most fascinating
periods in the history of western Christianity. The Renaissance emphasis on returning to
classic sources for inspiration and renewal began to take on a more specifically religious
focus (2.4.2). As pressure grew for reform of the church “in head and members,” the
humanist program of returning to the simpler form of Christianity represented in the New
Testament seemed increasingly attractive to many.
Yet there were other factors emerging as significant for church life at this time. National-
ism was on the rise in many parts of northern Europe, including Germany, France, and
England. An emerging middle class was resentful at the power and privilege of the tradi-
tional aristocracy, and wanted to flex its muscles. Lay literacy was increasing, and there was
a growing mood for change within both church and society. Forms of Christianity began
to develop which offered new ways of thinking about the place of individuals in society,
and especially their ability to change things.
It is against this background that the movement we now refer to as the “Reformation”
emerged. Demands for reform, fueled partly by political and social agendas, were given
additional energy through theological concerns – such as a desire to return to the simplicity
of apostolic Christianity. Although most saw this process of reform as taking place within
the mainstream of church life, the political and ecclesiastical situation of the time led
to some embarking on such reforming programs outside the mainstream. This “Age of
Reformation” thus led to the emergence of the complex movement generally known as
“Protestantism” on the one hand, and a renewed and reinvigorated Catholicism on the
other. In this chapter, we will explore these developments, which are of major importance
for the shaping of global Christianity.
Although a variety of terms were used to refer to the movements for reform within the
church in the sixteenth century, historians now tend to refer to them using the phrases
Christian History: An Introduction, First Edition. Alister E. McGrath.
© 2013 John Wiley & Sons, Ltd. Published 2013 by John Wiley & Sons, Ltd.
Competing Visions of Reform, c. 1500–c. 1650 151
“Reformation” or “European Reformation.” From an historical point of view, the move-
ments in question are often designated in terms of their geographical region – for example,
“the German Reformation,” “the Reformation in England,” or “the French Reformation.”
The broad movement known as the “Reformation” is generally agreed to include four
distinct elements: Lutheranism, the Reformed church (often referred to as “Calvinism”),
the “radical Reformation” (often – though not entirely accurately – referred to as “Anabap-
tism”), and the “Counter-Reformation” or “Catholic Reformation.” In its broadest sense,
the term “Reformation” is used to refer to all four movements, all of which will be consid-
ered in this chapter. The term “Protestant Reformation” is generally used to refer to the
first three movements, taken together.
Some recent studies of this age have used the plural form “Reformations” to suggest that
the Reformation was a multi-faceted movement – perhaps even that it was a loosely con-
nected set of distinct reforming movements, rather than a single coherent movement with
local adaptations. The Reformation in England illustrates this point neatly, as this devel-
oped in its own characteristic manner. The interaction of religion and politics in England
was such that a local variant of the Reformation arose, quite distinct from its counterparts
in Switzerland or Germany.
The present volume follows the general practice of using the term “Reformation” to
refer to the major upheavals which changed the shape of western Christianity in the six-
teenth century, spilling over into the seventeenth. We begin our reflections on this phase
in the history of western Christianity by reflecting on its background in the later Middle
Ages.
3.1. Setting the Context: The Background to the Reformation
In recent scholarship, there has been a growing emphasis upon the need to place the Ref-
ormation movements of the sixteenth century in their late medieval context. Although
many popular accounts of the origins of Protestantism often identify Martin Luther’s
posting of the Ninety-Five Theses against indulgences (October 31, 1517) as marking the
origins of the European Reformation, the truth is somewhat more complex. The origins
of the Reformation lie largely in the intellectual and social upheavals of that era, which
both created a crisis for existing forms of Christianity, and offered means by which it might
be resolved.
3.1.1. The Pressure for Reform of the Church
The fifteenth century witnessed many calls for reform of the late medieval church. A sub-
stantial “grievance literature” began to develop, expressing concerns about many aspects of
church life, from the pope down to the most menial of the clergy. The Renaissance papacy
was widely criticized for its financial excesses, and preoccupation with social status and
political power. Pope Alexander VI, a member of the Borgia family, perhaps chiefly remem-
bered for its lethal dinner parties, managed to bribe his way to victory in the election to
the papacy in 1492 despite the awkwardness of having several mistresses and at least seven
152 Competing Visions of Reform, c. 1500–c. 1650
known illegitimate children. Niccolò Machiavelli, the age’s greatest theorist of naked power,
put the immorality of his age down to the appalling example set them by the papacy.
It is easy to find much to criticize among the senior clergy of the age, whose appoint-
ments often rested on the influence of family, fortune, and power, rather than any merit
on the part of the individuals appointed. In 1451, Duke Amadeus VIII of Savoy secured
the appointment of his son to the senior position of bishop of the city of Geneva, later to
be noted for its association with John Calvin. The appointment was particularly successful –
which is perhaps unsurprising, given that the new bishop was only eight years old.
In many parts of France, the senior clergy were generally outsiders, often nobility
imposed upon the dioceses by royal patronage. Rarely resident within their dioceses, these
clergy regarded their spiritual and temporal charges as little more than sources of unearned
income, useful for furthering political ambitions elsewhere. In France, Antoine du Prat
(1463–1535), archbishop of Sens, was so preoccupied with state duties that he found time
to attend only one service at his cathedral. Appropriately enough, it was his funeral.
Lower clergy were often the butt of crude criticism. Monasteries were regularly depicted
as lice-infested dens of homosexual activity. The poor quality of the parish clergy generally
arose from their low social status: in early sixteenth-century Milan, chaplains had incomes
lower than those of unskilled laborers. Many resorted to horse and cattle trading to make
ends meet. Illiteracy was rife among the clergy. Many had learned the Latin words of the
Figure 3.1 Portrait of Leo X, one of the later Renaissance popes. Oil on canvas, Italian School,
sixteenth century. Private Collection/The Bridgeman Art Library
Competing Visions of Reform, c. 1500–c. 1650 153
Mass off by heart from older colleagues, and were known to make mistakes as time passed,
and memories failed.
As the laity became increasingly literate in the late fifteenth century, so they became
increasingly critical of their clergy. These criticisms were generally directed particularly at
their perceived incompetence and the privileges they enjoyed. The tax breaks enjoyed by
clergy were the source of particular irritation, especially in times of economic difficulty.
In the French diocese of Meaux, which would become a center for reforming activists
in the period 1521–46, the clergy were exempted from all forms of taxation, provoking
considerable local resentment. In the diocese of Rouen in Normandy, there was popular
outcry over the windfall profits made by the church by selling grain at a period of severe
shortage.
Yet it is important not to exaggerate the extent of such anti-clericalism. While there were
undoubtedly areas in which such hostility was particularly pronounced – particularly in
cities – the clergy were often valued and respected. In rural areas, where levels of lay literacy
were low, the clergy remained the most highly educated members of the local community.
More importantly, many of the great monasteries of Europe were respected on account of
their social outreach, and their significant contributions to the local economy. Yet when all
this is taken into account, a rumbling discontent remained, often expressed in the “griev-
ance literature.”
A growing popular interest in religion led to lay criticism of the institutional church
where it was felt to be falling short of its obligations. Yet this reflects a new interest in
religion which was reflective, where in the past it might have been somewhat uncritical.
Christians became dissatisfied with approaches to their faith which stressed its purely
external aspects – such as just attending church. They demanded a form of Christianity
which was relevant to their personal experience and private worlds, and capable of being
adapted or mastered to meet their personal needs. If anything, it was adaptation, rather
than reformation, which seemed to be the primary concern of the articulate laity. Not only
were people more interested in their faith; levels of lay literacy had risen significantly,
enabling the laity to be more critical and informed about what they believed, and what
they expected of their clergy.
Studies of inventories of personal libraries of the age show a growing appetite for spir-
itual reading on the part of the laity. With the invention and increasing use of printing
(2.5.1), books became more widely available, now lying well within the reach of an eco-
nomically empowered middle class. Devotional books, collections of sermons, traditional
“books of hours,” and New Testaments feature prominently in these inventories. Lay people
were beginning to think for themselves, and no longer regarded themselves as subservient
to the clergy in matters of Christian education. Erasmus’s Enchiridion found a wide and
enthusiastic readership in the 1510s, particularly among those who saw themselves as the
equals of the clergy in terms of their learning.
Important though these developments were, in themselves and of themselves they do
not adequately explain, still less necessarily entail, the rise of Protestantism. The root and
branch “reformation” demanded by so many at that time could easily have taken the form
of an internal review of the church’s teachings and practices, not unlike the Gregorian
reforms of the eleventh century. The key question is why and how this group of movements
154 Competing Visions of Reform, c. 1500–c. 1650
working for renewal and reform within the church came to develop outside the church
structures of its day, and manage to survive.
The points of difficulty noted above could have been addressed, and possibly resolved,
by a gradual process of reappraisal and reform within the church, similar to those intro-
duced in Castille, Spain, in the 1480s by Francisco Ximénez de Cisneros (1436–1517),
which radically transformed the Spanish church during this era of transition. Cisneros is
widely regarded as having laid the foundations for the church’s predominant role in the
Spanish Golden Age of the sixteenth and early seventeenth centuries.
Most of Cisneros’s major reforming measures were put in place after he became arch-
bishop of Toledo in 1495. Although nearly sixty years of age at that time, he spent the
remainder of his life reforming the church, encouraging learning and a revival of religious
vocations, and maintaining Spanish political unity at a time of rapid change and potential
instability. Cisneros’s educational reforms led to both the foundation of the University of
Alcalà and the Complutensian Polyglot (a multi-lingual version of the Bible). While these
reforms were not entirely successful, and took a long time to take root, they point to the
capacity of the church to transform itself in response to the great challenges facing Spain
at that time – most notably, after the re-Christianization of Spain following the military
defeat of Islamic invaders from North Africa.
In part, the radical developments of the sixteenth century are to be explained on account
of the changing social context of western Europe, which was creating new pressures and
possibilities for cultural and religious change. We shall consider some of these in what
follows.
3.1.2. The Changing Social Order of the Early Sixteenth Century
The religious debates of the sixteenth century often reveal a deep-seated tension between
a medieval notion of a fixed social and intellectual order, and the new understanding of a
social order based on change as a means of pursuing the good. The medieval worldview
was static. Someone was allocated a position within society on the basis of their birth and
social tradition. These were not matters that could be changed. By the end of the fifteenth
century, however, an ideology of transition was in the process of developing, which held
that individuals could determine their social position and status by their own efforts. They
were not trapped by their social origins or circumstances, but could better themselves.
Demands for social change began to build up apace around 1500, especially in the cities.
The rise of a mercantile class in cities such as Zurich posed a challenge to the power and
influence of traditional aristocratic families. In the closing decade of the fifteenth century,
the Swiss city of Zurich replaced the old patrician government by a Great Council of some
two hundred city fathers, chosen for life by the merchant guilds, and by a Small Council
of Fifty, selected by the Great Council and the guilds. A similar pattern emerged in other
cities around this time, creating an expectation of change and improvement.
Luther’s cardinal doctrine of the “priesthood of all believers” marked a decisive break
with the medieval idea of vocation as a calling to a monastic life; for Luther, Christians
were called to serve God actively in the world and its affairs. The Protestant work ethic
(3.2.6), which emerged definitively in the 1530s, gave a new religious motivation to active
Competing Visions of Reform, c. 1500–c. 1650 155
lay engagement in politics, business, finance, and other professional and artistic spheres.
This theology of lay empowerment resonated strongly with the aspirations of a newly
emerged and increasingly confident middle class. The new religious ideas associated with
Luther, Zwingli, and their circles connected with this longing for social progress and
reform, particularly in the cities of western Europe.
3.1.3. The Reformation and the Cities of Europe
The northern European Reformation was based largely in the cities. French Protestantism
began as a predominantly urban movement, with its roots in major cities such as Lyons,
Orléans, Paris, Poitiers, and Rouen. In Germany, more than fifty of the sixty-five “Imperial
Cities” responded positively to the Reformation, with only five choosing to ignore it alto-
gether. In Switzerland, the Reformation originated in an urban context (Zurich), and
spread through a process of public debate within other Swiss cities such as Bern and Basel,
and other cities or regions – such as Geneva and St. Gallen – linked to these cities by treaty
obligations.
It is becoming increasingly clear that the success or failure of the Reformation in these
cities was dependent in part upon political and social factors. By the late fifteenth and early
sixteenth centuries, the city councils of the imperial cities had managed to gain a substantial
degree of independence. In effect, each city seems to have regarded itself as a miniature
city-state, with the city council functioning as a government and the remainder of the
inhabitants as subjects.
The growth in the size and importance of the cities of Germany is one of the more
significant elements in late fourteenth- and fifteenth-century history. An extended food
crisis, linked with the ravages of the Black Death, led to an agrarian crisis. Wheat prices
dropped alarmingly in the period 1450–1520, leading to rural depopulation as agricultural
workers migrated to the cities in the hope of finding food and employment. Denied access
both to the trade guilds and to the city councils, discontent grew within this new urban
proletariat.
The early sixteenth century thus witnessed growing social unrest in many cities, as
demands for broader-based and more representative government gained momentum. In
many cases, the Reformation came to be linked with these demands for social change, so
that religious and social change went together, hand in hand. We must not think that reli-
gious concerns swamped all other mental activities – they simply provided a focal point
for them. Economic, social, and political factors help explain why the Reformation suc-
ceeded, for example, in Nuremberg and Strasbourg, yet failed in Erfurt.
Despite important local variations, some significant common features emerge from a
study of the origins and development of the Reformation in major northern European
cities such as Augsburg, Basel, Bern, Erfurt, Frankfurt, Geneva, Hamburg, and Zurich. It is
helpful to explore them.
First, the Reformation in the cities appears to have been a response to some form of
popular pressure for change. Dissatisfaction among urban populations of the early six-
teenth century was not necessarily purely religious in character. Social, economic, and
political grievances were unquestionably elements within the unrest of the time. City
156 Competing Visions of Reform, c. 1500–c. 1650
councils generally reacted in response to this popular pressure, often channeling it in
directions appropriate to their own needs and purposes. This subtle manipulation of
such pressure was an obvious way of co-opting and controlling a potentially dangerous
popular protest movement. Existing urban regimes were often relatively unchanged by
the introduction of new religious ideas and practices, which suggests that city councils
were able to respond to such popular pressure without radical changes in the existing
social orders.
Second, the success of the Reformation within a city was dependent upon a number
of historical contingencies. To adopt the Reformation was to risk a disastrous change in
political alignment, in that existing treaties or relationships – military, political, and com-
mercial – with territories or cities which chose to remain Catholic were usually deemed to
be broken as a result. A city’s trading relationships – upon which her economic existence
might depend – might thus be compromised fatally.
Third, it is important to appreciate that the city council played a decisive role in the
religious debates of the sixteenth century, from the initial decision to implement a process
of reform to subsequent decisions concerning the nature and the pace of reforming pro-
posals. Zwingli’s Reformation in Zurich (3.3.4) proceeded considerably more slowly than
he would have liked on account of the cautious approach adopted by the council at crucial
moments. Martin Bucer’s freedom of action in Strasbourg was similarly limited. As Calvin
would discover, city councils were perfectly willing to expel reformers from their precincts
if they stepped out of line with publicly stated council policy or decisions.
In practice, the relationship between city council and reformer was generally symbiotic.
The reformer, by presenting a coherent vision of the Christian gospel and its implications
for the religious, social, and political structures and practices of a city, was able to prevent
a potentially revolutionary situation from degenerating into chaos. The constant threat of
reversion to Catholicism, or subversion by radical Anabaptist movements rendered the
need for a reformer inevitable. Someone had to give religious direction to a movement
which, unchecked and lacking direction, might otherwise degenerate into chaos, with
momentous and unacceptable consequences for the existing power structures of the city
and the individuals who controlled them. The relation between reformer and city council
was thus delicate, easily prone to disruption, with real power permanently in the hands of
the latter.
3.1.4. A Crisis of Authority within the Church
We noted earlier how a crisis of authority began to develop in the late medieval church,
partly as a result of the Avignon papacy, and the “Great Schism” (2.4.1). The authority of
the pope was called into question through the division of western Christendom resulting
from the Great Schism (1378–1417) and its aftermath. An Italian faction was led by Urban
VI, a French faction by Clement VII. This situation continued until 1417, when the Council
of Constance elected Martin V as pope. For a brief period around 1409, there were three
claimants to the papacy. The Council of Constance (1414–17) was convened to choose
between the rival candidates for the papacy, and conveniently resolved the matter by
passing over all three, and choosing its own candidate (Martin V).
Competing Visions of Reform, c. 1500–c. 1650 157
The scene was thus set for the development of two rival theories of authority within the
church (2.4.2): those who held that supreme doctrinal authority resided in a General
Council (the “conciliarist” position) and those who argued that it resided in the person of
the pope (the “curialist” position). As the recognition of the need for reform of the church
grew in the fifteenth century, the conciliarist party argued that the only hope for such
reform lay in calling a reforming general council. Martin Luther adopted a conciliarist
position in his 1520 Appeal to the German Nobility, in which he argued that the German
princes had the right to convoke such a council. The emperor Constantine had convened
the Council of Nicaea in 325 (1.4.2). Why should not the emperor or the German nobility
convene a council today?
The ultimate failure of the conciliarist movement during the late fifteenth century is
generally regarded as a central cause of the Reformation. Conciliarism would never work
without the support of Europe’s monarchs; they became distracted by other concerns
within their borders. The early promise of conciliarism led to hopes being raised that the
church might be reformed from within – and when such hopes were dashed, many began
to look for ways of imposing reform upon the church, perhaps through an appeal to the
secular authorities as agents of change. It also posed a challenge to the doctrinal authority
of the pope, thereby contributing to the theological confusion of the later medieval period.
It became increasingly unclear what views circulating in the late medieval church were
merely the private opinions of theologians, and which were the official teaching of the
church.
A further factor of importance here is the rise in the power of the secular rulers of
Europe, who increasingly came to regard the pope’s problems as of somewhat limited
relevance. The ability of the popes to call on secular rulers to enforce their religious will
was ebbing away. Nationalism became an increasingly important factor in reducing papal
authority north of the Alps in the early sixteenth century, as the situation in France dem-
onstrates. The dramatic victory of the French monarch Francis I over the combined papal
and Swiss forces at the battle of Marignano in September 1515 established him as a force
to be reckoned with in Italian affairs, and enhanced his authority over the French church.
The ensuing Concordat of Bologna (1516) gave Francis I the right to appoint all the senior
clergy of the French church, effectively weakening the direct papal control over church
affairs in France.
Francis, aware of the need to enforce religious orthodoxy within his realm, delegated
responsibility for this matter to the Faculty of Theology of the University of Paris. As a
result, reforming movements within France were treated as a matter concerning Francis I,
rather than the pope. Had the pope wished to intervene in the affairs of the French church,
a formidable series of diplomatic and legal obstacles awaited him. Having just defeated the
pope in battle, Francis showed relatively little interest in defending papal interests in France,
save when they happened to coincide with those of the French monarchy.
A further illustration of the severe restrictions placed upon papal authority by secular
rulers can be seen in the case of Henry VIII’s attempts to divorce Catherine of Aragon
(3.4.2), which took place from 1527 to 1530. At the time when Henry petitioned the pope
for a divorce (which would normally have been forthcoming without undue difficulty),
the pope found himself under enormous pressure from the emperor Charles V – who
158 Competing Visions of Reform, c. 1500–c. 1650
happened to be related to Catherine of Aragon. As Charles had recently sacked Rome and
retained a large military presence in the region, the pope was faced with the choice of
offending either the English king (who had not, and was never likely to have, armies any-
where near Rome) or the emperor (who had such armies, and was perfectly prepared to
use them). The outcome was a foregone conclusion. Henry VIII did not get his divorce. As
we shall see later (3.4.2), this failure was instrumental in persuading Henry to make some
fundamental changes to the religious fabric of England.
There was thus a two-fold crisis of authority in the later medieval church. There was
obvious confusion concerning the nature, location, and manner of exercise of theological
authority, just as there was either a reluctance or an inability to exercise the political author-
ity required to suppress the new ideas of the Reformation. In the midst of this ecclesiastical
confusion and powerlessness, the Reformation proceeded with increasing pace, until its
local suppression was no longer a realistic possibility.
3.1.5. The Origins of a Term: Protestantism
The term “Protestant” is widely used to refer to the new forms of Christianity that emerged
during the early sixteenth century. The origins of this word date from the second Diet of
Speyer, held in 1529. (A “Diet” was a legislative assembly.) The historical context of this
term needs to be appreciated. The Diet of Worms (1521) issued an edict declaring Martin
Luther to be a dangerous heretic, and a threat to the safety of the Holy Roman Empire.
Any who supported him were threatened with severe punishment. It was an unpopular
move with many German princes, a growing number of whom were sympathetic to at least
some of Luther’s demands for reform.
One of them, Frederick the Wise, Elector of Saxony, arranged for Luther to be abducted
and given safety in Wartburg Castle, where he began his great German translation of the
Bible. This hostility on the part of many German rulers towards its policies led Emperor
Charles V to dilute the Edict of Worms. In 1526, the Diet of Speyer decreed that it was up
to individual princes whether they should enforce its draconian anti-Lutheran measures.
The outcome – though clearly not the intention – of this measure was to allow Luther’s
reforming vision and program to gain strength in many regions of Germany.
At this time, the emperor Charles V was seriously preoccupied with other matters, and
was distracted from dealing with the rise of this unpredictable new form of religious faith
within Germany. His empire was under immediate and serious threat. One worrying
challenge came from a perhaps unexpected source: Rome itself had challenged his author-
ity. Exasperated, in 1527 Charles V sent a task force of 20 000 mercenaries to sack Rome,
and place the pope (Clement VII) under house arrest. The episode undoubtedly dampened
any slight enthusiasm Charles might have had for dealing with the pope’s enemies in
Germany.
Yet a far greater danger lay to the east, where decidedly ominous storm clouds were
gathering. Following their capture of the great Byzantine city of Constantinople in 1453
(2.4.7), Islamic armies were pressing westwards, making deep inroads into hitherto
Christian areas of eastern Europe as they pursued their jihad. Much of the Balkans were
occupied, and Islamic spheres of influence established – a development that has resounded
Competing Visions of Reform, c. 1500–c. 1650 159
throughout the subsequent history of the area, especially the Bosnian civil war (1992–5).
Following their defeat of the Hungarians in 1526, Turkish armies headed north. By 1529,
they had laid siege to Vienna. The Islamic conquest of western Europe suddenly became a
real possibility. Urgent action was required to deal with this clear and present danger to
western Christendom.
The second Diet of Speyer was hurriedly convened in March 1529. Its primary objective
was to secure, as quickly as possible, a united front against the new threat from the east.
Some, however, saw this as a convenient opportunity to deal with another, lesser, threat in
their own backyards. It was easy to argue that the reforming movements that were gaining
influence throughout the region threatened to bring about destabilization and religious
anarchy. They demanded the rigorous enforcement of the Edict of Worms throughout the
empire. Suppression of religious dissent would lead to the national unity that was essential
in the face of the new threats they faced from the east.
Six German princes and fourteen representatives of imperial cities entered a formal
protest against this unexpected radical curtailment of religious liberty. The Latin term
protestantes (“protesters”) was immediately applied to them and the movement they rep-
resented. Although the term “Protestant” reflects the specifics of the religious situation in
Germany, it rapidly came to be applied to related reforming movements, such as those
associated with Huldrych Zwingli in Switzerland, the more radical reforming movements
known as “Anabaptism,” and the later movement linked with John Calvin in the city of
Geneva.
3.2. Protestantism: An Overview of a Movement
The first major group of “reformations” that we shall consider are often gathered together
under the term “Protestantism.” This term is widely used, both to refer to the debates of
the sixteenth century and certain forms of Christianity which resulted from this. We shall
consider each specific form of Protestantism in later sections. At this stage, we shall try to
get a sense of the overall concerns, agendas, and ideas of the movement.
It is important to appreciate that early Protestantism was not a homogeneous move-
ment. Reforming movements throughout Europe often had local agendas, and did not
necessarily see themselves as part of a bigger movement. An idea that was of fundamental
importance to Martin Luther – for example, the doctrine of justification by faith – was not
always seen as equally important by others, particularly within the radical wing of the
movement. Nevertheless, there are a number of shared features of the Protestant movement
that allow us to offer a general overview of its ideas and concerns in this way.
3.2.1. A Return to the Bible
The Renaissance, as we noted earlier, emphasized the importance of returning to the roots
of culture, in order to secure its renewal – a program often summarized in the slogan ad
fontes (2.5.2–3). Cultural renewal could be achieved by returning to the ideas and values
of the classical period. Yet this program of renewal and reconstruction could also be applied
160 Competing Visions of Reform, c. 1500–c. 1650
to Christianity itself. The renewal of the church, it was argued by many Renaissance writers,
lay in a return to its title deeds in the New Testament. A stream was purest at its source.
Why not by-pass medieval scholasticism, and return to the simpler ideas and structures of
the New Testament itself? In the end, this approach would prove central to the reforming
movements on all sides in the sixteenth century.
One of the themes common to most reforming movements in the sixteenth century was
a desire to get away from abstract theological speculation and get back to ways of thinking
and living that were more deeply rooted in the Bible, particularly the New Testament.
Writers such as Martin Luther and John Calvin asserted that the Bible was the “word of
God” addressed to humanity, which trumped the “human words” of church tradition or
papal decrees. The authority of the Pope could be resisted and undermined by asserting
that all Christians were ultimately under the authority of the “word of God,” and were to
be judged by it.
Two Latin slogans summarized this approach. One, widely used by most Protestants,
emphasized that the Bible was to be given priority over all other sources of authority. Sola
scriptura – “by Scripture alone” – summarized the high value that early Protestantism
placed on the Bible as a source of teaching and moral guidance. A second slogan was limited
to Lutheranism. The Latin slogan Verbum Domini manet in aeternum – “The Word of the
Lord abides in eternity” – was widely adopted within Lutheranism in the 1520s. Lutherans
wore their hearts on their sleeves, by embroidering the letters VDMA – representing the
initial letters of the main words of the Latin slogan just noted – on their coats, and even
carving them on household items.
Given the importance of the notion of the “Word of the Lord” for the fledgling move-
ment, it is not surprising that the first phase of Protestantism saw the appearance of a
wide variety of resources designed to enable and encourage ordinary believers to become
familiar with the Bible. Aware of the difficulties that many experienced in reading and
making sense of the Bible, Protestant theologians and preachers produced a rich range of
material aiming to make an engagement with the Bible as simple and productive as pos-
sible. The role of the printing press in allowing the ready production and dissemination of
these resources was of critical importance to the success of the Protestant enterprise at this
point. Three main categories of resources emerged as particularly significant.
1. Biblical translations. Although a number of vernacular translations of the Bible were
produced during the Middle Ages, these were often unreliable, and occasionally even illegal.
The democratizing agenda of Protestantism demanded that every believer should have
access to the text of the Bible; this necessitated its translation into the vernacular.
2. Biblical commentaries. From the outset, Protestantism produced a wide range of study
aids for the interpretation of the Bible, of which the “Bible commentary” remains one
of the most enduring. These works explained difficult or unfamiliar ideas encountered
in the biblical text, commented on translation issues, addressed theological issues, and
made practical applications. Some were primarily academic in tone; others were more
devotional.
3. Works of biblical theology. John Calvin’s Institutes of the Christian Religion, which
appeared in its first edition in 1536 (3.3.6), was intended to be a guide to the ideas of the
Bible, allowing its readers to build up a systematic overview of Christian doctrine through
Competing Visions of Reform, c. 1500–c. 1650 161
an engagement with the biblical text. Many others have followed in its wake, aiming to
weave together the themes of the Bible in order to give a systematic and coherent account
of the themes of the Christian faith.
The Protestant sola scriptura principle is linked with two subsidiary ideas. The “sufficiency
of Scripture,” already noted, affirms that no doctrines other than those clearly set out in
the Bible are necessary for salvation. The Church of England’s “Thirty-Nine Articles”
(1571) set out this position with classic precision:
Holy Scripture containeth all things necessary to salvation: so that whatsoever is not read
therein, nor may be proved thereby, is not to be required of any man, that it should be believed
as an article of the faith, or be thought requisite or necessary to salvation.
The second idea is that of the “clarity of Scripture,” sometimes also referred to as the “per-
spicuity of Scripture.” This holds that the basic meaning of the Bible can be ascertained by
ordinary Christians without the need for assistance. The core teachings of the Bible are
clear, and those parts of it which were difficult to understand could be interpreted in the
light of other, more accessible passages.
Figure 3.2 An early modern printer’s workshop. Engraving from Gottfried’s “Historical Chronicle,”
Frankfurt 1619. © Lebrecht Music and Arts Photo Library/Alamy
162 Competing Visions of Reform, c. 1500–c. 1650
Both these ideas were vigorously disputed by Catholic writers. The Catholic theologian
Melchior Cano (1509–60) argued that the Bible was far from clear, and that ordinary
people needed help with its interpretation. Protestantism, he argued, ends up making
the individual believer the judge of the meaning of the Bible, and had no real place for the
corporate judgment of the church. A similar criticism was made later by the Jesuit writer
Cardinal Roberto Bellarmine (1542–1621). It was, he argued, obvious that the Bible was
difficult to interpret, a fact that Protestantism tried to conceal by following a herd instinct,
and pretending this amounted to divine guidance.
3.2.2. The Doctrine of Justification by Faith
One of the most distinguishing features of western Christianity is its insistence that the
basis of salvation is not any form of human privilege, merit, or achievement, but the gra-
ciousness of God. The idea is found throughout the New Testament, particularly in the
letters of Paul. “By grace you have been saved through faith, and this is not your own doing;
it is the gift of God – not the result of works” (Ephesians 2:8–9).
As we noted earlier, the implications of these ideas were explored and clarified during
the Pelagian controversy (1.5.6), in which Augustine of Hippo argued that such actions
and behavior were the result, not the cause, of being accepted by God. Divine acceptance
was an act of grace, which resulted in the moral and spiritual transformation of the sinner.
God’s grace was essential at every stage in the Christian life. Humanity was fallen, damaged
and wounded by sin, and needed healing and restoration – something they could not
achieve themselves.
In many ways, the Reformation can be seen as a replay of some of the leading themes
of the Pelagian controversy. Protestantism sided with Augustine in this dispute, regarding
him as a generally trustworthy interpreter of the Bible, and defender of divine grace. These
issues lay at the heart of the reforming program of Martin Luther at Wittenberg (3.3.2).
Throughout the late 1510s, Luther and his colleagues sought to renew Augustine’s reform-
ing agenda in the face of what they believed to be a fresh outbreak of Pelagianism within
the contemporary church. Although historians have noted that this represents an unac-
ceptable generalization, involving an unjustified extrapolation from a local situation to the
entire church, there is little doubt that Luther and his colleagues had some valid grounds
for concern.
What gave the Lutheran reformation its distinctive character was its decision to change
the terms used in discussing the question of human salvation. Up to this point, the
Christian tradition had focused on the Pauline notion of “salvation by grace” (Ephesians
2:8), and used this vocabulary in its discussion of how humanity was reconciled to God.
Luther and his colleagues now used a different Pauline category to express substantially the
same notion: “justification by faith” (Romans 5:1). The reasons for this shift in vocabulary
are not fully understood.
Luther was adamant that the doctrine of justification by faith was integral to the recov-
ery of Christian identity and integrity at the time of the Reformation. If humanity became
righteous in the sight of God because of its good actions, the whole gospel of grace was
compromised. Salvation was a gift, not something that was earned through achievements
Competing Visions of Reform, c. 1500–c. 1650 163
or merit. Arguing that contemporary Catholicism taught “justification by works,” Luther
insisted that Paul’s doctrine of “justification by faith” was definitive for Christianity. To
avoid any misunderstanding, Luther added the word “alone,” to avoid any suggestion that
faith was simply one among a number of causes of justification – including works. This
teaching was often summed up in the Latin slogan sola fide, “by faith alone.”
Luther’s translation of Romans 3:28 angered his critics. A literal translation of the Greek
text reads as follows: “someone is justified by faith without the works of the law.” Luther
translated this as “someone is justified by faith alone without the works of the law.” This
addition to the text of Scripture caused outrage on the part of Luther’s critics. Catholics
pointed out that the New Testament nowhere taught “justification by faith alone”; indeed,
the letter of James explicitly condemned this idea.
Luther responded by making the point that his slogan encapsulated neatly the substance
of the New Testament, even if it did not use precisely its original words. His translation
conveyed the sense of Paul’s original, even if it departed from what he had actually written.
And as for the letter of James, was it not “an epistle of straw,” which ought not to be there
in the New Testament anyway? This second argument caused considerable unease within
Protestant circles, and was not maintained by Luther’s successors.
Luther’s doctrine of justification won wide – but not universal – acceptance within early
Protestantism. Although John Calvin gave the doctrine enthusiastic support, the Swiss
reformer Huldrych Zwingli was critical of the idea, believing that it might be misunder-
stood to suggest that Christians had no obligation to do good works. Some Anabaptist
writers also distanced themselves from it, again expressing anxieties about its biblical
foundations and moral implications (3.4.1).
Luther responded by calming such fears, particularly in his “Sermon on Good Works,”
arguing that all he was saying was that good works were the natural result of having been
justified, not the cause of that justification. Far from destroying morality, Luther simply
saw himself as setting it in its proper context. Believers performed good works as an act of
thankfulness to God for having forgiven them, rather than in an attempt to persuade or
entice God to forgive them in the first place.
3.2.3. Democratization: The “Priesthood of All Believers” and the Use of the
Vernacular
One of the most distinctive features of early Protestantism is its strongly democratizing
outlook. The riches of the Christian faith were not to be restricted to those who spoke
Latin – the language of the academy and church. As a matter of principle, religious
resources were to be presented in a language understood by ordinary people – in other
words, the vernacular. Most Protestants attached especial importance to three such
resources: the Bible; the liturgy; and the sermon. For Luther and other early Protestant
reformers, all believers had a right to have access to the Bible, to worship, and to Christian
education – and that meant that these resources had to be made accessible to them, by
delivering them in a language they could understand.
This theme of spiritual democratization is also evident in Luther’s doctrine of the
“priesthood of all believers.” There was no basis, Luther argued, for asserting that the clergy
164 Competing Visions of Reform, c. 1500–c. 1650
were superior to the laity, as if they were some kind of spiritual elite, or that their ordina-
tion conferred upon them some special “indelible character.” The clergy are merely laity
who have been recognized by other laity within the community of the church as having
special gifts, and are authorized by their colleagues to exercise a pastoral or teaching min-
istry among them. The authority to make such decisions thus rests with all Christians, not
with an autocratic elite or putative spiritual aristocracy.
Luther develops this point using a civil analogy: the clergy are “office-holders,” who are
elected by the laity as their representatives, teachers, and leaders. There is no fundamental
difference between clergy and laity in terms of their status; the difference lies entirely in
the former being elected to the “office” of a priest. All believers already have this status, on
account of their baptism. This election to office is reversible; those who are thus chosen
can be de-selected if the occasion demands it.
On the basis of this doctrine of the universal priesthood of believers, Luther insists that
every Christian has the right to interpret the Bible, and to raise concerns about any aspect
of the church’s teaching or practice which appears to be inconsistent with the Bible. There
is no question of any “spiritual” authority, distinct from or superior to ordinary Christians,
who can impose certain readings of the Bible upon the church. The right to read and
interpret the Bible is the birthright of all Christians.
At this stage, Luther clearly believed that the Bible is sufficiently clear for ordinary
Christians to be able to read and understand it. Following through on his democratizing
agenda, Luther insists that all believers have the right to read the Bible in a language they
can understand, and to interpret its meaning for themselves. The church is thus held to be
accountable to its members for its interpretation of its sacred text, and is open to challenge
at every point.
Yet Luther’s emphasis on the vernacular also had a polemical dimension. He wanted to
be able to take his arguments directly to the people. Luther had learned from Erasmus the
importance of the printing press in projecting intellectual influence within society. In 1520,
he began to advance the cause of his reformation by appealing directly to the German
people, over the heads of clerics and academics, through the medium of print and the
German language.
Why was this development so important? The language of the academy, the church, and
the state in western Europe throughout the Middle Ages was Latin. There was an obvious
need for a common language to allow communication across this vast and diverse region
of the world. Latin was the language of the great Roman poets, rhetoricians, politicians,
and philosophers, and of highly influential Christian theologians such as Augustine of
Hippo, Ambrose of Milan, and Tertullian. Luther knew that anything he wrote in Latin
would be understood by the educated elite across Europe.
Yet Luther wanted to reach beyond an academic readership, and touch the hearts and
minds of ordinary people. The decision to publish in German was iconic, making a state-
ment about the inclusive and democratic nature of the reformation that Luther proposed
to pursue. To publish in Latin was to exclude the ordinary people. To publish in his native
German was to democratize the debate about the future of the church, by including those
who were traditionally marginalized by the use of the ancient scholarly language. From
that moment onwards, one of the hallmarks of Protestantism would be its use of the
Competing Visions of Reform, c. 1500–c. 1650 165
vernacular at every level. Most importantly of all, the Bible would also be translated into
the language of the people.
The importance of this point is too easily overlooked. In England, for example, it was
illegal to translate the Bible into English. In 1407, Thomas Arundel, archbishop of Canter-
bury, ruled that “nobody shall from this day forth translate any text of Holy Scripture on
his own authority into the English, or any other, language, whether in the form of a book,
pamphlet or tract,” and that any such book “shall not be read in part or in whole, in public
or in private.” English thus became the language of the religious underground in the later
Middle Ages. To write in English was tantamount to holding heretical views. Even as late
as 1513, John Colet (1467–1519) – then dean of St. Paul’s Cathedral, London – was sus-
pended from his position for translating the Lord’s Prayer into English.
The real point was that the use of the vernacular was about empowering the laity. The
importance of this point can be illustrated from Calvin’s decision to produce a French-
language edition of his Institutes of the Christian Religion in 1541. Up to this point, the
work was only available in Latin. When it appeared in French, its ideas were accessible and
available to anyone in France who could either afford to buy it, or persuade one of their
colleagues to lend it to them. Calvin’s use of his native French language opened the flood-
gates to religious debate within France, with Calvin’s vernacular writings being a major
resource for those arguing for religious and social change.
One of the major implications of this emphasis on the vernacular was the need for
biblical translation. One of the most distinctive features of the Protestant Reformation was
its insistence that the Bible should be made available in the everyday languages of Europe.
