attached
Note the following expectations:
1. You are expected to
refer to your course material in your posts.
2. In-text citations and references must be in
APA 7th edition format. In-text citations must include
page numbers, if available.
3.
Direct quotes are not allowed.
4. The initial posts should
a. be
200-250 (+/- 10%) words (excluding the data),
b. include
raw data, some comments to provide
context (any information relevant for understanding your data such as participants’ demographic information and their comments), and
interpretation of your data based on the readings.
c.
not include the answers to the “key questions.” (These answers should be based on the whole group’s data, and, therefore, they could only be provided in a response post.)
Module 5 Mini-Research Activity
Complete the following activity.
1. Find a volunteer participant. Explain to the participant that you will be reading to them a list of words only once. Then they will have to count backwards from 21 to 0 by threes (21, 18, 15, etc.). Then you will give them a piece of paper containing several words and the participant will be asked to circle the ones that were on the original list.
2. Once the participant has agreed, read the following list at the rate of about one word a second:
Fury, annoyance, anger, irritation, frustration, impatience, displeasure, rage.
3. Next ask the participant to count backwards from 21 to 0 by threes (give the example of 21, 18, 15, and so on).
4. When the participant has reached 0, hand the participant a piece of paper with the following words on it (printed or typed clearly in a column) and ask the participant to circle all the ones which she or he believed were on the original list you read.
· Frustration
· Birthday
· Ferocity
· Rage
· Anger
· Disapproval
· Annoyance
· Fury
· Cooperation
· Violence
· Irritation
· Displeasure
· Aggressiveness
· Success
· Party
· Impatience
5. Thank the participant and retrieve the list so you can examine the circled words.
6. There are three kinds of words on the recall list: original words that you read to the participant (8 of them), mood matches that are emotionally similar but that were not on the original list (4 of them), and mood opposites that were not on the original list and did not match the emotion of the other words (4 of them). Here is the list with each type of word labeled:
Frustration
Original
Birthday
Mood Opposite
Ferocity
Mood Match
Rage
Original
Anger
Original
Disapproval
Mood Match
Annoyance
Original
Fury
Original
Cooperation
Mood Opposite
Violence
Mood Match
Irritation
Original
Displeasure
Original
Aggressiveness
Mood Match
Success
Mood Opposite
Party
Mood Opposite
Impatience
Original
7. Answer the following three questions by examining the list of recognized words.
a. How many Original words were circled? These represent true or accurate memory.
b. How many Mood Match words were circled? These represent a false memory – they were never in the list, the participant thought they were.
c. How many Mood Opposite words were circled? These words are so emotionally distinct, that it would be surprising if too many of them were circled.
Key Questions
This research activity will help you answer the following questions which will be helpful as you study for the final exam. You may also want to consult Section 5.2 in this module labeled
Experimental Findings at Laurentian to see some similar research.
1. Can you claim that you have created a “false memory?” In what way is this experiment similar to the creation of false memories?
2. Why would Mood Opposite words be selected so seldom? What do you think is guiding memory in this task?
3. Can you describe the location of the Original and Mood Matched words in terms of the dimensional model of emotion, using Pleasantness and Activation as dimensions?
FOURTH
EDITION
Dacher Keltner
Keith Oatley
Jennifer M. Jenkins
Understanding Emotions
EDITORIAL DIRECTOR Veronica Visentin
ASSISTANT EDITOR Ethan Lipson
EDITORIAL MANAGER Judy Howarth
CONTENT MANAGEMENT DIRECTOR Lisa Wojcik
CONTENT MANAGER Nichole Urban
SENIOR CONTENT SPECIALIST Nicole Repasky
PRODUCTION EDITOR Meghana Antony
PERMISSIONS SPECIALIST Preethi Devaraj
COVER PHOTO CREDIT © Sergey Novikov/Shutterstock
This book was set in 10/12pt Times LT Std Standard Design H by SPi Global and printed and bound by Quad Graphics.
Founded in 1807, John Wiley & Sons, Inc. has been a valued source of knowledge and understanding for more than 200 years, helping
people around the world meet their needs and fulfill their aspirations. Our company is built on a foundation of principles that include
responsibility to the communities we serve and where we live and work. In 2008, we launched a Corporate Citizenship Initiative, a
global effort to address the environmental, social, economic, and ethical challenges we face in our business. Among the issues we are
addressing are carbon impact, paper specifications and procurement, ethical conduct within our business and among our vendors, and
community and charitable support. For more information, please visit our website: www.wiley.com/go/citizenship.
Copyright © 2019, 2011, 2008, 2003, 1993 John Wiley & Sons, Inc. All rights reserved. No part of this publication may be
reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, record-
ing, scanning or otherwise, except as permitted under Sections 107 or 108 of the 1976 United States Copyright Act, without either the
prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance
Center, Inc., 222 Rosewood Drive, Danvers, MA 01923 (Web site: www.copyright.com). Requests to the Publisher for permission
should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030-5774, (201) 748-
6011, fax (201) 748-6008, or online at: www.wiley.com/go/permissions.
Evaluation copies are provided to qualified academics and professionals for review purposes only, for use in their courses during
the next academic year. These copies are licensed and may not be sold or transferred to a third party. Upon completion of the review
period, please return the evaluation copy to Wiley. Return instructions and a free of charge return shipping label are available at: www.
wiley.com/go/returnlabel. If you have chosen to adopt this textbook for use in your course, please accept this book as your complimen-
tary desk copy. Outside of the United States, please contact your local sales representative.
ISBN: 978-1-119-49256-6 (PBK)
ISBN: 978-1-119-49257-3 (EVALC)
Library of Congress Cataloging-in-Publication Data:
Names: Keltner, Dacher, author. | Oatley, Keith, author. | Jenkins, Jennifer
M., author.
Title: Understanding emotions / Dacher Keltner, Keith Oatley, Jennifer M.
Jenkins.
Description: Fourth edition. | Hoboken, NJ : John Wiley & Sons, Inc., [2019]
| Includes index. |
Identifiers: LCCN 2018032831 (print) | LCCN 2018034946 (ebook) | ISBN
9781119492535 (Adobe PDF) | ISBN 9781119492542 (ePub) | ISBN 9781119492566
(pbk.)
Subjects: LCSH: Emotions.
Classification: LCC BF531 (ebook) | LCC BF531 .O19 2019 (print) | DDC
155.2/32–dc23
LC record available at https://lccn.loc.gov/2018032831
The inside back cover will contain printing identification and country of origin if omitted from this page. In addition, if the ISBN on
the back cover differs from the ISBN on this page, the one on the back cover is correct.
http://www.wiley.com/go/citizenship
http://www.wiley.com/go/permissions
http://www.wiley.com/go/returnlabel
http://www.wiley.com/go/returnlabel
https://lccn.loc.gov/2018032831
http://www.copyright.com
To
Natalie, Serafina
Simon, Grant, and Hannah
Brief Contents
Figures xvii
Tables xxv
Preface xxvii
Acknowledgments xxxi
Part I Perspectives on Emotions 1
1 Approaches to Understanding Emotions 3
2 Evolution of Emotions 32
3 Cultural Understandings of Emotions 59
Part II Elements of Emotions 83
4 Communication of Emotions 85
5 Bodily Changes and Emotions 119
6 Appraisal, Experience, Regulation 143
7 Brain Mechanisms and Emotion 169
Part III Emotions and Social Life 197
8 Development of Emotions in Childhood 199
9 Emotions in Social Relationships 228
10 Emotions and Thinking 254
Part IV Emotions and the Individual 277
11 Individual Differences in Emotionality 279
12 Psychopathology of Emotions in Childhood 308
13 Emotional Disorders in Adulthood 337
14 A Meaningful Life 364
References 391
Author Index 485
Subject Index 501
v
Contents
Figures xvii
Tables xxv
Preface xxvii
Acknowledgments xxxi
Part I Perspectives on Emotions 1
1 Approaches to Understanding Emotions 3
Introduction, 4
What Is an Emotion? First Ideas, 5
Nineteenth-Century Founders, 6
Charles Darwin: The Evolutionary Approach, 6
William James: The Bodily Approach, 10
Sigmund Freud: The Psychoanalytic Approach, 10
Philosophical and Literary Approaches, 12
Aristotle and the Ethics of Emotions, 12
René Descartes: Philosophically Speaking, 15
George Eliot: The World of the Arts, 17
Brain Science, Psychology, Sociology, and Anthropology, 18
John Harlow, Tania Singer: Toward a Brain Science of Emotion, 19
Magda Arnold, Sylvan Tomkins: New Psychological Theories, 22
Erving Goffman, Arlie Russell Hochschild, and Lila Abu-Lughod: Emotions as
Moral Dramas Involving Selves and Others, 24
Empirical Inspirations for a New Science of Emotion, 26
What Is an Emotion? A Framework, 28
The Emotional Realm: Emotions—Moods—Dispositions, 29
Episodes of Emotion, 30
Moods and Sentiments, 30
Emotional Disorders, 30
Personality and Temperament, 30
Summary 31
To Think About and Discuss, 31
Further Reading, 31
vii
CONTENTSviiiviii
2 Evolution of Emotions 32
Elements of an Evolutionary Approach, 33
Selection Pressures, 33
Adaptation, 35
Natural Design for Gene Replication, 37
An Evolutionary History of Human Emotions, 41
Insights from Modern Hunter-Gatherers, 41
Insights from Nonhuman Primates, 43
Human Ancestry, 47
Evolution of Symbolic Representation and Language, 49
Emotions as Bases of Human Relationships, 51
Emotions That Promote Attachment, 52
Emotions and Negotiation of Social Hierarchy, 54
Emotions, Affiliation, and Friendship, 54
Collective Emotion and Preference for In-Groups, 55
Summary, 57
To Think About and Discuss, 57
Further Reading, 58
3 Cultural Understandings of Emotions 59
An Island Society, 60
Two Emotional Events, 60
Three Principles: Emotions as Interpersonal, Active, and Value-based, 61
Cross-cultural Approaches to Emotion, 62
Identity, 62
Independent and Interdependent Selves, 63
Knowledge Structures, 65
Values, 67
The Construction of Emotions in the West, 69
The Coming of Civilization to Medieval Societies, 69
Has Violence Declined Over Time?, 71
The Romantic Era, 73
Sexual Love in the West, 75
Falling in Love: Emotion as a Role, 75
Women and Men: Different Cultures?, 78
Integrating Evolutionary and Cultural Approaches, 78
Summary, 80
To Think About and Discuss, 81
Further Reading, 81
PART II Elements of Emotions 83
4 Communication of Emotions 85
Five Kinds of Nonverbal Behavior, 88
Facial Expressions of Emotion, 91
Contents ix
Darwin’s Observations and Theoretical Analysis, 91
Early Evidence of the Universality of Facial Expressions
of Emotion, 93
Critiques of the Ekman and Friesen Studies, 95
Discovering New Facial Expressions of Emotion, 96
Inference and Context in Emotion Recognition, 99
Vocal Communication of Emotion, 102
The Communication of Emotions with the Voice, 104
Tactile Communication of Emotion, 107
Four Functions of Touch, 107
Communicating Emotions with Touch, 108
Emotional Expression and the Coordination of Social
Interaction, 109
Cultural Variation in Emotional Expression, 111
Cultural Variation in Expressive Behavior, 111
Cultural Variation in the Interpretation of Emotional
Expression, 112
Communication of Emotion in Art, 113
Four Hypotheses from the Idea of Romanticism, 114
Aesthetic Emotions in the Natyasastra, 115
Summary, 117
To Think About and Discuss, 118
Further Reading, 118
5 Bodily Changes and Emotions 119
Early Theorizing About Emotion and Bodily Changes, 120
Emotion and the Autonomic Nervous System, 122
Directed Facial Action and Physiological Differentiation of Negative
Emotion, 123
Autonomic Response and Positive Emotion, 125
Vagal Tone and Compassion, 126
The Blush, 126
The Chills, 128
Emotion and the Neuroendocrine System, 130
The Hypothalamic–Pituitary–Adrenal Axis, 130
Emotion and the Immune System, 132
The Inflammation Response, 132
Bodily Changes and Emotional Experience, 134
Representations of Emotions in the Body, 135
Interoception, 137
Embodiment, Cognition, and Social Interaction, 138
Gut Feelings and Decision Making, 140
Embodied Empathy, 141
Summary, 142
To Think About and Discuss, 142
Further Reading, 142
CONTENTSx
6 Appraisal, Experience, Regulation 143
Appraisal and Emotion, 144
Historical Background and Concepts, 144
Primary Appraisals, Good and Bad, 145
Which Is Stronger, Good or Bad?, 147
Secondary Appraisals, 148
Discrete Approaches, 148
Dimensional Approaches, 149
Extending Appraisal Research: Tests of Theories and Patterns of
Variation, 152
A Third Phase of Appraisal: Verbal Sharing, 154
Words and Concepts, 155
The Emotion Lexicon, 155
Conceptualization of Emotion, 156
Emotion Metaphors, 156
Prototypes, 157
Variations in Emotion Lexicon, 158
Emotional Experience, 160
The Perspective That Emotions Are Discrete, 161
The Perspective That Emotions Are Constructed, 162
Comparing Perspectives, 163
Regulation of Emotions, 164
Distraction, Reappraisal, Suppression, 165
Summary, 168
To Think About and Discuss, 168
Further Reading, 168
7 Brain Mechanisms and Emotion 169
Historical Approaches to the Neuroscience of Emotion, 170
Early Research on Brain Lesions and Stimulation, 174
The Limbic System, 174
Emotion Systems in the Mammalian Brain, 175
A Framework from Affective Neuroscience, 177
Emotion-Related Appraisals and Subcortical Processes in the Brain, 177
Appraisals of Novelty and Concern Relevance: The Amygdala, 178
Appraisals of Possible Rewards: The Nucleus Accumbens, 180
Appraisals of Pain, Threat, and Harm: The Periaqueductal Gray, 182
Bodily Awareness and Subjective Feeling: The Anterior Insular Cortex, 183
From Conceptualization to Empathic Understanding: Cortical Processes in the
Brain, 184
Learning Associations Between Events and Rewards: The Orbitofrontal
Cortex, 184
Emotion Conceptualization: The Prefrontal Cortex, 185
Emotion Regulation: Regions of the Prefrontal Cortex, 188
Empathy and the Cortex, 189
Contents xi
Social Pain and the Dorsal Anterior Cingulate Cortex and Anterior Insular
Cortex, 190
The Search for Emotion-Specific Patterns of Brain Activation, 192
Distinct Emotions Are Constructed in the Cortex, 192
Emotions Engage Discrete Patterns of Brain Activation, 192
Summary, 195
To Think About and Discuss, 195
Further Reading, 195
Part III Emotions and Social Life 197
8 Development of Emotions in Childhood 199
Theories of Emotional Development, 201
Emotional Expression, 202
The Developmental Emergence of Emotions, 202
Social Emotions: 18 Months and Beyond, 206
Developments in Language and the Understanding of
Other Minds, 209
Recognition of Emotions, 210
Facial Expressions, 211
Vocal Expressions, 213
Postures and Gestures, 213
Multimodal Recognition of Emotions, 214
Brain Mechanisms in Infants’ Recognition of Emotions, 216
The Negativity Bias, 216
Regulation of Emotions, 218
Regulatory Processes, 219
Neurobiological Development of Emotion Regulation, 220
Temperament, 222
Biological Contributions to Temperament, 224
Summary, 227
To Think About and Discuss, 227
Further Reading, 227
9 Emotions in Social Relationships 228
Emotions Within Intimate Relationships, 230
Principles of Sexual Love, 231
Emotions in Marriage, 234
Emotions in Friendships, 237
Gratitude, 238
Emotional Mimicry, 239
Social Support, 240
Emotions in Hierarchical Relationships, 241
Emotional Displays and the Negotiation of Social Rank, 242
CONTENTSxii
Power and Emotion, 244
Social Class and Emotion, 245
Emotion and Group Dynamics, 247
Group and Collective Emotions, 248
Group and Collective Emotion and Between-Group Conflict, 250
Infrahumanization, 251
Emotional Processes That Improve Group Relations, 251
Emotional Intelligence, 252
Summary, 252
To Think About and Discuss, 253
Further Reading, 253
10 Emotions and Thinking 254
Passion and Reason, 255
Emotions Prioritize Thoughts, Goals, and Actions, 256
Emotion and Mood in Economic Behavior, 259
The Ultimatum Game, 259
Classical Economics, 259
Affect Infusion, and Affect as Information, 260
Styles of Processing, 263
Effects of Moods and Emotions on Cognitive Functioning, 264
Perceptual Effects, 264
Attentional Effects, 265
Effects on Remembering, 266
Emotion-Related Biases in Memory, 267
Eyewitness Testimony, 268
Persuasion, 269
Morality, 269
Intuitions and Principles, 269
Cooperation, 272
Emotions and the Law, 273
Obligations of Society, 273
Dispassionate Judgments?, 274
Summary, 275
To Think About and Discuss, 276
Further Reading, 276
Part IV Emotions and the Individual 277
11 Individual Differences in Emotionality 279
Emotionality Over the Life Span, 280
Continuities in Emotionality from Childhood to Adulthood, 280
From Temperament to Personality, 282
Individual Differences in Emotion Shape How We Construe the World, 283
Age-Related Changes in Temperament and Personality, 284
Contents xiii
Propensities in Emotionality That Shape the Relational Environment, 285
Emotionality Moderates Environmental Risk, 286
Attachment and Emotionality, 287
What Is Attachment?, 287
Attachment Status and Emotional Outcomes, 288
Parental Sensitivity and Shared Thinking, 289
From Parent Attachment to Child Attachment, 290
The Role of Environmental Risk in Children’s Attachment Relationships, 291
Genetic Influences on Attachment, 291
Parental Behaviors Beyond Attachment, 292
Biobehavioral Synchronization, 292
Parental Mentalization and Reflective Capacity, 292
Talk About Emotions, 293
Parental Socialization of Emotion, 295
Beyond Parenting: Influences of Siblings, Peers, and the Broader Social
Context, 299
Siblings, 300
Peers, 301
Broader Social Context, 302
Programs That Optimize Emotional Development, 303
Summary, 306
To Think About and Discuss, 307
Further Reading, 307
12 Psychopathology of Emotions in Childhood 308
Emotions and Psychopathology, 309
The Case of Peter, 309
Conceptualizing Childhood Disorders: Categories versus
Dimensions, 309
How Are Emotions Involved in Children’s Psychopathology?, 310
Are Emotions Abnormal in Psychopathology?, 311
Prevalence of Psychopathology in Childhood, 312
Internalizing and Externalizing Psychopathology, 312
Comorbidity, Heterogeneity, and the “p” Factor, 313
The Relationship Between Risk Factors and Psychopathology, 314
People, Contexts, and the Multilevel Environment, 314
Risk and Resilience: The Combination of Risk and Protective Factors, 315
Risk Factors, 318
Biological Risk Factors, 318
Proximal Risk Factors, 322
Distal Risk Factors, 326
Trajectories of Disorders, 328
Homotypic and Heterotypic Continuity, 329
Trajectories of Externalizing Problems, 329
Trajectories of Internalizing Disorders, 331
Interventions for Child and Adolescent Psychopathology, 332
CONTENTSxiv
Summary, 335
To Think About and Discuss, 335
Further Reading, 336
13 Emotional Disorders in Adulthood 337
Depression and Anxiety, 338
Psychiatric Disorders: Symptoms and Prevalence, 338
Psychiatric Epidemiology, 338
Kinds of Depression and Anxiety, 340
How Disorders Are Caused, 343
Genetics, 343
Environment, 344
Life Events and Difficulties, 346
Gene–Environment Interactions, 349
Emotional Predispositions and Emotional Disorders, 350
Vulnerability Factors, 353
Social Support, 353
Early Experience, 353
Recurrence, Recovery, and Prolongation of Disorders, 354
Recurrence, 355
Recovery and Fresh Starts, 356
Prolongation, 356
Cognitive Biases in Anxiety and Other Emotional Disorders, 357
Neurophysiology of Depression and Anxiety, 358
Antidepressant Drugs, 359
Beyond Depression and Anxiety, 360
Psychopathic People in Society, 360
Schizophrenia, Emotion, Expressed Emotion in Relatives, 361
Psychosomatic Effects, 362
Summary, 363
To Think About and Discuss, 363
Further Reading, 363
14 A Meaningful Life 364
A Significant Event, 365
Meaning in Life, 365
Cooperation, 366
Happiness, 366
Relatedness, 368
Satisfaction, 369
Well-Being, 370
Psychological Therapy with Others and by Oneself, 372
Psychoanalysis: Unconscious Schemas of Relating, 374
Rogerian Counseling: Empathetic Support, 376
Contents xv
Cognitive-Behavioral Therapy: Changing Emotional Life by Thought, 376
Emotion-Focused Therapy: Changing Emotional Life by Emotions, 377
Outcomes of Psychotherapy, 378
Psychotherapy Without Therapists, 381
Mindfulness, Ancient and Modern, 382
Consciously Making Sense of Emotions, 384
Emotions in Literature, 386
Emotion and Free Will, 387
Emotion and Meaning in the Social World, 389
Summary, 390
To Think About and Discuss, 390
Further Reading, 390
References 391
Author Index 485
Subject Index 501
Figures
1.0 Young girl in a hat, from Darwin (1872) 3
1.1 Characters from Inside Out. 4
1.2 Drawing of Charles Darwin. 7
1.3 Two of Charles Darwin’s photographs, sneering and crying: (a) Plate IV No. 1;
(b) Plate 1 No. 1.
8
1.4 Group photograph of the conference to mark Freud’s honorary degree at Clark University
in 1909. In the front row Freud is fourth from the right, Jung third from the right,
and William James is third from the left.
11
1.5 The theater in classical times was an important institution, constructed to
portray action in the context of fellow citizens who sat there in full view.
13
1.6 A stoa that runs alongside the agora (marketplace) in Athens. It was in such a place that
the Stoics taught the management of emotions. (The stoa in this picture is not the original
but one constructed a century after the founding of Stoicism, and rebuilt in the 1930s).
14
1.7 Model of Phineas Gage’s head and his skull showing the exit hole made by the
tamping rod.
19
1.8 Empathy (darker color labels) and compassion (lighter color labels) in networks in
the brain.
21
1.9 Arlie Hochschild a pioneering scientist in the study of emotion. 25
1.10 A model of the unfolding processes of emotion. 28
1.11 A spectrum of emotional phenomena in terms of the time course of each. 30
2.0 About 10 minutes before this photograph was taken these two male chimpanzees
had a fight that ended in the trees. Now one extends a hand toward the other in
reconciliation. Immediately after this, they embraced and climbed down to the
ground together.
32
2.1 These two male elephant seals are in the midst of a struggle to determine their
relative strength and standing within a social hierarchy, which will impact their
mating opportunities.
34
2.2 Given their hypervulnerability, new babies rely on a variety of cues, evolutionary
reasoning holds, such as smiles, coos, soft skin, and cute faces to draw parents into the
provision of care, and this intensive caregiving continues for several years.
37
2.3 Greeting gestures around the world often involve smiles, eye contact, touch, and the
raising of the eyebrows.
38
2.4 A DNA molecule. 39
2.5 A group of San people 42
2.6 Human relatedness to the apes. 43
2.7 An Orangutan mother and offspring in Borneo. 45
2.8 In chimpanzees, threat displays and chasing are part of the negotiation of rank within
hierarchies.
46
2.9 Two chimpanzees grooming. Dunbar’s hypothesis is that in humans this emotionally
intimate activity has been replaced by conversation.
50
3.0 A bronze figurine from the Han dynasty in China, made more than 2,000 years ago,
probably representing a person from an foreign northern tribe.
59
xvii
Figuresxviii
3.1 An Ifaluk woman smiles as she makes an impromptu head-dress for her small son.
This kind of socially responsive smiling is of a lower intensity and signals something
different from ker, meaning “excited happiness” ( from Lutz, 1988, p. 49).
61
3.2 Image used in research by Masuda and colleagues (2008b), in which the central figure
is smiling and surrounding individuals are frowning.
66
3.3 European Americans experience and express greater anger in response to a frustrating
experimenter (adapted from Mauss, Butler, Roberts, & Chu, 2010).
67
3.4 Calmness and serenity are at the heart of Buddhism, which has shaped the emotional
lives of vast parts of East Asian cultures.
68
3.5 European Americans reveal a greater preference for exciting recreational activities
(left-hand panel adapted from Tsai, Louie et al., 2007). Christian texts place a greater
value on high-arousal, positive emotions (HAP), whereas Buddhist texts place a greater
value on low-arousal, calm, positive emotions (LAP) (right-hand panel adapted from
Tsai, Miao, & Seppala, 2007).
69
3.6 Homicide rates in England and in Europe as a whole from Eisner (2003). (The data
point for England in the fifteenth century is an interpolation; Eisner did not have
enough data for an estimate for this century.)
71
3.7 Title page of volume 1 of Frankenstein, written by Mary Shelley but published
anonymously in 1818.
74
3.8 The origin of the culturally distinctive version of romantic love that occurs in the
West is traced from courtly love in medieval Europe. The most famous book depicting
this was Roman de la Rose, for which this was an illuminated illustration from about
1500 depicting the garden of courtly love.
76
4.0 Most important social rituals, as at this wedding when the groom embraces a groomsman,
involve emotional expression involving the face, the voice, touch, and different movements
of the body. In fact, most social interactions, you shall learn, are rich with emotional
expression.
85
4.1 “Flirtation,” by the Hungarian painter Miklós Barabás, showing characteristic elements:
the man shows direct interest with body and head oriented toward the woman; the
woman shows classic coyness, with head and gaze cast away.
89
4.2 A coarse gesture of contempt: seen in Britain, but not in southern Europe. Such gestures
are based on learned conventions like words (from Morris et al., 1979).
90
4.3 Dr. Martin Luther King using the clenched fist, an inspiring illustrator, to add strength
to his words in a speech in Philadelphia.
90
4.4 Six different emotions: (a) anger, (b) disgust, (c) fear, (d) happiness, (e) sadness, and
(f) surprise. The expressions in these photos are similar to those described by Darwin,
to those used by Ekman and Friesen in their universality studies, and to those used in
many other studies of facial expression.
94
4.5 Paul Ekman in New Guinea. 95
4.6 Affiliation-related displays in chimpanzees captured by Frans de Waal. 97
4.7 Static photos of expressions of love, desire, and sympathy. 98
4.8 Static photos of expressions of embarrassment, shame, and pride. 98
4.9 Sighted (top panel) and blind (bottom panel) Olympic Athletes’ nonverbal displays to
winning and losing a competition (from Tracy & Matsumoto, 2008).
100
4.10 Static photos of expressions of amusement, interest, and contentment. 101
4.11 Accuracy rates across 10 cultures in judging emotions from static photos of facial/bodily
expressions. Chance guessing is represented in the dotted line (adapted from Keltner &
Cordaro, 2016).
101
4.12 Anatomy of the vocal apparatus (from babelsdawn.com). 103
4.13 Observers in 10 cultures are able to identify several emotions from vocal bursts
(from Cordaro et al., 2016).
105
http://babelsdawn.com
Figures xix
4.14 A Himba woman listening to vocal bursts, and Disa Sauter working with the Himba. 105
4.15 Three different kinds of fearful response by vervet monkeys to three kinds of predator. 106
4.16 Accuracy with which individuals can communicate emotion by touching a stranger
on the forearm (left bars in light gray) or anywhere on the body (dark gray to right).
109
5.0 Bernini: St. Teresa. Of this sculpture Gombrich (1972, p. 345) says that Bernini
has “carried us to a pitch of emotion which artists had so far shunned.”
119
5.1 Anatomical diagram of the human autonomic nervous system. 123
5.2 In this setup in Robert Levenson’s laboratory, two participants’ autonomic physiology
is recorded as they talk with each other. Receptors help gather measures of participants’
activity, heart rate, pulse in the finger and ear, galvanic sweat response in the finger, skin
temperature, and respiration
124
5.3 Participants who begin the study with elevated vagal tone (solid line) show greater
increases over time in social connectedness and positive emotion, which in turn track
increases in vagal tone (from Kok & Fredrickson, 2008).
127
5.4 The Hypothalamic–Pituitary–Adrenal Axis that releases cortisol into the blood stream. 131
5.5 Teenagers navigating white-water rapids on a river in the Sierra Nevada Mountains
(photo by Craig Anderson).
132
5.6 In situations of increased social evaluative threat, or SET (dotted line), one measure
of cytokine release (TNF-alpha) increases when participants must give a speech about
why they would be a good candidate for a job (from Dickerson et al., 2009).
134
5.7 Body maps of emotion-specific sensations. Brighter areas indicate where participants
report increased physical sensation for the emotion.
136
5.8 Processing concepts related to specific emotions activates emotion-specific facial
muscles for happiness, anger, and disgust (adapted from Niedenthal et al., 2009).
Corrugator muscle movement furrows the eyebrows; Levator muscle movement raises
the upper lip; Orbicularis muscle movement raises the cheek; and Zygomaticus
muscle action pulls the lip corners up.
139
6.0 Diagram from Descartes’s book, Traite de l’homme, showing how the soul—which can
be moved by emotions—can open valves to let vital fluids from the reservoir in the brain
(labeled F) into the tubes to work the muscles and produce actions.
143
6.1 People liked Chinese ideographs more after they had first been subliminally presented
with a smile, suggesting that the smile had activated positive
feeling at an unconscious level. When presented with a smiling face long enough to be
consciously aware of it, the smile did not lead participants to evaluate Chinese
ideographs more positively (Source: Murphy & Zajonc, 1993).
146
6.2 Decision tree of appraisals based on three features (goal relevance, goal congruence,
and ego involvement), plus the emotions that can occur with these appraisals
(Lazarus, 1991). Further differentiation among emotions occurs in secondary appraisals.
148
6.3 A spatial arrangement of different emotional experiences triggered by 2185 different
video clips.
164
6.4 Increases in blood pressure by partners of those instructed to reappraise or to suppress
their emotions, and control participants, in the study by Butler et al. (2003).
166
7.0 Images from a study by Saarimäki and colleagues showing different patterns of
brain activation for anger, disgust, fear, happiness, and surprise elicited by movies,
imagery, and both (Adapted from Saarimäki et al., 2016).
169
7.1 Early thinking some 100 years ago about the brain assumed that distinct functions
were located in very specific regions of the brain, as portrayed in this drawing.
Today, it is more widely believed that processes such as emotion are distributed across
different regions of the brain.
171
7.2 An image of a neuron. Neurotransmitters are released from vesicles near the synapse, and
then travel to nearby neurons, stimulating an electrical impulse up the axon of the neuron.
172
Figuresxx
7.3 Exploded view of the human brain. This slice of the brain brings into focus the
areas involved in emotion. Subcortical regions of this kind include the amygdala
(part of the limbic system) and hypothalamus, as well as the ventral striatum and
periaqueductal gray (not pictured). Cortical regions clearly involved in emotion include
the orbitofrontal, dorsolateral, midline, and anterior cingulate, all located in the
frontal region of the cerebral cortex.
173
7.4 Subcortical regions involved in emotion, including the reward circuit
(the nucleus accumbens, ventral tegmental area (VTA) and prefrontal cortex)
and the amygdala.
179
7.5 The orbitofrontal cortex is highlighted in a monkey brain (left) and brain of a
human (right).
185
7.6 Emotion labeling activates the right ventrolateral prefrontal cortex, pictured here, which
is associated with reduced activation in the amygdala.
187
7.7 The Dorsal Anterior Cingulate Cortex (the darker, shaded area in the two images of the
brain) is activated by different forms of social pain and separation.
191
7.8 Networks of activation associated with six different emotions and a neutral state (from
Kragel & LaBar, 2016).
193
8.0 This picture of a four-year-old girl was taken after her father had photographed her
sister in her confirmation dress: finally, this little girl jumped forward and shouted:
“I want to have my picture taken too.” The picture shows a characteristic angry
expression (eyebrows raised, square mouth) and posture.
199
8.1 Babies showing emotional expressions: (a) a positive or happy expression, (b) a negative
expression.
203
8.2 Effects of crawling status on frequency of anger expressed during the Arm Restraint
procedure in Roben et al.’s (2012) study.
204
8.3 The development of children’s distress responses when separated from their mothers
in four different cultures. Copied from Kagan, Kearsley & Zelazo, 1978.
205
8.4 Observed trajectory groupings of children’s stranger fear from 6 to 36 months in the
Brooker et al., 2013 study.
205
8.5 Proportion of children showing specific emotions as a function of elicitors in the Bennett,
Bendersky, & Lewis, 2002 study.
206
8.6 Mean percentage of 18-month-olds in Warneken and Tomasello’s (2006) study who
tried to help the adult experimenter in experimental and control conditions.
207
8.7 Summary timelines for the developmental progression of emotional expression.
The top line shows the age at which certain emotions are expressed, and the bottom
line shows the cognitive milestones associated with the emergence of various
expressions across time.
210
8.8 The visual cliff: visually the baby sees a steep drop—notice the finer grain of the
checker-board pattern to the right of the baby’s right knee—but actually a plate of thick
glass supports the infant safely.
212
8.9 Example still photos of (a) full light expression and (b) matching point-light expression
of anger (from Atkinson, Dittrich, Gemmell, & Young, 2004).
214
8.10 Example of the stimuli and the design of the priming paradigm used in the Rakhans,
Jessen, Missana, & Grossmann (2016) study.
215
8.11 ERP processing elicited in response to the angry and happy face conditions in a sample
of maltreated and nonmaltreated 15-month-old infants (from Curtis & Cicchetti, 2013).
217
8.12 Summary timelines for the development of emotion regulation from infancy through
mid-childhood. The top line represents approximate temporal onset of particular
regulatory processes, and the lower line represents associated neurobiological
underpinnings of those processes. Dashed arrows at age 3 to 5 indicate that these
processes occur within this time frame, at roughly the same time.
221
Figures xxi
8.13 The brain circuitry includes the amygdala, several regions of the prefrontal cortex, and
several regions of the basal ganglia. (Source: Copied from Clauss, Avery & Blackford, 2015.)
223
8.14 A sample of neutral and positive images from the Raila, Scholl, and Gruber 2015 study. 224
8.15 Correlations between monozygotic and dizygotic twins on temperament from the
Polderman et al., 2015 meta-analysis. The correlation is given for the whole sample,
as well as males and females separately.
225
8.16 Percentage of correct answers of the Reading the Mind in the Eyes Test (RMET) for
participants under oxytocin or placebo. Oxytocin improved performance in the RMET
in comparison with placebo (from Guastella et al., 2010)
226
9.0 Auguste Renoir, “Dance at Bougival,” 1882–83. This painting was used to illustrate
a story, by Lhote, about an artist seeking to persuade a young woman to model for him.
In the painting, we see the man thrusting his face eagerly toward the young woman, and
grasping her possessively. We also notice from her ring that she is married. Keeping her
polite social smile, she turns away.
228
9.1 Colin Firth in his role as Mr Darcy in the 1995 television series of Pride and Prejudice. 233
9.2 This balcony in Verona Italy is where the courtship between Romeo and Juliet is alleged
to have taken place. Today when people visit, they write the name of their loved one on
“Juliet’s Wall” nearby, and they leave love letters as well.
234
9.3 Anger may be an important part of intimate relationships. It is typically less destructive
in relationships than is contempt.
236
9.4 Although Adam Smith is known for his enduring analysis of self-interest, trade, and
capital, in his book “The Theory of Moral Sentiments” he lays out how emotions are the
source of moral judgment, a thesis we take up in next chapter. For Smith, gratitude may
be the most important moral emotion and binder of social relations.
238
9.5 When feeling gratitude, people will give more of their time both to someone who’s
helped them (benefactor) and to a stranger (from Condon & DeSteno, 2006).
239
9.6 Ceremonies and celebrations, as in this one in Taiwan, often evoke emotions such as awe
and joy that solidify group identity.
249
10.0 Reason, advised by Divine Grace, holds the Passions, Feare, Despaire, Choler, and
others in chains. The caption starts: “Passions araing’d by Reason here you see/As she’s
Advis’d by Grace Divine. . . .” From Senault (1671).
254
10.1 Modules of the brain and different kinds of messages that pass among them (to illustrate
Oatley & Johnson-Laird’s, 1987, theory). In (a) the signals are informational and travel
along particular pathways. In (b) an emotion-control signal spreads diffusely from one
module (2.3), turning some other modules on and some off, thereby setting the system
into a distinctive mode. Normally, in (c) these two kinds of signals occur together.
258
10.2 People say they are more satisfied with their life on sunny than on overcast days, except
when they are explicitly asked to think about the weather (adapted from Schwarz &
Clore, 1983).
261
10.3 Capilano Suspension Bridge. Photo Markus Säynevirta; acknowledgment by e-mail
would be greatly appreciated. Wikipedia, Creative Commons License.
262
10.4 The trolley problem for testing moral intuitions by means of vignettes, invented by
Philippa Foot.
271
11.0 A mother picks up her child after an absence. Notice the child clasping the mother and
pushing away the babysitter.
279
11.1 Outcome (means) of degree of inhibition, time until first relationship, and time until
first full-time job of 23-year-olds who were inhibited or not inhibited at age four to six
(Asendorpf et al., 2008).
280
11.2 Survival function over 13 years for participants who recorded a high number as
compared with a low number of positive emotions when paged five times a day for a
week (from Carstensen et al., 2011, Figure 2, p. 28).
282
Figuresxxii
11.3 Photos of a female and a male with, respectively, happy, angry, and neutral faces as used
by Knyazev et al. (2008).
284
11.4 The relationship between father power assertion (harshness) and children’s oppositional
behavior as a function of orchids and dandelions (Adapted from Kochanska, Aksan &
Joy, 2007).
287
11.5 The effect sizes for cumulative risk and maltreatment in explaining insecure and
disorganized attachment (based on Cyr et al., 2010).
291
11.6 The relationship between parental supportive emotion socialization and children’s
regulatory balance varies as a function of children’s age (Source: Mirabile, Oertwig,
and Halberstadt, 2016).
296
11.7 Following the emotion intervention parents showed improved skills in being less
dismissive of children’s emotions, being more empathic, and showing less negative
expressiveness. ** = difference in change from baseline to follow up between groups
is significant at < .001; * = difference in change from baseline to follow up between
groups shows a tendency.
298
11.8 The role of genes (A), shared environment (C), and nonshared environment (E)
in mothers’ and fathers’ warmth and negativity to children (Klahr & Burt, 2014).
299
11.9 The effect of parenting education (classes on different aspects of raising children)
to improve parenting and child outcomes. Figure derived from Pinquart and
Teubert et al., 2010.
304
11.10 Taking the third-party perspective during an argument (labeled reappraisal intervention)
improves marital satisfaction.
306
12.0 These boys are in a fight. Boys are more prone to these disruptive behavior disorders
than girls.
308
12.1 The multilevel structure of children’s developmental contexts, based on
Bronfenbrenner’s (1979) Bioecological Model.
315
12.2 Development of psychopathology over time, influenced both by the context and by
factors inherent in the child.
316
12.3 Effects of cumulative risk on likelihood of developing psychopathology in children
(Rutter, 1979). Children with one risk factor are no more likely to develop a disorder
than those with none, but with each added risk factor the prevalence of psychopathology
multiplies.
317
12.4 Children’s oppositional behavior as a function of differential parenting: whether the
children have been treated favorably or unfavorably (from Meunier et al., 2012).
324
12.5 Positive versus threat attention bias in early-institutionalized children randomly assigned
to a foster-care group (FCG) or who remained institutionalized (CAUG) at age 12
(Troller-Renfree et al., 2017).
326
12.6 Conduct problems across childhood and early adulthood. Approximately 10% of
individuals have life-course persistent (LCP) conduct problems (taken from
Odgers et al., 2008).
330
12.7 Trajectories of depression from age 12 to 16 as identified by Brière, Janosz, Fallu,
and Morizot (2015). Trajectories of depressive symptoms closely mirrored the course of
externalizing problems (delinquency, substance use) and academic adjustment
(school liking, academic achievement).
332
12.8 Effect sizes for youth psychotherapy across disorder categories (from Weisz et al., 2017).
The strongest effects are for anxiety disorders and the weakest for depression.
Behavioral and caregiver/family treatments yield the most robust cross-informant effects.
334
13.0 A striking result in psychiatric epidemiology is that the prevalence of depression is 50%
higher in women than in men.
337
13.1 Prevalence of mental illness in American adults as a function of gender, age, and ethnic
background.
341
Figures xxiii
13.2 Rates of mental illness as percentages of the populations of four different nations as a
function of income inequality (data from Wilkinson & Pickett, 2009, graph drawn by
Keith Oatley).
345
13.3 Poverty is a fundamental cause of depression, which has hopeless despair at its core. 346
13.4 Differentiation of normal emotions from depressive breakdowns (Oatley, 1988). 351
13.5 Social support, the feeling of having people to turn to in difficult times, comes in many
forms, including family, friends, and close colleagues at work.
354
13.6 Standardized coefficients of factors that predicted relapse of depression in the study of
Backs-Dermott et al. (2010).
355
13.7 A vicious circle: depression caused by a life event may elicit memories of previous
losses and failures, which, in turn, tend to make the person more depressed, and so on.
356
13.8 Activation of the left amygdala of adolescents in a control group (CTL) and in those
with a disorder at the major depressive level (MDL) who were shown fearful, angry,
and happy faces (from Yang et al., 2010).
358
13.9 Percentages of schizophrenic patients who relapsed within nine months of leaving
hospital as a function of high and low expressed emotion, the amount of time they
spent with their family, and whether they took their medication (Vaughn & Leff, 1976).
362
14.1 Determinants of happiness and well-being (Lyubomirsky et al., 2005). 370
14.2 Often people in traditional cultures with fewer possessions and material wealth,
as in these Massai men participating in a ritual, scored on well-being measures as
high as or higher than people in cultures of greater wealth.
372
14.3 Almost all forms of psychological therapy involve a therapist listening and coming to
understand a client, or in this picture a woman and a man who talk about their emotional
life together.
373
14.4 Symptom levels, measured by the General Symptom Index (GSI), over different phases
of psychotherapy and psychoanalysis in the study by Blomberg et al. (2001), as
compared with norm for the case level (upper horizontal dotted line, labeled Normgroup
1 28 SD) and a normgroup who were without significant symptoms, lower horizontal
dotted line (labeled Normgroup M). (Source: Blomberg et al., 2001).
380
14.5 Mindfulness is being taught and practiced in just about every setting, from schools
to prisons to workplaces of different kinds, including in the military.
384
14.6 Stanley Milgram leaning on the apparatus by means of which participants in his
experiments on obedience thought they were delivering painful electrical shocks to others.
388
Tables
1.1 Emotional expressions discussed by Darwin (1872), the bodily systems used,
and the type of emotion which was expressed.
8
2.1 Examples of adaptations. 35
2.2 Ainsworth’s (1967) list of attachment behaviors. 53
2.3 Relations, recurring situations, and emotions. 55
3.1 Two different self-construals. This table outlines contrasting elements of the independent
self, prominent in Northern Europe and North America, with the interdependent self,
prominent in Asia, Africa, and South America.
64
3.2 Comparison of evolutionary and cultural approaches. 79
4.1 Drawings and “stickers” of 16 emotions. 86
4.2 Darwin’s descriptions of emotional expression from The Expression of the Emotions in
Man and Animals.
92
4.3 Accuracy rates for participants from New Guinea and the United States in judging
expressions of six emotions.
95
4.4 Emotions as performed by actors, rasas, and English translations of them as aesthetic
emotions that spectators may experience.
117
5.1 Emotion-related changes in autonomic physiology observed in the directed facial
action task.
124
6.1 Modes of action readiness. 150
6.2 Dimensions of appraisal. 151
6.3 Prototype of sadness. 157
7.1 Jaak Panksepp’s ideas of systems of social–emotional systems of the brain. 176
8.1 Numbers of children who showed embarrassment as a function of whether they recognized
themselves from the rouge-on-the-nose test (Lewis, Sullivan, Stanger, & Weiss,1989).
208
8.2 Mapping of dimensions of temperament onto aspects of emotions, for two well-known
schemes of temperament: Buss and Plomin’s (1975) and Rothbart’s (1981).
223
9.1 Measure of social support. 241
9.2 In groups of four, high-power (HP) and low-power (LP) fraternity members teased
one another. During these interactions, high-power individuals were more likely to
smile with delight and to show facial displays of anger and contempt, especially when
being challenged by a low-power member. Low-power fraternity members, in contrast,
were more likely to show displays of fear and pain.
244
10.1 Moral principles and characteristics. 271
11.1 Positive emotionality, as assessed in the magnitude of the smile shown in a photograph
at age 20, predicts adult personality, relationship satisfaction, and personal well-being
over the next 30 years.
281
11.2 Number of individuals in three different categories for caregiver’s adult attachment
status and their children’s attachment status, in 2,774 dyads.
290
12.1 Three-month prevalence rates of psychopathology among a representative sample of
children and adolescents of different age groups.
313
12.2 Proportion of variance in childhood disorders attributable to additive genetic factors. 319
xxv
Tablesxxvi
13.1 Lifetime prevalence (in percentages) of psychiatric conditions in people aged 18 and
over in the 48 contiguous United States, using the World Health Organization World
Mental Health Survey version of the Composite International Diagnostic Interview.
340
13.2 Adversities that cause depressive and anxiety disorders. 348
13.3 Plomin et al.’s (2016) top ten replicated findings in behavioral genetics. 350
13.4 Disorders as excesses, deficits, and dysfunctions of emotions. 352
14.1 Modes and characteristics of meaning in life. 366
14.2 Pretreatment and posttreatment means on two symptom measures for clients receiving
client-centered therapy or emotion-focused therapy.
380
xxvii
Preface
The strange thing about life is that though the nature of it must have been apparent to
everyone for hundreds of years, no one has left any adequate account of it. The streets
of London have their map; but our passions are uncharted.
Virginia Woolf, Jacob’s Room
As we present the fourth edition of Understanding Emotions, we are struck by how much has
been learned about emotion in the past six years since we published the third edition. We are also
struck by how topical emotions are today. They are the inspiration for films, for alarming trends
in politics in different countries, for lesson plans in the classroom, for new emotional intelligence
programs at work, and for the time-honored contemplation of what it means to live a meaningful
life. It is an honor to be part of the scientific effort at understanding emotions as we try, with our
varying methods and notions, to chart the human passions.
According to written and oral traditions, people have been interested in emotions for thou-
sands of years; in most societies, they are at the center of people’s understandings of themselves
and others in their relationships, rituals, and public life. Great ethical, philosophical, and spir-
itual traditions, from Aristotle to Lao Tzu, concern themselves with the emotions, as has been
observed by the historian Karen Armstrong. So too do the great artists and writers of all eras,
from Shakespeare to Virginia Woolf to Toni Morrison. In the era of scientific research in psychol-
ogy, we present here an approach to understanding that can enter ordinary conversation and that
is based in the growing streams of scientific evidence.
In psychology, emotions have now moved into their proper place, at the center of our under-
standings of the human mind and of relationships in the social world. Research on emotions is
not just psychology. It extends into neuroscience, cognitive science, psychiatry, biology, genetics,
anthropology, sociology, economics, literature, history, and philosophy. As has been true since
the first edition of this book, and our own leanings, we do our best to offer insights about emo-
tions from many disciplines, alongside those of psychology.
In this edition, we continue to build upon the growing realization that although emotions
occur in individuals’ brains and bodies, they also mediate our relationships with each other, in
both intimate and public ways. They support a grammar of social life. We focus on this idea even
more explicitly in this edition: on the role of emotions in attachments, friendships, parent–child
interactions, and intimate relationships, as well as in hierarchical and collective social structures.
Surveying the field as we have done for this edition, we note some other new trends in the
field that have shaped the revision of this book. It is now quite clear that the field has moved
well beyond a narrow focus on what might be called the “Basic Six”—anger, disgust, fear,
sadness, surprise, and happiness—which were so central to the study of emotions 40 years ago
(for summary of that science, see Lench et al., 2011). In part, this is due to the study of emo-
tions in relationships, which led researchers to emotions like compassion, love, and desire, as
well as envy and jealousy. This includes the emergence of moral psychology, and the notion
that emotions are involved in moral judgments, which leads to an interest in emotions such as
gratitude, guilt, and shame. There is also an increasing interest in emotion and the arts, fiction,
and our narrative and scientific understanding of the world, and emotions like awe, interest,
Prefacexxviii
and appreciation of beauty. We believe this interest in a broadening array of emotions, seen
in studies of expression, the nervous system, development, relationships, and well-being shifts
our understanding of who we are as a species, and we’ve done our best in this new edition to
represent these changes.
In surveying the field for this edition, it is clear that the current generation of scholars has
pushed the longstanding debate about how emotions might be discrete, and how they are con-
structed with language, in new directions. Findings are emerging that suggest how emotions
may be both discrete and constructed, a theme we take up in fresh ways in different chapters in
the book.
We also note the greater interest in the meaningful life through the lens of the science of
emotion. Happiness, after all, is in many ways at its heart about emotion. So too are the struggles
of living—depression, anxiety, loneliness, illness, sleep disruption, drug addiction, and antisocial
behavior. Well-being and health often involve practices that cultivate different emotions. And so
throughout this book, culminating in our last chapter, we explore the new science of a meaningful
life and focus on such themes as mindfulness, empathy, gratitude, compassion, kindness, immer-
sion in nature, and even mystical states.
We hope you will like this fourth edition, which continues the traditions of the earlier editions,
but with new features that we hope will make it easier and more pleasurable for both instruc-
tors and students to use. In this edition, we have collaborated with people who are students
or former students in particular chapters: Michelle Rodriguez and Sahar Borairi in Chapter 8,
Heather Prime and Alessandra Schneider in Chapter 11, Mark Wade and Noam Binoon-Erez in
Chapter 12. We are very grateful to these people; they have improved on what we would have
been able to do on our own. We are also very grateful to colleagues who sent thoughts about
advances in the field or read and sent us feedback and suggestions on chapters: Belinda Campos,
Hugo Critchley, David DeSteno, Neha John-Anderson, Brian Knutson, Matthew Lieberman,
Terry Maroney, Batja Mesquita, Randolph Nesse, Lauri Nummenmaa, Kevin Ochsner, Ira Rose-
man, Ryan Smith, Emiliana Simon-Thomas, Jessica Tracy, and Jeanne Tsai.
Exciting advances continue to be made in the field of emotions, and we have done our best
to reflect the new currents, and we have also responded to colleagues’ suggestions for updating
this book.