Luther himself pioneered the translation of the Bible into German. Others followed his
example. William Tyndale (1492–1536) produced one of the most important early English
translations of the New Testament, which was published anonymously in mainland Europe
in 1526, and smuggled into England.
It is not difficult to see why more conservative English Catholics were alarmed by this
development. Tyndale’s English translation of the New Testament challenged traditional
ecclesiastical structures. For example, Tyndale insisted that the Greek word presbuteros,
used in Paul’s letters to refer to an office within the Christian church and traditionally
translated as “priest,” should be rendered instead as “senior.” The English word “priest”
should, Tyndale argued, be reserved solely for translating the Greek term hiereus, which
was used in the New Testament exclusively to refer to Jewish or pagan priests. The Greek
term ekklēsia, traditionally translated as “church,” was now rendered as “congregation.” As
a result, many New Testament references which could have been taken as endorsing the
institution of the church were now to be understood as referring to local congregations of
believers. The use of the vernacular was thus seen as religiously subversive, undermining
some traditional medieval ideas about church structure and authority.
3.2.4. The Rejection of Papal Authority
One of the most distinctive features of the church in western Europe during the Middle
Ages was its high view of the spiritual and temporal authority of the pope. Although
some were alarmed at this exclusive concentration of power in the hands of a potentially
Figure 3.3 Title page of William Tyndale’s New Testament, printed in 1530s, from The National
and Domestic History of England by William Hickman Smith Aubrey (1858–1916), published London,
c. 1890 (litho), English School, nineteenth century. Private Collection/Ken Welsh/The Bridgeman Art
Library
Competing Visions of Reform, c. 1500–c. 1650 167
autocratic ruler, others regarded it as a proper and necessary measure to maintain the
identity and discipline of the church. The eastern church never recognized the notion of
absolute papal authority, tending to see spiritual authority as distributed and dispersed
across essentially autonomous churches.
In line with its emphasis on the democratization of faith, Protestantism rejected any
notion of absolute papal authority. This theme plays a particularly significant role in Martin
Luther’s 1520 work An Appeal to the Nobility of the German Nation. The pope, Luther
argues, has no more right to interpret the Bible than any other Christian. The fundamen-
tally democratic nature of early Protestantism dictated that theology was an enterprise
that may be undertaken by any person, on the basis of a publicly available resource – the
Bible.
There is no question of any one interpretation being “privileged,” or of any secret addi-
tional sources of divine knowledge, accessible only to the initiated, upon which salvation
ultimately depends. Nor is there any idea of a spiritual elite, as if there were some group
of believers who had the right to impose their views – whether on account of their academic
qualifications or their institutional seniority. From the outset, Protestantism was adamant
that the office-holders of the church are accountable to their members for the interpreta-
tions of the Bible they offer in their preaching and teaching, and may be challenged and
corrected on its basis.
The basic idea of the “clarity of Scripture” was held to entail that the meaning of biblical
passages could be ascertained without undue difficulty on the part of a wise and learned
reader. Luther appears to suggest that ordinary pious Christian believers are perfectly
capable of reading Scripture and making perfect sense of what they found within its pages.
A similar position is defended by Zwingli in his important treatise of 1522, On the Clarity
and Certainty of the Word of God. For Zwingli, Scripture is perfectly clear. “The Word of
God, as soon as it shines upon an individual’s understanding, illuminates it in such a way
that he understands it.”
Yet this position caused difficulties for many, especially as disputes arose within Protes-
tantism over the interpretation of the Bible. If there was no authority set over and above
the Bible, who could decide whether the Bible was being correctly interpreted? Many
of the debates within early Protestantism centered on questions of biblical interpretation,
and seemed to lie beyond resolution – at least, theoretically.
An example of such a debate concerned the interpretation of the words of Jesus of
Nazareth at the Last Supper. What did Jesus mean, in declaring that “this is my body”
(Matthew 26:26)? Luther argued that the meaning was perfectly clear. The reference was
to the bread which was broken and shared at the Last Supper, and the meaning of Jesus’s
words was that the bread used in communion services had become the body of Christ.
Zwingli disagreed. The meaning, he argued, was equally clear. The bread used at com-
munion services was a symbol or reminder of the death of Christ. Where Luther interpreted
the passage in a generally literal sense, Zwingli interpreted it in a generally metaphorical
sense. But which was right?
One way of resolving this difficulty was to provide readers of Scripture with a filter or
lens, by means of which they might interpret Scripture correctly. One example of such a
“filter” is Luther’s Lesser Catechism (1529), which provided its readers with a framework
168 Competing Visions of Reform, c. 1500–c. 1650
by which they could make sense of Scripture. Luther’s pedagogical work allowed its readers
to weave together biblical passages, and see them as part of Luther’s theological framework.
Of course, there were other frameworks that could be used to make sense of these biblical
passages, but these were not set out by Luther himself.
The most famous Protestant theological guide to Scripture, however, was John Calvin’s
Institutes of the Christian Religion, especially the definitive edition of 1559. Calvin is known
to have initially modeled this pedagogical work on Luther’s catechism. In the preface to
the French edition of 1541, he states that the Institutes “could be like a key and an entrance
to give access to all the children of God, in order that they might really understand Holy
Scripture.” Yet not everyone was persuaded that Calvin’s judgments in this influential book
were correct.
In the end, Protestantism took the view that it was better to live with such questions
than to have someone impose a decision from above. Most early Protestant writers took
the view that the Bible was clear on matters that were of ultimate significance, and that
disagreement could be accepted on peripheral matters. The term adiaphora (Greek: “matters
of indifference”) was used by some Protestant writers, such as Philip Melanchthon, to refer
to areas of theology in which Protestants ought to agree to disagree.
3.2.5. Two Sacraments – and Reception in Both Kinds
Earlier, we noted how the theologians of the early Middle Ages reached agreement on a
definition of a sacrament which allowed seven such sacraments to be identified: baptism;
confirmation; the eucharist; marriage; penance; ordination; and extreme unction (2.3.5).
This understanding of the nature of a sacrament was subjected to critical scrutiny
by early Protestant writers. The result of this process of review and revision was that only
two sacraments were recognized by Protestants: baptism and the eucharist (or Lord’s
Supper).
Yet there was a second matter relating to the sacraments that emerged as significant in
the sixteenth-century debates. In a communion service, were the laity allowed to receive
both bread and wine, or only the bread? Early Protestant writers were severely critical of
the medieval practice of “communion in one kind” (in other words, giving the laity bread
alone, and not bread and wine). Until the twelfth century, it was the general practice to
allow all present at Mass to consume both the consecrated bread and the consecrated wine.
However, it seems that during the eleventh century, increasing offense arose through some
of the laity being careless with the wine when receiving it, and spilling what was now,
according to the emerging theology of transubstantiation, the blood of Christ over church
floors. By the thirteenth century, only clergy were permitted to receive wine.
According to Luther, this was indefensible, partly in that it lacked any biblical or histori-
cal precedent. Yet Luther also declared that the clerical refusal to offer the chalice (the vessel
containing the wine) to the laity was unacceptable on theological grounds. If the laity were
prevented from having access to the wine, they were also prevented from having access to
what the wine signified.
Since all of Christ’s benefits were intended to be available for all of Christ’s people, it
was essential that the laity should be allowed to receive both bread and wine. The sacra-
mental symbolism had to correspond to the theological reality. So influential did Luther’s
Competing Visions of Reform, c. 1500–c. 1650 169
attitude become that the practice of offering the laity the chalice became a hallmark of a
congregation’s allegiance to the Reformation.
3.2.6. A New Work Ethic and the Development of Capitalism
One of the more distinctive features of early Protestantism was its rejection of the medieval
distinction between the “sacred” and “secular” realms. While this can easily be interpreted
as the desacralization of the sacred, it is important to note that it can equally well be
understood as the sacralization of the secular. As early as 1520, Luther had laid the basic
conceptual foundations for creating sacred space within the secular. As we noted earlier,
his doctrine of the “priesthood of all believers” asserted that there was no genuine differ-
ence of status between the “spiritual” and the “temporal” order. All Christians were called
to be priests – and could exercise that calling within the everyday world.
This had significant implications for the notion of “calling.” During the Middle Ages,
the Latin term vocatio (“call” or “calling”) was understood to mean a call to the monastic
life, which involved leaving the world behind. Those who chose to remain in the world
tended to be regarded as second-rate Christians, who lacked the commitment to enter the
religious life. Luther’s abolition of the distinction between the “spiritual” and “temporal”
estates forced a revision of the notion of vocation.
The idea of “calling” was thus affirmed, yet fundamentally redefined, by Protestantism.
No longer was it about being called to serve God by leaving the world; it was now about
serving God within the everyday world. Inevitably, this core principle led to a rejection – or
at least marginalization – of any form of monastic life within Protestantism. It served no
useful purpose, and distracted believers from their real sphere of responsibilities and activi-
ties – in the world.
For Luther, God calls people to express their faith in their lives. Luther stated this point
when commenting on Genesis 13:13: “what seem to be secular works are actually the praise
of God and represent an obedience which is well pleasing to him.” Luther even extolled the
religious value of housework, declaring that although “it had no obvious appearance of
holiness, yet these very household chores are more to be valued than all the works of monks
and nuns.” Luther’s English follower William Tyndale commented that while the “washing
of dishes and preaching the word of God” clearly represented different human activities,
he went on to insist that “as touching to please God,” there was no essential difference
between them.
The idea was developed further by John Calvin, who emphasized the importance of a
Christian engagement with and presence within the everyday world. Calvin’s theology led
directly from a view of work as a socially demeaning, if pragmatically necessary, activity,
best left to one’s social inferiors, to a dignified and glorious means of praising and affirming
God in and through his creation, while adding further to its well-being. It is no accident
that those regions of Europe which adopted Protestantism soon found themselves prosper-
ing economically – a spin-off, rather than an intended and premeditated consequence, of
the new religious importance attached to work.
This led many historians to consider whether there is some intrinsic connection between
the spread of Protestantism and the rise of capitalism. The evidence is certainly suggestive.
Flanders was torn apart in the second half of the sixteenth century by Protestant revolt and
170 Competing Visions of Reform, c. 1500–c. 1650
Catholic reconquest by the Spaniards. For the best part of two hundred years thereafter,
the Protestant zone was bustling and prosperous, and the Catholic area depressed and
unproductive. Even in robustly Catholic nations, such as France or Austria, economic
entrepreneurialism was primarily due to Calvinists. Capitalism and Calvinism were virtu-
ally co-extensive by the middle of the seventeenth century.
So is there some deeper connection between Calvinism and capitalism? Or is this simply
an accident of history? The German sociologist Max Weber (1864–1920) famously sug-
gested that Calvinism created the psychological preconditions essential to the development
of modern capitalism. Catholicism regarded the accumulation of capital as being intrinsi-
cally sinful; Calvinism considered it as being praiseworthy.
Weber saw this fundamental change in attitude particularly well illustrated by a number
of seventeenth-century Calvinist writers such as the American politician and writer Ben-
jamin Franklin (1706–90), whose writings affirmed the accumulation of capital through
engagement with the world, while criticizing its consumption. Capital was to be seen as
something that was to be increased, not something that was to be consumed. While Weber’s
thesis remains contested, there is little doubt that one of the most interesting features of
Protestantism is its impact on the world of work and money.
Thus far, we have considered some general features of the thought and practice of Prot-
estantism which were shared across the movement. In what follows, we shall consider each
element of Protestantism in more detail, before moving on to consider the Catholic refor-
mation. We begin by reflecting on the development and ideas of the mainline reformation
in Germany and Switzerland.
3.3. The Mainstream Reformation: Luther, Zwingli, and Calvin
History is shaped by a combination of forces – social, economic, political, and religious.
All of these factors helped to shape the development of the upheavals of the sixteenth
century. However, it is widely agreed that three individual thinkers played a significant role
in shaping and directing this movement: Martin Luther (1483–1546), Huldrych Zwingli
(1484–1531), and John Calvin (1509–64). In what follows, we shall consider these three
figures, and their impact on Christian history during the sixteenth century.
All three of these thinkers belong to the mainstream reforming movement that is often
referred to as the “magisterial Reformation,” in which a close relationship was envisaged
between the church and state, with the “magistracy” – in other words, the civil authorities,
whether this takes the form of a monarchy or a city council – having a significant influence
over the church, and the implementation of the Christian faith in their local region. As we
shall see in a later section, more radical wings of the Reformation often rejected any such
relationship.
3.3.1. Martin Luther: A Brief History
Martin Luther was born on November 10, 1483, in the German town of Eisleben. Luther
began his university education at Erfurt in 1501. He was ordained as a priest in 1507, and
Competing Visions of Reform, c. 1500–c. 1650 171
was awarded the degree of Doctor of Divinity in 1512. This allowed him to take up an
academic teaching position at the newly founded University of Wittenberg.
Luther was initially propelled to fame through a controversy concerning the sale
of indulgences in 1517. Archbishop Albert of Mainz had given permission for the sales of
indulgences in his territories, partly as a means of funding the rebuilding of St. Peter’s
basilica in Rome (2.4.6). Johann Tetzel, who had been given responsibility for selling these
indulgences, crafted a catchy slogan, making the merits of his product clear even to the
simplest of people:
As soon as the coin in the coffer rings,
The soul from purgatory springs!
Luther regarded the sale of indulgences as theologically questionable, running the risk
of the commodification of forgiveness – in effect, treating God’s forgiveness of sins
as something that could be purchased. In 1517, Luther wrote to Archbishop Albert, protest-
ing against the practice and giving notice of a set of “theses against indulgences” which
he proposed to dispute at the University of Wittenberg. These constitute the famous
“Ninety-Five Theses,” regarded by some historians as marking the origins of the Reforma-
tion in 1517.
Although popular accounts of the significance of the “Ninety-Five Theses,” as these have
come to be known, suggest that they were very radical, their criticisms of the indulgence
trade were echoed elsewhere at the time. Luther had two fundamental objections against
the selling of indulgences. First, they were financially exploitative of the German nation.
If the pope realized the severe poverty of the German people, he would prefer that St. Peter’s
remained in ruins than that it should be rebuilt out of the “skin, flesh, and bones of his
sheep.” Second, Luther argued that the pope had no authority over purgatory, so was in no
position to influence how long anyone spent there.
Luther’s profile was raised considerably in 1519 at the Leipzig Disputation. This disputa-
tion – which focused on issues relation to the reform of the church – pitted Luther and his
Wittenberg colleague Andreas Bodenstein von Karlstadt against Johann Eck, a highly
regarded Catholic theologian from Ingolstadt. During the course of a complicated debate
over the nature of authority, Eck managed to get Luther to admit that, in his view, both
popes and general councils could err. Even more, Luther indicated a degree of support
for Jan Hus, the Bohemian reformer who had been condemned as a heretic some time
previously (2.4.4). Eck clearly regarded himself to have won the debate, in that he had
forced Luther to state views on papal authority which were unorthodox by the standards
of the day.
Others, however, were delighted by Luther’s criticisms. Of particular importance was
the reaction of many German humanists, who saw Luther’s criticisms as indicating that he
was one of their number. In fact, this was not the case. Nevertheless, this “constructive
misunderstanding” led Luther to be lionized by humanists around this time.
In 1520, Luther published three major works which established his reputation as a major
popular reformer. Shrewdly, Luther wrote these in German, making his ideas accessible to
a wide public (3.2.3). Where Latin was the language of the intellectual and ecclesiastical
172 Competing Visions of Reform, c. 1500–c. 1650
elite of Europe, German was the language of the common people. In his Appeal to the
German Nobility, Luther argued passionately for the need for reform of the church. In both
its doctrine and its practices, the church of the early sixteenth century had cast itself adrift
from the New Testament. His pithy and witty German gave added popular appeal to some
intensely serious theological ideas.
Encouraged by the remarkable success of this work, Luther followed it up with The
Babylonian Captivity of the Christian Church. In this powerful piece of writing, Luther
argued that the gospel had become captive to the institutional church. The medieval
church, he argued, had imprisoned the gospel in a complex system of priests and sacra-
ments. The church had become the master of the gospel, where it should be its servant.
This point was further developed in The Liberty of a Christian, in which Luther stressed
both the freedom and obligations of the believer.
By now, Luther was at the center of both controversy and condemnation. On June 15,
1520, Luther was censured by a papal bull (Latin: bulla, “seal,” referring to the seal which
authenticated the letter to which it was attached), and ordered to retract his views. Luther
refused, and publicly burned the bull as an act of defiance. As a result, he was excommu-
nicated in January of the following year, and summoned to appear before the Diet of
Figure 3.4 Martin Luther, reformer (1483–1546). Painting of Luther with biretta, 1528, studio of
Lucas Cranach the Elder (1472–1553). Oil on wood, 34.3 × 24.4 cm. Photo: akg-images
Competing Visions of Reform, c. 1500–c. 1650 173
Worms. Once more, he refused to withdraw his views. Luther’s position became increas-
ingly serious. Realizing this, Frederick the Wise, the elector of Saxony, arranged for him to
be “kidnapped,” and removed him to the safety of the Wartburg, a castle near Eisenach, for
eight months. By the time Luther returned to Wittenberg in 1522 to take charge of the
Reformation in that town, his ideas were gaining considerable support throughout Europe.
Luther’s influence on the Reformation at this early stage was fundamental. His period
of isolation at the Wartburg allowed him to work on a number of major reforming projects,
including liturgical revision, biblical translation, and other reforming treatises. The New
Testament appeared in German in 1522, although it was not until 1534 that the entire Bible
was translated and published. In 1524, Luther argued for the need to establish schools in
German towns, and to extend education to women. His two Catechisms of 1529 developed
new approaches to religious instruction, which would have a major impact on western
Christian educational practice.
Yet not all was well. The Peasants’ War of 1525 caused Luther’s reputation to suffer
severely. Luther argued that the feudal lords had every right to end the peasants’ revolt, by
force where necessary. Luther’s writings on this matter – such as his tract Against the Thiev-
ing and Murderous Hordes of Peasants – had virtually no impact on the revolt itself, but
tarnished his image severely.
Perhaps the most significant controversy erupted over the very different views on
the nature of the real presence held by Luther and Huldrych Zwingli. Luther’s strong com-
mitment to the real presence of Christ in the eucharist contrasted sharply with Zwingli’s
metaphorical or symbolic approach. Although many sought to reconcile the two views, or
at least to limit the damage caused by the differences – these eventually came to nothing.
The Colloquy of Marburg (1529), arranged by Philip of Hesse as a means of getting Luther
and Zwingli to settle their differences, was of particular importance. Its failure can be
argued to have led to the permanent alienation of the German and Swiss reforming factions
at a time when increasingly adverse political and military considerations made collabora-
tion imperative.
By 1527, Luther married a former nun, Katharina von Bora (1499–1552). Although
Luther went on to produce a number of major theological works in his later period (most
notably, his commentary on Galatians), his attention was increasingly taken up with his
personal health, and the politics of the Reformation struggles. He died of natural causes
in 1546 while attempting to mediate in a somewhat minor quarrel which had broken out
between some members of the German nobility in the city of Mansfeld.
3.3.2. Luther’s Reformation at Wittenberg
Luther’s reforms, set out in three reforming treatises of 1520 and enacted at Wittenberg
during the period 1522–4, rapidly became a template for reforming individuals and con-
gregations throughout Europe. Luther demonstrated that his fundamental theological
principles could be actualized in changes to the church and society.
Luther’s vision for renewal of the church’s life and thought was about reforming an
existing Christian church, which had lost its bearings and moorings during the Middle
Ages. His fundamental conviction was that the church of his day had lost sight of some –
174 Competing Visions of Reform, c. 1500–c. 1650
but not all – of the fundamental themes of the Christian gospel. Not every aspect of the
church’s life and thought required reform. Renewal, not innovation, was Luther’s watch-
word. Luther’s program for reform was not simply about restructuring institutions and
calling for moral reform. It was, at heart, about a rediscovery of the central theological
themes of the Christian faith, through a return to the Bible.
Perhaps the most obvious theme of Luther’s reforms is the central place he allocated to
the Bible (3.2.1). For Luther, the Bible was central to the life and thought of the church, as
it was to the personal devotion of the individual Christian. Much of Luther’s early work
concerned making the Bible accessible to German Christians – above all, by translating it
into the German language. Luther’s emphasis on making theological and spiritual resources
available to German Christians in their own language was a fundamental motivation for
his translation of the Bible into German in the 1520s.
When it became clear that ordinary Christians experienced difficulty in interpreting the
Bible, Luther produced catechisms, devotional tracts, and biblical commentaries, aimed at
aiding the faithful to get the most from this treasure that had now been placed in their
hands.
The educational aspects of Luther’s reforms proved highly influential, and were widely
adopted and adapted throughout western Europe. A visitation of Lutheran churches in
Saxony over the period 1528–9 showed that most pastors and just about every layperson
were ignorant of basic Christian teachings. Luther was shocked by his findings, and decided
to put in place measures to increase public knowledge of basic Christian teachings.
In May 1529, Luther published what has come to be known as the Lesser Catechism. This
work, written in German, showed a lightness of touch, an ease of communication, and a
general simplicity of expression which ensured that it was widely used and appreciated. Its
question-and-answer format was ideally suited to learning by rote, and the work was widely
used in churches and schools.
Yet Luther’s emphasis on the Bible was primarily about the means by which God’s
promises were mediated to people. What of the substance of those promises? Here, we
come to a core feature of Luther’s reforming program – his emphasis on the doctrine of
justification by faith alone.
Intense study of Luther’s theological development over the period 1513–18 makes it
clear that Luther experienced some kind of theological breakthrough around this time
(though the precise date is contested). The essence of this change concerns his under-
standing of Paul’s declaration that the “righteousness of God” is revealed in the gospel
(Romans 1:17). Luther initially believed that this referred to the standards of righteous-
ness that was required of people if they were to be accepted by God. However, his engage-
ment with the New Testament over this period led him to conclude that “justifying
righteousness” should be understood as a divine gift to humanity, not a divine requirement
of humanity.
Luther’s theology now came to be dominated by his realization that salvation was a free,
unmerited gift of God, received by faith. This is the central theme of his doctrine of “jus-
tification by faith alone,” which was central to Luther’s own reforming agenda (3.2.2). If
this idea was misunderstood or denied, the church would lose its identity, and the gospel
would be compromised – which was precisely what Luther believed to have taken place
Competing Visions of Reform, c. 1500–c. 1650 175
during the later Middle Ages. The controversy about indulgences of 1517 arose because
Luther believed that the church was implying that forgiveness of sins could be purchased,
when it was in fact a free gift.
Yet Luther’s reforming program also extended to the life of the church. Perhaps
the most obvious development was Luther’s rejection of the idea that continuity with the
apostolic church was safeguarded by institutional means. To break away from this church
was to lose any right to be called a “Christian” church. But for Luther, the medieval
church had lost its way, ethically and theologically. Luther justified the existence of his
breakaway church by insisting that it maintained continuity with the apostles by remaining
faithful to their teaching – something he believed the church of his day had conspicuously
failed to do.
As we noted earlier, Luther went on to insist that there is no fundamental spiritual
distinction between clergy and laity (3.2.3). All believers are priests, on account of their
baptism; that some function as priests is simply a matter of church order, not theological
or spiritual superiority. This idea, articulated in Luther’s doctrine of the “priesthood of all
believers,” had momentous implications. Clergy and laity alike should receive communion
in both kinds (3.2.5).
Luther also insisted that clergy should be able to marry, like anyone else. Luther himself
married Katharina von Bora (1499–1552), a former nun, who came to be regarded as a
role model for women in the new Protestant order then emerging. Each congregation
should be able to elect its own preachers and pastors, and deselect them if circumstances
required. Once more, the fundamental theme is that of democratization – the subversion
of any notion of a “spiritual elite.”
Luther also gave thought to the political aspects of his vision for the church. What was
the relation of the Christian community to the state? To the German princes of the time?
In answering this question, Luther developed his doctrine of the “two kingdoms.” Having
rejected the medieval distinction between the “temporal” and “spiritual” estates, Luther
developed an alternative theory of spheres of authority, based upon a distinction between
the “spiritual” and the “worldly” government of society. God’s spiritual government is
effected through the Word of God and the guidance of the Holy Spirit. God’s worldly
government is effected through kings, princes, and magistrates, through the use of the
sword and the civil law.
This proved to be perhaps one of the least satisfactory aspects of Luther’s reforming
program, in that it seemed to give German princes the upper hand in their relationship
with the church, and prevented the church from criticizing the state when it used repression
against its people – as many believed it had done in the suppression of the Peasants’ Revolt
of 1525.
3.3.3. Huldrych Zwingli: A Brief History
The Swiss reformer Huldrych (or “Ulrich”) Zwingli played a major role in developing a
reforming movement within the Swiss Confederation, especially in the city and canton of
Zurich. Zwingli was born on New Year’s Day, 1484, in the Toggenburg Valley in the canton
of St. Gallen, in the eastern part of modern-day Switzerland. Strictly speaking, St. Gallen
176 Competing Visions of Reform, c. 1500–c. 1650
was not part of the Swiss Confederation at this time. However, in the treaty of 1451, St.
Gallen had allied itself to some of the Swiss cantons, and Zwingli always appears to have
regarded himself as Swiss.
After an initial period of education at Bern, Zwingli attended the University of Vienna
(1498–1502). Vienna was widely regarded as one of the most exciting universities close to
Switzerland, on account of the university reforms then taking place.
Under the guidance of leading humanists, such as Conrad Celtis, the university was
adopting humanist reforms (2.5.3). Zwingli then moved to the University of Basel (1502–
6), where he strengthened his humanist position. In 1506, he was ordained priest, and
served in this capacity at Glarus for the next ten years, before moving to serve as “people’s
priest” at the Benedictine monastery at Einsiedeln in 1516.
During his time as parish priest of Glarus, Zwingli served as a chaplain to Swiss soldiers
serving as mercenaries in the Franco-Italian war. He was present at the disaster of Marig-
nano (1515), in which large numbers of Swiss mercenary soldiers died. This event, which
confirmed Zwingli’s opposition to the mercenary trade, was of fundamental importance
in the development of Swiss isolationism in the sixteenth century. In the light of what
happened at Marignano, it was decided that the Swiss would take no part in other nations’
wars again.
By 1516, Zwingli had become convinced of the need for reform of the church, along the
lines suggested by biblical humanists such as Erasmus (2.5.4). He purchased Erasmus’s
edition of the Greek New Testament, and studied the writings of both Greek and Latin
early Christian authors. By the time he left Einsiedeln for Zurich, Zwingli had become
convinced of the need to base Christian belief and practice on Scripture, not human
traditions.
On January 1, 1519, Zwingli took up his new position as “people’s priest” at the Great
Minster in Zurich. From the outset, his commitment to a program of reform was obvious.
He began to preach a course of sermons on Matthew’s gospel, ignoring the conventional
lectionary altogether. Zwingli’s career at Zurich came close to being ended abruptly; he
nearly died during an outbreak of the plague at Zurich in the summer of 1519. This narrow
escape from death is known to have had a significant impact on his thinking on the nature
of divine providence.
It was not long before Zwingli’s reforms became more radical. In 1522, he was actively
preaching against virtually every aspect of traditional Catholic religion, including the cult
of the saints, the practice of fasting, and the worship of Mary. His preaching caused con-
troversy within the city, and alarmed the city council. Anxious at the unrest which was
growing within the city, the city council determined to settle the matter. In January 1523,
a great public disputation was arranged between Zwingli and his Catholic opponents. The
City Council sat in judgment, as Zwingli debated his program of reform with some local
Catholic clergy.
It soon became clear that Zwingli had gained the upper hand. Able to translate into the
local Zurich dialect without difficulty from Hebrew, Greek, or Latin, Zwingli displayed a
mastery of the Bible which his opponents simply could not match. There could only be
one outcome. The City Council decided that a program of reform based on Scripture, such
as that outlined by Zwingli, would become official city policy.
Competing Visions of Reform, c. 1500–c. 1650 177
In 1525, Zurich city council finally abolished the Mass, and substituted Zwingli’s version
of the Lord’s Supper. Zwingli’s views on the religious significance of the eucharist would
prove to be immensely controversial; indeed, Zwingli is perhaps best remembered for his
radical “memorialist” view of the Lord’s Supper, which he regarded as a remembrance of
Christ’s death in his absence.
Encouraged by his reforming successes, Zwingli persuaded other city councils to have
public debates along the same lines. A major breakthrough took place in 1528, when the
city of Bern decided to adopt the Reformation after a similar public disputation. Bern
was a major center of political and military power in the region. Its political and military
support for beleaguered Geneva in 1536 would subsequently prove to be decisive in estab-
lishing Calvin’s influence over the second phase of the Reformation. Zwingli was killed in
battle on October 11, 1531, defending his reformation.
3.3.4. Zwingli’s Reformation at Zurich
Zwingli initiated a program of reform at Zurich which represents a distinctive approach
to the reformation of the church, reflecting currents of thought characteristic of eastern
Switzerland at that time. There is no evidence that Zwingli had heard of Luther’s ideas and
methods as he began to agitate for change to both the ecclesiastical and civic life of Zurich.
In common with Luther and Erasmus, Zwingli held that the church needed to realign
itself with the teachings and practices of the New Testament. Yet Zwingli’s understanding
of how that process should happen, and what form it would take, bore little relation to
Luther’s approach. It was much closer to Erasmus’s vision for institutional and moral
reform, based on an educational program grounded in the classics and the New Testament
(2.5.4–5).
Zwingli, like many reformers in eastern Switzerland, had a vision of reform that was
primarily institutional and moral. The church needed to return to the simple ways of the
New Testament, and behave according to the moral teachings of Christ. The New Testament
was to be valued because of its clear teaching about Christian discipleship and ethics.
Reformation was about the church and its members reshaping their lives in the light of
that ethical teaching. Unlike Luther, Zwingli did not see doctrinal reformation as being of
central importance. Zwingli did not share Luther’s sense that theological inadequacy com-
promised the essence of Christian identity.
On the day after his arrival at Zurich in 1519, Zwingli announced his intention to deliver
a continuous course of sermons on the gospel according to Matthew. Instead of relying on
commentaries, he would base his sermons directly on the scriptural text. For Zwingli,
scripture was a living and liberating text, by means of which God would speak to his people,
and enable them to break free from bondage to false ideas and practices. In particular, he
held that Christ’s “sermon on the mount” set out a vision for the moral life that was binding
on all Christians.
In his 1522 treatise The Clarity and Certainty of the Word of God, Zwingli argued for the
capacity of the Bible to interpret itself lucidly and unambivalently in all matters of impor-
tance. Like Erasmus, he insisted that the best possible aids to the interpretation of the Bible –
such as a knowledge of the Hebrew and Greek languages, and an understanding of the
178 Competing Visions of Reform, c. 1500–c. 1650
various figures of speech employed in Scripture – needed to be brought to the task of
establishing the natural sense of Scripture. Like Luther, he held that the church had no
authority other than (or above) the Bible.
Luther and Zwingli, however, despite their shared emphasis upon the centrality of the
Bible (3.2.1), used quite different techniques of biblical interpretation. Though both
appealed to the same source as authoritative, the outcomes of their engagement with the
biblical text were very different – and led to very different visions of reform. For Luther,
the Bible primarily contained the promises of God, leading to salvation; for Zwingli, the
Bible primarily contained the commands of God, leading to ethical living.
One particularly important divergence between Luther and Zwingli concerns their
attitudes to the use of images in worship. Where Luther was prepared to tolerate religious
images in churches, seeing these as having a valuable educational role, Zwingli held that
the Old Testament ban on images was binding on all Christians. In June 1524, the city of
Zurich ruled that all religious imagery was to be removed from churches. Iconoclastic riots
spread throughout the region – including the cities of Bern (1528), Basel (1529), and
Geneva (1535) – marking the spreading of the Reformation by popular acts of violence
and desecration.
Yet perhaps the most striking difference between Luther and Zwingli concerned the
nature of the “real presence.” In what sense, if any, is Christ really present in the bread and
wine of the Mass? As we noted earlier (3.2.3), Luther was strongly critical of the medieval
doctrine of “transubstantiation,” believing that it was excessively dependent on the Aristo-
telian philosophical notions of “substance” and “accidents.” Yet his own view was the body
and blood of Christ were conveyed in, through, or under the bread and the wine. When
Christ offered bread to his disciples, he declared that “this is my body” (Matthew 26:26).
Was not the obvious, correct way of making sense of this core text that the bread in ques-
tion was Christ’s body?
Zwingli responded by pointing out that this was by no means the only way of interpret-
ing this text. The Bible was full of statements which might seem to suggest one thing but,
on closer inspection, meant another. For Zwingli, the phrase “this is my body” did not
mean that the bread was identical with the body of Christ; rather, it pointed to, or signified,
that body. Christ’s words were to be understood as meaning that the bread of the “Supper”
or “Remembrance” – Zwingli did not wish to retain the traditional term “Mass” – was a
symbol of Christ’s body, just as the wine symbolized his blood. Christ was being remem-
bered in his absence, and his future return anticipated.
It will be obvious that these represent very different understandings of this same text.
Luther’s interpretation was traditional, Zwingli’s more radical. But which was right? Which
was Protestant? We see here the fundamental difficulty that the Reformation faced: the
absence of any authoritative interpreter of Scripture, which could give rulings on contested
matters of biblical interpretation. If this question was to be answered, an authoritative rule
or principle had to be proposed which stood above Scripture – the very idea of which was
ultimately anathema to Protestantism.
The solution offered by Zwingli was elegant and simple: the community of faith
would decide the matter by a vote. In January 1523, the great debate usually known as
the “First Zurich Disputation” got under way. Its outcome was of great importance for
Competing Visions of Reform, c. 1500–c. 1650 179
the development of the Reformation. It was decided that the church in Zurich would be
bound by the “word of God,” and would be obedient to Scripture. But who was to interpret
the Bible? The city council, seeing itself as a duly elected representative body of the Chris-
tians of Zurich, declared that it possessed the corporate right to settle the question of the
interpretation of the Bible. The interpretation of the Bible would thus be a local matter, to
be settled democratically.
This was an approach that endeared itself to city councils throughout the region, as the
Reformation began to spread. Religious authority was transferred from the pope or local
bishop to elected representatives of the people. It was yet another example of the “democ-
ratization of faith” which was so characteristic of the reforms then taking place, and gave
a place of no small significance to the city council within the urban “sacral community.”
3.3.5. John Calvin: A Brief History
John Calvin was born on July 10, 1509, in the French cathedral city of Noyon, about seventy
miles (112 kilometers) northeast of Paris. At some point in the early 1520s (probably 1523),
the young Calvin was sent up to the University of Paris. After a thorough grounding in
Latin grammar at the hands of Mathurin Cordier, Calvin entered the Collège de Montaigu.
After completing his rigorous education in the arts, Calvin moved to the University of
Orléans to study civil law, probably at some point in 1528.
Calvin returned to Paris in 1531 to continue his studies, and became increasingly sym-
pathetic to the reforming ideas then gaining a hearing in the city. The university and city
authorities, however, were intensely hostile to Luther’s ideas. On November 2, 1533, Calvin
was obliged to leave Paris suddenly. The rector of the University of Paris, Nicolas Cop
(1501–40), had delivered a university address in which he openly supported Luther’s doc-
trine of justification by faith. The Parliament at Paris immediately took action against Cop.
A copy of Cop’s address exists in Calvin’s handwriting, suggesting that he may have com-
posed the address. Calvin fled Paris, fearful for his safety.
By 1534 Calvin had become an enthusiastic supporter of the principles of the Reforma-
tion. During the following year, he settled down in the Swiss city of Basel, safe from any
French threat. Making the best use of his enforced leisure, he published a book destined
to exercise a decisive effect upon the Reformation: the Institutes of the Christian Religion.
First published in May 1536, this work was a systematic and lucid exposition of the main
points of the Christian faith. It attracted considerable attention to its author, who revised
and expanded the work considerably during the remainder of his life. The first edition of
the book had six chapters; the final edition, published in 1559 (and translated by Calvin
into his native French in 1560), had eighty. It is generally regarded as one of the most
influential works to emerge from the Reformation.
After winding up his affairs in Noyon early in 1536, Calvin decided to settle down to a
life of private study in the city of Strasbourg. Unfortunately, the direct route from Noyon
to Strasbourg was impassable, due to the outbreak of war between Francis I of France and
the emperor Charles V. Calvin had to make an extended detour, passing through the city
of Geneva which had recently gained its independence from the neighboring territory of
Savoy. Geneva was then in a state of confusion, having just evicted its local bishop and
180 Competing Visions of Reform, c. 1500–c. 1650
begun a controversial program of reform under the Frenchmen Guillaume Farel and Pierre
Viret. On hearing that Calvin was in the city, they demanded that he stay, and help the
cause of the Reformation. Calvin reluctantly agreed.
His attempts to provide the Genevan church with a solid basis of doctrine and discipline
met intense resistance. Having just thrown out their local bishop, the last thing that many
Genevans wanted was the imposition of new religious obligations. Calvin’s attempts to
reform the doctrine and discipline of the Genevan church were fiercely resisted by a well-
organized opposition. After a series of quarrels, matters reached a head on Easter Day 1538:
Calvin was expelled from the city, and sought refuge in Strasbourg.
Having arrived in Strasbourg two years later than he had anticipated, Calvin began to
make up for lost time. In quick succession he produced a series of major theological works.
He revised and expanded his Institutes (1539), and produced the first French translation
of this work (1541); he produced a major defense of reformation principles in his famous
Reply to Sadoleto (Cardinal Sadoleto had written to the Genevans, inviting them to return
to the Catholic church); and his skills as a biblical exegete were demonstrated in his Com-
mentary on the Epistle to the Romans. As pastor to the French-speaking congregation in the
city, Calvin was able to gain experience of the practical problems facing reformed pastors.
Through his friendship with Martin Bucer (1491–1551), the Strasbourg reformer, Calvin
was able to develop his thinking on the relation between the city and church.
In September 1541, Calvin was invited to return to Geneva. In his absence, the religious
and political situation had deteriorated. The city appealed to him to return, and restore
order and confidence within the city. The Calvin who returned to Geneva was a wiser and
more experienced young man, far better equipped for the massive tasks awaiting him than
he had been three years earlier. Although Calvin would still find himself quarreling with
the city authorities for more than a decade, it was from a position of strength. Finally,
opposition to his program of reform died out. For the last decade of his life, he had virtu-
ally a free hand in the religious affairs of the city.
During this second period in Geneva, Calvin was able to develop both his own theology
and the organization of the Genevan reformed church. He established the Consistory as a
means of enforcing church discipline, and founded the Genevan Academy to educate
pastors in reformed churches. Calvin also produced expanded and revised editions of the
Institutes of the Christian Religion, which became one of the most significant religious works
of the sixteenth century.
This final period in Geneva was not without its controversies. Calvin found himself
embroiled in serious theological debate over the correct interpretation of Christ’s descent
into hell, and whether the Song of Songs was canonical. A furious and very public debate
broke out with Jérôme-Hermès Bolsec (died 1584) over the doctrine of predestination, of
such ferocity that Bolsec ended up having to leave Geneva. A more serious controversy
concerned Michael Servetus (1511–53), accused by Calvin of heresy, who was finally burned
at the stake in 1553. Although Calvin’s role in this matter was less significant than some of
his critics have implied, the Servetus affair continues to stain Calvin’s reputation.
By the early spring of 1564, it was obvious that Calvin was seriously ill. He preached for
the last time from the pulpit of Saint-Pierre on the morning of Sunday February 6. By
April, it was clear that Calvin had not much longer to live. He found breathing difficult,
Competing Visions of Reform, c. 1500–c. 1650 181
and became chronically short of breath. Calvin died at eight o’clock on the evening of May
27, 1564. At his own request, he was buried in a common grave, with no stone to mark its
location.
3.3.6. Calvin’s Reformation at Geneva
Calvin was a second-generation reformer, and his achievements are best considered as a
consolidation of the insights of earlier reformers, such as Luther and Zwingli. Calvin is a
system-builder, not an original thinker. Perhaps his most significant achievement was
providing a systematic defense of the new understanding of the Christian church, partially
developed by Luther, which allowed the new reformed communities throughout Europe
to assert their Christian identity, without the need to have institutional continuity with the
medieval church.
For Calvin, there were two – and only two – essential elements of a Christian church:
the preaching of the word of God, and the proper administration of the sacraments.
Wherever we see the Word of God purely preached and listened to, and the sacraments admin-
istered according to Christ’s institution, it is in no way to be doubted that a church of God
exists. For his promise cannot fail: “Wherever two or three are gathered in my name, there I
am in the midst of them” (Matthew 18:20).
Figure 3.5 Portrait of John Calvin (Noyon, 1509–Geneva, 1564), French theologian and religious
reformer, by Henriette Rath (1773–1856). Miniature. Photo: akg-images/De Agostini Picture Library
182 Competing Visions of Reform, c. 1500–c. 1650
Calvin’s definition is significant as much for what it does not say as for what it does explic-
itly affirm. There is no reference to the necessity of any historical or institutional continuity
with the apostles. For Calvin, it was more important to teach what the apostles taught than
to be able to show an unbroken line of institutional continuity with them. Institutional
continuity, Calvin insisted, did not guarantee theological fidelity. For Calvin, the Catholic
church had suffered from institutional drift, losing its grounding in the fundamental ideas
of the apostles, which were, of course, expressed in the Bible.
This radical new understanding of the church in effect envisaged it as a community
which gathered around the preaching of the word of God, and celebrated and proclaimed
the gospel through the sacraments. Where the gospel is truly preached, there a church will
gather. Protestant theologians, sensitive to the charge that this new approach represented
a distortion of a proper theology of the church, pointed to a classic statement of the first-
century Christian writer Ignatius of Antioch: “wherever Christ is, there is also the church”
(ubi Christus ibi ecclesia). Gathering together in the name of Christ ensures his presence –
and with that presence, a church comes into being.
Yet perhaps the greatest of Calvin’s achievements at Geneva, when viewed in the context
of Christian history as a whole, was a book – the Institutes of the Christian Religion. As we
noted earlier, the printed book of the most significant factors in molding intellectual
opinion across sixteenth-century Europe (2.5.1). Books were easily transported, capable of
crossing national frontiers undetected, and finding their way to private libraries where they
were eagerly, if secretively, devoured. The printed word was integral to the spreading of the
ideas of the Reformation across the religious and political boundaries of Europe.
The first edition of the Institutes was published at Basel in 1536. Modeled on Luther’s
influential catechisms of 1529, its six chapters included commentaries on the Ten Com-
mandments, the Apostles’ Creed, and some disputed matters of theology. Calvin revised
the work substantially during his time in Strasbourg. It is the second edition that estab-
lished the work as one of the most important Protestant works of the era. Completely
restructured, the work’s seventeen chapters set out a clear, accessible account of the basics
of Christian belief, including the doctrine of God, the Trinity, the relation of the Old and
New Testaments, penitence, justification by faith, the nature and relation of providence
and predestination, human nature, and the nature of the Christian life. Calvin’s distinctive
emphases on the sovereignty of God and the authority of the Bible are evident from even
a cursory reading of the work, and would remain central as it underwent development in
later editions.
This edition of the Institutes is not so much a work of theology; it is a work of pedagogy,
based on careful reflection on how to communicate and commend ideas. The work offers
a clear and immensely readable account of ideas that might otherwise be inaccessible and
unintelligible. This concern for effective communication with a lay audience is especially
evident in the French translation of the Institutes (1541), which shows Calvin adapting his
ideas and language to his intended audience. Greek words and references to Aristotle were
left out, and a healthy dose of French proverbs and idioms added. This translation is regu-
larly hailed as a model of pedagogical clarity.
Yet it was not simply the many educational and presentational virtues of the book that
propelled it to prominence. It addressed head-on the central weakness of Protestantism up
Competing Visions of Reform, c. 1500–c. 1650 183
to this point: the problem of the multiplicity of interpretations of the Bible. How can one
speak of the Bible as having any authority, when it is so clearly at the mercy of its inter-
preters? Calvin established the credentials of his interpretations of the Bible not by an
assertion of his personal authority or wisdom, but by careful engagement with biblical
passages, informed by a good knowledge of how these passages had been interpreted by
well-regarded older Christian writers, such as Augustine of Hippo.
Readers of the Institutes were presented with reasoned, defended, and superbly pre-
sented accounts of central Christian teachings, firmly rooted in the Bible. Alternatives were
presented and critiqued, reassuring readers of the plausibility of Calvin’s preferred inter-
pretations in the face of their rivals. Calvin did not merely defend his ideas; he showed how
he derived them in the first place.
So what are the central ideas that Calvin develops? The most important is the funda-
mental assertion that a consistent and coherent theological system can be derived and
defended on the basis of the Bible. Calvin’s greatest legacy to Protestantism is arguably not
any specific doctrines, but rather his demonstration of how the Bible can serve as the
foundation of a stable understanding of Christian beliefs and structures. In particular,
Calvin holds that the New Testament lays down a specific, defensible church order. Calvin’s
theology is similar to Luther’s at many points, while taking a theologically subtle and dip-
lomatic view on the issue that caused such a furious row between Luther and Zwingli – the
question of the real presence.
The growing importance of the Institutes led Calvin to revise and expand the work,
culminating in the definitive edition of 1559, consisting of eighty chapters arranged in four
books. The final Latin edition was five times larger than the first. This final edition shows
a marked improvement over previous editions as a result of the complete reorganization
of the work, allowing the inner coherence of Calvin’s approach to be appreciated, while at
the same time making it easier to find specific discussions.
The work also included some additions, reflecting later controversies. It must be said
that some of these later additions are rather less elegant and more acerbic than earlier
parts of the work, and do not reflect Calvin at his best. Calvin is believed to have suffered
from irritable bowel syndrome later in life, and this may underlie this unfortunate
development.
While Luther, Zwingli, and Calvin played an important role in shaping the new forms
of Christianity developing in Europe in the sixteenth century, local factors also affected the
shaping of the new religious order. In the next section, we shall explore some further aspects
of this complex new religious landscape.
3.4. Reformations across Europe: The Bigger Picture
As we noted earlier, a number of reforming movements sprang up within western Europe
in the early sixteenth century. Although these are sometimes grouped together as “the
Reformation,” this implies a far greater degree of shared values and collaboration than was
actually the case. Often, reforming movements were concerned with purely local affairs.
Some aligned themselves with reforming movements elsewhere; others found themselves
184 Competing Visions of Reform, c. 1500–c. 1650
drawn into broader conflicts and disputes, thus becoming part of a wider movement. In
what follows, we shall try to identify some components of the western European reforming
movements of this period which lay beyond those initiated and directed by Luther, Zwingli,
and Calvin.
3.4.1. The Radical Reformation
The term “Radical Reformation” is now often used to refer to the group of loosely associ-
ated reforming movements in Germany and Switzerland which believed that reformers
such as Luther and Zwingli had compromised their own basic reforming principles. They
had, more radical thinkers argued, implemented only a half-reformation. The “Radical
Reformation” is more widely known as “Anabaptism” – a term which owes its origins to
Zwingli. This term literally means “re-baptism,” and refers to what was perhaps the most
distinctive aspect of Anabaptist practice – the insistence that only those who had made a
personal public profession of faith should be baptized. Infant baptism was not enough; a
second baptism was necessary as the mark of an authentic Christian believer.
Strictly speaking, Anabaptism represents only one manifestation of the Radical Refor-
mation. For example, the movement also included groups that were critical of the doctrine
of the Trinity (“anti-Trinitarians”), which they regarded as unbiblical. Nevertheless, Ana-
baptism is the best known and most significant aspect of the Radical Reformation, and we
shall retain the convention of using this term to refer loosely to the broader movement
with which it is associated.
Although Anabaptism arose primarily in Germany and Switzerland, it subsequently
became influential in other regions, such as the Lowlands. The movement produced rela-
tively few theologians, partly because the movement was forcibly suppressed by civil
authorities as being a threat to public order. The three most significant are generally agreed
to be Balthasar Hubmaier (c. 1480–1528), Pilgram Marbeck (died 1556), and Menno
Simons (1496–1561).
A number of common elements can be discerned within the various strands of the
Anabaptist movement: a general distrust of external authority, the rejection of infant
baptism in favor of the baptism of adult believers, the common ownership of property,
and an emphasis upon pacifism and non-resistance. To take up one of these points: in 1527,
the governments of the cities of Zurich, Bern, and St. Gallen accused the Anabaptists of
believing “that no true Christian can either give or receive interest or income on a sum
of capital; that all temporal goods are free and common, and that all can have full property
rights to them.”
It is for this reason that “Anabaptism” is often referred to as the “left wing of the Ref-
ormation” (Roland H. Bainton) or the “radical Reformation” (George Hunston Williams).
For Williams, the “radical Reformation” was to be contrasted with the “magisterial Refor-
mation,” which he broadly identified with the Lutheran and Reformed movements.
Anabaptism seems to have first emerged within the city of Zurich, in the aftermath of
Zwingli’s reforms of the early 1520s (3.3.4). It centered on a group of individuals (especially
Conrad Grebel, c. 1498–1526) who argued that Zwingli was not being faithful to his own
reforming principles. He preached one thing, and practiced another. Although Zwingli
Competing Visions of Reform, c. 1500–c. 1650 185
pretended to accept the sola scriptura principle, Grebel argued, he retained a number of
practices – including infant baptism, the close link between church and magistracy, and
the participation of Christians in warfare – which were not sanctioned or ordained by
Scripture. Grebel demanded consistency here. Either you limited yourself to what the Bible
explicitly taught, or you allowed other ideas and practices which had an implied – but not
an actual – biblical warrant. Grebel had no doubt about which of these was the correct
approach.
In the hands of radical thinkers such as Grebel, the sola scriptura principle (3.2.1)
became radicalized. Christians were to believe and practice only what was explicitly taught
in Scripture. There was no place for tradition or continuity with the past in the interpreta-
tion of the Bible. Every individual or community was free to interpret the Bible without
reference to the Christian past. Old traditions might well be little more than ancient mis-
takes. This view reflects the distinctive view of the Radical Reformation that the true church
ceased to exist shortly after the period of the apostles. Why appeal to the views of past
writers, when these either had tarnished credentials, or were not even proper Christians?
This point is of considerable importance, and needs further comment.
For the magisterial reformers, such as Luther and Calvin, the task of the Reformation
was to reform a church which had become corrupted or disfigured as a result of develop-
ments in the Middle Ages. The essential presupposition underlying this program should
be noted carefully: to reform a church is to presuppose that a church already exists. Luther
and Calvin were both clear that the medieval church was indeed a Christian church. It had
lost its way and required to be reformed.
The theologians of the radical wing of the Reformation, however, did not share this
basic assumption. For them, the church had simply ceased to exist. How could the church
be reformed, when there was no longer a church? It needed restoration, not reformation.
By “reforming” the medieval church, Luther had merely altered the external appearance
of a corrupt institution which had no right to call itself a Christian church. There was,
radical writers declared, a need to recreate the church by purging non-biblical practices
and beliefs.
Anabaptist writers argued that a proper interpretation of the sola scriptura principle
demanded that beliefs and practices – such as the baptism of infants – which were not
specifically stated or endorsed in the Bible were to be uprooted. As the radical leader
Balthasar Hubmaier (1480–1528) put this point in his Dialogue with Zwingli (November
1525): “Christ does not say, ‘All plants which my heavenly Father has forbidden should be
uprooted.’ Rather he says, ‘All plants which my heavenly Father has not planted should
be uprooted’.”
Zwingli was alarmed by this radical approach to the interpretation of the Bible, which
he saw as destabilizing. It threatened to cut the Reformed church at Zurich off from its
historical roots and its continuity with the Christian tradition. Yet the Anabaptists had
good reason to accuse Zwingli of compromise. In 1522, Zwingli wrote a work known as
Apologeticus Archeteles, in which he recognized the idea of a “community of goods” as an
authentic Christian ideal. “No-one calls any possessions his own,” he wrote, “all things are
held in common.” But by 1525, Zwingli had changed his mind, and come round to the idea
that private property was not such a bad thing, after all.
186 Competing Visions of Reform, c. 1500–c. 1650
Probably the most influential document to emerge from the Radical Reformation is the
Schleitheim Confession, drawn up by Michael Sattler (1490–1527) on February 24, 1527.
The Confession takes its name from the small town of that name in the canton of Schaff-
hausen. Its function was to distinguish Anabaptists from those around them – supremely
from what the document refers to as “papists and antipapists” (that is, unreformed Catho-
lics and magisterial Protestants). In effect, the Schleitheim Confession amounts to “articles
of separation” – that is to say, a set of beliefs and attitudes which distinguish Anabaptists
from their opponents inside and outside the Reformation, and function as a core of unity,
whatever their other differences might be.
Many princes and city councils regarded Anabaptism with a mixture of open contempt
and hidden fear, especially when some within the movement began to proclaim the
imminent return of Christ and the destruction of existing power structures. These were
particularly serious concerns within the city of Strasbourg, which was home to a large
community of Anabaptists. In 1530, a furrier named Melchior Hoffman began to preach
that God had chosen Strasbourg as the New Jerusalem, and called for the overthrow of the
city authorities. Alarm bells began to ring throughout the city.
The event that really galvanized nervous monarchs and city authorities throughout
Europe took place in 1534, when Anabaptists took over the city of Münster. Anabaptist
leaders declared that everyone remaining in the city would have to be rebaptized, or face
execution. All property was to be distributed equally among the population. The seizure
sent shock waves throughout the region. It was not until the spring of 1535 that the Ana-
baptist seizure of Münster was ended by force. The episode created intense hostility towards
Anabaptism, which was now seen as a threat to social and national security and stability.
3.4.2. The English Reformation: Henry VIII
Recent studies of English church life on the eve of the Reformation have pointed to its
vitality and diversity. There is no doubt that there was some degree of internal dissatisfac-
tion with the state of the English church in the late Middle Ages. Visitation records show
a degree of concern on the part of English bishops over the low quality of the clergy, and
misgivings over various aspects of church life. There were also clear signs of external dis-
satisfaction. Hostility towards the clergy in many places, most notably in London, was the
cause of much concern. Nevertheless, animosity towards the clergy was by no means uni-
versal. In parts of England – such as Lancashire and Yorkshire – the clergy were, on the
whole, well-liked, and there was no great enthusiasm for any radical change.
Luther’s ideas began to be discussed in England in the early 1520s. Perhaps the greatest
interest in his writings at this stage was among academics, particularly at Cambridge Uni-
versity. It is possible that this appeal may have been enhanced through the influence of
Lollardy (2.4.4), a late medieval religious movement indigenous to England which was
severely critical of many aspects of church life. Nevertheless, the evidence strongly points
to the personal influence of Henry VIII having been of fundamental importance to the
origins and subsequent direction of the English Reformation.
The background lies in Henry’s concern to ensure a smooth transition of power after
his death through producing a son as heir to the English throne. His marriage to Catherine
Competing Visions of Reform, c. 1500–c. 1650 187
of Aragon had produced a daughter, the future queen, Mary Tudor. The marriage had not
only failed to produce the requisite son and heir; it also reflected the political realities of
an earlier generation, which saw an alliance between England and Spain as essential to a
sound foreign policy. The weakness of this assumption had become clear by 1525, when
Charles V declined to marry Henry’s daughter by Catherine. Henry therefore began the
process by which he could divorce Catherine.
Under normal circumstances, this procedure might not have encountered any formida-
ble obstacles. An appeal to the pope to annul the marriage could have been expected to
have secured the desired outcome. However, the situation was anything but normal. Rome
was under virtual siege by the army of Charles V, and the pope (Clement VII) was feeling
somewhat insecure. Catherine of Aragon was the aunt of Charles V, and it was inevitable
that the pope would wish to avoid offending the emperor at such a sensitive moment. The
request for a divorce failed.
Figure 3.6 Henry VIII, king of England (1509–47), portrait 1536, by Hans Holbein the Younger
(1497–1543). Resin tempera on wood, 26 × 19 cm. Thyssen-Bornemisza Collection. Photo: akg-
images/André Held
188 Competing Visions of Reform, c. 1500–c. 1650
Henry’s response was to begin a program of persuasion, designed to assert both the
independence of England as a separate province of the church, and the autonomy of
the English king. On November 3, 1529, Henry argued that the English clergy, by virtue of
their support for Rome, were guilty of praemunire (a technical offense which can be
thought of as a form of treason, in that it involves allegiance to a foreign power – namely,
the pope). With this threat hanging over them, the clergy reluctantly agreed to at least some
of Henry’s demands for recognition of his ecclesiastical authority.
Henry was presented with an opportunity for the advancement of his aims when the
archbishop of Canterbury, William Warham, died in August 1532. Henry replaced Warham
with Thomas Cranmer, who had earlier indicated his strong support for Henry’s divorce
proceedings. Cranmer was finally consecrated as archbishop (possibly against his will) on
March 30, 1533. Meanwhile, Henry had begun an affair with Anne Boleyn. Anne became
pregnant in December 1532. The pregnancy raised all kinds of legal niceties. Henry’s mar-
riage to Catherine of Aragon was annulled by an English court in May 1533, allowing Anne
to be crowned queen on June 1. Her daughter, Elizabeth Tudor, was born on September 7.
Henry now determined to follow through the course of action on which he had
embarked, by which his supreme political and religious authority within England would
be recognized. A series of Acts were imposed in 1534. The Succession Act declared that the
crown would pass to Henry’s children. The Supremacy Act declared that Henry was to be
recognized as the “supreme head” of the English church. The Treasons Act made denial of
Henry’s supremacy an act of treason, punishable by death. This final act established the
legal basis for the execution of two prominent Catholics, the statesman Sir Thomas More
(1478–1535) and the bishop John Fisher (1469–1535), both of whom refused to recognize
Henry as “supreme head” of the English church – a title which they believed belonged only
to the pope.
These actions alienated the pope, and gave other Catholic states a pretext for military
action against England. Henry now found himself under threat of invasion from neighbor-
ing Catholic nations. The mandate of restoring papal authority would have been a more
than adequate pretext for either France or Spain to launch a crusade against England.
Henry was thus obliged to undertake a series of defensive measures to ensure the nation’s
safety. These measures reached their climax in 1536. The dissolution of the monasteries
provided Henry with funds for his military preparations. Negotiations with German
Lutherans were begun with the object of entering into military alliances.
From this brief account of the origins of the English Reformation under Henry VIII, it
will be clear that there are reasons for supposing that Henry’s aims were of critical impor-
tance for the genesis of that Reformation. Henry’s agenda was political, and was dominated
by the desire to safeguard the succession. Theological ideas never played a dominant role
in religious reform, as they had in Germany. This does not mean that Lutheran ideas were
without influence in England. Many significant English churchmen were sympathetic to
the new ideas, and made it a matter of principle to secure a favorable hearing for them in
both church and society at large.
Yet the origins of Henry’s reforming policies are not themselves religious in nature.
Furthermore, the evidence indicates that Henry VIII remained fundamentally sympathetic
Competing Visions of Reform, c. 1500–c. 1650 189
to Catholicism throughout his life, despite his separation from Rome. Many of the tenuous
reforms during his reign reflect his theological conservatism, and his desire to rein in
reforming elements within his realm. Having declared himself, rather than the pope, as
head of the English church, Henry had no further ecclesiastical agendas to pursue, apart
from the economic exploitation of their resources, evident during the suppression and
dissolution of the monasteries (1536–41).
In the end, the English Reformation under Henry VIII was an Act of State. The com-
parison with the situation in Germany is highly instructive. Luther’s reformation was
conducted on the basis of a theological foundation and platform. The fundamental impetus
was religious (in that it addressed the life of the church directly) and theological (in that
the proposals for reform rested on a set of theological presuppositions). In England, the
reformation was primarily political and pragmatic. The reformation of the church was, in
effect, the price paid by Henry (rather against his instincts) in order to secure and safeguard
his personal authority within England.
3.4.3. The English Reformation: Edward VI to Elizabeth I
With the death of Henry VIII, an important era in the English Reformation came to an
end. In many ways, the first phase of the English Reformation was both driven and directed
by the personal agendas of Henry, and the various compromises he was forced to make to
ensure his succession. At the time of his death in January 1547, Henry had failed to make
the fundamental changes which would institutionalize his reforms. The diocesan and
parish structures of England had been left virtually as they were, particularly in relation to
their forms of worship. Thomas Cranmer might well have had ambitious ideas for the
reform of the liturgy and theology of the English church; Henry VIII gave him no oppor-
tunity to pursue them.
During the final years of Henry’s reign, a subtle power struggle had developed within
the court, with a clique based on Edward Seymour (c. 1500–52), brother of Jane Seymour
(Henry VIII’s third wife) gradually gaining the ascendancy. The Seymour family had
strongly Protestant inclinations. As Edward VI was still a child on the death of his father,
Henry VIII, his authority was delegated to the Privy Council, which was initially dominated
by Seymour (who had by then become Duke of Somerset, and Lord Protector).
The Church of England now began to move in a distinctively Protestant direction.
Cranmer, finally able to flex his theological muscles in a manner which had been impossible
under Henry VIII, began to introduce a series of reforms moving the Church of England
in a theological direction that was closer to the ideas associated with Zwingli and Zurich
than with Luther and Wittenberg. Although English Protestants initially aligned themselves
with Lutheranism, the Reformed form of Protestantism began to gain traction in the later
1540s.
Cranmer’s changes included the revision of the Prayer Books in 1549 and again in 1552.
The revisions proved to be of considerable importance, particularly in relation to eucha-
ristic theology. Yet Cranmer was also responsible for a series of further developments,
designed to consolidate Protestantism. Recognizing the theological weakness of the reforms
190 Competing Visions of Reform, c. 1500–c. 1650
introduced to date, Cranmer invited leading Protestant theologians from continental
Europe to settle in England, and give a new theological direction and foundation to the
English Reformation. Two of these appointments were of particular significance: Peter
Martyr was appointed as Regius Professor of Divinity at Oxford University, and Martin
Bucer as Regius Professor of Divinity at Cambridge University. Their arrival pointed to a
new determination to align the English Reformation with its European counterpart, par-
ticularly its Reformed constituency. The Forty-Two Articles (1553) drawn up by Cranmer
were strongly Protestant in orientation, as were the Book of Homilies (a set of approved
sermons for delivery in parish churches).
Yet Edward’s early death in 1553 put an end to this state-sponsored Protestantization
of the English national church. Mary Tudor, who succeeded to the throne, appointed
Reginald Pole – a loyal Catholic bishop deposed under Henry VIII – as archbishop of
Canterbury. She put in place a series of measures designed to bring about a restoration
of Catholicism within England. These measures became particularly unpopular when
Cranmer was executed by being publicly burned at Oxford.
By then, most rich Protestants had fled England and sought refuge in Europe. Some
eight hundred are known to have accepted exile in this way, waiting their chance to return
to England and begin the Reformation all over again. While waiting for the death of Mary
in exile in cities such as Geneva and Zurich, they came into contact with leading representa-
tives of continental Protestantism, especially in its Reformed versions. This period of exile
gave rise to a theologically literate and highly motivated Fifth Column that was merely
awaiting an opportunity to put their ideas into practice. The famous Geneva Bible (1560)
is an excellent example of the theological works which emerged from within these Protes-
tant émigré communities.
Perhaps to their surprise, that opportunity came sooner rather than later. Mary Tudor
and Reginald Pole both died on November 17, 1558. Both monarch and primate had been
removed from the scene, which was now set for a radical change in direction. Henry VIII’s
will made it clear that the heir to the throne was his daughter. Elizabeth, initially cautious
in revealing her religious inclinations, soon put in place measures to establish a “Settlement
of Religion,” which would eventually lead to the creation of a more explicitly Protestant
state church.
The basic elements of this Settlement were the Act of Supremacy, which affirmed Eliza-
beth’s sovereignty over the national church, and abolished any papal power; and the Act
of Uniformity, which aimed to enforce religious uniformity throughout the nation, making
church attendance compulsory on Sundays and saints’ days. The effect of such measures
was that the queen laid down what the church should believe, how it should be governed,
and how its services were to be conducted.
Elizabeth’s own religious inclinations were unquestionably Protestant. Nevertheless, she
had no interest in causing offense to Catholic Spain, which might pose a significant military
threat to England. This concern probably reflects her chosen title as “Supreme Governor”
of the church: her refusal to be called “supreme head” avoided offending Protestants (who
used this title to refer to Jesus Christ) or Catholics (who used it to refer to the pope). The
Church of England would be reformed in its theology, yet catholic in its institutions, espe-
cially its episcopacy.
Competing Visions of Reform, c. 1500–c. 1650 191
Elizabeth’s “Settlement of Religion” was always precarious, relying much on veiled
promises and hints of future favors and concessions which somehow never materialized.
It was a political, rather than a theological, statement, aimed at generating consensus
and stability, assisted to no small extent by theological vagueness or evasion. Elsewhere,
Protestantism might be riven and cleft by theological disputes; England would be reli-
giously undivided, at least publicly. The origins of what many now call “Anglicanism”
belong to this period in English religious history.
3.4.4. The Catholic Reformation: The Life of the Church
Reform was under way within Catholicism by the 1520s, partly in response to internal
demands for renewal and overhaul, and partly in response to the perception that the new
movement that would soon be known as “Protestantism” posed a serious threat to Catholi-
cism, especially in parts of northern Europe. The term “Catholic Reformation” is often used
to refer to an extended period of reform, renewal, and reconfiguration, lasting roughly a
century, in which the Catholic church reasserted its influence and authority in the face
of the Protestant threat. Many historians regard the Catholic Reformation as beginning
with the opening of the Council of Trent in 1543, and ending with the close of the Thirty
Years War in 1648.
Although some degree of internal reform had been under way within parts of the
Catholic world since the 1490s, the rise of Protestantism catalyzed a systemic review of
the church’s life and thought throughout western Europe. While this renewal was partly
driven by an internal recognition of the need for change within the church, the importance
of external factors cannot be overlooked. In northern Europe, the Catholic Reformation
generally expressed itself as a Counter-Reformation, concerned with neutralizing and
reversing the impact of Protestantism in hitherto Catholic territories.
When the Catholic Reformation assumed this polemical nature, Protestantism was “the
other.” The term “Protestant” came to mean a third, deficient, and deviant form of Chris-
tianity, that was neither Catholic nor Orthodox. Catholics regarded the movement as an
essentially homogeneous “non-church” that posed a clear and present danger to the real
church. A group of essentially distinct, even potentially divergent movements were thus
bracketed together for essentially polemical reasons, to encourage Catholic unity and vigi-
lance. Their obvious differences were glossed over, in a generally successful attempt to
portray Protestantism as a single, well-defined enemy – a serious threat that demanded
Catholic unity if it was to be neutralized.
The reforming Council of Trent gave a new sense of theological direction and intel-
lectual security to the church. The Council met during three separate periods: 1545–7,
under Paul III; 1551–2, under Julius III; and 1562–3, under Pius IV. All of its decrees
were formally confirmed by Pope Pius IV in 1564. Its reforming measures are widely
seen as laying the basis for the consolidation of Catholicism in response to the rise of
Protestantism.
So why was the Council of Trent not convened before 1543? Why did the Catholic
church wait so long before calling a reforming council to engage with the challenges
raised by the rise of Protestantism? The answer lies mainly in tensions between leading
192 Competing Visions of Reform, c. 1500–c. 1650
Catholic nations resulting from a series of wars in the late fifteenth and early sixteenth
centuries. These are often referred to as the “Italian Wars,” although they are sometime
known as the “Hapsburg–Valois Wars” after the main participants. The wars revolved
around tensions between France and Spain, which spilled over into Italy. It would
have been impossible to convene a council of leading bishops in Italy during such
campaigns.
A further point which may help us understand the delay concerns the memory of the
Conciliarist movement of the fifteenth century. At times, councils of bishops ended up
challenging or undermining the authority of the pope. Furthermore, Luther’s reforming
program played into the Conciliarist agenda, in that it emphasized the importance of
convening a reforming council to address issues of concern (2.4.2). By the time the Council
of Trent began to meet, however, the situation had moved on, and these anxieties seem to
have receded into the background.
The Council of Trent proposed a series of reforms in response to the challenge of Prot-
estantism. Most obviously, clerical abuses were checked through a series of measures
designed to eliminate the main causes of criticism and complaint. Bishops were now
required to live in their dioceses, rather than being allowed to absent themselves in order
to reside at court. Limits were placed on the “plurality of benefices” – the practice by which
a priest might receive the income from several parishes, without residing in, or having any
personal spiritual obligations towards, them all.
The emphasis placed within Protestantism on religious education led to the Catholic
church introducing changes to ensure their clergy and congregations were at least as well
schooled in the basics of the Catholic faith. Seminaries were established for the proper
theological education and spiritual formation of priests. Peter Canisius’s Catechism (1555)
proved an especially effective challenge to its Protestant rivals.
Existing religious orders were reformed, and new ones established. The Carmelite
order, founded in the late twelfth or early thirteenth century, is an example of a reli-
gious order to undergo reform in the aftermath of the Council of Trent. Teresa of Avilà
(1515–82) and John of the Cross (1542–91) were instrumental in introducing greater
rigor through the “discalced” movement within the order, which required its members
to go barefoot. Both these writers achieved fame as spiritual writers, Teresa for her
Autobiography, and John for his Dark Night of the Soul.
One of the most important new religious orders of the day was the Society of
Jesus (4.1.6), founded by the Spanish knight Ignatius Loyola (1491–1556). Following
a religious conversion experience while recovering from injuries received at the Battle
of Pamplona (1521), Loyola conceived the idea of founding a new religious order
“for the defence and propagation of the faith and for the progress of souls in Christian
life and doctrine.” Members of the Society of Jesus – traditionally known as “Jesuits” –
became a leading force in the Counter-Reformation, and played a significant role in mis-
sionary work during the exploration of the Americas, India, and Asia in the later sixteenth
century.
Yet the achievement of the Council of Trent went beyond reforming the life of the
church. It also provided a firm statement of Catholic doctrine in the face of Protestant
challenges.
Competing Visions of Reform, c. 1500–c. 1650 193
3.4.5. The Catholic Reformation: The Thought of the Church
Protestantism provided a challenge to Catholic teaching in a number of areas, of which the
most important are the following:
1. The critique of the Vulgate Latin version of the Bible, which was argued to be an inac-
curate and unreliable translation of the original Hebrew and Greek texts.
2. The assertion that the Bible could be understood by any pious person, and that neither
the church nor the pope had any magisterial role to play in its interpretation.
3. The rejection of any source of revelation beyond the Bible, which challenged the medi-
eval view that there existed an “unwritten tradition” that was an additional source of
knowledge of God.
4. The Protestant doctrine of justification by faith alone was seen to challenge several
core features of traditional Catholic teaching about the nature of justification.
5. Protestantism recognized only two sacraments, and was severely critical of the doctrine
of transubstantiation.
The Council of Trent provided a robust response to all these challenges, setting out the
traditional Catholic position with clarity.
Figure 3.7 Ignatius of Loyola (1491–1556), founder of the Society of Jesus. Copper engraving, 1621,
by Lucas Vorstermann (1595–1675) after a contemporary portrait. Photo: akg-images/ullstein bild
194 Competing Visions of Reform, c. 1500–c. 1650
1. The Vulgate translation of Scripture was affirmed to be reliable and authoritative. The
council declared that “the old Latin Vulgate edition, which has been used for many centu-
ries, has been approved by the church, and should be defended as authentic in public
lectures, disputations, sermons or expositions, and that no one should dare or presume,
under any circumstances, to reject it.”
2. The authority of the church to interpret Scripture was vigorously defended, against
what the Council of Trent clearly regarded as the rampant individualism of Protestant
interpreters (3.2.1). “No one, relying on his or her own judgement, in matters of faith and
morals relating to Christian doctrine (distorting the Holy Scriptures in accordance with
their own ideas), shall presume to interpret Scripture contrary to that sense which Holy
Mother Church, to whom it belongs to judge of their true sense and interpretation, has
held and now holds.”
3. The Council of Trent argued that Scripture could not be regarded as the only source
of revelation. The role of unwritten traditions, originating from Christ and the apostles,
had to be given due weight. “All saving truths and rules of conduct . . . are contained in
the written books and in the unwritten traditions, received from the mouth of Christ
himself or from the apostles themselves.” Protestantism, Trent argued, had cut itself off
from this second source of revelation. Furthermore, Protestant confusion over biblical
interpretation reinforced the Catholic case for the church as the authorized interpreter of
the Bible.
4. A number of criticisms were directed against Protestant teaching on justification by
faith (3.2.2). The most important are the following.
(a) Protestantism mistakenly limited justification to the remission of sins, and failed to
recognize that it embraced the idea of transformation and renewal. Protestantism
defined justification as the event of the forgiveness of sins and imputation of right-
eousness, and sanctification as the process of making the believer righteous. Trent
argued that justification included both this event and process. It was about making
the believer righteous, both in reality and in the sight of God.
(b) Justifying righteousness is not external to the believer, but is internal. It is on the basis
of an imparted, not an imputed, righteousness that a believer is rendered acceptable
to God.
(c) Trent rejected what it called the “ungodly confidence” of the reformers in believing
that they could be certain of their salvation. The Council conceded that no one should
doubt God’s goodness and generosity, but argued that the reformers erred seriously
when they taught that “nobody is absolved from sins and justified unless they believe
with certainty that they are absolved and justified, and that absolution and justifica-
tion are effected by this faith alone.” Trent insisted that “nobody can know with a
certainty of faith which is not subject to error, whether they have obtained the grace
of God.”
5. The Council of Trent reiterated that there were seven genuine sacraments, and vigor-
ously defended both the doctrine and the terminology of transubstantiation against its
Protestant critics (3.2.5). “By the consecration of the bread and wine a change is brought
Competing Visions of Reform, c. 1500–c. 1650 195
about of the whole substance of the bread into the substance of the body of Christ and of
the whole substance of the wine into the blood of Christ. This change the Holy Catholic
church properly and appropriately calls transubstantiation.”
It was one thing to set out such doctrinal statements; it was quite another to make sure
that these were communicated effectively to parish priests and congregations. Recognizing
the importance of this point, the council decided in 1546 to produce a catechism which
would convey the basics of the Catholic faith, as clarified by Trent, to children and unedu-
cated adults. Twenty years later, work began on this project under the leadership of Charles
Borromeo (1538–84), archbishop of Milan. The resulting catechism was widely praised for
its accessibility and clarity, and did much to counter the low levels of theological awareness
then typical of many clergy and laity.
3.4.6. Women and the Reformation
The competing visions of Reformation jostling for influence across western Europe caused
many traditional attitudes and beliefs to be reexamined. So what impact did these upheav-
als have on the status and roles of women? This question remains controversial, partly
because of the difficulty in establishing reliable data on the one hand, and interpreting the
material on the other. At present, the general scholarly consensus is that the sixteenth
century was neither uniformly beneficial or detrimental to women; in some ways, things
were better; in others, worse.
One significant change took place at the level of religious iconography. Devotion to the
Virgin Mary – often referred to as “Marian devotion” – had a deep popular appeal in
the Middle Ages. Mary was seen as a mediator between God and humanity – one of the
greatest saints of the church, to whom churches were dedicated throughout Europe. Popular
piety often focused on this female figure. The form of prayer known as the “Rosary” (Latin:
rosarium, “a rose garden”), which probably dates from the fourteenth century, became a
highly popular Christian imaginative prayer, focusing on Mary. Protestantism dismantled
this Marian emphasis, thus effectively removing female iconography from the devotional
life of churches and individuals.
As we noted earlier, two institutions offered women significant social and religious roles
during the Middle Ages: royalty, and religious orders (2.2.8). The social upheavals of the
sixteenth century involved many changes to the social fabric of western Europe. For
example, the power of city councils increased considerably, and gave a new social promi-
nence to the rising mercantile classes. These economically active middle classes posed a
challenge to the traditional authority of the aristocracy.
Yet these upheavals had relatively little impact on royalty. Royal families might change
their religious allegiance; this did not, however, bring the institution of royalty into ques-
tion. Royal women played a significant role within both Catholicism and Protestantism,
having considerable impact on the shaping of national religious identity. As we noted
earlier (3.4.3), Mary Tudor, queen of England from 1553 to 1558, was instrumental
in reasserting Catholicism in England; her half-sister Elizabeth, queen of England from
1558 to 1603, steered England in a firmly Protestant direction. Other royal women played
196 Competing Visions of Reform, c. 1500–c. 1650
significant roles at this time – such as Catherine de Medici (1519–89) of France, Jeanne
d’Albret of Navarre (1528–72), and Mary Queen of Scots (1542–87).
The second institution which gave women a significant voice during the Middle Ages
were female religious orders. The reform of the religious orders which resulted from the
Council of Trent is generally agreed to have strengthened their positions, and given
increased respect to abbesses and prioresses. Women religious authors, such as Teresa of
Avilà (1515–82), came to exercise considerable spiritual influence. Teresa’s Interior Castle
of the Soul was widely admired, partly on account of its controlling image. The spiritual
life is to be compared to the exploration of a complex castle, in which doors lead into
courtyards that bring the explorer closer to its center.