Changes in the fourth edition include the following:
• Updated references throughout, including recent research and evidence in psychology,
psychiatry, the social sciences, and the humanities, as well as in neuroscience
• Deepened attention to interpersonal and social functions of emotions, with discussions of how
emotions work between people in different relationships
• More treatment of positive emotions such as love, compassion, awe, interest, and gratitude
and how they help shape our relationships and well-being
• A greater focus on mind–body relations in emotion through the lens of new studies of embodi-
ment and interoception
• A more coherent focus on studies of how emotion-related language influences emotional
experience, neurophysiology, and well-being
• New discussions of contemporary research on evolution, and on genes in interaction with the
environment
• A deepened focus on emotion and moral judgment
• New sections on collective emotions, meaning and well-being, mindfulness, and a sharpened
focus on personal and societal costs of poverty and economic inequality
Preface xxix
Science and the humanities both depend on entering the tradition of earlier writers. Bernard
of Chartres, a scholar of the twelfth century, seems to have been the first to remark that if we can
see further, now, it is because we stand on the shoulders of giants: those who have come before
us. Our job as writers is to present some of what can be seen from this position, and to evaluate
theories and evidence. You as a reader can then evaluate what we say in relation to what else you
know. You can take part in the debate that is the social process of science and discussion, means
by which understanding is increased.
This book is intended for anyone with an interest in emotions to show how far conceptualization
and research have progressed toward understanding. Although some have argued that emotions
are too heterogeneous for systematic study, the fact that we can write a textbook shows—we
believe—that from a complex field, order, insight, and intellectual progress can emerge.
Any discussion of human emotions without a point of view would be dull and largely incom-
prehensible. The quantity of publications—numbering now in tens of tens of thousands—in the
field makes it impossible to be exhaustive. We have therefore chosen studies that we believe are
representative, hoping to convey material for you to think productively and critically about this
field. As well as an overall narrative arc in the book, there is a story line for each chapter, including
pivotal characters, foundational ideas, and intellectual controversies and tensions. Where there
are debates we discuss them, so that you can look at the field from different points of view. But
we have also worked to produce a coherent book. Although ours is not the only point of view, we
think that by seeing that there is a coherent perspective in this area, you the reader will be able
to agree, or to disagree, or to modify it. Knowing that any piece of evidence is not conclusive on
its own but that each is a step in exploring an idea, we hope that an integrated picture will take
shape for you the reader, with concepts and ideas you can modify and apply to your own interests.
We have done our best to be fair-minded in our treatment of evidence, but our knowledge is
necessarily incomplete and our views are necessarily biased toward our own interests and con-
ceptualizations. Our interests are in thinking of emotions in cognitive, evolutionary, social, and
developmental terms, in understanding their role in mediating everyday social interaction, and in
comprehending what goes wrong in emotional disorders. We see emotions as based on biological
processes, elaborated in our close relationships, and shaped by culture. Like the skilled action
when you write your signature, an emotion has a biological basis of components and constraints.
It also has a history of individual development. It is only fully understandable within an interper-
sonal and cultural context.
We write about emotions largely in the Western tradition. This does not imply universality of
Euro-American assumptions; we present a lot of cross-cultural comparisons. At the same time,
we imagine that most of our readers will be members of, or will be conversant with, the Western
tradition. We believe that, by characterizing and identifying with this tradition, the ideas and
findings about emotions that have substance within it can be seen clearly. We, and others, can
then both form understandings based in that tradition and also understand better other culturally
distinctive ways of thinking.
As well as a general introduction to the area, the book is designed for use as a textbook for a
course on emotions for second- to fourth-year undergraduates, or for students at the MA/MSc or
PhD level, and we hope, for interested readers more generally.
Most textbooks in psychology nowadays are compendia of many things to be remembered
and a few to be conceptualized. By contrast, Richards (1925) said that a book is “a machine to
think with” (p. 1). We have written our book to invite your thinking. Our conclusions make up a
narrative thread. But by offering you sufficient evidence, from which we make suggestions, we
hope to make it possible for you to draw your own conclusions.
The 14 chapters of this book can be covered in semester-long courses at the rate of one a week,
perhaps with one or two chapters left out according to the judgment of the instructor. For full-year
courses, each chapter can be divided. Throughout, we keep in mind both the issue of prompting
Prefacexxx
understandings of emotions and practical applications in clinical psychology, psychiatry, health
care, education, and issues of organizations. We envisage that many instructors who use the book
will supplement it with readings that they provide. At the end of each chapter, we offer some
suggestions for further reading, typically reviews and books.
We have tested our ideas and coverage by going to conferences, and attending to the currents
of publications in the field, which has its own journals, its international societies for research,
its review volumes, its handbooks. One of us (DK) continues to keep the material of this book
in register with students in his undergraduate course of emotions at the University of California,
Berkeley. All three of us use the material presented here in our courses and lectures.
An Instructor’s Manual with lecture notes and teaching tips is available upon request.
xxxi
Acknowledgments
As with any book, we the authors are not the only ones who brought this object into being. This
text is a reflection of the work of many people: researchers and thinkers, our teachers, our stu-
dents, and our colleagues. We would like to thank once more those who assisted with the first,
second, and third editions of this text.
In addition, the following have contributed to the fourth edition:
We thank Veronica Viscentin, the Wiley Executive Editor, and Judy Howarth, the substantive
editor and Meghana Antony of Wiley.
The editor and publisher gratefully acknowledge the permission granted to reproduce the
copyright material in this book:
R. L. Atkinson, R. C. Atkinson, E. E. Smith, & D. M. Bem, “Figs 2.6–7 Exploded view of human
brain & human brain as if sliced in the midline,” pp. 42–3 from Introduction to Psychology,
10th edn. Wadsworth, 1989. Copyright © 1989. Reprinted with permission of Wadsworth, a
division of Thomson Learning: www.thomsonrights.com. Fax 800 730 2215.
N. Carlson, “Fig 3.21: The autonomic nervous system and the target organs and functions served
by the sympathetic and parasympathetic branches,” p. 90 from Foundations of Physiological
Psychology, 6th edn. Boston, MA: Allyn & Bacon, 2004. Copyright © 2004 by Pearson
Education. Reprinted by permission of the publisher.
D. Morris, P. Collett, P. Marsh, & M. O’Shaughnessy, “Two coarse gestures of contempt,” p. 107
in 1st edn of Understanding Emotions from Gestures: Their origin and distribution. London:
Cape, 1979 Copyright © 1979 by D. Morris, P. Collett, P. Marsh & M. O’Shaughnessy.
Reprinted by permission of The Random House Group Ltd.
K. Oatley, “Fig 30.1 The differentiation of normal emotions from depressive breakdowns” in
“Life events, social cognition and depression,” p. 552 from S. Fisher & J. Reason, Handbook
of Life Stress, Cognition and Health, John Wiley & Sons, 1988. Copyright © 1988 by John
Wiley & Sons Limited. Reprinted by permission of the publisher.
S. Scarr & P. Salapatek, “Fig 3.5 Fear of visual cliff, dogs, noises, and jack-in-the-box” in
“Patterns of fear development during infancy,” pp. 64–5 from Merrill Palmer Quarterly 16.
Wayne State University Press, 1970. Copyright © 1970 by Merrill Palmer Quarterly. Reprinted
by permission of Wayne State University Press.
R. M. Seyfarth & D. L. Cheney, “Three different kinds of fearful response by vervet monkeys”
in “Meaning and mind in monkeys,” p. 124 from Scientific American 267 (Dec.). Scientific
American, Inc., 1992. Copyright © 1992 by Patricia J. Wynne. Reprinted by permission of the
illustrator.
C. E. Vaughn & J. P. Leff, “Fig 1 Schizophrenic patients relapsing, as a function of High and Low
Expressed Emotion of families” in “The influence of family and social factors on the course of
http://www.thomsonrights.com
Acknowledgmentsxxxii
psychiatric illness: A comparison of schizophrenic and depressed patients,” p. 132 from British
Journal of Psychiatry 129. Royal College of Psychiatrists, 1976. Copyright © 1976 by The
British Journal of Psychiatry. Reprinted by permission of the journal.
Every effort has been made to trace copyright holders and to obtain their permission for the use
of copyright material. The publisher apologizes for any errors or omissions in the above list and
would be grateful if notified of any corrections that should be incorporated in future reprints or
editions of this book.
1
PART I
Perspectives on Emotions
3
1Approaches to
Understanding Emotions
Why is every critical moment in the fate of the adult or
child so clearly colored by emotion?
(Vygotsky, 1987, p. 335)
P
h
o
to
C
re
d
it
: �
e E
xp
re
ss
io
n
of
th
e E
m
ot
io
ns
in
M
an
a
nd
A
ni
m
al
s
b
y
C
h
a
rl
es
D
a
rw
in
, 1
8
7
2
FIGURE 1.0 Young girl in a hat, from Darwin (1872)
CONTENTS
Introduction
What Is an Emotion? First Ideas
Nineteenth-Century Founders
Charles Darwin: The Evolutionary Approach
William James: The Bodily Approach
Sigmund Freud: The Psychoanalytic Approach
Philosophical and Literary Approaches
Aristotle and the Ethics of Emotions
René Descartes: Philosophically Speaking
George Eliot: The World of the Arts
Brain Science, Psychology, Sociology, and
Anthropology
John Harlow, Tania Singer: Toward a Brain
Science of Emotion
Magda Arnold, Sylvan Tomkins: New
Psychological Theories
Erving Goffman, Arlie Russell Hochschild, and
Lila Abu-Lughod: Emotions as Moral Dramas
Involving Selves and Others
Empirical Inspirations for a New Science of
Emotion
What Is an Emotion? A Framework
The Emotional Realm: Emotions—
Moods—Dispositions
Episodes of Emotion
Moods and Sentiments
Emotional Disorders
Personality and Temperament
Summary
To Think About and Discuss
Further Reading
ApproAches to UnderstAnding emotions4
Ph
ot
o
Cr
ed
it:
C
ol
le
ct
io
n
Ch
ris
to
ph
el
©
20
15
D
isn
ey
P
ix
ar
/A
la
m
y S
to
ck
P
ho
to
FIGURE 1.1 Characters from Inside Out.
Introduction
After winning an Academy Award for his movie Up, Pixar director Pete Docter was searching for
a fresh subject for his next film. What captured his imagination was something close to home:
the emotional fluctuations that he saw in his 11-year-old daughter Elie, who was experiencing
her transition to adolescence. Adolescence is a notoriously emotional time. The delights and joys
of childhood come to be replaced by doubts, anxieties, and self-consciousness. It is not uncom-
mon for preadolescent girls to experience such feelings. As Pete Docter watched his daughter go
through emotional changes of this kind, he arrived at the subject of his next film—the emotions.
To understand his new subject more deeply, Docter immersed himself in the science of emo-
tion you are about to study (and reached out to one of the authors of this book (D.K.), to serve as
a scientific consultant for the film). He read the previous edition of the book you are just begin-
ning to read. He pored over scientific articles. He asked questions such as: How many emotions
are there? Why do we feel emotions such as sadness or anger? What are the subtle ways in which
we express emotions? How do emotions shape how we perceive the world? When we remember
an emotional event in the past, how much of that recollection is faithful to what happened? The
scientific answers to the aforementioned questions became a foundation of his film, Inside Out.
Inside Out is about the emotional turmoil that Riley, an 11-year-old girl, experiences as she and
her family move from Minnesota to San Francisco. It is a traumatic move, as so many are. Riley
must leave behind her best friend, joyful times of ice-skating with her parents, and the passion
of her childhood—her hockey team. She moves into a spooky Victorian house in San Francisco,
that, without the family’s furniture, fills her dreams with ghosts. Alone, she must make her way at
a new school and the navigate judgments of middle-school girls, who can be contemptuous critics
of character. What is unique, though, about Inside Out is that alongside Riley and her parents, the
central characters in the film are five emotions in Riley’s mind—Anger, Disgust, Fear, Joy, and
Sadness (see Figure 1.1).
What Is an Emotion? First Ideas 5
Inside Out dramatizes two central insights about the emotions that are contained within its
title. The “Inside” of Inside Out refers to how emotions shape the inner workings of our minds
and identities. If you watch Inside Out you’ll notice how the five emotions vie for control over a
console in Riley’s mind, and once in charge, if only for a second or two, they arrange how Riley
perceives her present circumstances. For example, in one scene, when Riley’s dad offers to walk
with her on her first day of school, Disgust, played by Mindy Kaling, rejects this mortifying pos-
sibility, prompting Riley to politely decline her dad’s offer. Emotions also guide how Riley thinks
about the past. In one of the more poignant scenes in the film, Sadness, played by Phyllis Smith,
adds a blue tint to Riley’s joyous, yellow-hued memories of her idyllic childhood in Minnesota.
Emotions shape the workings of our minds.
The “Out” of Inside Out refers to how emotions guide our behavior in the social environment.
For example, Anger, played by Lewis Black, drives Riley to compete fiercely when playing
hockey and to storm upstairs after a temper tantrum directed at her parents. Sadness prompts
thoughtful, wise action, guiding Riley to comfort her imaginary friend Bing Bong when he has
lost the wagon in which they had played during Riley’s childhood. At the end of the film, Riley
reunites with her parents after a brief attempt at running away. If you watch this scene closely
enough, you will see how emotional embraces and sighs are at the heart of their shared affection.
Emotions shape our social lives.
Inside Out went on to win an Academy Award in 2016 and made it into most lists of best-
films-of-the-year. But in important ways its influence is more enduring; it would offer a new view
of what emotions are to a worldwide audience and one in keeping with the science of emotion
that you will explore in this book. For over 2,000 years, some thinkers have argued that our emo-
tions are irrational and destructive. The more noble reaches of human nature are attained, this
reasoning continues, when we control our passions with our reason. In this book, as in Inside
Out, we arrive at a different view. Emotions are vital to adapting to the social environment. They
shape how we perceive the world and guide important courses of action, such as committing to
a romantic partner, fighting for justice, or consoling a friend. Emotions are the very foundation
of our sense of identity, our moral judgment, and our relationships. They are vital to our pursuit
of the meaningful life. To lay a foundation for these ideas, let’s first look at how the study of
emotion emerged. As we do, we will take on a particularly vexing question: what is an emotion?
What Is an Emotion? First Ideas
We have all experienced emotions, and in this sense we know what they are. But emotions are
difficult to define in precise terms. In fact, such difficulties are rather usual. We all know what a
tree is, even though we don’t know its proper definition. We all have a sense of beauty or justice,
but when pressed to define such concepts often fail to find the exact language. It’s one of the won-
derful properties of language to be able to refer to things even when we don’t know exactly what
we mean (Putnam, 1975). To arrive at a useful definition of something as complex as emotion,
you need a good theory. With the help of this book, we hope you will formulate your own good
theory of emotion.
Let’s begin to characterize emotion, so that we can agree upon roughly what we are talking
about. An emotion is a psychological state that relates an event, usually out there in the world,
but sometimes in the mind, to what Nico Frijda (e.g., 2007) called a concern. It prepares the per-
son for action. What this makes clear is that one central component of an emotion is an internal
experience, a state that reflects a present context relevant to the person’s goals (Lazarus, 1991).
A result is that, as Sylvan Tomkins (whose work we discuss later in this chapter) has said: the
emotion gives priority to one goal over others. It gives that goal, or concern, urgency. If you are
crossing the road, and nearly get run over, your concern for self-preservation takes priority: you
are motivated by fear. The urge is to jump back onto the curb. If you fare well on a test you’ve
ApproAches to UnderstAnding emotions6
studied hard for, your concern for being esteemed by others is made salient: you feel pride, and
may be inclined to tell your parents, or, in worse moments, show off to your friends in hubris
(Tracy, Weidman, Cheng, & Martens, 2014). As these examples illustrate, emotions relate events
to our personal concerns, and prepare us, as Nico Frijda has argued, to act in response to events
in the environment (Frijda, 1988, 2007; Scarantino, 2017a). Emotions, then, are states triggered
by events related to our concerns and that motivate action. So, rather than thinking that emotions
are irrational, psychologists now tend to think of emotions as being locally rational: they help us
deal adaptively with concerns specific to our current social context, concerns, for example, over
safety, fairness, agency, being esteemed and respected, moral virtue, and feeling connected to
trustworthy others, that define our identities (Brosch & Sander, 2014; Solomon, 2007). An emo-
tion gives urgency to a specific concern, and orients us to specific kinds of action.
Our characterization of emotion also highlights how social these states are; they mediate, or
connect, the individual’s pressing concerns with potential courses of action within the social
environment (Frijda, 2007; Keltner & Haidt, 1999; Scarantino, 2017a; van Kleef, 2016; van
Kleef, Cheshin, Fischer, & Schneider, 2016). When we feel angered by a friend’s sarcastic com-
ment, our concern over being valued is given urgency, and points to courses of action to undo the
friend’s critique. Emotions are relational in many ways. Expressions of emotion guide specific
interactions that make up your day (Keltner & Kring, 1998; Scarantino, 2017b). Think of the
last time you flirted or soothed a struggling friend. What might come to mind as you do this are
emotional expressions—a coy glance, laughter, a comforting embrace, or compassionate word
accompanied by tender prosody. Emotions help us form and engage in our relationships. Who do
we choose to spend our lives with? How do we feel about members of our family? Who are our
friends? Why do we worry when separated from someone to whom we’re very close? Emotions
connect our context-specific concerns with possible courses of action in the social environment.
What’s the interpersonal equivalent of an emotion giving priority to a concern? It’s that an
emotion is a kind of commitment to another (Aubé, 2009; Frank, 1988). When we love someone,
even if the love is brief, and even if it is not spoken about as love, we commit ourselves to that
other, at least for a while. We make the other’s concerns our own, be it in sex, or in childrearing,
or in cooperating as soldiers or nurses do in situations when life is in peril. When we are angry
with someone, we commit ourselves to seeing the matter through, to a resolution, or to a parting.
Emotions, then, are subjective and intrapersonal, but also powerfully social and interpersonal.
Let’s now examine how these ideas have precursors in thinkers of the past.
Nineteenth-Century Founders
Modern ideas about emotions can be thought of as derived from Charles Darwin, William James,
and Sigmund Freud; here’s how their ideas have been influential.
Charles Darwin: The Evolutionary Approach
Our descent, then, is the origin of our evil passions!! –
The Devil under form of Baboon is our grandfather!
Charles Darwin, notebook (Gruber & Barrett, 1974, p. 289)
In 1872, Charles Darwin (see Figure 1.2), the central figure in modern biology, published the
most important book on emotions yet written—The Expression of the Emotions in Man and Ani-
mals (1872). Earlier, in On The Origin of Species (1859), he had described how all living things
have evolved to be adapted to their environments. Knowing this you might imagine that Darwin
Nineteenth-Century Founders 7
would have proposed that emotions served functions in our survival. Indeed many psychologists
and biologists assume that this is what he said. But he didn’t. His argument was both closer to
common sense and more subtle than anything that we might commonsensically believe.
Darwin began writing notes on his observations of emotions in 1838. At that time, the accepted
theory was that God had given humans special facial muscles that allowed them to express
uniquely human sentiments. A central tenet of Darwin’s theory, however, was that humans are
descended from other species: we are not only closer to animals than had been thought, but we
ourselves are animals of a certain kind. Darwin gathered many observations, which would have
enduring effects on the contemporary study of emotion (Darwin 1872/1998).
In his book on emotions, Darwin asked two broad questions that still guide emotion research-
ers (Hess & Thibault, 2009; Shariff & Tracy, 2011). First, how are emotions expressed in humans
and other animals? Table 1.1 is a taxonomy of some of the expressions Darwin described.
The second question Darwin asked is where do our emotions come from? He argued that
emotional expressions derive largely from habits that in our evolutionary or individual past had
once been useful (for criticism, see Fugate et al., 2014). Darwin proposed that emotional expres-
sions are based on reflex-like mechanisms, and some of them occur whether they are useful or
not. They can be triggered involuntarily in circumstances analogous to those that had triggered
the original habits. His book brims with examples of such actions: of tears that do not function
to lubricate the eyes, of hair standing on end in fear and anger to no apparent purpose, and so on
(see Figure 1.3).
For Darwin, expressions showed the continuity of adult human emotions with those of
lower animals and with those of infancy. Because these expressions occur in adults “though
they may not . . . be of the least use,” they had for Darwin a significance for evolutionary
thinking rather like that of fossils that allow us to trace the evolutionary ancestry of spe-
cies. He thought emotional expressions were like the appendix, which is a small organ that is
part of the gut but seemingly has no function. Darwin proposed that this is evidence that we
Ph
ot
o
Cr
ed
it:
N
ic
ku
/S
hu
tte
rs
to
ck
FIGURE 1.2 Drawing of Charles Darwin.
ApproAches to UnderstAnding emotions8
are descended from prehuman ancestors in whom this organ had a use. He argued that many
emotional expressions have the same quality: for instance that sneering, in which we partially
uncover the teeth on one side, is a behavioral vestige of snarling, and of preparing to bite. This
preparation was functional in some distant ancestor, but is so no longer. Though we sometimes
make mordant and cutting remarks, adult human beings do not now generally use the teeth to
attack (although in the United States about a third to a half of preschool children have been
bitten by fellow preschoolers!).
Darwin traced other expressions to infancy: crying, he argued, is the vestige of screaming in
infancy, though in adulthood it is partly inhibited. He described screaming in young babies and
gave an argument for the function of closing the eyes and the secretion of tears to help protect
them when this occurred. When adults cry they still secrete tears, but adult tears no longer have a
protective function. One of Darwin’s most interesting suggestions is that patterns of adult affec-
tion, of taking those whom we love in our arms, are based on patterns of parents hugging young
infants.
Table 1.1 Emotional expressions discussed by Darwin (1872), the bodily
systems used, and the type of emotion which was expressed
Expression Bodily system Emotion example
Blushing Blood vessels Shame, modesty
Body contact Somatic muscles Affection
Clenching fists Somatic muscles Anger
Crying Tear ducts Sadness
Frowning Facial muscles Anger, frustration
Laughing Breathing apparatus Pleasure
Perspiration Sweat glands Pain
Hair standing on end Dermal apparatus Fear, anger
Screaming Vocal apparatus Pain
Shrugging Somatic muscles Resignation
Sneering Facial muscles Contempt
Trembling Somatic muscles Fear, anxiety
Source: Oatley (1992).
(a) (b)
Ph
ot
o
Cr
ed
it:
�
e
E
xp
re
ss
io
n
o
f
th
e
E
m
ot
io
n
s i
n
M
a
n
a
n
d
A
n
im
a
ls
by
C
ha
rle
s D
ar
w
in
, 1
87
2
Ph
ot
o
Cr
ed
it:
�
e
E
xp
re
ss
io
n
o
f
th
e
E
m
ot
io
n
s
in
M
a
n
a
n
d
A
n
im
a
ls
by
C
ha
rle
s D
ar
w
in
, 1
87
2/
W
el
lc
om
e C
ol
le
ct
io
n
FIGURE 1.3 Two of Charles Darwin’s photographs, sneering and crying: (a) Plate IV No. 1;
(b) Plate 1 No. 1.
Nineteenth-Century Founders 9
For Darwin, our emotions link us to our past: to the past of our species and to our own infancy.
He provided descriptions of facial expressions, and he argued for the universality of such expres-
sions, a claim we shall take up in Chapter 4. He gave a perspective on the question of how
beneficial emotions are that is reflected in the quotation at the head of this section. Might we be
better off if we could rise above bestial passions, which emerged in a prehuman phase of in our
evolution? Only toward the end of his book does Darwin write:
The movements of expression in the face and body, whatever their origin might have
been, are in themselves of much importance for our welfare. They serve as the first
means of communication between the mother and her infant; she smiles approval, and
thus encourages her child on the right path, or frowns disapproval. We readily perceive
sympathy in others by their expression . . . The movements of expression give vividness
and energy to our spoken words.
(Darwin, 1872/1998, p. 359)
So, despite his reservations and the pressing nature of his evolutionary argument, Darwin
thought that emotions have useful functions, they help us navigate our social interactions. And
that is a hypothesis we pursue in this book.
Significant Figure: Charles Darwin
Charles Darwin’s mother died when he was eight. At the
age of 16, Charles was sent by his father to Edinburgh
University to study medicine, but he would skip classes to
collect specimens along the shores of the Firth of Forth,
developing his strong interest in natural history. In despair
about the failure of his son’s medical studies, his father next
sent him to Cambridge to study theology. Again, young
Darwin was not fully engaged with his courses: he was
more interested in collecting beetles and in hunting. He
obtained an ordinary BA in 1831, and seemed headed for
a life as a country parson with the hobby of natural history.
He had not been idle at Cambridge, however. He had won
the esteem of a number of scientists, and, at the age of
22, through a fortuitous turn of events, he was appointed
naturalist on the Beagle, a British Navy ship with a mis-
sion to chart coastlines in South America. Two years after
his return from his five-year voyage, Darwin proposed to a
cousin, Emma Wedgewood and, a few months later, they
started a long and generally happy marriage. Darwin was a
bit of hypochondriac, and after he and his wife had settled
in a house in a village outside London, he seldom went out,
except to health spas to take cures.
The couple had 10 children, two of whom died in infancy.
Charles and Emma were devoted parents, and the death of
their daughter Annie at age 10 was devastating for both of
them (and deepened Darwin’s thinking about the evolution
of sympathy). Although evolution is often seen as in conflict
with religion, Charles did not see his discoveries and theory
as incompatible with his Christian beliefs. But the death of
Annie did make him doubt the existence of God.
From 1837, Charles’s notebooks show him struggling to
understand the change of one species into another. He pro-
ceeded slowly, and it wasn’t until 1859 that his book On the
Origin of Species appeared.
From 1838 onward, Charles’s notebooks reflect a growing
interest in emotional expressions in humans, as well as in
nonhuman species, with many visits to the zoo. He enlisted
others to make observations for him. He realized the
importance of cross-cultural study. He was one of the first
researchers to use questionnaires: he sent a set of printed
questions to missionaries and others who could observe
people all round the world, asking them to observe particu-
lar expressions. He received 36 replies. He was one of the
first to use photographs for research. He used both natu-
ralistic and posed expressions of emotion (such as the one
at the head of this chapter) to make scientific arguments.
Darwin’s 1872 book on expression is the foundation of the
study of emotions. His 1877 paper in the journal Mind, in
which he describes observations of his infant son William’s
emotional and cognitive development, is one of the first
contributions to developmental psychology. (Biographical
information from Bowlby, 1991; Gruber & Barrett, 1974).
ApproAches to UnderstAnding emotions10
William James: The Bodily Approach
. . . bodily changes follow directly the perception of the exciting fact . . . and feeling of the same
changes as they occur, IS the emotion.
James, 1890, p. 449
In this well-known quotation from The Principles of Psychology (1890), William James argued
against the common-sense idea that when we feel an emotion it impels us to act in a certain way,
that if we were to meet a bear in the woods we would feel frightened and run. Instead, James
proposed that when we see the bear, “the exciting fact” as he put it, the emotion, IS the perception
of changes of our body as we react to that fact. When we feel frightened, James thought, what we
feel is our heart beating, our skin cold, our posture frozen, or our legs carrying us away as fast as
possible. (In 1855 Carl Lange independently published the same idea, which thus is sometimes
known as the James-Lange theory.)
James’s theorizing focuses on the nature of emotional experience. He stressed the way in
which emotions move us in bodily ways. We may tremble or perspire, our heart may thump in
our chest, our breathing may be taken over as we weep or laugh helplessly, we may blush and
feel the heat rise in our face in mortification, or feel tingles in our spine when moved by music or
a piece of art. The core of an emotion, James contended, is the pattern of such bodily responses.
This vital point about the embodied nature of emotion is captured in this observation of James:
“If we fancy some strong emotion and then try to abstract from our consciousness of it all the
feelings of its bodily symptoms, we find we have nothing left behind” (James, 1890, p. 451). This
proposal has guided the study of emotion in two important ways.
First, James concentrated on experience, and proposed that our experience of many emotions,
from fear to joy to reverence, involves changes of the autonomic nervous system, that part of the
nervous system that affects systems in the body such as the heart, blood vessels, lungs, stomach,
and sweat glands. He also argued that changes of muscles and joints and the sensory signals com-
ing from them were involved. Physiological reactions in the body associated with the different
emotions are our focus in Chapter 5.
Second, James proposed that emotions give “color and warmth” to experience. Without
these effects, he said, everything would be pale. Colloquially we speak of “rose colored
glasses” or a “jaundiced view of life” to indicate how our emotions affect our perceptions. In
different parts of this book we will consider how deeply emotions shape our patterns of thought
(Lerner, Li, Valdesolo, & Kassam, 2015). In Chapter 10 we will examine how emotions guide
our judgments, from what is right and wrong to what is fair and just to what we remember
about the past.
Sigmund Freud: The Psychoanalytic Approach
I came away from the window at once, and leant up against the wall and couldn’t get my
breath . . . (description given by Katharina, subject of one of Freud’s early case histories).
Freud & Breuer, 1895
One of Sigmund Freud’s most enduring ideas is that certain events can be so damaging that they
leave emotional scars that can affect the rest of our lives (See Figure 1.4). His principal exposi-
tion was in a series of case studies.
Freud was one of the first to argue that emotions are at the core of many mental illnesses. An
early patient, Katharina—a quotation from whom is at the head of this section—described how
she suffered from attacks in which she thought she would suffocate. Asked by Freud to give
more details, she said: “I always see an awful face that looks at me in a dreadful way, so that I
am frightened” (p. 192). She could not say whose face it was. Freud was clear that the attacks
were of anxiety. Katharina would now be diagnosed as suffering from panic attacks, defined in
Nineteenth-Century Founders 11
the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders,
Fifth Edition, DSM-5 (2013).
Like Darwin, Freud thought that an emotion in the present could derive from one in the past,
in the patient’s early life. His aim in therapy for Katharina was to discover how her attacks had
started and who the feared person was. The method Freud developed was called psychoanalysis,
and in Katharina’s case we see elements of how this kind of therapy developed: the telling by
a patient of her or his life story, which is found to have gaps (in this case the gap of having no
idea of whose the awful face was that appeared to her in her attacks), the filling of such gaps by
interpretations of the therapist, and the insights of the person receiving the therapy who real-
izes something that had been unconscious. Although in his case history of 1895, Freud was able
to elicit from Katharina parts of her story, which involved sexual molestation, he disguised his
account. In a footnote to his case, which he added in 1924, he wrote: “I venture after the lapse of
so many years to lift the veil of discretion and reveal the fact that Katharina . . . fell ill, therefore,
as a result of sexual attempts on the part of her own father” (p. 210).
Although psychoanalysis has been an influential psychological therapy, it is often criticized.
Very vocal, recently, has been Frederic Crews (2017), a literary critic, who in the 1960s fell in
love with Freud and his theories, and subsequently (perhaps like other lovers who have experi-
enced disappointment) devoted himself to disparagement. Perhaps more cogently, Freud’s meth-
ods of therapy have been criticized by those who developed newer methods such as behavior
therapy and cognitive-behavior therapy (to which we come in Chapter 14).
Most importantly for our understanding of emotions, in ways that are generally not given
proper consideration by Freud’s debunkers, the work of Freud suggests that the emotional life of
adulthood is strongly influenced by relationships we had in childhood with parents or other car-
egivers. This idea was the foundation of work of John Bowlby, a psychoanalyst who, from 1951
onward, developed the theory of attachment—the love between an infant and its mother or other
caregiver—and his idea that all later social development derives from this emotional base. Argu-
ably, this was the most important new element in twentieth-century psychological research on
emotions. It was a huge step, an understanding of the emotional development of children would
now be unthinkable without it. We discuss it in Chapter 11.
Ph
ot
o
Cr
ed
it:
L
ib
ra
ry
o
f C
on
gr
es
s/
Co
rb
is/
VC
G/
Ge
tty
Im
ag
es
FIGURE 1.4 Group photograph of the conference to mark Freud’s honorary degree at Clark
University in 1909. In the front row Freud is fourth from the right, Jung third from the right, and
William James is third from the left.
ApproAches to UnderstAnding emotions12
Freud’s theories were also critical to the influential theorist Richard Lazarus (1991) who com-
bined them with the Darwinian evolutionary idea of adaptation, to propose that emotions derive
from how we appraise events in the environment in relation to our goals. We discuss this, and
related theories, in Chapter 6.
Philosophical and Literary Approaches
Darwin, James, and Freud laid important foundations in the study of emotion, turning our atten-
tion to how expression, bodily response, and complex narratives are part of emotion. They were,
however, not the first in the Western tradition to think about emotions. Philosophers have long
grappled with the nature of emotion, as have writers of fiction (Scarantino, 2016). In this section,
we focus on three thinkers who influenced important currents in the understanding of emotions
and whose ideas are still alive.
Aristotle and the Ethics of Emotions
. . . there is nothing either good or bad but thinking makes it so.
Shakespeare, Hamlet, II, 2, 1. 249–250
Aristotle, who lived from 384 to 322 BCE, offered some of the first systematic analyses of emo-
tions. His most fundamental insight was that whereas many assume that emotions just happen
to us, really they depend on what we believe; emotions, in this view, are evaluative judgments of
events in the world (Clore & Ortony, 2013; Ellsworth, 2013). In this way, we are responsible for
our emotions because we are responsible for our beliefs.
In his book Rhetoric, Aristotle discussed how different judgments give rise to different emo-
tions (see Konstan, 2006). “Anger,” says Aristotle, “may be defined as an impulse, accompa-
nied by pain, to a conspicuous revenge for a conspicuous slight directed without justification
towards what concerns oneself or towards what concerns one’s friends” (1378b, 1.32). The emo-
tion occurs because of our belief that a slight has occurred. To be slighted is to be treated with
contempt, or thwarted, or shamed.
In Aristotle’s discussion of the role of emotion in persuasion, we see the message, echoed in the
quotation from Shakespeare’s Hamlet at the head of this section: our emotional experiences are
shaped by our judgments and evaluations. Think of it like this. It’s a warm summer evening and you
are lightly dressed, waiting in line at a cinema. A light touch on your arm by the person you invited
to the movie might prompt a surge of affection. The very same pattern of touch from a stranger
might make you feel anxious, angry, or even repelled. Our experience depends on our judgment.
In his book Poetics, which is about narrative writing, mainly about tragedy, Aristotle con-
cerned himself with the central place of emotions in artistic expression, a theme we take up in
different places in the book. Drama, said Aristotle, is about human action, and what can happen
when human actions have effects that were unforeseen. We are humans, not gods. We simply do
not know enough to predict the consequences of everything we do. Nonetheless, and this is the
root of human tragedy, we remain responsible for our actions.
Aristotle noticed two important effects of tragic drama. First, at the theater, people are moved
emotionally (See Figure 1.5). As the principal character grapples with consequences that were
unforeseen and uninvited, we see the somber spectacle of a person who is good being tortured
by circumstances to which he or she has contributed but cannot control. We are moved to feel
sympathy (or pity) for this person—and to fear for ourselves, because in the universal appeal of
these plays we know that the principal character is also ourself.
Philosophical and Literary Approaches 13
Second, we can experience what Aristotle called katharsis of our emotions. This term is
widely mistranslated as purgation or purification, as if one goes to the theater to rid oneself of
toxic emotions or to elevate them. But as Martha Nussbaum (1986) argues, for Aristotle katharsis
meant neither purgation nor purification. It meant clarification—the clearing away of obstacles
to understanding. By seeing predicaments of human action at the theater we may come to experi-
ence emotions of sympathy and fear, and understand consciously for ourselves their relation to
the consequences of human action in a world that can be known only imperfectly.
Not long after Aristotle’s death, two important schools of philosophy developed out of his
argument that emotions are evaluations and depend upon beliefs. The first was Epicureanism,
based on the teachings of Epicurus who lived near Athens, around 300 BCE, in a community of
like-minded friends. The second was Stoicism. It got its name from the stoa, where the philoso-
phers of this school taught; the stoa was a colonnade, a bit like a cloister, that ran alongside the
marketplace in Athens (see Figure 1.6).
Though dictionaries tell us that epicurean now means “devoted to the pursuit of pleasure” and
stoic means “indifferent to pleasure or pain,” these meanings are distant from their origins, but
the fact that these words are in modern languages testifies to a continuing influence.
The Epicurean and Stoic philosophers can be thought of as the first thoroughgoing Western
emotion researchers. The Epicureans developed ideas of natural human sociality that influenced
both the American and French Revolutions. The idea that human beings have a right to the pursuit
Ph
ot
o
Cr
ed
it:
N
ob
or
u
Ko
m
in
e/
Sc
ie
nc
e S
ou
rc
e
FIGURE 1.5 The theater in classical times was an important institution, constructed to portray
action in the context of fellow citizens who sat there in full view.
ApproAches to UnderstAnding emotions14
of happiness is distinctively Epicurean, as is the idea of living naturally, in harmony with an
environment of which we are stewards. The Epicureans taught that one should live in a simple
way, and enjoy simple pleasures, like wholesome food and the enjoyment of friendship, rather
than chasing after things that make one anxious like wealth or are unnatural like luxuries, or are
ephemeral like fame. Being guided by such desires can only lead to painful emotions: anger when
someone frustrates one’s will, greed at wanting more and more, envy at someone having some-
thing we do not. The Epicureans recommended shifts in attention, from such irrational desires to
more worthwhile ones, a possibility that today is studied in the literatures on emotion regulation
and mindfulness, which we consider later (Gross, 2015).
As to Stoicism, one of the most interesting Stoic philosophers was Chrysippus. He distin-
guished between first movements of emotions, which are automatic, and second movements,
which are mental and involve judgment and decision (Nussbaum, 2001). Chrysippus thought that
one cannot avoid the first movements; they occur in the body and we can’t do anything about
them. But since second movements involve thought, they are “up to us.” We get a glimpse of this
in the movie Inside out, when Riley’s emotions Joy and Sadness, feeling lost, alight upon the
train of thought.
For the most part, Stoics thought that emotions derive from desires. To free oneself from
crippling and destructive emotions, therefore, one should extirpate most desires, such as those
to be superior to others or yearning for fame or wealth. They advised that humans should pursue
rationality and good character as the only values that are outside the vagaries of chance or the
control of others and, therefore, are subject to one’s own will. The Stoic understanding was that
most emotions, especially anger, anxiety, pride, and lust, are damaging to the self and to society,
and so the desires that lead to them should be disciplined out of our daily lives.
Ph
ot
o
Cr
ed
it:
©
ak
g-
im
ag
es
/H
el
m
ut
K
al
le
/�
e I
m
ag
e W
or
ks
FIGURE 1.6 A stoa that runs alongside the agora (marketplace) in Athens. It was in such a place
that the Stoics taught the management of emotions. (The stoa in this picture is not the original but one
constructed a century after the founding of Stoicism, and rebuilt in the 1930s).
Philosophical and Literary Approaches 15
Stoic ideas are thought to have influenced the acceptance of Christianity by the Romans fol-
lowing the conversion of the Emperor Constantine. As Christianity began to spread, the bad
desires and bad thoughts, which the Stoics sought to extirpate, became the seven deadly sins of
greed, gluttony, hubris, lust, vanity, laziness, and despondency. All of the sins have an emotional
quality, which raises the intriguing question of when emotions benefit us and those around us
and of when they disrupt our social lives (Sorabji, 2000; Oatley, 2011). One answer is found in
this idea: Sin implies temptation, which, in turn, implies that we have choice. In the Stoics’ sec-
ond stage of emotion, this possibility of choice is foremost. In Chapter 6, we come to it with the
theories of appraisal and emotion regulation, which suggest that what we do with our emotions
is as important to our well-being as whether or not we feel them. In Chapter 14, we come to the
relation between emotions and free will.
Epicurean and Stoic philosophies have come to be parts of ethics, because the members of
these schools pursued the goal of understanding how one could shape one’s emotions in pursuing
the good life in what Martha Nussbaum calls, in the title of her book of 1994 Therapy of Desire.
Ethics are not about knowing what others should do, or even what one should do oneself. They
are about considerations we might have on how best to structure our own lives in relation to oth-
ers. It’s been said that, when one gets down to it, there are only two real choices in life: Epicure-
anism, living in a way that is pleasurable though moderate, and Stoicism, living so that rationality
and the building of character are the highest virtues.
Just as medicine sought a cure for bodily ills, so the Epicureans and Stoics thought of philoso-
phy as a cure for the soul; they focused on emotions as the chief sources of the soul’s diseases.
One may achieve lovely insights into Stoic thinking from the Roman writers Marcus Aurelius
(c. 170) and Epictetus (c. 100), one an emperor and the other a former slave.
Two thousand years after the Epicureans and Stoics, people who think about emotions and
their contribution to our ethical behavior and pursuit of happiness tend to seek answers in psy-
chology. Think of the earlier sections of this chapter: we’ve introduced emotions as being biolog-
ical, as arising in the body, as driven by the unconscious. How—in the face of such forces—can
we influence our emotions? How can we live a life that is satisfying and meaningful, and tip the
balance toward enjoyable engagement in what we are doing, rather than toward resentment or
alienation? Despite the fact that our emotions are strongly affected by our genes and upbringing,
how might it be possible to use whatever free will we have to live in a way that is right for us
and for those we love? How can we escape from disabling depression, anxiety, or addiction or
destructive anger and disgust?
Should we make resolutions to use self-control to improve ourselves? The science of emo-
tions has shown this often isn’t the best way forward. As David DeSteno (2018) has found, it’s
too self-involved, and for the most part resolutions to use self-control don’t carry through. But
if we cultivate our emotions toward others, such as gratitude and compassion—those that orient
us toward benefitting others and folding into strong collaborative relations—we are more likely
to become better in ways that we would like. Issues of this kind are a focus of our last chapter,
Chapter 14.
René Descartes: Philosophically Speaking
The Passions of the Soul
Book title of Descartes
René Descartes is generally regarded as the founder of modern philosophy and of the scien-
tific view of the world. Descartes wrote in the seventeenth century in Holland, which had just
emerged from being a Spanish colony to become a center of commercial and intellectual life,
perhaps at that time one of the few places in Europe where bold thinkers could work and publish
without persecution. It is on the emotions that Descartes directs his focus in The Passions of the
ApproAches to UnderstAnding emotions16
Soul (1649), which offered a detailed discussion of how mind and body work, which included
sensory and motor nerves, reflexes, and memory.
As for the emotions (which in those days were called the passions) Descartes opens his
book as follows: “There is nothing in which the defective nature of the sciences which we
have received from the ancients appears more clearly than in what they have written on the
passions” (p. 331).
What new insights does Descartes offer? He claimed that the six fundamental emotions—
wonder, desire, joy, love, hatred, and sadness—occur in the thinking aspect of ourselves that he
called the soul. Today we might call this the conscious sense of self or our sense of who we are.
At the same time, emotions are closely connected to our bodies, for example, to our heart beat-
ing rapidly, to blushing, or to tears. Descartes differentiated emotions from perceptions of events
that happen in the outside world and perceptions of events that happen within the body, such as
hunger and pain. Whereas outer perceptions tell us about the world, and bodily states like hunger
and pain tell us about the body, emotions tell us what is important in our souls—as we might now
say, in our real selves—in relation to our concerns and our identities.
Having identified the origins of the emotions in our souls, Descartes then describes how emo-
tions cannot be entirely controlled by thinking, but they can be regulated by thoughts, especially
thoughts which are true. So, he says:
. . . in order to excite courage in oneself and remove fear, it is not sufficient to have the
will to do so, but we must also apply ourselves to consider the reasons, the objects or
examples which persuade us that the peril is not great; that there is always more security
in defense than flight; that . . . we could expect nothing but regret and shame for having
fled, and so on.
(Descartes, 1649, p. 352)
Like Aristotle, Descartes suggests that the emotions depend on how we evaluate events.
Descartes was also one of the first to argue that emotions serve important functions, a central
theme of this book:
. . . the utility of all the passions consists alone in their fortifying and perpetuating in the
soul thoughts which it is good it should preserve, and which without that might easily
be effaced from it. And again, all the harm which they can cause consists in the fact that
they fortify and conserve those thoughts more than necessary, or that they fortify and
conserve others on which it is not good to dwell.
(ibid, p. 364)
We might reflect on how, when we love someone our love perpetuates and extends our
thoughts of this person, and when we are overanxious or depressed we dwell on issues we cannot
affect. Descartes’s idea—a perceptive one—is that our emotions are usually functional, but can
sometimes be dysfunctional (Keltner & Gross, 1999; Oatley & Jenkins, 1992).
Descartes wrote at the end of the Renaissance. He was a contemporary of William Harvey
who discovered the circulation of the blood, which formerly had been thought to be one of the
four humors. Ideas of these humors derived from Greek doctors such as Hippocrates and Galen,
who thought that disease was caused by imbalance among the humors, with an increase of each
humor giving rise to a distinct emotional state. Blood gives rise to hope and vigor, from it comes
the term “sanguine;” phlegm gives rise to placidity, from it comes the term “phlegmatic;” yellow
bile gives rise to anger, from it comes the world “choleric,” black bile gives rise to despair, from
Philosophical and Literary Approaches 17
it comes the word “melancholy.” Before the mid-seventeenth century, it was thought that the
very emanations of these humors were the experience of each kind of emotion, that we become
melancholy (for instance) from an excess of black bile that gives off the experience of sadness as
a stagnant pool gives off a stench (Paster, Rowe, & Floyd-Wilson, 2004). Among those making
new efforts of imagination was Descartes. In the new physiology to which he contributed, emo-
tions arise in the mind. Not only do they often affect our bodies, but functionally they enable our
plans and actions (Scarantino, 2017a).
George Eliot: The World of the Arts
No life would have been possible to Dorothea which was not filled with emotion . . .
George Eliot, Middlemarch, p. 894
Many of the greatest insights into emotions come from novelists and poets—Virginia Woolf on
the stream of consciousness, D.H. Lawrence on emotional dynamics between women and men,
Emma Cline on the self-consciousness of adolescence. The writing of George Eliot (pen-name
of Mary Ann Evans) offers impressive ideas regarding emotional experience and its place in inti-
mate relationships (Davis, 2017; Haight, 1968; Oatley, 1992).
In 1856 George Eliot wrote an essay for the Westminster Review, entitled “The natural history
of German life” (Pinney, 1963). In it she reviewed two books by von Riehl, a pioneer anthropolo-
gist, who described the life of German peasants. Her essay was a kind of manifesto for her own
novels. It includes the following:
The greatest benefit we owe to the artist, whether painter, poet or novelist, is the exten-
sion of our sympathies. Appeals founded on generalizations and statistics require a sym-
pathy ready-made, a moral sentiment already in activity; but a picture of human life
such as a great artist can give, surprises even the trivial and the selfish into that atten-
tion to what is apart from themselves, which may be called the raw material of moral
sentiment . . . Art is the nearest thing to life; it is a mode of amplifying experience and
extending our contact with our fellow-men beyond the bounds of our personal lot.
(George Eliot, 1856, reprinted in Pinney, 1963, p. 270)
Although the word “emotion” isn’t used here, this passage is about the importance of literary art
for the emotions and has influenced our approach in this book: emotions are not just in individu-
als but between people as well. So, Eliot says, sympathies—emotions that connect us to each
other—can be extended by novelists and other kinds of artists, to people outside our usual circle
of friends and acquaintances.
In the years 1871 to 1872, Eliot published Middlemarch, a novel about emotions, which
portrays experience from inside the person’s own consciousness. Each character has aspira-
tions and plans, but each is affected by the unforeseeable accidents of life. Eliot’s question is
this: if we are unable to foresee the outcomes of all our actions, if there is no fate or divine
force guiding us toward an inevitable destiny, how should we find our way in life? Her answer
is that our emotion can act as a sort of compass. You might think of emotions as narratives,
or stories, that move us forward in life in the pursuit of what we care about, our concerns as
we said earlier.
In the book, Eliot contrasts Dorothea who longs to do some good in the world, with Edward
Casaubon, an elderly scholar whom Dorothea admired and married in the hope of gaining
entrance to the world of learning. Dorothea is responsive to the emotional currents of her own
ApproAches to UnderstAnding emotions18
and others’ lives, whereas for all his erudition Casaubon barely recognizes his emotions at all.
About a third of the way through the book, Casaubon has a heart attack in suppressed anger fol-
lowing an argument with Dorothea. Lydgate, the town doctor, attends and counsels Dorothea to
avoid all occasions that might agitate her husband.
Some days later Lydgate makes another call and Casaubon asks him to be candid about his
condition. Lydgate says that although prediction is difficult, he is at risk. Casaubon perceives that
he might die, and sinks into bitterness. When Lydgate leaves, Dorothea goes into the garden with
a sympathetic impulse to go at once to her husband.
But she hesitated, fearing to offend him by obtruding herself; for her ardour, continu-
ally repulsed, served with her intense memory to heighten her dread, as thwarted energy
subsides into a shudder, and she wandered slowly round the nearer clumps of trees until
she saw him advancing. Then she went towards him, and might have represented a
heaven-sent angel coming with a promise that the short hours remaining should yet be
filled with that faithful love which clings the closer to a comprehended grief. His glance
in reply to hers was so chill that she felt her timidity increased; yet turned and passed
her hand through his arm.
Mr Casaubon kept his hands behind him, and allowed her pliant arm to cling with
difficulty against his rigid arm.
There was something horrible to Dorothea in the sensation which this unresponsive
hardness inflicted on her. That is a strong word, but not too strong; it is in these acts
called trivialities that the seeds of joy are for ever wasted.
(George Eliot, 1871–1872, p. 462)
In this passage we see many of Eliot’s ideas about how emotions arise and are commu-
nicated. They are what relationships are made of. They have powerful effects upon how we
perceive other people and situations in which we find ourselves. We come to understand that
we experience our own emotions differently from how people see them. We readers are moved
emotionally in ways that succeed in “extending our sympathies.” Later George Eliot wrote in
a letter:
. . . my writing is simply a set of experiments in life – an endeavour to see what our
thought and emotion may be capable of – what stores of motive, actual or hinted as pos-
sible, give promise of a better after which we can strive.
(Haight, 1985, p. 466)
Brain Science, Psychology, Sociology, and Anthropology
Founding figures from Charles Darwin to George Eliot have grappled with the nature of emotion,
relying on the tools of keen observation, thought experiments, and literary narrative. How would
the scientific study of emotion emerge? During the first half of the twentieth century, there was
resistance to the study of the emotions, most pronounced in behaviorism, a school of thought
that saw only overt behavior as worthy of psychological inquiry. Within this tradition, the mind
was a black box, inscrutable to the lens of science, and emotions disruptive forces within the
human psyche. On this, one of the best-known behaviorists, B.F. Skinner, has a character in his
1948 novel, Walden Two, say: “We all know that emotions are useless and bad for our peace of
mind and our blood pressure” (p. 92). In the last 50 years, however, at first gradually, and then
Brain Science, Psychology, Sociology, and Anthropology 19
with gathering momentum, the scientific study of emotions has come into its own in the brain
sciences, in psychology, and in other social sciences, most notably sociology and anthropology.