The Protestant Reformation, with its emphasis on living out the Christian life in the
everyday world, had little time for religious orders. In 1525, Martin Luther married a
former nun, Katharina von Bora (1499–1552). Katharina had been a nun at the Cistercian
convent of Marienthron, but had become disillusioned with the religious life, seeing mar-
riage as a better option. Religious orders either dwindled into insignificance or were forcibly
suppressed in Protestant territories. As a result, women were denied a significant leadership
role within both church and society at large. Protestant churches retained exclusively male
leadership models, forcing women into the background.
This was counterbalanced by the Protestant emphasis of the importance of marriage,
and especially the role of women in running households. This was often seen as a
social and commercial partnership, symbolized by commissioning “diptych portraits” –
a single painting depicting both husband and wife, with equal emphasis being given to
both. This partnership of husband and wife stood at the heart of the household. The cor-
respondence between a prosperous Nuremberg couple, Magdalena Paumgartner (1555–
1642) and her husband Balthasar Paumgartner (1551–1600), illustrates how they shared
the rule of their household, the rearing of their children, and the management of their
business operations. Many commercial operations would continue to be run by widows
after the death of their husbands, partly out of economic necessity, but partly because of
their existing experience of managing such enterprises.
The religious empowerment of women as result of Protestantism is suggested by the
high profile of female advocates of reform, who often attracted considerable followings.
Argula von Grumbach (1492–1554), a Bavarian noblewoman, was incensed when the
University of Ingolstadt attempted to repress Protestantism. She wrote a forceful letter to
the rector and senate of the university, demanding that they reconsider their views. The
letter was published as a pamphlet in 1523, and went through fourteen editions in two
months.
One of the more disturbing features of the sixteenth and seventeenth century was its
obsession with witches, who were seen as a serious threat to public wellbeing. Yet the origins
of this trend are to be traced back to the later Middle Ages, especially the Malleus Malefi-
carum (“Hammer of Witches”), published in 1484. This book, written by Heinrich Kramer
(c. 1430–1505), an inquisitor who seems to have had an obsession with the sexual habits
of “witches,” is generally thought to have contributed to the popular fascination with magic
and the occult, which continued in later periods. In practice, those accused of being
“witches” often appear to have been older women, usually widows, often living alone.
Competing Visions of Reform, c. 1500–c. 1650 197
Although this obsession was particularly prevalent in Germany, the most notorious
incident took place in colonial North America. The Salem Witch Trials of 1692, instigated
by the clergy of a small village in colonial Massachusetts, resulted in the execution of
nineteen people. The British governor, Sir William Phips (1641–95), eventually put an end
to the hysteria, which eventually led to clerical apologies and recantations which seriously
diminished the standing and reputation of the town’s clergy.
As this brief discussion makes clear, the question of the status of women as a result of
the Protestant Reformation is complex, and not easily summarized in snappy slogans. In
some ways, women prospered as a result of the new religious outlook; in others, their
potential for leadership was reduced.
3.5. The Post-Reformation Era
The Reformation marked a landmark in western European religious, social, and political
history. So what was its impact on subsequent developments? How did the currents of
thought and practice developed during this period of radical religious change work out in
the longer term? In the present section, we shall consider the impact of the Reformation
on the shape of Christianity in western Europe and beyond.
3.5.1. Confessionalism: The Second Reformation
European Protestantism underwent significant development after the death of John Calvin
in 1564, partly in response to the changing political context. European monarchs became
increasingly aware of the threat of destabilization of their nations and regions through
religious controversies. It became increasingly common for European nations to impose
religious uniformity as a means of containing these tensions. As we saw earlier, this was
the situation that developed in England under Elizabeth I (3.4.3). There would be one
“official” or “established” church, with Elizabeth as its “supreme governor.” No religious
alternatives would be permitted.
A similar process can be seen taking place elsewhere in Europe, especially in Germany
during the 1560s and 1570s. The terms “Confessionalization” or “the Second Reformation”
are often used to refer to this process of aligning religious beliefs and practices with the
objectives of the state. The basic idea was that of a territorial religion based on an author-
ized declaration of doctrines (usually referred to as a “Confession of Faith”), which would
be binding on all subjects and enforced by an established church which was accountable
to the prince or the magistrates.
This led to growing demand for a legally defined and enforceable system of beliefs and
practices. As a result, “state churches” began to develop, leading to greater social cohesion.
In many ways, this can be seen as a redevelopment of the medieval idea of Christendom,
but now implemented at the regional, rather than continental, level. Each region was a
mini-Christendom, governed by its own particular understanding of what Christianity
actually was. Although these regional churches regarded the Bible and creeds as having
198 Competing Visions of Reform, c. 1500–c. 1650
supreme importance, they also recognized the importance of local “Confessions of Faith,”
which identified the specific beliefs or practices of these regional churches.
The emergence of these Protestant “state churches” was a response to the situation in
Germany in the 1570s. Whatever its benefits, it created a link between the church and
political power which would prove problematic in years to come. Protestant churches were
now part of the establishment, with vested interests that might easily compromise its
integrity. The phenomenon of the “state church” might well have helped achieve political
and social stability in the short term; in the longer term, it helped to create the conditions
for wars of religion, because of the connections forged between religion and natural iden-
tity. A link had been created between theological beliefs and the state.
Many religious beliefs and practices, which earlier had been considered as “matters of
indifference” (adiaphora; 3.2.4), now became treated as criteria of demarcation between
the emerging Protestant confessional churches. The need to distinguish the two major
confessional churches of the age – Lutheranism and Calvinism – led to differences being
sought. Once these differences had been identified, they were often given an emphasis
which reflected a need to draw a line between one church and another. The result was
that differences in theology, liturgy, or church government became explicitly politicized
as the early modern state sought to impose greater social control within its sphere of
influence.
By the 1590s, there seemed little doubt as to which of the two major forms of Protes-
tantism was gaining the ascendancy in western Europe. By 1591, Calvinism seemed to have
made irreversible gains throughout Europe. The rise of Calvin’s vision of Protestantism
forced Lutheranism to define and defend itself against two rivals, instead of its traditional
single opponent – Catholicism. Both Lutheran and Reformed communities now defined
themselves by doctrinal formulations. The Heidelberg Catechism (1563), widely regarded
as one of the finest Protestant pedagogical documents, was a Reformed catechism devel-
oped in Germany during this period, aimed at teaching its readers both the truth of Calvin’s
vision of theology, and the errors of his Lutheran and Catholic opponents.
The rise of Protestant orthodoxy dates from this period, and reflects a growing concern
to develop robust theological systems, similar to those of medieval scholasticism. Beliefs
were codified, and set out in works of dogmatic theology. Lutherans argued that their vision
of theology was superior to those of Catholicism and Calvinism, and demonstrated this
through theological polemics which went over the heads of most ordinary religious
believers.
These tensions between Lutheran and Reformed churches in Germany can be seen as
the inevitable outcome of a quest for self-definition on the part of two ecclesial bodies
within the same geographical region, both claiming to be legitimate outcomes of the Ref-
ormation. At the social and political level, the communities were difficult to distinguish;
doctrine therefore provided the most reliable means by which they might define themselves
over and against one another. The notion of a core concept of “Protestantism,” with two
major branches, became difficult to sustain, given the embittered hostility between the
two factions, and their open competition for territory and influence.
Perhaps more importantly, given the central role of the Bible for Protestantism (3.2.1),
this new trend meant that the Bible tended to be read through the prism of “confessions” –
Competing Visions of Reform, c. 1500–c. 1650 199
statements of faith, which frequently influenced, and sometimes determined, how certain
passages of the Bible were to be interpreted. This shift was a contributing factor to the rise
of “proof-texting,” in which isolated, decontextualized verses of the Bible were cited in
support of often controversial confessional positions. Paradoxically, this development actu-
ally lessened the influence of the Bible within Protestantism, in that its statements were
accommodated to existing doctrinal frameworks, rather than being allowed to determine,
and even to challenge them.
As a result, pressure grew to find ways of placing clear blue water between the two forms
of Protestantism, to avoid any confusion between them. As the intellectual warfare between
Lutheran and Calvinist polemic intensified, two areas of doctrine emerged as potentially
reliable demarcators: the doctrine of predestination, and the concept of the “real presence.”
In each case, there was a clear distinction between the Lutheran and Calvinist position.
3.5.2. Puritanism in England and North America
As we noted earlier, Elizabeth I created a form of Protestantism that emphasized its con-
tinuity with the Christian past, retaining a remarkable amount of organization, custom,
and tradition from the pre-Reformation era (3.4.3). Much to the irritation of more radical
English Protestants, influenced by developments in Calvin’s Geneva (3.3.5), Elizabeth
retained bishops and insisted on distinctive clergy dress. The traditional ecclesiastical
structuring of dioceses with their bishops, and parishes with their parish priests continued
to function. An ordered and uniform liturgy was prescribed by the Book of Common
Prayer.
The term “Puritanism” now began to be used to refer to dissident Protestants within
the Church of England, who wanted to implement Calvin’s vision of Protestantism
within England. They objected to many aspects of the “Elizabethan Settlement,” and cam-
paigned against what they regarded as unacceptable beliefs and practices. For a start, they
wanted to get rid of bishops, who they considered to be a vestige of medieval Catholicism.
They also objected to the practice of making the sign of the cross in baptism, the wearing
of clerical robes, using a ring in the marriage service, and bowing at the name of Jesus. All
these were unbiblical, they argued, and therefore could not be imposed on any minister of
the church.
The impact of Puritanism on Elizabethan England was slight. However, Elizabeth’s death
plunged England into religious uncertainty. When it was announced that Elizabeth would
be succeeded by James VI of Scotland, English Puritans believed their moment had come.
James had earlier supported the reforms of the Calvinist preacher and reformer John Knox
(1514–72) who had created a Scottish reformed church modeled on Calvin’s Geneva. Surely
he could be relied upon to do the same in England? The Puritans decided to seize the
initiative, and steal a march on their Anglican opponents.
On his way from Edinburgh to London in April 1603, James was met by a Puritan
delegation, who presented him with the “Millenary Petition,” signed by more than one
thousand ministers of the Church of England. They had, they declared, served their church
faithfully, despite their serious misgivings concerning its practices; the time had now come
to change things.
200 Competing Visions of Reform, c. 1500–c. 1650
In the end, James I managed to marginalize Puritanism. The Puritans were offered
scraps of consolation and promises of future change which either never materialized, or
amounted to surprisingly little. As we shall see, James promised a new English translation
of the Bible, which some Puritans may unwisely have hoped would strengthen their posi-
tion. When the famous “King James Version” was published in 1611 (3.5.3), it turned out
to use the traditional language favored by Anglicans, rather than the more radical terms
preferred by Puritans. We shall consider this famous translation of the Bible in the follow-
ing section.
Puritanism might have been checked in terms of its influence in England. It was,
however, far from being a spent force. It continued to develop during the reigns of James
I and Charles I, fueled by growing popular resentment at the autocratic behavior of
the monarchy. Both James I and Charles I justified their actions through an appeal to the
“divine right of kings.” Puritan writers had little difficulty in challenging this notion, point-
ing out both its lack of biblical warrant and its unacceptable implications of royal absolut-
ism. For Puritan critics, the king’s excesses highlighted the virtues of the republicanism of
Calvin’s Geneva. The idea of republicanism began to gain political traction among Eng-
land’s increasingly alienated gentry. Yet it was not until the 1640s that its moment would
come.
Yet Puritanism was no longer limited to England. In the first half of the seventeenth
century, during the reigns of James I and Charles I, Puritans began to leave their native
England to seek a new life in the American colonies. There, they believed, they would be
able to live out their religious vocations without fear of persecution or oppression. They
were like the people of Israel, leaving behind the bondage of Egypt and journeying to the
promised land.
One such wave of emigration achieved iconic status. In 1607 or 1608, a Puritan congre-
gation from the Nottinghamshire town of Scrooby, weary of the hostile religious policies
of James I, migrated to Amsterdam, which had by then displaced Geneva as the center of
the Reformed world. In 1609, they moved on to Leiden, where they developed a sense
of identity as God’s chosen people, aliens in a strange land. Never regarding themselves as
Dutch, and unwilling to return to the hostile ecclesiastical environment of England, they
conceived a solution, as desperate as it was brilliant. Those of their number who believed
that they were called to do so would travel to the American colony of Virginia, and establish
a settlement in the Hudson Valley.
After an initial unsuccessful attempt to set sail in a smaller vessel, they left Plymouth
in the Mayflower. Due to a navigation error, the “Pilgrim Fathers” arrived at Cape Cod,
Massachusetts, in November 1620, some considerable distance north of their intended
destination. A month later, they finally landed at Plymouth Rock, and established a com-
munity there. The Puritan settlement of New England was under way.
Between 1627 and 1640 some four thousand individuals made the hazardous crossing
of the Atlantic Ocean, and settled on the coastline of Massachusetts Bay. For these settlers,
there was a clear alignment between the narratives of their journey and that of the Bible.
England was the land in which they struggled under oppression; America would be the
land in which they found freedom. Expelled from their Egypt by a cruel pharaoh (as they
saw both James I and Charles I), they had settled in a promised land flowing with milk
Competing Visions of Reform, c. 1500–c. 1650 201
and honey. They would build a new Jerusalem, a city upon a hill, in this strange land. The
Pilgrim Fathers were an inspiration to many who followed them to the new world.
The Pilgrim Fathers were not, it must be appreciated, typical of English Puritanism at
this time. They were separatists, with beliefs more characteristic of the Anabaptists than of
Calvin, convinced that each congregation had the democratic right to determine its own
beliefs and choose its own ministers. Most English Puritans of the age were Presbyterian,
committed to the notion of a single mother church with local outposts – a “universal
church” with “particular congregations,” bound together by shared beliefs and leaders. It
was only a matter of time before the defining conflicts of the Old World would find them-
selves being replayed in the New. But this time, decentralization would win.
One of the most remarkable features of the early history of New England Protestantism
in the 1620s and 1630s is that most Puritan communities appear to have abandoned a
Presbyterian view of church government within months of their arrival, and adopted a
congregational polity instead. The Plymouth Colony Separatists appear to have been sig-
nificant in bringing about a major shift in how congregations organized themselves and
related to other congregations.
Reacting strongly against the rigid hierarchical structures of the European state churches,
the American settlers opted instead for a democratic congregationalism. Local con-
gregations made their own decisions. Instead of centralized authority structures – such as
presbyteries or dioceses – the Puritans of the Massachusetts Bay area developed a highly
decentralized congregational church order. The new situation in America thus allowed
the unfettered exploration of religious possibilities that were simply unthinkable in
England, leading to diversification of religious beliefs and customs in response to local
circumstances.
Roger Williams (1603–84) was one of the leading proponents of a pure separatist
church, arguing that the Church of England was apostate, and that any kind of fellowship
with it – whether in England or in America – was a serious sin. Christian believers were
under an obligation to separate from apostate churches and from a secular state. Church
and state should be separate; above all, the state should not be able to enforce the first four
of the Ten Commandments. Disenchanted by Massachusetts’ unwavering commitment to
the mutual interpenetration of church and state, Williams established the colony of Rhode
Island in 1636, insisting upon complete religious freedom – extending this far beyond
traditional Christian denominations to embrace Jews and other religious minorities.
3.5.3. The King James Bible (1611)
One of the landmark religious and literary achievements of the English church was the
production of a new translation of the Bible, published in 1611. The King James Bible, as
it has come to be known, stands in a long line of English translations, beginning with
William Tyndale’s translation of the New Testament in 1525, and continuing through the
Great Bible of 1539, and the Bishops’ Bible of 1568. In view of the enormous cultural
significance of this translation, we shall consider its origins and style.
The origins of the new translation lay in James I’s desire to secure religious peace in
England in the opening years of his reign. The Hampton Court Conference of January
202 Competing Visions of Reform, c. 1500–c. 1650
1604 was convened by James in an attempt to secure some degree of religious consensus
towards the beginning of his reign, and to show willingness on his part to hear the concerns
of the Puritan party (3.5.2). On the final day of the conference, in what seems to have been
a totally unexpected development, James announced his decision that there would be a
new English translation of the Bible. The reasons for this decision remain unclear. There
was no pressure for any such translation from either Anglicans or Puritans. James clearly
believed, however, that such a new translation of the Bible would help secure religious unity
within England.
The decision to translate having been taken, James I entrusted the process to Richard
Bancroft (1544–1610), archbishop of Canterbury. Bancroft recruited some fifty translators
to undertake this process, including the regius professors of Greek and Hebrew from
Oxford and Cambridge. Two were based at Westminster, in London; two at Cambridge;
and two at Oxford. Three of these “companies of translators” were assigned to the Old
Testament; two to the New Testament; and one to the Apocrypha. In 1610, each company
sent representatives to a central meeting at Stationers’ Hall in London, at which the transla-
tions were presented for comment and improvement.
Bancroft had limited the freedom of his translators by laying down certain “rules” which
would govern their translation. He was fully aware that certain English terms – such as
“church” or “bishop” – were heavily freighted with significance (3.2.3). Puritans would
much prefer that these were replaced with words more adapted to their own agendas – such
as “congregation,” and “supervisors” or “overseers.” In using this modified vocabulary,
Puritans hoped that any popular belief that the existing structures of the Church of
England rested on firm biblical foundations would be undermined.
Bancroft therefore insisted that the traditional vocabulary would continue to be used:
“The old ecclesiastical words to be kept, namely, as the word church not to be translated
congregation &c.” Verbal alterations to the text of Scripture, as Bancroft wisely realized,
could become the prelude to structural alterations to the established forms of church life.
Retention of traditional ecclesiastical language came to be seen as a bulwark against the
agenda of more radical reformers – such as the increasingly influential Puritan wing of
the established church.
Bancroft also made sure that the translators would not start their translations from
ground zero, with complete freedom to render passages as they saw best. They were
required to base themselves on earlier English translations, which they might improve
where necessary, but could not disregard. This forestalled any suspicion of radical innova-
tion or whimsical changes on the part of the translators.
The King James translators generally produced a literal translation of the original bibli-
cal text, offering an English word for every word of the Greek or Hebrew originals, even
when this might have seemed strange to English ears. For example, consider the following
familiar text concerning the reaction of the Wise Men to seeing the star of Bethlehem: “they
rejoiced with exceeding great joy” (Matthew 2:10). The rhythm of the resulting English
prose is slightly curious, and might be judged by some to read less satisfactorily than Tyn-
dale’s more natural translation of 1525: “they were marvellously glad.” Yet the Second
Oxford Company of translators chose to render each element of the original Greek pre-
cisely as they found it. For every Greek word in the original, King James’s translators offered
Competing Visions of Reform, c. 1500–c. 1650 203
an English equivalent, even duplicating the root “joy,” when this could easily have been
avoided.
This literal translation underlies two of the more interesting features of the King James
Bible. Perhaps the more obvious is easily noted by anyone who has looked at printed edi-
tions of this Bible – namely, that words added by the translators to bring out the meaning
of the text, but which are not themselves present in the original, are typeset in such a way
that they are visually distinguished from the remainder of the text. The translators felt
it right to make an absolute distinction between the biblical text itself, and those slight
additions they felt obligated to make to bring out its true meaning, even if the interposed
words were generally uncontroversial. The “word of God” would be set in Black Letter type,
conveying the solid impression of an official declaration; any supplementary words of
the translators would be typeset in a smaller, less prominent typeface, thus both conceding
their syntactical necessity while at the same time indicating their lesser theological
importance.
The King James translators also tended to retain some verbal characteristics of the
original texts, even where these were generally better and more accurately expressed in
English through minor alterations. For example, a number of phrases were translated
directly from the original Hebrew or Greek, without any attempt to adapt them to the
normal patterns of spoken English. Most of these were repeated from earlier translations,
particularly Tyndale. Familiar examples from the Hebrew include: “to lick the dust” (Psalm
72:9; Isaiah 49:23; Micah 7:17); “to fall flat on his face” (Numbers 22:31); “a man after his
own heart” (1 Samuel 13:14); “to pour out one’s heart” (Psalm 62:8; Lamentations 2:19);
and “the land of the living” (Job 28:13; Psalm 27:13; Psalm 52:5). From the Greek, we might
note “the powers that be” (Romans 13:1) and “a thorn in the flesh” (2 Corinthians 12:7).
The impact of such literal translation of Hebrew and Greek phrases was thus to cause
English to adapt in order to accommodate them. Despite their initial strangeness, such
terms became accepted through increased familiarization and use, becoming naturalized
in the English language and enriching its voice. This was clearly an unintended conse-
quence of the translation process, which is known to have raised concerns at the time. Yet
the growing familiarity of the King James Bible led to its more memorable phrases being
picked up and incorporated, particularly at the literary level. Later generations generally
had no idea that standard set English phrases such as “the apple of my eye,” a “den of
thieves,” or “led like a lamb to the slaughter” reflected fundamentally Hebraic modes
of speech.
This important English translation is widely regarded as a literary and cultural land-
mark, and is an important illustration of how religious ideas and texts can have a significant
cultural impact. This naturally leads us to consider the broader impact of the theological
ideas of this period on the shaping of culture.
3.5.4. Christianity and the Arts
The medieval Catholic church was encountered by ordinary people primarily through its
practices and images. While few read works of theology, the liturgy of the church offered
them both spectacle and instruction, drama and dogma, in a highly accessible form which
204 Competing Visions of Reform, c. 1500–c. 1650
reaffirmed the medieval worldview (2.3.8), and the proper place of the institutional church
as the only means of salvation. The drama of the liturgy was supplemented by images –
often images of gospel scenes, painted on church walls, illustrating these scenes for the
benefit of those who could not read.
The importance of the arts in mediating Christian ideas and values to the people was
widely recognized in the Middle Ages, and would continue to be affirmed by the Catholic
church in the sixteenth and seventeenth centuries. The architecture of churches was seen
as an important way of embodying and affirming religious values and ideas. The Council
of Trent (3.4.4–5) criticized artists who used elaborate techniques which lessened the
religious impact of their works. But there was no doubt of the importance the council
attributed to art in encouraging personal devotion and helping theological reflection. The
Catholic Reformation witnessed a renaissance of religious art and music.
Protestantism, however, moved in a very different direction, tending to limit art and
music to secular contexts. The Protestant critique of Catholic art reflected both hostility
towards the theology that it embodied, and the means used for expressing it. While Luther
and his circle remained persuaded of the importance of religious art in propagating the
ideas and values of the Reformation, both Zwingli and Calvin regarded it as tantamount
to idolatry. Images of any kind would be rigorously excluded from Reformed churches,
which often had undecorated, whitewashed walls (3.3.4).
However, the Reformed hostility to pictorial representations of God was fundamentally
theological in its foundation, and did not extend to other subject matters. No significant
restrictions were placed upon the activities of Reformed artists outside the specific sphere
of ecclesiastical ornamentation. John Calvin was perfectly clear on this matter: painting
and sculpture were perfectly permissible – he even called them “gifts of God” – provided
that the objects represented were “visible to our eyes.” Calvinist painters might thus
well find themselves having serious theological misgivings about representing God in
their paintings; they had no such difficulties with the enterprise of painting itself.
Other possibilities lay wide open to them, as the emerging interest in landscapes, town-
scapes, domestic scenes, and portraits characteristic of seventeenth-century Flemish art
makes clear.
There were also mixed views within Protestantism over how music was to be used in
church. Luther saw no difficulty about using music in worship: “Next to the Word of God,
music deserves the highest praise,” he wrote. “I do not believe that all the arts should be
removed or forbidden on account of the Gospel, as some fanatics suggest. On the contrary,
I would gladly see all arts, especially music, in the service of Him who has given and created
them.”
Luther urged others within the reforming movement to write hymns based upon the
Psalms, in order that the whole of Christendom might be enlightened and inspired. Luther’s
best-known hymn is a paraphrase of Psalm 46, which opens with the words “God is our
refuge and strength, a very present help in trouble.” Luther’s, set to a tune of his own com-
posing, became a landmark in Christian hymnody: “A mighty fortress is our God.”
This hymn is important in another respect, in that it represents an example of Luther’s
most significant liturgical innovation – the “chorale.” This was a piece of German-language
verse in stanza form, generally set to music similar to that of popular German secular songs
Competing Visions of Reform, c. 1500–c. 1650 205
of the period, and sung by the whole congregation during church services. The first such
collection appeared in 1524 as the Little Book of Spiritual Songs, which includes “A mighty
fortress.” The chorale tradition was raised to new heights in later Lutheranism by Johann
Sebastian Bach.
From the reign of Edward VI, English Protestantism tended to follow the Reformed,
rather than Lutheran, model. The Psalms were seen as a divinely authorized hymnal, pro-
viding resources for the praise of God. Luther’s use of hymns was dismissed as implying
that God’s work was incomplete or inadequate. Worship might therefore include a psal-
mody, but not a hymnody. Furthermore early English psalmody was almost exclusively
vocal. Most Reformed clergy believed that instruments were appropriate only for secular
music, and not for public worship. The psalms were therefore sung without accompani-
ment – not unlike the plainchant of medieval monasteries.
Wherever possible, the Church of England directed that the words of the psalms would
be chanted, not paraphrased, despite the metrical difficulties that this created for singing.
This non-metrical approach preserved the integrity of the actual words of Scripture, and
required no alteration of the biblical text – always a theologically sensitive issue in the
Reformed tradition.
Yet the fundamental Protestant desire to involve all believers in the worship of the
church soon led to the development of paraphrased psalms that could be sung by congre-
gations to easily learned tunes. The psalm text was now retranslated, not in order to achieve
total verbal accuracy, but to render it in a poetic meter so that it could be sung to tunes.
The simplicity of these metered tunes made it easier to sing and remember the psalms – one
of the key goals of Protestants.
In England, John Day produced a Book of Psalms (1562), based on psalm texts translated
by Thomas Sternhold, John Hopkins, and others, with tunes drawn from the Genevan
Psalter and from familiar English sources, including popular ballads. Day’s Psalms remained
in general use for more than two hundred and fifty years, and is thought to have gone
through more than five hundred editions. Perhaps the most famous paraphrase of all is
found in the Scots Psalter of 1650, authorized for general use by the Church of Scotland.
This collection of paraphrases of all 150 psalms includes the following familiar version of
Psalm 23.
The Lord’s my shepherd, I’ll not want.
He makes me down to lie
In pastures green: he leadeth me
the quiet waters by.
In Germany, theological divisions within Protestantism over the role of church music
caused no small problems for professional musicians, including Johann Sebastian Bach
(1685–1750). Although Bach dates from a slightly later period, the issues he encountered
were the direct result of the religious developments noted in this chapter. As Bach’s career
led him throughout Germany, the musical implications of German “Confessionalization”
became increasingly clear. Confessional differences between regions of Germany resulted
in very different attitudes towards music in Christian worship.
206 Competing Visions of Reform, c. 1500–c. 1650
As a devout Lutheran, Bach saw his task as setting the Bible to music in such a way that
its meaning and power might be fully appreciated by congregations. By this time, Lutheran-
ism had developed a rich musical tradition, which Bach augmented further, particularly
through his Cantatas and Passions. Bach’s last and greatest appointment was as organist
and choir-master at the Lutheran Thomaskirche in Leipzig. Major works which date from
this period include the Magnificat in D, the St. John Passion, the St. Matthew Passion, the
B-Minor Mass, and the Christmas Oratorio. Yet not all of Bach’s appointments were in
Lutheran contexts.
From 1717 to 1723, however, Bach was employed at the Reformed court of Anhalt-
Köthen. Though the court was strongly supportive of music, their Reformed views
dictated that it should not be used in public worship. Bach thus found himself focusing
on secular works during this period, in that he was unable to express his musical talents
liturgically. Bach used this period to write the six Brandenburg Concertos, and the first
book of the Well Tempered Clavier. It proved to be an enormously productive period
of his life, even if he was not able to exercise his art in his own favored context – con-
gregational worship.
3.5.5. Christianity and the Sciences
It is widely agreed that the “Scientific Revolution” of the late seventeenth century was of
major importance in shaping modern culture. There is much to be said for this view, and
we shall consider the role of Christianity in catalyzing this development in a later chapter.
Yet the Scientific Revolution built upon developments during the later Middle Ages, and
especially during the sixteenth century. One theme that is known to have been significant
in catalyzing the emergence of the scientific method is the fundamental Christian belief
that the universe has been created with an inbuilt ordering which can be grasped and
represented by the human mind.
The field of science most affected by Christianity in the sixteenth and early seventeenth
centuries was astronomy. The retrieval of ancient scientific works from Arabic or Greek
sources in the early Middle Ages (2.3.2) led to considerable interest being taken in the views
of the Egyptian astronomy Ptolemy, who held that the earth is at the center of the universe,
and that all heavenly bodies rotate in circular paths around the earth. This geocentric view
was regarded as scientifically established, and was incorporated into medieval biblical
exegesis. The Bible was interpreted on the assumption that the earth stood at the center of
the universe.
Yet during the sixteenth century, this view began to be challenged. It became clear that
Ptolemy’s theory could not account for detailed observational evidence that had built up
in the early sixteenth century. Initially, the theory was modified by the introduction of a
complicated and rather clumsy series of “circles within circles” (technically known as “epi-
cycles”). But some began to suggest that a better way of thinking about things would have
to be found.
Nicholas Copernicus (1473–1543), a Polish scholar, argued that the planets moved in
concentric circles around the sun. The earth, in addition to rotating about the sun, also
rotated on its own axis. The apparent motion of the stars and planets was thus due to a
Competing Visions of Reform, c. 1500–c. 1650 207
combination of the rotation of the earth on its own axis, and its rotation around the sun.
In the end, it was found that Copernicus’s heliocentric theory could not account for
the observational evidence. Yet it initiated a theological debate that is relevant to our
discussion.
The suggestion that the earth rotated around the sun was seen by some Christian theo-
logians as incompatible with the Bible. Advocates of a geocentric way of looking at things
claimed that there were biblical passages which clearly stated that the earth is in a state of
rest, and it is the sun that moves. Examples of such texts include Psalm 93:1: “[God] has
established the world; it shall never be moved.” This was understood in a spatial sense,
meaning that the earth does not physically move.
The real problem was that the Christian church had tended to read the Bible from a
geocentric perspective, and had assumed that the Bible endorsed this perspective. As a
result, biblical passages were interpreted in a way that was consistent with a geocentric way
of looking at things, even when this was not actually required by the text itself. For example,
the text just noted – “[God] has established the world; it shall never be moved” – was
interpreted as implying that the earth was stationary. In fact, the text refers simply to the
stability of the earth.
The church’s reading of the Bible thus had to be liberated from such geocentric presup-
positions. Yet the problem was deeper than this. In the first place, it was necessary to avoid
treating the Bible as some sort of scientific textbook; in the second, the church found that
it had to counter excessively literal readings of biblical passages which seemed to endorse
geocentric outlooks.
These obstacles were overcome through an approach whose origins can be traced back
to John Calvin in the 1540s. Calvin encouraged the scientific study of nature by emphasiz-
ing the orderliness of creation. Both the physical world and the human body testify to the
wisdom and character of God. More importantly, Calvin argued that the Bible is primarily
concerned with the knowledge of Jesus Christ. It is not an astronomical, geographical, or
biological textbook. And when the Bible is interpreted, it must be borne in mind that God
“adjusts” to the capacities of the human mind and heart.
This idea of “accommodation” was not invented by Calvin, but has a long history of use
in biblical interpretation, Christian and Jewish. God chose to use words in Scripture which
represented an accommodation or adaptation to the non-technical perspectives of the
readers. Certain passages in the Bible use language and imagery which were appropriate to
the cultural conditions of its original audience. These were not to be taken “literally,” Calvin
suggested, but were rather to be interpreted by extracting the key ideas which have been
expressed in forms and terms which are specifically adapted or “accommodated” to the
original audience. The Bible might seem to say that the sun goes round the earth – but
that is simply an adaptation of speech.
The impact of Calvin’s approach upon scientific theorizing, especially during the sev-
enteenth century, was considerable. For example, the English scientific writer Edward
Wright (1558–1615) defended Copernicus’s heliocentric theory of the solar system against
biblical literalists by arguing, in the first place, that Scripture was not concerned with
physics, and in the second, that its manner of speaking was “accommodated to the under-
standing and way of speech of the common people, like nurses to little children.” Both
208 Competing Visions of Reform, c. 1500–c. 1650
these arguments derive directly from Calvin, who may be argued to have made a funda-
mental contribution to the emergence of the natural sciences in this respect.
Yet the controversy over a heliocentric view was not limited to Protestantism. Within
Catholicism, controversy arose over the views of Galileo Galilei (1564–1642), who mounted
a major defense of the Copernican theory of the solar system. Galileo’s views were initially
received sympathetically within senior church circles, partly on account of the fact that he
was held in high regard by a papal favorite, Giovanni Ciampoli (1589–1643). Ciampoli’s
fall from power led to Galileo losing support within papal circles, and is widely regarded
as opening the way to Galileo’s condemnation by his enemies.
Although the controversy centering on Galileo is often portrayed as science versus
religion, or libertarianism versus authoritarianism, the real issue concerned the correct
interpretation of the Bible. Galileo’s critics within the Catholic church argued that some
biblical passages contradicted him. For example, they argued, Joshua 10:12 spoke of the
sun standing still at Joshua’s command. Did not that prove beyond reasonable doubt that
it was the sun which moved around the earth?
Galileo countered with an argument resembling Calvin’s. This, he suggested, was simply
a common way of speaking. Joshua could not be expected to know the intricacies of celes-
tial mechanics, and therefore used an “accommodated” way of speaking. His critics
responded by suggesting he had fallen into a Protestant error – that of changing the
church’s interpretation of Scripture. Galileo had become entangled in the religious politics
of the age, which made a balanced discussion of these important questions impossible.
Yet it is too easy to focus on religious controversies of this age, and fail to appreciate
how Christianity in general offered an intellectual framework that was conducive to scien-
tific development. The theme of “regularity within nature,” widely regarded as an essential
theme of the natural sciences, is articulated and affirmed by a Christian doctrine of crea-
tion. Christian writers of this age affirmed there was something about the world – and the
nature of the human mind – which allows people to discern patterns within nature, for
which explanations may be advanced and evaluated.
One of the most significant parallels between the natural sciences and Christian thought
is a fundamental conviction that the world is characterized by regularity and intelligibility.
The great astronomer Johann Kepler (1557–1630) argued that, since geometry had its
origins in the mind of God, it was only to be expected that the created order would conform
to its patterns:
In that geometry is part of the divine mind from the origins of time, even from before the
origins of time (for what is there in God that is not also from God?) has provided God with
the patterns for the creation of the world, and has been transferred to humanity with the image
of God.
This perception of ordering and intelligibility is of immense significance, both at the
scientific and religious levels. As the physicist Paul Davies pointed out, “in Renaissance
Europe, the justification for what we today call the scientific approach to inquiry was the
belief in a rational God whose created order could be discerned from a careful study of
nature.”
Competing Visions of Reform, c. 1500–c. 1650 209
3.5.6. The Wars of Religion
The religious tensions of the sixteenth century regularly threatened to lead to warfare. The
French Wars of Religion (1562–98) arose from the rapid growth of Calvinism within France
during the 1550s, which was secretly encouraged and resourced from Calvin’s Geneva.
Geneva covertly supplied reformed pastors and preachers to cities and congregations
throughout France. Safe houses, complete with hiding places, were established in the deep
valleys of Provence, set a day’s journey apart. An underground network, similar to that
employed by the French Resistance during the Second World War, allowed pastors from
Geneva to slip across the ill-defined frontier into France.
By 1562, the number of fully established reformed congregations in Calvin’s native
France had risen to 1785. Calvin’s ideas proved particularly attractive to the French nobility.
By the 1560s, more than half of the nobility were Protestant. (The term “Huguenot” was
now widely used to refer to French Protestants.) As Calvinism grew in importance, so did
hostility towards its presence in France. The outbreak of hostilities is traditionally dated to
March 1562, when the Duke of Guise massacred a Huguenot congregation at Wassy. A later
atrocity of August 1572, in which possibly 10 000 French Protestants were killed, came to
be known as the “Saint Bartholomew’s Day Massacre.” The French Wars of Religion dem-
onstrated the severe damage to social cohesion that resulted from religious conflict.
Figure 3.8 Johann Kepler (1571–1630). Hand-colored engraving. Photo: akg-images/North Wind
Picture Archives
210 Competing Visions of Reform, c. 1500–c. 1650
Yet the most important religious conflicts took place during the first half of the seven-
teenth century. We shall note two such wars: one involving conflict between different
visions of Protestantism, and the other a conflict between Protestantism and Catholicism.
The English Civil War (1642–51) is best seen as a war of religion which pitted two rival
visions of Protestant identity against each other. Puritan and Anglican battled for the soul
of England (3.5.2). The death of James I in 1625 precipitated a new wave of religious
uncertainty in England, in that Charles I (1600–49) was known to be much more pro-
Catholic and anti-Puritan than his father. Added to that, he had married a foreign queen,
Henrietta Maria of France – a Catholic. Religious criticism of the marriage surged, fueled
by anxieties about what it might portend for English religious life and foreign policy.
Yet the real problem was that Charles was seen as an absolute monarch, who saw himself
as being above parliament. Charles’s hand was forced by war – first in Scotland, and then
Ireland. In November 1640, he summoned the “Long Parliament” to finance war. Sensing
Charles’s weakness, parliament abolished the Star Chamber and other institutions that
had been instruments of Charles’s absolutism. To demonstrate where ultimate power really
lay, parliament tried to impeach some of Charles’s favorites. One of these was Thomas
Wentworth, Earl of Strafford (1593–1642), who was impeached and eventually executed
for treason in 1641.
Figure 3.9 Saint Bartholomew’s Day Massacre, August 24, 1572, Paris, France. Wars of Religion in
France 1562–98, as depicted by François Dubois (1529–84). The Art Archive/Musée des Beaux Arts
Lausanne/Gianni Dagli Orti
Competing Visions of Reform, c. 1500–c. 1650 211
In 1641, John Pym (1584–1643) led a parliamentary rebellion against Charles’s efforts
to raise an army to deal with the rebellion in Ireland, convinced that Charles would first
use this army to crush his opponents in England, before turning his attention to Ireland.
Parliament issued a “Grand Remonstrance” repeating their grievances against Charles,
impeaching twelve bishops, and even attempting to impeach the queen. An abortive attempt
by Charles to enter the House of Commons and arrest Pym and four parliamentary acolytes
polarized matters to a point at which diplomacy was impossible. In August 1642, the
English Civil War broke out.