John Harlow, Tania Singer: Toward a Brain Science of Emotion
Even though empathy has been extensively discussed and investigated by philosophers and social
scientists, only recently has it become a focus for neuroscience.
Tania Singer et al. (2004), p. 1157
One of the earliest and most striking pieces of evidence about how the brain is involved in emo-
tions came from a horrific accident, written up by a country doctor, John Harlow.
The case about which Harlow wrote was that of Phineas Gage a likeable foreman of a group of
men working to construct a railroad in Vermont. On September 13, 1848, they were about to blast
a rock, which had been drilled and the hole filled with gunpowder. Gage rammed the powder
down with an iron rod, three- and- a- half feet long, an inch and a quarter in diameter. It weighed
13 pounds. This tamping rod must have struck up a spark, for there was an explosion. The rod
entered Gage’s skull just beneath the left eyebrow, exited via a hole in the top of his head, and
landed 50 feet away (See Figure 1.7). Gage bled terribly, suffered an infection of his wound, but
recovered, in body though not in mind.
John Harlow, who attended Gage, wrote that the “balance, so to speak, between his intel-
lectual faculties and his animal propensities seems to have been destroyed” (1868, p. 277). The
effects were emotional. Although previously he was amiable, Gage was now impatient, irrever-
ent, and easily moved to anger. His employers who had regarded him as their “most efficient and
capable foreman” could not give him back his job.
P
h
o
to
C
re
d
it
: ©
H
a
rv
a
rd
M
ed
ic
a
l
S
ch
o
o
l
FIGURE 1.7 Model of Phineas Gage’s head and his skull showing the exit hole made by the
tamping rod.
ApproAches to UnderstAnding emotions20
In the science of emotion dozens of people—“modern Phineas Gages”—have been studied.
These are people who suffered damage to the frontal lobes (Damasio, 1994; Szczepanski &
Knight, 2014). What is most striking and consistent in these studies is how disrupted are the
emotions of such people and how detrimental are the effects on their judgment and relation-
ships. They often show inappropriate judgments when it comes to risk, morality, money, pleas-
ure, or the trustworthiness of other people (Bechara, 2004). As a result, they may find it hard to
choose to make this appointment or make rash investments with fraudulent financial advisers.
They struggle in friendships, and their marriages often end in divorce because of their outbursts,
sexual improprieties, and unreliability. These observations speak to our definition of emotion
earlier, that emotions link a person’s current concerns to suitable courses of action in the present
situation. When emotions are disrupted through such brain damage, people can’t gauge which
concerns matter, and their actions often can be inappropriate. We elaborate upon this and other
insights that emerge in studies of patients like Gage in Chapter 7.
Before the age of electronics, and the finding that the brain works by sending electrical
and chemical signals, the main evidence about emotions and human brain function came from
accidental damage of the kind that happened to poor Phineas Gage and to modern Phineas
Gages.
Among the pioneers of more modern brain research on the emotions was Walter Cannon,
who argued for a different view of the emotions than the embodied perspective of his Harvard
colleague, William James. He started a paper in 1927 by citing observations by commentators
that James’s theory is “so strongly fortified by truth and so repeatedly confirmed by experience”
(p. 106) that he felt trepidation at venturing to criticize it. Cannon uses the term “trepidation”
rhetorically. He probably felt no such thing. His 1927 paper was one in a line of criticisms he
published of the James-Lange theory. His principal evidence was that if James were right, then
when the viscera (from which bodily feelings were supposed by James to arise) were severed
from the brain of laboratory animals, one would expect a reduction in their emotions. With this
operation, however, no such reduction occurred.
Instead, as Cannon found it was transection of neural pathways at a quite different level that
had striking effects on emotions. Cannon showed that when, in a laboratory cat, the cerebral
cortex was severed from the lower parts (subcortical regions) of the brain, or removed altogether,
the result was an animal that showed very intense emotions, for instance, strong anger with no
provocation. The phenomenon contributed to the idea that the higher region of the brain—the
cortex—acts to inhibit the subcortical regions where emotions reside, an idea that continues to
this day in some studies of emotion regulation and the brain (Braunstein, Gross, & Ochsner,
2017). Not everyone finds the idea helpful, that the main job of the cortex is to inhibit the lower
regions; most functions of the cortex are more active and add meaning to subcortical beginnings
of emotion, as we shall see in Chapter 7.
Today, although research on brain patients continues to yield insights, neuroscientists now
study emotion-related brain activation with a number of techniques, particularly functional Mag-
netic Resonance Imaging (fMRI), which picks up changes of blood flow in regions of the brain
when the neurons in those regions are active. Let’s consider a line of research that is growing.
It’s on empathy—the state of feeling what another person is feeling. You will learn in this book
about the centrality of empathy to parent–child attachments, romantic partnerships, friendships
and interactions at work (Zaki & Ochsner, 2016). Frederique de Vignemont and Tania Singer
(2006) defined empathy as follows:
a. having an emotion, which
b. is in some way similar to that of another person, which
Brain Science, Psychology, Sociology, and Anthropology 21
c. is elicited by observation or imagination of the other’s emotion, and that involves
d. knowing that the other is the source of one’s own emotion.
Might empathy engage specific regions of the brain?
To answer this question, Tania Singer and her collaborators (2004) assessed brain activity
with fMRI while volunteers experienced a painful electric shock and compared it to that elicited
when these participants received a signal indicating that their loved one—present in the same
room—was receiving a similar shock. Some areas of the brain (for instance, the somatosensory
cortex) were activated only when the participants experienced pain through their own senses.
What was striking, though, is that other regions of the brain were activated both when subjects
received pain and when they were signaled that their loved one experienced pain. These regions
included the anterior insula, which tracks physical sensations in the body and represents those
sensations as conscious experiences of feeling (Craig, 2009), and parts of the anterior cingulate
cortex, which is engaged during experiences of negative emotion and conflict and motivates
action (See Figure 1.8).
This study of Singer and colleagues tells us that the emotional aspect of pain was shared in the
brain; it was affected by the participants’ own pain and imagination of pain in their loved one.
You might be asking the following question. What about our empathic response to other emotions
in other people? Singer and colleagues have found that similar components of this “empathy
network” in the brain—the anterior insular cortex and anterior cingulate cortex—are activated
when participants respond empathically to other people’s experiences of fear, anxiety, disgust,
and pleasure (Bernhardt & Singer, 2012).
A second question you might ask is about sympathy and compassion, which are closely
related to empathy. In sympathy (or compassion), we respond to others’ suffering or pain with
our own feelings of concern and the motivation to help that person (Goetz, Keltner, & Simon-
Thomas, 2010). You might think of the empathic response to another’s suffering as a mirroring
response, with sympathy and compassion additionally involving a concern for the other person’s
welfare giving rise to an urge to help. Are empathy and sympathy registered in different regions
of the brain? This appears to be the case. Recent studies find that sympathy (compassion) acti-
vates different regions of the brain than empathy, including an old region of the brain—the peri-
aqueductal gray—that enables nurturant behavior in mammals, and reward-related regions of the
brain, including the ventral tegmental area, the nucleus accumbens, and the orbitofrontal cortex
(Ashar, Andrews-Hanna, Dimidjian, & Wager, 2017; Bernardt & Singer, 2012; Simon-Thomas
et al., 2011). In Chapter 7, we continue this discussion of brain processes involved in different
emotions.
mOFCsgACC
Compassion network
Empathy for pain network
AI
aMCC
GP
Put
VTA
SN
VS
NAcc
Ph
ot
o
Cr
ed
it:
Si
ng
er
, T
., &
Kl
im
ec
ki
, O
. M
. (
20
14
).
Em
pa
th
y_
an
d_
co
m
pa
ss
io
n.
_C
ur
re
nt
_B
io
lo
gy
, 2
4(
18
),
R8
75
-R
87
8
FIGURE 1.8 Empathy (darker color labels) and compassion (lighter color labels) in networks in
the brain.
ApproAches to UnderstAnding emotions22
Magda Arnold, Sylvan Tomkins: New Psychological Theories
. . . emotions involve a double reference, both to the object and to the self experiencing the object.
Magda Arnold and J. Gasson, 1954
It is my intention to reopen issues which have long remained in disrepute in American psychology.
Sylvan Tomkins, 1962
In the second half of the twentieth century, faintly at first, voices were heard expressing concerns
that emotions had been neglected in the academy. Among the voices were those of Magda Arnold
and Sylvan Tomkins; in 1954 both started to speak in ways that guide people toward the present
day scientific study of emotion. Arnold (with J. Gasson) proposed that emotions are based on
appraisals of events. In the same year, at a meeting of the International Congress of Psychology,
Tomkins offered a theory about the relation of emotion to facial expression.
Novels and Films: Avatar
James Cameron’s (2009) film Avatar was a big hit, and it con-
tinues to be worth seeing. An avatar is a conceptual being
that can represent us in a game. In this film, the avatar is
a being from another planet, into which the human mind
of Jake Sully (played by Sam Worthington) is inserted. Sully
has been a marine. He was wounded in combat, and made
paraplegic. Despite being confined to a wheelchair, he has
special skills that qualify him to join a group of humans on
a mission to Pandora, in the Alpha Centauri solar system, in
the year 2154. The body that Jake’s mind enters is that of a
Na’vi, a species of nine-foot tall, blue-skinned beings, who
are lithe and elegant, who move gracefully through beauti-
ful forests with which they live in harmony.
Humans have come to Pandora to obtain a valuable min-
eral “unobtainium,” needed to solve the energy crisis that
threatens Earth. The film’s plot parallels the plunder of the
Americas by Europeans, with contempt for indigenous peo-
ples. At one level, Avatar is a conventional film in which a
likeable hero first suffers, then overcomes seemingly insur-
mountable obstacles, and then gets the girl, the lovely Na’vi
princess, Neytiri (played by Zoe Saldana), who inducts him
into ways of living in the Pandoran forests.
But Cameron is a deeply psychological film maker
(Oatley, 2009). Jake enters a series of empathetic identi-
fications with people who first are like him, then progres-
sively more different from him. His first identification is with
Colonel Quaritch, military commander of the human mis-
sion to Pandora. Having been in the military, Jake can easily
identify with him. Next, Jake identifies with a second human,
a woman: Dr. Grace Augustine, an anthropologist who
wants to understand the Na’vi because she is in charge of
the mission to cajole them into disrupting their living place
and giving up their valuable mineral deposits. It’s she who
arranges for Jake to be inserted mentally into the body of
a Na’vi, to infiltrate this group that seems to be obstruct-
ing human purposes. Finally, Jake empathizes and identi-
fies with a member of another species, Princess Neytiri, with
whom he falls in love.
The most important psychological issue for Cameron
concerns our human propensity to empathize with members
of the group to which we feel we belong and our accompa-
nying potential of contempt toward members of groups to
which we feel we don’t belong. Such groups can be defined
by nationality, by political ideas, by gender, by skin color,
or, indeed, by anything. You might see something of this in
yourself in your preferences for an athlete or sports team.
In a review of empathy and its opposite—schadenfreude
(taking pleasure in others’ misfortunes)—Cikara, Bruneau,
and Saxe (2011) argue that although our dispositions to care
about and help each other are at the very foundation of
human society, there are powerful motivations not to care
about or help members of out-groups: sympathetic and
empathic feelings toward such people are rare and fragile.
Cikara et al. review studies in which participants have been
led to increase empathy for members of out-groups. Argu-
ably, films such as Avatar might contribute in this way.
Brain Science, Psychology, Sociology, and Anthropology 23
Most researchers now assume that emotions derive from people’s appraisals of events. The
typical emotion arises when a person perceives, or thinks about something, that is relevant to
what Nico Frijda (e.g., 2007) calls a concern: something important to us. The idea that the core
to an emotion is an appraisal of something that happens in the world was proposed in ancient
times. It is similar to Aristotle’s idea of emotions as evaluations (Nussbaum, 2001). If we know
what appraisals (or evaluations) are made of an event, we can predict what emotion is likely to
occur (Roseman, 2013). If we know what emotion is currently being experienced, we can infer
what appraisals are likely to have been made.
In their development of this idea that emotions involve appraisals or evaluations, Arnold and
Gasson proposed that an emotion relates self to object. Unlike perception, which is about our
knowledge of what is out there, or personality, which is about what each of us is like in ourselves,
emotions are essentially relational; emotions mediate, or link, our interior concerns with events
and objects in the world. Arnold and Gasson put it like this: “An emotion . . . can be considered
as the felt tendency toward an object judged suitable, or away from an object judged unsuitable”
(1954, p. 294).
So appraisals involve at first attraction to, or repulsion from, some object, and they deter-
mine whether the emotion is positive or negative. Then come further distinctions, depending
on whether the object of the emotion is present or not and whether there are difficulties in act-
ing. “Impulsive” emotions arise if there is no difficulty in attaining or avoiding an object. The
“emotions of contention” arise when there are difficulties in acting. Particular emotions, Arnold
and Gasson argue, arise according to these appraisals. If an object is judged suitable and if it is
present, then the impulsive emotion tends to be love; if an object is judged unsuitable and is not
present, then the contending emotion is fear. These ideas would be widely influential, as we shall
see in our discussion of emotion-related appraisals in Chapter 6.
In a series of books (e.g., 1962), Sylvan Tomkins developed a similar line of theorizing. His
central claim was that affect is the primary motivational system. Emotions are amplifiers of
drives. It had long been assumed that drives, such as hunger, thirst, and sex, are the primary
determinants of behavior. Not so, argued Tomkins: “This is a radical error. The intensity, the
urgency, the imperiousness, the ‘umph’ of drives is an illusion. The illusion is created by the
misidentification of the drive ‘signal’ with its ‘amplifier.’ Its amplifier is its affective response”
(1970, p. 101). What Tomkins meant by “drive signal” was a neural message about some event,
for instance, a signal of a potential sexual partner. What he meant by “drive amplifier” was the
“umph,” for instance, a strong attraction to this person.
In Tomkins’s account, human action and thought reflect the interplay of motivational systems,
each capable of fulfilling a certain function (such as eating, breathing, sex), each potentially
capable of taking over the whole person. What prioritizes these systems? It is emotion. It does so
by amplifying one particular drive signal, just as loudness of sound on an audio system is ampli-
fied by turning up a control to adjust its volume.
Here are two of Tomkins’s illustrations. First: when, for any reason, there is some sudden
obstruction to breathing, as when drowning or choking, it is not the shortness of oxygen that is
obvious, it is a panicky fear that amplifies the drive signal making us struggle to breathe again.
Those pilots in World War II who refused to wear oxygen masks suffered lack of oxygen, said
Tomkins. But the effect occurred slowly. It was not unpleasant. The signal was not amplified,
and some of these pilots died with smiles on their lips. Second: when we are sexually excited,
it is not the sexual organs that become emotionally excited. It is the person who is excited, and
moves toward the other person and to fulfillment. The bodily changes, for instance, in the sex
organs, amplify the sexual drive, making it urgent, and taking priority over other matters. These
bold theoretical claims would inspire young scientists, who included Paul Ekman and Carroll
Izard, to study emotion.
ApproAches to UnderstAnding emotions24
Erving Goffman, Arlie Russell Hochschild, and Lila Abu-Lughod:
Emotions as Moral Dramas Involving Selves and Others
Create alarm
Slogan on an office wall of a debt-collecting agency
Sociologist Erving Goffman proposed that when William Shakespeare wrote “all the world’s a
stage” (in As You Like It, 1623) this was not a metaphor: we literally give dramatic presentations
of ourselves to each other and create the social reality in which we live. From such performances
moral worlds are created. From them we derive our own selfhood and from them others derive
their sense of who we are.
Goffman introduced into social science the method of careful observation through a theo-
retical lens. His lens was his idea that life is a kind of drama, in which we take on roles. For
understanding emotions, Goffman’s most instructive work is perhaps the essay “Fun in games,”
published in Encounters (1961). In this essay, Goffman advances his general argument about life
as drama, making the case that emotions are constructed within specific roles, such as being with
your family, or with your boss, or out on a first date.
We can think of each kind of social interaction, at a café, in the workplace, in the family,
out on a date, as like a game, says Goffman. When we enter it, we pass through an invisible
membrane into a separate world with its own rules, its own traditions, its own history. We take
on a social role that is afforded in that kind of interaction—when out on a date we may be the
one who charms and flirts, in a school or university our role may be that of hard working, curi-
ous student. Within the membrane, we give a certain performance to sustain our role, following
the outline rules or scripts that are relevant within that world. So out on a date we tell jokes and
disclose vulnerabilities, as a student we seek to find what ideas inspires us and give us purpose.
These performances are viewed by ourselves and others as good or bad of their kind, as correct,
incorrect, or partially correct. They invite commentary from others—including suggested modifi-
cations, blame, and praise. The distinctive rules within each kind of membrane give rise to social
and moral worlds that provide the subject for much of our conversation.
Now comes Goffman’s insight into emotions: as well as giving a more or less good perfor-
mance we can ask how strongly engaged we are in a role. Games are fun because they invite
wholehearted engagement. By extension, the roles that we play in social life have their emo-
tional correlates. Certain roles center upon the experience of certain emotions: love and passion
expected of new romantic partners; the sympathy and filial love expected of new parents. Our
full engagement in roles is enabled by enthusiasm and produces emotional rewards, the feeling
of pride or contentment, for example, in fulfilling the expectations of specific roles. In contrast,
sometimes the performances in which we engage in our social lives can produce inner conflict:
we can follow the rules, enact the script, take part in the interaction, but not be engaged. In this
case, we can feel we are not enacting the role in all its details and expectations. Then occur vari-
ous emotions—anxiety, sadness, anger, shame—that are upsetting and unsatisfying aspects of
our lives.
Arlie Hochschild was influenced by Goffman (see Figure 1.9). In her work she explored the
tension that so often occurs when the person is in conflict about the role he or she plays, when
there are questions about who one is in oneself, and the performance one is giving.
Hochschild’s parents were in the US Foreign Service, and she describes how at the age of 12
she found herself passing round a dish of peanuts at a diplomatic party and wondering whether
the smiles of those who accepted her offerings were real. Her parents often commented on ges-
ture: the “tight smile of the Bulgarian emissary, the averted glance of the Chinese consul, and
the prolonged handshake of the French economic officer” (Hochschild, 1983, p. ix). These ges-
tures did not just convey meaning from one person to another—they were messages between
Brain Science, Psychology, Sociology, and Anthropology 25
governments. Had the 12-year-old just passed peanuts to actors playing prescribed diplomatic
roles? Where did the person end and the job begin? How much of emotion is not involuntary, but
a dramatic performance guided by strategy and rules and even deception?
In her scientific research, Hochschild first sought answers to this problem: do sales people
sell the product, or their personalities? She developed a theory of “feeling rules.” These rules
specify what emotional feelings are appropriate to the specific context. They can be private and
unconscious, or socially engineered in occupations that require us to influence other people’s
emotions and judgments.
Hochschild observed the training of Delta Airlines cabin staff, which includes learning how
to act in emergencies, how to serve food, and feeling rules that detailed emotional performances
required of a Delta flight attendant. The trainee had to play a role, much as if she were an actor.
The main aim is to induce a particular emotional tone in passengers: “Trainees were exhorted: to
‘Really work on your smiles . . . your smile is your biggest asset’ ” (Hochschild, 1983, p. 105).
They “were asked to think of a passenger as if he were a ‘personal guest in your living room’.
The workers’ emotional memories of offering personal hospitality were called up and put to use,
as Stanislavski would recommend” in his well-known training of actors, known as method acting
(p. 105). It is easier to give a convincing performance when one fully enters into the part.
Work that involves constructing emotions in oneself in order to induce them in others is
widespread: Hochschild calls it emotional labor. When Hochschild was developing this idea,
she estimated that 38 percent of paid jobs in the United States needed substantial emotional
labor, and these burdens fell disproportionately upon women. For many jobs, from the airline
flight attendants Hochschild studied to personal assistants of executives, the emotional labor
required performances of joy and cheerfulness. Other jobs required threatening emotions: “Cre-
ate alarm” was the motto of one debt-collecting agency boss (Hochschild, 1983, p. 146). Today,
with the expansion of jobs in the service industry and in health care, even more people are
required to engage in emotional labor in their careers. Zhan et al. (2016) distinguished between
©
Pa
ig
e K
. P
ar
so
ns
FIGURE 1.9 Arlie Hochschild is a pioneering scientist in the study of emotion.
ApproAches to UnderstAnding emotions26
surface acting and deep acting during emotional labor. They found that those who only man-
aged to do surface acting were more likely to experience negative responses from customers
and that they were more likely to suffer emotional exhaustion. In contrast, those who were able
to do deep acting received more positive responses from customers and were able to feel more
positive in themselves.
The central insight of Goffman and Hochschild, that emotions are kinds of social perfor-
mances in which we embody specific roles and identities, dovetails with the theorizing of anthro-
pologists, such as Lila Abu-Lughod. Abu-Lughod has devoted parts of her research career to
living with and studying the Awlad’Ali, a nomadic Bedouin tribe in Egypt. In her book Veiled
Sentiments, Abu-Lughod offers rich descriptions of how the women perform an emotion known
as “Hasham,” which roughly translates to embarrassment, shyness, and modesty (Abu-Lughod,
1986). Women express this emotion in their gaze aversion, blushing, and veiling, and spatially, in
terms of who they can be in the presence of. The central concern at the heart of the expressions of
hasham is that women signal their place, and deference, to men, who tend to occupy more pow-
erful positions in that society. In expressing hasham, however, women feel dignity and strength.
In another essay with her colleague Catherine Lutz, Abu-Lughod would sum up the thinking of
this section: “emotions are a primary medium for defining and negotiating social relations of the
self in a moral order” (Lutz & Abu-Lughod, 1986). In our performances of emotions, we situate
our identities within the roles, values, and structures that make up culture. We will return to this
idea about how emotions are constructed within specific roles and shaped by culturally specific
values in Chapter 3.
Empirical Inspirations for a New Science of Emotion
Emotions are the grammar of social living.
Iraneus Eibl-Eibesfeldt, 1989
New fields of inquiry in psychology, like the science of emotion, often find their inspiration in the
thinking of influential philosophers, novelists, early psychologists, and pioneers in sociology and
anthropology. We have just provided one account of how the enduring insights of thinkers from
the past have shaped the science you are about to explore. New fields of inquiry are also inspired
by timely empirical discoveries that direct scientists to study phenomena in new ways. Here we
chart a few early empirical discoveries that inspired a new science of emotion.
One such inspiration came from the field of ethology: the study of animals and people as they
live their own lives (Eibl-Eibesfeldt, 1989). Ethologists don’t do controlled experiments in the
laboratory; they seek to understand behavior in natural settings from an evolutionary perspective,
considering the survival and reproduction-related goals that are served. In the 1960s, etholo-
gists such as Iraneus Eibl-Eibesfeldt used special filming techniques to capture the daily lives of
people in remote societies in Africa, New Guinea, and the Amazon. In a careful frame-by-frame
analysis of the film they gathered, they detailed how parents attach to their children and soothe
and comfort them, how siblings play and fight and reconcile, how adolescents flirt and form
romantic attachments, how sexual partners relate, and how friends and rivals navigate social hier-
archies. In this careful analysis, they arrived at a thesis captured in the quote at the beginning of
this section: emotions are the grammar of social living. Emotional expressions and experiences
are the basic elements of interactions such as flirting, parent–child attachments, status negotia-
tions between rivals, fighting, and forgiveness. This theoretical insight, and the methods it was
based on, would influence evolutionary approaches to emotion, which we consider next chapter,
as well as studies of emotional expression, attachment, relationships, and even certain clinical
discoveries you will learn of later.
Empirical Inspirations for a New Science of Emotion 27
A different kind of discovery that inspired the new science of emotion came from studies of
treatments of patients with epilepsy—a kind of electrical storm in the brain. In the 1960s, patients
with epilepsy often would undergo an operation in which the corpus callosum, a large bundle
of nerve fibers that connects the left and right sides of the cortex, is severed. This split-brain
operation separates the left side of the cortex from the right to stop the spread of epileptic dis-
turbances. (No other treatment had been effective at the time.) Despite the two sides of the brain
being no longer in communication, the patient’s IQ, personality, language, and ability to engage
in meaningful interactions are not diminished. Twenty years after the first split-brain operation
Roger Sperry was awarded a Nobel Prize for his research with these patients, which showed in a
striking new way the different functions of the left and right hemispheres.
If a picture or text is presented to the right side of the visual field, because the information
crosses over to the other side in the optic nerve, it is processed by the left hemisphere. When
anything is shown in the left visual field, it is processed by the right hemisphere. But with a split
brain the two hemispheres do not communicate. This neurological condition allowed scientists to
begin to ask whether emotion seems to arise in specific regions of the brain.
Michael Gazzaniga worked with Sperry, and wrote books such as the Social Brain (1985),
which would influence the neuroscientific study of emotion. In one of his studies, Gazzaniga
showed a frightening film about fire safety to the left visual field of a woman split-brain patient.
Because the images were not accessible to the left hemisphere of her brain, she was not conscious
of having seen the film. Gazzaniga then interviewed the patient, as follows.
M.G. (Michael Gazzaniga): What did you see?
V.P. (Patient): I don’t really know what I saw. I think just a white flash.
M.G.: Were there people in it?
V.P.: I don’t think so. Maybe just some trees, red trees like in the fall.
M.G.: Did it make you feel any emotion?
V.P.: I don’t really know why but I’m kind of scared. I feel jumpy. I think maybe I don’t like this
room, or maybe it’s you. You’re getting me nervous.
In this interaction, the patient saw the film presented to her left visual field, and this led to
experiences of fear, generated in the right hemisphere, where nerve fibers from the left visual field
go to. But the patient could not understand the source of her fear in her linguistically functioning
left hemisphere. Her fear derived from the unsplit subcortical regions, and was communicated
to the language-using right hemisphere, but without any indication of how it arose. The patient
drew upon her fear, and her narrating left hemisphere offered a story about how Gazzaniga was
making her feel nervous. This work suggests that there are regions of the brain that are engaged in
emotional experiences. Other regions of the brain are engaged as people label, narrate, and make
sense of their emotional experiences—an idea that we will return to time and again in this book.
A third discovery that shaped the new science of emotion came from a series of experiments
by Alice Isen and her colleagues, which revealed that transient experiences of positive emotion
had effects upon how we act in the world. In one experiment (1970) she gave a test of perceptual-
motor skills. Some people, randomly selected, were told that they had succeeded in this test, and
as a result were made mildly happy. As compared with other participants who had taken the same
perceptual motor test but who were not told they had succeeded, the happier participants were
more likely to help a stranger (an associate of the experimenter) who dropped her books.
Later, Isen and her colleagues (1978) induced a mildly positive emotion in people in a shop-
ping mall by giving them a free gift. In an apparently unrelated consumer survey, these peo-
ple said their cars and television sets performed better than those of control subjects who had
received no gift. In subsequent research, Isen found that positive states can lead people to more
creative thought, the recollection of more positive memories, more collaborative negotiations,
ApproAches to UnderstAnding emotions28
and to produce more unusual associations to words (Isen, Shalker, Clark, & Karp, 1978). Isen’s
work provided some of the first evidence on how emotions shape our social behavior, judgment,
and decision making, themes we take up in Chapters 9 and 10. Extending Isen’s findings, Elise
Rice and Barbara Fredrickson (2017) found that people’s spontaneous positive thoughts made
them more likely to approach, and to like things, they had been thinking about. In a different kind
of extension, Hans Melo and Adam Anderson (2017) proposed that positive emotions encourage
exploration and may facilitate flexibility and creativity. More generally, Isen’s results signaled
a move away from assumptions that emotions are irrational and disruptive; instead, they have
principled effects upon thought and action.
What Is an Emotion? A Framework
In tracing the origins of the science of emotion, we have considered different approaches to the
question: “What is an emotion?” Across different traditions, we have seen how early theorists
centered on the idea that emotions are responsive to our important personal concerns. More
recently, there’s been emphasis on how emotions are less usually individual, and more usually
relational, they prepare us to act in the social environment. It’s also clear that the early theorists
focused on different components of emotion, including evaluations or appraisals that give rise to
emotions; emotional expressions and bodily responses; narrative and symbolic ways in which we
regulate, make sense of, and express our emotions, sometimes in literary or artistic form.
In Figure 1.10, we bring these insights together, portraying how scientists today conceptualize
emotion (Brosch, Pourtois, & Sander, 2010; Levenson, 1999). Following Aristotle and Arnold,
today emotions are thought to arise as a result of how we appraise events in our environment.
The most typical emotion-eliciting events are social, but emotions can also arise from events in
our bodies, for example, when we feel anxiety and fear when thinking (often erroneously) that a
heart palpitation is a sign of a heart attack, or when we interpret butterflies in our stomach as a
sign that we are falling in love.
Emotions involve subjective feelings, patterns of expressive behavior that were the focus of
Darwin, bodily responses that intrigued James, tendencies to act, and emotion-specific ways of
perceiving the world, which Isen began to chart.
Culture
Family
Conceptualization
Regulation
Symbolic
Expression
Experience
Expression
Bodily
Response
Action
Tendency
Perception
AppraisalEvent
FIGURE 1.10 A model of the unfolding processes of emotion.
The Emotional Realm: Emotions—Moods—Dispositions 29
As these patterns of emotion-related responses unfold, we label, explain, and narrate our emo-
tions, which we characterize in the rightmost box of Figure 1.10. We conceptualize emotional
experiences in a language of words, phrases, images, metaphors, and beliefs, making distinctions,
for example, in whether we are experiencing “shame” or “embarrassment,” “awe” or “fear,” or
“love” or “desire” (Lindquist, 2017). As the work of Hochschild revealed, we can act to modify,
or regulate, our emotions; we might suppress anger or fear when it seems inappropriate to the
context or for our identity; we might try to arrive at an alternative appraisal if it seems to be likely
to trigger emotions we deem problematic (Gross, 2015). To carry forward a phrase from Shake-
speare: emotions “come not single spies” (Hamlet, Act 4, Scene 4. Line 78). Often we experience
more than one emotion in any social situation. The implication, as Mesquita and Frijda (2011)
explained, is that among a set of emotions that we may feel, we can choose to concentrate on
one—affection, perhaps, or embarrassment, or irritation—the one that is important for that situ-
ation. Tomkins proposed that emotions create urgency. As a family friend of one of the writers
of this book (K.O.) said: “one must distinguish the important from the merely urgent.” Also, in
keeping with Aristotle’s analysis of theater, we can express our emotion in symbolic forms, such
as journaling, fiction, poetry, music, visual art, and dance.
The wisdom of sociology and anthropology, and the observations of the ethologists, reveal
how emotions are shaped profoundly by different social contexts. To capture this important idea,
our figure places the elements of an individual’s emotion within two broader social contexts—
represented as ovals in Figure 1.10. The first is your family, which influences how you evaluate
events in your life (and the events you are exposed to), the specific language you develop to
conceptualize your emotions, how you express your emotions, and how you label, regulate, and
express symbolically your experiences. From your family, you inherit genetic tendencies that
shape emotion as we shall see. Within your family, you develop and form attachments, and expe-
rience different significant events, from the positive (warm family celebrations and reunions and
traditions) to the traumatic (intense conflict, abuse), which we consider later in this book.
Culture—the focus of Chapter 3—is a second kind of social context that shapes emotion in
myriad ways, as we chart throughout this book. The culture you grew up in (perhaps East Asian
or Mexican-American), your social class, these influences on emotions can be far reaching. Our
culture of origin and current living shape the language and concepts we rely on to interpret social
contexts, how we appraise events, the intensity with which we express emotion, the words we
use to categorize emotional experiences, and our tendency to suppress or amplify our emotional
expression.
Summing up the processes portrayed in Figure 1.10, we arrive at this. Emotions occur usu-
ally when some event occurs—in the world or in the mind—which, as Frijda (2007) explains,
affects a concern, such as a goal or a value. It involves different aspects of ourselves: experiences,
thoughts, changes within our bodies, expressions, perceptions, and actions. It creates an urge, a
priority, to think and feel and do this, rather than that.
The Emotional Realm: Emotions—Moods—Dispositions
The English language has many words that designate emotions: Johnson-Laird & Oatley (1989)
identified 590 of them. We might say that our roommate is angry, or irritated, or hostile. We might
say that we ourselves are feeling sad or blue or depressed.
Many scientists use the word affect for phenomena that have anything to do with emotions,
moods, dispositions, and preferences, though some people refer to this whole realm as that of the
emotions.
In Figure 1.11, we show a spectrum of emotional states in terms of duration, and in the follow-
ing paragraphs we say something about each kind of state.
ApproAches to UnderstAnding emotions30
Episodes of Emotion
The term “emotion” or “emotion episode” is generally used for a state that lasts for a limited
time. As indicated in Figure 1.11, facial expressions and most bodily responses generally last for
seconds, and in the case of some bodily responses, minutes. When researchers record states of
which people are conscious and can report, by asking them to keep structured diaries of these
episodes, or by getting people to remember episodes of emotions, people typically report experi-
ences lasting between a few minutes and a few hours.
Moods and Sentiments
The term mood refers to a state that may last for hours, days, or weeks, sometimes as a low-
intensity background. When it starts or stops may be unclear. Whereas episodes of emotion typi-
cally have an object, moods are often objectless, free-floating (Frijda, 1993a). We feel emotions
about specific people and events. Philosophers call the focus of an emotional experience its
“intentional object.” When you are angry, you usually have a very clear sense of what you are
angry about (e.g., your roommate’s arrogance or your dad telling an embarrassing story about
your first date). When you are in an irritable mood, in contrast, it may not be obvious why you
feel as you do: the intentional object is less clear. The term “sentiment” is now used less than it
once was. It is a prolonged emotional state, like a mood, but usually with an object: examples
might be love or resentment.
Emotional Disorders
The most common emotional disorders are depression and clinical anxiety states. These may
last for weeks or months, sometimes for years. Such disorders are now routinely assessed by
interviews from which people’s experience is categorized, for instance by means of the American
Psychiatric Association’s Diagnostic and Statistical Manual, fifth edition, DSM-5, of 2013. Thus,
major depression includes depressed mood, or loss of interest or pleasure in most activities, that
lasts at least two weeks. It is a matter of considerable interest to find what relation episodes of
depression have to normal episodes of sadness. We take up this issue in Chapters 12 and 13.
Personality and Temperament
In a further step along the spectrum, there are terms used to describe emotional aspects of
personality that can last a lifetime. We say that people are “warm” or “contemptuous.” Shyness
implies a tendency to feel anxiety in social settings; agreeableness involves a tendency to feel
FIGURE 1.11 A spectrum of emotional phenomena in terms of the time course of each.
Further Reading 31
love and compassion for others. The term “trait” is used to designate such long-lasting aspects
of personality. As we shall see in Chapters 8 and 11, significant aspects of personality are based
on temperament, which can be thought of as the kind of personality we are born with. Personal-
ity develops as we grow up, and most of its traits have emotions at their core. These emotional
tendencies can shape peoples’ lives, often in profound ways.
S U M M A R Y
The new sciences that contribute most to this book have old and
influential roots. In this chapter, we offer a sampling of insights
into the nature of emotion. We began with Charles Darwin, who
can be thought of as starting the scientific study of emotion. We
then moved to William James, a founder of American psychol-
ogy, and Sigmund Freud, a founder of the psychological therapies.
We then reviewed formative ideas of philosophers Aristotle and
René Descartes who identified some of the abiding questions of
this book. What are emotions? How do we express them? Where
do they come from? How do they shape our reasoning? What func-
tions do they serve?
We then reviewed the approach of the novelist George Eliot. Her
deep concern was the role of emotions in our relationships with oth-
ers, an issue to which modern psychology of emotions is heading,
and which is a central feature of this book.
Early on, brain science drew on the study of accidents and John
Harlow’s account of the effects of the damage to Phineas Gage’s
brain. More recently, brain imaging has become important, as in
the studies of Tania Singer and her colleagues on empathy. We
described the influential theories of Magda Arnold and Sylvan
Tomkins, and the effects of inducing emotions by Alice Isen. We
saw how Erving Goffman, Arlie Russell-Hochschild, and Lila Abu-
Lughod showed how emotions are constructed within the roles we
adopt in our social life.
In putting these insights together, we offered an account of
how an emotion unfolds, from initial appraisals to emotion-related
responses to the ways in which we categorize, regulate, and nar-
rate our emotions. Finally, we offered conceptions of emotion as
functional processes that relate outer events to our inner goals and
help us navigate our social world. This book is about the realm of
the emotions. It covers emotional episodes, which are briefer and
more specific than moods. By the second half of the book, we move
to longer lasting states, which include traits of emotional disorders
and traits of personality.
T O T H I N K A B O U T A N D D I S C U S S
1. Which of the approaches we’ve discussed in this chapter is
most appealing in your own understanding of emotions? Why?
2. How can studies of the brain complement studies of a psycho-
logical kind in understanding emotions?
3. How can a piece of art such as a novel or film enable us to think
about our own emotions?
F U R T H E R R E A D I N G
Among the several good handbooks on emotions are the following:
Sander, D., & Scherer, K. (Eds.). (2009). Oxford companion to emotion
and the affective sciences. New York: Oxford University Press.
Barrett, L. F., Lewis, M., & Haviland-Jones, J. M. (Eds.). (2016). Handbook
of emotions, 4th ed. New York: Guilford.
A useful book with distinguished contributors, the fourth volume in a
series on Feelings and Emotions that started with the Wittenberg Sym-
posium in 1927 is:
Manstead, A., Frijda, N., & Fischer, A. (2004). Feelings and emotions:
The Amsterdam Symposium. Cambridge: Cambridge University Press.
These books by philosophers range thoughtfully across diverse approaches:
Nussbaum, M. (2001). Upheavals of thought: The intelligence of emotions.
New York: Cambridge University Press.
Solomon, R. (2007). True to our feelings: What our emotions are really
telling us. New York: Oxford University Press.
A history of emotions and how they have been thought about:
Oatley, K. (2004). Emotions: A brief history. Oxford: Blackwell.
32
2 Evolution of Emotions
Like all primates, humans are an intensely social species.
Indeed we probably owe our success as a species to our
sociality.
Robin Dunbar (2001), p. 175
Ph
ot
o
Cr
ed
it:
C
hi
m
pa
nz
ee
P
ol
iti
cs
, F
ra
ns
d
e W
aa
l
FIGURE 2.0 About 10 minutes before this photograph was
taken these two male chimpanzees had a fight that ended in the
trees. Now one extends a hand toward the other in reconcilia-
tion. Immediately after this, they embraced and climbed down
to the ground together.
CONTENTS
Elements of an Evolutionary Approach
Selection Pressures
Adaptation
Natural Design for Gene Replication
An Evolutionary History of Human Emotions
Insights from Modern Hunter-Gatherers
Insights from Nonhuman Primates
Human Ancestry
Evolution of Symbolic Representation and
Language
Emotions as Bases of Human Relationships
Emotions That Promote Attachment
Emotions and Negotiation of Social Hierarchy
Emotions, Affiliation, and Friendship
Collective Emotion and Preference for In-Groups
Summary
To Think About and Discuss
Further Reading
Elements of an Evolutionary Approach 33
In 1860, on hearing that humans are descended from apes, the wife of the Bishop of Worcester
is said to have remarked: “My dear, descended from the apes! Let us hope it is not true, but if it is,
let us pray that it does not become generally known” (Leakey & Lewin, 1991, p. 16). Of course,
it did become known: we share common ancestors with the apes. The line that led to modern
humans diverged from that which led to chimpanzees about six million years ago. Evolution,
the theory of how species developed, has become the central concept of biology. It also offers
insights into the nature of emotions (Keltner, Haidt, & Shiota, 2006; Nesse & Ellsworth, 2009;
Tooby & Cosmides, 1992, 2015).
Among the pieces of evidence that Darwin advanced for his theory of evolution was the simi-
larity of patterns of human emotional expression to those of other mammals. In his book on
emotions, Darwin (1872) argued that “some expressions, such as the bristling of the hair under
the influence of extreme terror, or the uncovering of the teeth under that of furious rage, can
hardly be understood, except under the belief that man once existed in a much lower and animal-
like condition” (1872, p. 12).
Darwin’s analyses gave birth to the modern study of emotional expression, which we discuss
in Chapter 4. His broader theory of evolution would change how we think about emotion. Under-
standing the evolutionary approach to emotion is the task of this chapter.
Elements of an Evolutionary Approach
In On the Origin of Species, Charles Darwin (1859) described evolution in terms of three pro-
cesses. The first he called superabundance: animals and plants produce more offspring than
are necessary merely to reproduce themselves. The second he called variation: each offspring
is somewhat different than others, and differences are passed on by heredity. The third he called
selection: characteristics that allow better adaptation to the environment are more likely to sur-
vive, and be passed on to offspring. The influential philosopher Daniel Dennett (1995) has pro-
posed that Darwin’s theory of evolution is the single most important idea anyone has ever had in
terms of shaping how we understand who we are.
In our first chapter, we were largely concerned with defining what emotions are. Scientists
guided by an evolutionary approach to the emotions seek answers to related questions: Why do
we experience emotions as we do? What functions might emotions serve in the immediate social
context? And how might the functions that emotions serve today derive from our mammalian
and human evolution? Three important evolutionary concepts bring into focus answers to these
questions.
Selection Pressures
At the core of natural selection are selection pressures. For humans, these are features of the
physical and social environment in which humans evolved that determined whether or not indi-
viduals survived and reproduced. Some selection pressures involve threats or opportunities
directly related to physical survival. To survive, individuals need to find food and water, to stay
at the right temperature, to avoid predation and disease. Many human systems such as our prefer-
ences for sweet foods and aversion to bitter foods, our thermoregulatory systems, our fight and
flight responses developed in response to these kinds of selection pressures.
Elements of evolution Darwin knew little or nothing, which we now know as genes, are passed
during reproduction from one generation to the next. Two kinds of sexual selection pressure
determine who reproduces and, by implication, what genes are passed on to the next generation
(Griskevicius, Haselton, & Ackerman, 2015; Miller, 2000). Intersexual competition refers to the
Evolution of Emotions34
process by which members of one sex select specific kinds of traits in the other sex. For example,
in nearly every part of the world, there is a tendency for women and men to prefer mates of good
character (Buss, 1989), presumably because they will be generous, faithful partners, and com-
mitted to rearing offspring, who require intensive care to reach the age of viability. Through this
selection process, traits related to good character will prove to be advantageous in intersexual
competition and be selected for and more likely to become part of the human design.
Intrasexual competition is competition for mates within a sex. In many species there are
struggles of this kind, often among males. Stags lock horns, male hippos push one another with
widely opened mouths, and elephant seals bellow and bite each other in violent confrontations
(see Figure 2.1). These are efforts by males to find who is dominant and who therefore has access
to mates. The status dynamics of young men—the teasing, aggressive encounters, derogation
of rivals, and tests of strength—seem to be similar: means by which young men determine who
rises in status and who will have preferential access to young women (Buss, 2009). Within intra-
sexual competition, those traits, whether it be strength, beauty, cunning, emotional intelligence,
or humor, which allow some to prevail, are more likely to be passed on to succeeding generations.
Alongside these sexual selection processes, evolutionary theorists have proposed that our
capacity to enter cooperative social relationships has been critical to the survival of our species
(Nowak & Highfield, 2011; Rand, 2016; Sober & Wilson, 1998; Tomasello, 2014). Nesse (2010)
argued that fitness—the likelihood of surviving and reproducing successfully—is increased for
those who are preferred by others as social partners and able to take part in strong social networks,
in the same way that fitness is increased for those preferred as sexual partners (see also Flinn
& Alexander, 2007). This claim is bolstered by findings in archeology and the study of hunter-
gatherer societies showing that we accomplished many of the basic tasks of survival, including
defense, the gathering and preparation of food, and the raising of offspring, in collaboration with
Ph
ot
o
Cr
ed
it:
w
or
ld
sw
ild
lif
ew
on
de
rs
/S
hu
tte
rs
to
ck
FIGURE 2.1 These two male elephant seals are in the midst of a struggle to determine their relative
strength and standing within a social hierarchy, which will impact their mating opportunities.
Elements of an Evolutionary Approach 35
others (Wilson, 2012). We are an ultra-social species, one whose chances of survival rest upon
evolutionarily influenced capacities to form strong relationships and to fold into social collec-
tives effectively.
Adaptation
Another important concept is adaptation. Adaptations are genetically based traits that allow the
individual to respond effectively and efficiently to specific selection pressures and to fare well in
struggles to survive and reproduce. To see human behavior through this “adaptationist” lens, in
Table 2.1 we list some adaptations that are relevant to human emotion (for other such adaptations,
see Buss, 1999; Dunbar & Barrett, 2007; Sznycer, Cosmides, & Tooby, 2017).
To expand on Table 2.1, it is important to survive physically, and many preferences serve as
adaptations that enable humans to eat the right foods and avoid predators. Consider our dietary
likes and dislikes. Of the 10,000 taste buds on the human tongue, one set—those that give rise
to sweet tastes—helps us identify foods of nutritional value. Our distaste for bitter foods—for
example, triggered by toxic compounds in some foods—helps us avoid toxins (Rozin & Kalat,
1971). Some have argued that our aesthetic reactions to beautiful landscapes—with preferences
for water, vegetation, flowering plants and trees—signal to the individual the presence of sources
of food and shelter. As we will consider later, many fears and phobias—of insects, snakes, the
dark—are, in the lens of evolutionary theory, adaptive in keeping humans away from such perils
to survival.
Turning to problems of reproduction, our genes are more likely to be passed to subsequent
generations when we mate with physically robust individuals, a selection pressure, the think-
ing goes, that produced many adaptations. For example, people find facial symmetry beauti-
ful (Rhodes & Simmons, 2007). Why? Because symmetry is thought to be a sign of physical
robustness. Exposure to parasites early in development is associated with facial asymmetry and,
in more extreme cases, disfiguration. Our preference for facial symmetry, then, may guide us
toward potential mates who have stronger immune systems that make them resistant to parasites.
Table 2.1 Examples of adaptations
Problem/pressure Adaptation
Struggle for physical survival
Avoid eating toxins Distaste for bitter tasting food that may be rotting
Eat high-nutrition foods Pleasure in eating sweet-tasting foods
Feelings of beauty in resource-rich physical environments
Avoid predators Fear of spiders, snakes, the dark
Struggle to find and keep mate, reproduce
Find physically robust mate Attraction to symmetrical faces
Find fertile mate Attraction to mate with youthful appearance
Share costs of raising offspring Attraction by females to males with status, resources
Protect partner from leaving Jealousy felt toward rivals
Struggle to raise offspring to age of viability
Attach to vulnerable offspring Affection felt in response to baby-like facial cues
Pleasure felt when smelling infant scent
Protect vulnerable offspring Caregiving response to baby cries
Evolution of Emotions36
Recent evidence suggests that the faces we find beautiful may also seem inherently good to us,
further amplifying our attraction to individuals who ultimately will help us produce healthier
offspring. Tsukiura and Cabeza (2011) found that activity in the medial orbitofrontal cortex, a
region involved in the processing of rewards, was increased both by attractiveness and by ratings
of goodness of an action, whereas activity in the insular cortex decreased with both attractive-
ness and ratings of the goodness. Our preferences for people who are physically attractive are
bolstered by inferences that they are of good character—both tendencies leading us to attempt to
reproduce with individuals with genes that make for greater physical robustness.
This kind of analysis has been applied, with controversial effect, to an analysis of gender
differences in mate preferences (Buss, 1987; Gildersleeve, Haselton, & Fales, 2016). Given the
costs that women incur during pregnancy and in raising infants, they should be more attracted to
potential mates with status and resources, to assist in this resource-intensive work. Men, by con-
trast, should seek to pair with women at their best reproductive age and feel attraction in response
to cues of youth. Both partners should feel intense jealousy at the prospects of losing a partner.
The extent to which these gender differences are deep human universals or swayed by culturally
varying processes such as the economic power a culture presents to women is debated to this day
(e.g., Wood, 2016).
Finally, let’s consider how the selection pressure of raising offspring to the age of viability
produced several adaptations (Hrdy, 1999). Because of multiple factors in human evolution—
the narrowing of the woman’s pelvis, the expanding size of the human head to accommodate
the large human brain—human infants are born premature, and require years of intensive care,
devotion, and resources from caregivers to survive. Table 2.1 highlights three adaptations that
emerged in response to this selection pressure, with clear emotional associations. Humans have
deep, positive emotional responses to baby-like facial cues such as those seen in Figures 2.2a
and 2.2b—large forehead, big eyes, small chin—that enable their continuing devotion to infants
despite the taxing costs of childrearing (sleep deprivation, changing diapers, having food spit up
on a clean shirt, fore going other sexual opportunities). The scent of an infant has long been noted
to have a special allure, perhaps one that promotes positive emotions in caregivers. And indeed
one study found that women show activation in dopamine-rich reward regions in the brain when
smelling the scent on the pajamas of a two-day-old (Lundström et al., 2013). Young parents
often feel powerful protective and caring feelings in hearing their infant’s vocalizations. On this
observation one recent study found that within 50 milliseconds of hearing baby cries, babbling,
or laughter (but not adult or nonhuman cries or other control sounds), human adults respond with
activation in a region of the brain—the periaqueductal gray—that is known to enable caring,
nurturant behavior (Parsons et al., 2017).
The analysis brings into focus the way in which emotions served important functions in the
context of evolution; they enabled humans to meet survival and reproduction-related selection
pressures. Emotions—the fear of the dark, jealousy or envy felt toward rivals, sexual desire
felt for a romantic partner, the intense parental love felt for a child—may feel irrational in the
moment, but cast within this evolutionary framework are important solutions to the problems of
survival and reproduction (Tooby & Cosmides, 2015).
As we return to this approach at different places in the book, it’s important to note important
qualifications to this line of thought. Not all human traits or behaviors are adaptations. Some
human traits, from snoring to nervous leg jiggles, serve no apparent evolutionary function and are
better thought of as byproducts. Moreover, you should not conclude that all, or even most, human
traits emerged to meet survival- and reproduction-related problems and opportunities. Evolution
is a tinkerer and often endows old anatomical and behavioral features with new functions. A
trait that acquires a new function like this is called an exaptation. Andrew (1963, 1965) used this
principle to propose how facial expressions in primates, including humans, were developed from
reflexes. Many animals have a reflex in which they flatten their ears when startled, or when an
Elements of an Evolutionary Approach 37
animal approaches another member of its species. Its original function was to protect the ears.
But as well as being protective, the pattern is easily recognized by others: if we think a dog looks
friendly, part of this look may be due to the flattened ears. Humans are not able to retract their
ears, but raising the eyebrows seems to derive from this same movement, and Eibl-Eibesfeldt
(1970) showed, by inconspicuous filming in many different cultures, that a brief raising of the
eyebrows, lasting a fraction of a second, occurs when people approach one another during greet-
ing and in flirting (see Figure 2.3). It is probably a human universal.
Natural Design for Gene Replication
In the nuclei of each of the 35 to 50 trillion cells that make up your body are 23 pairs of chro-
mosomes that you inherited from your parents. Each chromosome contains genes composed of
DNA. Sequences of DNA, or genes, are translated into mRNA, which, in turn, is translated into
proteins (see Figure 2.4). Those proteins form the many structures—hands, hair, eyes, internal
organs, bones—that make up your physical body, as well as the systems—facial muscle groups,
the vocal apparatus, receptors in the skin, regions of the brain, branches of the peripheral nervous
system, and neurotransmitters and hormones—that are part of your emotional responses.
Here is one counterintuitive notion of evolutionary theory as it has combined with modern
genetic theory. Are you ready for it? We tend to think that our genes are in our service, that we
have received them from parents and that we pass our own genes on to our children. No! That’s
completely the wrong way around. Modern evolutionary genetics has taught us that our genes
pass themselves on to the next generation. That’s their main property. Based on the DNA from
which they are composed, genes replicate. They copy themselves, and the copies become the
P
h
o
to
C
re
d
it
: A
ri
el
S
k
el
le
y/
B
le
n
d
I
m
a
g
es
/G
et
ty
I
m
a
g
es
P
h
o
to
C
re
d
it
: J
a
k
e
L
ye
ll
/A
la
m
y
S
to
ck
P
h
o
to
(a) (b)
FIGURE 2.2a AND 2.2b. Given their hypervulnerability, new babies rely on a variety of cues,
evolutionary reasoning holds, such as smiles, coos, soft skin, and cute faces to draw parents into the
provision of care, and this intensive caregiving continues for several years.
Evolution of Emotions38
genetic code for making the structure of plants and animals they will inhabit in the next genera-
tion. The genes are not ours. Our bodies are their means of passing themselves on. We are their
vehicles, their robots. We are programmed with different genetically based adaptations to repro-
duce, and so enable genes to replicate (Dawkins, 1976; Nesse, 2006; Stanovich, 2004).
How do human genes program us? You’ve guessed it. A principal way is by our emotions.
We humans are very good vehicles. Equipped with the emotion of fear, we protect our bodies by
avoiding dangers, so the genes we carry will be safe. By being emotionally drawn to food that
is nutritious, attracted to sweetness and repelled by bitter-tasting toxins that that we reject in
disgust, we build our bodies. By being interested in sex—in lust or in love—we enable our genes
to pass themselves on to the next generation. By means of the emotion of love for our children,
we are enabled to take good care of them. By being decent to each other, we create societies in
which our children can grow up. Our emotions are means by which genes replicate. Evolution-
ary theorists encapsulate this reasoning with the concept: natural design for gene replication.
Reliable human tendencies, including the emotions, have emerged in human evolution to enable
genes to replicate.
Let’s make this theorizing concrete with an empirical example. On your third chromosome
is a variation of a gene, or SNIP, called OXTR, that regulates levels of oxytocin in the human
body (Keltner, Kogan, Piff, & Saturn, 2014). Oxytocin, you will learn, facilitates uterine con-
tractions and milk letdown at a time close to childbirth as well as social emotional processes
that enable strong social bonds, including sharing, empathy, and sensitive parenting (Bartz,
2011). By enabling more effective childbirth and social emotional processes such as empathy,
kindness, and cooperation, the genetic variant OXTR is increasing the chances the individual
will survive, reproduce, and raise offspring to the age of viability and, in so doing, increases
its chances for replication. Selfish genes can produce selfless tendencies in the humans they
inhabit.
Ph
ot
o
Cr
ed
it:
O
du
a I
m
ag
es
/S
hu
tte
rs
to
ck
FIGURE 2.3 Greeting gestures around the world often involve smiles, eye contact, touch, and the
raising of the eyebrows.
Elements of an Evolutionary Approach 39
Given this line of theorizing, one might be inclined to believe that genes, or combinations
of genes, determine our emotional tendencies. This indeed was the promise when the human
genome—the 25,000 genes found in the cells of each human—was sequenced in 2000. At that
time the world expected scientists to discover genes for depression, types of cancer, autism,
and our emotions. The story, however, has turned out to be more complicated (Sapolsky, 2017).
Instead, the field of epigenetics has revealed that there are important biochemical processes—
the degree to which DNA is methylated and the degree to which it is attached to proteins called
histones—that turn genes on or off, depending on characteristics of the individual’s environment
(Carey, 2013). Genes on their own don’t determine your emotional tendencies; they have their
effects only in particular social environments.
Ph
ot
o
Cr
ed
it:
lo
go
s2
01
2/
De
po
sit
ph
ot
os
FIGURE 2.4 A DNA molecule.
Evolution of Emotions40
What this means is that in some rare instances our genes program our emotions so closely that
when certain events occur we respond in a reflex. In his book of 1872, Darwin described the fol-
lowing experiment upon himself.
I put my face close to the thick glass-plate in front of a puff-adder in the Zoological
Gardens, with the determination of not starting back if the snake struck at me; but, as
soon as the blow was struck, my resolution went for nothing, and I jumped a yard or
two backwards with astonishing rapidity. My will and reason were powerless against the
imagination of a danger which had never been experienced.
(Darwin, 1872/1965, p. 38)
In this reflex the programming of the genes was absolute. The avoidance of striking snakes
has been so critical, it seems that everyone who was our ancestor had it wired in, and so do we,
whether or not we ever confront a snake.
This kind of fear response, as shown in Darwin jumping back from the striking snake, may be
the best example of his principle that modern human emotions derive from ancestors who lived
in different ways than we do. And in fact, many of the simplest and most automatic elements
of emotions might be thought in the same fashion—the soothing touch of parent in response to
a child’s distress calls, the wince of disgust in response to a putrid smell, the fear of the dark a
young child experiences, the visceral feeling of anger at receiving less than someone else for
comparable work.
Of course, these reflexive elements of emotional reactions are situated within complex social
relationships and are shaped by a particular culture as we shall see in the next chapter. As we
shape our lives, our human purposes can become more important than the purposes of our genes
(Stanovich, 2004).
So the programming of our emotions and desires by our genes has a range. At one end is
the peremptory—the reflex—as with Darwin’s leap backward when the snake struck. At the
Individual Emotion: Disgust
In his voyage around the world on the ship Beagle, Charles
Darwin took copious notes that would set the stage for his
theory of evolution. One was about a native of Tierra del
Fuego who, he wrote, touched some preserved meat that
Darwin was about to eat. Finding the meat was soft, the
man made a facial expression of disgust. This expression is
now regarded as universal (see Chapter 4). It involves wrin-
kling the nose and retracting the upper lip. Darwin said that
although the man’s hands seemed clean, this quite put him
off his lunch.
Disgust is an emotion of rejection, originally of some-
thing bitter. In this sense, it can be seen as an evolved emo-
tional reaction to potential toxins. But during the course
of children’s development, it can extend to anything that
has been, or may have been, contaminated (Rozin, Haidt,
& McCauley, 2008). Disgust, the argument goes, comes to
signal to the person that something—a person, action, or
idea—is impure and morally wrong.
A study using neuroimaging by Wicker et al. (2003)
showed that the same area of the brain—the anterior insula—
is involved both in feeling and in recognizing disgust. The
argument is that when we recognize disgust in others, we
often do so by generating the experience of disgust in our-
selves. Perhaps, for Darwin, it wasn’t just the fact that some-
one he didn’t know touched his food, which put him off his
lunch. It might have been his own feeling of disgust, which
mirrored that of the man who touched his preserved meat.
Disgust at the sight of something one would refuse to
eat has been found by Chapman, Kim, Susskind, and Ander-
son (2009) to be exactly the same reaction as that of moral
disgust, rejection of an unacceptable or unjust action by
another.
An Evolutionary History of Human Emotions 41
other end are all those attractions and urges that our culture, or we ourselves, can modify. At the
closely coupled end, the genes command us. In the middle are perhaps emotions like anger and
some kinds of fear, which are sometimes compelling but which we can sometimes modify. At the
loosely coupled end, genetically based emotions whisper suggestions about how to act, shaped
and transformed by the social and cultural context.
An Evolutionary History of Human Emotions
So far we have found one answer to the question of why we experience emotions as we do. Emo-
tions can be thought of as adaptations that help humans meet the specific selection pressures of
survival, reproduction, and getting along in the social contexts of daily living.
Another way to ask the question “Why” is this: What is it about our primate and mammalian
evolution that laid the foundation for the emotions that we experience today? And what shifts
emerged in our own hominid evolution, the six to seven million years we have been evolving after
branching off from the common ancestor of the great apes that endow emotions with uniquely
human qualities. In particular, what arose during the last 200,000 years, where our hominid pre-
decessors began to look like modern humans, that explain how you experience love, or awe, rage,
or compassion today?
Answering these questions requires that we tell the deep evolutionary history of the emo-
tions. To do so, we need to understand the environment of evolutionary adaptedness, the
environment to which humans became adapted as our species evolved during the six million
years since the human line branched off from the line that led to chimpanzees and bonobos
(Nesse, 1990; Nesse & Ellsworth, 2009; Tooby & Cosmides, 1990, 2015). It is within this
environment of evolutionary adaptedness that humans evolved specific emotions that enabled
individuals to meet the many selection pressures that determined who survived and reproduced
and who did not.
The way we live now with cars, cell phones, and sharing photos and videos with friends on
Snapchat and Instagram seems very different from the environments in which human emotions
evolved. About 200,000 years ago was the time when the common forbears of all living human
beings—our ancestral Eves—lived in Africa (Wilson & Cann, 1992). Our ancestors lived in
small, seminomadic groups likely ranging in number from 30 to 75, hunting and foraging for
food, and living in small camps. Processes that today are essential to life, such as deriving food
from agriculture, began only some 10,000 to 12,000 years ago (Diamond, 1997; Marcus &
Flannery, 2012). Not long afterward, came the invention of cities as centers of trade (Leick,
2001). In such movements, the evolution of human cultures overtook the evolution of species.
If we take the 10,000 years of civilizations, this is just 5% of the period since the ancestral
Eves lived, and a quarter of a percent of the period since our separation from chimpanzees. In
other words, the majority of our differentiation from ape-like beings into humans took place
in a world—our human environment of human adaptedness—that was very different from our
world today. One constant over the period since human species began has been our intense
sociality.
Insights from Modern Hunter-Gatherers
How might we gain a picture of our earlier environment of human adaptedness? One way is to
study contemporary hunter-gatherer societies, the groups of people who live in social conditions
of the kind we humans began to develop some 200,000 years ago. By carefully observing such
modern people and studying traces of hunter-gatherer societies in the archeological record, we
find clues to understanding the social pressures and patterns that gave rise to human emotion.
Evolution of Emotions42
What we learn is that the environment of human adaptedness was highly social, of humans living
in groups of the kind we now see as extended families, with patterns of attachment, hierarchy,
affiliation, and tribalism shaping the emotions we experience today.
In Australia and in the savannas of southern Africa and rainforests of the Amazon, some
people have continued the hunter-gatherer way of life into modern times. This was the way
of life of the San of the Kalahari who include the !Kung and the G/wi (see Figure 2.5). (Their
languages include clicks: “!” designates a click made by drawing the tongue sharply away from
the roof of the mouth, and “/” is made by drawing the tongue away from the front teeth, like the
“tsk” of scolding.) Lorna Marshall and her family lived among them in the 1950s (Marshall,
1976; Thomas, 1989). In the 1960s and 1970s, Lee (1984) and other American anthropolo-
gists visited these peoples. The ethologists we wrote of in Chapter 1 did systematic studies
of similar bands of hunter-gatherers in New Guinea, the Amazon, Indonesia, and elsewhere
(Eibl-Eibesfeldt, 1989).
The G/wi and !Kung lived in nomadic groups of 10 to 30 people, in extended families, meet-
ing other family groups from time to time. Until its recent erosion by Western influences, !Kung
and G/wi peoples lived in a semidesert land and traveled over a range of several hundred square
miles that they know intimately, meeting other groups related by marriage or blood. Round a
fire, the G/wi scoop out shallow impressions in the ground to sleep in. The women especially are
expert botanists: they gather roots and other vegetable foods from the land, and obtain fluid from
tsamma melons. The men hunt and shoot animals with bows and arrows tipped with a poison
made from a grub. They may have to follow a shot antelope for a day before it dies. It is brought
back to camp, and there are complex rules about how it is divided. Nothing is wasted. In this
life, people would know about 150 others (Dunbar, 1993, 2004) to some of whom they would be
related as kin.
Ph
ot
o
Cr
ed
it:
Jo
hn
W
ar
bu
rt
on
-L
ee
P
ho
to
gr
ap
hy
/A
la
m
y
FIGURE 2.5 A group of San people.
An Evolutionary History of Human Emotions 43
Insights from Nonhuman Primates
A second source of evidence about our environment of human adaptedness is the study of lives
of our closest primate relatives (see Figure 2.6), chimpanzees and their smaller, more coop-
erative, less-aggressive relatives, the bonobos (Kano, 1992; De Waal, 1995). These two species
share with humans a common primate ancestor, as well as 95 percent of our DNA (Chimpanzee
Sequencing and Analysis Consortium, 2005). They also share many social tendencies and basic
behavioral and physiological responses with humans, as we shall see, ranging from threat dis-
plays and patterns of reconciliation to basic systems in the nervous system and the facial muscu-
lature. Studies of these primate relatives point to what you might think of as the deep structure of
our environment of human adaptedness.
What do we learn about the emotions of our primate relatives? Answers first emerged from
the work of primatologists such as Jane Goodall (1986) and her colleagues who spent many years
observing chimpanzees in Gombe, Tanzania, an area of rugged forest about the size and shape of
Manhattan. Consider the following description by Goodall:
Melissa and her daughter Gremlin have made their nests [in the trees] some 10 meters
apart. Melissa’s son Gimble still feeds on msongati pods . . . Gremlin’s infant, Getty,
3
Orangutan Gorilla Chimpanzee Bonobo
Common ancestor of
chimpanzees and humans
Common ancestor of
gorilla, chimpanzees,
and humans
Common ancestor of
apes and humans
Human
6
8
M
ill
io
ns
o
f y
ea
rs
a
ge
13
FIGURE 2.6 Human relatedness to the apes.
Evolution of Emotions44
dangles above his mother, twirling, kicking his legs, and grabbing at his toes. From
time to time Gremlin reaches up, idly, tickling his groin. After a few minutes he climbs
away through the branches, a tiny figure outlined against the orange-red of the evening
sky. When he reaches a small branch above Melissa’s nest, he suddenly drops down,
plop, on her belly. With a soft laugh his grandmother holds him close and play-nibbles
his neck . . . He goes back to his mother and lies beside her, suckling, one arm on her
chest . . . Suddenly from the far side of the valley come the melodious pant-hoots of a
single male: Evered, probably in his nest too. It is Gimble who starts the answering cho-
rus, sitting up beside Melissa, his hand on her arm, gazing toward the adult male—one
of his “heroes.”
(Goodall, 1986, p. 594)
With such observations, Goodall documented many chimpanzee emotion-like responses:
apprehension at a stranger, fear at an aggressive interaction, distress when lost, annoyance at a
bothersome juvenile, anger in a fight, mourning following the death of a parent, which could lead
to immobility and death. Goodall also catalogued emotional displays, including threats made
with bared teeth, hair standing on end during excitement (sexual or aggressive), a pant-grunt
indicating social apprehension, squeaking and screaming indicating fear, angry barks, distressed
whimpers, laughter and panting that accompany the enjoyment of play and body contact, and
pant-hoots and roars that accompany social excitement.
These expressions are bases of distinctive patterns of interaction. So, when they find a tree
with a lot of fruit on it, chimpanzees pant-hoot. Others come to the spot, and everyone eats
together with infectious enjoyment. In maternal–infant interactions, in the play of juveniles, and
in reconciliations, there is affectionate body contact, touching, stroking, and hugging. If an ani-
mal is hurt, it screams a distinctive SOS call, which summons others to its aid. When patrolling
their range, groups of males are tense and alert to sounds, and they become excited when they
attack an animal from outside their community.
Significant Figure: Jane Goodall
Apart from Charles Darwin, no one has done more to explore
the relatedness of humans to our primate relatives than Jane
Goodall. Encouraged and mentored by the paleontologist
Louis Leakey, Goodall studied chimpanzees in Gombe, Tan-
zania. She did a PhD at Cambridge, based on her early obser-
vations—one of a tiny number of people who have been
allowed to do so without first having a bachelor’s degree
Goodall’s important work, published in her book of 1986,
The Chimpanzees of Gombe, was to document the lives of
chimpanzees as individuals, with distinctive personalities,
distinctive emotions, and distinctive relationships with each
other. First she realized that she had to gain their trust. This
involved sitting for hours close to groups, until they became
used to her and tolerated her presence. She realized that
she had to learn to identify each one as an individual and
give each a name. She made observations on groups, as
well as followed particular individuals for many days and
recorded their activities.
As we describe in this chapter, it was Goodall who first
identified chimpanzees’ abilities to hunt small monkeys, and
share and eat them. It was she who saw that chimpanzee
emotions were very much like human emotions, includ-
ing the antisocial emotions involved in killing members of
groups of their own species who had separated themselves
from the main group.
Today Goodall is an advocate for chimpanzees as an
endangered species, and an advocate, also, for looking
after our Earth and its habitats.
An Evolutionary History of Human Emotions 45
Amid these observations, one finds social dimensions of the environment of human adaptedness
in chimpanzee and bonobo life. A first is attachment between infants and their mothers, a process
first theorized about by John Bowlby (1969), about which we will say more next. For example,
chimpanzee mothers and infants stay close to each other (see Figure 2.7). The mothers feed and
help their infants and show other evidence of concern, or as we might say, love (Hirata, 2009).
The reproductive relations that lead to offspring involve cooperation and competition, but
differ from those of humans. Once they are sexually mature at age 15, female chimpanzees
advertise their sexual receptiveness by a large pink patch of sexual skin (the labia). During the
period of receptiveness, typically lasting 10 days out of the 36-day menstrual cycle, each female
may copulate several dozen times a day, with all or most of the adult males in her social group.
Alternatively she may go off with a single male consort, away from the rest of the community.
Usually females choose whom they mate with and when. Mothers raise infants more or less on
their own. Males make contributions to the community, but not to individual offspring.
Bonobo females are sexually active for about five years before they become fertile. They are
receptive for more than half the time in each menstrual cycle. They copulate freely with the adult
males in their social group. Female and male homosexual relations are also common. Younger
males often engage in sexual activity with older females in what might be thought of as sexual ini-
tiation play. Sexual contact among bonobos is the basis of friendships, conflict reduction, and play.
Observations of chimpanzee life reveal a second social feature of the environment of human
adaptedness. Chimpanzees live in hierarchies, which provide heuristic solutions to problems
of distributing resources, such as mating opportunities, food, and social attention, and the labor
required of collective endeavors (Fiske, 2010; Keltner, 2016; de Waal, 2005). Among chimpan-
zees the alpha male is the individual to whom others typically defer. He may win his position
by defeating the previous holder and reinforce his position with intimidation displays that might
involve charging, pulling branches, throwing stones, and making a great din, as you can see in
Figure 2.8 (Goodall, 1992). Often alpha males are the most skilled at making alliances with
others, through grooming, and generosity, in particular directed at females, the sharing of food,
and breaking up conflicts that would tear the social fabric of the chimp community asunder
(Boehm, 1999; de Waal, 1986). Females too have a parallel hierarchy. More subordinate chimps
Ph
ot
o
Cr
ed
it:
K
at
es
al
in
P
ag
ka
ih
an
g/
Sh
ut
te
rs
to
ck
FIGURE 2.7 An Orangutan mother and offspring in Borneo.
Evolution of Emotions46
ritualistically and systematically will show gestures of appeasement and submission to alpha
chimps—bows, fear grimaces, the averting of gaze—to maintain the peace (Eales, 1992).
A third social dimension of the environment of human adaptedness seen in chimpanzee and
bonobo life is: patterns of affiliation. In the spirit of Jane Goodall, Frans de Waal has made a
career of closely observing chimps and bonobos, making key discoveries about their patterns of
affiliation (de Waal, 1996, 2008). Caregiving is central to the affiliative patterns among nonkin:
chimpanzees, baboons, and macaques often become intensely distressed when they witness harm
to other group members. Primates take care of vulnerable individuals, such as those who are born
blind or crippled. Chimps and Bonobos are known to groom each other, in patterns of close social
contact that produce what look to the human eye like alliances or friendships. Play is central to
the bonds of chimps and bonobos (Goodall, 1986). Young chimpanzees play with each other in
the rough and tumble theatrics that might remind you of your childhood with your siblings.
So precious are affiliative ties, that nonhuman primates, and, in fact, almost all mammals have
evolved patterns of reconciliation to repair social bonds in the face of escalating conflict. Here is
one illustration of this tendency to reconcile, to preserve affiliative ties. de Waal compared how
pairs of chimpanzees or macaques behave after angry conflicts to the behaviors of the same pairs
behaved during calmer, less strife-ridden times. He discovered that previous antagonists were
actually more likely to remain in physical proximity with one another and reconcile (see the
photo at the head of this chapter). Sometimes the aggressor initiates reconciliation, sometimes
it’s the defeated animal. In the latter case, he or she would approach with trepidation and engage
in submissive behaviors, like bare teeth displays, head bowing and bobbing, and submissive
grunts. This eventually would lead to affectionate grooming, physical contact, and even embraces
that would repair the social bond (de Waal, 2000).
Finally, one sees another dimension of the environment of human adaptedness: preference
for one’s own group and hostility toward other groups. Our primate predecessors show an
unnerving tendency to distinguish between the in-group and out-group and to direct violence
toward the out-group, often over territorial matters. The evolutionary origin of this kind of moti-
vation can be glimpsed from studies of chimpanzees, for instance by Goodall (1986). She records
how among the chimpanzees she was studying in the wild, in Gombe, a small contingent formed
a separate community. It was with profound shock that, in 1974, researchers saw gangs of the
Ph
ot
o
Cr
ed
it:
P
ho
to
p
er
m
iss
io
n
fro
m
Fr
an
s d
e W
aa
l
FIGURE 2.8 In chimpanzees, threat displays and chasing are part of the negotiation of rank within
hierarchies.
An Evolutionary History of Human Emotions 47
larger northern community start to patrol, attack, and kill members of the southern group if they
came across them either alone or in numerically weaker groups in the forest.
The smaller contingent, which had tended to range south of Goodall’s camp, had six adult
males. Though the two subcommunities met occasionally, for example, to get fruit at Goodall’s
camp, and though some interindividual contacts were sometimes friendly, in general, the two
groups were tense on meeting. They started to avoid each other. Finally, southern males stopped
visiting the camp. Violent episodes began. Northern males, who would patrol their borders,
started to make incursions into the southern range. On one occasion, a group of six adult males,
an adolescent male, and a female came across a southern male on his own. He tried to flee but
was caught by the northern males. While one held him, the other males beat him with fists for
about 10 minutes, and one bit him several times. When they left him he was severely wounded,
and although his body was never found, he was presumed to have died from his injuries. One
by one all the other adult animals of the southern group, including a female, were killed in like
manner. Adolescent females from the southern group joined the northern group. The attacks were
clearly meant to kill: they lasted longer than fights within a community, and included biting and
tearing flesh of the kind seen when eating animals of other species. Attacks were not caused by
victims being strangers. Some had previously been friends of some of the attackers.
This was a form of tribalism that has been seen in other studies of nonhuman primates (Boesch
et al., 2007). So, although chimpanzees can be, and often are, aggressive to their companions, it
is an entirely different kind of motivation that occurs that leads chimpanzees to kill members of
groups other than their own.
Human Ancestry
What we learn about our human environment of human adaptedness is that patterns of attachment
in humans diverge in important ways from those of our primate relatives, chimpanzees and bono-
bos. A chimpanzee or bonobo family is a female and a small group of her offspring. The human
family, by contrast, is a group that often includes both sexes and individuals of all ages, living with
a female and her offspring. In the group there is usually at least one adult male, most often the wom-
an’s sexual partner. The extended family group typically includes other relatives, such as siblings,
older offspring, and their sexual partners who have joined the family from other groups. (A taboo on
incest and social mechanisms for people to marry outside the family are other human universals.)
Several important forces shifted attachment processes and the care of offspring. Human off-
spring, we have already noted, were very vulnerable, which led to the emergence of alloparent-
ing—many different individuals in addition to the mother, fathers, cousins, and nonkin, shared
in the care of infants, toddlers, and children (Hrdy, 2001; Konner, 1982; Parsons et al., 2017).
This pressure for many individuals to attach to infants and children was augmented by other fac-
tors—the uncertainty of food, the high probability by contemporary standards of mothers dying
as the child developed. As a result, attachment was more than just a mother caring for an infant;
it was shared by many in the group.
Reproductive relationships that led to children also diverged from our primate relatives.
Although the proportion of societies (like Western ones) where monogamy is official policy is
only 16% among a total of 853 societies sampled (Van den Berghe, 1979), and although extra-
marital activities are not uncommon in most societies, in practice monogamy is a very common
sexual pattern, and more typical of hunter-gatherer societies. The pattern of polygamy, of one
male having several wives appears to have emerged later in our evolution, 10,000 to 15,000 years
ago as the small bands of hunter-gatherers settled into larger settlements with stored grains and
more vertical hierarchies governed by “big chiefs” (Flannery & Marcus, 2012). The emotional
accompaniment of the adoption of monogamy is jealousy, which tends to occur when the pair
bond is threatened by an interloper (Dunbar, 2004).
Evolution of Emotions48
Compared to our primate relatives, human hierarchies diverged in important ways as well,
with profound implications for the evolution of human emotion. Hierarchies in chimps and bono-
bos are quite vertical, with clear alpha males and females retaining their rank through threat dis-
plays, occasional aggression, and grooming and sharing to preserve alliances with subordinates
(de Waal, 1982). When we fast-forward seven million years of hominid evolution and turn to
studies of hunter-gatherer societies, we encounter something dramatically different in the hier-
archies. When anthropologist Christopher Boehm surveyed studies of the hierarchical dynamics
of 48 preindustrial societies, representing cultures from every continent that has been populated
by humans, the first thing of note is that alpha males and females were hard to identify; rank was
more equal and deference and influence more dependent on the social context (Boehm, 1993).
And hunter-gatherer hierarchies were less vertical; egalitarianism in the distribution of resources
was the prevailing principle.
Early human hierarchies were shaped by leveling mechanisms, social-emotional processes
that preserve more egalitarian relations. For example, should an individual boast, other people
will mock, tease, or ridicule the person, to render the person more humble and preserve more
egalitarian relations (now one sees why teasing and roasting are so common today in groups).
When an individual is fortunate enough to make a big kill in the hunt, the successful hunter
will often engage in self-deprecating acts, insulting the meat, and others will join in, to ensure
the individual does not develop a sense of superiority. More generally, friendships are rich with
laughter, play, and teasing, all means by which they remain humble and imbued with a sense of
commonality and equality.
Patterns of affiliation in hunter-gatherers are defined by collaboration, for example, in defense,
hunting animals, and, as we have already noted, the rearing of offspring. Individuals in hunter-
gatherer social groups share instinctively due to the uncertainty of food sources and the col-
laboration required to obtain food. For example, among the Netsilik Eskimos, each individual
is assigned 12 food-sharing partners whom they keep through their lives (Flannery & Marcus,
2012). Anytime an individual within one of these networks kills a seal, that person carefully cuts
it up into 14 parts and shares 12 with his or her partners, keeping two for him or herself. Through
the sharing of food, social ties are solidified and maintained. In the highlands of New Guinea,
neighboring social groups gather each year in celebration to ritualistically give away food they
have cultivated—piles of yams, pig carcasses, and arrays of coconuts (Weissner & Schiefen-
hövel, 1996). The more an individual gives away, the higher the status he or she will enjoy. This
pattern of food sharing to solidify alliances is seen in Sub-Saharan Africa, in the Inuit social
groups of the Arctic, and the dwellers of the Amazon.
Finally, humans show a striking tendency toward instinctively favoring the in-group and hav-
ing contempt for members of out-groups. There are clear limits to the affiliative and collaborative
tendencies in the small groups that defined human evolution for 200,000 years. The last such
species was of the Neanderthals, who became extinct some 28,000 years ago. Reviewing the
paleontological evidence of contact between anatomically modern humans (our ancestors) and
Neanderthals, Mellars (2004) concludes that there was:
Direct competition for space and resources between the two populations, in which the
demonstrably more complex technology and apparently more complex organization
of the anatomically modern populations would have given them a strong competitive
advantage over the Neanderthals (p. 464).
Before their extinction, Neanderthals were the hominid inhabitants of Europe. Then there was
an influx—should one say colonization?—by anatomically modern humans who, just before
the extinction of Neanderthals, came to outnumber them by 10 to 1 (Mellars & French, 2011).
Evolution of Symbolic Representation and Language 49
Recent genetic evidence indicates that some Neanderthals interbred with humans, but the
question remains as to whether the Neanderthals, in general, were driven to extinction by our
ancestors.
There are strong beliefs in the inherent superiority of one’s own group over others, in the
inherent morality of one’s own group, and in preferentially allocating resources to one’s own
group (Brewer, 1979). Violent raids of other groups to gain resources, territory, or mates were
common. Today, we see the vestiges of this tribalism. When people are presented with faces of
people of different ethnic backgrounds than their own, a region of the brain, the amygdala, known
to be involved in fear, lights up, whereas this response does not occur when viewing faces from
one’s own group (Wheeler & Fiske, 2005). When people view images of suffering of people
from their own group and other ethnic groups, they are less likely to show activation in regions
of the brain—the medial prefrontal cortex—involved in the empathic response (Mathur, Harada,
Lipke, & Chiao, 2011). We are by no means condemned to look upon other groups with derision
and hostility. Former adversaries—the Germans and Japanese for the Americans in World War
II—can quickly become allies. The ethicist Peter Singer has noted that in our history, humans
consistently show the capacity to expand our circle of care, that is those individuals we deem as
worthy of rights and care, from our own families to those in our communities to humans more
generally, and even nonhuman species (Singer, 2011). This transformation of tribalism rests upon
a critical shift in human evolution with profound implications for emotion—the emergence of
language and symbolic representation.
Evolution of Symbolic Representation and Language
Thus far our evolutionary story has focused on what we share in our emotional lives with our
primate relatives—a deeply social environment of human adaptedness structured by attachments,
hierarchies, alliances, and preference for in-group members. It is within this environment of
human adaptedness that emotions enabled our hominid forebears to respond adaptively, with
genetically based systems—regions of the brain, branches of the peripheral nervous system,
facial and bodily musculature as we shall see—to form strong attachments, navigate social hier-
archies, build strong affiliations, and protect the group.
The tale of human evolution also brings into focus new traits and characteristics that define
who we are as a species and create new properties of human emotion. Flint tools have been found
from two-and-a-half million years ago, and they imply an emotional engagement of acquiring
and exercising the skills to make them. The use of fire started about 700,000 years ago, and one
can imagine it was used not just for warmth, but also for preparing food to be stored, distributed,
and shared. As we detail in Chapter 4, the oldest human art objects, shells drilled to make beads
for necklaces, are from 82,000 years ago (Bouzouggar et al., 2007) and speak to an interest in
aesthetics, beauty, and, perhaps, awe. The evidence of ritual burials from around the same period
(Bowler et al., 2003) implies that by then emotionally moving stories were being told of people
who were dead but alive again on another plane.
The most noticeable species-typical characteristic of humans, which distinguishes us from
all our nonhuman relatives, is language, which is estimated to have emerged some 200,000
years ago (Henshilwood & Dubreuil, 2009). Language involves symbolic utterances—words—
that are combined according to certain rules (syntax) to convey meaning (semantics). It is still
unknown how language emerged in human evolution. One possibility is that our human prede-
cessors combined a repertoire of nonverbal sounds—cries, growls, screams, sighs, oohs, and
ahhs—and gestural actions such as pointing into more complex strings of sounds (Hauser, 2000;
Jackendoff, 2002); nonverbal sounds transformed into proto-words to refer to people, actions,
Evolution of Emotions50
and objects in the environment. And gradually, our hominid predecessors began to pair these
sounds into word strings, and, eventually, with the development of syntax into sentence-like
utterances.
Whatever the process by which this occurred, today humans have hundreds, if not thousands,
of words, metaphors, idiomatic expressions, and phrases that refer to emotional experiences
(Russell, 1991). Adding this layer of language to the emotional response transformed emotion in
fundamental ways (Barrett, 2017; Lindquist, 2013). With language we can talk about emotions
in the abstract, about experiences that are not in the present, but in the past or future. It allows us
to talk about hypothetical emotions (“If you date my best friend, I’ll be really angry”). Language
allows us to characterize emotion in imaginative and artistic form, such as in poetry and novels,
and complex legends about gods and mythical figures that were so important to the many cultures
of several thousand years ago before monotheistic religions emerged. Language allows us speak
of emotion metaphorically—my sadness is like the ocean at low tide—and to attribute emotions
to things, most typically other natural objects or forces, other than people (Kovesces, 2012).
Language transforms emotion.
More generally, our capacity to use language to represent emotional experience helps us build
social bonds through emotion-based arts of conversation, disputation, gossip, and the making of
joint plans, social processes animated by emotion. This is the argument of Robin Dunbar (1993,
2003, 2004).
Dunbar has proposed that chimpanzees and other primates use grooming, in which primates
sit together, pick through each other’s fur to get rid of twigs and insects, stroke each other, to
maintain social bonds; in humans this activity has been replaced by conversation (see Figure 2.9).
Whereas manual grooming can only be performed with one other individual at a time, with lan-
guage we can communicate with several others and do it while we are doing something else,
like preparing food. And we can communicate about emotions of others who are not there,
about emotions from the past or in the hypothetical future. This capacity was necessitated by the
expanding group sizes of our hominid predecessors and laid a foundation for several critically
human cognitive capacities we will speak of later—the ability to imagine others’ mental states
Ph
ot
o
Cr
ed
it:
F
ra
ns
L
an
tin
g/
M
in
t I
m
ag
es
/G
et
ty
Im
ag
es
FIGURE 2.9 Two chimpanzees grooming. Dunbar’s hypothesis is that in humans this emotionally
intimate activity has been replaced by conversation.
Emotions as Bases of Human Relationships 51
and develop a theory of mind; the ability to take others’ perspectives; the ability to comment on
others’ reputations and character and spread that information through social networks; the ability
to share intentions and coordinate future behavior. These are abilities beyond anything chimpan-
zees can manage (Tomasello, 1999, 2008).
Human brains became enlarged in part due to the growth of regions of the frontal cortex that
allow us to have mental models of people in our social group, and, in addition, conversational
language allowed us to discuss what these others might know, how they feel, and how to do things
together. Language does not replace communication by glance, facial expression, vocalization, or
gesture; it augments it. With language we can share aspects of emotions with others and under-
stand their emotional minds in ways far beyond anything that occurs among our primate relatives.
In the next chapter, we will discuss how language and culture work to shape the raw materials of
biologically based emotions.
Emotions as Bases of Human Relationships
We have said that the most noticeable difference between humans and apes is that we have lan-
guage, whereas apes do not. More profound and more basic—also the means by which language
with its shared meanings came into being—is our deepest characteristic as a species: our ability
to cooperate. As Michael Tomasello (e.g., 2014, 2016) explains, this ability is at the center of
being human. In a paper that may be more important than any other in the twenty-first-century
psychology, Esther Herrmann, Josep Call, Maria Hernandez-Lloredo, Brian Hare, and Michael
Tomasello (2007) report studies in which they compared 105 human infants aged two-and-a-
half years with 106 chimpanzees aged 3 to 21 years, and 33 orangutans aged 3 to 10 years, on
two sets of tasks. One set was physical; the tasks included finding rewards that had been hidden,
using tools to retrieve rewards, and discrimination of quantity. The other set was social; the tasks
included seeing a person solve a problem and then trying to solve it in the same way, following
the gaze of a person, being able to make and receive communicative gestures, and understand-
ing what a person was trying to do in a task in which that person was unsuccessful in complet-
ing. For the physical tasks, the humans and chimpanzees were both about 69 percent correct.
Orangutans were 59 percent correct. For the social tasks, the human infants were 74 percent
correct. Chimpanzees and orangutans were, on the whole, not able to do these tasks; they were
33 percent and 36 percent correct, respectively, (with chance level well above zero). By the age
of two-and-a-half, humans but not apes know that they can act in the world and that others can
do so too. They can make and recognize communicative gestures. They can empathize with oth-
ers, recognize others’ plans, and help them.
Although bees work together to make honeycombs, and wolves hunt in packs, only we humans
are able to make new arrangements and carry them out, so that together people accomplish things
that they cannot do alone. Tomasello puts it like this:
Although humans’ great ape ancestors were social beings, they lived mostly individual-
istic and competitive lives, and so their thinking was geared toward achieving individual
goals. But early humans were at some point forced by ecological circumstances into
more cooperative lifeways, and so their thinking became more directed toward figuring
out ways to coordinate with others to achieve joint goals or even collective group goals.
And this changed everything (2014, pp. 4–5).
The stage of working for joint goals may have been reached during foraging, when humans
started to help each other gather food, then prepare it, and eat it together. Chimpanzees do none of
these things. They do travel in groups, and when they find a tree with fruit on it, they take enough
Evolution of Emotions52
for themselves, go off to one side, to eat it on their own. They also hunt small animals such as
monkeys or piglets. When they catch one, there is often a squabble.
By contrast to these individual goals, humans started to develop joint goals, perhaps includ-
ing this: “You hold this animal-skin bag, and I’ll pick up these roots and put them into it. Then
we’ll take them back to our camp where we can cook them and everyone can have some.” Food
sharing is a human universal. The cooperation and the friendly emotions that were involved
emerged probably some thousands of years before language. One may imagine how language
complemented them and supplemented them.
Then, sometime following the development of joint goals, we humans developed a second
phase of cooperation, with what Tomasello calls “collective group goals,” which included cus-
toms of belief and action that applied to whole social groups, customs we call morality and cul-
ture, which we discuss in the next chapter.
In this book we will return to these collaborative principles over and over again. The implica-
tion for emotions is that not only are most human emotions social, they are also most frequently
about cooperation, in emotions of attachment, love, friendship, warmth, caring, empathy. In this
family of emotions, too, we see not only emotions of failure to cooperate in shame and guilt, but
also the inverse, emotions of competition when self-concern is more important, or when coopera-
tion has failed, in anger and contempt.
In the process of our hominid evolution, emotions emerged to help us solve the problems
and opportunities related to four social relationships that proved vital: attachments, hierarchies,
affiliations or friendships, and in-group–out-group dynamics (e.g., Fiske, 1991; Keltner & Haidt,
1999). Emotions are catalysts of attachment with our offspring, falling in love, seeking to rise
above a rival, becoming friends, and celebrating what is best about our social group. Emotions
arise when these ties are threatened—when a parent seems too far away, when a rival threatens
our romantic partnership or a friend leaves, or another group seeks to dominate our own.
Emotions That Promote Attachment
Much as infants are nourished physiologically through the mother’s milk, they grow in
strength psychologically through attachment processes between caregivers and offspring.
The most systematic theoretical treatment of these ideas was offered by John Bowlby (1951,
1969). Bowlby suggested that human attachment processes function like imprinting of the
kind Konrad Lorenz (1937) observed when, after hatching from their eggs, goslings learn to
recognize and follow the first largish, moving, sound-making, object in their environment.
Usually this is the mother goose, but if no real mother appears, characteristics of the first
plausible moving object are learned instead, including, on occasion, Lorenz himself. (You
may have seen pictures of Lorenz walking across a field followed by a gaggle of goslings who
thought he was their mother.)
Attachment can be thought of as a form of imprinting. Its function is to protect and care
for the vulnerable infant to thrive, in particular during early childhood, the most vulnerable
period of life, by keeping the mother and other caregivers nearby. The mother, in Bowlby’s
framework, is a secure base, a dynamic that continues into adolescence and beyond (Allen
et al., 2003). For Bowlby, emotions were central to the formation of attachments between
children and their caregivers, most typically the mother (Shaver & Mikuliner, 2001). The love
between mother and child forms the core of the attachment bonds and allows the develop-
ing child to explore the environment with interest and wonder. Should the mother or other
caregivers be too far away, feelings of distress and anxiety, both on the part of the child and
caregiver, bring the two closer. When Mary Ainsworth (1967) carried out early naturalis-
tic studies of babies and mothers in Uganda in the ethological tradition you learned of last
chapter, she discerned a set of behavior patterns, many rich in emotion, that young children
Emotions as Bases of Human Relationships 53
showed when they were with their mothers, but did not show with anyone else. Her list of
attachment behaviors is in Table 2.2.
When an infant’s mother is present, there is a sense of security. When the mother is absent,
the sense is entirely different. Comparable attachment patterns can be seen in different societies,
functioning to keep the child close to the mother, away from threats of different kinds (Bowlby,
1971).
Bowlby wrote of two other critical systems necessary for the attachment processes required
to reproduce and raise vulnerable offspring to the age of viability. Our reproductive system
enabled by the passions of sex, of desire and lust, moves people to sexual behavior (Diamond,
2003; Gonzaga, Keltner, Londahl, & Smith, 2001). For humans, though, sexual passion is
just the beginning of the story of reproduction. Given the vulnerability of our offspring, long-
lasting sexual relationships between specific human females and specific human males began:
pair-bonding (Lovejoy, 1981), which is rare among other primates. Human sexual partners
must often cooperate to raise children; collaborations are animated by love and desire (Djikic
& Oatley, 2004).
Bowlby thought that love (by which he meant attachment) in the early years was as important
for emotional development as proper nutrition is for physical development. Among his ideas was
that the attachment relationship of infancy creates a template for all later intimate relationships,
and he coined the term affectional bonds. Here’s what he said:
Affectional bonds and subjective states of strong emotion tend to go together, as every
novelist and playwright knows. Thus, many of the most intense of all human emotions
arise during the formation, the maintenance, the disruption, and the renewal of affec-
tional bonds – which, for that reason, are sometimes called emotional bonds. In terms of
subjective experience, the formation of a bond is described as falling in love, maintain-
ing a bond as loving someone, and losing a partner as grieving over someone.
(Bowlby, 1979, p. 69)
Table 2.2 Ainsworth’s (1967) list of attachment behaviors
1. Differential crying (i.e., with mother as compared with others)
2. Differential smiling
3. Differential vocalization
4. Crying when the mother leaves
5. Following the mother
6. Visual motor orientation toward the mother
7. Greeting through smiling, crowing, and general excitement
8. Lifting arms in greeting the mother
9. Clapping hands in greeting the mother
10. Scrambling over the mother
11. Burying the face in the mother’s lap
12. Approach to the mother through locomotion
13. Embracing, hugging, kissing the mother (not seen in Ugandan infants but observed frequently
by infants in Western societies)
14. Exploration away from the mother as a secure base
15. Flight to the mother as a haven of safety
16. Clinging to the mother
Evolution of Emotions54
Try this little experiment on yourself. Think about the 16 attachment-related behaviors listed
by Mary Ainsworth in Table 2.2. Now imagine that instead of being patterns of infants with their
mothers, these are descriptions of an interaction between two adult lovers. Do the patterns fit? Do
lovers show differential smiling and vocalization with each other, do they follow each other, gaze
at each other, do they show distress at separation? If so, might this support Bowlby’s hypothesis
that adult love is formed on a template of the infant attachment relationship? Intimations of the
idea were put forward by Darwin (1872), who supposed that the infant pattern of holding and
being held is elaborated in adult caressing. Adult romantic love and sexuality, according to this
idea, is an elaboration upon universal, evolved, behavioral patterns of earlier life.
There’ll be more discussion of human sexuality and love in Chapters 3 and 9.
Emotions and Negotiation of Social Hierarchy
Human hierarchies, where some individuals enjoy elevated rank over others, emerge in almost
every group imaginable, from two-year-olds in day care to strangers waiting for a bus, in which
the first arrival will get on the bus first. Hierarchies can be based on many qualities, as we shall
detail in Chapter 9, including power, status, authority, and social class (Keltner, Gruenfeld, &
Anderson, 2003). Much as you learned in the studies of chimpanzee power politics, in humans
we negotiate social hierarchies through emotion.
One question of interest is how emotional displays and experiences give rise to the position
you might enjoy in a hierarchy, for example in your living residence or at work (van Kleef,
2015). Do you gain power, or respect, with displays of anger or sympathy? How might the way
in which you touch others or laugh signal your position in a hierarchy? Emotions like anger
and pride are clear signals of elevated rank and power and enable people within hierarchies to
negotiate their rank. Emotions like embarrassment and shame, we shall see, emerge from the
submissive displays of our primate relatives and signal subordinate status. Still other emotions
fuel behaviors that reduce status differences perceived to be unjust, emotions such as anger
and envy.
Emotions, Affiliation, and Friendship
In the human groups in which we evolved, the social fabric was shaped by attachment pat-
terns and forms of hierarchy, but also by patterns of affiliation, which we might think of
as friendship (Clark & Finkel, 2005; Fiske, 1992; Goldberg, Grusec, & Jenkins, 1999). We
have already seen how affiliative ties, in particular between nonkin, were critical to allopar-
enting—the sharing of rearing offspring. The capacity for humans to form friendships, so
important in our social lives when compared to those of our primate relatives, proved to be a
vital force that reshaped the nature of our hierarchies: in the small groups of hunter-gatherer
societies, dense patterns of friendships countered the exercise of coercive power and led to
the transformation of the vertical hierarchies in chimps to the more horizontal relationships
of hunter-gatherers.
Affiliative relationships are defined by a variety of emotional processes: warmth, empathic
understanding, shared laughter, expressions of appreciation and gratitude, emotional disclosures,
and a sense of caring and commitment (Clark & Finkel, 2005; Kurtz & Algoe, 2015). They are
critical to our health and well-being (Leary & Baumeister, 1995), so much so, that studies sug-
gest that when you move from one context to another (say from high school to college, or—we
hope not—life in society to life in prison), you will re-create old patterns of friendships with new
individuals. We will have a lot more to say about the emotions of affiliation and friendship. For
now, we’ll leave this topic with the words of the American poet Walt Whitman: “I have learned
that to be with those I like is enough.”
Emotions as Bases of Human Relationships 55
Collective Emotion and Preference for In-Groups
In her book, Dancing in the Streets, writer Barbara Ehrenreich details the cultural history of how
important collective joy and the exuberance and rapturous delight we feel in group-based celebra-
tions is to our sense of who we are (Ehrenreich, 2006). We find this emotion in dance, a human
universal, in festivals, in song, in patterns of collective movement of our bodies, from marches at
rallies, to waves and celebrations at sporting events to patterns of crossing ourselves in a Catholic
service. Frans de Waal has observed that chimpanzees will show celebration responses when given
an unexpected bunch of bananas—they embrace, groom, fall into a pile of affection—and then
may share the resource (de Waal, 2006). This basic tendency to experience collective joy is deeply
elaborated in humans in so many rituals where we share joy together, from the religious rituals
observed in all cultures, birth and death rituals, and celebratory rituals such as Burning Man.
In Table 2.3, we outline some of the emotions that you might think of as collective emo-
tions that fold us into social groups and give us a strong sense of our collective identity. Some
Table 2.3 Relations, recurring situations, and emotions
Relation Recurring situation Emotion
Attachment Maintain contact with caregivers Love
Protect vulnerable offspring Parental love, sympathy
Separation from caregiver Distress, sadness
Reproductive possibility Sexual desire
Long-term commitment, collaboration
with reproductive partner
Romantic love
Threat of interloper Jealousy
Separation from romantic partner Distress, anxiety
Reunion Relief
Parting, death Sadness
Hierarchy Signal elevated rank vis-à-vis others Pride
Prevail in competition over others Triumph
Unfair rise in other’s status Anger, envy
Signal lower rank Shame, humiliation, embarrassment
Affiliation Cooperation, caring Affection, love
Parting, death Sadness
Receive generosity Gratitude
Harm other Guilt, forgiveness
In-group preference Collective, celebratory action Ecstasy, joy
Ritual that folds self into collective Awe
Group prevails over other group Collective pride
View group as superior to other group Contempt, hatred
Nonsocial goals Progress toward meeting goals Enthusiasm
Failure toward meeting goals Frustration, sadness
Seeking, finding Interest
Novelty Surprise
Threat to survival Fear
Toxicity Disgust
Evolution of Emotions56
strengthen our sense of our connection to social collectives. Experiences of awe, ecstasy, and
collective joy, for example, at a political rally or music festival, exhilarate in how they give us
the sense that we are part of something much larger than the self—a political movement, a new
form of culture. When our group triumphs, on the football field or in Olympic competition or at
war, we may feel triumph or collective pride. Underlying these emotions is the robust human ten-
dency to define ourselves in terms of the groups to which we belong, and the related tendency of
in-group favoritism, to favor our own group over others (Tajfel & Turner, 1979). Even when our
group is based on something meaningless, such as random assignment or whether we under- or
overestimate the number of dots projected onto a screen, our sense of group identity drives many
social processes that favor the in-group over other groups: we think of our group as more moral,
civilized, human, and reasonable, and when given the chance, will allocate resources preferen-
tially to our group over others.
This strong tendency in humans to fold into social collectives, and favor our own group over
others, gives rise to the more disturbing emotional tendencies that fuel group conflicts, wars,
and genocides. In times of conflict, social disgust at the out-group leads to the dehumanization
of those we seek to vanquish. War-time propaganda so often treats opponents as rats, insects,
vermin—objects of disgust. Rage and hatred can fuel violence and aggression. In more sub-
tle ways, expressions of contempt toward the out-group, for example in stances of superiority
toward other groups in terms of their manners, their food, their music, or religion, can be seen
as a way of lifting up the in-group over the out-group. Moral philosophers warn us of these
collective emotions. The ancient Stoics thought that the most dangerous emotion, the one most
important to subdue, was anger, in particular rage. In his book Moral Tribes, Joshua Greene
(2013) warns us that although we have evolved tendencies to care, to cooperate, and form strong
ties, our tendency toward tribalism, to feel we are superior to other groups, poses the greatest
threat to peace today. It’s an evolutionarily bequeathed tendency to genocidal aggression and
uncaring contempt for others whom we see as different from ourselves, even though we are
fundamentally the same.