Initially, the war went well for Charles. Realizing the organizational weakness of its army,
parliament revoked existing military command structures, and created the “New Model
Army” under Oliver Cromwell (1599–1658) in 1645. From now on, a soldier’s rank would
be based on his ability, not his social status. The king now suffered severe military reversals.
Under Sir Thomas Fairfax and Oliver Cromwell, the parliamentarian forces won victories
at Marston Moor (1644) and Naseby (1645). The capture of Charles’s correspondence at
Naseby revealed his attempts to raise foreign support for his cause, thus alienating many
of his more moderate supporters. In May 1646, Charles gave himself up to the Scottish
army, who eventually handed him over to parliament. He was held captive at Hampton
Court. He was eventually executed on January 30, 1649.
In the end, the Puritan military victory could not be sustained politically, and Anglican-
ism regained the religious ascendancy after a remarkably short and ineffective interregnum.
Yet while other intra-Protestant tensions might not have led to violence or warfare on such
a dramatic scale, the tensions were real, and seemed incapable of resolution. Protestantism
was a house divided against itself – regionally, culturally, and theologically. Protestantism
was not merely the victim of a war of religion; it caused one of its own, which pitted one
style of Protestantism against another in a battle for the very soul of the movement in
England.
The Thirty Years War (1618–48) was both an international religious conflict and a
German civil war, involving Lutheran, Reformed, and Catholic regions and nations. The
origins of the war were religious, although other factors contributed significantly to
the cause of the war, and its severe prolongation. It is widely regarded as one of the most
destructive events in modern European history. The populations of many regions were
decimated through this war of attrition, and their economies brought to the brink of total
collapse. The outcomes of this sterile and inconclusive conflict between Protestants and
Catholics were meager for all concerned.
When the war was finally resolved through the Peace of Westphalia (1648), any remain-
ing enthusiasm for religious warfare had evaporated. People had had enough. A yearning
for peace led to a new emphasis on toleration, and growing impatience with religious
disputes. The scene was set for the Enlightenment insistence that religion was to be a matter
of private belief, rather than state policy. In both intellectual and political circles, religion
came to be viewed as a source of international and national conflict, a burden rather than
a blessing. A dislike of religious fanaticism emerged, which was easily transmuted into a
dislike of religion itself.
The necessity for Catholics and Protestants of various traditions to coexist throughout
Europe was now so obvious that it required little argument. No-one wanted a repeat of the
212 Competing Visions of Reform, c. 1500–c. 1650
pointless brutalization and destruction that had just ended. Many came to the conclusion
that the best way of resolving disputes in the future was to avoid basing arguments on
purely religious authorities. Reason seemed to many to be a neutral resource, accessible to
everyone. An appeal to reason could avoid the acrimonious religious disagreements that
had caused such damage in the past.
A massive shift in the tectonic plates of western European culture took place, as an age
of faith gave way to the age of reason. The shift is evident from the political writings of
each age. In 1649, the Puritan writer and activist Gerrard Winstanley had set out a vision
for a commonwealth in which religious values were “really and materially to be fulfilled.”
Yet a mere forty years later, with the failed Puritan social experiment in mind, the English
philosopher John Locke (1632–1704) argued that the “great and chief end of men uniting
into governments and putting themselves under government is the preservation of their
property.” The scene was set for the rise of an increasingly secular Europe – the topic of
the next chapter of this book.
Sources of Quotations
p. 161: Thirty-Nine Articles, article 6.
p. 181: John Calvin, Institutes of the Christian Religion (1559 edition), IV.i.9–10.
p. 208: Johann Kepler, Gesammelte Werke. Munich: C. H. Beck, 1937–83, vol. 6, 233.
For Further Reading
Alford, Stephen. Kingship and Politics in the
Reign of Edward VI. Cambridge: Cambridge
University Press, 2002.
Bireley, Robert. The Refashioning of Catholi-
cism, 1450–1700: A Reassessment of the Coun-
ter Reformation. Basingstoke: Macmillan,
1999.
Bouwsma, William J. The Waning of the Renais-
sance, 1550–1640. New Haven, CT: Yale Uni-
versity Press, 2002.
Breen, Louise A. Transgressing the Bounds: Sub-
versive Enterprises among the Puritan Elite in
Massachusetts, 1630–1692. New York: Oxford
University Press, 2001.
Cameron, Euan. The European Reformation.
Oxford: Clarendon Press, 2012.
Coffey, John, and Paul Chang-Ha Lim, eds.
The Cambridge Companion to Puritanism.
Cambridge: Cambridge University Press,
2008.
Dodds, Gregory D. Exploiting Erasmus: The
Erasmian Legacy and Religious Change in
Early Modern England. Toronto: University of
Toronto Press, 2009.
Doran, Susan, and Christopher Durston.
Princes, Pastors, and People: The Church and
Religion in England, 1500–1700. London:
Routledge, 2003.
Evans, G. R. The Roots of the Reformation: Tradi-
tion, Emergence and Rupture. Downers Grove,
IL: InterVarsity, 2012.
Furey, Constance M. Erasmus, Contarini, and
the Religious Republic of Letters. Cambridge:
Cambridge University Press, 2005.
Gordon, Bruce, ed. Protestant History and
Identity in Sixteenth-Century Europe. 2 vols.
Aldershot: Ashgate, 1996.
Gordon, Bruce. The Swiss Reformation.
Manchester: Manchester University Press,
2002.
Competing Visions of Reform, c. 1500–c. 1650 213
Heal, Felicity. Reformation in Britain and Ireland.
Oxford: Clarendon Press, 2003.
Howell, Kenneth J. God’s Two Books: Copernican
Cosmology and Biblical Interpretation in Early
Modern Science. Notre Dame, IN: University
of Notre Dame Press, 2002.
Hsia, R. Po-chia. The World of Catholic Renewal,
1540–1770. Cambridge: Cambridge Univer-
sity Press, 2005.
Jones, Norman L. The English Reformation: Reli-
gion and Cultural Adaptation. Oxford: Black-
well, 2002.
Kaartinen, Marjo. Religious Life and English
Culture in the Reformation. Basingstoke: Pal-
grave, 2002.
Louthan, Howard, and Randall C. Zachman.
Conciliation and Confession: The Struggle for
Unity in the Age of Reform, 1415–1648. Notre
Dame, IN: University of Notre Dame Press,
2004.
MacCulloch, Diarmaid. Reformation: Europe’s
House Divided, 1490–1700. London: Allen
Lane, 2003.
McGrath, Alister E. The Intellectual Origins of
the European Reformation. Oxford: Blackwell,
2003.
McGrath, Alister E. Iustitia Dei: A History of the
Christian Doctrine of Justification. Cambridge:
Cambridge University Press, 2008.
Michalski, Sergiusz. The Reformation and the
Visual Arts: The Protestant Image Question
in Western and Eastern Europe. London:
Routledge, 1993.
Mullett, Michael A. The Catholic Reformation.
London: Routledge, 1999.
Naphy, William G. Calvin and the Consolidation
of the Genevan Reformation. Louisville, KY:
Westminster John Knox, 2003.
Newton, Diana. Papists, Protestants and Puri-
tans, 1559–1714. Cambridge: Cambridge
University Press, 1998.
Pettegree, Andrew. Reformation and the Culture
of Persuasion. Cambridge: Cambridge Uni-
versity Press, 2005.
Rex, Richard. Henry VIII and the English Refor-
mation. New York: Palgrave Macmillan,
2006.
Ryrie, Alec. The Age of Reformation: The Tudor
and Stewart Realms, 1485–1603. London:
Longman, 2009.
Smith, Jeffrey Chipps. Sensuous Worship: Jesuits
and the Art of the Early Catholic Reformation
in Germany. Princeton, NJ: Princeton Univer-
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Stjerna, Kirsi Irmeli. Women and the Reforma-
tion. Oxford: Blackwell, 2009.
Williams, George H. The Radical Reformation.
Kirksville, MO: Sixteenth Century Journal
Publishers, 2001.
Wright, A. D. The Counter-Reformation Catholic
Europe and the Non-Christian World. Burling-
ton, VT: Ashgate, 2005.
4
The Modern Age, c. 1650–1914
At the opening of the sixteenth century, Christianity was largely confined to Europe. While
Spain was no longer under Moorish control, other parts of Europe were under threat. The
Byzantine Empire had crumbled, with Turkish Ottoman armies deeply embedded in
the Balkans. With the fall of Constantinople in 1453, there was little resistance to the
Ottoman advance into eastern Europe (2.4.7). In the late 1520s, there was genuine concern
that the great city of Vienna would soon fall, and become a staging post for further Turkish
incursions into central Europe. It was a time of considerable anxiety for many in western
Europe, especially in Germany – the next obvious target of Turkish invasion.
The decisive defeat of Ottoman naval forces at the Battle of Lepanto (1571) allowed
western European powers to refocus their attention on the expansion of their spheres of
influence in America, Africa, and Asia. The Catholic naval powers Spain and Portugal were
in the process of launching major maritime explorations, eventually leading to colonization
and a massive expansion of their political influence and economic resources. The “Age of
Discovery,” which reached its climax during the sixteenth and early seventeenth centuries,
saw an enlargement of the European presence and influence in the Americas, Africa,
and Asia.
In view of the importance of North America to the history of Christianity, we may
consider how Christianity came to be planted there in a little more detail. By the end of
the sixteenth century, Catholic mission stations had been established in many places
colonized by France and Spain. Portugal did not colonize North America, restricting its
influence to the south. Much of the southern parts of North America – such as Texas and
Florida – were occupied by the Spanish. A French colonial presence was established in
Louisiana, and much further north along the Mississippi Valley, the St. Lawrence Valley,
and the Great Lakes.
Christian History: An Introduction, First Edition. Alister E. McGrath.
© 2013 John Wiley & Sons, Ltd. Published 2013 by John Wiley & Sons, Ltd.
The Modern Age, c. 1650–1914 215
From the beginning of the seventeenth century, England also began to establish colonies
in the “New England” region. Although these were Crown Colonies, their religious identity
was complex. The Church of England was regarded as the established colonial church.
However, many of the most active religious congregations were émigré communities, pri-
marily consisting of refugees from religious persecution or discrimination in England.
Tensions began to develop between Puritans and Anglicans that would contribute to the
origins of the American Revolution of 1776. The global expansion of Christian European
nations led to a new era opening up in the history of Christianity, raising new questions
about the interaction of faith and culture.
Yet in Europe itself, new challenges were emerging. One of the most important of these
was a new suspicion of religion as a cause of violence and social fragmentation. Growing
sympathy was developing for approaches to beliefs and ethics which made their appeal to
what was then regarded as a universal human faculty – reason. If all beliefs and values could
be established scientifically by reason, the great religious disputes of the past could be
avoided. We therefore open our discussion of this important period in the history
of Christianity by considering the “Age of Reason,” and the challenges that it raised for
Christianity in western Europe and beyond.
4.1. The Age of Reason: The Enlightenment
By the middle of the seventeenth century Christianity, especially Catholicism, was making
new inroads globally, expanding its sphere of influence. Yet back in its original heartlands
in Europe, tensions were developing that would lead to a sea change in attitudes towards
religion in the region. The massive damage caused to European economies by the “Wars
of Religion” of the seventeenth century (3.5.6) caused many to wonder how such traumas
might be avoided in the future.
One answer began to attract considerable support to a war-weary Europe: limit the
power of religion, and find an alternative source of authority that would command uni-
versal consent. The “Age of Reason” believed that it had found such a source of authority
in human reason. Rationalism would be the key to a new approach to morality and
politics.
4.1.1. The Rise of Indifference towards Religion
By 1700, western Europe was exhausted by seemingly endless wars of religion, which caused
social disintegration and economic hardship. The Thirty Years War (1618–48) was both an
international religious conflict and a German civil war, involving Lutheran, Reformed, and
Catholic regions and nations (3.5.6). The populations of many regions were decimated
through this war of attrition, and their economies brought to the brink of total collapse.
The outcomes of this sterile and inconclusive conflict were decidedly meager for all con-
cerned. When the war was finally resolved through the Peace of Westphalia (1648), any
remaining enthusiasm for religious warfare had evaporated. People had had enough. A
216 The Modern Age, c. 1650–1914
yearning for peace led to a new emphasis on toleration, and growing impatience with
religious disputes.
The scene was set for the Enlightenment insistence that religion was to be a matter of
private belief, rather than state policy. In both intellectual and political circles, religion
came to be viewed as a source of international and national conflict, a burden rather than
a blessing. A dislike of religious fanaticism emerged, which was easily transmuted into a
dislike of religion itself – especially when religion was seen or portrayed as the enemy of
peace and progress.
In England, the Civil War and its debilitating aftermath had exhausted any enthusiasm
for religious partisanship. The conflict between Puritan and Anglican, between Parliamen-
tarians and Royalists, had exhausted the country. The restoration of the monarchy in 1660
was greeted with enthusiasm by Anglican and Puritan alike, largely because it restored
political and economic stability to the nation. Yet within decades, a new religious crisis had
developed. When Charles II died in 1685, he was succeeded by James II, a Catholic, who
appointed coreligionists to prominent positions in the state, army, and universities. This
prompted widespread concern, and gave rise to furious rumors of a secret plot to convert
England to Roman Catholicism. A new religious civil war seemed inevitable.
A characteristically English solution, however, emerged, which defused the situation.
James II’s daughter Mary had earlier married William III, prince of Orange, a firmly com-
mitted Protestant with a reputation for tolerance and generosity. A secret approach was
made by leading political figures to William. If he were to invade England, he could be
assured that strategically placed well-wishers would rally the nation around him. Encour-
aged by such overtures, William landed in the west of England in 1688, to widespread
public support. James soon realized that his cause was utterly lost. In January 1689, he fled
England for France.
William and Mary were declared king and queen of England in February – but only
after agreeing to sign a “Bill of Rights” which guaranteed free elections and freedom of
speech. The “Glorious Revolution” had averted another civil war, and limited both the
power of religion and the monarchy in English public life.
It was no accident that John Locke’s Letters of Toleration were published at this precise
moment, arguing for the need to tolerate at least some degree of diversity in religion, rather
than allowing it to lead to conflict. Locke argued for limited religious toleration on three
grounds.
1. It is impossible for the state to adjudicate between competing religious truth-claims.
Locke argued that no earthly judge can be brought forward to settle such debates. For
this reason, religious diversity is to be tolerated.
2. Even if it could be established that one religion was superior to all others, the
legal enforcement of this religion would not lead to the desired objective of that
religion.
3. The results of trying to impose religious uniformity are far worse than those which
result from the continuing existence of diversity. Religious coercion leads to internal
discord, or even civil war.
The Modern Age, c. 1650–1914 217
Yet Locke was clear that toleration was not to be extended to Catholics and atheists, both
of whom he regarded as threats to the still-unstable social order in England at the time.
While Locke is often singled out as a prophetic advocate of toleration, it is important to
note that these views are limited by his entrenched views of the past.
Locke’s conclusion resonated with the anti-dogmatic mood of an age tired and dis-
gusted with religious controversies. Religious toleration, within limits, was the only way of
coping with the religious diversity of early modern Europe. It is important to note that
Locke’s analysis leads to the view that religion is a private matter of public indifference.
What individuals believe should be regarded as private, with no relevance to the public
domain. This approach at one and the same time upheld religious toleration, while indicat-
ing that religion was a purely private matter.
The necessity for Catholics and Protestants of various traditions to coexist throughout
Europe was now so obvious that it required little argument. Locke’s arguments did not
need to persuade; they chimed in with the spirit of the age. Few wanted a repeat of the
pointless brutalization and destruction that had just ended. So what common ground
might be found, by which future debates might be resolved?
Wearied with religious controversy, many leading western European thinkers of the
eighteenth century came to believe that civil peace and religious toleration would be based
on a non-dogmatic faith – such as some form of Deism. One of the most powerful and
persuasive statements of this case was due to the Enlightenment writer Gotthold Ephraim
Lessing (1729–81). Lessing’s play Nathan the Wise (1779), set in Jerusalem during the Third
Crusade (2.2.5), explores how the wise Jewish merchant Nathan, an Islamic sultan and a
Templar knight manage to bridge the gap between their Jewish, Islamic, and Christian
faiths.
The centerpiece of the play is the famous “Parable of the Three Rings,” related by Nathan
when asked which of their three religions is true. A father tells each of his three sons that
he is giving them a special ring, never revealing which is the true ring. Each believes he
alone is the possessor of the special ring. Yet the narrative of the play gives no clue as to
which – if any – of the three rings is genuine. Nathan suggests that the true test of the ring’s
authenticity is whether its owner lived as the father would have wished.
This new mood was expressed in a growing interest in using human reason – rather
than the contested claims of divine revelation or ecclesiastical authority – as the basis of
human philosophy and ethics. Not only would this set these important areas of thought
apart from the violence and fanaticism of religion; it would place them on a single, uni-
versal basis. Reason, it was then believed, transcended the divisions of creed, geography,
and culture. Surely everyone – whether Lutheran, Reformed, Anglican, or Catholic – could
agree on the power of reason to guide and illuminate? And so the movement now known
as the “Enlightenment” was born.
4.1.2. The Enlightenment and Christianity
The movement that is known in English as “the Enlightenment” is generally understood
to refer to the cultural and intellectual movement that emerged in eighteenth-century
218 The Modern Age, c. 1650–1914
Europe and North America, which placed an emphasis on human reason as a means of
overcoming the particularism of religious belief. It is widely regarded as having shaped
some of the defining features of the modern world, especially through its confidence in the
power of human reason, its commitment to individual freedom of expression against
ecclesiastical or royal tyranny, and its assumption that these values would improve the
human condition everywhere. The movement is often considered to have inspired and
justified the fundamental nineteenth- and twentieth-century achievements of industriali-
zation, liberalism, and democracy.
Religious life and thought were both affected by this change in cultural mood. Western
Christianity has been deeply shaped by the ideas of the Enlightenment – both its positive
emphasis upon the competency of reason and the possibility of objectivity of judgment,
and its negative critiques of the concept of supernatural revelation, and the capacity of the
Bible or any religious tradition to disclose truths that allegedly lay beyond reason.
The use of the singular term “Enlightenment” needs comment. Recent scholarship has
suggested that this movement is better understood as a “family of Enlightenments,”
sharing a common commitment to a core of ideas and values, yet demonstrating diversity
at other points. The English, German, and French Enlightenments took quite distinct
forms, and emphasized different ideas. The idea that the Enlightenment was characterized
by a definite single set of ideas has proved very difficult to sustain historically. It is perhaps
better to think of the movement as “an attitude of mind” rather than as a “coherent set
of beliefs.”
The origins of the Enlightenment lie partly in English Deism, a movement which devel-
oped in the late seventeenth century. Sir Isaac Newton (1643–1727) had argued that the
universe was like a vast machine, rationally designed and constructed by an intelligent
creator. Deism minimized the supernatural dimensions of faith, and presented Christianity
essentially as a rational and moral religion, easily harmonized with human reason. God
was the creator of the kind of regular, ordered universe that Newtonian mechanics had
uncovered.
Many English writers began to develop approaches to religion which accepted the
notion of a creator God, who had implanted reason within the human soul as a basis of
judgment. Thereafter, God was of no relevance. God may have created the world, but that
was as far as it went. The famous image of God as the divine watchmaker began to emerge
in the late seventeenth century. God had created a wonderful mechanical universe which,
once created, could regulate itself without further divine attention. Reason was the light of
the human soul. It may have originated from God, and continued to serve as a witness
to the reality of God. But reason transcended the specifics of culture.
More importantly, the critical use of reason allowed Enlightenment thinkers to dispose
of what they regarded as the unnecessary supernatural baggage of the Christian faith. A
number of stages in the development of this belief may be discerned.
In the first phase of the Enlightenment, during the late seventeenth century, it was
argued that the beliefs of Christianity were rational, and thus capable of standing up to
critical examination. This type of approach may be found in John Locke’s Reasonableness
of Christianity (1695), and within some philosophical schools of thought in early eighteenth-
century Germany. Christianity was a reasonable supplement to natural religion. The notion
The Modern Age, c. 1650–1914 219
of divine revelation was thus affirmed, while any idea that it offered exclusive access to the
truth was rejected.
In its second phase, it was argued that the basic ideas of Christianity, being rational,
could be derived from reason itself. There was no need to invoke the idea of divine revela-
tion. Christianity, according to John Toland in his Christianity Not Mysterious (1696) and
Matthew Tindal in his Christianity as Old as Creation (1730), was essentially the republica-
tion of the religion of nature. It did not transcend natural religion, but was merely an
example of it. All so-called “revealed religion” was actually nothing other than the recon-
firmation of what can be known through rational reflection on nature. “Revelation” was
simply a rational reaffirmation of moral truths already available to enlightened reason.
In the final phase of this transition, which was essentially complete by the middle of the
eighteenth century, leading representatives of the Enlightenment confidently affirmed
the ability of reason to judge revelation. Thomas Paine’s Age of Reason, published in three
parts in 1794–1807, is seen by many as a classical statement of this position. Reason and
nature teach us all we need to know; any other claims to revelation are to be dismissed as
fraudulent and forgeries.
Deism, then, teaches us, without the possibility of being deceived, all that is necessary or proper
to be known. The creation is the Bible of the deist. He there reads, in the handwriting of the
Creator himself, the certainty of his existence and the immutability of his power, and all other
Bibles and Testaments are to him forgeries.
Critical reason was seen as a basis on which it was possible to judge Christian beliefs and
practices, with a view to eliminating any irrational or superstitious elements. This view,
associated with Hermann Samuel Reimarus (1694–1768) in Germany and many eighteenth-
century French rationalist writers (often referred to collectively as les philosophes), placed
reason firmly above revelation. This attitude would later be symbolized in one of the land-
mark events of the French Revolution (4.1.8) – the enthronement of the Goddess of Reason
in the cathedral of Notre Dame de Paris in 1793.
The iconic significance of this emphasis upon reason for the eighteenth century is best
seen from the frontispiece to Christian Wolff ’s Rational Thoughts on God, the World, and
the Soul (1719). This superb piece of intellectual propaganda shows a beaming, benevolent
sun smiling upon the world, removing clouds and shadows. A new age has dawned! The
darkness of earlier generations will vanish, as surely as night gives way to day! It was a
powerful vision, which resonated with the hopes and fears of a war-weary Europe. Might
this be the way to social, religious, and political stability?
It was a vision that proved compelling to many conflict-weary Protestants, deeply disil-
lusioned by the violence and fanaticism of the recent religious past. Some Anglican clergy
and bishops found its ideas compelling. Deism – a belief in a generic creator God – seemed
much less intellectually demanding and tiresome than the Trinitarian God of the Christian
tradition. It resonated well with the new emphasis on the divine ordering of the world,
now emerging from the “mechanical philosophy” of Isaac Newton and his school.
God could be thought of as the divine clockmaker, who had constructed a particularly
elegant piece of machinery, and made no demands of anyone other than a due appreciation
220 The Modern Age, c. 1650–1914
of the beauty of the creation. Religions of all kinds tended to be seen as corruptions of an
original “religion of nature,” which had no priests or creeds. These latter were later distor-
tions, introduced by self-serving clerics, anxious to secure their social status and exploit
the gullible.
Yet the appeal of the Enlightenment proved greatest within Reformed circles. For reasons
that remain unclear, rationalism gained wider acceptance at many former strongholds of
Calvinism. Geneva and Edinburgh, both international centers of Calvinism in the late
sixteenth and early seventeenth centuries, became epicenters of European rationalism in
the late eighteenth. The religious worldviews of John Calvin and John Knox gave way to
those of rationalists and skeptics, such as Jean-Jacques Rousseau and David Hume. In
marked contrast, the Enlightenment had relatively little impact on Catholicism during the
eighteenth century, except in France, where Deist writers such as Voltaire argued for
the need for reform of the church on the basis of its backward-looking attitude towards
progress.
4.1.3. Christian Beliefs in the “Age of Reason”
The phrase “Age of Reason,” often used as a synonym for the Enlightenment, is a little
misleading. It implies that reason had been hitherto ignored or marginalized. As we saw
in an earlier chapter, the Middle Ages can quite legitimately be thought of as an “Age of
Reason” in its own terms. It is important to appreciate that the Enlightenment developed
the notion of the autonomy of reason in a way that went far beyond the ideas of rationality
found in classical Greek philosophy or the thought of the Middle Ages. A defining charac-
teristic of the Enlightenment is its emphasis on the ability of human reason to penetrate
the mysteries of the world (4.1.2). Humanity is able to think for itself, without the need
for any assistance from God. Unaided human reason is able to make sense of the world –
including those aspects of that world traditionally reserved for theologians.
Although such criticisms would apply to any religious system that accepted the notion
of divine revelation – including Judaism and Islam – Christianity was the historically
dominant religion in those parts of the world in which the Enlightenment gained hold.
Unsurprisingly, most Enlightenment critics of religion in general chose to direct those
criticisms against many aspects of traditional Christian belief and practice.
A classic example of such a criticism is found in the rationalist criticism of the tradi-
tional Christian doctrine of God as a trinity – Father, Son, and Holy Spirit. This was widely
ridiculed by Enlightenment thinkers, who held it to be logically absurd. How could any
rational person accept such mathematical nonsense? Thomas Jefferson (1743–1826), third
president of the United States, regarded the Trinity as an irrational and outdated obstacle
to proper Christian devotion. In a letter to Timothy Pickering, dated February 27, 1821,
Jefferson complained of the apparent irrationality of the notion, demanding to get rid of
the “incomprehensible jargon of the Trinitarian arithmetic.”
Under the pressure of such rationalist criticism, many orthodox Christian thinkers
de-emphasized the doctrine of the Trinity, believing that it was impossible to mount an
effective defense of this doctrine, given the spirit of the age.
The Modern Age, c. 1650–1914 221
Throughout the period of the Enlightenment, rationalist pressure led to many Christian
theologians developing approaches to the doctrine of God which came close to Deism
(4.1.2). God was the supreme governor of the universe, the creator of all things. This
approach is especially evident in eighteenth-century English theology, which saw God
simply as the “divine watchmaker,” the constructor of an ordered and regular universe.
Trinitarian theology went into hibernation for much of the Enlightenment period, and
only reemerged in the early twentieth century, as confidence in the Enlightenment world-
view began to collapse after the trauma of the First World War.
A second area of Christian belief to come under critical examination was the identity
of Jesus of Nazareth. As we noted earlier, the Council of Nicaea (325) had declared that
Christianity was committed to, and based upon, the firm conviction that Jesus was both
divine and human (1.5.3; 1.5.9). This idea was regarded as irrational and illogical by writers
sympathetic to the Enlightenment. There was, they declared, a serious discrepancy between
the real Jesus of history and the New Testament interpretation of his significance. Reima-
rus and others argued that it was possible to go behind the New Testament accounts of
Jesus and uncover a simpler, more human Jesus, who would be acceptable to the new spirit
of the age. For Reimarus, the gospel accounts of the resurrection were simply attempts to
cover up his shameful death, which had thrown his followers into confusion.
This conviction triggered the “Quest of the Historical Jesus” – an intellectual search for
a more rational understanding of the person of Jesus, from which all traditional trappings
had been stripped. Jesus of Nazareth was not a divine savior, nor even a divine revealer. He
was simply one among many religious teachers, without any supreme authority.
Other areas of Christian thought that were subjected to criticism included the notion
of divine revelation, and any idea that the Christian Bible was an “inspired” text. The
concept of revelation had long been of central importance to traditional Christian theology.
While many Christian theologians (such as Thomas Aquinas and John Calvin) recognized
the possibility of a natural knowledge of God, they insisted that this required supplementa-
tion by supernatural divine revelation, such as that witnessed to in Scripture.
The Enlightenment was characterized by an increasingly critical attitude to the very
idea of supernatural revelation. In the first place, it was unnecessary. In the second, it lacked
the universality of human reason. Everyone had access to reason; only a select few had
access to revelation. The phrase “the scandal of particularity” was used by Enlightenment
writers in expressing their concerns about the traditional notion of revelation at this
point.
Yet if there was no need for divine revelation, what was the point of the Christian Bible,
traditionally regarded as a revelatory text? Within Orthodox Christianity, whether Protes-
tant or Roman Catholic, the Bible was seen as a divinely inspired source of doctrine
and morals, to be differentiated from other types of literature. The Enlightenment saw
this assumption called into question, with the rise of the critical approach to Scripture.
Developing ideas already current within English Deism, the theologians of the German
Enlightenment developed the thesis that the Bible was the work of many hands, at times
demonstrating internal contradiction, and that it was open to precisely the same method
of textual analysis and interpretation as any other piece of literature.
222 The Modern Age, c. 1650–1914
Yet perhaps the most important aspects of the Enlightenment critique of Christianity
were political. The Enlightenment rejected the idea of tradition as having any binding
authority. If something was right, it could be proved to be such by reason. There was no
reason to allow past ideas, attitudes, or institutions to be seen as possessing some special
divine authority. Theologically, this led to the rejection of tradition as a source of doctrine;
politically, it led to the criticism of any institutions or authorities whose existence or legiti-
macy could not be defended by reason.
It was a revolutionary idea. Kings and the political order they embodied might well be
deeply rooted in history. Some might argue that kings possessed some form of “divine
right” to government. Yet none of these claims would stand up in the court of reason. The
foundations for a radical challenge to the traditional political and social structures of
Europe had been laid.
We shall consider the American and French revolutions, and their importance for Chris-
tianity, later in this chapter (4.1.7; 4.1.8). First, however, we must consider a religious
movement that emerged at the time of the Enlightenment, which many regarded as laying
the foundations for revival, rather than revolution.
4.1.4. Pietism and Revival in Germany and England
Many in late seventeenth-century Germany were unhappy with the austerity of Lutheran
orthodoxy of this age, feeling it was out of touch with the popular mood. Its cold theologi-
cal logic failed to connect up with a population which had been traumatized by the
destructiveness of the Thirty Years War (1618–48). A number of movements arose, con-
cerned with reconnecting the Christian faith with the laity. The most important of these
revivalist movements is known as “Pietism,” which emerged in the immediate aftermath
of the Thirty Years War in Germany (3.5.6). Faced with widespread disenchantment with
the spiritually arid forms of Protestantism in this region, Philip Jakob Spener (1635–1705)
published his Pia Desideria (“Pious Wishes,” 1675). In this work, Spener lamented the state
of the German Lutheran Church in the aftermath of the Thirty Years War and set out his
proposals for the revitalization of the church of his day.
Spener argued that German Lutheranism’s obsession with rigid theological orthodoxy
(3.5.1) had to give way to a new concern for the devotional life, deepening a personal
relationship with Jesus Christ. Chief among his proposals was a new emphasis upon per-
sonal Bible study as a means of deepening a personal, living faith in God. Bible study groups
would be ecclesiolae in ecclesiae (Latin: “little churches within the church”), serving as
springboards and catalysts for renewal. These proposals were treated with derision by
academic theologians; nevertheless, they were to prove influential in German church
circles, reflecting a growing disillusionment and impatience with the sterility of Lutheran
orthodoxy in the face of the shocking social conditions endured during the war.
Pietism developed in a number of different directions, especially in England and
Germany. In Germany, Nikolaus Ludwig Graf von Zinzendorf (1700–60) founded the
Pietist community generally known as the “Herrnhuter,” named after the village of Herrn-
hut in Saxony. Alienated from what he regarded as the arid rationalism and barren
Protestant religious formalism of his time, Zinzendorf stressed the importance of a “reli-
The Modern Age, c. 1650–1914 223
gion of the heart,” based on an intimate and personal relationship between Christ and the
believer. A new emphasis was placed upon the role of “feeling” (as opposed to reason or
doctrinal orthodoxy) within the Christian life. (This is often seen as laying the foundations
for Romanticism in later German religious thought.) Zinzendorf expressed his idea of a
personally appropriated faith in the slogan “a living faith,” an idea which he contrasted
unfavorably with the views of Protestant orthodoxy. For orthodoxy, faith was about formal
assent to the creeds; for Zinzendorf, it was about a personal, transforming encounter with
God, with creedal assent playing a minor role.
Zinzendorf ’s ideas soon began to find acceptance in England. John Wesley (1703–91)
was a founder and early leader of the Methodist movement within the Church of England,
which subsequently gave birth to Methodism as a denomination in its own right. Con-
vinced that he “lacked the faith whereby alone we are saved,” Wesley paid a visit to Herrnhut
in 1738, and was deeply impressed by what he found there. Wesley found the Pietist empha-
sis upon the need for a “living faith” and the role of experience in the Christian life to be
very persuasive. His conversion experience at a meeting in Aldersgate Street, London, in
May 1738, in which he felt his heart to be “strangely warmed,” led to him traveling through-
out England, preaching his new understanding of the Protestant religion.
Wesley’s emphasis upon the experiential side of Christian faith, which contrasted sharply
with what he saw as the spiritual dullness of contemporary English Deism (4.1.2), led to
a minor religious revival in England during the eighteenth century. Wesley was joined in
his ministry by his brother Charles; between them, they wrote some of the best-known
hymns in the English language, many of which express the transformative nature of faith,
and the need for personal conversion. Their structured and disciplined approach to Chris-
tian devotion earned them the nickname “Methodists.”
One of Methodism’s strongest supporters was Lady Selina Hastings, Countess of
Huntingdon (1707–91), who had a right as a peeress of the realm to appoint Anglican
clergymen as household chaplains and assign their duties. She also had the right to pur-
chase presentation rights to chapels, enabling her to decide who would conduct services
and preach. The Countess of Huntington began to appoint Methodists to various preaching
positions, seeing this as a means of securing revival within the national church. Among the
many chaplains, mostly of a Calvinist theological hue, who she appointed and continued
to finance for many decades was John Wesley’s associate, George Whitfield.
In 1779, after sixty chapels were already functioning under her patronage, a consistory
court of London declared the arrangement to be illegal. This legal barrier was, however,
not difficult to evade. Under the Toleration Act, designed to reduce religious tension within
England by permitting “non-conformists” to worship freely, these chapels were formally
registered as dissenting places of worship, coming to be known as “The Countess of
Huntingdon’s Connexion.”
Methodism’s emphasis on the experiential side of religion raised the specter of “enthu-
siasm” – a dramatic, religiously inspired fervor, often accompanied by agitated body move-
ments, faintings, and swoonings. The phenomenon of “enthusiasm” was widely ridiculed
by English religious commentators, and was devastatingly caricatured in William Hogarth’s
etching “Enthusiasm Delineat’d.” Many revivalist preachers – including John Wesley and
George Whitfield – found themselves torn between sympathy for the idea that a direct
224 The Modern Age, c. 1650–1914
experience of God might induce such dramatic effects, and a concern that its bizarre mani-
festations would alienate a religiously suspicious public. Somehow, a middle way had to be
found, avoiding the religious excesses of “enthusiasm” on the one hand, and the impover-
ishment of “formalism” on the other.
Despite their differences, the various branches of Pietism succeeded in making Christian
faith relevant to the experiential world of ordinary believers – in some ways, anticipating
the success of Pentecostalism two centuries later. Pietism succeeded in lodging Protestant-
ism in the everyday realities of life for many people. It is of no small importance to note
that the strongly anti-religious tone of the French Revolution (4.1.8) in the late eighteenth
century is partly due to the absence of any real equivalent of Pietism in French Catholicism
at that time. In England and Germany, faith was being reconnected with everyday life; in
France, that link appears to have been fractured – with massive implications for the future
of Christianity in that region, as we shall see when we consider the French Revolution of
1789 in more detail (4.1.8).
Yet revival was not breaking out merely in Germany and England in the early eighteenth
century. In America, the “Great Awakening” ushered in a new period of religious devotion,
which many scholars see as the backdrop to the American Revolution of 1776.
4.1.5. America: The “Great Awakening”
One of the most distinctive features of North American Protestant Christianity is the
phenomenon of the “Awakening.” To date, three such “Awakenings” have been documented,
each leading initially to religious renewal, and subsequently to social change. The first of
these religious revivals, traditionally known as the “Great Awakening,” took place in New
England in the late 1730s and early 1740s. To appreciate its importance, we must consider
the background against which it took place.
By 1700, American Protestantism appeared to be stagnant. The first generation of
Puritan immigrants possessed a driving religious vision which was not always shared by
their children. Church membership began to decline as the spiritual fervor of an earlier
generation of Puritan immigrants (3.5.2) was displaced by the pragmatism of their
descendents. Increased immigration from Europe led to the middle Atlantic states become
religiously diverse to an extent without parallel anywhere else, raising awkward questions
about earlier Puritan visions of a “holy commonwealth.” More significantly, a series of
scandals rocked the credibility of Puritan institutions. The worst of these was the Salem
Witch Trials of 1693, instigated by the clergy of that town, which led to the execution of
nineteen people (3.4.6).
Tensions began to emerge over church membership. In the early seventeenth century
New England congregations generally had a policy of admitting to full membership only
those individuals who could provide a narrative of personal conversion. As the century
progressed, fewer and fewer individuals could testify to such an experience. Yet most
individuals wanted some connection or association with the church, not least on account
of the close ties between church membership and citizenship in most communities.
As church attendance began to decline, tensions emerged between those who wanted to
The Modern Age, c. 1650–1914 225
maintain religious purity at any cost, and those who believed that the churches
could only survive by broadening their membership base through adopting less strict
criteria.
A compromise was reached. In 1662, a “half-way” membership was accepted by some
congregations. This compromise allowed those prepared to accept formally the truth of
Christianity and the moral discipline of the church to have their children baptized. The
result of this idea of a “half-way covenant” was perhaps inevitable: by the beginning of the
eighteenth century a large proportion of church members were “nominal” or “half-way”
Protestants. Protestantism was on its way to becoming the civil religion of New England,
its primary functions being social and moral.
All this was changed through the “Great Awakening.” From about 1735 to 1745, much
of New England was engulfed in religious renewal. Contemporary records speak of mass
outdoor meetings, occasionally attracting 20 000 people, open-air sermons, deserted
taverns, and packed churches. Historians have pointed out that the connections between
these events are often difficult to establish, and that using the later term “Great Awakening”
retrospectively imposes a single narrative structure upon what may really have been a
complex set of happenings. It is, however, clear that some significant events took place,
reversing the downward trend in church attendance and the declining public profile of
religion in the region.
One of the central figures of this revival was Jonathan Edwards (1703–58), the pastor
of the Massachusetts town of Northampton, which experienced a revival during the winter
of 1734–5. As the revival spread across New England, it was given a new sense of direction
by George Whitfield (1717–70), recently arrived from England, where the “evangelical
revival” (4.1.4) was changing the religious landscape.
By 1760, it was clear that the Awakening was bringing about significant changes in
American Christianity. It was not simply that people were returning to church, or that
religion was playing an increasingly significant role in public life. The revival changed the
nature of American Christianity, bringing about a changed understanding of the relation
between the individual, congregation, and state.
The new emphasis on individuals having undergone a personal conversion led to the
emergence of “conversion narratives” as a means of proving religious commitment and
affirming personal identity. Whereas in the 1630s, a congregation would test a person’s
beliefs to determine whether they were indeed a truly converted, orthodox believer prior
to admitting them to full membership, the emphasis now fell upon the individual’s personal
experience. For this reason, some scholars argue that the Awakening led to the weakening
of the intellectual side of faith, and to an emphasis being placed instead upon its emotional
and relational aspects.
Whereas the French Revolution (4.1.8) took place against a background of growing
popular disenchantment with, and alienation from, the Christian church, the American
Revolution would take place against the backdrop of growing religious enthusiasm and
commitment. Where some would argue that the French Revolution saw Christianity as its
enemy, the American Revolution was not in any way anti-religious. Indeed, religious fervor
fueled resentment against the privileges accorded to one established church, and denied to
226 The Modern Age, c. 1650–1914
others. To understand the emergence of the modern American separation of church and
state, it is necessary to consider the origins and outcomes of the American Revolution of
1776 (4.1.7).
Before this, however, we need to consider a development in eighteenth-century Europe,
which both mirrored political and institutional changes taking place at that time, reflecting
both the weakening power of the papacy and the growing power of nation states – the
suppression of the Society of Jesus.
4.1.6. The Suppression of the Jesuits, 1759–73
The Society of Jesus – widely known as the “Jesuits” – founded by Ignatius Loyola and
others in August 1534, had become one of the most influential and powerful religious
orders of the Catholic church (3.4.4). It was especially active in missionary work in Asia
and Latin America, and was widely regarded as one of the most significant outcomes of
the Catholic Reformation of the later sixteenth century.
Its power and influence, however, created hostility and opposition. Loyola, a former
soldier, realized the importance of organization and discipline. His vision for the order
envisaged a tightly centralized organization, which stressed total obedience to the pope and
their religious superiors. As a result, they did not see themselves as being accountable to
European nation-states or colonial powers.
Figure 4.1 Jonathan Edwards (1703–58), widely considered the greatest American Puritan theolo-
gian. Eighteenth-century engraving. © Corbis
The Modern Age, c. 1650–1914 227
Tensions began to rise in the Latin American colonies of Spain and Portugal (2.5.7),
when the Jesuits intervened to protect the rights of Native Americans against the economi-
cally and socially exploitative agendas of the colonial powers. Where Spain and Portugal
proposed to treat Native Americans as little more than slave labor, the Jesuits established
local Native American city-states, known as Reducciones in Spanish, and Reduções in Por-
tuguese. Modeled on religious ideals, these city-states provided a buffer against economic
exploitation.
Some of the most important Native American societies were established in the Spanish
territory of Paraguay, under Antonio Ruiz de Montoya (1585–1652). Under a system
known as the encomienda (from the Spanish verb encomendar, “to entrust”) the Spanish
Crown allocated colonists a number of natives for whom they were to take responsibility,
ensuring they were protected. In return, the colonists were allowed to demand labor from
these natives. In effect, if not intention, this amounted to a mandate for slavery. The Jesuits
subverted this, by establishing what were in effect “safe havens” for Native Americans,
protecting them from exploitation.
Unsurprisingly, hostility towards the Jesuits on the part of the colonial powers of
Portugal and Spain began to rise in the late seventeenth and early eighteenth centuries,
reflecting concern about the social and economic impact of the Jesuits in their colonies.
This hostility took three main forms.
1. Politically, it was alleged that the Jesuits had intentions to subvert legitimate national
governments. Their allegiance to the Pope, rather than to any national agencies or
authorities, led to them being viewed with intense suspicion. In January 1759 the
Portuguese court announced that an assassination attempt on Joseph I (1714–77) had
been uncovered and foiled. Rumors soon emerged that this plot had been hatched by
the Jesuits. The Marquis of Pombal, Sebastião Carvalho (1699–1782), organized a press
campaign against the Jesuits, which was widely followed across western Europe. It
was only a matter of time before this criticism led to political action. The Jesuits
were expelled from Portugal in 1758 and the order suppressed the following year.
Spain expelled the Jesuits from the Spanish mainland and its colonies in 1766.
2. Theologically, it was argued that the Jesuits were committed to a theology which was
of questionable integrity, and which had dubious outcomes. These arguments were
especially influential in France. The movement known as “Jansenism” developed within
France, developing a theology of grace which it regarded as faithful to the ideas of
Augustine of Hippo. This movement was condemned as heretical in 1713. The Jansen-
ists then launched a major theological assault on the Jesuits, who they believed to have
engineered their condemnation. Public sympathy for the Jansenists grew. The Jansenist
magistrate Abbé Germain Louis de Chauvelin (1685–1762) played a critically impor-
tant role in persuading the parlement of Paris to examine the doctrine and the consti-
tutions of the Jesuits, which eventually led to the suppression of the order in France
and its colonies in 1764.
3. Ideologically, it was argued that the Jesuits were committed to a theocratic view of
authority, which posed a major threat to liberty and conscience. This was especially
the case in France, where Voltaire (1694–1778) and Jean le Rond d’Alembert (1717–83) –
228 The Modern Age, c. 1650–1914
both leading representatives of the Enlightenment – criticized the Jesuits for their
religious intolerance, especially in their dealings with the Jansenists.
Clement XIII, who was educated by the Jesuits, became pope in 1758, at a time at which
the papacy was facing increasing pressure from European nation-states. The suppression
of the Society of Jesus in leading Catholic nations began in that same year, possibly reflect-
ing a perception that Clement was weak, and unable to offer serious resistance to such
developments. Clement defended the Jesuits in 1765, arguing that the order had been
misrepresented. However, he found himself facing growing demands for action on his part
against the Society of Jesus. Following his death in 1769, he was succeeded by the Franciscan
Santarcangelo di Romagna, who took the papal name Clement XIV. He had little sympathy
for the Jesuits. It was now inevitable that the Society of Jesus would be dismantled. The
brief papal decree dissolving the Jesuits (without actually endorsing any of the criticisms
directed against them) was issued at Rome in July 1773.
The suppression of the Jesuits is widely regarded as reflecting a new assertiveness on the
part of Catholic nation-states, rather than as representing genuine failings on the part of
the Jesuits themselves. Politically, the anti-Jesuit campaign served to highlight the lack
of real power and influence on the part of the papacy at this time. The suppression of the
order led to a serious weakening of the Catholic missionary endeavor in the second half
of the eighteenth century, especially in Spanish and Portuguese colonies.
Yet in the end, the suppression of the Society of Jesus could not be sustained. The French
Revolution (4.1.8) and ensuing Napoleonic wars (4.2.1) created a new situation within
Europe, eroding the power of the nations that had played such a significant role in demand-
ing the society’s suppression. Judging the situation accurately, Pius VII announced the
restoration of the Society of Jesus in August, 1814. War-weary nations had little enthusiasm
for opposing this. Although it would be some time before the Jesuits were able to return
to anything remotely approaching their previous activities, this dark period in the order’s
history was now behind it.
4.1.7. The American Revolution of 1776
The historical roots of the American Revolution are complex, making it difficult to identify
any one factor as the ultimate cause of the rebellion against British rule. The burdens of
taxation, the lack of any political representation, and the desire for freedom were unques-
tionably an integral part of the accumulation of grievances that drove many colonials to
take up arms against the British Crown. The thirteen British Crown Colonies in America
became increasingly disenchanted with high levels of taxation and direct rule from London.
The high levels of taxation were a direct result of a hugely costly war in the region during
the period 1756–63, in which the British army and navy had managed to put an end to
French influence. The British government sought to recover much of the cost of the war
from the American colonies.
Yet religious issues also played their part. The “Great Awakening” (4.1.5) is seen by
many scholars as having created a strong sense of religious values that were hostile to
British Crown rule. The growing sense that all people were created equal by God, and that
The Modern Age, c. 1650–1914 229
religious faith was a social leveler, helped create a cultural context that was receptive to a
Christian republicanism, similar to that found in Calvin’s Geneva in the late sixteenth
century.
There was also a strong sense of injustice over the privileged status of the Church of
England in the American colonies. The Church of England had become established by law
in the southern states of Virginia, Maryland, the Carolinas, and Georgia, and even in four
counties of New York State. Although dissent was permitted, the situation rankled Baptists,
Congregationalists, and Presbyterians. Opposition began to grow.
In the early 1770s, Congregationalist ministers in New England regularly preached on
the theme of religious and political freedom, linking both with resisting English tyranny.
Throughout Puritan Massachusetts, pamphlets appeared offering a religious justification
for the use of armed force against an oppressor, and urging young men to join militias.
The rhetoric and theology were not entirely unlike those found earlier in the prelude to
the English Civil War.
So was the American Revolution a war of religion, like the English Civil War? Most
scholars believe it was not, and prefer to speak of it as a war of independence – a defensive
revolution against tyrannical oppression. Religious concerns were certainly involved, above
all a desire to ensure religious freedom, and eliminate the privileges of the established
church. Yet it would not be true to say that these concerns dominated the agenda of those
driving the revolution.
The patriots came from a wide variety of religious backgrounds, only some of which
were driven by the anger of New England Congregationalists against the religious privileges
of the Anglican establishment. George Washington (1732–99), commander-in-chief of the
colonial armies in the American Revolution (1775–83), and subsequently the first president
of the United States of America (1789–97), was somewhat unorthodox religiously, possibly
being best described as a Deist – someone who believed in a generic notion of divinity,
rather than the distinctively Christian conception of God.
For many, the American Revolution was a defining moment of religious purification, in
which the excesses and privileges of the established church could be eliminated. Yet there
was no question of eliminating Anglicanism, still less Anglicans. Following the revolution,
the “Protestant Episcopal Church” was reconstituted in 1789 at Philadelphia as the succes-
sor to the Church of England in the American colonies. No Protestant denomination was
designated as the “established church” in its place. The religious diversity of the newly
established United States of America was such that any decision along these lines would
have led to intense in-fighting. An alternative solution was therefore proposed.
In 1786, Thomas Jefferson’s Virginia Statute for Religious Freedom set out the principle
of the separation of church and state, and ended any legal oversight or enforcement of
religious belief. The Constitution of the United States of America, adopted on September
17, 1787, by the Constitutional Convention in Philadelphia, makes no reference to God, or
to Christianity. Where Jefferson’s “Declaration of Independence” famously invoked a
“Creator” in setting out its vision of human rights, the constitution avoided any such
references.
The First Amendment to the Constitution, adopted on December 15, 1791, ended the
formal establishment of religion. This amendment was initially aimed at limiting the power
230 The Modern Age, c. 1650–1914
of the federal government to create or maintain its own religious establishment. The First
Amendment did not, however, extend to individual states, allowing state and local govern-
ments to continue to uphold local forms of establishment, and to regulate or restrict
religious liberties. For example, some of the New England states, such as Connecticut and
Massachusetts, continued to have formal Congregationalist establishments into the nine-
teenth century.
The First Amendment is framed in terms that made its subsequent application prob-
lematic: “Congress shall make no law respecting an establishment of religion, or prohibiting
the free exercise thereof.” The new American constitution, thus amended, opened the way
to a radical reshaping of the nation’s religious landscape, sweeping away established struc-
tures, and creating new structures without parallel at that time. Some might argue that the
constitutional separation of church and state was an attempt to marginalize religion in
public life. This would, however, seem to be a mistaken perception.
For many at the time, such as the Baptist minister Isaac Backus (1724–1806), this sepa-
ration amounted to a virtual guarantee that America would be a Christian nation, whose
churches would be free from political interference and manipulation. As Backus argued,
when “church and state are separate, the effects are happy, and they do not at all interfere
with each other: but where they have been confounded together, no tongue nor pen can
fully describe the mischiefs that have ensued.” Backus saw the “wall of separation between
church and state” as ensuring freedom of religious belief and practice for all, and privilege
for none. The abolition of a religious establishment merely created a level playing field, on
which the best forms of Christianity would be free to compete with, and ultimately over-
come, its weaker and less authentic rivals.
There is no doubt that the success of the American Revolution was discussed intently
in the salons of late eighteenth-century Paris, where discontent over an out-of-touch mon-
archy was also widespread. The most fundamental perception was simple: the existing
political order could be changed, if enough people combined together to make this happen.
The public mood in France began to change. France had become involved in the American
War of Independence, which had won the government much popular acclaim but had
virtually bankrupted the nation. The government had to raise money to clear its debts. And
taxation was the only option. And it turned out to be a hugely unpopular option, which
stoked the fires of open revolt.
4.1.8. The French Revolution of 1789
Although the origins of the French Revolution lie in growing social unrest and intellectual
agitation against the French monarchy, the trigger for revolt was financial. Food shortages
and poor harvests saw the price of bread soar, causing widespread deprivation among the
peasantry and working classes. French participation in the American revolutionary war
had saddled the nation with massive debts, which urgently needed to be resolved.
The French king Louis XVI (1754–93), realizing that the situation was desperate, and
that the measures needed to resolve it would require broad support, reluctantly summoned
the Estates General in 1789 to reform the taxation system. This was the first time the body
had been summoned since 1614. The Estates General refused to endorse the king’s demands,
The Modern Age, c. 1650–1914 231
and confronted Louis with a series of demands for social and financial reform that he was
unwilling to accept. The “Third Estate” – the assembly of commoners – openly demanded
radical change, and proclaimed themselves as representatives of the people. Although some
concessions were made, they were not enough. Angered by the lack of serious reforms,
protesters took to the streets of Paris. On July 14, 1789, a mob stormed the Bastille – a
fortress used to house political prisoners. The fall of the Bastille became an icon of a revo-
lution that captured the imagination of the French public.
The initial goals of the French Revolution appear to have been to achieve some form of
social democracy, and a fairer distribution of national wealth. There was considerable
popular resentment against wealthy landowners and the church, both of which were seen
as bastions of privilege which needed to be reformed. At this stage, there appears to have
been little overt hostility towards Christianity as a set of ideas; rather, criticism was directed
against the institution of the French Catholic church, often with the support of disillu-
sioned clergy.
To begin with, there was little sign of any anti-Christian agenda on the part of the revo-
lutionary leadership. To eliminate any influence from Rome, Catholic clergy were now
required to sign the Civil Constitution, pledging obedience to the republic. While this was
a form of secularization, it can also be seen as a reassertion of the independence of the
French church from Rome, asserted by Francis I after his defeat of papal forces in Italy in
the early sixteenth century.
Clergy now became employees of the state, elected by their parish or bishopric. All
priests and bishops had to swear an oath of obedience to the new order or face dismissal,
deportation, or death. This caused considerable difficulty for pope Pius VI. After eight
months, he ruled that the new French constitution was illegal, and that clergy should not
sign it. The French church split into two factions, those who would sign (the “abjurors”)
and those who would not (the “non-jurors”).
Yet as the revolution developed, more explicitly anti-religious views began to dominate.
Voltaire and his circle argued that every positive religion – including Judaism, the various
Islamic sects, and Christian denominations – had corrupted a pure, rational concept of
God, known to every person through nature and reason. The reformation of religion might
well focus on the French Catholic church, but it extended far beyond this. A new state
religion was thus required, grounded in the worship of the Supreme Being.
A still more radical view, however, was rapidly gaining support. It claimed that the
oppression of the French people by both the court and the church could be put down to
a belief in God, including the “Supreme Being” acknowledged by Deist writers, such as
Voltaire. A genuine revolution would therefore necessitate overthrowing this fundamental
belief altogether, rather than attempting to reform it. Atheism was the Promethean
liberator, which alone could guarantee the initial success and subsequent triumph of the
revolution. Any notion of a transcendent God – whether deriving from Christianity or
the “Religion of Nature” – was to be eliminated, and replaced with a secular alternative.
Over the period 1790–5, a series of developments shifted France from a constitutional
monarchy in which the Catholic church had a continuing role to an implicitly atheist
republic in which the only gods acknowledged were the ideals of the revolution, and those
who supported them. Violence against priests and religious orders became common. A
232 The Modern Age, c. 1650–1914
series of measures were passed into law, designed to eliminate any Christian religious or
cultural footprint in French society. For example, the town of St. Tropez, named after a
Christian who was martyred during the time of the Roman emperor Nero, was renamed
“Héraclée” in 1793.
The anti-religious “Festival of Reason” was inaugurated on November 10, 1793. Churches
across France were declared to be “Temples of Reason.” The most important ceremony of
this festival took place at Notre Dame in Paris, in which the cathedral’s altar was replaced
with one dedicated to liberty, and the inscription “To Philosophy” carved over the cathe-
dral’s main doors. The culmination of the ceremony was the enthronement of a “Goddess
of Reason” on the cathedral’s altar.
Yet the “Cult of Reason” proved to be short-lived. On May 7, 1794, this was abandoned,
being replaced by the more restrained Deist “Cult of the Supreme Being.” Robespierre was
anxious that the program of dechristianization was causing growing resentment, and
fueling counter-revolutionary sentiment. God required reinstatement – at least, in some
modest form. The campaign against Christian symbolism and influence continued. But
God was allowed back into the public domain.
Within a decade, the fledgling French Republic found itself overtaken by events, as
Napoleon Bonaparte entered Paris, and seized power (4.2.1). A new constitution was pro-
claimed on December 15, 1799, declaring the end of the revolutionary era: “Citizens, the
Revolution is established upon the principles which began it: it is over.” The restoration of
Catholicism soon followed.
Yet the French Revolution had changed the face of Christian Europe. Its after-effects
would linger for many years. In the next section, we shall consider the revolutionary situ-
ation that resulted in many parts of Europe from this turning point in modern history. Yet
a revolution of a somewhat different nature was taking place in England around the same
time – the abolition of slavery.
4.1.9. England: William Wilberforce and the Abolition of Slavery
The slave trade was an integral part of the British economy in the eighteenth century.
Traders plied a triangular route between English ports, such as Bristol and Liverpool, and
west Africa, where slaves were purchased from local tribal leaders in exchange for manu-
factured goods. The ships then headed across the Atlantic Ocean on the “middle passage”
to American and Caribbean ports on islands such as Jamaica, Trinidad, and the Leeward
Islands in a journey lasting up to eight weeks. The slaves were then sold, and the ships took
on cargoes such as cotton, tobacco, and sugar, before returning to England. All of these
were produced by slave labor on plantations.
Yet the practice was arousing increasing opposition on humanitarian and religious
grounds. John Newton (1725–1807) was the captain of a slave ship who experienced a
religious conversion in 1748, which led him to realize the inhumanity of his actions as a
slave trader. He left his life as a slave-ship captain, and went on to be ordained as a minister
of the Church of England, serving in the village of Olney. In 1764, he published his
“Authentic Narrative” detailing his experiences while commanding a slave vessel, which
aroused public concern about the morality of the slave trade.
The Modern Age, c. 1650–1914 233
In 1779, Newton published, in collaboration with William Cowper (1731–1800), the
Olney Hymns. Many of these continue to be used today. Yet perhaps the most poignant of
these take the form of theological critiques of the slave trade, above all its fundamental
assumption of the racial inferiority of Africans to Europeans. This is perhaps stated most
clearly in the hymn “The Negro’s Complaint”:
Still in thought as free as ever,
What are England’s rights, I ask,
Me from my delights to sever,
Me to torture, me to task?
Fleecy locks and black complexion
Cannot forfeit nature’s claim;
Skins may differ, but affection
Dwells in white and black the same.
Amid growing public concern about the slave trade, the University of Cambridge announced
an essay competition in 1785 with the title: “Is it right to make men slaves against their
will?” The prize was won by Thomas Clarkson (1760–1846), who later described how
he had “a direct revelation from God ordering me to devote my life to abolishing the
trade.”
In 1787 Clarkson formed the Society for the Abolition of the Slave Trade, having pub-
lished a detailed account of the inhumanity of the trade the previous year. Josiah Wedg-
wood, the owner of a pottery, joined the committee, and invited one of his craftsmen to
design a seal for correspondence in support of abolition. The resulting design depicted a
kneeling African in chains, lifting his hands imploringly, asking: “Am I Not a Man and a
Brother?” It was a powerful image, which was widely adopted in London society.
Although some opposed slavery on the basis of secular considerations, such as the
natural rights of humanity, the growing criticism of the slave trade was primarily religious
in nature. Religious opposition to the trade came from two main quarters, both outside,
or on the margins of, the established Church of England: initially, the Religious Society of
Friends (better known as the Quakers), and subsequently the evangelical Anglican group
known as the “Clapham Sect,” which gathered around Henry Venn, rector of Clapham
Church in London.
Prominent among the latter was William Wilberforce (1759–1833), the Member of
Parliament for Hull, who had had a religious conversion experience in 1784. As a result of
his conversion and conversations with other members of the Clapham Sect, Wilberforce
had developed a commitment to the abolition of the slave trade on religious grounds. God,
he argued, “has made from one blood every nation of men” (Acts 17:26). How then could
people be treated as mere possessions? Or one race be deemed inferior to another? Needing
a political sponsor to promote anti-slavery legislation in parliament, Clarkson approached
Wilberforce.
It was a good choice. Wilberforce was a close friend and colleague of William Pitt, the
prime minister. Wilberforce entered the parliamentary debate on May 12, 1789, with a long,
closely reasoned speech of three-and-a-half hours, describing the impact of the trade on
Africa and the appalling conditions of the “middle passage.” Abolition, he argued, would
234 The Modern Age, c. 1650–1914
not merely end an immoral activity. It would lead to an improvement in the conditions of
slaves already in the West Indies.
He was supported by other religious leaders who were hostile to the trade, including
the former slave-trader John Newton, and the great Methodist statesman and preacher,
John Wesley. Wesley’s last letter, dated February 24, 1791, urged Wilberforce to maintain
his parliamentary campaign against the trade.
In the end, fierce opposition from commercial interests within parliament defeated
Wilberforce’s attempts to end the slave trade. Wilberforce’s advocation of principle over
profit was seen by some as politically naive; England’s economy, it was argued, depended
on the trade. The outbreak of war with France distracted parliament from the slave ques-
tion, as national concern mounted about a possible military threat from France, and the
risk of a revolution in England. Yet Wilberforce and his allies persisted, gaining allies in
parliament and securing increasing public support. In 1807, parliament passed legislation
to end the slave trade. It was a triumph for Wilberforce and his circle. Yet parliament did
not abolish slavery itself; simply the trade in slaves.
Wilberforce continued his campaign. In an 1823 Appeal for the slaves of the West Indies,
Wilberforce appealed to “the express authority of Scripture” to challenge the social basis
of slavery. Christianity, Wilberforce argued, insisted that “the lower classes, instead of being
an inferior order in the creation, are even the preferable objects of the love of the Almighty.”
Figure 4.2 William Wilberforce (1759–1833), English philanthropist who pressed for the abolition
of slavery. Engraving. Photo: IAM/akg-images
The Modern Age, c. 1650–1914 235
It was not until shortly after Wilberforce’s death in 1833 that parliament finally abolished
slavery throughout the British Empire.
Although Wilberforce’s challenge to slavery began in the eighteenth century, it only
achieved its goals in the nineteenth. In view of the remarkable significance of this later
period, we shall consider some of the major developments in western Christianity to take
place during what the historian Eric Hobsbawm called “the long nineteenth century” – that
is, the period between the French Revolution of 1789, and the outbreak of the Great War
in 1914.
4.2. An Age of Revolution: The Long Nineteenth Century in Europe
The French Revolution (4.1.8) was an important event in its own right. Yet many would
argue that its aftermath was even more important. As European monarchies began to
intervene in French affairs following the revolution, French revolutionary armies were
raised through mass mobilization. The tide quickly turned; nations which had intervened
in French affairs found themselves being invaded. The French revolutionary wars destabi-
lized much of western Europe, creating political uncertainty. French armies occupied parts
of Switzerland, Germany, and Italy, even reaching Rome in 1798 and deposing Pope Pius
VI. The pope sought exile in France, where he died in 1799.
Yet infighting within the leadership of the French Revolution in the late 1790s led to a
weakening of the movement, making its overthrow possible. A charismatic new leader
emerged within France, precipitating still further political and religious upheaval across
Europe.
4.2.1. The Napoleonic Wars and the Congress of Vienna
On November 9, 1799, Napoleon Bonaparte – then a hugely popular and charismatic
general in the French revolutionary army – seized power in France. On December 2, 1804,
Bonaparte crowned himself emperor, breaking with the republicanism of the revolution.
Yet the French revolutionary wars continued, as Napoleon sought to extend French influ-
ence southwards in the Iberian Peninsula, and eastwards into Poland and Russia. Kings,
princes, and monarchs were deposed, and replaced with institutions based on due process
of law, as set out in the Napoleonic Code. The metric system – kilograms and kilometers –
replaced traditional units of weight and length. Only Great Britain seemed immune to
Napoleon, in that its navy prevented any attempted invasion, while at the same time
keeping its imperial trade routes operational, preventing economic meltdown.
Napoleon succeeded in establishing, however briefly, a more or less unified rule over
much of western Europe, sweeping away the remaining medieval and feudal laws and
replacing them with a unified consistent code of national law. France’s status as a nation-
state was a key factor in its ability to dominate feudal neighbors in Italy and Germany, who
lacked the centralized structures needed to respond effectively to the French military
challenge.
236 The Modern Age, c. 1650–1914
Nevertheless, France had overextended itself in the wars of the 1790s and 1810s, and
simply could not sustain its new empire. Napoleon was forced to withdraw from Moscow
in 1812, and was defeated at the battle of Waterloo in 1815. He abdicated as emperor, and
was exiled to the island of St. Helena. The Congress of Vienna (1814–15) met to redraw
the national boundaries of Europe. The primary object of the congress was to prevent any
nation achieving such power that it could achieve total dominance. This objective involved
the redefining of national boundaries, and the identification of “spheres of influence”
of the leading European powers. However, this new Europe would differ significantly from
the old, with major implications for the future of Christianity.
The most obvious change was the weakening of the power and influence of autocratic
rulers. Where monarchs were restored, they found that they could no longer expect passive
acquiescence from their subjects. The period of Napoleonic rule had created a culture based
on merit and achievement. The forms of absolutism and feudalism that existed before the
French Revolution were much more difficult to sustain after the end of the Napoleonic
wars. Populations were more likely to resist monarchs than before.
The Napoleonic wars exhausted France, which ceased to be the dominant power in
western Europe after its defeat. Spain and Portugal were both weakened, and found it
Figure 4.3 Napoleon Bonaparte, emperor of France, 1769–1821, by François Gerard (1770–1837),
detail. The Art Archive/Musée du Château de Versailles (MV5321)/Gianni Dagli Orti
The Modern Age, c. 1650–1914 237
increasingly difficult to maintain control over their South American colonies, many of
which went on to develop credible independence movements inspired by the Venezuelan
military and political leader Simón Bolívar (1783–1830). By the end of the war, Great
Britain was firmly established as the dominant power in Europe, its naval power
being supplemented by the economic potential of its growing empire and the industrial
revolution.
In 1814, Louis XVIII returned to claim the throne of France, and reestablished Catholi-
cism as the nation’s religion. The situation of Catholicism within France was never easy,
and real tensions between church and state continued unabated throughout most of the
nineteenth century. Nevertheless, the church was able to regain at least some of its lost
influence, prestige, and clergy. The period 1815–48 witnessed a series of popular revivals
(usually referred to as “le Réveil”) in French-speaking Europe.
Yet the impact of the French Revolution and its aftermath extended far beyond Catho-
licism in France. Although missions had established a significant Catholic presence in
regions such as South America, Japan, and India, Catholicism remained a largely European
religion at this stage, bounded by the new nation of Belgium in the northwest, Spain in
the southwest, Austria in the northeast, and Italy in the southeast. Most of the one hundred
million European Catholics were to be found in the Habsburg Empire, Italy, and France
– all of which had been profoundly affected by the revolutionary and Napoleonic wars.
Pius VII, pope from 1800 to 1823, was faced with a crisis. The status of the Catholic church
in the “New Europe” needed to be clarified as a matter of urgency.
The Congregation for Extraordinary Ecclesiastical Affairs was established in 1814, with
the objective of rebuilding Catholicism throughout Europe. The papal Secretary of State,
Cardinal Ercole Consalvi (1757–1824), was given the responsibility of negotiating concor-
dats with a series of states during the Congress of Vienna (1815). Consalvi had already
negotiated a concordat with Napoleon in 1801, which restored some of the rights of
Catholicism within France. Consalvi persuaded the Congress of Vienna to restore the papal
states – territories in northern Italy under papal control, which had been annexed by French
revolutionary armies in the 1790s.
After the trauma of the French Revolution, Catholicism began to regain at least some-
thing of the confidence it had known in earlier periods. The rise of Romanticism had a
powerful effect on the reawakening of interest in Catholicism, particularly in Germany and
France. François-René de Chateaubriand’s Genius of Christianity (1802) did much to
develop this new interest in the Christian faith, which can be seen reflected in many aspects
of nineteenth-century culture. Other writers who drew on Romanticism in their defense
of Catholicism included Alessandro Manzoni (1785–1873) in Italy and Friedrich von
Stolberg (1750–1819) in Germany. Rationalism was seen by some as having led to the
catastrophes of the past, such as the violence and excesses of the French Revolution. There
was a new sympathy for the view that Christianity was a major source of artistic inspiration
and cultural excellence.
Yet the impact of the Napoleonic wars would be felt in other Christian churches. A good
example of the new pressures facing Christianity can be seen in the forced merger of
Lutheran and Reformed churches in Prussia in the aftermath of the Council of Vienna.
Napoleon’s defeat of Prussia at the battles of Jena and Auerstedt in October 1806 brought
238 The Modern Age, c. 1650–1914
home the need for institutional reform. Prussia’s feudal system of government and military
leadership had proved incapable of responding to the challenge of Napoleon. King William
III of Prussia set out a series of reforms, designed to streamline and modernize his govern-
ment. This had significant implications for Prussian Protestantism.
Since the seventeenth century, Prussia had been predominantly Protestant, with two
major denominations – Lutheran and Reformed (3.5.1). In 1808, William III proposed a
union of the two denominations within his realm. This proposal was implemented after
the final defeat of Napoleon, when the Prussian Ministry of Religious, Educational, and
Medical Affairs was established to administer the religious affairs of the region. Although
individual Lutheran and Reformed congregations were free to retain their original identity,
many joined the new union, which came to be known as the Evangelical Church in Prussia.
William III increasingly imposed religious centralization on the Prussian churches, lead-
ing many Lutherans to believe that their concerns were being marginalized. In the late
1830s, many Prussian Lutherans emigrated to North America and Australia, where they
could retain their original liturgical practices without state interference. The origins of the
Missouri Synod lie in this development.
As we shall see, the nineteenth century would be a tempestuous time for Christianity
in Europe. Yet it is important to note how developments in eastern Europe around this
same time led to the consolidation of Christianity, rather than its marginalization. This is
especially clear in the events which took place in southeastern Europe, as the Ottoman grip
on power in the region began to wane.
4.2.2. Orthodox Resurgence: The Greek War of Independence
The Ottoman Empire continued to be a significant force in southeastern Europe in the
eighteenth century. The conclusive defeat of Ottoman armies by the Habsburgs in the 1690s
had put an end to any possibility of Turkish expansion in Europe. Yet the resulting peace
treaty left many parts of southeastern Europe under Ottoman control. The growing influ-
ence of Russia – an Orthodox nation – in the region was consolidated by its defeat of
Ottoman armies in the Russo-Turkish War of 1768–74. Russia’s victory over the Ottoman
forces increased its territory, and gave it influence over Christian nations within the
Ottoman Empire – including Serbia and Greece, both of which were traditionally Orthodox
nations.
Resentment against the Ottoman Empire within both regions was rising, partly due to
perceived religious discrimination against non-Muslims, who were required to pay a poll
tax (jizyah). A Serbian revolt against Ottoman rule in 1788 was supported by the Austrians.
However, the Austrian withdrawal from Serbia in 1791 led to the Ottomans returning, and
resuming control of the region. Following a massacre of Serbian nobles in 1804, a popular
uprising took place, encouraged by the Russian Empire. France supported the Ottoman
Empire, fearing the growing power of Russia, as did Austria, which believed that the libera-
tion movement of the oppressed Slavic peoples would quickly spread to Austrian territory.
Yet the popular uprising gained momentum. In 1806, Belgrade was besieged. Following its
capitulation to the revolutionaries, it was proclaimed the capital city of an independent
Serbia.
The Modern Age, c. 1650–1914 239
Hopes of Greek nationalists now began to soar. Secret nationalist societies were formed
in Greece, with the objective of securing liberation from Ottoman rule. Western European
intellectuals promoted the idea of Greek independence. Many – such as the British poet
Lord Byron (1788–1824) – were influenced by “philohellenism,” a movement which saw
the resurgence of Greece as a modern nation-state as linked with the recovery of its classic
cultural status. The insurgency began in March 1821, although rivalry between its leaders
limited its efficacy. Lord Byron traveled to Greece to join the rebellion, offering financial
support to the fledgling Greek navy. In the end, the revolt failed. Ottoman reinforcements
from Egypt were able to suppress the insurrection in southern Greece. By July 1827, the
revolt had stalled.
However, the revolt was now of interest to the Great Powers. Russia, Great Britain, and
France all sent naval task forces to the region. After what appears to have been a misun-
derstanding, most of the Ottoman navy was sunk at Navarino in October 1827. Now
deprived of any means of transporting reinforcements or munitions, the Ottoman army
began to lose ground. In the end, they withdrew from Central Greece. A series of confer-
ences brokered by Russia, Great Britain, and France created the new state of Greece during
the 1830s.
As noted earlier, the Ottoman period gave rise to religious tensions throughout the
Balkans. The religion of the Ottoman Empire was Sunni Islam; that of the occupied regions
of Europe was generally Orthodox Christianity. It was inevitable that any wars of independ-
ence would have religious components. The Greek War of Independence signaled the
return of Orthodoxy as the official religion of the nation. Nationalist movements developed
close links with the church, which was seen by many as having preserved the Greek lan-
guage and culture during the long period of Turkish occupation. Whereas the French
Revolution of 1789 identified Catholicism as an enemy, the Greek revolution of 1821 saw
Orthodoxy as an ally.
4.2.3. Atheism and an Ideology of Revolution: Feuerbach and Marx
Perhaps one of the most revolutionary developments of the first half of the nineteenth
century was not the formation of new political units or the shaping of social attitudes
towards religion in Europe, but the emergence of a critique of religion that undermined
its credibility. The European churches gained their social influence partly because they were
seen as the bearers of a divinely given and divinely authorized message. But what if this
message were simply an invention, shaped either by human needs or by its social context?
In early nineteenth-century Germany, a school of thought emerged which argued that
religion was not a response to divine revelation, but was in essence a matter of psychology
or sociology.
The political and social background to this development needs explanation. The war
between revolutionary France and the absolutist German princes and monarchs of 1792
raised new hopes of radical social reform within Germany. Liberal politicians such as Karl
Theodor Welcker (1790–1869) pressed home popular demands for press freedom and
other democratic rights. In 1817, some five hundred students celebrated the three-
hundredth anniversary of the Reformation by marching to the Wartburg to demand
240 The Modern Age, c. 1650–1914
constitutional changes and a united fatherland. Demands for political reform, often driven
by a strongly nationalist agenda, became widespread.
In an uprising of June 1844, weavers in Silesia demanded that their “starvation wages”
should be increased. They were bluntly told “to eat grass,” and their revolt was put down
harshly by the Prussian army. In 1847, widespread crop failures led to severe food shortages.
Unemployment rose, and hunger riots by desperate workers demanding food were sup-
pressed by the army. There were renewed demands for constitutional government, a bill of
rights, and national unification. By April 1849, however, it was clear that any hope of a
revolution had faded.
The Protestant churches of Germany were widely – though not entirely fairly – seen as
reactionary social forces, preventing radical social change. Failure to neutralize their social
and political power led to the development of an alternative strategy – the subversion of
the ideas on which they were based.
Ludwig Feuerbach (1804–72), in his influential Essence of Christianity (1841), declared
that God was an invention – something that human beings created as a means of expressing
or satisfying their deepest desires and cravings. Far from being a transcendent reality, God
was merely the “projection” or “objectification” of human feelings and emotions. Feuer-
bach’s radical “critique of religion,” based loosely on G. W. F. Hegel’s philosophy of religion,
argued that Christianity was merely a human psychological construction. “What religion
once understood to be objective is now recognized to be subjective. What formerly was
taken to be God, and worshipped as such, is now recognized to be something human.”
People created God after their own longings.
Feuerbach’s approaches were attractive to many reforming intellectuals, partly because
they were seen as a means of undermining the authority of the churches, and thus neutral-
izing the threat they posed to radical social change. Yet Feuerbach himself seemed reluctant
to become involved in political action. In the end, the political aspects of his ideas would
be developed in a far more radical manner by the political philosopher Karl Marx (1818–
83). For Marx, ideas arise from – and reflect – a social and economic foundation. Ideas –
including religious ideas – are thus ultimately an expression of their socioeconomic
environment.
Marx agreed with Feuerbach’s analysis of the origins of the religious notion of God, yet
argued he had failed to show how the human desire to invent God is the result of the social
situation of humanity. Religion, Marx argued, arose on account of the sorrow and injustice
which resulted from political and economic alienation – for example, as a result of the
“division of labor,” which alienated workers from their products.
The roots of religion, according to Marx, lie in forces and influences within the material
world. Religion has no real independent existence, but is merely an epiphenomenon, a
symptom of something more real and substantial that lies underneath it – namely, the
material world. “The religious world is but the reflex of the real world.” Thus Marx argues
that “religion is just the imaginary sun which seems to man to revolve around him, until
he realizes that he himself is the centre of his own revolution.” In other words, God is
simply a projection of human concerns. Human beings “look for a superhuman being in
the fantasy reality of heaven, and find nothing their but their own reflection.”
The Modern Age, c. 1650–1914 241
Since religion is the product of social and economic alienation, Marx argued that radical
social change would abolish the ultimate cause of religion, and hence bring about its irre-
versible decline. Those wishing to eliminate religion should thus focus their attention on
securing revolutionary political action, which would permanently eliminate the factors that
led to religious belief in the first place. “The struggle against religion is therefore indirectly
a struggle against the world of which religion is the spiritual fragrance.”