Within the science of emotion, the thesis that emotions function to help humans form and
maintain important social bonds has had many advocates (Bowlby, 1971; Ekman, 1992; Frank,
1988; Izard, 1971, 1977; Keltner & Haidt, 1999, 2001; Nesse, 1990; Oatley, 1992, 2004, 2018;
Plutchik, 1991; Tooby & Cosmides, 1990; Trivers, 1971; van Kleef & Fischer, 2016). In Table 2.3,
we summarize the various statements offered by these scientists about what emotions do in social
relationships. In our analysis, we additionally build on Randoph Nesse’s idea (1990) that to
understand the evolution of emotions we should concentrate not on particular emotions but on
recurring situations. If we do so we find that although some emotions, like fear of a predator, may
be distinctive, many emotions tend to overlap in particular situations.
Emotion provides the structure of human social life: outline patterns that enable people to
relate to each other. In Table 2.3, you can see that emotions of attachment and affiliation help
form and maintain cooperative bonds, the emotions of assertion (power) enable us to relate in the
hierarchies of our lives, and the antisocially motivated emotions of hatred and cruelty are aspects
of relations between groups. In addition, of course, there are emotions that need have no immedi-
ate social component.
In the evolutionary approach to emotion, critical evidence concerns whether our emotions
serve social or individual functions, the extent to which they are universal and have biological
bases, and the extent to which they are culturally distinctive.
So far we have described some evolutionary bases of social life, but of course individual behav-
ior and selfish behavior occur, too. Primatologists have indeed found that chimpanzees spend a
good deal of the time acting selfishly, for instance, in disputes often violent over status, resources,
and mates. Among the most interesting aspects of selfish behavior are acts of deception, which
To Think About and Discuss 57
involve understanding others, which we discuss in Chapter 8. Call and Tomasello (2008) con-
cluded that chimpanzees don’t really understand their fellow chimpanzees as having beliefs,
wants, and feelings, but they do understand that others have certain perceptions and goals, and
this enables them to deceive others.
Do chimpanzees really have emotions? Or could it be that real emotions are entirely human?
The argument might be that, because we can’t ask the animals, we will never know. But this is
not the view of most biologists, starting with Darwin, who observed clear continuities between
human emotions and those of other animals.
In an interview, de Waal (2011) said:
Animals probably have many of the same emotions that we have. This is assumed in
many brain studies, in which rats or monkeys show expressions of fear of anger when
parts of the brain are stimulated that also in humans are active when we feel fear or
anger. So, neuroscientists generally have no trouble assuming similar emotions in
humans and other mammals even though in the eyes of so-called behaviorists this is still
very much taboo . . . If a baboon female returns a week after the disappearance of her
offspring to the spot where it happened to climb high up into a tree and scan the environ-
ment while uttering plaintive contact calls, repeating her agitation and calling for weeks
every time her troop passes through this specific area, it is hard for the human observer
not to assume a sense of loss or grieving.
Panksepp (2005) argued that that our emotions derive from the neurodynamics of brain sys-
tems that generate instinctual emotional behavior in other mammals. As we have proposed in
Chapter 1, emotions are based on action tendencies, urges to act in this way or that, and Panksepp
identifies a set of these that are sufficiently important for him to name with capital letters. They
include: SEEKING, FEAR, RAGE, LUST, CARE, PANIC, and PLAY, and we will consider
them in depth in Chapter 7. These systems have been elaborated as mammals evolved and have
reached their most elaborate versions in the lives of social primates such as chimpanzees and
ourselves.
S U M M A R Y
Our genes use us as vehicles to enable them to reproduce. In this
chapter, we’ve discussed how they program us, partly by means of
our emotions, to keep ourselves safe and to enable sexual activity to
occur. Some of this programming is mandatory. With some of it, we
can choose among options, at least to some extent. The evolutionary
success of the human species derives from cooperation, from living
in groups, in which emotions help humans form attachments, build
affiliative ties or friendships, negotiate status within hierarchies, and
integrate into strong groups. Among the evidence for the sociality of
our emotions are studies of chimpanzees and bonobos, the prehis-
tory of the human species, and studies of modern societies living as
hunter-gatherers.
T O T H I N K A B O U T A N D D I S C U S S
1. What are your reactions to the idea that we don’t pass on our
genes, but that genes use us as vehicles to pass themselves on?
2. Think of an emotion you have experienced that concerns
another person you know, such as love, or anger, or jealousy,
or envy. How has your reflection on this emotion affected how
you think of yourself? How has it affected how you think of the
person who was the object of this emotion?
3. How far do you think we humans will be able to modify the
emotions of hostility to members of out-groups? You might
start thinking about this from your knowledge of terrorism, of
wars of the twentieth and twenty-first centuries, and of the civil
rights movement.
Evolution of Emotions58
F U R T H E R R E A D I N G
An application of evolutionary theory to the emotions of compassion and
pride and to facial expression:
Goetz, J., Simon-Thomas, E., & Keltner, D. (2010). Compassion: An
evolutionary analysis and empirical review. Psychological Bulletin,
136(3), 351–374.
Tracy, J.L., Shariff, A.F., & Cheng, J.T. (2010). A naturalist’s view of
pride. Emotion Review 2(2): 163–177.
Hess, U., & Thibault, P. (2009). Darwin and emotion expression. American
Psychologist, 64, 120–128.
The social and emotional lives of chimpanzees and ourselves:
de Waal, F. (2005). Our inner ape: The best and worst of human nature.
London: Granta.
For readable discussions of human evolution:
Christian, D. (2004). Maps of time: An introduction to big history.
Berkeley, CA: University of California Press.
Dunbar, R. (2004). The human story: A new history of mankind’s evolu-
tion. London: Faber.
Hrdy, S. B. (1999) Mother nature. Maternal instincts and how they shape
the human species. New York: Ballantine Books
E X T R A R E F E R E N C E S
Bouzouggar, A., Barton, N., Vanhaeren, M., et al. (2007). 82,000-year-old
shell beads from North Africa and implications for the origins of mod-
ern human behavior. Proceedings of the National Academy of Sciences
of the USA, 104, 9964–9969.
Hoffmann, D. L., Standish, C. D., Garcia-Diez, M., Petttitt, P. B., et al.
(2018). U-Th dating of carbonate crusts reveals Neanderthal origin of
Iberian cave art. Science, 359, 912–-915.
59
3Cultural Understandings of Emotions
Though we travel the world over to find the beautiful
we must carry it with us or we find it not.
(Ralph Waldo Emerson, Essays, xii, Art)
Ph
ot
o
Cr
ed
it:
©
As
ia
n
Ar
t &
A
rc
ha
eo
lo
gy
, I
nc
./C
or
bi
s/
Ge
tty
Im
ag
es
FIGURE 3.0 A bronze figurine from the
Han dynasty in China, made more than 2,000
years ago, probably representing a person
from an foreign northern tribe.
CONTENTS
An Island Society
Two Emotional Events
Three Principles: Emotions as Interpersonal,
Active, and Value-based
Cross-cultural Approaches to Emotion
Identity
Independent and Interdependent Selves
Knowledge Structures
Values
The Construction of Emotions in the West
The Coming of Civilization to Medieval Societies
Has Violence Declined Over Time?
The Romantic Era
Sexual Love in the West
Falling in Love: Emotion as a Role
Women and Men: Different Cultures?
Integrating Evolutionary and Cultural
Approaches
Summary
To Think About and Discuss
Further Reading
Cultural understandings of emotions60
An Island Society
For nine months Catherine Lutz (1988) went to stay on a Pacific atoll called Ifaluk, the area of
which is just over half a square mile. She went to study the emotions of the 430 people who lived
there because, as she said, she wanted to see “if and how it was possible for people to organ-
ize their lives in such a way as to avoid the problems that seemed to me to diminish American
culture, in particular its pervasive inequality of both gender and class and its violence” (p. 17).
People rely on each other, on this island, the highest point of which is just a few yards above sea
level. It’s a place where typhoons sometimes sweep the huts away, destroy the taro gardens, and
deplete the surrounding lagoon of fish.
Two Emotional Events
One day, sitting with another woman, Lutz watched a five-year-old girl dancing and making silly
faces, showing happiness, ker as it is known in the island’s language. Lutz responded warmly to
the little girl, whom she thought was rather cute. “Don’t smile at her,” said her companion, “she’ll
think that you’re not song,” meaning justifiably angry (p. 167). The woman was telling Lutz that
the girl was approaching the age at which she should have social intelligence, concern for others
that is valued on Ifaluk, and that she should not show inappropriate levels of happiness, disap-
proved of on Ifaluk as showing off.
In this exchange, we can see how different are the emotional lives of people on Ifaluk from
those of the industrial West. On Ifaluk, the little girl should not have displayed ker, with its risk
of misbehavior. She should have been sitting quietly, as good socially intelligent people do. One
also sees differences in the nature of anger. On Ifaluk, song, or justifiable anger, occurs with a
public breach of social values. So song is not anger as people in the West tend to experience it,
when it arises from another person’s hurtful action as it affects oneself. It is people’s social duty
to express song if they notice anything that might disrupt social harmony. The proper response to
song is metagu, which means anxious concern for others.
Differences between her own and Ifalukian culture caused Lutz to make other social mistakes.
One night she was awakened by a man entering the small doorless hut that she had negotiated
for herself. Her scream awakened the woman and girls of her adoptive family, who came to see
what was wrong. They were asleep a few yards away in their communal hut, with each one’s
sleeping mat touching others so that no one would be lonely. The man had fled, and the family
laughed hilariously when they heard Lutz had been alarmed by the event. She said that she had
been on the island long enough to know that men sometimes called on women at night for a
sexual rendezvous. But she had imported the American idea that an uninvited visit from a man
inevitably meant harm. On Ifaluk, Lutz says, although men may very occasionally seem frighten-
ing in public if drunk, so that others may fear that a disagreement might break out between them,
interpersonal violence is virtually nonexistent, and rape unknown. Hence, a night visitor means
the very antithesis of fear.
The incident became a topic of conversation. Although people found it difficult to know why
Lutz had been frightened, she sensed that her adoptive mother showed some satisfaction in the
story of the event because, although the anxiety that Lutz displayed was inappropriate, it was
anxiety: her adoptive mother thought this meant that at last Lutz was capable of showing this
valued emotion!
The account that Lutz wrote about Ifaluk is a piece of ethnography: writing that offers a por-
trait of a society, from the perspective of an anthropologist, to emphasize its distinctiveness. Clif-
ford Geertz (1973) calls this kind of account a “thick description.” Because in its literary depth, it
invites us to imagine being there, almost able to take part. In the case of emotions, such accounts
don’t just say what emotions occur; they offer insights into their settings and cultural meanings.
An Island Society 61
Ethnographies often focus on discourse, the processes by which people use language in its many
forms to make sense of emotional experience. So, ethnographers often study communications
such as apologies, gossip, songs, poetry, and community meetings about disruptive people (see
for example, Abu-Lughod & Lutz, 1990; Lutz & White, 1986).
Three Principles: Emotions as Interpersonal, Active,
and Value-based
A society is a group of people who live in a particular place at a particular time. Culture is a
system of ideas and practices that are held in common in a society.
From the glimpse of the society of Ifaluk offered by Catherine Lutz, we can see not just dif-
ferences from the practices of our own society but cultural principles of a kind on which we may
reflect worldwide. Here are three principles, which we explore further in this chapter.
Rather better than people in the West, the people of Ifaluk recognize that most emotions are
relational. Although some emotions, such as fear of the dark or enjoyment of a certain food,
relate to circumstances that are physical, most human emotions, throughout the world, are
Ph
ot
o
Cr
ed
it:
U
ni
ve
rs
ity
o
f C
hi
ca
go
P
re
ss
. B
y p
er
m
iss
io
n
of
C
at
he
rin
e L
ut
z.
FIGURE 3.1 An Ifaluk woman smiles as she makes an impromptu head-dress for her small son.
This kind of socially responsive smiling is of a lower intensity and signals something different from ker,
meaning “excited happiness” (from Lutz, 1988, p. 49).
Cultural understandings of emotions62
interpersonal. Lutz’s depiction, above, of a five-year-old Ifalukian girl showing off her happiness
and of a young American woman, Lutz greeting the behavior with a smile are both interpersonal.
For more than a century, psychology has tended to focus on the individual, and for a long time
the psychology of emotions reflected this tendency. But the current trend, one we follow in this
book, is to see the interpersonal aspects of emotions as primary (van Kleef, 2016).
In the West we tend to see emotions as happening to us: she fell in love, he felt a surge of anger,
he was consumed by jealousy (e.g., Ekman, 1992). In these ways, people seem passive in relation
to experience. In other cultures, people tend to think of emotions as active. A telling example
was discussed by Anna Pavlenko (2005), whose first language was Russian. When she went to
live in America, she discovered that in English “I am angry” is not only expressed verbally as an
adjective and as something that happens to a person, it is also associated with blame of the other.
She missed the Russian form, which is expressed as a verb, and is more active, something like
“I contend,” with an expectation that the problem will be resolved. As Mesquita, De Leersnyder,
and Boiger (2016) put it, emotions can be thought of as actions that we do. On Ifaluk, when a
man came into her hut at night, although Catherine Lutz is American, she did “fear.” Might it be
better to think more generally of emotions as active in this kind of way?
Emotions are means by which we take part in society, in ways that reflect its values (Mesquita
et al., 2016; Tsai, 2017). Remember how, in the previous chapter, on evolution, we discussed how
a human characteristic is to be able to cooperate in shared moralities of a social group. So on Ifa-
luk, Lutz was told about how the little girl who had been showing off needed to behave as a person
should in that society: be gentle, calm, and quiet. Following the incident of the man in the night-
time, Lutz’s adoptive mother talked with others about the emotion-based incident in her adoptive
daughter’s hut and about Lutz’s anxiety. She talked about it in a way that she and others could try
to make sense of it. In all cultures, it seems emotions have a relation to the values of society.
When we talk in conversation about the emotions of ourselves and others, it has been found
by Bernard Rimé (e.g., 2009) that we tend to compare our emotions with those of others and in
relation to values that are shared in the particular society. One implication is that the cultural
variations in which values are prominent should in turn predict cultural variations in patterns of
emotional experience (e.g., Boiger, Mesquita, Uchida, & Barrett, 2013).
In the following sections, we explore different traditions in the cultural understanding of emo-
tion. In this effort, we see that in coming to understand other societies we learn not only about
how people from other cultures differ from us, but also we gain critical insights into our emo-
tional lives. By making comparisons, we can reflect on the deeper issues.
Cross-cultural Approaches to Emotion
Identity
Two principal methods of understanding effects of culture on emotions are the writings of psy-
chological anthropologists such as Catherine Lutz, as well as Lila Abu-Lughod (1986) who lived
among the Bedouin and studied the oral poetry in which young people expressed their feelings,
and Lorna Marshall (1976) who went to live in the Kalahari desert with the San, nomads who
lived in a way that may have been that of all our ancestors, as we discussed in the previous chap-
ter. A more recent approach, in multicultural societies, and in the global economy, is to compare
how people with different cultural backgrounds experience their emotional lives (Mesquita et al.,
2016). Each person’s cultural background has many elements: ethnicity, a country of origin, a
geographical region, a social class, perhaps a religion. Such forms of culture affect our emotions,
sometimes even create them. Throughout this book we shall see examples of how these forms of
culture shape emotion.
Cross-cultural Approaches to Emotion 63
Our concepts and ideas about our identity are part of a cultural background, as expressed in
art, in rituals, in social practices, and in institutions. They shape how members of societies expe-
rience and express emotion in often strikingly different ways.
What does it mean to take a cultural approach to emotion? We explore how far emotions are
constructed by the processes of culture. The experience of most emotions derives from human
meanings, which are cultural. They are like languages or works of art. They are radically different
across cultures. Your experience of love, for example, might be very different from the experi-
ence of love of people from a different society.
Mesquita (2001) suggests that cultural approaches focus on the “practice” of emotion, in
contrast to the “potential” for emotion. Potential means asking whether people of different cul-
tures, if put in an appropriate situation, would be capable of showing certain universal emotional
responses in terms of experience, expression, and physiology (for relevant studies, see Sznycer
et al., 2016; Tsai, Chentsova-Dutton, Friere-Bebeau, & Przymus, 2002; Tsai & Levenson, 1997;
Tsai, Levenson, & Carstensen, 2000). The answer is probably Yes, and this is in keeping with
the evolutionary approach we detailed in the previous chapter. In contrast, practice refers to how
people enact their emotions.
The day-to-day emotional experiences of people from different cultures can differ dramati-
cally. In some societies, public expressions of anger are encouraged. These include Ilongot, a
hunting society chronicled by Rosaldo (1980), and the Yanomamö, in which men in each village
are constantly at war with men in neighboring villages of the same society (Chagnon, 1968). In
others such as the Inuit people, described by Briggs (1970), anger seems barely to occur in adult-
hood (see also Chapter 9). In some cultures, such as Western ones, shame is seen as damaging
and to be avoided (Scheff & Retzinger, 2001); in more hierarchically structured societies shame
seems more valued, in particular when displayed by the lower-status person in an interaction
(Abu-Lughod, 1986; Doi, 1973; Menon & Shweder, 1994). In some cultures, excitement is privi-
leged as a pathway to happiness; in other cultures it is calmness and serenity (Tsai, 2017).
As Mesquita, Frijda, and Scherer (1997) observed: “People from different cultures appear to
be similar in their emotion potential, especially when this potential is described at a higher level
of meaning. Yet, despite the similarities in basic elements of emotional life, concrete emotional
realities in different cultures may widely vary.”
Independent and Interdependent Selves
Consider the following quotations. The first is from the Declaration of Independence of the
United States:
We hold these truths to be self-evident, that all men are created equal, that they are
endowed by their Creator with certain inalienable rights, that among these are Life,
Liberty, and the pursuit of Happiness.
Now consider this, from The Analects, a book by the Chinese philosopher Confucius:
A person of humanity wishing to establish his own character, also establishes the char-
acter of others.
The Declaration of Independence prioritized the rights and freedoms of the individual. It
aimed to protect the individual from having those rights and liberties infringed upon by others.
Confucius emphasized the importance of knowing one’s place in society, of honoring traditions
and roles, and of thinking of others before the self. In Western societies, people are concerned
about their individuality, about self-actualization, about freedom, and about self-expression.
Cultural understandings of emotions64
“The squeaky wheel gets the grease.” “If you’ve got it, flaunt it.” In Asian cultures, homilies and
folk wisdom encourage a markedly different self: “The empty wagon makes the most noise.”
“The nail that stands up is pounded down.”
In a way of thinking that has become influential Hazel Markus and Shinobu Kitayama (1994),
Harry Triandis (1995), and others have characterized two kinds of self-construal that affect emo-
tions, the independent and interdependent; see Table 3.1.
Those with independent selves tend to assert their distinctiveness and to define themselves
according to unique traits and preferences, with a focus on internal causes that are thought of as
stable across time and social context.
People with interdependent construals tend to think of themselves as connected with other
people. They take on and perform their roles within communities in which they take part. The
emphasis is on the social context and situational influences. Such people tend to think of them-
selves as ever-changing and shifting, shaped by different contexts and relationships.
Guided by this perspective, studies have found that cultural differences in self-construal influ-
ence every element in the process of emotion that we detailed in Chapter 1, from the events that
give rise to emotions to how people regulate their emotions (Mesquita et al., 2016). For example,
Michael Boiger and colleagues asked Japanese and US participants to rate anger-inducing and
shame-inducing situations in terms of how likely they were to experience them (Boiger et al.,
2013). In keeping with a self-construal as independent and separate from others, US students
rated anger-eliciting situations as more common in their daily lives; in keeping with an interde-
pendent self-construal founded upon social harmony, duty, and adhering to others’ judgments,
Japanese students rated the shame-eliciting situations as more likely. Culture shapes the
emotion-eliciting events the person is likely to encounter.
Given the different ways of construing the self, one would expect differences in emotion-
related appraisal, and in emotion-related responses and regulation. We will see evidence of this
in ensuing chapters, but consider this finding on emotional experience. Kitayama, Mesquita, and
Karasawa (2006) asked American and Japanese college students to report in a diary, over 14 days,
their most intense emotional episode each day, and to say what emotions they felt during that
episode. The independent-minded American students reported more intense experiences of posi-
tive socially disengaging emotions (pride, high self-esteem) and negative socially disengaging
emotions (anger, frustration). The interdependent Japanese students reported more intense expe-
riences of positive socially engaging emotions (e.g., respect, sympathy) and negative socially
engaging emotions (shame and guilt, which recognize others’ evaluations of the self and motivate
behaviors that restore social relationships).
Cultural differences in self-construal also influence how people find happiness. Look again
at Table 3.1 and generate your own hypotheses. Mark Suh and his colleagues found that people
from independent cultures experienced greater happiness in their positive emotions, whereas
Table 3.1 Two different self-construals. This table outlines contrasting
elements of the independent self, prominent in Northern Europe and North
America, with the interdependent self, prominent in Asia, Africa, and South
America
The independent self The interdependent self
I am autonomous, separate I am connected to others
I am the principal agent in my own life I fulfill roles and duties
My behavior derives from internal causes My behavior derives from society
Who I am is stable across contexts Who I am varies across contexts
Cross-cultural Approaches to Emotion 65
those from interdependent cultures find greater happiness in fulfilling duties and abiding by cul-
tural norms (Suh, Diener, Oishi, & Triandis, 1998).
Yukiko Uchida et al. (2008) found that perceived emotional support in independent cultures of
Americans of European descent had no effect on participants’ subjective sense of positive emo-
tional states, whereas in interdependent cultures of Japan and the Philippines, emotional support
of others positively predicted subjective positive emotional states, even when self-esteem was
controlled for. More recently, Belinda Campos and Heejung Kim have made the case for different
kinds of collectivism found in Latino and East Asian cultures and how these more specific kinds
of self-construal influence emotion and social support (Campos & Kim, 2017).
You may have noticed a certain irony as you have read this. People in independent cultures,
who think they are autonomous agents, are also those who tend to feel that their emotions just
happen to them. By contrast, those who live in interdependent cultures are more likely to think
their emotions are actions that they do.
Knowledge Structures
How does what we know guide thought, emotion, and behavior? Kaiping Peng and Richard Nis-
bett (1999) have characterized ways of knowing of East Asians and Western Europeans (see also
Peng, Ames, & Knowles, 2001). East Asians are guided by a holistic, dialectical way of thought
that has its roots in the intellectual traditions such as Confucianism, Taoism, and Buddhism, from
2,500 years ago. This way is based on five principles: (1) change, so that nothing is static; (2)
contradiction, that opposites often are consistent and both true; (3) covariation, so that events are
interrelated in complex fields or systems; (4) compromise, so that truth may lie in the synthesis
of opposites; and (5) context, so that events occur not alone but in contexts.
In light of principle 2, contradiction, one would expect that as compared with Americans, East
Asians might experience greater emotional complexity: the simultaneous experience of contra-
dictory emotions, such as happiness and sadness, compassion and contempt, or anger and love
(Grossman & Ellsworth, 2017; see also Sundararajan, 2010). Perhaps East Asians would be more
willing to endorse multiple, even contradictory, meanings for complex social situations and, as a
result, experience contradictory emotions. By contrast, Westerners might focus more on singular
meanings of a situation and experience simpler emotions.
Individual Emotion: Amae
In Japan there is an emotion amae, for which there is no
simple translation in English (Ferrari & Koyama, 2002). It’s
an attachment emotion, an emotion of interdependence,
experienced as a merged togetherness, deriving from com-
fort in the other person’s complete acceptance.
It is not that this emotion is unrecognizable in other cul-
tures or that it lacks universal significance. Rather, it has no
fully approved place in Western adult life. The original Chi-
nese ideogram of amae was of a breast on which the baby
suckled. As Westerners imagine this emotion, they may
think they should have grown out of it because it seems a
bit regressed. In Japan this is not so. This can be an emotion
of an accepting relationship within the family, or a mutual
dependency between lovers. Lebra (1983) has said that it
can be the dependence a less-powerful person feels in rela-
tion to a more-powerful one, which allows the less-powerful
person to be passive, with the satisfying knowledge of being
accepted. In relation to attachment, which we discussed
in the previous chapter, Marshall (2012) found that within
Japanese couples, people who were anxiously attached
improved their relationship quality with amae behavior,
whereas those who were avoidantly attached did not.
Cultural understandings of emotions66
Recent findings are in keeping with this prediction and speak to how culture-related episte-
mologies shape the complexity of emotional experience (Miyamoto, Uchida, & Ellsworth, 2010).
Thus, in experience sampling studies, in which students were beeped electronically and asked
to report on their current emotions, as well as in laboratory studies, Chinese, Japanese, and South
Korean participants were more likely than Western European students to report feeling positive
and negative emotion in any particular moment (Schimmack, Oishi, & Diener, 2002; see Kitay-
ama, Markus, & Kurokawa, 2000, for similar results using a different methodology). Among
Western Europeans, the more they reported of one kind of emotion, say happiness, the less they
reported of its opposite, say sadness.
Now consider principle 5, context. People in East Asian cultures tend to pay greater attention
to the context in giving meaning to social situations, whereas people in Western European cul-
tures tend to focus more on the individual (Morris & Peng, 1994). One relevant analysis found
that, several hundred paintings from East Asian galleries devote greater space to the background
than paintings from Western European galleries, which devote greater space to people’s faces
(Masuda et al., 2008a).
In related research Takahiko Masuda and colleagues showed Japanese and American partici-
pants cartoon figures having various expressions on their faces (Masuda et al., 2008b). The cen-
tral, target face was always surrounded by smaller, less-salient faces, with expressions that were
similar or dissimilar to those of the target; see Figure 3.2. For example, the target might appear
to be happy, whereas most of the surrounding faces might appear to be sad. The Japanese judg-
ments about the facial expression of the target were influenced by the surrounding faces, whereas
the judgments of the Americans were not. A happy face surrounded by sad faces was judged less
happy by Japanese participants than by American participants, and a sad face surrounded by
happy faces was judged less sad.
An important new movement in understanding how emotions are perceived and understood
has been shaped by these cultural insights and seeks to understand how contextual factors shape
the interpretation of others’ emotions and one’s own emotional experience, a theme we shall take
up in subsequent chapters on expression and experience (Barrett, Mesquita, & Gendron, 2011;
Hess & Hareli, 2017). How any emotion is expressed, how it is understood, and what its implica-
tions are depend critically on the context, and this context differs depending on a range of factors
Co
ur
te
sy
o
f
Ta
ka
M
as
ud
a
FIGURE 3.2 Image used in research by Masuda and colleagues (2008b), in which the central figure
is smiling and surrounding individuals are frowning.
Cross-cultural Approaches to Emotion 67
that include the gender of the people involved, their power relationships, and most fundamentally
the practices of the culture in which it occurs. The context of a joke made by a British person will
enable it to be understood as a token of affection by another British person, but it may be met with
incomprehension by an American and be seen as rude by a person who is Japanese.
Values
Members of cultures that differ in the importance of specific values experience different
elicitors of emotions related to that value. Consider the finding that elicitors of jealousy that
seem obvious in one culture seem not to work in another. In the West, jealousy tends to occur
when the sexual attention of a primary partner turns toward someone else (Buss, Larsen,
Westen, & Semmelroth, 1992; DeSteno & Salovey, 1996; Harris, 2003; Harris & Christenfeld,
1996; Salovey, 1991). As Hupka (1991) points out, in Western society, monogamy, which leads
to the two-parent family, is a cherished value and a key to establishing one’s adult status, eco-
nomic security, housing, rearing of children, adult companionship, and sex. A sexual interloper
threatens this value and the accompanying social structure, so, in Western society such a person
is jealously feared and hated.
In some other societies, the self is more interdependent, collective, and extended. Cooperative
effort supports everyone, including the elderly. Child-rearing is distributed among several people;
adult companionship derives from many relatives; monogamy is not so highly cherished. In some
such societies, extramarital recreational sex is customary. At the beginning of this century, the
Todas of India lived in a society of this kind (Hupka, 1991). They were not jealous when mar-
riage partners had lovers from within their social group. Instead, Toda men did become jealous if
their wives had intercourse with a non-Toda man, or if a second-born son got married before the
firstborn—an unlikely elicitor of jealousy in the West.
Cultural differences in specific values influence spontaneous emotional response. Consider
the work of Iris Mauss and her colleagues (2010) on emotional control in different cultures. They
found that when a rude instructor commented upon mistakes made by European American and
Asian American college students as they were doing a stressful task, although the physiological
responses of the two groups were similar, the European American students expressed more vis-
ible anger; see Figure 3.3. The likely explanation is that spontaneous emotional expression is
more valued in Western European cultures because it is a means by which individuals express
FIGURE 3.3 European Americans experience and express greater anger in response to a frustrating
experimenter (adapted from Mauss, Butler, Roberts, & Chu, 2010).
Cultural understandings of emotions68
their authentic selves. By contrast, the Asian American students were more likely to inhibit their
expression of anger because expression of such an emotion risks disrupting social harmony.
Jeanne Tsai (2007) put forward affect evaluation theory, in which she proposed that emo-
tions that promote cultural values are valued more and therefore play a more prominent role in
people’s social lives. In the United States, excitement is valued; it enables individuals to pursue a
cultural ideal of self-expression and achievement. In contrast, in many East Asian cultures greater
value is attached to feelings of calmness and contentedness, because these emotions enable peo-
ple to fold into harmonious relationships and groups.
Sims and Tsai (2015) found that people who like to feel excitement were more likely to fol-
low recommendations of a physician who expressed excitement, and those who liked to feel calm
were more like to follow recommendations of a calm physician. Tsai et al. (2016) studied the
smiles of political leaders. In America, where excitement is valued, government leaders showed
excited smiles. In Taiwan, leaders showed calm smiles. In a study using functional magnetic
resonance imaging (fMRI), Park et al. (2016) found that when European Americans looked at
photos of people’s faces, they showed more activation in reward systems of the brain for faces
that expressed excitement, whereas Chinese participants showed more activation in these brain
areas for faces that expressed calm.
In a related way, Americans, as compared to East Asians, are more likely to participate in
risky recreational practices (e.g., mountain biking), are more likely to advertise consumer products
with intense smiles of excitement, are more likely to get addicted to excitement-enhancing drugs
(cocaine), and express preferences for upbeat, exciting music rather than soothing, slower pieces.
Starting early with this kind of socialization, children’s books in America are more likely to fea-
ture highly excited protagonists (Tsai, 2007). These differences are observed in influential texts
as well: in the Christian Gospels and popular books today about Christianity, high-arousal, posi-
tive emotions (“pride,” “glory”) are valued more, whereas in classical Buddhist texts and popu-
lar books about Buddhism, low-arousal, positive emotions (“serenity,” “contentment”) are valued
more (Tsai, Miao, & Seppala, 2007). Look, for instance, at the statue of the Buddha in Figure 3.4.
Have a look, also, at Figure 3.5, where results are shown of research by Jeanne Tsai and colleagues
on arousal and calmness in Western and Eastern recreational activities and religious texts.
Ph
ot
o
Cr
ed
it:
L
uc
ia
no
M
or
tu
la
/S
hu
tte
rs
to
ck
.co
m
FIGURE 3.4 Calmness and serenity are at the heart of Buddhism, which has shaped the emotional
lives of vast parts of East Asian cultures.
The Construction of Emotions in the West 69
What might these cultural patterns of emotional experience mean for well-being? To answer
this question, Jozefien De Leersnyder and her colleagues propose that to the extent that an indi-
vidual’s emotional profile fits with the culture’s pattern of emotion, that person will find greater
happiness. The more our emotional experiences resemble those of other people in our culture in
contexts of relevance to central values, the happier we will be. In empirical tests of this intriguing
hypothesis, people from Belgium, the United States, and Korea were asked to rate their emotions
in situations that relate to the value of autonomy—a US and Belgian value—versus relatedness,
of greater import in Korea. What they observed is that Korean participants’ well-being was more
strongly predicted by his or her fit with the culture’s pattern of emotion associated with relatedness
in the family, whereas US and Belgian participants’ well-being was predicted by the degree his or
her emotion profile fit the culture’s profile in more autonomy-related contexts, at work and school
(De Leersnyder, Mesquita, Kim, Eom, & Choi, 2014; De Leersnyder, Kim, & Mesquita, 2015).
The Construction of Emotions in the West
The Coming of Civilization to Medieval Societies
“The past is another country, they do things differently there.” So wrote L.P. Hartley (1953) as
the opening sentence of his novel, The Go-Between. How far do people do things differently now
than in the past? This kind of question is answered by use of the historical method (see Oatley,
2004c; Plamper, 2015). A hundred years from now scientists who employ it might study record-
ings of talk shows and soap operas, pop songs, cell-phone text messages, Facebook, video games,
Internet chat rooms, and tweets, to glean insights into the emotional lives of twenty-first-century
members of industrial societies. But what if we look back from today? What were the implicit
theories of emotions of Europe in the past, in societies from which present-day European and
American societies have developed?
FIGURE 3.5 European Americans reveal a greater preference for exciting recreational activities
(left-hand panel adapted from Tsai, Louie et al., 2007). Christian texts place a greater value on
high-arousal, positive emotions (HAP), whereas Buddhist texts place a greater value on low-arousal,
calm, positive emotions (LAP) (right-hand panel adapted from Tsai, Miao, & Seppala, 2007).
Cultural understandings of emotions70
First, we see a certain distrust of emotions. If you want to disparage what someone is saying,
just say that person is being “emotional,” meaning “irrational.” The idea goes back at least to
Plato (375 bce), who thought emotions arise from the lower part of the mind and pervert reason.
David Konstan (e.g., 2006) notes that people in Europe and America think of their societies,
including the practice of democracy, as descended from the ancient Greeks. He portrays the emo-
tions of those people, as discussed by Aristotle. As we discussed in Chapter 1, the Epicurean and
Stoic philosophers took up Plato’s misgivings and used Aristotle’s idea of emotions as evalua-
tions of events in relation to concerns and desires, to make distrust of emotions central not just to
their analyses but to their lives. Doubts about the value of emotions continue today, but we in the
West are not very consistent, because we also think emotions are the very guarantee of authentic-
ity, our best guide to our true selves. As Robert Solomon, an influential voice in the philosophy
of emotion, has put it: “Emotions are the life force of the soul, the source of most of our values”
(1977, p. 14). Emotions signal how events in our environment correspond to our core concerns
and interests, and we will come to this in Chapters 6 and 10.
Second, we see that emotional life has changed substantially during the last seven centuries
or so. To look back at medieval times in Europe, there is no better place than Johann Huizinger’s
(1949) The Waning of the Middle Ages. He starts his book by saying that the contrasts between
suffering and joy were more marked in medieval times and that:
. . . it was not merely the great facts of birth, marriage, and death which, by the sacred-
ness of the sacrament, were raised to the rank of mysteries; incidents of less importance,
like a journey, a task, a visit, were equally attended by a thousand formalities; benedic-
tions, ceremonies, formulae. (p. 9)
Huizinger’s title for the first chapter of his book is “The violent tenor of life.” Not only did
people think nothing of behaving with cruelty, but illness and death were more prevalent. Calam-
ity was more difficult to guard against. So, says Huizinger, each event, in its capacity to bring
about happiness, relief, or suffering, was more strongly marked and accompanied by emotion-
based means to help things to go well. Now, although birth, marriage, and death are still marked
by religious rituals and ceremonies, with modern technologies of health and industry and com-
munication, life is less precarious. Now we are informal in our journeys, tasks, and visits.
Norbert Elias (1939) argues that in the middle ages, in Europe, men in particular had a ten-
dency to be wild, sometimes lustful, sometimes caught up in cruel outbreaks, at other times
taking pleasure in the moment. We can see something of the situation in former times from hand-
books of manners (e.g., Erasmus, 1530). Such handbooks tell people to stop doing one kind of
thing and start doing another. So, from them we can know how the writers saw people generally
behaving at the time. In medieval times, men tended to behave on impulse, would pee on any
wall that was nearby, might take pleasure in the taste of some food and then grab some more off
a communal plate, would at one moment laugh and in the next be involved in a violent dispute.
These men then, as the Stoic Chrysippus, whom we introduced in Chapter 1, would say, were
taken up in the first movements of emotions.
Elias describes how in aristocratic courts a process of civilization began. In the presence of
ladies of high birth, warriors and knights started on a path of renunciation, and the transforma-
tion of their impulses. They started to see themselves as these ladies saw them and behaved more
politely. Elias goes on to write:
The moderation of spontaneous emotions, the tempering of affects, the extension of
mental space beyond the moment into the past and future, the habit of connecting events
in terms of cause and effect—all these are different aspects of the same transformation
of conduct . . . it is a “civilizing” change of behaviour. (Vol. II, p. 236)
The Construction of Emotions in the West 71
Elias saw this movement as starting with the upper classes, then moving to the middle classes,
and then to everyone. His analysis was striking in its time, and it remains important. It may,
however, be that the movements of which he speaks occurred not just by influences from the
aristocracy to ordinary people, but also in the other direction, from ordinary people, upward, for
instance, from religious groups that based themselves on community, and for this reason elabo-
rated means of meeting together in homes, in synagogues, in churches, and in mosques, in ways
that enabled their concerns to be shared. Although, for instance, since the Catholic Church’s
Council of Trent, in the middle of the sixteenth century, decreed that confession is a sacrament to
be performed privately with a priest, in earlier times it was often communal. Communal sharing
of inner concerns occurs today in places such as Quaker meeting houses and in groups such as
Alcoholics Anonymous.
Has Violence Declined Over Time?
As Steven Pinker (2011) explains in The Better Angels of Our Nature, since medieval times epi-
sodes of violence have declined. The rates of people killing each other, in individual homicides,
in group killings, and in wars, have reduced.
Pinker discusses the work of Elias and draws on data collected by Manuel Eisner on individual
killings in Europe over the centuries. Eisner begins an article of 2003 with a record from an Eyre
Court (a judge’s circuit court), in London, in 1278. The document for that year records that one
Symonet Spinelli and his mistress, Agnes, were with Geoffrey Bereman at his house. A quarrel
broke out. Symonet went to fetch his servant, Richard; they returned to find Geoffrey and killed
him. In these court records most such killings were unpremeditated. Often they occurred while
drinking or were done by men because of women. In the records of this same London court in
the same year, two such killings occurred from playing chess. In England, in the thirteenth and
fourteenth centuries the rate of homicide was 23 per year, per 100,000 members of the popula-
tion. In 1950 the rate was 0.7, a 33-times reduction over 700 years. You can see a graph of some
of these rates in Figure 3.6.
0
13th–14th
Century
15th
Century
16th
Century
17th
Century
18th
Century
19th
Century
20th
Century
12.5
25
37.5
Europe
Homicides
per
100,000
members
of the
population
per year
England
50
FIGURE 3.6 Homicide rates in England and in Europe as a whole from Eisner (2003). (The data
point for England in the fifteenth century is an interpolation; Eisner did not have enough data for an
estimate for this century.)
Cultural understandings of emotions72
Similar rates of decline of individual homicides have occurred in other societies. For example,
in America, in the area of New England, Pinker shows a decline of individual homicides between
1625 and 1800, which is comparable to that of Europe.
Pinker goes on to discuss communal violence: mass killings, insurrections, genocides, and
wars. It has been said that war is politics by other means, but the military historian John Keegan
(1994) is more insightful. He writes that war is a very emotional matter. It arises from quarrels
between in-groups and out-groups, from greed, from retribution and revenge for wrongs, for reli-
gious sentiments, for ideological pride, and for other such reasons. Perhaps these events occur, as
we discussed in the previous chapter, because of the propensity of our human species to try and
do away with those who are different from ourselves, members of out-groups, as our hominid
ancestors did away with other hominid species, most recently, the Neanderthals.
As with individual homicides, things are changing. In a thought-provoking table of worldwide
figures (p. 195), Pinker shows estimates of people killed in events of societal violence, such as
war, in relation to the world population at the time. In proportional terms, the largest such kill-
ing occurred in the An Lushan revolt, in which the Chinese Tang Dynasty was overthrown in the
eighth century. The second largest occurred with the Mongol conquests of the thirteenth century,
and the third largest with Mid-East slave trade from the seventh to the nineteenth centuries. In
raw numbers, World War II has been the most destructive war in history, with 55 million deaths
but, adjusted for population, in Pinker’s table, it comes ninth for people killed in proportion to
world population, after the annihilation of indigenous peoples of the Americas, which comes
seventh, and the slave trade from Africa to the Americas, which comes eighth. Pinker points out,
too, that wars fought for gain of territory or of slaves were numerous in ancient times. They still
occurred in large numbers in the sixteenth to nineteenth centuries with European colonization,
but in recent decades the numbers of such conflicts have fallen. You might be interested, too, to
reflect on how, in the news, such events are often reported as actions of individual leaders. Steven
Pinker does this too. As he describes this event, he writes: “Saddam Hussain invaded Kuwait” (p.
260). Do we see such events more easily as emotional when reported as actions of individuals?
Films and Novels: The Great Train Robbery, Apocalypse Now, Heart of Darkness,
Things Fall Apart
Violent contempt for others is one of humankind’s most
destructive tendencies, one that may end our species. In the
previous chapter, we depicted violence against others as an
antisocial motivation. It is one that seems to fascinate us.
The earliest film to use modern editing techniques was The
Great Train Robbery (Porter, 1903). The opening scene is of
a train dispatcher in an office. Less than 10 seconds after
the film’s beginning, two armed robbers enter the office and
force the dispatcher to send a message to stop a train. In the
second scene, the robbers are seen hiding behind a water
tower as the train stops. In the third scene, the mail mes-
senger on the train is killed by the robbers. Men with guns.
Perhaps the most famous film about the Vietnam War
is Francis Ford Coppola’s Apocalypse Now, about how
Captain Willard, on his second tour in Vietnam, is sent on
a mission up a long river to assassinate Colonel Kurtz, an
American Colonel who has been remarkable but has gone
berserk. The film is based on Joseph Conrad’s novella, Heart
of Darkness, narrated by Charles Marlow who went by boat
upriver in the Belgian Congo, and met a man called Kurtz,
who was in charge of a trading station and had written a
report for the “International Society for the Suppression of
Savage Customs,” described as eloquent about the white
people’s benevolence (p. 110).
Apocalypse Now is memorable for its 15-minute-long
sequence in which, accompanied by the music of Wagner’s
“Ride of the Valkyries,” we first see a group of school children
in a Vietnamese village being hurried away as the sound of a
fleet of American helicopters is heard. Then, the helicopter
gun-ships are seen flying over the village, shooting rockets,
The Construction of Emotions in the West 73
The Romantic Era
Until about 200 years ago, in the English-speaking West, the term “emotion” had not yet come
into use. Terms that were used included “passion,” “affection,” “sentiment” (Dixon, 2012). Emo-
tions and their implications came into prominence in Europe and America during the Romantic
era. The term given to this era must be distinguished from the term “romantic,” when used a
synonym for “sexual” as in “romantic love.”
In the Romantic era, emotions came to be valued in personal life, in politics, in literature, and
in philosophy. The previous era, in Europe, is called “The enlightenment,” a time in which it was
thought that reason was the means for humans to understand the universe and themselves.
An example of the early use of the term “emotion” comes from the preface, written by William
Wordsworth, of a text, Lyrical ballads, (second edition), that is thought to mark the beginning
of the Romantic era in Britain. Wordsworth wrote that “Poetry is the spontaneous overflow of
powerful feelings: it takes its origin from emotion recollected in tranquility” (p. 611).
On the continent of Europe, Romanticism was brought in much earlier by Jean-Jacques Rous-
seau (1755). He published a document in which he argued that religious sensibility should not be
based on authority, or on scripture, or on arguments for the existence of God, but on how you feel
within yourself. He critiqued some ways in which authorities told us to behave as artificial and
corrupting. He proposed instead that education should be natural and that people’s natural feel-
ings indicate what is right; people have merely to be alive to the feelings of their conscience. His
ringing phrase from the beginning of The Social Contract (1762) “Man is born free, and is every-
where in chains” became a rallying call in the French Revolution, and such thoughts crossed the
Atlantic to help promote the American War of Independence.
and strafing its inhabitants. The helicopters are followed by
sleek-looking planes, which set the remains of the village
and surrounding countryside on fire with napalm. Scenes
switch among weapons, destruction, Vietnamese people
fleeing and being killed, the attacking solders looking anx-
ious, exhilarated, triumphant. As Chinua Achebe put it in a
lecture that became famous, in Heart of Darkness Conrad
is racist. He depicts only the Europeans, with Africa being
another world, with inhabitants who play no important role.
In Apocalypse Now, Coppola continues in a similar tradition.
The Vietnamese are there to be fought against, annihilated.
It’s the opposite of anthropologists going to stay in a society
with the people who live there, to respect and understand
them.
Achebe’s moving novel, Things Fall Apart, is set in the
1890s. It was written in English about a man called Okonkwo,
who is a strong and fearless leader in a Nigerian village
where, in an accident, he is responsible for the death of the
son of the village’s oldest man; this is one of the things that
starts to fall apart for him. He feels guilty and, to appease the
gods, he goes into exile for seven years. While he is away,
white people come to the village, introduce the Christian
religion, and impose colonial rule. Not long after Okonkwo
returns, a conflict breaks out, which leads to the burning of
the church that has been built there. The District Commis-
sioner invites Okonkwo and five other leaders to the Court
House that has been built near the church. They go, and
he tells them that he has brought peaceful administration.
He then has all six arrested, handcuffed, taken to jail, where
they are insulted and abused. The Commissioner demands
a fine; it is paid and the men are released. Next day, the
villagers hold a meeting, at which an orator speaks of how
the clan is weeping, because of the abomination that has
come. The meeting is interrupted by the arrival of five mes-
sengers from the Court House, to say that the meeting must
cease. Okonkwo becomes angry and, with his machete, kills
the head messenger. Those at the meeting let the other
messengers escape, and with this Okonkwo realizes that the
village people will not resist. He hangs himself before he
can be taken again to the Court and tried for murder. In this
widely read novel, it’s the colonized, rather than the coloniz-
ers, who are the book’s protagonist and characters.
Among novels about the experience of being in combat
in a war, perhaps the best is All Quiet on the Western Front,
by Remarque (1929) and to read about emotional effects of
being in combat, look at Elder and Clipp (1989).
Cultural understandings of emotions74
To get a sense of the Romantic era, you might take a look at a novel published early in this
period, which became famous: Frankenstein, by Mary Shelley, daughter of the famous feminist
Mary Wollstonecraft and the social reformer William Godwin. You can see a copy of the book’s
title page in Figure 3.7. At the age of 16, Mary Shelley eloped with the Romantic poet Percy
Bysshe Shelley. When she was 18, Mary, her husband, her stepsister Claire, George Byron (also
a Romantic poet), and another friend were on vacation during an “ungenial” summer in the Alps.
They read a great deal and had long conversations on literature, philosophy, and biology. One
day, Byron suggested that each person should write a ghost story. Retiring to bed, Mary Shelley
could not sleep. Prompted by a conversation about experiments in which electricity was used to
stimulate muscle movements in dead creatures, there rose to her mind an image of a scientist
called Victor Frankenstein, with a powerful engine beside him, kneeling over a hideous phantasm
of a man, an artificial creature, that he had put together. Her story became Frankenstein (1818),
one of the world’s first science fiction novels.
We now think of Frankenstein as a horror story, but really it’s about the emotional themes of
the Romantic era, about the artificial creature’s initial natural emotions of kindness, as he works
secretly to help a family who live in a humble cottage, and then a further set of natural emotions,
of humans becoming disgusted and attacking him for his unnatural ugliness. This is followed, in
the story, by the creature’s anger at being treated in this way.
In Frankenstein are many of the themes of the Romantic era: emphasis on emotions, settings
amid wild scenery, the emphasis on the natural, distrust of the artificial, apprehension of humans
P
h
o
to
C
re
d
it
: M
a
ry
S
h
el
le
y,
F
ra
n
k
en
st
ei
n
(
1
8
1
8
).
FIGURE 3.7 Title page of volume 1 of Frankenstein, written by Mary Shelley but published anony-
mously in 1818.
Sexual Love in the West 75
when they arrogantly overstep their boundaries. There are thought-provoking, prescient anxieties
about our construction of clever but risky technological systems (Perrow, 1984).
More generally, we are probably still in the Romantic era: its watchwords are that whatever
you do, you should do with heart and with style. In this era, in the West at least, core beliefs
include those of emotions being authentic causes of behavior.
Sexual Love in the West
Falling in Love: Emotion as a Role
The contemptuous emotions of interpersonal violence as shown by humans in response to Frank-
enstein’s creature, and by people in one society toward those of other societies in times of war,
create in the people involved states of horrific destructiveness. So let us, in contrast, consider a
positive interpersonal emotion, a constructive emotion: love. What do you think of this newspa-
per story from the early 1950s?
On Monday Cpl. Floyd Johnson, 23, and the then Ellen Skinner, 19, total strangers,
boarded a train at San Francisco and sat down across the aisle from each other. Johnson
didn’t cross the aisle until Wednesday, but his bride said, “I’d already made up my mind
to say yes if he asked me to marry him.” “We did most of the talking with our eyes,”
Johnson explained. Thursday the couple got off the train in Omaha with plans to be
married. Because they would need to have the consent of the bride’s parents if they were
married in Nebraska, they crossed the river to Council Bluffs, Iowa, where they were
married Friday.
(Cited in Burgess & Wallin, 1953)
Averill (1985) showed the story to a sample of US adults. Some 40 percent of them said they
had had experiences conforming to the ideal embodied in the story, while another 40 percent said
their experiences of love definitely did not conform to it. This second group based their responses
on an unfavorable attitude to this ideal plus any single departure they had felt from it. In respond-
ing in this way, they, too, indicated that they were influenced by this ideal.
Averill argues that love of this kind has features that are distinctive to Western culture.
Certainly, passionate sexual love occurs worldwide. It is experienced as joyful and energizing.
To investigate its universality, Jankowiak and Fischer (1992) surveyed ethnographies of 166
societies, asking whether the writer, typically an anthropologist, made a distinction between
love and lust and noted the presence of at least one of the following attributes of love occurring
within the first two years of a couple meeting, irrespective of whether they married or not: (a)
personal anguish or longing, (b) love songs and the like, (c) elopement due to mutual affection,
(d) indigenous accounts of passionate love, or (e) the anthropologist’s affirmation that love
occurred. In 147 of the 166 cultures (88.5%), there was evidence of this kind of passionate,
sexual love.