Feuerbach, Marx argued, failed to take this social dimension of the individual seriously,
tending to see individuals as being detached from social structures. If social conditions
determine the world of ideas, it follows that changing those conditions will have a critical
effect upon the resulting ideologies. It is this insight which underlies Marx’s often quoted
comment on Feuerbach: “the philosophers have only interpreted the world, in various ways;
the point, however, is to change it.”
Religion thus eases the pain of the real world by creating a dream world – a “fantasy of
a supernatural world where all sorrows cease.” Feuerbach had already argued that religion
was a consoling illusion; Marx now argues that the abolition of a social condition which
condemns people to live by illusions will remove the causes of religious belief in the first
place. This underlies what is probably Marx’s most famous phrase about the nature of
Figure 4.4 Karl Marx (1818–83), German founder of international communism, photograph. The
Art Archive/Karl Marx Museum Trier/Gianni Dagli Orti
242 The Modern Age, c. 1650–1914
religion, which is found in his Contribution to the Critique of Hegel’s Philosophy of Law
(1843–4): “Religion is the sigh of the oppressed creature, the heart of a heartless
world, . . . the opium of the people.”
Marx’s notion of religion as the “opium of the people” resonated throughout the politi-
cally alienated intellectuals of Europe, and would play a major role in shaping the Russian
Revolution under Lenin during the early twentieth century. Yet further challenges to the
intellectual foundations of Christianity were emerging around this time, including new
theories about the origins of humanity which seemed to call into question the reliability
of both biblical texts and Christian theology. We must now turn to consider the important
Darwinian debates of the later nineteenth century.
4.2.4. Human Origins: Darwin’s Origin of Species (1859)
The publication of Charles Darwin’s Origin of Species is rightly regarded as a landmark for
both the natural sciences and Christian belief in Victorian Britain and beyond. On Decem-
ber 27, 1831, the sailing ship Beagle set out from the southern English port of Plymouth
on a voyage that lasted almost five years. The ship’s naturalist was Charles Darwin (1809–
82). During the voyage, Darwin noted some aspects of the plant and animal life of South
America which seemed to him to require explanation, yet which were not satisfactorily
accounted for by existing theories.
One popular account of the origin of species, known to Darwin, found wide support
within the religious establishment of the early nineteenth century. William Paley (1743–
1805), archdeacon of Carlisle, argued that God had created everything more or less as we
now see it, in all its intricacy. Paley accepted the viewpoint of his age – namely, that God
had constructed (Paley prefers the word “contrived”) the world in its finished form, as we
now know it. The idea of any kind of development seemed impossible to him.
Paley argued that the present organization of the world, both physical and biological,
could be seen as a compelling witness to the wisdom of a creator god. Paley’s Natural
Theology (1802) had a profound influence on popular English religious thought in the first
half of the nineteenth century, and is known to have been read by Darwin. Paley was deeply
impressed by Newton’s discovery of the regularity of nature, which allowed the universe
to be thought of as a complex mechanism, operating according to regular and understand-
able principles. Nature consists of a series of biological structures which are to be thought
of as being “contrived” – that is, constructed with a clear purpose in mind. Paley used his
famous analogy of the watch on a heath to emphasize that contrivance necessarily presup-
posed a designer and constructor. “Every indication of contrivance, every manifestation of
design, which existed in the watch, exists in the works of nature.”
Darwin’s reflections on his voyage on the Beagle led him to propose an alternative
theory. Darwin’s approach, as set out in the Origin of Species (1859) and the Descent of Man
(1871), held that all species – including humanity – resulted from a long and complex
process of biological evolution. The religious implications of this will be clear. Traditional
Christian thought regarded humanity as being set apart from the rest of nature, created as
the height of God’s creation, and alone endowed with the “image of God.” Darwin’s theory
suggested that human nature emerged gradually, over a long period of time, and that no
The Modern Age, c. 1650–1914 243
fundamental biological distinction could be drawn between human beings and animals in
terms of their origins and development.
Traditional Christian theology regarded humanity as the height of God’s creation, dis-
tinguished from the remainder of the created order by being created in the image of God.
On this traditional reading of things, humanity is to be located within the created order
as a whole, yet stands above it on account of its unique relationship to God, articulated in
the notion of the imago Dei. Yet Darwin’s Origin of Species posed an implicit, and The
Descent of Man an explicit, challenge to this view. Humanity had emerged, over a vast
period of time, from within the natural order.
If there was one aspect of his own theory of evolution which left Charles Darwin feeling
unsettled, it was its implications for the status and identity of the human race. Darwin
rejected any idea that evolution demonstrated an “innate and inevitable tendency towards
perfection.” The inevitable conclusion must therefore be that human beings cannot in any
sense be said to be either the “goal” or the “apex” of evolution. It was not an easy conclu-
sion for Darwin, or for his age, to accept.
The traditional Christian understandings of the notion of “creation” prevalent within
popular religious culture – seen, for example, in Paley’s Natural Theology – attributed the
creation of the world, including humanity, to direct, special divine action. Darwin, however,
found this notion of special creation problematic on several grounds. What of vestigial or
rudimentary organs? And what of the uneven geographical distribution of species? Darwin
argued that the origin of species is to be attributed to an extended natural process of vari-
ation and selection, in which no divine intervention is required or presupposed.
So did this mean that Darwin regarded God as redundant? Or non-existent? Darwin
himself did not say so, and his religious interpreters of the later nineteenth century certainly
did not think so. Indeed, some theologians took the view that Darwin had actually rescued
Paley’s approach, by placing it on a firmer intellectual foundation through rectifying a
faulty and ultimately fatal premise.
Charles Kingsley (1819–75), canon of Westminster Abbey, was certainly one to take this
viewpoint. In his 1871 lecture “On the Natural Theology of the Future,” Kingsley singled
out Darwin’s work on orchids as “a most valuable addition to natural theology.” Insisting
that the word “creation” implies process as much as event, Kingsley went on to argue that
Darwin’s theory clarified the mechanism of creation. “We knew of old that God was so
wise that he could make all things; but, behold, he is so much wiser than even that, that
he can make all things make themselves.” Where Paley thought in terms of a static creation,
Kingsley argued that Darwin now made it possible to see creation as a dynamic process,
directed by divine providence. This, Kingsley declared, was a much more noble and satisfy-
ing understanding of the process by which God brought all things into being – whether
directly, or indirectly.
Yet while Darwin’s theory of evolution did not lead to the elimination of God, it high-
lighted a particular difficulty for Christian theology: how could the goodness of God be
maintained, in the light of the wastefulness of the evolutionary process? Surely there was
a more efficient, more humane way of achieving these goals? Darwin himself felt the force
of this point. Paley’s argument emphasized the wisdom of God in creation. But what,
Darwin wondered, of God’s goodness? How could the brutality, pain, and sheer waste of
244 The Modern Age, c. 1650–1914
nature be reconciled with the idea of a benevolent God? In his “Sketch of 1842,” Darwin
found himself pondering how such things as “creeping parasites” and other creatures that
lay their eggs in the bowels or flesh of other animals can be justified within Paley’s scheme.
How could God’s goodness be reconciled with such less pleasant aspects of the created
order?
There are indeed several important passages in Darwin’s writings that can be interpreted
to mean that Darwin ceased to believe in an orthodox Christian conception of God on
account of his views on evolution. The problem is that there are other passages which vari-
ously point to Darwin maintaining a religious belief, or to his losing his faith for reasons
quite other than evolutionary concerns. However, a note of caution must be injected: on
the basis of the published evidence at our disposal, it is clear that Darwin himself was far
from consistent in the matter of his religious views. It would therefore be extremely unwise
to draw any confident conclusions on these issues.
There can be no doubt that Darwin abandoned what we might call “conventional Chris-
tian beliefs” at some point in the 1840s, although the dating of this must remain elusive.
Yet there is a substantial theoretical gap between “abandoning orthodox Christian faith”
and “becoming an atheist.” Christianity involves a highly specific conception of God; it
is perfectly possible to believe in a god other than that of Christianity, or to believe in
God and reject certain other aspects of the Christian faith. Indeed, the “Victorian crisis of
faith” – within which Darwin was both spectator and participant – can be understood as
Figure 4.5 Engraving of Charles Robert Darwin (1809–82), British naturalist, in his old age. Science
Photo Library
The Modern Age, c. 1650–1914 245
a shift away from the specifics of Christianity towards a more generic concept of God,
largely determined by the ethical values of the day.
This “Victorian crisis of faith” is of such interest that it deserves more detailed discussion
in its own right.
4.2.5. The Victorian Crisis of Faith
It is generally accepted that religious belief in England and many European nations went
through a period of decline and uncertainty during the long nineteenth century, particu-
larly towards the end of this period. In this section, we shall consider developments within
England. Although these can be paralleled from the narrative of other European societies
at this time, England’s status as an economic, military, and cultural power gave these devel-
opments particular significance.
At the beginning of the nineteenth century, there was little sign of any emerging crisis
of faith. William Paley’s Natural Theology (1802), which we noted in the previous section,
affirmed the widespread view of the fundamental harmony of the natural sciences and
Christian faith. This view was reaffirmed in the opening years of Queen Victoria’s reign
through the publication of the celebrated “Bridgewater Treatises” (1833–6), which empha-
sized how the beauty and regularity of the natural world confirmed the existence and
wisdom of a creator God.
There was little public appetite for radical change, religious or political. Although the
extremism of the French Revolution (4.1.8) was warmly welcomed by some young radicals
of the 1790s and early 1800s, such enthusiasm soon dissolved. The poet William Words-
worth (1770–1850) illustrates both an initial enthusiasm at the abolition of a corrupt order,
along with a growing unease about the violence and bloodshed it created. Atheism gained
few supporters in England on account of the revolution; most English people seem to have
seen anti-religious views as socially destabilizing and irresponsible.
Yet deeper forces were at work in English culture, creating a context within which
a new and more distant attitude to faith would emerge. One was the Industrial Revolution,
which developed sooner and more rapidly in England than in many other nations.
While rural churches were often deeply embedded in the life of rural communities, the
migration of rural populations to cities led to a disconnection between the working
class and the church. Urban churches often failed to connect with burgeoning communities
of industrial workers. This development is better understood as a growing alienation
between sections of the English population and the institutional churches, rather than
a growing distrust of Christian ideas and values. Nevertheless, these two are clearly
connected.
A second development was the rise of biblical criticism, which became increasingly
important in the second half of the nineteenth century. The edited collection Essays and
Reviews (1860) caused a scandal on account of its critical attitude towards the Bible on
the part of its seven liberal Anglican authors. The most controversial of the essays was
Benjamin Jowett’s “On the Interpretation of Scripture,” which argued that the Bible ought
to be read “like any other book.” The impact of this collection of essays was perhaps greater
than it might otherwise have been, as it was published a year after Darwin’s Origin of
246 The Modern Age, c. 1650–1914
Species had opened up a debate about the reliability of the Bible’s account of human
origins.
Yet perhaps the most celebrated exponent of biblical criticism was John William Colenso
(1814–83), a colonial bishop of the Church of England. Colenso was one of an increasing
number of writers to raise doubts about the factual reliability of the Old Testament. Espe-
cially in his The Pentateuch and the Book of Joshua Critically Examined (1862), Colenso
questioned the accuracy of the narratives of the historical books of the Old Testament. He
disputed whether Moses had written the Pentateuch (the first five works of the Old Testa-
ment), and argued that its spiritual value did not imply its historical accuracy. “Though
imparting to us, as I fully believe it does, revelations of the Divine Will and Character, it
cannot be regarded as historically true.” These views from the pen of a colonial bishop
caused a scandal in Victorian England, in that they were seen to challenge the basic idea
that the Bible could be trusted.
A third area of tension concerned the growing popular influence of science, which was
increasingly coming to be seen as a cultural authority which was independent and critical
of religion. The Darwinian debates (4.2.4) added significantly to these discussions. For
many later Victorians, science was about the future, and religion was about the past. This
perception was intensified by the publication of works arguing for the permanent “warfare”
of science and faith, such as John William Draper’s History of the Conflict between Religion
and Science (1874) and Andrew Dickson White’s History of the Warfare of Science with
Theology in Christendom (1896).
Victorian Christianity responded to these developments in a number of manners. The
“Oxford Movement,” which emerged during the 1830s, was critical of German New Testa-
ment scholarship, and developed a program for the renewal of the “high church” movement
within the Church of England. Some advocated disengagement from these cultural trends,
anticipating some of the themes that were later associated with American Protestant
Fundamentalism during the 1920s. Yet the dominant response was to attempt to reach a
religious accommodation with these cultural developments. The willingness of the Victo-
rian churches to come to terms with biological and geological science, social science,
archaeology, comparative religion, and biblical scholarship can be seen partly as a prag-
matic response to the changing cultural situation. To resist these changes, many senior
churchmen believed, would only lead to the increasing cultural marginalization and isola-
tion of organized religion within English society.
4.2.6. The Risorgimento: Italian Reunification and the Pope
The French Revolution (4.1.8) and the Napoleonic wars (4.2.1) caused severe difficulties
for the papacy. Pius VI was evicted from Rome by revolutionary armies, and spent the last
six months of his life exiled in France. The Papal States – a substantial area of territory,
including most of the modern Italian regions of Lazio, Marche, Romagna, and Umbria –
were invaded, and turned into French provinces. The Congress of Vienna more or less
returned Italy to the situation it had known before the wars. The Papal States were restored,
as was the pre-Napoleonic patchwork of regional governments, often ruled by external
The Modern Age, c. 1650–1914 247
powers. For example, the city of Venice and the region around it (known as “the Veneto”)
were ruled by Austria from 1797 to 1866.
One of the outcomes of the Napoleonic wars was an upsurge in nationalism throughout
many parts of Europe. Spain adopted a new liberal constitution in 1812, and was followed
by Portugal in 1822. These developments were seen as moving away from the older system
of absolute monarchical rule towards a more democratic approach to government.
Many in Italy believed that the nation could be liberated from Austrian rule and reunited,
with a new liberal constitution. A revolt in Piedmont in 1821 failed to achieve these
objectives.
The Catholic church became involved in this movement when demands for autonomy
emerged at Viterbo in 1836, in various parts of the Papal States in 1840, at Ravenna in
1843, and at Rimini in 1845. Papal resistance to such demands led to popular reaction
against the Catholic church. In the Papal States, the papal flag was replaced with the
tricolore – the green, white, and red flag used by insurgents in the Piedmont revolt of 1821.
Gregory XVI, pope from 1831 to 1846, was alarmed at this display of nationalist fervor,
and asked for Austrian help in suppressing the revolt. It was the first of many moves which
pitted the papacy against the rising tide of nationalism.
Gregory’s successor, Pius IX, was initially seen and welcomed by many as a reformer.
He was elected pope in 1846 by a group of cardinals who were sympathetic to the demands
for political liberalization that were becoming widespread throughout Europe, including
Italy. Pius’s early years as pope suggested he was indeed liberal in his outlook. He established
a new constitution for Rome, and released political prisoners within the Papal States. Pro-
gressive forces throughout Europe believed that he would help bring about a new political
order, especially within Italy. Among those who believed he was an ally for reform and
national reconstruction at that time were Giuseppe Garibaldi (1807–82) and Giuseppe
Mazzini (1805–72), leading figures in the movement now known as the “Risorgimento”
(Italian: “resurgence” or “renewal”).
Yet Pius IX became alienated from the reformers, for reasons that are not fully under-
stood. Neither Garibaldi nor Mazzini were “revolutionaries”; their objective was the politi-
cal reunification of Italy, and the elimination of foreign influence. Karl Marx dismissed
their political goals as just another “middle-class republic.” Yet Pius IX clearly regarded
these nationalist objectives as a threat, both to the political existence of the Papal States
and to the wider issue of papal authority in the region.
The turning point was the declaration of the Roman Republic in February 1849. As
unrest spread in Rome in November 1848, Pius IX fled to the papal stronghold of Gaeta,
fearing for his safety. In his absence, popular assemblies met and declared a new republic.
Pius IX threatened excommunication for those involved in such political activities. However,
the political developments in Rome unleashed a wave of hostility towards the church.
Republican leaders appropriated land owned by the church, and distributed it to the poor.
Pius IX appealed for foreign intervention to restore the situation. On July 3, French armies
entered Rome, and restored the pope. They would remain there until July 1870. Pius IX
had won this battle. But he had lost much popular support.
The Risorgimento continued, eventually leading to the formation of a single Italian
kingdom in 1861. Although Garibaldi and his circle wanted to form an Italian republic,
248 The Modern Age, c. 1650–1914
they were too heavily dependent on support from Victor Emmanuel II (1820–78), king of
Sardinia, whose military resources were instrumental to the success of the campaign for
unification. Victor Emmanuel’s defeat of papal forces in 1860 led to his excommunication
by the pope.
The pope’s situation was made much more difficult through the outbreak of the Franco-
Prussian War (July 19, 1870–May 10, 1871). France was now obliged to defend itself against
the threat of German invasion, and consequently withdrew its troops from Rome. On
September 20, 1870, the armies of Victor Emmanuel II captured Rome and annexed it. By
the time of his death in 1878, Victor Emmanuel had taken up residence in a former papal
palace in Rome, which was proclaimed the capital city of the new kingdom of Italy. He
refused Pius IX’s subsequent offer to annul his excommunication. The new kingdom of
Italy guaranteed religious freedom to all, but gave no special privileges to the Catholic
church.
The political events of this period consolidated the perception within Italy that the
papacy was hostile to any forms of political liberalism or nationalism, and opposed to
democratic ideals. Although the new Italian government took no action against the pope,
and permitted him to receive ambassadors, Pius IX was in effect confined to the territory
of the Vatican for the remainder of his life. Papal properties elsewhere in Rome – such as
the Quirinal Palace, which became the residence of the Italian king – were confiscated.
Pius IX’s sense of isolation in the midst of a nationalist and liberal context did much to
convince him of the need for the Catholic church to redefine its position and reassert its
authority in the face of what was seen as an increasingly hostile culture. The most impor-
tant papal response to this new situation was the convening of the First Vatican Council
of 1869, to which we now turn.
4.2.7. The First Vatican Council: Papal Infallibility
The reemergence of the pope as a major figure within Catholicism during the nineteenth
century can be attributed, at least in part, to the aftermath of the Napoleonic wars. In the
decades prior to the French Revolution, the pope seems to have been largely ignored by
the Catholic faithful, who regarded him as isolated and distant. However, Napoleon’s dis-
missive treatment of the pope caused him to regain his prestige in the eyes of both the
faithful and some European governments. Even in France, the heartland of movements
which advocated nationally governed churches, there was a new respect for the pope,
however grudging.
The scene was set for the reemergence of the papacy as a leading institution within
Catholicism and beyond. The movement which advocated increased papal authority was
known as “ultramontanism” – a word deriving from a Latin root meaning “beyond the
mountains” (i.e., the Alps). The issue at stake was the extent to which the pope had author-
ity “beyond the Alps” – that is to say, beyond Italy into Europe itself. Paradoxically, such
agitation for increased papal authority in northern Europe came at a time when the pope’s
position in Italy was severely weakened by the Risorgimento (4.2.6).
The rise of revolutionary movements in France, Italy, and Germany during the late 1840s
led to increased concern over the political stability of Catholic countries, and particularly
The Modern Age, c. 1650–1914 249
the position of the pope himself. Faced with the prospect of steadily decreasing political
power, culminating in his unhappy eviction from many of his former possessions as a result
of the Risorgimento, Pius IX concentrated on establishing his spiritual authority within
the church.
The most significant aspect of this program is widely agreed to be the opening of the
First Vatican Council in 1869. The council was called to strengthen the church against
nationalists, liberals, and materialists, who had challenged some leading themes of the
Catholic faith, and deprived the church of control of schools and property in various
parts of Europe, including Italy. Despite the political uncertainty in Italy at this time,
nearly 750 of about 1000 eligible bishops and heads of religious orders traveled to Rome
to attend the council. The council issued two major documents: Dei Filius (“The Son of
God”), which reasserted the harmony between reason and faith, and the supremacy
of the latter; and Pastor Aeternus (“Eternal Pastor”), which set out the doctrine of papal
infallibility.
Political events caused the council some difficulties. The council was convened on June
29, 1868, and assembled in the Vatican at Rome on December 8, 1869. At this stage, French
troops were still present in Rome, to protect the pope from insurrection and personal
attack. When the Franco-Prussian War broke out in July 1869, these troops were recalled
to France, leaving Rome and the pope defenseless against nationalist armies. At this stage,
the bishops had returned home for the summer, with the intention of returning later
in the year to complete the council’s discussions. However, the sudden deterioration of the
security situation within Rome threw those plans into chaos. On October 20, 1870, one
month after the fall of Rome to Victor Emmanuel, Pope Pius IX suspended the council
indefinitely. It had only finished part of its agenda. The remainder would never be
completed.
Nevertheless, two major pieces of legislation were passed. Dei Filius reaffirmed
fundamental Catholic doctrines in the light of the challenges of the age. Given the rise of
rationalism, which rejected the notion of divine revelation partly through a belief in the
supreme authority of reason, the council reaffirmed the rationality of faith on the one
hand, and the inability of reason to penetrate to deeper spiritual realities on the other.
“Even though faith is above reason, there can never be any real disagreement between faith
and reason, since it is the same God who reveals the mysteries and infuses faith, and who
has endowed the human mind with the light of reason.”
Yet most historians regard the most important decision taken at the council to have
been its formulation of the dogma of papal infallibility. This development can be seen as
marking a decisive confrontation between liberal Catholics on the one hand, and ultra-
montanists on the other. In an age of unrest and instability, there was a need for continuity
and clarity. The issue which brought this controversy into sharp focus was the location of
supreme authority within the church. Was supreme authority invested in the great councils
of the church, or in the papacy itself?
In the end, the outcome was a decisive victory for the ultramontanists. This was given
formal expression in the famous dogma of papal infallibility, promulgated on July 13, 1870.
Pastor Aeternus affirmed that the pope has “full and supreme power of jurisdiction over
the whole Church,” implying that this included both Orthodox and Protestant churches
250 The Modern Age, c. 1650–1914
which regarded themselves as lying beyond the pope’s authority. It then went on to declare
that when the pope “speaks ex cathedra, that is, when, in the exercise of his office as shep-
herd and teacher of all Christians, in virtue of his supreme apostolic authority, he defines
a doctrine concerning faith or morals to be held by the whole Church,” he possesses that
“infallibility which the divine Redeemer willed his Church to enjoy in defining doctrine
concerning faith or morals.”
This notion of papal infallibility had much support – but not total support – within the
Catholic church. The topic had not initially been proposed for discussion at the council;
it emerged during debate in 1870. Ultramontanism was politically controversial, and
tended to be regarded as something of an embarrassment by socially liberal Catholics,
and as a threat by nations with large Catholic populations, which were located close to
Italy.
One of those nations was Germany. Otto von Bismarck (1815–98) was appointed Chan-
cellor of Prussia in 1864. He embarked on a policy of German unification, which was
pursued with increasing vigor after the end of the Franco-Prussian War in 1871. Bismarck
regarded the dogma as an insult to German Protestants, and a potential threat to the emerg-
ing authority of the German state. Bismarck moved to check the power of Catholicism in
Germany, in a development known as the “culture war“ (German: Kulturkampf) during
the 1870s. We shall consider this development in more detail.
4.2.8. German Culture Wars: Bismarck and Catholicism
The Congress of Vienna had left Germany as a patchwork of small states, none of which
were capable of exercising influence at a continental level (4.2.1). The idea of German
unification had been a key theme in the revolutions of 1848–9, but never came to anything.
However, as Austria began to become more powerful in the 1850s, the Prussian politician
Otto von Bismarck (1815–98) began to agitate for the unification of Germany. He was
convinced that only a united Germany would be able to stand up to the four Great Powers
then dominating European affairs – Great Britain, France, Austria, and Russia.
A turning point was reached when Wilhelm I became king of Prussia in 1861. Wilhelm
appointed Bismarck as both his president and foreign minister. Bismarck launched a war
against Austria in 1866, in which a highly efficient Prussian army defeated its Austrian
enemy. After annexing former Austrian territories, Prussia emerged as the dominant politi-
cal and economic force in Germany. Realizing the threat this posed, France declared war
on Prussia in July 1870. Seeing France as the aggressor, other German states rallied to Prus-
sia’s support. The Prussian victory of 1871 set the scene for the reunification of Germany,
with Wilhelm I as its emperor (German: Kaiser), and Bismarck as its chancellor.
Bismarck, however, now had other enemies to fight. In 1871, he launched an assault on
the Catholic church in Prussia. Bismarck did not attempt to interfere with Catholicism in
more southern German states, such as Bavaria, where it was much more deeply embedded.
Bismarck’s motivations in attacking Catholicism were complex, and partly reflected a need
to gain support from more liberal politicians and intellectuals. These had been enraged by
the decision of the First Vatican Council concerning papal infallibility (4.2.7), which was
seen as a highly authoritarian development. Catholicism was portrayed as a reactionary
The Modern Age, c. 1650–1914 251
movement, totally out of place in a modern nation-state such as Germany. Pius IX was
widely criticized in German liberal circles, and Bismarck – a Protestant Pietist – seems to
have seen the suppression of Catholicism as a potential vote-winner.
In a series of repressive measures, introduced over the period 1871–5, Bismarck aimed
to reduce the influence of Catholicism in Prussia. In 1873, the state took over responsibility
for the training and appointment of clergy, leading to the closure of nearly half of
the seminaries in Prussia by 1878. A law of 1875 abolished Catholic religious orders,
removed all state subsidies to the Catholic church, and eliminated all religious safeguards
from the Prussian constitution. The Catholic church decided to resist these laws. By 1876,
all the Prussian bishops were either in prison or in exile. About one-third of all Prussian
Catholic parishes were without a priest. Yet German Catholicism did not give up its
opposition. Few Catholics broke ranks. An official state Catholic church, which refused to
recognize the decisions of the First Vatican Council, attracted only small numbers.
In the end, this policy of religious repression proved impossible to sustain. The death
of Pius IX in 1878 removed one of the chief causes of criticism of Catholicism. Although
Catholics had been the object of discriminatory measures, they were not stripped of their
rights to vote. Intense political agitation led to the formation of a Catholic Central Party,
which became so powerful politically that Bismarck found that he was unable to govern
Figure 4.6 Otto Von Bismarck, chancellor of Germany, 1870–90, in May 1875. © AF archive/Alamy
252 The Modern Age, c. 1650–1914
without its tacit support. Protestants began to believe that legislation that was meant to be
anti-Catholic was in danger of becoming more generally anti-Christian. Popular support
for Bismarck’s campaign ebbed. Aware of the implications of the conflict for the growing
industrial might of Germany, Bismarck now shifted his hostility towards the socialists, who
he portrayed as the enemy of future German progress.
Bismarck’s authoritarian measures against Catholicism in Germany may have failed;
nevertheless, they provided a template for other German chancellors who wished to
suppress religious activity and influence. The strategies developed to neutralize both Prot-
estantism and Catholicism by Adolf Hitler during the Third Reich can be seen as having
their roots in Bismarck’s campaign. The same approach was transferred from an authori-
tarian to a totalitarian context.
4.2.9. Theological Revisionism: The Challenge of Modernism
One of the concerns to preoccupy the bishops assembled at the First Vatican Council (4.2.7)
was the rise of modernism, which was portrayed as a serious threat to the wellbeing of the
church. So what was this movement, and why did it raise such anxieties?
Modernism is best understood as a synthesis or amalgam of a number of ideas, all of
which are linked with the rise of the Enlightenment in western Europe. The term “modern-
ist” was originally used to refer to a school of Catholic theologians during the nineteenth
century, which adopted a critical attitude to traditional Christian doctrines, especially those
relating to the identity and significance of Jesus of Nazareth. Catholic concern about this
approach led a condemnation of September 26, 1835, aimed at the approach of certain
priests and professors in German universities, who were reinterpreting traditional Catholic
doctrines using the philosophy of Descartes, Kant, and Hegel. The movement fostered a
positive attitude towards radical biblical criticism, and stressed the ethical, rather than the
more theological, dimensions of faith. In many ways, modernism may be seen as an attempt
by writers within the Catholic church to come to terms with the outlook of the Enlighten-
ment, which it had, until that point, largely ignored.
“Modernism” is, however, a loose term, and should not be understood to imply the
existence of a distinctive school of thought, committed to certain common methods or
indebted to common teachers. It is certainly true that most modernist writers were con-
cerned to integrate Christian thought with the spirit of the Enlightenment, especially
the new understandings of history and the natural sciences which were then gaining the
ascendancy. Yet some later modernists drew inspiration from writers such as Maurice
Blondel (1861–1949), who argued that the supernatural was intrinsic to human existence,
or Henri Bergson (1859–1941), who stressed the importance of intuition over intellect. Yet
there is not sufficient common ground between French, English, and American modernists,
nor between Roman Catholic and Protestant modernism, to allow us to use the term
“modernism” in the sense of a rigorous and well-defined school. It is best seen as referring
to a set of attitudes, shaped by the intellectual culture of the Enlightenment.
Alfred Loisy (1857–1940) and George Tyrrell (1861–1909) were two of the most influ-
ential Catholic modernist writers. During the 1890s, Loisy established himself as a critic
The Modern Age, c. 1650–1914 253
of traditional views of the biblical accounts of creation, and argued that a real develop-
ment of doctrine could be discerned within Scripture. His most significant publication,
The Gospel and the Church, appeared in 1902, by which time his views had been severely
criticized by the Catholic church hierarchy. This important work was a direct response
to the views of the liberal Protestant Adolf von Harnack, set out two years earlier in
What Is Christianity? Harnack’s controversial views on the origins and nature of Chris-
tianity rested on the assertion that Christianity had only a loose connection with Jesus
of Nazareth.
Loisy rejected Harnack’s suggestion that there was a radical discontinuity between
Jesus and the church; however, he made significant concessions to Harnack’s liberal Prot-
estant account of Christian origins, including an acceptance of the role and validity of
biblical criticism in interpreting the gospels. Three features of the work merit closer
attention.
1. The Gospel and the Church recognized a genuine place for biblical criticism in Catholic
biblical scholarship and theological reflection. Loisy’s critics saw this as a concession
to the rationalist spirit of the age.
2. Loisy called into question whether the institutional church was really to be regarded
as God’s intention for the world. The most famous sentence of The Gospel and the
Church makes this point succinctly: “Jesus proclaimed the Kingdom, and what actually
came was the Church.”
3. The work suggests that Christian doctrine has developed over time, rather than being
delivered to the apostles as a fixed and permanent package. This viewpoint had already
been advocated, though with some caution, by John Henry Newman (1801–90). It was,
however, seen as a concession to evolutionist ways of thinking, and hence as being
inconsistent with received Catholic tradition.
As a result of these concerns, the work was placed upon the list of prohibited books by the
Roman Catholic authorities in 1903.
The British Jesuit writer George Tyrrell followed Loisy in his radical criticism of tradi-
tional Catholic dogma. In common with Loisy, he criticized Harnack’s account of Christian
origins in Christianity at the Crossroads (1909), dismissing Harnack’s historical reconstruc-
tion of Jesus as “the reflection of a Liberal Protestant face, seen at the bottom of a deep
well.” The book also included a defense of Loisy’s work, arguing that the official Roman
Catholic hostility to the book and its author has created a general impression that it is a
defense of Liberal Protestant against Roman Catholic positions, and that “Modernism is
simply a protestantizing and rationalizing movement.”
In part, this perception reflects the growing influence of modernism within the main-
stream Protestant denominations. In England, the Churchmen’s Union was founded in
1898 for the advancement of liberal religious thought; in 1928, it altered its name to the
Modern Churchmen’s Union. Among those especially associated with this group may be
noted Hastings Rashdall (1858–1924), whose Idea of Atonement in Christian Theology
(1919) illustrates the general tenor of English modernism. Drawing somewhat uncritically
254 The Modern Age, c. 1650–1914
upon the earlier writings of liberal Protestant thinkers, Rashdall argued that the theory of
the atonement associated with the medieval writer Peter Abelard was more acceptable to
modern thought forms than traditional theories which made an appeal to the notion of a
substitutionary sacrifice. This strongly moral or exemplarist theory of the atonement,
which interpreted Christ’s death virtually exclusively as a demonstration of the love of God,
made a considerable impact upon English, and especially Anglican, thought in the 1920s
and 1930s.
The rise of modernism in the United States followed a similar pattern. The growth of
liberal Protestantism in the late nineteenth and early twentieth centuries was widely per-
ceived as a direct challenge to more conservative evangelical standpoints. Newman Smyth’s
Passing Protestantism and Coming Catholicism (1908) argued that Roman Catholic mod-
ernism could serve as a mentor to American Protestantism in several ways, not least in its
critique of dogma and its historical understanding of the development of doctrine. The
situation became increasingly polarized through the rise of fundamentalism in response
to modernist attitudes.
Although criticisms were made of some aspects of Catholic modernism by Pope Leo X
in 1893, the fullest condemnations were made by his successor, Pius X, in September 1907.
In the encyclical Pascendi dominici gregis (“the feeding of the Lord’s flock”), Pius declared
that the Catholic church now faced a threat from enemies within, as much as its critics
outside the church. Modernism, whether it originated from laity or priests, was the “most
pernicious of all the adversaries of the Church.”
Pius’s campaign to eliminate modernism from Catholic educational institutions, and
positions of authority and influence within the church, came to an end with his death in
1914. The election of Benedict XV in September 1914 brought an end to any systematic
drive against modernism. While Benedict strongly reaffirmed the substance of earlier con-
demnations of modernism, he was restrained in their implementation. By that time, the
influence of the group had dwindled. In any case, the Catholic church now had other issues
on its mind. The outbreak of the Great War refocused the attention of the church on more
fundamental matters.
As the analysis presented here suggested, the church in Europe was in a somewhat
defensive mood at the end of the long nineteenth century. But what of Christianity in
America? How did it fare during this period?
4.3. The Long Nineteenth Century in America
By the middle of the twentieth century, the United States of America was firmly established
as one of the world’s foremost Christian nations. Yet this development could not have been
predicted in the aftermath of the American Revolution of 1776 (4.1.7). As America began
to establish its constitutional identity, the place of religion in the nation’s political establish-
ment was carefully circumscribed. In this section, we shall consider the changing fortunes
of Christianity in the United States in the period between the revolution and the outbreak
of the Great War. We begin by considering one of the most distinctive themes in American
public life – the constitutional separation of church and state.
The Modern Age, c. 1650–1914 255
4.3.1. Church and State: The Wall of Separation
The process of shaping the Constitution of the United States of America took more than
a decade. There was widespread agreement that any constitution should avoid the Euro-
pean model of giving preference or privilege to any Christian denomination. There would
be no “established” church, although a number of individual states initially retained a form
of establishment in which multiple denominations received government support.
Three distinct opinions emerged in the aftermath of the American Revolution. Tradi-
tionalists, such as Patrick Henry (1736–99), argued that state support of religion was
essential to maintain social order. In 1784, Henry submitted a bill to the Virginia legislature
that would impose a tax to support churches, while allowing each citizen to determine
which specific church their taxes should support. Rationalists such as Thomas Jefferson
(1743–1826) and James Madison (1751–1836) argued that the separation of church and
state was essential to guarantee liberty of conscience. A third group, consisting mainly of
Baptists, Presbyterians, and Methodists, believed that Christian churches would be cor-
rupted if they were given positions of political power or social privilege, and argued for
the churches to be protected from the corrupting influence of government.
The second of these positions soon achieved political dominance. Jefferson and Madison
believed that the separation of the religious and civil realms was the best way to ensure
domestic peace and to avoid the oppression and injustice that could arise from religious
establishment. They had no desire for the new American republic to be damaged by
wars of religion like those that had caused such damage in Europe in the seventeenth
century.
In 1779, Jefferson drafted a “Bill to Establish Religious Freedom,” which he submitted
to the Virginia legislature, arguing for freedom of religion, including the right not to
support any religion. The government should not, he argued, compel anyone to support a
religion in which they did not believe. There should be no religious test for anyone intend-
ing to hold public office. Magistrates should stay clear of religious controversies, only
becoming involved in such disputes when they were a threat to the public good. Jefferson’s
bill was not passed the first time round when it was debated in 1779.
When it came up again for debate in 1786, however, it passed by a vote of sixty to
twenty-seven. How is this change in opinion to be explained? It seems clear that Madison
played a significant role in swinging opinion behind the bill, and coordinating support for
it during the debate. Jefferson himself was abroad at the time of the vote.
The Constitution of the United States was finally adopted on September 17, 1787, by
the Constitutional Convention in Philadelphia, Pennsylvania, and was subsequently ratified
by conventions in eleven states. The constitution itself famously omits any reference to
Christianity. The First Amendment, however, passed in September 1789, is widely regarded
as being of fundamental importance to any understanding of the place of Christianity in
American public life.
Congress shall make no law respecting an establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government for a redress of grievances.
256 The Modern Age, c. 1650–1914
The amendment made two statements concerning the public role of Christianity in the
United States. First, there was to be no legislative “establishment of religion.” This could be
interpreted as prohibiting any specific church group from becoming the “established reli-
gion” of the United States, without implying that the government was prohibited from
bringing religious language, symbols, beliefs, or values into the public arena. A more radical
interpretation of this “establishment clause” holds that it means that the government of
the United States is prohibited from preferring religion to anti-religion, so that the judiciary
is neutral, not simply in settling disputes between religious groups, but in settling disputes
between religion and its critics.
The first two presidents of the United States – George Washington (president from
1789–97) and John Adams (president from 1797–1801) – are generally regarded as having
been positive about the role of religion in public life, whatever their private religious views
may have been. The third and fourth presidents – Thomas Jefferson (president from
1801–9) and James Madison (president from 1809–17) – were more emphatic about the
separation of church and state, using the image of a “wall of separation” between church
and state.
This striking phrase seems to have first been used by the Puritan writer Roger Williams
(1603–83) in 1644. Williams spoke of a “wall of separation between the garden of the
church and the wilderness of the world.” In using this phrase, Williams was setting out an
understanding of the church which was common amongst separatist Puritans: the world
was a wilderness, but the church was a garden. To avoid the wilderness encroaching on the
garden and overwhelming it, the garden had to be enclosed – an important image, reflect-
ing the biblical idea of paradise as a “closed garden.” For Williams, it was axiomatic that
the state and church must be separate – for the good of the church.