Averill (1985) proposes that the Western ideal of love, eagerly taken up by Hollywood, enacted
50 years ago by Floyd Johnson and Ellen Skinner, and still very much alive today, is not just the
same old worldwide story. It has features that are distinctive to the West and that started their
development in medieval Europe.
The germ of the idea was courtly love, created in Provence in the eleventh century and elabo-
rated in many medieval documents. The word courtly originally meant occurring at a royal court;
the later meaning of courtship is derived from it. The idea was that a nobleman might fall in love
with a lady and become her knight. Courtly love had to occur outside marriage. The lady was at
Cultural understandings of emotions76
first seen at a distance and was unattainable. The knight had to offer his service, do whatever she
might wish, however dangerous or however trifling, and worship her.
For several hundred years courtly love was the subject of some of Europe’s greatest poetry.
Prototypical was the story of Lancelot and his love for Guinevere, the queen and wife of King
Arthur at his court in Camelot, told by the French poet Chrétien De Troyes, in The Knight of the
Cart (Chrétien De Troyes, 1180).
Later came the Romance of the Rose (De Lorris & De Meun, 1237–1277). The first part,
written by Guillaume De Lorris, is an extraordinary psychological allegory, in which the lov-
ers are represented as a set of emotions and psychological characteristics, each of which is a
distinct actor in the drama. The poem begins with the lover, a young man, falling asleep and
dreaming. As interpreted by C.S. Lewis (1936), the reader experiences the story through the
young man’s eyes. He strolls by the river of life, then enters the beautiful garden of courtly
love, see Figure 3.8, and sees a lady there. As the wooing proceeds, his consciousness is rep-
resented by the appearance in turn of distinct characters, Hope, Sweet Thought, Reason, and
so on. The lady also does not appear as a whole. She, too, is a cast of characters: Bielacoil
(meaning “fair welcome” from the Provençal belh aculhir) is something like the lady’s con-
versational self, pleasant and friendly, and it is, of course, via this aspect that the young man
must first approach. Then there is Franchise (the lady’s sense of aristocratic status) and Pity.
But then there are others: Danger, Fear, Shame. When the young man sounds a false note,
Bielacoil disappears for hours, and only Fear or one of these others is present. Then, in addi-
tion, there is Jealousy, and the god of Love, not permanent characteristics of either the young
man or the lady but able, in a somewhat unpredictable way, to take over either of them. As the
Ph
ot
o
Cr
ed
it:
F
in
e A
rt
Im
ag
es
/S
UP
ER
ST
O
CK
FIGURE 3.8 The origin of the culturally distinctive version of romantic love that occurs in the
West is traced from courtly love in medieval Europe. The most famous book depicting this was
Roman de la Rose, for which this was an illuminated illustration from about 1500 depicting the gar-
den of courtly love.
Sexual Love in the West 77
young man reaches toward the Rose in the center of the garden, it is the god of Love who fires
arrows at him and makes him Love’s servant.
One might argue that some elements in this pattern occur elsewhere. For instance, in the Bible,
Jacob is devoted to Rachel for a long period before they can unite. Nonetheless, the Western idea
of being in love involves elements that do seem distinctive. Falling in love (in the Western way)
can happen suddenly and unexpectedly. In the full pattern, devotion becomes a kind of worship.
It unfolds as a script (Schank & Abelson, 1977; see also Frijda, 1988). It was depicted by William
Shakespeare (1623) in Romeo and Juliet.
Here is the script, in Schank and Abelson’s sense (Oatley, 2004b). To fall in love, two people
must be open to the experience. Each sees the other, a stranger, and is attracted. Looks pass
between them and are experienced as meaningful; words are not necessary. Then there is an
interval of separation during which fantasies build. Then comes a meeting at which there is con-
firmation that the fantasies are mutual. There! One is in love. Shakespeare has Romeo show his
devotion by touching Juliet and saying in his very first words to her:
If I profane with my unworthiest hand
This holy shrine, the gentle sin is this,
My lips, two blushing pilgrims, ready stand
To smooth that rough touch with a tender kiss.
(Romeo and Juliet, 1, 5, 90–4)
Here, Romeo speaks to Juliet as if she is a statue of a saint (“this holy shrine”), whom he
comes to adore. What made the story of Floyd Johnson and Ellen Skinner noteworthy is that it
fits this same kind pattern so perfectly.
As Averill (1985) points out, love becomes an interpersonal role that enables people to over-
come difficulties and to relinquish previous commitments and relationships. Sometimes an emo-
tion is a change of role; for instance, anger as entry to a conflict, sadness at a loss. Sometime as
with love that leads to marriage, it can be long term. He argues that without such cultural elabo-
ration, we would not experience love in the way of Floyd Johnson and Ellen Skinner or Romeo
and Juliet. La Rochefoucauld (1665) said: “Some people would never have fallen in love if they
had never heard of love” (Maxim 136). Averill and Nunley (1992) go further: they doubt whether
anyone would fall in love if they had not heard of it.
How do such modes get transmitted? A long-standing idea of how this occurs is that people
learn rules about how to behave. The idea of rules was important in psychology, influenced by
ideas of Chomsky (e.g., Hauser, Chomsky & Fitch, 2002) on generative and transformational
rules of grammar, and by implementations in artificial intelligence of psychological theories
based on rules of logic: if this, then the result is that, or if this, then do that. All this was seen as
rationality. In 1969, Ekman, Sorenson, and Friesen used this idea and proposed that for emotions
there are display rules. This means that when a person experiences an emotion it is subject to
cultural rules as to whether and how it should be expressed.
Recently, it has come to seem unlikely that rules generate emotions, thoughts, or actions,
but that they are post hoc summaries of observed behavior. It is more likely that we generate
our actions based on intuitions derived from generalizations of thousands of examples. We saw
one example at the beginning of this chapter when Catherin Lutz was told that she should not
smile at a little girl who was dancing and making funny faces. In this kind of way, children on
Ifaluk would learn that they should be gentle, calm, and quiet. In artificial intelligence, now this
process is called “deep learning” (LeCun, Bengio, & Hinton, 2015). The generalizations that are
constructed become intuitions, often with an emotional basis of seeming right or wrong. They
can then become generative for us in how we understand ourselves, and others, and in enabling
us to feel and act as we do.
Cultural understandings of emotions78
Women and Men: Different Cultures?
As we move to the more specific areas of research on emotion in the chapters that follow, we
shall take stock of different cultural variations, for example, in a culture of origin or a social class.
What about gender? Women and men live in every society, but do they live in different cultures?
On Ifaluk, as Catherine Lutz observed, although some wives and husbands spent a good deal of
time together, for the most part women slept in a group in the same hut, worked together on the
taro gardens, preparing food, and tending infants. The houses where children were born were
taboo for men. Men were to be found on the lagoon, or in their canoe houses, which were taboo
to women. They spent their time napping, repairing their fishing gear, and looking after toddlers.
Although private sexual trysts were arranged at night, in public for the most part women and men
kept separate from each other.
What might we think about the idea of separate cultures for women and men in America, in
Europe, in Japan? And how about Saudi Arabia, where women became able to vote in 2015, and
in 2018 are allowed, for the first time, to drive cars?
In the United States, Deborah Tannen (1991) published You Just Don’t Understand. Chapter 1
of this book, entitled “Different words, different worlds,” starts with the man to whom she was
once married shouting at Tannen: “I do not give you the right to raise your voice to me, because
you are a woman and I am a man” (p. 23). He had grown up in a society in which few people
thought woman and men had equal rights. By means of many examples of conversations, Tan-
nen goes on to show how, in their culture, men tend to like to do things in the world and, in
interactions, strive to be one-up rather than one-down. In their culture, women like connection
and intimacy. In a later example, Tannen writes about Eve who had had a lump removed from
her breast, so that a seam had been left that changed her breast’s contour. She told her sister that
she found this upsetting. The sister replied that when she had had an operation, she felt the same
way. When Eve told her husband, he said, “You can have plastic surgery to cover up the scar”
(p. 49). Whereas her sister’s remark had comforted her, her husband’s remark upset her; she
didn’t want more surgery. Eve’s sister spoke to let Eve know she understood. Her husband gave
advice. Men, in general, suggests Tannen, like to be in charge of things. Women in general like to
connect. Both Tannen and Hazel Markus and Shinobu Kitayama in their paper on cross-cultural
comparisons center their arguments on ideas of independence and interdependence. See how well
these ideas we have explored here make sense of gender differences in emotion, from empathic
accuracy to sexual desire, we consider in this book (Hess, 2015).
What about your life? Do you like to talk, to let people know what they should think or do? Or
do you tend to listen and connect? With whom do you hang out?
Are you heterosexual, lesbian, gay, bisexual, transsexual? Although these terms are based on
sexuality, none refers primarily to biological characteristics. The terms are cultural. If you think
of yourself as female or male, what emotional–cultural aspects do you notice in yourself and
other members of your gender?
Integrating Evolutionary and Cultural Approaches
In exploring evolutionary and cultural approaches to emotion in this and the previous chapter,
we have begun to see some answers to the question we raised in the first chapter: What is an
emotion?
It is possible to emphasize differences between evolutionary and cultural approaches to emo-
tion, but it is just as important to recognize their convergences (Matsumoto & Hwang, 2012).
Both approaches start from the idea that emotions contribute solutions to basic problems of social
living. Both assume that emotions help humans form attachments, take care of offspring, take
Integrating Evolutionary and Cultural Approaches 79
part in hierarchies, and maintain long-term friendships. These themes are at the heart of both
approaches and are central to this book.
Perhaps the main principle that integrates evolutionary and cultural approaches is by way of
the proposal by Tomasello (2014, 2016), discussed in the previous chapter, that the adaptation
of our species, which enables us to be as we are, is that we cooperate with each other. We do
this both by making arrangements with one or a few others and in whole societies in ways that
come to be regarded as morality: ways of life that come to be cultures. Many of our emotions,
then, in attachment, love, friendship, comradeship, courtesy, enable the cooperation to occur,
while some others such as feelings of belonging or of shame occur as we do or do not manage
to cooperate.
Evolutionary approaches focus on how emotions enable survival and gene replication. Cul-
tural approaches focus on how emotions enable social life in particular societies. Gone is the
view that emotions are dysfunctional, maladaptive, and pernicious to social life.
There are numerous differences, however, as one sees in Table 3.2. A first concerns the
question: What is an emotion? For evolutionary theorists, emotions are universal programs
derived from our genes that guard against recurrent threats to survival and enable responses
to opportunity (Ekman, 1992; Plutchik, 1980; Tomkins, 1984; Tooby & Cosmides, 2008).
From this perspective, emotions are species-characteristic patterns of response and action,
derived from natural selection. For cultural theorists, the core of an emotional experience is
the social unfolding of an emotion in a culture’s social life, often seen in acts of communica-
tion (Averill, 1985; Lutz & White, 1986; Mesquita, 2003; Shweder & Haidt, 2000). From this
perspective, emotions are roles, or changes of role, in relationships. For these theorists, what
is most striking are cultural differences in emotion that are socially learned in social practices
and rituals and relationships, according to culturally specific concerns about identity, social
structure, and morality.
Evolutionary theorists tend to concentrate on how emotions serve functions for the species
by way of species-characteristic mechanisms possessed by individuals. At this level of analy-
sis, emotions prepare the individual for action in her or his best interest (e.g., Frijda, Kuipers,
& ter Schure Levenson, 1999). At the dyadic level of analysis, the focus is on communication
and coordination of emotion through facial, vocal, and postural channels (Keltner, Gruenfeld, &
Anderson, 2003; Scherer, Johnstone, & Klasmeyer, 2003). At this level, emotions communicate
information about current emotions, intentions, and dispositions, to help accomplish mutuality or
conflict and coordinated responses to problems and opportunities in the environment.
Cultural theorists offer insights at the individual and dyadic levels of analysis, revealing how
emotions are parts of the individual’s sense of self and relationships. At the same time, cultural
theorists tend to focus on how emotions serve functions for groups and societies. They see emo-
tions as helping define values and enabling group members to negotiate roles (e.g., Clark, 1990;
Table 3.2 Comparison of evolutionary and cultural approaches
Question of interest Evolutionary approach Cultural approach
What is an emotion? Biological processes Interpretations, language,
beliefs, roles
Are emotions universal? Yes Possibly not
What are the origins of emotions? Environments of evolutionary
adaptedness
Practices, institutions, values
Functions Individual: Action readiness Reify intentions and values
Dyadic: Social coordination Reify roles, identities, and
ideologies
Cultural understandings of emotions80
Collins, 1990). The ritualized experience of shame, for example, signals the individual’s place
within group hierarchies and reinforces certain roles and values. The emotions of a culture are
also essential to defining that culture: so, for instance, people’s emotions within a culture tend
to be similar. De Leersnyder, Mesquita, and Kim (2011) found that when people immigrated
to another country, their emotions tended to become more similar to those of the host group,
depending on their amount of exposure to, and engagement with, the host culture.
So how would researchers working within the evolutionary and cultural traditions approach
the emotion of embarrassment?
Those guided by an evolutionary approach would document the biological bases of embar-
rassment—the blush and other nonverbal displays—and how these are universal and can even
be seen in appeasement displays of nonhuman primates and other species (Keltner & Buswell,
1997). From this approach, embarrassment informs the individual of transgressions to avoid. It
signals to others a sense of remorse for the transgression, thus evoking forgiveness, and in these
ways prompts reconciliation following conflict and social transgressions.
Researchers working from a cultural approach document how the meaning, value, and elici-
tors of embarrassment vary across cultures. They might identify a culture’s specific version of
embarrassment within its social history. In ancient Japan, for instance, embarrassment was an
emotion that was focal and valued. In The Tale of Genji (Shikibu, c. 1000), which is thought to
be the world’s first full-length novel, written 1,000 years ago by Murasaki Shikibu, for a lady in
the Emperor’s court in what is now Kyoto, we see that embarrassment can occur by being in the
presence of a higher ranking individual. (You might get a glimmer of this kind of emotion if you
have ever felt shy in the presence of an important person.)
Here are some glimpses from that distant culture. When the youthful Prince Genji visits the
house of his former nurse, who is ill, the nurse speaks to Genji fondly and tearfully. Her children
are “acutely embarrassed . . . before so unbecoming a show of emotion in Genji’s presence” (p.
57). The children would not have been embarrassed if their mother had spoken to them in this
way; it is Genji’s rank that causes their embarrassment. Later in the same chapter Genji stays the
night with a lover, Yugao, who is of lower social status. She wakes in the morning, in her humble
house, to the sound of neighbors calling out to each other. In the West one might be annoyed at
such a din, or worried that it might wake the sleeping loved one. Not so for Yugao: she is “deeply
embarrassed by this chatter and clatter all around them of people rising and preparing to go about
their pitiful tasks” (p. 63). Had they awoken in a royal palace, all would have been appropriate to
Genji’s high status. The morality here is of hierarchy and respect.
These examples show the importance of context in theorizing about emotions. We suggest
that to understand emotions fully in social life, we need to approach by way of both evolution
and culture.
S U M M A R Y
The chapter starts with two incidents from an island society whose
culture differs from that of the industrial West. We suggest that in
all societies, most human emotions are social with many of them
based on our human ability to cooperate. Although we may think
emotions just happen to us, they are also actions that we do, and
that are related to the values of each particular society. Cross-
cultural approaches enable us to see the relation of emotion to
identity. In the West, people tend to think of themselves as inde-
pendent, whereas in the East people are more interdependent. In
the history of the West, interpersonal violence has declined since
medieval times, and worldwide the frequency of wars for territorial
gain and the taking of slaves has declined. In Europe, in the middle
of the eighteenth century, the Romantic era began, in which emo-
tions came to be valued in personal life and in politics. Analyses of
sexual love suggest that an emotion is a kind of social role. Societal
morality is based on emotional generalizations about right ways for
others and ourselves to behave with each other. The chapter ends
with an integration of evolutionary and cultural approaches and the
principle that the human species is based on cooperation, between
people and in cultures.
Further Reading 81
T O T H I N K A B O U T A N D D I S C U S S
1. Think about how you have seen an individual from a differ-
ent culture express emotion in a different way than you might.
How would you explain this difference from a self-construal
perspective, or a values perspective?
2. What emotions are most important to you? Are they of excite-
ment, or of calmness? And are they largely individual, or inter-
personal? Are they related to your gender or sexual preferences?
3. How do you weave evolutionary and cultural ways of theoriz-
ing into your understanding of emotion? In what ways are emo-
tions universal and in what ways do they vary across cultures?
Are there general principles of emotions that can be discerned
in all cultures?
F U R T H E R R E A D I N G
A famous European novella of the Romantic era is by Germany’s most
famous author: the scientist-novelist-playwright, Goethe. It’s still a
good read:
von Goethe, J. (1774). The sorrows of young Werther (translated by M.
Hulse). Harmondsworth: Penguin (1989).
A book based on living on a tiny Pacific island. It’s a classic of emotional
life and customs:
Lutz, C. (1988). Unnatural emotions: Everyday sentiments on a Microne-
sian atoll and their challenge to Western theory. Chicago, IL: Univer-
sity of Chicago Press.
An excellent review is:
Mesquita, B., De Leersnyder, J., & Boiger, M. (2016). The cultural psy-
chology of emotions. In L. F. Barrett, M. Lewis, & J. M. Haviland-
Jones (Eds.), Handbook of Emotions, Fourth Edition (pp. 393–411).
New York: Guilford.
83
PART II
Elements of Emotions
85
4Communication of Emotions
. . . there is a kind of universal language, consisting of
expressions of the face and eyes, gestures and tones of
voice, which can show whether a person means to ask for
something and get it, or refuse it and have nothing to do
with it.
Augustine, Confessions, 1–8
CONTENTS
Five Kinds of Nonverbal Behavior
Facial Expressions of Emotion
Darwin’s Observations and Theoretical Analysis
Early Evidence of the Universality of Facial
Expressions of Emotion
Critiques of the Ekman and Friesen Studies
Discovering New Facial Expressions of Emotion
Inference and Context in Emotion Recognition
Vocal Communication of Emotion
The Communication of Emotions with the Voice
Tactile Communication of Emotion
Four Functions of Touch
Communicating Emotions with Touch
Emotional Expression and the Coordination
of Social Interaction
Cultural Variation in Emotional Expression
Cultural Variation in Expressive Behavior
Cultural Variation in the Interpretation of
Emotional Expression
Communication of Emotion in Art
Four Hypotheses from the Idea of Romanticism
Aesthetic Emotions in the Natyasastra
Summary
To Think About and Discuss
Further Reading
P
h
o
to
C
re
d
it
: R
o
b
er
to
W
es
tb
ro
o
k
/G
et
ty
I
m
a
g
es
FIGURE 4.0 Most important social rituals, as at this
wedding when the groom embraces a groomsman, involve
emotional expression involving the face, the voice, touch, and
different movements of the body. In fact, most social interac-
tions, you shall learn, are rich with emotional expression.
CommuniCation of Emotions86
Table 4.1 Drawings and “stickers” of 16 emotions
Emotion Illustrator’s drawing Finch sticker
Admiration
Amusement
Anger
Awe
Cheerful
Confusion
Coyness
Today about half the people in the world send an emoji each day to a friend, a romantic
partner, a family member, or work colleague. They do so, in large part, to convey their feelings
online, in the midst of texting, snap chatting, or sharing posts and links on Facebook.
Imagine that you were in charge of creating a set of emoji. What would you create? Which
emotions would you design emoji for? What would the emoji look like? Would they have sound?
The body and hands? Dynamic cues?
This request was actually made of one of your authors (D.K.), when a design team at Facebook
asked him to assist in the design of a new set of emoji. As a first step in this process, D.K. gave
Charles Darwin’s descriptions of over 40 emotional expressions to Matt Jones, an illustrator at
Pixar at the time. Jones made emoji-like drawings for over 40 states. These emoji were then tested
for how well they convey emotion (see Bai et al., 2018), and then passed on to a design team at
Facebook. That team created the “Finch” sticker packet, named in honor of Charles Darwin. These
stickers, as well as the drawings by Matt Jones that inspired them, are presented in Table 4.1.
87Communication of Emotions
Table 4.1 Drawings and “Stickers” of 16 Emotions (Continued)
Emotion Illustrator’s drawing Finch sticker
Deadpan
Disgust
Embarrassment
Gratitude
Joy
Romantic love
Sadness
Surprise
Sympathy
Source: ©Matt jones
CommuniCation of Emotions88
Take a moment to study the drawings and stickers. Where in each emoji is emotion conveyed?
How is it that subtle movements in the eyes, or head, convey emotion? What do you make of
the addition, in certain emoji, of shoulder shrugs (coyness), hand movements (confusion), and
tear drops (sadness)? Can you rightfully call these movements part of the expression? And what
emotions are missing?
These questions are part of the creative challenge often confronted by painters, cartoon-
ists, novelists, playwrights, actors, directors, and musicians: how to portray the subtle ways in
which humans express emotion in fleeting movements in the face, the head, the body, touch,
the eyes, and the voice? Emotion scientists have also faced this challenge in their efforts to
characterize how we communicate emotion. The science that we will review is a rich and
storied one and meets head-on the issues that we addressed in the last two chapters: How are
emotions part of our mammalian and primate evolutionary heritage? And how are they shaped
by culture?
Five Kinds of Nonverbal Behavior
Words such as “smile,” “laugh,” “gaze,” and “touch” seem simple enough, but each can refer to
many kinds of nonverbal behavior, with often contrasting emotional meanings. Take the word
“smile.” There have been debates about what smiles mean and the extent to which they accom-
pany the experience of positive emotion (e.g., Fernandez-Dols & Ruiz-Belda, 1995, 1997; Frank,
Ekman, & Friesen, 1993; Fridlund, 1992). The answer is that different smiles have different
meanings (Martin, Rychlowska, Wood, & Niedenthal, 2017). Often we smile when feeling joy-
ful, but we also smile to be polite, to hide feelings of disapproval, to express romantic attraction,
to signal weakness, to flirt, to pretend that we are following what another person is saying, and so
on (see Figure 4.1). New research findings suggest that smiles can relate to love, sympathy, and
even aggression (Rychlowska et al., 2017). Often single words like “smile” fail to describe the
rich and ancient language of nonverbal communication.
To help clarify the study of emotional expression, Paul Ekman and Wallace Friesen (1969)
organized nonverbal behavior into five categories. First are emblems: nonverbal gestures that
directly translate to words (see Figure 4.2). For English speakers, these include the thumbs
up, the peace sign, and in the late 1960s, the raised, clenched fist to indicate Black Power
(used today in an ironic twist by US President Trump). Researchers have analyzed over 800
emblems throughout the world. No doubt there are many more. Emblems vary significantly in
their meaning across cultures. For instance, an American who directs the thumbs up gesture to
someone in Australia may think he’s saying “good job,” but unbeknownst to him he is actually
telling that person “up yours.” That same American wishing a Vietnamese good luck with the
crossed finger gesture used in the United States is making a really offensive sexual gesture to
that person.
A second category of nonverbal behaviors is the illustrator, a nonverbal gesture that accom-
panies our speech, to make it vivid, visual, or emphatic. We gesture with our hands in myriad
ways when we speak—spend a few minutes observing (see Figure 4.3). McNeill (2005) showed
that these gestures slightly precede the corresponding words we say. We also use facial gestures
to illustrate and dramatize our speech. We raise our eyebrows when articulating the most impor-
tant point in a phrase. We nod our heads to strengthen a point we are making with words.
Regulators are nonverbal behaviors that we use to coordinate conversation, behaviors such as
head nods and eye brow flashes and encouraging vocalizations of interest. People look at and ori-
ent their bodies toward people whom they want to start speaking. They look and turn their bodies
away from those they wish would stop speaking. It is a remarkable feat of human social life that
Five Kinds of Nonverbal Behavior 89
people can carry on collaborative conversations in groups without explicitly designating who is
to speak and who is not. They often do so by using regulators.
A fourth kind of nonverbal behavior is the self-adaptor: nervous behaviors that lack seeming
intentions, as if simply to release nervous energy. People touch their faces, tug at their hair, jiggle
their legs, bite their lips, and scratch their chins. We are often unaware of self-adaptors that are
part of our self-presentation, and they can cost us: when you are showing self-adaptors, people
are more likely to believe that you are lying.
Finally, there are emotional expressions: patterns of behavior in the face, voice, body, and
touch that convey emotion. How do emotional expressions differ from other kinds of nonverbal
behavior? How can you distinguish, for example, between the sincere facial expression of anger
Ph
ot
o
Cr
ed
it:
A
lfr
ed
o
Da
gl
i O
rt
i/�
e A
rt
A
rc
hi
ve
at
A
rt
R
es
ou
rc
e,
NY
FIGURE 4.1 “Flirtation,” by the Hungarian painter Miklós Barabás, showing characteristic ele-
ments: the man shows direct interest with body and head oriented toward the woman; the woman
shows classic coyness, with head and gaze cast away.
CommuniCation of Emotions90
An
dr
ew
H
ol
t/
Ge
tty
Im
ag
es
, I
nc
.
FIGURE 4.2 A coarse gesture of contempt: seen in Britain, but not in southern Europe. Such ges-
tures are based on learned conventions like words ( from Morris et al., 1979).
P
h
o
to
C
re
d
it
: E
ve
re
tt
C
o
ll
ec
ti
o
n
H
is
to
ri
ca
l/
A
la
m
y
S
to
ck
P
h
o
to
FIGURE 4.3 Dr. Martin Luther King using the clenched fist, an inspiring illustrator, to add strength
to his words in a speech in Philadelphia.
Facial Expressions of Emotion 91
from the mock expression, or the sincere vocalization of sympathy from a fake one? In three dif-
ferent ways (Frank et al., 1993; Kappas et al., 2000). First, expressions of emotion tend to last
just a few seconds, whereas other expressive behavior can be exceptionally brief or last for longer
periods of time (Bachorowski & Owren, 2001; Ekman, 1993). A smile accompanying enjoy-
ment will typically start and stop within a span of 1 to 10 seconds. A polite smile that does not
accompany the experience of emotion might be exceptionally brief, lasting a quarter of a second,
or it might endure for some time, for instance, when someone smiles politely through the entire
course of an unpleasant dinner party. Second, emotional expressions involve involuntary muscle
actions that people cannot deliberately produce and that are more difficult to suppress (Dim-
berg, Thunberg, & Grunedal, 2002; Kappas, Bherer, & Thériault, 2000). The facial expression
of anger, for example, involves the action of the muscle that tightens around the mouth, which
most people cannot produce voluntarily. Feigned expressions of anger, therefore, would lack the
muscle tightening around the mouth. Finally, the temporal unfolding of emotional expressions
tends to differ from other kinds of expressions, with more fluid, gradual onset and offsets to
the behaviors (Krumhuber, et al., 2013). With these distinctions in mind, let’s now look at three
modalities of emotional expression—the face, the voice, and touch.
Facial Expressions of Emotion
Darwin’s Observations and Theoretical Analysis
You’ll recall from Chapter 1 that one of the challenges that Darwin faced after publishing
On the Origin of Species was to make the case that humans evolved from some preexist-
ing mammalian form. One focus in his argument was to draw comparisons between human
emotional expression and that of other mammals and to chart the universality of human emo-
tional expression. To do so, Darwin (1872) drew on observations of animals at the London
zoo, of his dog Polly that sat at his feet as he wrote in his study, of peoples from remote,
hunter-gatherer societies that he encountered in his voyages on the Beagle, and of his own
young children.
From these observations, Darwin characterized the emotional expressions for over 40 differ-
ent states. Look at some of these descriptions in Table 4.2, and see if they align with your own
observations of emotional expressions.
We hope you are struck with the nuances of Darwin’s observations and how they characterize
such a wide array of states and involve different modalities, including facial muscle movement,
vocalization, gaze activity, body movements, and the like. To explain why we express emo-
tions in these particular patterns of behavior, Darwin derived three principles (Hess & Thibault,
2009; Shariff & Tracy, 2011). First, according to the principle of serviceable habits, expressive
behaviors that helped individuals respond adaptively to threats and opportunities in the evolu-
tionary past will reoccur in the future. For example, the furrowed brow, which protects the eyes
from blows, and exposed teeth, which in our ancestors signaled that they were about to attack,
tend still to occur in modern humans when they are angry. Second, the principle of antithesis
holds that opposing states will be associated with opposing expressions. For example, you will
learn later that pride is signaled in dominant, size-expanding displays—chest expansion and
tilting the head back—whereas shame is signaled in submissive behavior—drooping shoulders
and downward movements of the head. Third, the principle of nervous discharge states that
excess, undirected energy is released in random expressions, such as face touches, leg jiggles,
and the like.
CommuniCation of Emotions92
Table 4.2 Darwin’s descriptions of emotional expression from The Expression
of the Emotions in Man and Animals.
Negative Emotion
Anger Tremble, nostrils raised, mouth compressed, furrowed brow, head erect, chest
expanded, arms rigid by sides, eyes wide open, stamp ground, body sways
backward/forward
Confusion Stammer, grimaces, twitchings of facial muscles
Contempt Lip protrusion, nose wrinkle, expiration, partial closure of eyelids, turn away eyes and
body, nose wrinkle, upper lip raised, snort
Disgust Lower lip turned down, upper lip raised, expiration, mouth open, spitting, blowing
out, protruding lips, clear throat sound, lower lip and tongue protruded
Embarrassed Little cough
Fear Tremble, eyes open, mouth open, lips retracted, eye brows raised, crouch, pale,
perspiration, hair stands on end, muscles shiver, yawn
Guilt Gaze aversion, shifty eyes, grimace
Pain Writhe about, piercing cries, groans, lips clenched and retracted, teeth clenched,
wild stare, perspiration, furrowed brow, nostrils dilated, profuse sweating, pallor, utter
prostration, eyes closed, square mouth (lips contracted), compression of eyeball,
muscle around eyes contracted, pyramidal muscle contracts, upper lip raised,
depressor muscles, nostril narrowed, scalp/face/eyes reddened, inspiration, sobbing,
lachrymal gland squeezed, laughter, tears
Sadness Corner of mouth depressed, inner corner of eyebrows raised
Shame Blush, head averted, head down, eyes wavering, eyes down/away, turn body away,
face away, blinking eyelids, tears
Positive Emotion
Admiration Eyes opened, eyebrows raised, eyes bright, smile
Astonishment Eyes open, mouth open, eyebrows raised, hands placed over mouth
Contemplation Frown, wrinkle skin under lower eyelids, eyes divergent, head droops, hands to
forehead, mouth, or chin, thumb/index finger to lip
Devotion
(reverence)
Face upward, eyelids upturned, fainting, pupils upward and inward, humbling
kneeling posture, hands upturned
Happiness Eyes sparkle, skin under eyes wrinkled, mouth drawn back at corners
Joy Muscle tremble, purposeless movements, laughter, clapping hands, jumping, dancing
about, stamping, chuckle/giggle, smile, muscle around eyes contracted, upper lip
raised
Laughter Tears, deep inspiration, contraction of chest, shaking of body, head nods to and fro,
lower jaw quivers up/down, lip corners drawn backward, head thrown backward,
shakes, head and face red, muscle around eyes contracted, lip press/bite
Love Beaming eyes, smiling cheeks (when seeing old friend), touch, gentle smile,
protruding lips (in chimps), kissing, nose rubs
Maternal love Touch, gentle smile, tender eyes
Pride Head, body erect, look down on others
Romantic love Breathing hurried, faces flush
Surprise Eyebrows raised, mouth open, eyes open, lips protruded, expiration, blowing/hissing,
open hands high above head, palms toward person with straightened fingers, arms
backwards
Tender (sympathy) Tears
Facial Expressions of Emotion 93
Early Evidence of the Universality of Facial Expressions
of Emotion
Today, in hindsight, it is clear how Darwin’s analysis of the evolution of emotional expression
was central to the unfolding of the science of emotion, with its focus on expressive behavior,
universality, and similarities in human emotion with the expressive behavior of other species.
Yet it was largely ignored for nearly 100 years after its publication. That would change in the
early 1960s, when Sylvan Tomkins, Paul Ekman, and Carroll Izard carefully read Darwin’s book
and distilled his observations into two hypotheses (Ekman, Sorenson, & Friesen, 1969; Izard,
1971; Tomkins, 1962, 1963). First, the encoding hypothesis: the experience of different emo-
tions should be associated with the same distinct expressions in every culture. Second, the decod-
ing hypothesis: people of different cultures should interpret these expressions in similar ways.
To test these hypotheses, Ekman and Friesen took over 3,000 photos of different people as
they expressed six emotions, anger, disgust, fear, happiness, sadness, and surprise, according
to Darwin’s descriptions (see Figure 4.4). Ekman then traveled to Papua, New Guinea, and for
six months lived with a people of the Fore (pronounced “Foray”) language group who had seen
no movies or magazines, who did not speak English or pidgin (a combination of English and a
native language), and who had minimal exposure to Westerners (see Figure 4.5). This allowed
for a strong test of the hypothesis that people, independent of modern culture, encode and decode
emotions as people in industrialized cultures do.
Ekman and Friesen devised a brief story appropriate to each of the six emotions. For exam-
ple, the sadness story was: “the person’s child had died, and he felt sad.” They then presented
photos of three different expressions with a story that matched one of the expressions and asked
Significant Figures: Sylvan Tomkins, Carroll Izard, Paul Ekman
A seminal figure who shaped the resurgence of interest in
emotion in the second half of the twentieth century was
Sylvan Tomkins, who proposed what he called affect theory,
in which emotions are thought to be hard wired, prepro-
grammed responses that are genetically transmitted to all
humans. Based on specific physiological mechanisms, Tom-
kins argued, affect derives from a small set of nine basic
emotions, each of which is displayed in a distinct facial
expression. As in Darwin’s theorizing, Tomkins proposed
that these distinct facial expressions are universal. What he
needed was strong empirical data in support of his theory.
Toward this end, Tomkins inspired two young scientists
he was mentoring—Carroll Izard and Paul Ekman—to go in
search of evidence of the universality of facial expressions
of emotion. Both would conduct groundbreaking studies in
remote cultures of the universality of facial expression. Izard
worked, at first, principally with children and developed a
coding system based on which features of facial expres-
sions enabled distinct basic emotions to be most clearly dif-
ferentiated from each other. Recently, his work has tended
to focus on how understanding of emotions can be used
to improve children’s and adults’ functioning and health.
Ekman also developed, in collaboration with his long-time
coauthor Wallace Friesen, a coding system for emotions of
a kind that was different from Izard’s. Ekman and Friesen’s
Facial Action Coding System is anatomically based and
allows researchers to identify specific emotions according
to the contraction of specific facial muscles and muscle con-
figurations. Ekman’s work on expressions of emotion that
are recognizable in different societies of the world has been
a cornerstone, both for those who accept the proposal of
a small number of basic emotions that these expressions
imply and for those who question it. Recognized by the
American Psychological Association as someone who has
been one of the most influential psychologists of the twen-
tieth century, he has also made his way into popular culture
with his work on how microexpressions can indicate lying,
which, as well as having been taken up by US border offi-
cials, became the basis of a well-regarded television pro-
gram, Lie to Me.
CommuniCation of Emotions94
participants to match the story to one of the three expressions (chance guessing would yield
identification rates of 33%). In another task, the researchers videotaped Fore participants as
they displayed facial expressions they would show in response to the emotion-specific story and
then presented unedited clips of these expressions to college students in the United States, who
selected from six emotion terms the one that best matched the Fore’s pose in each clip (chance
guessing would yield identification rates of 16.6%).
As you can see in Table 4.3, the Fore participants, even children, were quite accurate in judg-
ing emotions from facial expression. The American college students correctly interpreted the
posed expressions of the Fore, with the exception of fear and surprise. In a synthesis of over 140
subsequent studies involving people from many different cultures, Hillary Elfenbein and Nalini
Ambady found that on average people accurately label facial expressions of these six emotions
58 percent of the time (Elfenbein & Ambady, 2002, 2003).
(a) (b)
(c) (d)
(e) (f )
P
h
o
to
C
re
d
it
: D
r.
L
en
n
y
K
ri
st
a
l
P
h
o
to
C
re
d
it
: D
r.
L
en
n
y
K
ri
st
a
l
P
h
o
to
C
re
d
it
: D
r.
L
en
n
y
K
ri
st
a
l
P
h
o
to
C
re
d
it
: D
r.
L
en
n
y
K
ri
st
a
l
P
h
o
to
C
re
d
it
: D
r.
L
en
n
y
K
ri
st
a
l
P
h
o
to
C
re
d
it
: D
r.
L
en
n
y
K
ri
st
a
l
FIGURE 4.4 Six different emotions: (a) anger, (b) disgust, (c) fear, (d) happiness, (e) sadness, and ( f)
surprise. The expressions in these photos are similar to those described by Darwin, to those used by Ekman
and Friesen in their universality studies, and to those used in many other studies of facial expression.
Facial Expressions of Emotion 95
Critiques of the Ekman and Friesen Studies
Ekman and Friesen’s findings would prove to be some of the most generative in the field (Keltner
et al., 2017). Like all groundbreaking findings, these studies have been subjected to influen-
tial critiques that have inspired subsequent studies we review below (e.g., Barrett, 2011; Frid-
lund, 2015; Russell, 2015). First is the response format critique. In Ekman and Friesen’s study
(and hundreds that followed), participants were required to label the facial expressions using
terms the researchers provided, often in forced choice format. This method has many problems.
Ph
ot
o
Cr
ed
it:
P
au
l E
km
an
, P
h.
D.
/P
au
l E
km
an
G
ro
up
, L
LC
FIGURE 4.5 Paul Ekman in New Guinea.
Table 4.3 Accuracy rates for participants from New Guinea and the United
States in judging expressions of six emotions
The Fore of New Guinea US college students
Judging Ekman and Friesen’s photos Judging emotional
expressions
posed by the ForeAdults Children
Anger 84 90 51
Disgust 81 85 46
Fear 80 93 18
Happiness 92 92 73
Sadness 79 91 68
Surprise 68 98 27
Source: Adapted from Ekman (1972).
Note: For the Fore judges (the first two columns), chance guessing would yield accuracy rates of 33 percent. For the US
college student judges, chance guessing would yield accuracy rates of 16.6 percent.
CommuniCation of Emotions96
It might inflate the accuracy with which people identify emotion through guessing strategies
(Russell, 1994). It constrains how participants label expressions, requiring that they use research-
ers’ emotion concepts rather than their own. As an example, one could easily imagine people
from different cultural backgrounds labeling a smile with different concepts than “happiness,”
such as “gratitude” or “reverence” or “amae/pleasurable dependence” (see Chapter 3). And criti-
cally, Alan Fridlund has argued that when we perceive the expressive behavior of others, it is
most advantageous to recognize what intentions the person has (rather than their feeling), an
inferential process not captured in the forced choice format (Fridlund, 1992, 2015).
A second critique may be more damning and is in terms of ecological validity, or the ques-
tion of whether the expressions in the Ekman and Friesen studies resemble those that people
routinely produce or judge in their daily lives (Russell, 1994). Instead, the expressions portrayed
in the photos are static, highly stylized and exaggerated, only involve select facial muscle move-
ments and not other modalities (e.g., gaze, head movements), and do not involve dynamic cues
over time. This raises the question of whether more subtle expressions of emotion, perhaps more
typical of everyday emotional expression, would be so reliably judged (Wagner, MacDonald, &
Manstead, 1986). For example, a number of studies are showing that people are better able to
recognize emotion from dynamic displays than static photos (Ambadar, Schooler, & Cohn, 2005;
Krumhuber, Kappas, & Manstead, 2013; van Der Schalk, Hawk, Fischer, & Doosje, 2011).
A third critique is offered by Rachael Jack and her colleagues and focuses on the narrow range
of emotions that Ekman and Friesen chose to study—anger, disgust, fear, happiness, sadness, and
surprise (Jack et al., 2016). Why only one positive emotion? Why no self-conscious emotions?
Darwin himself offered descriptions of over 40 states, as you have learned. Is the realm of emo-
tion we signal in the human face limited to just six emotions? Jack and colleagues suggested
this narrow list may have been biased by the Western European orientation of the researchers
and provided data, we review below, that suggests that the face can express upward of 40 to 50
emotional states, as Darwin himself long ago surmised (Jack et al., 2016). Let’s now turn to the
empirical advances these critiques have inspired.
Discovering New Facial Expressions of Emotion
Inspired by the Ekman and Friesen studies, a next generation of scientists has charted a much
richer landscape of emotional expression (e.g., Jack et al., 2016; Keltner et al., 2016; Shiota et al.,
2017). Consider this intriguing study by Rachael Jack and her colleagues (2016) who used com-
puter morphing technologies to generate a wide array of facial expressions to present to observ-
ers, in fact, the widest array of facial expressions ever to be studied. They did so in the following
fashion. There are between 20 and 30 facial muscles underlying the surface of the skin, that,
when moving, produce visible changes in the human face. These changes to the appearance to the
face are known, thanks to the work of Ekman and Friesen, as Action Units. All told there are at
least 42 action units (e.g., “furrowed brow”; “lip corner tighten”; “nose wrinkle”). Jack and col-
leagues created over 2,500 facial expressions based on anywhere from 1 to 6 Action Units. Think
of it as a possible universe of facial expressions. They then presented these 2500 facial expres-
sions as animations in sequences of four separate photos unfolding over 1.25 seconds, which
allowed them to show how combinations of Action Units change dynamically the appearance of
the face. Participants from Scotland and China then rated each of these animations in terms of the
emotion they perceived in the expression, from a list of over 50 emotion terms that other English
and Chinese speakers had generated. What Jack and colleagues discovered is that UK observers
reliably perceived 25 distinct facial expressions, and Chinese participants 37, many overlapping
with Darwin’s observations.
Complementing this imaginative study, a new wave of studies has focused on multimodal
emotional expressions (Keltner & Cordaro, 2015). These expressions involve not only facial
Facial Expressions of Emotion 97
muscle movements but also movements of the eyes, the hands, the head, and the body (e.g., Hess
et al., 2015). In some studies, scientists have documented how distinct emotional experiences,
such as love or desire, relate to distinct multimodal expressions. In other studies, as Ekman and
Friesen did with the Fore, participants were asked to produce expressions of different emotions
based on definitions or emotion-specific scenarios (e.g., Campos et al., 2012). These studies, like
that of Jack and colleagues, point to a much richer landscape of emotional expression, which we
review as they relate to the four kinds of relationships that make up human sociality.
One line of studies has documented facial expressions of the emotions that John Bowlby
placed at the center of human attachment: desire, which motivates reproductive behavior; love,
which motivates long-term warmth and devotion; and sympathy, which motivates care-giving to
vulnerable others, in particular offspring (Bowlby, 1969).
The obvious place to capture the expressions of desire and love is to study romantic partners.
This is what Gian Gonzaga and his colleagues did (Gonzaga et al., 2001, 2006). In this study,
young romantic partners talked about their first date while being videotaped. Intensive, frame-
by-frame coding of the nonverbal behaviors that made up these affectionate conversations found
that when partners experienced intense love they showed the following brief dynamic patterns of
behavior: smiling, mutual gaze, affiliative hand gestures, open posture, and forward leans. And
when feeling intense desire, romantic partners displayed behaviors you might see in a pivotal
moment in a romantic comedy: lip licks, lip wipes, and subtle, playful tongue protrusions (for
replication, see Cordaro et al., 2017). It is noteworthy to observe that many nonhuman primates
signal affiliation with open posture and open hands and even kissing (see Figure 4.6).
What about sympathy, Bowlby’s third emotion that enables attachment? In a series of stud-
ies, Nancy Eisenberg and her colleagues coded the facial actions of people witnessing someone
suffer, finding that the experience of sympathy is correlated with pulled in, oblique eyebrows
and concerned gaze (Eisenberg et al., 1989). This finding replicates in studies in which partici-
pants in different cultures are given a scenario that elicits sympathy—a description of witnessing
someone in physical pain—and asked to express the emotion nonverbally (e.g., Campos et al.,
2012; Cordaro et al., 2017). This subtle display is associated with increased helping behavior
and changes in peripheral physiology—heart rate deceleration and activation of the vagus nerve,
which you will learn about in the next chapter (Stellar et al., 2015). People are somewhat reli-
able in judging this expression when portrayed in static photos as sympathy (Keltner & Cordaro,
2016). John Bowlby was indeed prescient in his thinking: the emotions of attachment—love,
desire, and sympathy—are registered in subtle facial and bodily actions, which signal security
and intimacy to the lucky targets of such displays (see Figure 4.7).
Hierarchies, we argued in Chapter 2, organize individuals in groups and solve problems related
to decision making, resource allocation, and work. Three emotions that map onto the hierarchical
dimension of social living are embarrassment, shame, and pride (see Figure 4.8).
Let’s begin with embarrassment, the emotion we feel when we have violated a social norm
that governs public interaction. Researchers have produced this state in participants in the lab
Chimpanzee seeking contact with open handed
display
Chimps reconcile following conflict with kissing
C
o
u
rt
es
y
D
r.
F
ra
n
s
d
e
W
a
a
l
FIGURE 4.6 Affiliation-related displays in chimpanzees captured by Frans de Waal.
CommuniCation of Emotions98
through rather mischievous means. For instance, students have been asked to suck on a pacifier
in front of friends. Or they have been asked to model bathing suits for others. Or make funny-
looking facial expressions while being videotaped. In perhaps the most mortifying test, partici-
pants had to sing Barry Manilow’s song “Feelings” using dramatic hand gestures and then watch
a videotape of their performance with a group of other students.
All of these elicitations of embarrassment produce negative attention and a diminishing of
status (Miller, 1992; Miller & Tangney, 1994). Frame-by-frame analysis of the behavior peo-
ple display in these kinds of situations has uncovered a fleeting but highly coordinated 2- to
3-second display (Edelmann & Hampson, 1979, 1981; Harris, 2001; Keltner, 1995). This display
includes gaze movements down, head turns to the side, a compressed or inhibited (one might say
self- conscious) smile, and furtive glances and on occasion, a face touch. When presented with
dynamic videos of these displays, as well as still photographs, people from different cultures are
able to reliably identify the display as embarrassment and not shame or amusement (Haidt &
Keltner, 1999; Keltner, 1995; Keltner & Cordaro, 2016). When feeling shame, which concerns
more serious transgressions and negative self-attention, people show a simpler but more poignant
display of head movements down and gaze aversion (Harker & Keltner, 2001; Lewis et al., 1989).
This expression of embarrassment may bring to mind images of young women in Jane Aus-
ten’s novels and their film adaptations and lead you to believe that embarrassment is uniquely
human. But this would be mistaken. Instead, human embarrassment expressions have parallels
in the appeasement displays of other species (Keltner & Buswell, 1997). In appeasement interac-
tions, one individual, typically a subordinate, relies on certain signals to pacify and reduce the
aggressive tendencies of another individual, often a dominant individual in the social hierarchy
(de Waal, 1989). When appeasing, a wide range of species avert their gaze, as in human embar-
rassment. Various species, including different primate species, pigs, rabbits, blue-footed boobies,
pigeons, doves, and loons, use head movements down, head turns, and head bobs to appease.
These head movements reduce the size of the body, signaling submissiveness. Certain primates
Emotion Romantic Love Sexual Desire Sympathy
Prototypical expression
C
o
u
rt
es
y
D
r.
L
en
n
y
K
ri
st
a
l
FIGURE 4.7 Static photos of expressions of love, desire, and sympathy.
Embarrassment Shame PrideEmotion
Prototypical expression
C
o
u
rt
es
y
D
r.
L
en
n
y
K
ri
st
a
l
FIGURE 4.8 Static photos of expressions of embarrassment, shame, and pride.
Facial Expressions of Emotion 99
have a controlled smile to signal submissiveness. Several primates cover their faces when appeas-
ing, as do rabbits. The elements of embarrassment, then, are routinely seen in the appeasement
displays of other species.
If embarrassment and shame occupy the bottom of a hierarchical dimension of social living, at
the other end is pride. Pride is rooted in elevated status brought about by socially valued actions
(Shariff & Tracy, 2011; Tracy & Robins, 2004, 2007). Many nonhuman species, in particular
primates, signal their rise in social status through enlarging their physical size—body expansion,
the classic chest pounding you might see apes engage in at the zoo, the lifting of the head back,
or signs of expanded physicality such as loud, deep calls. So too, it would seem, do humans, in
their expressions of pride.
In an imaginative use of naturalistic data, Jessica Tracy and David Matsumoto (2008) ana-
lyzed the emotional expressions of sighted and blind Olympic athletes from 20 different coun-
tries just after they had either won or lost a judo competition. Darwin had suggested that the
expressions of blind individuals are particularly germane to claims of evolutionary universal-
ity because they will not have been copied from seen behavior of others. As you can see in
Figure 4.9, after victory, both sighted (the top panel) and blind athletes (the bottom panel) alike
threw their arms in the air with chest out as an expression of pride (and perhaps triumph). After
losing, both groups of athletes dropped their heads and slumped their shoulders in a display
of shame. In other research, Jessica Tracy and Richard Robins documented that displays of
expansive posture, head movements up and back, and arm thrusts upward reliably signal pride
to observers, both in industrialized cultures, and in a remote people in Burkina Faso, Africa
(Tracy & Robin, 2004).
Still other studies that followed Ekman and Friesen’s studies have documented distinct expres-
sions for emotions such as interest (the eyes widened and eyebrows raised), laughter and con-
tentment, as portrayed in Figure 4.10 (Campos et al., 2012; Cordaro et al., 2016; Matsumoto &
Ekman, 2004).
Based on the advances in understanding facial expression after the Ekman and Friesen stud-
ies, Daniel Cordaro took photographs of facial/bodily expressions of 19 different emotions and
then gathered data from 10 different cultures, ranging from Pakistan to New Zealand (Cordaro,
2013; Keltner & Cordaro, 2016). In this study, participants, as in the Ekman and Friesen work,
were presented with emotion-specific scenarios for each of 19 different emotions (e.g., for pain
it would be “this person just stubbed their toe on a rock”). For each scenario, they were required
to choose from one of four static photos of facial/bodily expressions. Figure 4.11 presents the
results of this study. As you can see from this emotion recognition study, the landscape of emo-
tional expression in the face and body is increasingly rich.
Inference and Context in Emotion Recognition
A second direction in which the field has moved since the Ekman and Friesen studies is to study
more systematically the inferential processes that occur when we perceive emotionally expres-
sive behavior. This development was inspired by Alan Fridlund’s behavioral ecology theory of
emotional expression or, what he prefers to call, display behaviors (Fridlund, 1994; Scarantino,
2017). Fridlund argues that what is most critical for perceivers is to discern an individual’s inten-
tions from expressive behavior. In Fridlund’s words, emotional expressions are: “declarations
that signify our trajectory in a given social interaction, that is, what we will do in the current situ-
ation, or what we would like the other to do” (Fridlund, 1994, p. 130). Expressions are designed
to signal intentions, not necessarily feelings, and to prompt responses in others.
This theorizing has led the field to a broader consideration of the kinds of social information
that are communicated by expressive behavior. Drawing upon philosophical studies of language,
Andrea Scarantino has offered one such account, which he calls a theory of affective pragmatics
CommuniCation of Emotions100
(Scarantino, 2017; see also Ekman, 1997). He makes the case that emotional expressions—in the
present case facial/bodily expressions—communicate four kinds of information: 1) the individ-
ual’s current feeling (the expressive function of expression); 2) what is happening in the present
context (the declarative function of expression); 3) desired courses of action from other people
who perceive the expression (the imperative function of expression); and 4) intention and plans
35
3
25
2
15
*
*
*
*
*
*
*
*
*
1
05
0
head-tilt
back
smile arms
out
arms
raised
fists chest
expanded
torso
out
chest
narrowed
shoulder
slumped
head-tilt
back
smile arms
out
arms
raised
fists chest
expanded
torso
out
chest
narrowed
shoulder
slumped
35
3
25
2
15
*
*
*
*
*
*
*
*
*1
05
0
Win Loss
Win Loss
FIGURE 4.9 Sighted (top panel) and blind (bottom panel) Olympic Athletes’ nonverbal displays to
winning and losing a competition ( from Tracy & Matsumoto, 2008).
Facial Expressions of Emotion 101
about what the person might do (the commissive function of expression). Emotional expressions
are indeed a rich grammar of social interaction.
Consider one recent study that lends credence to this new view of emotion perception. Shu-
man et al. (2015) presented observers with dynamic videotaped portrayals of five different emo-
tions: happiness, sadness, fear, anger, and disgust. The expressions were dynamic, more realistic,
and less exaggerated than those in the Ekman and Friesen photos, more like the expressions
you might see in everyday social interactions. In different response formats, participants could
choose from a variety of options the best that matched the emotion in the video. More specifi-
cally, participants matched each expression to feelings (“fear”), appraisals (“that is dangerous”),
social relational meanings (“you scare me”), and action tendencies (“I might run”). In this study,
participants labeled the dynamic but subtle expressions with the expected label 62 percent of
the time, which is comparable to accuracy rates in labeling static photos of more dramatic facial
expressions. Action tendencies proved to be the most difficult to discern.
Still another line of research is examining how the inferences people draw from emotional expres-
sion are shaped by the social context. Recall that in the studies of Ekman and Friesen, and many that
followed, no information was provided about the social context. This stands in contrast to our eve-
ryday life, where we encounter others’ emotional expressions in intimate relationships, with others
nearby, and in different settings such as at work or with family. How do emotional expressions vary
in their meaning from one context to another? A pattern of touch will vary in the inferences it evokes
depending on whether the people are friends or strangers, at work, or on a date. A laugh can be
perceived as an expression of affection or sarcastic critique depending on the context. A blush could
be read as a sign of self-conscious inhibition or flirtatious interest, again depending on the context.
Amusement Interest ContentmentEmotion
Prototypical expression
C
o
u
rt
es
y
D
r.
L
en
n
y
K
ri
st
a
l
FIGURE 4.10 Static photos of expressions of amusement, interest, and contentment.
0
10
20
30
40
50
60
70
80
90
100
Bor
ed
om Fe
ar
Ang
er
Sha
m
e
Pain
Am
us
em
en
t
Con
fu
sio
n
Disg
us
t
Sur
pr
ise
Hap
pin
es
s
Des
ire
(f
oo
d)
Em
ba
rra
ss
ed
Con
ten
tm
en
t
Coy
ne
ss
Prid
e
Sym
pa
thy
Sad
ne
ss
Des
ire
(s
ex
)
In
ter
es
t
FIGURE 4.11 Accuracy rates across 10 cultures in judging emotions from static photos of facial/bodily
expressions. Chance guessing is represented in the dotted line (adapted from Keltner & Cordaro, 2016).
CommuniCation of Emotions102
Scholars such as Klaus Scherer, Ursula Hess, and Lisa Feldman-Barrett offered several sys-
tematic ideas about how context shapes emotion perception (Barrett et al., 2011; Hess & Hareli,
2017; Scherer, 1986). A first source of the contextual shaping of emotion perception is culture.
Because cultures vary in their emotion concepts, knowledge, and representations, it is clear that
culture will influence the perception of emotion in expression.
A second source of variation is the situation—who is the person expressing emotion, and what
context are they in? How might the gender, power, ethnicity, or social class of the individual express-
ing emotion shape what emotion observers perceive? For example, we are more likely to detect
anger in men’s expressions of emotion and sadness in women’s (Hess & Hareli, 2017; Niedenthal,
Rychlowska, & Wood, 2017). US participants are more likely to perceive anger in the emotional
expressions of African Americans, reflecting that regrettable feature of the history of so many situa-
tions in the United States (Hugenberg & Bodenhausen, 2003). What other behaviors is the expresser
engaging in? For example, Aviezer and colleagues (2008) presented a classic facial expression of
disgust in one of four contexts, in which the person expressing disgust was engaged in different
actions. Participants labeled the expression as disgust 91 percent of the time when the individual
was holding a soiled article of clothing, 59 percent of the time when the person displayed fearful
hand and arm movements, 33 percent of the time when the same person was clasping his or her
hands sadly to the chest, and 11 percent of the time when the person was poised with fist clenched
to punch. Clearly, the many dimensions of the context—the nature of the expresser, the surrounding
people, the formality or informality of the setting—all influence emotion perception.
A third kind of context is perceptual context (Barrett et al., 2011). Perceptual context refers
to the mental states within the perceiver’s mind that shape his or her inferences upon observing
expressive behavior. A person’s current feelings, goals, intentions, values, and physical state give
rise to context-specific interpretations of social stimuli and, one would imagine, expressive behav-
ior. Later we will talk about how touch is one medium in which we communicate some emotions.
Paul Piff et al. (2012) found that people who are disposed to the experience of extreme positive
emotion (or prone to mania) are better able to discern positive emotions—love, sympathy, gratitude,
awe—in a stranger’s touch than other participants. The notion here is that current positive emotion
felt by a perceiver sharpens their acuity in emotion perception. The opposite can be true as well, that
is, people’s perceptual states can impede their recognition of emotion in expressive behavior. For
example, recent studies find that the likelihood that participants will label an expression as disgust
rises when an anger expression precedes the presentation of the disgust expression, but drops when
no anger expression precedes the target disgust expression (Pochedly, Widen, & Russell, 2012).
Vocal Communication of Emotion
When a young great ape dies, the mother of that ape will often carry the corpse around for several
days and cuddle and hold the offspring, in what looks much like human grief. Just as striking is
that other apes nearby will emit vocalizations known as “coos,” quiet vocalizations that would
seem to convey sympathy for the bereft mother. Social emotions like sympathy do seem to run
deep in mammalian evolution and are expressed with the voice.
The human voice is a source of varied emotional expression. As humans began to walk
upright in our hominid evolution, our vocal chamber, or larynx, expanded in size and dropped
down lower in the esophagus, allowing for the production of a much wider array of sounds than
those heard in our primate relatives (see Figure 4.12). To produce sounds, including emotion-
related vocalization, the brain sends signals to the muscles around the lungs, which contract, thus
producing bursts of air particles that move up through the trachea. Those air particles cause the
vocal folds to vibrate, thus producing sound waves. As the sound waves pass through the mouth,
they are given additional layers of sound depending on many factors, such as the closing of the
Vocal Communication of Emotion 103
nasal passage, the position of tongue and teeth, and the amount of saliva in the mouth. Through
this remarkable production of sound, we can speak, sing, be ironic or sarcastic, engage in baby
talk, communicate with our pets (or at least think we do), and convey a rich array of emotions.
Consider laughter, which is likely to have been part of the human communicative repertoire
for several million years (Dunbar, 2004; Panksepp, 2005; Provine, 1992, 1993; Provine & Fis-
cher, 1989; Ruch, 1993). Laughter has a precursor in nonhuman primates—the pant-hoot vocali-
zation that accompanies play. In humans, laughter is a language of emotional expression unto its
own. Next time you’re in a conversation with a group of friends, listen carefully to the varieties of
laughter. You might hear laughs that reflect tension, sarcasm, embarrassment, and desire. Many
laughs seem to involve little emotion at all. People laugh to fill the empty gaps in conversations,
to signal that they are tracking what the speaker is saying, or to encourage the speaker to continue.
Jo-Anne Bachorowski and her colleagues mapped acoustic characteristics of different laughs
(Bachorowski & Owren, 2001; Bachorowski, Smoski, & Owren, 2001; Smoski & Bachorowski,
2003). They have analyzed thousands of laughs gathered as participants responded to amusing
film clips or engaged in amusing tasks together. There are cackles, hisses, breathy pants, snorts,
and grunts, and voiced or songlike laughs, which include vowel-like sounds and pitch modulation
thanks to the involvement of the vocal folds. Women more frequently produce voiced laughs,
whereas men often laugh with snorts and grunts (Bachorowski & Owren, 2001). In a similar spirit,
Adrienne Wood and her colleagues have shown how laughs with different acoustic qualities relate
to more rewarding or more dominant intentions (Wood, Martin, & Niedenthal, 2017). With a few
bursts of sound in a couple of seconds, we can laugh in myriad ways and communicate many feel-
ings and intentions, from those related to kindness and love to aggression and domination.
Nasal cavity
Hard plate
Soft plate (Velum)
Pharynx
Epiglottis
Vocal cords
(Glottis)
Esophagus
Trachea
Lungs
Teeth
Lips
Tongue
Jaw
Oral
cavity Larynx
FIGURE 4.12 Anatomy of the vocal apparatus ( from babelsdawn.com).
http://babelsdawn.com
CommuniCation of Emotions104
The Communication of Emotions with the Voice
Let us now think about how emotional states might alter vocalization patterns in ways that give
rise to distinct vocalizations. Klaus Scherer argued that several emotion-related physiological
changes alter acoustic properties, including pitch, tempo, pitch variability, variation, and loud-
ness of speech (Scherer, 1986). For example, when in an anxious state, the muscles around the
lungs are tense, thus restricting the air flow through the larynx. Our tense vocal chords produce
less variability in pitch. We are likely to have less saliva in the mouth, and the shape of our lips
will tighten. All of these changes will influence the sound of our speech. Through these and other
emotion-related changes in physiology and the musculature of our vocal apparatus, emotions
should be signaled in distinct vocalizations.
To study whether people can communicate emotions with the voice, researchers have relied
on two methods. In one, people, often trained actors, attempt to express different emotions in
prosody, the tone and rhythm of our speech, while reading nonsense syllables or neutral passages
of text (Banse & Scherer, 1996; Juslin & Laukka, 2003; Laukka 2014; Klasmeyer & Sendlmeier,
1999; Wallbott & Scherer, 1986). These samples of emotion-related prosody are then presented
to listeners, who select from a series of options to identify the term that best matches the emotion
conveyed in the speech output. For example, Petri Laukka, Hillary Elfenbein, and colleagues had
actors from five countries—India, the United States, Singapore, Australia, and Kenya—attempt
to convey 11 different emotions, anger, contempt, fear, happiness, interest, neutral, sexual lust,
pride, relief, sadness, and shame, while uttering sentences of relatively neutral content (e.g., “Let
me tell you something”). They then presented these clips to people in different cultures and found
that observers could recognize nine of these 11 states when asked to label the emotional content
of the different audio clips (Laukka et al., 2016). These findings build upon a review of 60 earlier
studies of this kind, which found that hearers can judge five different emotions in the prosody
that accompanies speech—anger, fear, happiness, sadness, and tenderness—with accuracy rates
that approach 70 percent (Juslin & Laukka, 2003; Scherer, Johnstone, & Klasmeyer, 2003).
Judgments are best when hearers listen to members of their own culture.
In a second kind of study, participants communicate emotions through vocal bursts, which
are brief, nonword utterances that arise between speech incidents. Vocal bursts most resemble
the coo that great apes direct toward bereft mothers, with which we began this section. Think of
how you might communicate fear or anger with a vocal burst. You’re likely to shriek or growl.
Or how about compassion or the feeling of savoring a delicious bite of ice-cream? Here we
suspect you might say “aww” or “mmm.” In studies of vocal bursts, people are given a situation
that produces an emotion (e.g., for awe it would be “you are seeing a large waterfall for the first
time”) and asked to communicate that emotion with a brief vocal burst, and to not use words
(Laukka et al., 2014; Sauter & Scott, 2007; Simon-Thomas et al., 2009). These sounds are then
played to listeners, who attempt to label the sound with one of many emotion terms, or to match
the sound to the appropriate emotion eliciting situation. As with emotional prosody, people are
quite adept at communicating emotions with vocal bursts. For example, Daniel Cordaro and his
colleagues presented vocal bursts of 16 emotions to people from 10 different countries in Western
Europe (Germany, Poland), East Asia (China, Japan, South Korea), and Southeast Asia (India,
Pakistan), and Turkey, New Zealand, and the United States. In this study, participants were asked
to match emotionally rich but simple situations (e.g., someone has insulted you; you hit your leg
on a rock) to one of four vocal bursts. Overall, people were correct in matching stories to vocal
bursts of 16 emotions 79 percent of the time. As you can see in Figure 4.13, people in these 10
countries were able to identify vocal bursts of eight positive emotions—amusement, awe, con-
tentment, desire, interest, relief, sympathy, and triumph—and seven negative emotions—anger,
contempt, disgust, embarrassment, fear, pain, and sadness—as well as surprise.
Are vocal bursts universal? Can people living in cultures untouched by Western culture reli-
ably identify emotion from the human voice, as they did in Ekman and Friesen’s work on facial
Vocal Communication of Emotion 105
expression with the Fore? To answer this question, Disa Sauter traveled to a remote part of
Namibia to gather evidence from the Himba people (see Figure 4.14), a group of 20,000 indi-
viduals living with no electricity or formal education, and with little history of contact with
people from the outside (Sauter et al., 2010). Sauter presented vocal bursts of emotion of Western
European individuals to the Himba and found that they could reliably label vocal bursts of anger,
disgust, amusement, fear, sadness, and surprise. She also gathered vocal bursts of the Himba and
found that Western Europeans could reliably judge those vocal bursts. Quite intriguingly, the
Himba could not reliably label the Western vocal bursts of pleasure, relief, and admiration. And
in a similar spirit, Daniel Cordaro traveled to a village in Eastern Bhutan, made remote by its
location in the Eastern Himalayas and Bhutan’s very recent opening to travelers and technologies
from the West. He had participants match vocal bursts to emotionally rich stories and found that
13 emotions could be reliably identified in vocal bursts (Cordaro et al., 2016).
We have already seen that one of the emotions we can convey with the voice—sympathy—may
have predecessors in the vocalizations of great apes. Is there evidence for continuity of human emo-
tional vocalization with that of nonhuman species for other emotions? Cheyney and Seyfarth (1990)
0
10
20
30
40
50
60
70
80
90
100
Tr
ium
ph Awe
Sad
ne
ss
Disg
us
t
Em
ba
rra
ss
m
en
t
Fe
ar
Reli
ef
Am
us
em
en
t
In
ter
es
t
Con
ten
tm
en
t
Pain
Ang
er
Des
ire
fo
r f
oo
d
Con
tem
pt
Sur
pr
ise
Des
ire
fo
r s
ex
Sym
pa
thy
FIGURE 4.13 Observers in 10 cultures are able to identify several emotions from vocal bursts ( from
Cordaro et al., 2016).
Ph
ot
o
Cr
ed
it:
C
ou
rt
es
y V
ic
en
te
A
zo
rin
P
er
is
FIGURE 4.14 A Himba woman listening to vocal bursts, and Disa Sauter working with the Himba.
CommuniCation of Emotions106
described how vervet monkeys have three main predators, and an avoidant action appropriate to
each kind (see Figure 4.15). When an eagle appears, a monkey hides in the undergrowth; when a
leopard is seen the monkey climbs a tree; if there is a snake the monkey rears on its hind legs and
looks downward. If any monkey sees a predator, he or she makes one of three species characteristic
alarm calls appropriate to the predator. The acoustic signal is heard by monkeys nearby, evokes the
specific kind of fear in them, and induces them to take the appropriate evasive action.
FIGURE 4.15 Three different kinds of fearful response by vervet monkeys to three kinds of predator.
Tactile Communication of Emotion 107
Disa Sauter (2010) and Charles Snowdon (2003) documented several nonhuman vocali-
zations that resemble those of humans. Several species have high-pitched alarm calls with
abrupt onset and offset times that resemble human fear vocalizations. Macaque infants will
utter coos when separated from their mothers, sounds that resemble those that human infants
make when separated from their mothers. Macaques also emit “girns,” which are purr-like
vocalizations that occur in the context of affiliation, and these may have parallels in humans
expressing affection. Macaques in Sri Lanka utter a food call when they discover a source of
ripe fruit, which may resemble vocal bursts of pleasure. Dominant primates often emit threat
vocalizations that resemble angry vocalizations in humans. And chimpanzees emit calls when
copulating—the male soft, short panting calls, the female long, loud screams—that have par-
allels in humans.
Tactile Communication of Emotion
In hunter-gatherer societies, human infants are typically in constant contact with other humans
for the first year or two of life. They are held, soothed, tickled, clasped, breast-fed, and carried,
as their first means by which they relate to others. One could make the case that it is in the lan-
guage of touch—the most developed sensory modality at birth—that the human infant comes to
understand emotions within early attachments and friendships (Field, 2001; Hertenstein, 2002;
Stack, 2001).
Although touch may seem astonishingly simple in its form—a hug, or clasp of the arm, or
soothing hand placed on the back—those actions are supported by a complex system of com-
munication shaped by human evolution. The hand is a five-digit wonder of dexterity, designed
to do many specific things the great ape’s hands can’t do, such as make tools, symbol, gesture,
and touch in nuanced and varied ways. The skin weighs six to eight pounds and has three layers
of billions of cells, some of which function like the eye or taste buds, receiving the touch and
processing information about its qualities. The skin sends signals to the somatosensory cortex,
which begins to represent the meaning of the touch. Touch is a rich nonverbal language in
which humans flirt, express power, soothe, play, and maintain proximity (Eibl-Eibesfeldt, 1989;
Hertenstein et al., 2005).
Four Functions of Touch
As we explained in Chapter 2, nonhuman primate species spend a good deal of their time groom-
ing, in which two individuals sit together, sorting through each other’s fur (Dunbar, 1996).
Chimpanzees, for example, can devote upward of 20 percent of their waking hours to grooming,
building affectionate relationships (de Waal, 1989). Studies of nonhuman primate grooming and
human touch reveal four functions of this kind of contact.
The first is that the right kind of touch soothes. In one study, 30 human infants were
observed during a procedure in which the infants’ heels were cut by doctors (Gray, Watt, &
Blass, 2000). In one condition, infants were held by their mothers in whole body, skin-to-skin
contact. In the other condition, infants received the procedure while being swaddled in a crib.
The infants who were touched during the procedure cried 82 percent less than the comparison
infants, they grimaced 65 percent less, and they had lower heart rate during the procedure. In
nonhuman primates, grooming reduces heart rate and displacement activities related to stress,
such as striking others (Aureli, Preston, & de Waal, 1999). Rat pups who are handled exten-
sively by their mothers show reduced activity of the hypothalamic, pituitary adrenal axis,
which is involved in stress responses, and reduced corticosterone, a stress-related hormone,
both immediately and when they are mature (Francis & Meaney, 1999; Levine & Stanton,
1984; Meaney, 2001).
CommuniCation of Emotions108
A second function of touch is to signal safety. This insight emerged within the attachment
literature, where researchers observed that infants need to know whether the environment is safe,
and do so by gathering information from their parent’s touch (Main, 1990). In one study, Anisfeld
and colleagues compared the attachment styles of infants who were carried in soft infant carri-
ers that put them in close physical contact with their parents with infants who were more often
carried in harder infant seats (Anisfeld et al., 1990; Weiss et al., 2000). Infants who were carried
next to their parents’ bodies were more likely to be securely attached later and confident when
exploring the environment.
A third function of touch is to increase cooperation. In one study, participants were asked to
sign a petition in support of a particular issue of importance locally (Willis & Hamm, 1980).
Those participants who were touched when asked to sign were much more likely to comply
(81%) than participants who were not touched during the request (55%). In a recent study of
touch among professional basketball players in the National Basketball Association, Michael
Kraus and his colleagues coded all of the touch—the high fives, fist bumps, head slaps, and bear
hugs so common on the basketball court—that each team showed during one game at the begin-
ning of the 2008 season (Kraus, Huang, & Keltner, 2010). Even though each player on average
touched his teammates about 2 seconds during the game, that touch proved critical to team func-
tioning. The more players touched each other, the more the teams proved to be cooperative on the
court (e.g., helping out in defending the other team, making good passes to each other), and the
better the team played at the end of the season.
A final function of touch is to provide pleasure. The simple touch of the arm with a soft velvety
cloth activates the region of the prefrontal cortex that is involved in the processing of pleasur-
able tastes and smells (Berridge, 2003; Rolls, 2000, 2013). Touch provides revealing information
about the more and less rewarding times of a marriage. Couples who have been married longer
tend to touch each other less than those in the early stages of the relationship (Willis & Briggs,
1992), and more happily married partners touch each other more than less happily married part-
ners (Beier & Sternberg, 1977). Anticipating these functions of touch, William James (1890)
observed that “Touch is the alpha and omega of affection.”
Communicating Emotions with Touch
In a paper of 1996, Frans de Waal argued that chimpanzees use touch as a way of expressing
gratitude to each other. For de Waal, the origins of human morality run deep and are found in
emotional exchanges, and in expressive behavior such as touch. The empirical basis of this
observation concerned food sharing. Chimpanzees will share food preferentially with those who
groomed them earlier in the day. And chimpanzees will actively groom others who are sharing
food. Gratitude, the feeling of appreciation for things that are given, might have its mammalian
roots, according to de Waal, in these exchanges of appreciative touch for food.
This observation raises the possibility that not only might humans be able to communicate
specific emotions with touch but also moral emotions, such as gratitude and sympathy, so
critical to collaborative and kind relationships. To explore this possibility, Matthew Herten-
stein and his colleagues carried out the following unusual research (Hertenstein, Keltner, App,
Bulleit, & Jaskolka, 2006). In the first study, an encoder (or toucher) and decoder (or touchee)
sat at a table, separated by an opaque black curtain, which prevented communication other
than touch. The encoder was given a list of emotions and asked to make contact with the
decoder on the arm to communicate each emotion, using any form of touch. After each touch,
the decoder selected from 13 response options the term that best described what the person
Emotional Expression and the Coordination of Social Interaction 109
was communicating. As you can see in Figure 4.16, participants could reliably communicate
anger, disgust, and fear with a brief one- or two-second touch of another’s forearm, as well as
love, gratitude, and sympathy. As you can see in the rightmost columns of Figure 4.16, partici-
pants were more accurate in communicating emotion with touch when they were free to touch
other parts of the body than the forearm; then they could reliably communicate happiness and
sadness (Hertenstein et al., 2009).
Emotional Expression and the Coordination
of Social Interaction
When the ethologists analyzed the basic patterns of social interaction in remote peoples, they
arrived at a central thesis of this book—emotional expressions shape the interactions that
are essential to social relationships. Here, we have begun to envision how facial expressions,
vocalizations, movements of the body, and patterns of touch coordinate social interactions—the
soothing of a distressed child, the flirtation between potential suitors, status conflicts in groups,
exhilarating laughter among friends sharing stories. Let’s consider a more systematic treatment
of this possibility offered by Paula Niedenthal, Ursula Hess, and their colleagues. They reason
that within 500 milliseconds, people respond to the emotional expressions of others with mimetic
behavior and physiological reactions, responses that trigger a cascade of neural processes and
specific cognitive and social reactions (Niedenthal et al., 2010). For example, a warm, enjoy-
ment smile so typical in affiliative relationships triggers neural processes that lead the individual
to seek more information about the smile through eye contact, and then feelings of pleasure,
mimetic behavior, and the experience of positive emotion and approach behavior. A proud,
dominant smile, by contrast, triggers the same automatic search for information about the smile
and neural activation that leads to a sense of threat and avoidant behavior and sense of lower
social status. What’s true of smiling is most certainly true of emotional communication by voice
and touch: they trigger systematic experiences and actions in the perceiver, setting the stage for
unfolding interactions between people.
FIGURE 4.16 Accuracy with which individuals can communicate emotion by touching a stranger
on the forearm (left bars in light gray) or anywhere on the body (dark gray to right).
CommuniCation of Emotions110
This kind of theorizing reveals that expressions of emotion coordinate social interactions in
at least three general ways (Hess & Hareli, 2017; Keltner & Kring, 1998; van Kleef, 2015). First,
through their informative function, emotional expressions provide rapid information not only
about the sender’s current emotions but also about that individual’s intentions and relationship
with the other person (Ekman, 1993; Fridlund, 1992, 2017). In this way, expressions of emo-
tion situate people in specific relationships. For example, anger clearly communicates strength
and dominance vis-à-vis others (Knutson, 1996). When individuals express anger in the face or
voice, they are perceived to have more power and are more likely to get their way in negotiations
(van Kleef et al., 2006). Emotional expressions also carry information about the sincerity of the
sender’s intentions. For example, Eva Krumhuber and Tony Manstead and their colleagues have
found that people trust interaction partners more and will give more resources to those partners
who display authentic smiles (which have longer onset and offset times) than fake smiles, which
have shorter onsets and offsets (Krumhuber et al., 2007). Finally, emotional expressions convey
information about the environment, allowing individuals to coordinate their responses to outside
opportunities or threats (e.g., Klinnert et al., 1986; Sorce et al., 1985). For example, parents use
touch and voice to signal to their young children whether other people and objects in the environ-
ment are safe or dangerous (Hertenstein & Campos, 2004).
Emotional expressions coordinate social interactions through their evocative function, trig-
gering specific responses in perceivers. For example, consider the powerful reactions an infant’s
cry produces in caregivers nearby, prompting protective actions that are a basis for enduring
attachment. An infant’s cry includes a long, continuous sound accompanied by acoustic varia-
tions that in one study were found to signal different states, including anger (when the infant’s
hands were pinned down), pain (after getting a shot), or fear (upon hearing a loud sound) (Choliz
et al., 2012). Within 49 milliseconds (1/20th of a second), adults will show activation in the peri-
aqueductal gray region of the brain, a region you shall learn enables sympathy and caregiving
behavior, in response to a baby’s cries, but not in response to animal cries, human adult sounds,
and other control sounds (Parsons, Young, et al., 2014). When specific genes are altered that
render rat pups unable to cry, they evoke no caregiving from their mothers, and soon perish. Yes,
hearing an infant’s cry, which caregivers of infants do on average for two hours a day, is har-
rowing, but through the responses crying evokes, adults nearby are stirred to provide care and
security to that most important carrier of their genes, their offspring.
Finally, emotional displays serve incentive functions, inviting desired social behavior. Warm
smiles and touches are often used by parents to reward behaviors in children, thus increasing the
probability of those behaviors in the future (e.g., Tronick, 1989). Laughter from interaction part-
ners also rewards desirable social behavior in adults (Owren & Bachorowski, 2001). And through
their informative, evocative, and incentive functions, emotional expressions give structure to our
social interactions and relationships.
Given these three functions of emotional expression, Oatley (2009) proposed that emotional
expressions provide outline structures for specific kinds of relationships: when we see a smile,
we feel happy and smile back, disposed to affiliate. We see tears, we feel sad, and are prompted to
help. We see a frown, begin to feel angry, and become prepared for the possibility of conflict and
the negotiation about something that has gone wrong in a relationship. When we hear someone’s
expression of alarm, we feel frightened ourselves. Each kind of pattern of emotional expression
configures a particular kind of relationship. Think of it like this. On the stage, an actor learns
a script, a set of words. The actor’s job is to use the words and depict character-emotions that
support certain relationships with other characters. In ordinary life, there’s something like the
inverse: emotions provide us with scripts not of words, but of relating—in happy cooperation, in
sad disengagement, in angry conflict, in shared fear, and so on—and we supply fitting words in
our interactions with each other.
Cultural Variation in Emotional Expression 111
Cultural Variation in Emotional Expression
If you have traveled abroad, you may have been struck by how similar emotional expression is in
different cultures. Stroll in a zocolo (square) in rural Mexico or market place in Thailand or wait
at a bus stop in Nigeria and you’re likely to be impressed by the many similarities in emotional
expression across cultures. You’ll see children smiling and laughing as they play. Courting ado-
lescents reveal their affections in coy expressions. People arguing furrow their brows or sneer in
disdain in recognizable ways. In this chapter, we have seen evidence that speaks to the universal-
ity of emotional expression.
At the same time, you will also see cultural variation in emotional expression. You might
arrive at the notion, as did early cultural researchers, that cultures vary profoundly in which emo-
tions they are more likely to express. For example, Briggs (1970) wrote that the Inuit who live in
the Canadian Arctic (colloquially referred to as Eskimos) do not express anger. In a similar fash-
ion, you might become convinced that people from a certain culture seems to be more emotion-
ally expressive. Consider one such study: friends were observed conversing with one another for
15 minutes, and in Puerto Rico those friends touched each other 110 times, whereas in England
the friends never touched! (Jourard, 1966).
Cultural Variation in Expressive Behavior
Researchers have identified three ways that members of different cultures vary in their emotional
expression. First, members of different cultures vary in the intensity of the emotional expression,
in particular of those emotions that are more focal in the culture. For example, Tracy and Matsu-
moto (2008) found, in their study of the emotional expressions of Olympic athletes, that competi-
tors from more collectivist cultures expressed more intense shame displays (head droops, postural
constrictions) upon losing, which is consistent with the more pronounced emphasis on modesty
and not standing out in collectivist cultures. Guided by her thesis that cultures will express emo-
tions they value more with more intense expressive behavior (see Chapter 3), Jeanne Tsai and her
colleagues documented that US government officials, business executives, and university leaders
smile with more intense and excited smiles than leaders in China (Tsai et al., 2016).
A second way in which members of different cultures vary in their expression is how they
regulate their expressive behavior according to culture-specific display rules. Recall in Chap-
ter 3 we learned that people are much more likely to suppress the expression of emotion in highly
collectivist cultures like Japan (e.g., Matsumoto et al., 2009). This is in keeping with the notion,
more pronounced in collectivist cultures, that emotional expression makes the individual stand
out and potentially disrupts social harmony by imposing upon others.
Finally, recent studies reveal that cultures develop unique dialects in which they express emo-
tions in culturally specific ways. To understand how this is so, Hillary Elfenbein and Ursula Hess
have offered their emotion dialect theory (Elfenbein et al., 2007). They reason that emotional
expression is likely to function much like language, such as English. Namely, languages have
elements—select phonemes, words, forms of syntax—shared by its speakers, as well as dialects,
or specific variations of the language, in sound and word use that are specific to a geographical
region. For example, although standard English is common to the English people, speakers from
different regions, for instance, London or the Midlands, speak their own dialects, with unique
words, phrases, and accents and forms of prosody.
In extending this idea of dialect to emotional expression, Hess and Elfenbein predicted that
people of different cultures will express emotions with prototypical elements of the expression,
but develop shared and culturally specific ways of expressing each emotion. As one concrete
CommuniCation of Emotions112
example, whereas across different cultures people recognize embarrassment in its prototypical
display—the downward gaze, inhibited smile, head turn, and face touch—throughout much of
Southeast Asia, the tongue bite and shoulder shrug combine to form an emotional dialect that
expresses embarrassment (Haidt & Keltner, 1999).
Several recent studies speak to the prevalence of cultural variations in dialects in emotional
expression. In these studies, people from different cultures, including Canada, Africa, India,
Japan, South Korea, China, and the United States, were given a definition of different emotions
or a situation likely to produce the emotion, and then asked to express the emotion with any
behavior that felt natural (e.g., Cordaro et al., 2017; Hess et al., 2007; Laukka et al., 2016).
These patterns of expression were then analyzed for their specific facial and bodily move-
ments, identifying what is universal and how prevalent culturally specific dialects are. A first
generalization is just how pervasive emotion dialects are. In one study that looked at expres-
sions of 22 emotions, every emotion was found to have a dialect specific to the culture, and
about 25 percent of an individual’s expressive behavior across emotions was a dialect (whereas
50% of an individual’s expressive behavior adhered to the universal prototype) (Cordaro et al.,
2017). Second, it looks as though dialects are more likely to emerge for emotions that are more
directly involved in social interactions, such as anger, happiness, or shame, than emotions that
are less directly involved in social interactions, such as disgust or fear (Elfenbein et al., 2007).
It would seem that the emotions that are more highly social may vary more across cultures.
Cultural Variation in the Interpretation of Emotional Expression
Emotional expressions signal information about the sender’s intention, their relationship to oth-
ers, and their appraisals of people and objects in the environment. Given that cultures develop
specific belief systems about emotion, intentions, traits, selves, and relationships, one is likely to
observe considerable variation in the interpretation of the meaning of an emotional expression
(Barrett et al., 2011). In keeping with this thinking, individuals from different cultures differ in
the emotional intensity that they attribute to facial expressions of emotion (Matsumoto & Ekman,
1989). For example, Japanese participants tend to attribute less intense emotion than Americans
to all facial expressions of emotion (Biehl et al., 1997; Matsumoto et al., 2002; Matsumoto et al.,
1999). Why might these differences occur? Matsumoto et al. (1999) compared American and
Japanese judgments of the intensity of the outward display and of the inner experience. Japanese
people assumed that the display and inner experience of emotion were the same. Americans, in
contrast, indicated that the external display of emotion was more intense than the inner experi-
ence, consistent with the emphasis in the United States on expressing feelings (see also Matsu-
moto et al., 2009, discussed in Chapter 3).
As we discussed in the previous chapter, members of collectivist cultures tend to rely on
more contextual information in constructing the meaning of emotional expressions, a tendency in
keeping with the more general tendency for people to look to the social context rather than inside
the individual to make sense of behavior.
Culture shapes the brain’s responses people show to emotional expressions, in ways that are
in keeping with cultural differences in the valuing of emotions. BoKyung Park and their col-
leagues presented images of more intense, excited smiles and less intense, calm smiles to Chinese
and European American students while their brains were being scanned (Park et al., 2016). In
keeping with Jeanne Tsai’s theorizing about the cultural valuation of emotion, the Chinese stu-
dents showed greater activation in reward-related circuits—the ventral striatum and caudate—in
response to the calm smiles, whereas the US students showed more reward-related activation in
response to the excited smiles.
Communication of Emotion in Art 113
Communication of Emotion in Art
In the experience of some of your emotions, you may feel drawn to artistic expression. In a
state of despair or longing, you might feel inclined to write a story, play the guitar, or paint
abstract patterns. When euphoric about a new loved-one, you might write poetry or songs, or
find cinematic images arising in your mind. Art is a kind of communication. Unlike a smile or
a grumble, however, which are ephemeral, art persists in time and can travel beyond its place of
inception (Oatley, 2003). Unlike flint tools, or saucepans, or computers, or bicycles, which are
made to be useful, works of art are often thought of as expressions of emotion that attain cultural
significance.
Art emerged in human evolution relatively recently, long after the emergence of language.
A factory for making ochre, used for painting bodies or objects in the spirit of beautification,
has been found that is 100,000 years old (Henshilwood et al., 2011). The oldest human art
objects, shells drilled to make beads for necklaces, are from 82,000 years ago (Bouzouggar
et al., 2007). Neanderthals also made such necklaces; Hoffmann et al. (2018) found traces of
these from even older times. Such ornaments speak, perhaps, to an emotional interest in aes-
thetics and beauty.
The evidence of ritual burials from around 40,000 years ago (Bowler et al., 2003) implies that
by then emotionally moving stories were being told of people who were dead but alive again on
another plane of existence. The earliest known human cave paintings date back to 31,000 years.
(Chauvet, Deschamps, & Hillaire, 1996). Attraction to paintings and other works of art is now
thought to be subject to emotionally evolved preferences (Dutton, 2009; Kawabata & Zeki, 2004).
The emotionally important communication of music is at least 43,000 years old as shown by the
finding of a flute of that age (Huron, 2003).
As Mithen (1996, 2001) puts it, signs such as these indicate the cognitive ability for meta-
phor. A metaphor often links something immediate and something imagined, so when Shake-
speare’s Hamlet said, “Denmark’s a prison,” Denmark was present but the prison was that of
his imagination. Unlike useful objects, which are what they are, objects of art are both what
they are and are something else. A shell is both a shell and a bead for a necklace. A cave paint-
ing is both a set of marks on a wall and a rhinoceros or an auroch (an extinct species of a type
of wild cattle). Human burial indicates that someone is both dead and alive in some way or in
one’s memory, and stories about this person may be told. Such artistic products have emotional
significance.
Reflection and Cultivation: Improving Your Emotional Intelligence
In this chapter, you have learned about the languages of
the face, voice, and touch, through which we communicate
emotion. Throughout this book, you will learn how central
emotional communication is to social adjustment. People
who have pronounced abilities to communicate emotion and
perceive emotion, who have high levels of emotional intelli-
gence, fare well in all manner of relationships (see Chapter 9).
People who struggle to read the emotions of others, like chil-
dren with Autism, have difficulties with social adjustment.
Given these findings, we suggest the following. Do
you want to get a sense of how good you are at read-
ing facial expression and vocalization? Go to the website
greatergood.berekeley.edu and take the emotional intel-
ligence quiz, as millions of others have. See how well you
do. Which emotions proved hard to judge for you, if any?
Why? What did you learn about how emotion is communi-
cated in the face and voice?
http://greatergood.berekeley.edu
CommuniCation of Emotions114
Art differs widely from society to society, from epics of ancient Babylon, to the legends of the
Bhagavad Gita, to the bronzes of Benin, to the jazz of New Orleans. It has long been believed that
in expressing our emotions in art, we come to understand them more deeply. As the dancer and
choreographer Martha Graham put it: “The difference between the artist and the non-artist is not
the greater capacity for feeling. The secret is that the artist can objectify, can make apparent the
feelings we all have” (cit. Gardner, 1993, p. 298).
Four Hypotheses from the Idea of Romanticism
This notion—that art is about the expression of feeling—was the central theme of the intel-
lectual and historical movement of Romanticism (Oatley, 2003), which we discussed in the
previous chapter, and which we will use to organize our treatment, here of emotional expression
in art. The Romantic idea translates into four hypotheses about the communication of emotion
in art.
As Collingwood (1938) argued in The Principles of Art, sometimes we experience emotions
that we do not consciously understand, and this prompts us to explore them by expressing them
in a language, for instance of words of poetry, prose, or screenplay, or in music, or in painting, or
sculpture. In that way we can better understand these inchoate emotions, and those who engage
in the art can do so in a kind of resonance with it. So this is the first hypothesis of the Romantic
idea: sometimes the meanings of emotions are unclear, when we also know these emotions are
important. Does this happen to you? Oatley and Duncan (1992) found that the proportion of eve-
ryday emotion incidents recorded in structured diaries that had some aspect that participants did
not understand varied between 5 and 25 percent in different samples.
A second claim of the Romantic idea is that this exploration involves creative expression.
Emotions tend to occur when expectations are not met, or when plans meet vicissitudes, when
we have no ready answer to some pressing concern. Thus, they often demand a creative response
(Averill & Nunley, 1992). Art is a creative activity of expressing, and thereby understanding,
such emotions. Djkic, Oatley, and Peterson (2006) found by comparing the words used in
interviews by fiction writers and physicists that the writers were preoccupied by emotions,
particularly negative emotions, in ways that the physicists were not. To investigate further the
relation of emotions to creativity, Csikszentmihalyi (1996) and his students interviewed 91
exceptionally creative people, including many artists. One of the themes that emerged is indeed
that creative expression arises out of emotional experience. Here, for instance, is an excerpt
from Hilde Domin, a leading German poet, in her seventies at the time of the interview. In her
poetry, she says:
[The emotion] gets fulfilled, I guess. You know what was in you, and you can look at it
now. And it is a kind of catalyst . . . You are freed for a time from the emotion. And the
next reader will take the place of the author, isn’t it so? If he identifies with the writing
he will become, in his turn, the author.
(Csikszentmihalyi, 1996, p. 245)
A third hypothesis that derives from the Romantic idea is that artistic expression often itself
takes on themes and dynamic forms of emotions. For example, if you take to painting while
enraged in the aftermath of a bitter breakup, your painting might have emotional tones of your
rage and despair. Fiction that you write about a tragic childhood might center upon themes of
loss and longing.
Communication of Emotion in Art 115
Further evidence of this third proposition, not so much in terms of themes as of dynamics,
has been offered for music by Gabrielsson and Juslin (2001) and Juslin and Laukka (2003).
They observed that the voice and music share many emotionally expressive properties, with
acoustic features that the performer enacts, such as tempo, loudness, timbre, and pitch. This
may account for how instruments such as the violin, cello, organ, slide guitar, and saxophone
can resemble the human voice. In the words of the famous composer Richard Wagner, “the old-
est, truest, most beautiful organ of music, the origin to which alone our music owes its being,
is the human voice.” The philosopher Susan Langer arrived at a similar conclusion: “Because
the forms of human feeling are much more congruent with musical forms than with forms of
language, music can reveal the nature of feelings with a detail and truth that language cannot
approach” (1957, p. 235).
In an analysis of the cues that people use to infer emotion from the voice and music, Juslin
and Laukka (2003) found support for the claim that emotion is communicated in the voice and
in music with similar acoustic parameters. They found that tempo, loudness, and pitch were used
by listeners of vocal communication and music alike to infer that anger, sadness, happiness, and
tenderness were being communicated. More recently, Talia Wheatley and her colleagues have
found that people in dramatically different cultures, including a remote community in Cambodia,
use the same dynamic qualities (direction, size, rate, smoothness) to create music and animated
movements to express several emotions (Wheatley et al., 2013).
A fourth hypothesis inspired by Romanticism is that readers or spectators of art should experi-
ence emotions that are communicated in art. The Passionate Muse: Exploring Emotion in Stories
(Oatley, 2012) is about how fiction embodies themes both of characters’ emotions and of the
reader’s own emotions. It is a hybrid book: a seven-part novella written for the book, together
with psychological discussions of the emotions of each part.
People respond emotionally to the emotional content of art (e.g., Lipps, 1962). We experi-
ence the emotions of protagonists in novels or films based on human action (Tan, 1996). We soar
toward the heavens in the vaulted space of a great cathedral. Kreitler and Kreitler (1972) have
even found that 84 percent of the time visitors to museums will unwittingly imitate in their bodies
the postures conveyed in sculptures.
How accurate are we in recognizing the emotion communicated in art? Within the domain of
music, Gabrielsson and Juslin (2003) and Juslin and Laukka (2003) reviewed studies in which
a performer was asked to sing a brief melody with no words and attempt to communicate anger,
fear, happiness, sadness, joy, and, on occasion, tenderness or love. The listener was then asked,
in a forced choice paradigm, to choose the word from a list of words that best matches the emo-
tion conveyed in the performance. Across over a dozen studies of this kind, listeners on average
achieved accuracy rates of about 70 percent, which is comparable to the accuracy with which we
perceive emotion in the face and voice.
Aesthetic Emotions in the Natyasastra
Are there benefits to understanding and feeling the emotions expressed in art? The possibility
that our health and well-being are enhanced through emotional expression in art is supported by
recent studies of how people benefit from arts therapy (Stuckey & Nobel, 2010). With increas-
ing frequency, people suffering from depression, or at risk for dementia, or an abusive marriage,
or who are grappling with cancer or other diseases, are given the opportunity for arts therapy.
They can paint to represent their disease, such as a heart condition. Or they can listen to music in
hospital or group therapy settings. Or they might write poetry to represent a trauma in the family.
Or the elderly might be provided the opportunity to dance or practice Tai Chi in a nursing home.
CommuniCation of Emotions116
These therapies are now being studied systematically, and a review of this evidence suggests that
expressing emotion through art reduces anxiety, increases calm, can lead to better physiological
profiles (e.g., reduced blood pressure), and can bring enhanced community and a sense of well-
being (for review, see Stuckey & Nobel, 2010).
As you will recall from Chapter 1, Aristotle offered one analysis of the healing benefits
of expressing emotion through art in his formulation of katharsis, wherein he reasoned that
drama expresses many of the universal predicaments and conditions of humanity, and these
meanings could be clarified. In drama, people suffer, they face mortal danger, they fall in love,
they encounter infidelity, they strive for difficult goals. In viewing dramatic expressions of
emotion, the spectator arrives at a clearer understanding of his or her own emotions. Freud
arrived at a similar view, arguing that art allows us to express aspects of inner emotional con-
flicts in disguised forms that allow some satisfaction of expression while avoiding censure
(1904/1985).
What about the everyday benefits of art, when we are not suffering from more acute physi-
cal or psychological conditions? Juslin and his colleagues randomly beeped people on their cell
phones during the day and found that about 40 percent of the time young adults were listening
to music, and most typically felt contentment, perhaps due to insights they gained into their own
emotions (Juslin et al., 2008). Mar, Oatley, and Peterson (2009) found that the more fiction (but
not nonfiction) people read, the greater was their empathy for others; the effect was not due to
empathetic people being more likely to read fiction. This effect has now been replicated many
times (Oatley, 2016).
One of the most sophisticated treatments of emotional expression in art is found in a Hindu-
Indian treatise, the Natyasastra, attributed to Bharata from around the second-century BC
(Bharata Muni, 200 BC). In this text, there are specific descriptions of how actors and dancers
are to express emotions in performance. Hejmadi, Davidson, and Rozin (2000) presented par-
ticipants in India and the United States with videotapes of Hejmadi’s own renditions in dance of
10 different emotions (she performed as a dancer in India for 20 years). The performances largely
involved face and hand movements for: anger, disgust, fear, heroism, humor, love, peace, sad-
ness, lajya (embarrassment/shyness/ modesty), and wonder. Each video clip lasted between 4 and
10 seconds. Remarkably, in both forced choice and free response exercises, observers were well
above chance, achieving accuracy rates between 61 and 69 percent, in judging the 10 emotions
communicated with dance and gesture.
In the Natyasastra, Bharata also discusses the theory of rasas, which are distinct aesthetic
emotions. They have recently been discussed in Western theories of emotions (Hogan, 1996;
Oatley, 2004c; Shweder & Haidt, 2000). Each rasa corresponds to an everyday emotion. But
the idea of the ancient theorists was that in a rasa one would be able to experience and under-
stand more clearly, without—as they put it—being blinded by our usual thick crust of egotism
that covers our eyes. In Indian texts on rasas, the usual mapping is between everyday emotions
and rasas.
Pursuing our interest in communication in this chapter, we have taken a slight liberty with
this tradition in Table 4.3, in which we list emotions as enacted by an actor, the Sanskrit name of
the corresponding rasa, and its approximate translation to indicate what would be experienced
by the spectator. Seeing an actor suffering and sorrowful, for example, produces an aesthetic
emotion of compassion, though because it is an aesthetic emotion it also includes the pleasure
of understanding and insight. Seeing a performer persevere against all odds—a frequent theme
in stories—inspires a heroic feeling in the spectator. A recent movement in Western theater has
been to train actors in the theory of rasas (Schechner, 2001). You may also like to observe that
each emotional theme in Table 4.3 corresponds to a particular genre (love story, comedy, trag-
edy, and so on).
Summary 117
Within the Natyasastra’s analysis of aesthetic emotion is the possibility that in viewing the
artistic portrayal of emotion, we are free of the burdens of the ego and find aesthetic delight. This
possibility has intrigued scientists working in a new discipline known as neuroaesthetics (e.g.,
Zeki, 2004). A recent review of how our brains respond to different forms of art, from paintings
to sculpture to dance, highlights the prescient wisdom of the Natyasastra that there is something
special in the appreciation of artistic portrayals of emotion (Kirsch, Urgesi, & Cross, 2015). Stud-
ies within this tradition find that when viewing art our sensory and perceptual regions of the brain
are activated, as one would expect, but so too are two areas. A first involves regions you will learn
of later such as the nucleus accumbens and the orbitofrontal cortex, which are involved in our
experiences of reward and delight. A second is the motor cortex area that enables specific physi-
cal action. In viewing the artistic expression of emotion, then, we find delight and the impulse to
our own action.
Emotions, then, are communicated in everyday life, but these communications are usually
ephemeral. So important are emotions to us, however, that artists have devised many forms of
expression that communicate emotions in longer-lasting ways that enable us to experience them
in new ways and to reflect on them.
S U M M A R Y
In this chapter we examined the communication of emotion in
the face, voice, and touch, as well as in art. We began by break-
ing down the realm of nonverbal behavior into five categories:
emblems, illustrators, regulators, adaptors, and emotion displays.
We considered how emotion displays, such as smiles of enjoy-
ment, differ from nonemotional expressions, like polite smiles, in
terms of duration and incorporation of involuntary actions. We then
considered the different ways that humans communicate emotion.
We reviewed the studies of the universality of facial expression
of emotion. We considered how vocal communication permeates
communicative acts like laughter and how people communicate
emotion in the voice. We then turned to a less well-studied channel
of emotional communication: touch. From the first moments of life,
touch functions to soothe, to signal safety, to gain compliance, and
as a reward, and recent evidence suggests that humans can com-
municate several different emotions with brief touches to the arm,
including love, gratitude, and sympathy. We next considered how
emotional expression shapes social interactions and varies across
cultures. Finally, we considered how emotion is communicated in
art, exploring this question from the perspective of Romanticism.
This perspective suggests four propositions: emotions that we don’t
fully understand motivate us to explore their meaning, this explo-
ration is creative, artistic expression often takes on themes and
qualities of expressive channels such as the voice, and observers
experience emotions in engaging with art. We concluded this chap-
ter with a discussion of the ancient Indian text, the Natyasastra,
and its portrayal of how emotion is expressed in dance and drama
and the nature of aesthetic emotion.
Table 4.4 Emotions as performed by actors, rasas, and English translations
of them as aesthetic emotions that spectators may experience
Performer’s emotion Rasa Spectator’s emotion
Sexual passion sringara Love
Amusement hasya Amusement
Sorrow karuna Compassion
Anger raudra Anger
Fear bhayanaka Terror
Perseverance vira Heroism
Disgust bibhatsa Loathing
Wonder adbhuta santa Awe
CommuniCation of Emotions118
T O T H I N K A B O U T A N D D I S C U S S
1. Spend 10 minutes observing interactions in a group of friends,
and take note of the different emblems, illustrators, regulators,
and adaptors that you observe. What did you see?