Jefferson picked up on this image, and developed it for his own somewhat different ends
in 1802. A group of Baptists from the town of Danbury in Connecticut wrote to Jefferson
shortly after his election as president, expressing their concern that their religious liberty
was not sufficiently protected by their state legislature. A religious majority, they suggested,
might easily win the magistrate over to their cause, with damaging consequences for reli-
gious minorities. Jefferson responded by emphatically asserting the separation of church
and state, in terms that seem to go beyond the constitutional amendment.
I contemplate with sovereign reverence that act of the whole American people which declared
that their “legislature” should “make no law respecting an establishment of religion, or pro-
hibiting the free exercise thereof,” thus building a wall of separation between Church and
State. Adhering to this expression of the supreme will of the nation in behalf of the rights
of conscience, I shall see with sincere satisfaction in the progress of those sentiments which
tend to man all his natural rights, convinced he has no natural right in opposition to his social
duties.
Determining the boundaries between the church and state would remain a significant
theme of American religious life until the present day, and we shall return to this theme
in the following chapter (5.3.2).
The Modern Age, c. 1650–1914 257
4.3.2. The Second Great Awakening and American Revivalism
Between 1800 and the eve of the Civil War, the population of the United States expanded
from about five to thirty million. This growth in population was accompanied by territorial
expansion, particularly the purchase of the state of Louisiana from France in 1803. Some
believed that this expansion would lead to a loosening of the nation’s original Christian
moorings, as children sought to establish their independence from their parents, and com-
munities to create new identities far removed from those of the original colonies. Yet there
is abundant evidence that many sought to cope with the radical social and political change
of the times by rediscovering their religious roots, and the secure sense of social location
and personal identity that this entailed.
Protestant church attendance rose by a factor of ten over the period 1800–60, comfort-
ably outstripping population growth. Twice as many Protestants went to church at the end
of this period than at its beginning. Why? If any factor may be identified as responsible for
this development, it is the “Second Great Awakening” (1800–30) and the new patterns
of religious revivalism that this brought about. Such religious revivals not only became
the defining mark of American religion but also played a central role in the nation’s
developing identity, independence, and democratic principles. Although the subject of
criticism at the time, revivalism became deeply enmeshed within the American Protestant
consciousness.
The first such revival broke out in rural Kentucky in 1801, taking the form of large camp
meetings. The most famous of these was the “Cane Ridge” meeting, which lasted a week,
and was attended by at least 10 000 individuals. These set a precedent for a wave of revivalist
meetings throughout the frontier territories, making an appeal primarily to common folk,
emphasizing the emotional rather than the intellectual appeal of faith. The outcome was
the transformation of antebellum America, leading to the emergence of the Protestant
“Bible Belt.”
In many ways, this second Great Awakening changed the American religious landscape.
The three Christian traditions with the strongest presence in Colonial America were
Anglicanism, Congregationalism, and Presbyterianism. These groups were left relatively
untouched by the Second Awakening, which led to a massive and disproportionate growth
on the part of Baptists and Methodists. An equally important change concerned the
conversion of slaves. The Second Great Awakening saw the first significant conversions of
slaves, who generally joined the Baptists and Methodists, who were much more open to
welcoming such conversions than Anglicans. They were also much more successful than
Anglicanism in reaching a broader membership, perhaps because of the emotional appeal
of revivalism, which contrasted with the somewhat more cerebral catechetical approach of
Anglican churches.
Charles Grandison Finney (1792–1875) was one of the pivotal figures of the Second
Awakening. Following his conversion in 1821, Finney abandoned his career as a lawyer, and
became a Presbyterian minister. However, he distanced himself from some aspects of the
older New England Calvinism, which he regarded as in the first place unbiblical and, in
the second, an obstacle to effective evangelism. Finney’s emphasis fell on the need for
258 The Modern Age, c. 1650–1914
people to respond to the proclamation of the gospel, and on the skills that were thus
required of the preacher to persuade them to do so. Finney clearly regarded it as perfectly
acceptable – perhaps even as necessary – to use every technique of persuasion available in
preaching for conversion.
Finney introduced many of the standard features of revivalist preaching, which rapidly
became part of a largely unquestioned tradition. One such feature was the “anxious
seat,” a bench reserved for those who, as a result of the preacher’s message, were “anxious”
for their soul’s safety, and wanted counsel and prayer. Yet the most familiar of all Finney’s
innovations was the “altar call” – the invitation to come forward in response to the
invitation to receive the gospel. The technique was picked up by the later evangelist
Dwight L. Moody (1837–99), and thus passed into virtually all of nineteenth- and twentieth-
century revivalist preaching, from Billy Sunday (1862–1936) through to Billy Graham
(5.2.3).
Finney’s attentiveness to controlling and directing the revival process marked a signifi-
cant shift from the days of the First Great Awakening. The Puritans Jonathan Edwards and
George Whitfield had no place for an “altar call,” or other such techniques. For them, revival
was a matter of God’s grace, lying beyond human control or influence. For Finney,
revival “is not a miracle or dependent on a miracle”; rather, it is the “result of the right use
of the constituted means.” Although it would be unfair to accuse Finney of reducing revival
to a set of techniques, both organizational and rhetorical, those elements are certainly
present in his thought.
The impact of Finney and those who developed his approach to ministry was immense.
The French political thinker Alexis de Tocqueville (1805–59) visited America in 1831, and
recorded his impressions of the nation. The first thing that struck him on his arrival, he
remarked, was “the religious atmosphere of the country.” De Tocqueville was astonished at
the number of American denominations, and their mutual toleration for each other. In
particular, he noted the puzzling success of Catholicism, which seemed to flourish without
any obvious state support. “America is the most democratic country in the world, and it is
at the same time (according to reports worthy of belief) the country in which the Roman
Catholic religion makes most progress.”
Revivalism unquestionably shaped the American religious landscape. The emergence of
the “Holiness Movement” is often seen as a response to the ideas and values of revivalism.
Unlike forms of Protestantism that emphasized the defense of doctrinal orthodoxy, the
Holiness movement was much more oriented towards morality and the spiritual life. It
tended to raise ethics to the status that later fundamentalists have accorded doctrine. This
emphasis upon “holy living” came to be linked with support for the abolition of slavery in
the antebellum period. Oberlin College, Ohio – where Finney later served as professor of
theology – became a stronghold of abolitionism, even advocating “civil disobedience” in
the face of the fugitive slave laws.
The “Holiness” tradition’s emphasis on issues of Christian living was not limited
to an attempt to end slavery. Oberlin College became the center of some serious
attempts to erase racial and gender barriers within both the antebellum church and society
at large. Its pioneering moves towards coeducation led to its graduating some of the most
vigorous and radical feminists of the era. Antoinette Brown (1825–1921), the first woman
The Modern Age, c. 1650–1914 259
to be ordained in an American church, was a graduate of Oberlin. At her ordination in
1853, Wesleyan Methodist minister Luther Lee preached on “Woman’s Right to Preach the
Gospel.”
After the Civil War ended in 1865, revivalism began to develop in new directions.
Revivalist rhetoric was supplemented by the emergence of a popular American hymnody.
Whereas the Puritans strongly disapproved of the singing of non-biblical texts in church,
the Wesleyan revival movement in England had recognized the importance of hymns,
both as a means of Christian education, and as a powerful way of praising God. After
the end of the Civil War, as America moved towards becoming an industrial nation, the
Protestant churches were able to remain in touch with the nation’s soul through the use of
music.
Dwight L. Moody, the greatest revivalist preacher of the second half of the nineteenth
century, teamed up with musician Ira D. Sankey (1840–1908), after their meeting at a
revivalist campaign in Indianapolis in 1870. Moody and Sankey proved a formidable
combination in the public advocation of faith at a time of great social change, and were
responsible for some of the best-known hymns of the late nineteenth century. Using
popular songs as his model, Sankey developed the verse-chorus-verse-chorus model, which
became characteristic of the revivalist meetings of the period.
One of the contributing factors to the rapidly changing American religious and cultural
landscape was increasing immigration from Europe, a matter that deserves further
discussion.
4.3.3. European Immigration and Religious Diversification
Puritans were not the only religious minority to flee intolerance and insecurity in
seventeenth-century England. In early 1634, a group of Catholic refugees settled in the
Chesapeake Bay area. Maryland – named after Henrietta Maria (1609–66), the French
Catholic wife of the English monarch Charles I – became the first Catholic colony in
America. Although Maryland was criticized as being a Catholic enclave in the New World,
it soon established its credentials as a place of religious toleration.
Yet the habits and prejudices of Protestantism were deeply ingrained in most of the
original American colonies. When the British government extended full civil and reli-
gious freedom to Catholics in the colony of Quebec in 1774, American Protestants
reacted with indignation, seeing this as legitimizing tyranny in the region. Yet the first
amendment to the constitution prevented prejudice against Catholicism becoming gov-
ernment policy at national level. Despite its overwhelmingly Protestant legacy, the United
States of America determined that it would not legislate nationally against Catholicism
in any form.
Yet it must be noted that the First Amendment did not place restrictions on individual
states legislating on matters of religion. States retained the right to place restrictions on
religious liberty for certain groups, occasionally including Catholics. For example, North
Carolina did not amend its constitution to allow Catholics to hold public office until 1835.
One of the reasons for the growth of Catholic parochial schools was that the public school
system in many states was seen to be too heavily biased towards Protestantism.
260 The Modern Age, c. 1650–1914
The “Louisiana purchase” (1803) changed the religious profile of the United States
significantly. This former French colony – originally part of “La Nouvelle France” – was
strongly Catholic, with settled cultural traditions reflecting this religious heritage. The
subsequent incorporation of parts of Florida and Mexico into the Union in the first half
of the nineteenth century increased the Catholic presence considerably, in that both these
new acquisitions had been evangelized by the Spanish in previous centuries.
A fresh wave of immigration from European nations in the nineteenth century led to
further changes in the nation’s religious profile. Now that America was firmly established
as an icon of religious freedom, Catholics chose to migrate there to escape political instabil-
ity and economic deprivation in Europe. Large numbers of Irish and Italian Catholics
arrived at cities such as Boston, New York, and Philadelphia. German refugees, fleeing
Bismarck’s repressive policies against Catholicism in the 1870s, tended to settle in the upper
Midwest, in cities such as St. Louis and Cincinnati. Strong ethnic loyalties led to Catholic
émigrés retaining the social and religious habits of Europe, and thus not integrating within
American culture. This rapid rise of Catholicism in cities that had hitherto been staunchly
Protestant led to social and religious tension. By 1850, Catholicism was the largest single
Christian denomination in the United States.
The case of late nineteenth-century Boston illustrates this trend well. In 1800, Boston
was a powerful symbol of the American Yankee Protestant heritage, at the heart of the
largely Puritan Commonwealth of Massachusetts. Yet mass immigration from Catholic
Ireland from 1840 onwards changed everything. In 1885, three Protestants were arrested
by the police for preaching on the Common, sparking off protests that revealed the deep
levels of insecurity within their community – above all, the sense of having become aliens
and strangers in what was once their heartland.
Many Protestants were alarmed at the new religious directions their nation seemed to
be taking. In 1834, Lyman Beecher published his Plea for the West, which portrayed the
pope collaborating with Catholic European monarchs in a plot to take over the Mississippi
Valley. Tensions rose, leading to the burning of a convent in Charlestown in 1834. These
were given credibility as Catholic emigration to America began to surge in the second half
of the nineteenth century. It is estimated that the Catholic population of the United States
increased threefold in the second half of the nineteenth century. “Nativism” became a
significant ideology, rallying those already settled in America against the newcomers, who
they believed threatened to undermine their religious and political freedoms. Catholicism
was regularly and aggressively portrayed as “the other” or “the threat,” fundamentally at
odds with the libertarian and republican principles of the United States. Rhetoric shaped
perception; and perception became reality.
The identification of Catholicism as an enemy was pervasive within American Protes-
tantism in the late nineteenth century. One delegate to the Evangelical Alliance meeting in
New York in 1873 summed up this conviction in a memorable phrase: “The most formi-
dable foe of living Christianity among us is not Deism or Atheism, or any form of infidelity,
but the nominally Christian Church of Rome.” At one level, American Protestantism was
defined by anti-Catholicism. It would be a long time before America felt able to elect a
Catholic president. The election of John Fitzgerald Kennedy (1917–63) as the thirty-fifth
The Modern Age, c. 1650–1914 261
president of the United States in 1960 was widely regarded as marking a significant upgrad-
ing of the status of Catholicism in American public life.
4.3.4. The Emergence of the “Bible Belt”
The original heartlands of Protestantism were in the greater New England area, especially
Massachusetts (3.5.2; 4.1.5). It was here that Congregationalism and Presbyterianism took
root, quickly becoming the most significant and dynamic forms of Protestant self-expression
in the region. The southern colonies tended to be dominated by a socially conservative
Episcopalianism (as Anglicanism came to be known after the Revolution of 1776), which
lent tacit support to the hierarchical social structures that dominated their plantations and
social life throughout much of the eighteenth century. The plantation aristocracy enjoyed
their hunting, shooting, dueling, dancing, drinking, and gambling, and tolerated Anglican-
ism precisely because it tolerated them.
Religious commitment in the southern states was low; only one in ten southerners
attended church in 1776. Yet the great era of Protestant expansion and consolidation that
opened up in the nineteenth century focused on the Midwest and South, not the original
Northeast – the territories now widely referred to as the “Bible Belt.” How is this develop-
ment to be explained?
The simple answer is that some of the forms of Protestant Christianity present in this
region deliberately chose to adapt themselves to the realities of southern culture. This task
of adaptation and modification by evangelical Baptists and Methodists took over two
generations, and laid the foundations of the “Bible Belt.” Ministers such as Stith Mead
(1767–1834) and Freeborn Garrettson (1752–1827) were able to build bridges to different
cultural groups – young people, slaves, women, and, perhaps most difficult of all, white
males – to defuse initial anxiety and hostility against evangelicals.
Over the period 1770–1830, egalitarian forms of evangelicalism established deep roots
in southern culture, despite the tensions this created with middle-aged white gentry. Epis-
copalianism remained the religion of the Protestant elite. Yet more populist forms of
Christianity had established a deep hold on the population as a whole.
This process of adaptation to southern culture created a form of Protestantism which
was markedly different from the forms found in the Northeast. This divergence was more
than purely denominational (in 1830, the Northeast was dominated by Presbyterians and
Congregationalists, the South by Baptists and Methodists). The Christianity of the Bible
Belt made its appeal primarily to individuals, focusing on the transformation of their
personal lives rather than of society as a whole. These characteristics appear to have per-
sisted in the religious individualism of contemporary southern religious approaches to the
reading of the Bible, and the understanding of the nature of salvation.
Yet the term “Bible Belt” reflects something deeper than denominational or theological
distinctives. Those observers of southern religion in the late nineteenth and early twentieth
centuries who coined the phrase used it primarily to denote the remarkable religious
homogeneity of the region. Once the hiatus of the Civil War had passed, allowing the South
to regain religious and social stability, it became clear that southern religion had crystallized
262 The Modern Age, c. 1650–1914
into predominantly conservative forms of Protestantism, relatively unaffected by the social
and intellectual challenges that Protestantism faced in the North, especially in urban
centers.
The religious group which best illustrates the distinctive forms of Protestantism that
emerged in this region is the Southern Baptist Convention, founded in Augusta, Georgia,
in May 1845. Up to that point, Baptist congregations in the area had operated without
feeling the need for any national or religional structure, and never thought of themselves
as belonging to a “denomination.” Yet there was a growing recognition that such a central-
ized denomination would be more efficient and more powerful, capable of achieving
greater influence.
Anxious not to compromise the autonomy of local Baptist congregations, the conven-
tion adopted a model of church governance which was essentially Congregationalist: the
decision of a local church in a matter of doctrine, discipline, or church order could not be
overturned by any superior body, since there was no body which has authority over the
local church.
Yet the upsurge in religious interest in the South was not limited to white Americans.
Black Protestantism was already a significant force in the antebellum era, even though
restrictions were placed upon it – for example, worship had to be supervised by whites. In
Columbus, Mississippi, 80 percent of the antebellum Baptist church membership before
was black. In Georgia at this time, about 35 to 40 percent of Baptist church members were
black. The end of the Civil War brought about emancipation, and with it new possibilities
for Protestantism.
With the ending of the Civil War, black Protestant churches underwent new growth –
this time, under black leadership, unrestricted by white supervisors. Baptist churches
quickly became established as core institutions of new-found black freedom, developing
their own styles of worship and preaching. The legacy of the past meant that such congre-
gations were not well-educated, so that preachers often seemed more concerned with
heightening their congregation’s sense of God’s love and presence rather than educating
them in the fundamentals of faith. Many inequities remained in the South, where blacks
found themselves largely excluded from the traditional predominantly white denomina-
tions. Yet the foundation was being laid for significant future developments.
4.3.5. The Civil War: Slavery and Suffering
We have already hinted at the importance of the Civil War for religion in America, and we
must now turn to consider this in more detail. By 1860, the United States consisted of
thirty-six states, having expanded considerably since the original thirteen states of 1766.
The election of the Republican candidate Abraham Lincoln as president in 1860 triggered
the immediate secession of seven southern states, later followed by four others. These were
known as the “Confederate States.” Although the full reasons for this decision to leave the
Union are disputed, it is clear that the issue of slavery was a major issue.
The Republican Party was opposed to the expansion of slavery. Southern states were
heavily dependent on slaves to maintain their economy, which was primarily based on
cotton and tobacco plantations. There was widespread support within the northern intel-
The Modern Age, c. 1650–1914 263
lectual elite for the abolition of slavery. Although Lincoln did not make any commitment
to abolitionism in his presidential campaign, he clearly assumed that limiting slavery would
lead to its eventual extinction.
At the start of the Civil War, Lincoln’s publicly stated objective was to save the Union,
not to free the slaves. Yet Lincoln gradually came to see the abolition of slavery as a divinely
appointed task for the Union, giving its struggle a sense of divine dignity and purpose.
This theme is best seen in Julia Ward Howe’s Battle Hymn of the Republic (1862), which
used strongly biblical imagery to lend religious authority to the battle against the slave
states:
Mine eyes have seen the glory of the coming of the Lord:
He is trampling out the vintage where the grapes of wrath are stored;
He hath loosed the fateful lightning of His terrible swift sword:
His truth is marching on.
The first shots of the Civil War were fired when Confederate forces laid siege to Fort Sumter
in Charleston Harbor on April 12, 1861, and ended when General Robert E. Lee surren-
dered his Army of Northern Virginia at the Appomattox Court House on April 9, 1865. A
Union victory was inevitable, given the industrial superiority of the northern states, and
the effectiveness of their naval blockade of the South, which prevented the Confederate
states from exporting cotton or tobacco. The casualty figures on both sides were staggering
by the standards of the time. It is thought that the war led to nearly 1 100 000 casualties
and claimed more than 620 000 lives.
What was the role of religion in precipitating this devastating war? The American Civil
War cannot conceivably be regarded as a “war of religion.” Nevertheless, it is clear that
religion was an important factor in shaping the antebellum culture in both northern and
southern states. As noted earlier, the Second Great Awakening (1800–30) had a deep impact
on much of American society. Yet this renewed interest in matters of faith had significantly
different outcomes in the northern and southern states. Northerners appealed to the spirit
of the Bible in opposing slavery, whereas southerners appealed to the letter of the Bible in
defending slavery. In the North, believers appear to have developed a deeper desire to
eradicate society of its problems and evils – including slavery – partly through a new aware-
ness of the capacity of religion to transform individuals. In the emerging “Bible Belt” of
the South, however, the revival tended to express itself in individual piety – a renewed
personal faith, which did not necessarily extend to any vision for the transformation of
society.
As noted earlier, the war created unprecedented casualties and provoked scenes of dis-
tress and mourning throughout the nation. A new interest in spiritualism flourished, as
anguished families sought to reestablish contact with relatives who had died on the field
of battle. A new genre of religious literature emerged in the United States in the aftermath
of the Civil War – the so-called “consolation literature.”
One of the most influential examples of this “consolation literature” was written by
Elizabeth Stuart Phelps (1844–1911). The Gates Ajar (1868) tells of Mary Cabot, a New
England woman who was trying to come to terms with the death of her brother, Roy, in
264 The Modern Age, c. 1650–1914
the Civil War. Mary longed for a restoration of her relationship with Roy. She initially
sought help from her Calvinist pastor but is thoroughly dissatisfied with the consolation
he offered her – “glittering generalities, cold commonplace, vagueness, unreality, a God and
a future at which I sat and shivered.”
Dissatisfied with this professional religious response to her concerns, Mary turns instead
to her aunt, Winifred Forceythe. Heaven, she is quite clear, is fundamentally an extension
of the present, characterized by restored human relationships, even when these were
destroyed by the carnage of war. “I expect to have my beautiful home, and my husband,
and [my daughter] Faith, as I had them here; with many differences, and great ones, but
mine just the same.”
Aunt Winifred went on to portray heaven in terms of an intensification of the beauties
of nature (“glorified lilies of the valley, heavenly tea bud roses, and spiritual harebells”) and
of human culture (“whole planets turned into works of art”). Heaven, it turns out, is like
an extended nineteenth-century family, in which little children are busy “devouring heav-
enly gingersnaps” and playing rosewood pianos, while the adults listen to learned dis-
courses from glorified philosophers and the symphonies of Beethoven.
Phelps’s account of what she believed to lie beyond the gates of Heaven clearly captivated
her readers, if the sales of the book are anything to go by. The Gates Ajar can be seen to
Figure 4.7 View of federal soldiers relaxing by the guns of an unidentified captured fort, Atlanta,
Georgia, 1864. George Barnard/Buyenlarge/Getty Images
The Modern Age, c. 1650–1914 265
mirror a deepening disquiet within an increasingly sophisticated North American culture
concerning religious beliefs in general, and the traditional Protestant view of the afterlife,
which seemed – at least, to this public – to be cold, impersonal, and unattractive. The
materialist vision of heaven she offered in its place retained many aspects of the traditional
Christian doctrine, while subtly altering it at critical junctures – not least, in stressing the
continuity of individuals, relationships, and environments between this life and the next.
Yet while Phelps wrote for white Protestants whose religious certainties had been shat-
tered by the Civil War, other Christian groups were experiencing similar traumas, and
developing ways of dealing with them. The immense hardships and deprivations faced by
the African slave population of the southern states in the period before the American Civil
War and in its immediate aftermath gave rise to a different kind of “consolation literature.”
One of the world’s most valued art forms arose out of this deep encounter with pain, suf-
fering, and poverty – the “Negro spiritual.”
These spiritual songs offered hope and reassurance in the face of poverty, oppression,
and suffering. They set out in simple words the impact of the hope of Heaven in what often
seemed to be a hopeless world. One of the most famous is “Steal Away to Jesus”:
Steal away, steal away, steal away to Jesus,
Steal away, steal away home,
I ain’t got long to stay here.
Yet if traditional Protestantism seemed to lack emotional and spiritual warmth, other forms
of Christianity were more than willing to make up for this. Revivalism continued to offer
bright and breezy approaches to faith, which appealed to many. Yet a new form of Chris-
tianity was in the process of emerging within the United States – Pentecostalism. In view
of the enormous importance of this religious movement in the later twentieth century and
beyond, we shall consider it further.
4.3.6. Pentecostalism: The American Origins of a Global Faith
Many of the Christian denominations making up American society had their origins in
Europe – such as Presbyterianism, Episcopalianism, and Methodism. Yet the religious
entrepreneurialism of the United States led to the emergence of numerous new denomina-
tions and visions of faith, originating within America itself. Most of these had Christian
roots, wherever their subsequent development might lead them. Joseph Smith (1805–44)
founded Mormonism in the 1820s in New York State as a form of Christian primitivism.
Mary Baker Eddy (1821–1910) founded Christian Science in Massachusetts in 1879. The
Jehovah’s Witnesses emerged from the Bible Student Movement, founded in the late 1870s
in Pennsylvania by Charles Taze Russell (1852–1916). Yet perhaps the most significant form
of Christianity to emerge within the United States is Pentecostalism.
The first phase of the emergence of Pentecostalism took place on the first day of the
twentieth century – January 1, 1901 – at Bethel Bible College, in Topeka, Kansas. The
institution had been founded in the holiness tradition the previous October by Charles
Parham (1873–1929), a former pastor in the Methodist Episcopal Church. Parham asked
266 The Modern Age, c. 1650–1914
his students to investigate the New Testament evidence for the continued activity of the
Holy Spirit in the Christian life.
It was seen as an empty, pointless question by many. The theological wisdom of the day
took the form of “cessationism,” widely taught by the Protestant theological establishment.
This view held that the active gifts of the Holy Spirit, such as “speaking in tongues,”
belonged to the age of the New Testament itself, and were no longer available or opera-
tional. The New Testament was thus read from within a “cessationist” interpretative
framework, which had already determined that such spiritual phenomena were things of
the past. Parham was not so sure. Within his own holiness tradition, reports were circulat-
ing of what seemed to be charismatic phenomena. He asked his students for their views.
The students reported that a straightforward reading of the biblical texts suggested that
such charismatic gifts were still a possibility. Impressed by the clarity of this response,
Parham and his students began a prayer vigil on December 31, 1900, in the hope that the
gift might be renewed. At 11 o’clock the following evening, on the first day of the twentieth
century, one of the students – Agnes Ozman (1870–1937) – reported having such an expe-
rience. A few days later others, including Parham himself, followed suit.
Parham and his students began to tell others about this apparent recovery of the “gift
of tongues.” One of those who heard Parham speak in 1905 was the African-American
preacher William J. Seymour (1870–1922), who was forced by the southern segregation-
ist policies of that period to listen to his lectures through a half-opened door. Sadly,
Parham – noted for his white supremacist views – did nothing to break down this racial
wall of separation. Inspired, Seymour went on to open the “Apostolic Faith Mission” in a
dilapidated church, then used only for storage, at 312 Azusa Street, Los Angeles in April
1906.
Over the next two years, a major revival broke out at Azusa Street, characterized by
“speaking in tongues.” The term “Pentecostalism” began to be applied to the movement,
taking its name from the “Day of Pentecost” – the occasion, according to the New Testa-
ment, when the phenomenon was first experienced by the early Christian disciples (Acts
2:1–4). Significantly, at a time of ruthless racial segregation in American culture, brought
about by the notorious Jim Crow segregation laws, the Azusa Street mission pointedly
ignored racial issues. A black pastor led a diverse ministry team comprised of white people,
black people, and Hispanics.
Primarily (though not exclusively) from this California base, Pentecostalism spread
rapidly in America, appealing particularly to the socially marginalized, especially through
Seymour’s important concept of an ecstatic egalitarian ecclesiology. Unusually, it seemed
to appeal to and be embraced by both white and African-American Christian groupings.
It was regarded as eccentric, even dangerous, by American culture at large, as local news-
paper headlines in Los Angeles during April 1906 made clear: “New Sect of Fanatics is
Breaking Loose;” “Wild Scene Last Night on Azusa Street.”
Charles Parham had no time for the racial inclusiveness proclaimed and practiced
by Seymour and Azusa Street. In an abortive and counterproductive move, Parham
attempted to take control of the Azusa phenomenon, being particularly disturbed by its
commitment to interracial fellowship. Among other things, Parham later went on to teach
that the white Anglo-Saxon Protestants were the privileged descendants of the lost tribes
The Modern Age, c. 1650–1914 267
of Israel, and spoke in glowing terms of the Ku Klux Klan. He was never reconciled with
Seymour, and eventually died in disgrace.
Yet Pentecostalism rapidly transcended its American roots, and became a global faith.
We shall consider this further later in this work.
4.4. An Age of Mission
As we noted in an earlier chapter, Catholic maritime powers in western Europe opened up
new trade routes to Africa and India, as well as the newly discovered Americas in the 1490s
and early 1500, leading to Catholicism gaining a presence in these regions through the
work of Portuguese and Spanish missionaries (2.5.7). This missionary work was coordi-
nated at national level – for example, through French missionaries and the Parisian mission
society, Société des Missions Etrangères de Paris (French: “Paris Society for Foreign Mis-
sions”), which played an important role in missionary work in Indo-China.
It was not until the seventeenth century that a central ecclesiastical authority, the Roman
Congregatio de propaganda fide (Latin: “Congregation for the Spreading of the Faith”), was
established by Pope Gregory XV in 1622. In 1627, Pope Urban VIII established a training
college for missionaries at Rome. This represented a new approach to missionary work
which both strengthened its religious character, and also encouraged the scientific and
linguistic education of missionaries, preparing the way for the creation of an indigenous
clergy in the Americas, Africa, and Asia.
So why did these developments take place? One important reason was a growing realiza-
tion that the expansion of Christianity needed to be coordinated centrally by religious
authorities, rather than be allowed to be shaped by national churches with their own
agendas. Concerns were rising in senior church circles that certain Catholic nations seemed
more interested in promoting their own economic interests overseas than in spreading the
Catholic faith. Yet there was another reason of no small importance: the realization that
Protestantism was expanding its missionary endeavors, posing a significant threat to the
global dominance of Catholicism.
Protestantism was slow to develop an interest in mission. The dominant agenda of the
sixteenth and seventeenth centuries focused primarily on defending Protestant communi-
ties against encroachment from their enemies, whether Protestant or Catholic. Catholicism,
in marked contrast, had made significant inroads in many parts of South America, Africa,
and Asia around this time, due to the great voyages of discovery of the Portuguese and
Spanish navigators.
Yet Protestantism’s interest in mission was merely delayed, rather than denied. By the
beginning of the long nineteenth century, Protestant missionary societies were actively
promoting missions throughout the world. Protestantism was spread through a complex
amalgam of trading links, colonial activity, and intentional outreach. Great Britain would
play an especially important role in missionary work, as it began to become a global power,
establishing colonies throughout the world.
The rise of Protestant maritime powers, such as Holland and England, led to growing
confidence among Protestant missionary agencies, and a loss of confidence within their
268 The Modern Age, c. 1650–1914
Catholic counterparts during the eighteenth century. The papal suppression of the Society
of Jesus (1773) had a significant negative impact on Catholic missionary work, especially
in Asia and South America, leading to the loss of some 3000 missionaries (4.1.6). The
Catholic church was seriously weakened by both the French Revolution (4.1.8) and the
Napoleonic wars (4.2.1), and found itself distracted from missionary work. However, by
the second half of the nineteenth century, Catholicism had recovered much of its earlier
confidence, and was once more able to focus on mission.
The history of Christian missions in general, and Protestant missions in particular, has
only recently been given the scholarly attention that it deserves. Before about 1990, studies
of missions were largely written by retired missionaries, with their own axes to grind and
causes to promote. Secular scholarship often relegated missionary work to an aspect of
imperial history, often deploying what can now be seen to be caricatures of missionary
work to reinforce their attitudes to western imperial history. On this view, missionaries
were little more than imperial collaborators, who might aim to heal and teach their infe-
riors, but were primarily committed to the extension of imperial agendas.
Those caricatures are now receding into the past, as a new wave of scholarly studies has
exposed a much more complex picture of missionary agendas, intentions, and concerns.
Wherever possible, these insights are included in the analysis presented in this chapter. We
begin by considering the impulses which led to the great Protestant missionary expansion
of the late eighteenth century.
4.4.1. The Origins of Protestant Missions
Three factors were of decisive importance in creating a new enthusiasm for missionary
work within some parts of Protestant Europe during the late eighteenth century.
1. A shift in patterns of biblical interpretation, which led to the “Great Commission”
(Matthew 28: 17–20) being interpreted as entrusted to every generation of believers,
and not simply to the apostles.
2. The expansion of Protestant sea-power, leading to the establishment of European colo-
nies in Asia, Africa, and Latin America. Great Britain was widely acknowledged as the
supreme naval power of the late eighteenth and nineteenth centuries, which coincided
with this significant period in overseas missionary work.
3. The development of the “voluntary society” as an evangelistic agency, bypassing the
inertia of the churches. One of the most significant tensions in the history of Christian
missions arose between churches and missionary societies, for reasons we shall con-
sider later.
Each of these points merits further discussion.
Theological attitudes towards mission began to change decisively in the eighteenth
century. Reformed and Lutheran theologians of the late sixteenth and early seventeenth
centuries, such as Theodore Beza and Johann Gerhard, argued that the “great commission”
came to an end with the close of the apostolic age. The reversal of this theological judgment
was partly catalyzed by the voyages of exploration of the eighteenth century, which opened
The Modern Age, c. 1650–1914 269
up the vast southern oceans. There was a growing realization that the world was larger than
had been realized, and that there was a corresponding need for a Christian witness to these
newly discovered lands. For example, William Carey (1761–1834), later to be one of the
most important British missionaries to India, began to conceive the idea of a missionary
calling after reading Captain Cook’s account of his voyages in the South Seas over the
period 1768–71. Theology and geography conspired to create a new vision for the place of
missions in Christian life.
Alongside this, however, was an additional consideration – that undertaking missionary
work presumed to force God’s hands in the conversion of peoples. When William Carey
suggested in 1792 that Baptist ministers should discuss “the duty of Christians to attempt
the spread of the Gospel among heathen nations,” he received a cool reception. As Carey
later recalled, an older minister dismissed the suggestion as impertinent. “When God
pleases to convert the heathen, He will do it without your aid or mine.”
The expansion of Protestant sea-power led to the establishment of colonies by Protestant
European nations, which allowed the model of evangelism determined by Confessionalized
churches to come into operation. A colony was a region under the authority of the state;
therefore, the state church was able to exercise a pastoral and evangelistic mission within
this region. It is thus no accident that the first major Lutheran mission was located in
India, as a direct result of a Danish Crown Colony being created at Serampore. The estab-
lishment of Dutch colonies in Indonesia (then known as the “East Indies”) led to the
establishment of Reformed churches in that region. However, Britain was by far the most
active colonial power, with the result that English-speaking forms of Protestantism became
widely established through imperial expansion, especially in the Indian Subcontinent, the
Caribbean, and Australasia.
Furthermore, the rise of the “voluntary society” led to a new model for evangelism
emerging, which eventually displaced older models in America and Great Britain – but not,
it must be emphasized, in Germany and other European nations. Traditional models of
evangelism focused on a Protestant state or denomination, thus making the enterprise
dependent on an official bureaucracy.
In the second half of the eighteenth century, missionary leadership thus passed into the
hands of entrepreneurial individuals, who created dedicated missionary societies which
focused specifically on the objective of overseas mission. These consisted of highly
motivated individuals who arranged their own fundraising, created support groups, and
identified and recruited missionaries. Churches were seen as having institutional agendas
which failed to engage with the missionary imperative. Such matters were best left to
dedicated individuals, rather than being defeated by ecclesiastical bureaucracies.
The origins of the London Mission Society illustrate this trend well. News of William
Carey’s missionary work in India generated much interest in England in 1794, particularly
among those working for the abolition of slavery. John Collet Ryland (1723–92), a Baptist
minister, began to gather together a group of interested persons, both lay and ordained,
who met in Baker’s Coffee House in London to plan how they might develop inter-
denominational missionary work. The number of supporters grew, and funds were raised.
A ship was purchased, missionaries recruited, and a potentially significant mission under-
taken (not entirely successfully) to the “the islands of the South Sea.”
270 The Modern Age, c. 1650–1914
Reports of the voyages of Captain James Cook (1728–79) during the eighteenth century,
including the discovery of Australia, led to a renewed interest in evangelizing this hitherto
unknown region. The first major missionary expedition to the region was launched in
August 1796, when thirty missionaries set sail for Tahiti. Although this mission faced con-
siderable difficulties – not least of which related to the very different sexual attitudes then
prevalent in England and Tahiti – it can be seen as marking the beginning of a sustained
effort to establish Christianity in the region.
The geographical nature of the region made one of the most reliable means of evange-
lization – the establishment of mission stations – impossible. The populations of the islands
were generally too small to justify the building and maintenance of such settlements. The
most successful strategy to be adopted was the use of missionary vessels, which allowed
European missionaries to direct and oversee the operations of native evangelists, pastors,
and teachers in the region.
The most significant Christian missions in the region were located in Australia and New
Zealand, which eventually came to serve as the base for most missionary work in the region.
Christianity came to Australia in 1788. The circumstances of its arrival were not entirely
happy. The fleet which arrived in New South Wales was transporting convicts to the penal
settlements which were being established in the region. At the last moment, the social
reformer William Wilberforce (1759–1833), later associated with the abolition of the slave
trade (4.1.9), persuaded the British naval authorities to allow a chaplain to sail with the
fleet. With the dramatic increase in immigration to the region from Britain in the following
century, the various forms of British Christianity became established in the region. The
formation of the “Bush Brotherhoods” in 1897 laid the basis for the evangelization of
the interior of the continent.
Other missionary societies focused on different regions of the world. The Baptist Mis-
sionary Society (founded 1792, and initially known as “The Particular Baptist Society for
the Propagation of the Gospel among the Heathen”) and the Church Missionary Society
(founded 1799, and originally known as “The Church Missionary Society for Africa and
the East”) developed a particular focus on specific regions of Africa. The Baptist Missionary
Society focused on the Congo basin, and the Church Missionary Society on west and east
Africa.
Yet the work of missionary societies was only one way in which Christianity in general –
and Protestantism in particular – was spread across the world. The close links between
European nation-states and their national churches inevitably meant that the expansion of
colonial influence was accompanied by at least some degree of Christian influence. This
institutional approach to mission, however, tended to be seen in terms of the planting of
churches, rather than the conversion of souls.
The classic example of this merging of colonial and ecclesiastical concerns is seen in
British colonial expansion in Africa, the Americas, and Asia, to which we now turn.
4.4.2. Missions and Colonialism: The Case of Anglicanism
It has long been recognized that there is a link between missionary work and the rise of
colonialism. The presence of Catholic missions in Latin America, for example, was directly
The Modern Age, c. 1650–1914 271
linked to Spanish and Portuguese commercial, military, and political interests in this area.
To explore the link between colonialism and mission, we shall consider one specific example,
which illustrates the issues particularly well: the colonial policies of Great Britain, and the
development of colonial churches.
The rise of Great Britain as a naval and colonial power in the eighteenth century created
a link between the expansion of British national interests and the establishment of colonial
outposts of the national English established church, the Church of England. It is impossible
to tell the story of Anglicanism without reference to the rise of the British Empire.
The process of colonization, especially in the eighteenth century, was often proceeded
by the establishment of Anglican chaplaincies in new colonial outposts, whose primary
function was the pastoral care of the British community of expatriates. Institutional
approaches to mission often took the form of an intentional chaplaincy role for expatriates,
leading to an accidental missionary role to native populations.
The way in which British colonies developed their own distinct implementations of an
“Anglican” vision has been the subje