2. Think about Darwin’s principle of serviceable habits. How
would you use this principle to explain why we express a
particular emotion as we do; try this for disgust, or embarrass-
ment, or gratitude.
3. Consider a favorite piece of music. What insights has it given
you into your emotions?
F U R T H E R R E A D I N G
For Ekman’s view of facial expression of emotion:
Ekman, P. (1993). Facial expression and emotion. American Psychologist,
48, 384–392.
For many recent approaches to facial expression:
Russell, J., & Fernandez Dols, J-M. (2017). Facial expression. New York:
Oxford University Press.
For a more recent evolutionary perspective on emotional expression:
Shariff, A. F., & Tracy, J. L. (2011). What are emotion expressions for?
Current Directions in Psychological Science, 20, 395–399.
For an extensive review of facial expression:
Keltner, D., Sauter, D., Tracy, J., McNeil, G., & Cordaro, D.T. (2016).
Expression. In L. F. Barrett (Ed.), Handbook of emotion. (pp. 467–482).
New York, NY: Guilford Press.
For a review of how emotions are communicated in musical performance:
Juslin, P. N. (2010). Expression and communication of emotion in music
performance. In P. N. Juslin & J. A. Sloboda (Eds.), Handbook of music
and emotion (pp. 453–489). New York: Oxford University Press.
For a recent consideration of emotional expression in fiction:
Oatley, K. (2016). Fiction: Simulation of social worlds. Trends in Cogni-
tive Sciences, 20, 618–628.
For a recent study on the vocal expression of emotion:
Laukka, P., Elfenbein, H. A., Thingujam, N. S., Rockstuhl, T., Iraki, F. K.,
Chui, W., & Althoff, J. (2016). The expression and recognition of emo-
tions in the voice across five cultures: A lens model analysis based on
acoustic features. Journal of Personality and Social Psychology, 111,
686–705.
119
5Bodily Changes and Emotions
A cold sweat covers me, and trembling seizes me all over.
Sappho (circa 580 BCE)
Ph
ot
o
Cr
ed
it:
A
lin
ar
i/A
rt
R
es
ou
rc
e
FIGURE 5.0 Bernini: St. Teresa. Of this sculpture Gombrich
(1972, p. 345) says that Bernini has “carried us to a pitch of emotion
which artists had so far shunned.”
CONTENTS
Early Theorizing About Emotion and Bodily
Changes
Emotion and the Autonomic Nervous
System
Directed Facial Action and Physiological
Differentiation of Negative Emotion
Autonomic Response and Positive Emotion
Vagal Tone and Compassion
The Blush
The Chills
Emotion and the Neuroendocrine System
The Hypothalamic–Pituitary–Adrenal Axis
Emotion and the Immune System
The Inflammation Response
Bodily Changes and Emotional Experience
Representations of Emotions in the Body
Interoception
Embodiment, Cognition, and Social
Interaction
Gut Feelings and Decision Making
Embodied Empathy
Summary
To Think About and Discuss
Further Reading
Bodily Changes and emotions120
In 1977 the Voyager 1 spacecraft launched into space from Cape Canaveral Florida, designed
to fly by Jupiter and Saturn and eventually leave our solar system. Today, just over 40 years later,
the spacecraft is over 13 billion miles from where you are sitting reading this book.
Contained within the Voyager 1 is the Golden Record. This album includes sounds and
images selected by a committee led by renown astronomer Carl Sagan, whose charge was to
represent life on Earth, in the event that the Voyager 1 ever cross paths with extraterrestrial life.
On the Golden Record are explanations of DNA and sexual reproduction, the very foundation
of life. The record has images of insects, plants, and animals, and sounds of different mam-
mals, examples of the Earth’s biodiversity. In the spirit of human ethology, there are images of
people doing everyday things, from eating to playing with children. To capture human culture,
there are photographs of buildings, maps, and pages from important books, some mathematics,
as well as a variety of musical selections, from the music of Mozart to Chuck Berry’s “Johnny
B Goode.”
The Golden Record also includes an hour of recordings of the brain and heart rate activity of
Ann Druyan, who helped design the record. More specifically, you can see images of the patterns
of activation in her brain and heart as she experienced different emotions, including her love for
Dr. Sagan, with whom she had joined during the making of the album. Should extraterrestrial life
ever listen to the Golden Record, perhaps they would learn something about human emotion by
looking at the recordings of the heart as one woman thought of her new love.
The idea that our emotions—in Druyan’s case love—are based in bodily changes is an old
one. In many languages people speak of emotions as being located in the heart, or the liver, or the
stomach. Metaphors for emotion—“butterflies in the stomach,” “broken heart”—are suggestive
of this possibility as well, that emotions are represented in changes in the body.
As you will recall from Chapter 1, this idea received its most systematic early treatment
by William James. His argument, that bodily changes make up the experience of emotion,
yields three questions that are at the heart of this chapter. The first is simple conceptually, but
difficult empirically. Is there emotion-specific activation in bodily systems? A second is: to
what extent is the experience of emotion based on activation of different bodily systems? And,
finally, to what extent do the bodily responses of emotion serve as guides to our social thought
and behavior?
Early Theorizing About Emotion and Bodily Changes
William James corresponded regularly with his brother, Henry, who became famous as a novelist.
Their letters often refer to their physical ills and bodily sensations—vivid descriptions of back
pains, upset stomachs, muscle tension, tingly veins, and bodily fatigue. The two brothers’ near
obsession with physical sensations provides a personal clue to an idea that William James pro-
posed, in 1884, that would turn the field of research on emotions on its head.
Most writers until that time had argued that the experience of an emotion is a response to
an emotionally exciting event. Emotional experience, in turn, generates emotion-related bod-
ily changes, including actions in the social context. James altered this sequence, and (as we
described in Chapter 1) located the origins of emotional experience in the body. For him, the
sequence was: (a) exciting event, (b) bodily responses to the event, and (c) perception of these
bodily responses as the experience of emotion. This would prove to be a controversial thesis, the
repercussions of which continue today.
Poets have known for more than 2,500 years that bodily changes such as heart palpitations,
sweats, trembling, heart flutters, blushes and flushes, muscular tension, muscle movements,
tears, and chills are involved in our experience of emotion. Yet James would take this idea further.
Early Theorizing About Emotion and Bodily Changes 121
He contended that every emotion, from anger to sympathy to the awe or ecstasy you might feel at
a concert of your favorite band, involves a distinct “bodily reverberation.” The bodily responses
James considered are myriad and include patterns of breathing, blood flow, heart palpitations,
trembles, and goosebumps as well as activities of glands such as the lacrimal glands that produce
tears. Muscle movements of different kinds, when we prepare for fleeing or to strike or crouch or
embrace, are involved. So too, James posited, are organs such as the liver and stomach. Emotion
is the perception of such reverberations in all the different systems of the body that lie below our
brainstem (Price & Harmon-Jones, 2015).
How did James arrive at this view? Largely through thought experiments. He asked his reader:
What would be left of fear or love or embarrassment, or any emotion if you took away the
physiological sensations such as the heart palpitations, trembling, muscle tensions, sensations in
the skin, and blush? A purely intellectual state, James reasoned. Emotion would be absent. As
another kind of evidence, James noted that people in mental asylums suffer from “unmotived”
emotions such as fear, anger, or sadness; their bodies produce responses that lead to intense emo-
tions in the absence of any event in the environment. For James, “our mental life is knit up with
our corporeal frame.”
James’s theorizing was not without its early critics. Walter Cannon was first a student, then a
colleague, of William James at Harvard University. He was unconvinced by James’s arguments
about emotion (Cannon, 1927, 1929). He proposed that bodily changes are produced by the brain
and that many different emotions involve exactly the same general activation of the sympathetic
autonomic nervous system, an alternative hypothesis we shall soon consider.
Cannon offered several more specific critiques of James’s theorizing that are worth bearing in
mind as we consider the evidence on emotion and bodily changes. Specifically, Cannon argued
that bodily responses associated with emotion—shifts in heart rate, shallower breathing, sweaty
palms, goosebumps—are too nonspecific to account for the many distinctions people make in
their emotional experience, for instance, between gratitude, compassion, love, desire, triumph,
and pride. Cannon questioned whether we are sensitive enough to the changes in our bodily
systems to give rise to our experience of emotion. This question has spawned a literature we will
consider that centers upon “interoception”—the sensitivity to internal events in the body, and
how this sensitivity shapes emotional experience. The specificity and nuance of different emo-
tions, Cannon contended, was to be found not in the body, but in the brain.
Now, over 130 years later, we know that emotional experience arises both in the body and
in the brain. Understanding these mind–body connections is the focus of our next two chapters.
Significant Figure: William James
William James was born in 1842, eldest of five talented
children. William’s father, a dreamer, a bit of a crank, a man
of leisure with independent means, had inherited from his
own Irish immigrant father a large house in New York, where
William was born. William’s mother Mary was the practical
one of the family. His brother Henry, born in 1843, became
one of the world’s great novelists, while his only sister, Alice,
as talented as her brothers, was not able to overcome the
barriers to women in that period, and declined into chronic
health ailments and invalidism. The family led an affectionate
but chaotic life, with a potpourri of educational experiences
for the children, including a procession of governesses and
tutors, long stays in Europe, and periods in private experi-
mental schools. At the age of 18, William studied art for a
year, and then took up chemistry. Two years later he changed
to medicine, gaining an MD degree in 1869. He obtained an
instructor’s post in physiology at Harvard in 1872.
In 1878, a turning point occurred: he met Alice Gibbens
who introduced a degree of organization into his life, shared
his interests, and helped him concentrate his energies.
From then on, his hypochondria, which had been disabling,
decreased. In 1885, James became Professor of Philosophy.
Bodily Changes and emotions122
Emotion and the Autonomic Nervous System
When William James wrote of “bodily reverberations,” he was referring to what scientists call the
autonomic nervous system, the neuroendocrine system, and the immune system. Here we first
consider the autonomic nervous system and its role in human emotion.
As you can see in Figure 5.1, the autonomic nervous system consists of two branches that
receive neural signals from regions of the cortex, the amygdala, and the hypothalamus, among
other areas in the brain. Broadly speaking, the autonomic nervous system maintains conditions
in the body through activities such as blood flow, glucose production, and digestion that ena-
ble different kinds of action, from soothing to fight or flight to affiliation and sexual behavior
(Mendes, 2016).
The parasympathetic autonomic nervous system consists of nerves that originate at the top
and bottom of the spinal cord. The parasympathetic system decreases heart rate and blood pres-
sure. It facilitates blood flow by dilating certain arteries. It increases blood flow to erectile tissue
in the penis and clitoris, and thus is essential to the sexual response. It increases digestive pro-
cesses by moving digested food through the gastrointestinal tract. The parasympathetic system
also constricts the pupil and bronchioles. It stimulates the secretion of various fluids throughout
the body, including those in the digestive glands, salivation, and tears. It is thought to play a role
in digestion, relaxation, and social connection, as we shall see.
The sympathetic autonomic nervous system involves over a dozen neural pathways origi-
nating in middle of the spinal cord. It increases heart rate, blood pressure, and cardiac output. It
produces vasoconstriction in most arteries. It shuts down digestive processes and is associated
with contractions in the reproductive organs that are part of orgasm. The sympathetic system
leads to the contraction of the piloerector muscles that surround the hairs on the arms, neck
and back, which helps with thermoregulation (and is involved in experiences of awe). And it
increases many processes that provide energy for the body, including the freeing of fatty acids
in the blood stream, and reduces activity of natural killer cells, which are involved in immune
responses. Given these effects, many have argued that the sympathetic system helps prepare the
body for fight or flight responses.
With ever-increasing precision, psychologists measure the autonomic nervous system in
over 30 different ways, in setups such as that seen in Figure 5.2 (Kreibig, 2010; Mendes, 2016).
Given that 20 different neural bundles of the ANS produce so many changes throughout
the body, James thesis of emotion-specific physiology is plausible: perhaps emotions have
distinct patterns in this complex system of the body (Janig, 2003). Let’s now turn to the
evidence.
He was the founder of American Psychology, and influenced
the philosophical school of Pragmatism, whose adherents
included John Dewey. James was an amiable, tolerant,
widely read man, with a gift for thoughtful literary expres-
sion. His Principles of Psychology is regarded still as the best
textbook that psychology has had.
Besides his Principles of Psychology, James’s theory of
emotions as end-points, as experiences of bodily changes
that occur as a result of actions, is the work for which he
is best known. It has continued to be influential, but not
many Jamesians will tell you that James himself seemed to
give up his own theory. In his only large-scale research pro-
ject, which he published in 1902 as Varieties of Religious
Experience, there is nothing of his theory of emotions as
end-points. Instead, in this book, James found that in reli-
gious conversions emotions are causes. They are prime-
movers by which people could change their identities and
their lives (Oatley & Djikic, 2002).
Emotion and the Autonomic Nervous System 123
Directed Facial Action and Physiological Differentiation
of Negative Emotion
In the 1970s, Paul Ekman and Wallace Friesen developed the Facial Action Coding System, an
anatomically based coding system that identifies the activity of facial muscle movements based
on changes in the visible appearance of the face. In doing this, they devoted thousands of hours
to moving their facial muscles, noting how these movements created new creases, wrinkles, dim-
ples, bulges, and changes to the appearance of the face. In the course of this detailed work,
Ekman noticed the following: moving facial muscles changed how he felt. When he furrowed the
brow, his heart rate seemed to increase and his blood pressure rose. When he wrinkled the nose
Dilates pupil,
inhibits tears
S
ym
p
at
he
tic
T
ho
ra
ci
c
an
d
Lu
m
ba
r
P
ar
as
ym
p
at
he
tic
C
ra
ni
al
a
nd
S
ac
ra
l
Stimulates
secretion of
epinephrine and
norepinephrine
by adrenal
medulla
Inhibits
digestive
system
Constricts blood
vessels in skin
Stimulates
glucose
release
Stimulates
sweating
Speeds
heartbeat
Slows
heartbeat
Lungs
Constricts
airways
Relaxes
airways
Inhibits salivation Stimulates
salivation
Constricts pupil,
produces tears
Liver
Pancreas
Stimulates
digestive
systemStomach
Small intestine
Large intestine
Contracts
bladder
Rectum
Relaxes
bladder
Stimulates
sexual
arousalStimulates
orgasm
Parasympathetic:
Preganglionic neuron
Postganglionic neuron
Sympathetic:
Preganglionic neuron
Postganglionic neuron
FIGURE 5.1 Anatomical diagram of the human autonomic nervous system.
Bodily Changes and emotions124
and stuck out the tongue, his heart seemed to slow down. Might moving facial muscles into emo-
tion configurations produce specific autonomic activity? Both Darwin and James had written of
this possibility; now the field needed an empirical test.
To examine this possibility, Robert Levenson and his colleagues developed the directed facial
action task (Ekman, Levenson, & Friesen, 1983; Levenson, Ekman, & Friesen, 1990). They had
participants follow muscle-by-muscle instructions to configure their faces into the six different
expressions of the emotions that Ekman and Friesen had studied in New Guinea. For one expres-
sion, participants were instructed to do the following (Try it yourself):
1. Wrinkle your nose.
2. Raise your upper lip.
3. Open your mouth and stick out your tongue.
Once participants had made the pose in a fashion that conformed to the emotional expression
(which took some coaching), they held the expression for 10 seconds. As they did so, four meas-
ures of autonomic activity were gathered and compared to a control condition. Table 5.1 presents
results from one study using this task.
C
o
u
rt
es
y
o
f
th
e
B
er
k
el
ey
P
sy
ch
o
p
h
ys
io
lo
g
y
L
a
b
o
ra
to
ry
FIGURE 5.2 In this setup in Robert Levenson’s laboratory, two participants’ autonomic physiology
is recorded as they talk with each other. Receptors help gather measures of participants’ activity, heart
rate, pulse in the finger and ear, galvanic sweat response in the finger, skin temperature, and respiration.
Table 5.1 Emotion-related changes in autonomic physiology observed in the
directed facial action task
Anger Fear Sad Disgust Smile Surprise
Heart rate (BPM) 5.0 5.5 4.2 .70 2.4 .20
Finger temperature .20 −.05 .07 .07 .01 .01
Galvanic skin response .41 .58 .43 .52 .07 .07
Muscle activity –.01 .01 −.01 .01 .01 .00
Source: Adapted from Levenson et al. (1990).
Emotion and the Autonomic Nervous System 125
Let’s put these results in the context of competing hypotheses about physiological specificity.
One hypothesis, in part inspired by Cannon, is that negative emotions—anger, disgust, fear, and
sadness in this study—all involve increased arousal in the sympathetic autonomic nervous sys-
tem. By contrast, three findings portrayed in Table 5.1 point to some physiological specificity for
the negative emotions. First, increases in heart rate occurred for fear, anger, and sadness, but not
for disgust. Second, galvanic skin response (the measure of sweat activity) was greater for fear
and disgust than for anger and sadness. Third, finger temperature was greater for anger than fear,
because in anger blood flows freely to the hands (perhaps to aid in combat), whereas during fear
blood remains near the chest to support flight-related locomotion. These distinctions challenge a
one-arousal-fits-all model of autonomic activity and negative emotion (although see Cacioppo,
Klein, Berntson, & Hatfield, 1993 for critique).
Guided by an evolutionist perspective, Levenson and Ekman conducted a similar directed
facial action study with the Minangkabau, a matrilineal people in West Sumatra, Indonesia
(Levenson, Ekman, Heider, & Friesen, 1992). For the most part, they observed similar auto-
nomic changes associated with four negative emotions. Subsequent studies have replicated these
emotion-specific autonomic patterns in elderly adults, although interestingly, in general, elderly
adults (aged 65 and above) showed attenuated autonomic responses (Levenson, Carstensen,
Friesen, & Ekman, 1991). Perhaps the wisdom people achieve as they age and the greater happi-
ness that they enjoy is in part the result of the quieting of emotion-related physiology.
The DFA is but one approach to studying autonomic specificity of negative emotion. Sylvia
Kreibig has reviewed over 130 other relevant studies (Kreibig, 2010). In these studies, partici-
pants were led to experience emotion through viewing short film clips, or slides, or by imagin-
ing emotionally evocative situations, or engaging in an emotionally charged interaction with
someone else, for example, being insulted or harassed. In her synthesis of these studies, Kreibig
likewise concludes that there are differences in the autonomic patterns of anger, disgust, sadness,
and fear (although see Siegel et al., 2018).
Autonomic Response and Positive Emotion
What about positive emotions, such as amusement, contentment, or awe? In her review, Kreibig
notes intriguing differences in the autonomic patterns of positive emotions (Kreibig, 2010). Con-
sider a couple and see if they correspond to your own experience. Contentment is associated with
reduced heart rate, drops in blood pressure, a slowing of breathing, and an absence of the sweaty
palms produced by the electrodermal response—in sum, a state of bodily calm. Amusement
shows a similar drop in heart rate but blood pressure is actually high—reflective of the tension at
the heart of humor and play and the concomitant state of amusement.
In a more recent study, Michelle Shiota and her colleagues led participants to feel five positive
emotions through viewing emotionally evocative slides and documented that still other positive
emotions vary in their autonomic profiles (Shiota et al., 2011). For example, when viewing slides
evocative of love, participants showed elevated cardiac activity but no vasoconstriction. By con-
trast, when viewing slides evocative of awe (images of vast nature), participants showed evidence
of reduced influence of sympathetic influences upon the heart, a sign of the stillness, and open-
ness associated with awe (see also Gordon et al., 2017). Enthusiasm elicited by viewing slides
that depicted opportunities for winning money led participants to show a sweat response in the
hands, the only positive emotion to produce this electrodermal response typical of sympathetic
activation.
In another research tradition, scientists have studied sexual desire, the intense feelings of
attraction, and interest in sexual behavior. In several studies in which people are presented with
images or films depicting sexual intercourse, people’s reports of sexual desire are correlated with
sympathetic and parasympathetic activation and blood flow to the genital regions (Meston &
Bodily Changes and emotions126
Frolich, 2000). Taken together, positive emotions such as amusement, awe, contentment, sexual
desire, enthusiasm, and love seem to differ subtly in their patterns of autonomic response (see
Kreibig, 2010).
Vagal Tone and Compassion
A defining feature of our evolution as a species is the vulnerability of our offspring, which gave
rise to our capacity for compassion, sympathy, and tenderness (Goetz, Keltner, & Simon-Thomas,
2010). Might specific branches of the autonomic nervous system support compassion-related
feelings and action? Physiologist Stephen Porges thinks so. In a series of provocative papers,
Porges hypothesized that the ventral vagal branch of the parasympathetic ANS is involved in
prosocial emotions such as compassion and love (1998). To make this argument, Porges draws
upon cross-species comparisons to detail three stages in the evolution of the ANS. First to emerge
was the dorsal vagal complex; it is present in reptiles, fish, and mammals and regulates digestive
processes and the immobilization response seen in most species when an individual is attacked.
Next came the sympathetic autonomic nervous system that controls fight and flight behavior.
And last to emerge, and unique to mammals, is the ventral vagal complex. It is controlled by the
vagus nerve and regulates facial muscle actions, head movements that enable gaze activity, and
vocalizations, as well as heart rate deceleration and calm. All of these responses, Porges specu-
lates, are involved in caregiving, a defining feature of mammals.
Researchers measure vagal tone (activation of the vagus nerve) by measuring the relationship
between heart rate and respiration (Grossman & Taylor, 2007). Several lines of evidence suggest
that caregiving-related states such as compassion are associated with elevated vagal tone. For
example, in one series of studies, Jennifer Stellar and her colleagues presented participants with
evocative images of suffering, such as children crying or suffering from malnutrition or cancer
(Stellar et al., 2015). When feeling compassion, participants showed elevated vagal tone, whereas
participants feeling other emotional states—pride or inspiration—did not.
Kok and Fredrickson (2010) assessed people’s vagal tone at the beginning and end of a nine-
week study, and in between these two assessments they had participants report on their daily
experience of positive emotions and the strength of their social connections. Over the nine-week
period, people who at the start of the study had high levels of vagal tone experienced greater
increases in positive emotion and social connection over the nine-week period of time. Just as
importantly, increases in social connections over the nine weeks led to rises in vagal tone at the
end of the study (see Figure 5.3). Not only does vagal tone predict more positive emotion and
social connection over time, but the complement holds as well: increases in positive emotion and
social connection will increase vagal tone. More recent studies have begun to explore whether
vagal tone also predicts emotion regulation, prosocial tendencies, and even better sleep (Kogan
et al., 2014; Mendes, 2016; Werner et al., 2015).
The Blush
The blush is a paradox. Of the autonomic responses you will learn of, the blush is clearly the most
visible. But it flares up most typically in situations when we least want to be noticed, often to our
chagrin. To gain insight into this paradoxical bodily response, psychologist W. Ray Crozier ana-
lyzed the contexts in which people blush in the novels of Jane Austen (Crozier, 2016). In Austen’s
novels—Emma, Pride and Prejudice, Sense and Sensibility—the blush figures prominently, often
accompanying critical turns in the plot. What Crozier found is that in Austen’s novels the blush
is sometimes a sign of forbidden thought being made public. Other times it is a sign of desire
that spreads from one young person to another and ends in feelings of mutual attraction. Or very
Emotion and the Autonomic Nervous System 127
simply, characters blush when feeling embarrassed and ashamed and sense the undesired regard
of others nearby. The results of this literary analysis remind us of a complexity: the same bodily
response, such as the blush, can accompany many mental states and social contexts.
Let’s turn from literary to scientific analysis. The blush involves the spontaneous reddening
of the face, ears, neck, and upper chest produced by increases in blood volume in the subcutane-
ous capillaries of the face (Cutlip & Leary, 1993). By contrast, the flush is a nonsocial response
that often is associated with physical exertion, temperature changes, or alcohol consumption. In
a chapter devoted to the blush in The Expression of the Emotions in Man and Animals, Darwin
observed that the blush is associated with modesty, embarrassment, shyness, and shame. Darwin
reasoned that when we direct our attention to any part of the body, physiological activity is stimu-
lated in that region; in shyness or embarrassment we think of our face as an object of attention,
and, in Darwin’s view, blood flows to that region.
Mark Leary and his colleagues analyzed studies of people’s reports of when they blush (Leary,
Britt, Cutlip, & Templeton, 1992). The results are illuminating. We don’t necessarily blush when
we receive any kind of attention from others, or when we think of what others think of us. Rather,
we blush when we are the objects and recipients of undesirable social attention, that is, atten-
tion that is potentially damaging to our self-concept, in particular in the eyes of others. This too,
it would seem, was Jane Austen’s thesis—that we blush when others are attending to us in ways
that jeopardize or directly harm our social reputation.
So how, then, is the blush related to emotion? When asked to describe a typical experience
of embarrassment, people commonly mention that they blush (Edelmann, 1990; Miller & Tang-
ney, 1994). Studies of the actual blush response converge with these narrative findings. In one
such study, participants’ blush and anxiety-related autonomic responses were recorded in two
conditions (Shearn, Bergman, Hill, Abel, & Hinds, 1990). In an embarrassment condition, the
participant and four confederates of the experimenter watched a videotape of the participant pre-
viously singing “The Star Spangled Banner.” In the fear condition, the participant and confeder-
ates watched the classic shower scene from Alfred Hitchcock’s movie Psycho (which we will talk
about some more in the next chapter). Participants’ cheek blood flow, cheek skin temperature,
FIGURE 5.3 Participants who begin the study with elevated vagal tone (solid line) show greater
increases over time in social connectedness and positive emotion, which in turn track increases in
vagal tone ( from Kok & Fredrickson, 2008).
Bodily Changes and emotions128
and finger skin conductance increased more while they and others watched themselves singing
than while they watched the frightening film clip, and these responses correlated with people’s
experiences of embarrassment (see also Shearn et al., 1992). More recent work has shown
that people from different cultures—Western Europeans and people from India—show a simi-
lar blush response in terms of its physiology, but Western Europeans report they blushed more
(Drummond & Lim, 2000).
In a different empirical approach, Aan het Rot and her collaborators had students at the Uni-
versity of Groningen in the Netherlands report upon their social interactions every day for two
weeks (het Rot, Moskowitz, & De Jong, 2013). In these daily reports, they detailed whether or
not they had blushed and whether they felt ashamed and embarrassed, as well as other emotions.
Participants blushed about once or twice a day (you are not the only one who finds blushing to be
a regular occurrence!). People were more likely to blush around large groups of people and when
interacting with romantic partners—yes blushing can lead to romantic attraction, as Jane Austen
long ago revealed. And as one might expect, when people blushed (as opposed to not blushing),
they reported higher levels of embarrassment, shame, feeling exposed, and submissiveness.
Let’s now consider one of the painful paradoxes of blushing: its irksome visibility. Often,
when we least want others to attend to us, the blush draws their attention in. Why might that be?
On this, the American satirist Mark Twain observed that “humans are the only species who blush,
and the only one that needs to,” suggesting that we blush in times of need, likely to correct our
tarnished reputation. Building upon this intuition, Corine van Dijk and her colleagues proposed
that the blush is an involuntary, costly way in which people signal their awareness and regret for
the mistake they have made (van Dijk, de Jong, & Peters, 2009). In keeping with this hypothesis,
van Dijk and colleagues found that social observers responded more positively to individuals
who blushed after they made mistakes than people not seen to blush.
How might this “remedial” property of the blush work? What changes when social perceivers
observe another person blushing? Here, as before, we find insight in considering the signaling
behavior of other species. Many primates (and bird species) show skin reddening as a signal of
robust health; the opposite, pallor, signals illness and weakness. Given that we tend to want to
affiliate with people who are healthier, these findings lead us to the notion that we blush when
embarrassed to trigger the affiliation felt toward those who are healthier, to restore our reputation
jeopardized by our untoward and embarrassing actions.
The Chills
“The chills” is a phrase people use in many languages to refer to the contraction of small muscles
surrounding hair follicles; it is a sympathetic autonomic nervous system response. In mammals,
this response, known as piloerection, produces the fluffing up in the fur seen in the great apes,
dogs, cats, and rodents. Humans often experience the chills in some of the loftiest moments of
life, when graduating from college or getting married, at a concert or when hearing a speaker at
a political rally, or when witnessing a morally inspiring act. Music is a common elicitor of the
chills (Benedek & Kaernbach, 2011; Guhn, Hamm, & Zentner, 2007). So too is nature. For exam-
ple, take a moment to read the two diary entries of naturalist John Muir, as he hiked alone in the
Sierra Nevada Mountains near Yosemite (based on these experiences, Muir would found Sierra
magazine, and eventually the National Parks in the United States).
June 5, 1906
A magnificent section of the Merced Valley at what is called Horseshoe Bend came
full in sight—a glorious wilderness that seemed to be calling with a thousand songful
voices. Bold, down-sweeping slopes, feathered with pines and clumps of manzanita
Emotion and the Autonomic Nervous System 129
with sunny open spaces between then, make up most of the foreground, the middle
and background present fold beyond fold of finely modeled hills and ridges rising into
mountain-like masses in the distance. . .The whole landscape showed design, like man’s
noblest sculptures. How wonderful the power of its beauty! Gazing awestricken, I might
have left everything for it. Beauty beyond thought everywhere, beneath, above, made
and being made forever.
June 6, 1906
We are now in the mountains and they are in us, kindling enthusiasm, making every
nerve quiver, filling every pore and cell of us. Our flesh-and-bone tabernacle seems
transparent as glass to the beauty about us, as if truly an inseparable part of it, thrilling
with the air and trees, streams, and rocks, in the waves of the sun – a part of all nature,
neither old nor young, sick nor well, but immortal. . . How glorious a conversion, so
complete and wholesome it is, scarce a memory enough of the old bondage days left as
a standpoint to view it from.
These passages capture many of the features of awe-related experiences in nature—the sense
of design, wonder at the beauty of things, and the sense of the breakdown of the boundaries
between the self (Muir’s “Flesh and bone tabernacle”) and other things (e.g., Campos et al.,
2013). We suspect that Muir’s reference to “making every nerve quiver” is about the chills. From
Muir’s writings one might hypothesize that “the chills” might accompany experiences of emo-
tions such as awe.
At the same time, though, we often use the term “chills” to describe more menacing experi-
ences of horror, terror, or dread. When people sense the presence of a person when no person is
there, or see someone who reminds them of someone who’s recently passed away, or they see
the carnage of war, they may report experiencing “the chills.” When contemplating the horrors
of the Nazi holocaust or the Rwandan genocide, you may do the same—shudder at the horror of
what humanity can do.
How is one to make sense of this, that is, “the chills” refers to such different kinds of emotional
experience? To answer this question, Laura Maruskin, Todd Thrash, and Andrew Elliot have had
people report on their experiences of chills in diaries and narratives as well as the emotions that
occurred with these sensations (Maruskin, Thrash, & Elliot, 2012). What they discovered is that
the word “chills” corresponds to two distinct bodily sensations: the first is a tingling, goosebumps
sensation in the arms and back of the head (which they call goosetingles); the second is a cold
shiver and shudder in the back (which they call cold shivers). Other work has found that these two
sensations occur with different emotions. For example, Maruskin and colleagues had participants
report on their experiences of the chills each day for two weeks and found that goosetingles most
strongly correlated with surprise, awe, and intense positive affect, whereas cold shivers corre-
lated with reports of fear and disgust. Belinda Campos and her colleagues found that awe more
so than gratitude, compassion, love, and joy was associated with reports of goosebumps (Campos
et al., 2013; Maruskin, Thrash, & Elliot, 2012).
Individual Emotion: Awe
Awe is the emotion that is felt when you are in the presence
of something that is vast and transcends your understand-
ing of the world (Keltner & Haidt, 2003). People experience
awe in response to some of the most dramatic of life expe-
riences—around spiritual and political leaders, in seeing
great cultural artifacts like the Notre Dame cathedral in Paris
or the Taj Mahal in India, when encountering vast natural
objects like the great Redwoods or the Grand Canyon, or in
response to music and art. It was a sense of awe and wonder
that Darwin experienced in his travels on the Beagle that
Bodily Changes and emotions130
Emotion and the Neuroendocrine System
The neuroendocrine system involves a network of over different glands distributed throughout
the body, including the pituitary and reproductive glands, that release hormones into the blood-
stream. These hormones have effects upon different organs and muscle groups and serve many
functions related to physical growth, homeostasis (the balance of the body’s systems), and repro-
duction. These hormones are also linked to emotionally relevant behaviors, including defense,
sex, and status-enhancing actions (Mehta & Prasad, 2015).
The Hypothalamic–Pituitary–Adrenal Axis
One well-studied branch of the neuroendocrine system is the Hypothalamic–Pituitary–
Adrenal (HPA) axis, whose activation results in the release of the stress-related hormone cor-
tisol into the bloodstream. As you can see in Figure 5.4, stressful events activate regions of the
brain (e.g., the amygdala) that send signals to the paraventricular nucleus of the hypothalamus,
which, in turn, sends electrochemical signals to the anterior pituitary, which produces Adreno-
corticotropic Hormone (ACTH). ACTH stimulates the adrenal glands (which are on top of the
kidneys) to release the stress hormone cortisol into the bloodstream (Rodrigues, Sapolsky, &
LeDoux, 2009).
Cortisol has many effects upon the body. It activates glucose production needed for metaboli-
cally demanding action. It increases heart rate and blood pressure, thus enabling the distribution
of blood to appropriate muscle groups involved in fight-or-flight behavior. It suppresses our
immune system. In the short run, activation of the HPA axis and the accompanying increase
in cortisol enabled our ancestors to respond to threats to physical survival—for example, an
approaching predator or an enraged rival. Today, this same stress response helps us respond to
immediate threats and problems: enabling us to study late into the night for an exam, to avoid
danger, or to devote ourselves to taking care of a sick friend or child.
In one line of research that employs the Trier Social Stress Task, participants are required
to deliver an impromptu speech to an audience of evaluators, who are instructed to look criti-
cal and frustrated. Needless to say, this task, perhaps inspired by those bad dreams we all have
about public speaking, elicits elevated sympathetic autonomic nervous system activation as well
as a cortisol response. In a review of relevant studies, Sally Dickerson and Margaret Kemeny
(2004) made the important point that the Trier Social Stress Task is most likely to trigger cortisol
release when participants appraise their positive social identity as being threatened. Similarly,
studies that have looked at how viewing slides and film clips produces a cortisol response find
stirred him to develop his theory of evolution. In many ways,
awe defines what is most meaningful to us and what binds
us to other members of our group.
Just in the past five years the science of emotion has
seen considerable interest in this most transcendent of
emotions, awe. The field has documented distinctions
between awe and feelings of beauty (Cowen & Keltner,
2017), as well as the distinct facial displays and vocaliza-
tions associated with awe (see Chapter 4). Here in this
chapter you have learned about the physiology of awe. Still
other studies are finding that brief experiences of awe, for
example, when found walking amidst tall trees or looking
at expansive views, lead us to be more generous, humble,
and happy, and, expand our sense of time (Rudd, Vohs, &
Aaker, 2012).
There is also, as you might imagine, a dark side of awe,
one that is imbued with the sense of threat and peril and
alienation. You might experience this threat-based awe
when thinking about the Nazi Holocaust or climate change
or the brevity of life. Studies are finding that this threat-
based awe comprises about 25 percent of experiences of
awe and has a different physiological profile (more related
to stress) and reduces happiness when felt (Gordon et al.,
2017).
Emotion and the Neuroendocrine System 131
that elevated cortisol tends to accompany appraisals of worry, threat, and uncertainty (Denson,
Spanovic, & Miller, 2009).
More recent work outside of the lab is mapping cortisol levels to the emotion of fear. Craig
Anderson and his colleagues studied teenagers’ and veterans’ emotional reactions to white-
water rafting on a river in the foothills of the Sierra Nevada mountains in California (Anderson,
Cortisol
Kidneys
Chemical
message
Hormones
Hypothalamus
Pituitary gland
Adrenal glands
Amygdala
Stressful event
FIGURE 5.4 The Hypothalamic–Pituitary–Adrenal Axis that releases cortisol into the blood stream.
Bodily Changes and emotions132
Monroy, & Keltner, 2017). They gathered measures of saliva before and after the rafting trip (to
assess levels of cortisol), self-reported emotion during the trip, and vocal bursts and facial expres-
sions of emotion as the participants actually navigated dangerous rapids (see Figure 5.5).
Individuals who showed cortisol rises over the course of the day reported greater fear during
the trip (but not other emotions such as pride or awe). And, they emitted more vocal bursts of
fear (screams) but not other emotions (pride). In yet another demonstration of how contagious
emotions are, people who spent the day on the raft with really fearful, screaming participants
ended up screaming more and having higher cortisol levels by the end of the day. Emotion-related
hormonal responses are contagious (see also Akinola, Page-Gould, Mehta, & Jackson, 2016).
Alongside the HPA axis, a second branch of the neuroendocrine system releases sex-related
hormones into the blood stream, including testosterone and estradiol. These sex hormones are
produced in the ovaries in women and testes in men and regulate many of the astonishing physi-
cal changes that humans go through during puberty. They also influence feelings of sexual desire,
both in men and women (for review, see Meston & Frolich, 2000). When people are adminis-
tered testosterone, their feelings of sexual desire rise, as does their sexual response and sexual
behavior. When women view film clips depicting sexual intercourse, or even emotional intimacy
between an adult and child, their estradiol rises (Edelstein, Kean, & Chopik, 2012). The romantic
passions have hormonal correlates.
Emotion and the Immune System
The immune system is a network of cells and glands distributed throughout the body that helps
the body fight infections and heal in response to injury. Understanding how emotions influence
the immune system will illuminate how emotional tendencies influence our physical health.
The Inflammation Response
One branch of the immune system of increasing interest to scientists studying emotion is the
cytokine system. Pro-inflammatory cytokines are released in immunological cells and help pro-
duce an inflammation response that fights bacteria and viruses. Cytokines also send signals to
Ph
ot
o
Cr
ed
it:
C
re
di
t t
o
Cr
ai
g A
nd
er
so
n
FIGURE 5.5 Teenagers navigating white-water rapids on a river in the Sierra Nevada Mountains
(photo by Craig Anderson).
Emotion and the Immune System 133
the brain to trigger “sickness behaviors” that include increased sleep and withdrawal as well
as inhibited social, exploratory, and aggressive behaviors, all of which help the body recuper-
ate from illness or injury (Kemeny, 2009). When you are in the midst of a flu, the effects of the
cytokine system are strong.
In general, as with cortisol, elevated social and physical stress produce increased inflam-
mation. For example, one review of 34 studies revealed that stress is associated with elevated
inflammation in the body, as indexed in the elevated levels of a biomarker known as interleukin
6, or IL-6 (Marsland et al., 2017). Quite worrisome is the literature showing that poverty, a
powerful form of social and physical stress, predicts increased inflammation in young children,
as do traumatic events, such as a parent’s job loss or divorce (John-Henderson et al., 2015; Miller
et al., 2009). In adults, similar results hold. People who feel of lower status and rejected because
of their social class or race tend to show elevated levels of pro-inflammatory cytokines (John-
Henderson, Stellar, Mendoza-Denton, & Francis, 2015). College students at UCLA who feel
of lower social status within their social hierarchy and who are given negative feedback from a
stranger respond with a stronger inflammation response (Muscatell et al., 2016). When people
are given a toxin that produces an inflammation response, they report greater negative emotion,
dejection and depression, and a sense of isolation (Muscatell et al., 2016).
These findings relating heightened inflammation to lower rank and dejection provide clues to
how this response might relate to human emotion. One emotion that has these qualities of dejec-
tion, isolation, and submissiveness is shame (Gilbert, 1998; Tangney, Miller, Flicker, & Barlow,
1996). In the English language, people often refer to submissive emotions with metaphors of
disease—“I nearly died of shame,” or “I’m sick with envy.” Perhaps these metaphors capture a
relationship between submissive emotions and the activation in the cytokine system.
Work by Sally Dickerson and her colleagues suggests that the relationship between submis-
sive emotion and activation of the cytokine system is more than just poetic metaphor (Dickerson,
Gruenewald, & Kemeny, 2004). In one illustrative study, participants had to deliver a speech
about why they would be the perfect applicant for a job in a condition of high social evaluative
threat (SET in Figure 5.6). More specifically, in this condition two audience members looked on
as the participant gave the speech but reacted with common triggers of shame—critical, cold,
rejecting facial expressions (Dickerson et al., 2004; Dickerson, Gable, Irwin, Aziz, & Kemeny,
2009). As you can see in Figure 5.6, being judged in a critical, rejecting fashion led to an increase
in one marker of the cytokine system. These observations raise the intriguing possibility that
submissive emotions like shame might actually relate to activation of the cytokine system.
Are there emotion-related processes that calm the inflammation response? This is increasingly
a pressing question given fairly robust associations between elevated inflammation and depres-
sion, cardiovascular problems, and autoimmune disease. In light of what you just learned about
shame, one might expect emotions associated with an expansive self that is connected to others
to reduce the inflammation response. And new studies are lending credence to this possibility.
Experiencing a wider range of positive emotions on a daily basis—and not just intense episodes
of a single positive emotion—predicts lower levels of inflammation (Ong et al., 2017). So too
do experiences of awe. Awe involves a sense of self expansion and feelings of being integrated
into social collectives (e.g., Bai et al., 2017). And indeed, one study by Jennifer Stellar, Neha
John-Henderson, and their colleagues found that people who report feeling regularly elevated
positive emotion showed lower levels of pro-inflammatory cytokines, and the strongest predic-
tor of this healthy immune profile was the regular experience of awe and wonder (Stellar et al.,
2015). It is perhaps because of awe that regular experiences in beautiful nature have been found
to lower levels of pro-inflammatory cytokines as well.
As we transition to the study of bodily changes and emotional experience, it’s wise to take
stock of what we have learned thus far and bear in mind important caveats that should caution our
interpretation of these results. We have seen that anger, fear, sadness, and disgust differ in subtle
ways in their patterns of autonomic activity, as do positive emotions such as contentment, desire,
Bodily Changes and emotions134
amusement, awe, enthusiasm, and love. Compassion seems to activate the ventral vagal complex.
The blush occurs during experiences of embarrassment, and perhaps shame. “The chills” really
refers to two sensations—goosetingles and cold shivers—that map onto different emotional pro-
files most closely related to awe and fear (or horror). The release of cortisol accompanies the
sense of social threat, worry, and perhaps fear. And the inflammation response appears to covary
with feelings of dejection, lower rank, and shame, but is reduced by experiences of awe.
While these findings clearly refute a one arousal fits all account of negative and positive
emotion, it’s important to bear in mind that these emotion-related differences are often subtle.
We hope that it is also clear that there are not distinct regions of the autonomic nervous system
devoted to one emotion; there is no love gland or organ of anger. Rather, emotions are associated
with subtle differences in the patterning of activity across measures of the different branches of
the peripheral nervous system.
Bodily Changes and Emotional Experience
Alongside the thesis of physiological specificity, William James made a second argument we
will now consider: emotion-specific activation in the bodily systems gives rise to experiences
of distinct emotions (Price & Harmon-Jones, 2015). In James’s own words: the “arousal of the
so-called manifestations of a special emotion ought to give us the emotion itself.”
Some 80 years after James, the influential theorist Sylvan Tomkins (1962), made a similar
point, arguing that the experience of emotion closely tracks emotion-specific bodily responses:
Affects are sets of muscle and glandular responses located in the face and also widely
distributed through the body, which generate sensory feedback which is either inherently
8000
7500
7000
6500
6000
5500
T
N
F
-a
lp
h
a
p
g
/m
L
5000
4500
4000
3500
3000
Baseline Post-Task Recovery
non-SET SET
FIGURE 5.6 In situations of increased social evaluative threat, or SET (dotted line), one measure of
cytokine release (TNF-alpha) increases when participants must give a speech about why they would be
a good candidate for a job ( from Dickerson et al., 2009).
Bodily Changes and Emotional Experience 135
“acceptable” or “unacceptable.” These organized sets of responses are triggered at sub-
cortical centers where specific “programs” for each distinct affect are stored. These
programs are innately endowed and have been genetically inherited. They are capa-
ble of simultaneously capturing such widely distributed organs as the face, the heart,
and the endocrines and imposing on them a specific pattern of correlated responses.
(pp. 243–244).
In Chapter 7 we will examine studies of a special region of the brain—the anterior insular
cortex—that integrates signals from the body and that figures in experiences of most emotions
that have been studied. Here we will consider intriguing and early literatures on how bodily
changes influence emotional experience.
Representations of Emotions in the Body
To test this second thesis of James, scientists have taken one of two approaches. A first is to cap-
ture the degree to which the bodily changes of spontaneous emotion relate to reports of emotional
experiences. On this thesis, the evidence is mixed. In general, distinct facial muscle movements
do predict emotional experience; for example, when people furrow their brow and tighten the
lips, they are likely to report greater anger; the patterned movements of embarrassment predict
the experience of that emotion (for review, see Duran, Reisenzein, & Fernandez-dols, 2017;
Matsumoto et al., 2008). In turning to physiological response, in some studies self-reports of
emotional experience do track bodily changes, for example in the links we have considered
between the blush and embarrassment, elevated vagal tone and compassion, increased blood
flow to the genitals and sexual desire, and goosebumps and awe. In other studies, though, bodily
changes of emotion, such as heart rate or blood pressure, do not predict spontaneous experiences
of distinct emotions (e.g., Mauss et al., 2005).
This ambiguity led Iris Mauss and her colleagues to propose that some measures of experience
more so than others may better track emotion-related bodily changes. More specifically, we can
report on our experience with explicit measures that directly refer to the emotion (“I feel sad” or
“blue”). We can also report on emotional experience with what are known as implicit measures
that indirectly refer to the emotion. Implicit, indirect measures of emotional experience include
concepts that are associated with the emotion (as “loss” is related to sadness), memories, images,
and patterns of thought (e.g., as pessimism about the future relates to sadness).
Many studies that have gathered direct, or explicit, measures that refer directly to the experi-
ence of emotion (“I feel content right now”) yield weak relations between emotional experience
and bodily changes, if any at all. This is because explicit, direct reports of emotional experience
are shaped by many factors, including cultural norms, culturally imbued beliefs about emotions,
and many features of the current social context (e.g., Barrett et al., 2007). As a result, explicit
reports of emotion may be less likely to track the kinds of subtle, emotion-related bodily changes
we have studied thus far. Jan Evers, Iris Mauss, and their colleagues reason that more implicit,
indirect measures of emotional experience may be less biased by such factors and track more
closely physiological changes produced in the body. In one experiment that illustrates this hypoth-
esis, participants were caused to experience anger by the actions of an impertinent researcher
who harshly corrected their efforts on a mental arithmetic task (Evers et al., 2014). In this study,
participants’ more implicit anger—captured in how fast participants could identify anger-related
words—was correlated with the rise in blood pressure produced by interacting with the aggressive
researcher. Participants’ explicit, direct reports of anger were not. What we learn from this study is
that indirect, implicit measures of emotional experience—images, metaphors, colors, patterns of
thought, the likelihood one might detect emotionally relevant themes in other stimuli—may better
track bodily changes of emotion than directly reporting on emotional experience.
Bodily Changes and emotions136
Building upon with this intriguing possibility, consider a fascinating line of research by Lauri
Nummenmaa and his colleagues from Finland (Nummenmaa et al., 2014). Nummenmaa and his
colleagues gave participants 13 emotion words—anger, anxiety, contempt, depression, disgust,
envy, fear, happiness, love, pride, sadness, shame, surprise—and asked them to color in the areas
of the body where they felt each emotion. You might think of this colored in bodies task as a
kind of implicit measure of emotional experience. Figure 5.7 presents the results from this study.
What is striking is how people’s experiences of emotion in the body track actual physiological
changes we considered earlier in this chapter. Anger is sensed in the hands (and upper body and
face), which corresponds to the blood flow and finger temperature rise documented in the DFA
studies of that emotion. Participants’ sensations of fear portray cold hands, also in keeping with
the findings from the DFA studies. It should not surprise that disgust is sensed in the stomach
and mouth region and love in the heart and genital regions. Pride, given its pattern of upper body
expansion and head lift, is sensed in the torso and head. And shame is acutely sensed in the face,
no doubt a visualization of the blush.
In follow-up studies, participants’ spontaneous experiences of emotion produced similar
representations of emotion in the body. And Finns, Swedes, and participants from Taiwan rep-
resented their experiences of emotion with similar body maps, suggesting some degree of univer-
sality in emotional experience.
James’s hypothesis that bodily changes give rise to emotional experiences has been tested in
a second way: prompting people to produce body changes to ascertain whether such action leads
to the experience of emotion. A study of this kind that became well known was one of the few
direct tests of William James’s theory that bodily change can produce emotion. It was by Strack,
Martin, and Stepper (1988). They found that getting participants to hold a pen between their
teeth, and in this way making muscle movements characteristic of a smile without the people
realizing it, gave rise to judgments of cartoons that they looked at as being funnier than they were
for participants who held a pen between their lips, and in this way inducing a pout. An important
new movement in psychology has been on whether influential findings are replicable. In a meta-
analysis of 17 direct replications of Strack et al.’s study by Wagenmakers et al. (2016), only a
tiny and nonsignificant effect of the induced smile as compared with the pout was found (a mean
Anger Fear Disgust Happiness Sadness Surprise Neutral
Anxiety Love Depression Contempt Pride Shame Envy
15
10
5
0
–5
–10
–15
FIGURE 5.7 Body maps of emotion-specific sensations Brighter areas indicate where participants
report increased physical sensation for the emotion.
Bodily Changes and Emotional Experience 137
difference between the conditions for funniness on a 10-point scale of 0.03 units, as compared
with 0.86 units in Strack et al.’s original study). In another study, Ranehill et al. (2015) tried to
replicate findings that adopting a pose to express power and dominance (power posing) increased
people’s likelihood of taking financial risks, in tasks that invited them to do so, as well as chang-
ing hormone levels. With a substantially increased number of participants, Ranehill et al. found
that power posing did show a significant effect on people’s self-reports of feeling power, but they
did not find any change in risk-taking or hormone levels.
In studies of this kind, participants move emotion-specific facial muscles, or shift their posture,
for example in a slouch of shame, or in standing up to do a power pose, or they are led to breathe
in deep patterns associated with contentment. Across studies of this kind, changes in facial mus-
cles, posture, and patterns of breathing can lead to reports of changed emotional experience
(Price & Harmon Jones, 2015; Winkielman, Niedenthal, Wielgosz, Eelen, & Kavanagh, 2015),
but not all effects have been reliable.
Interoception
Every bodily response we have spoken of thus far sends signals to regions of the brain. The brain
tracks the functioning of the branches of the peripheral nervous system. For example, specific
receptors near muscles send electrochemical signals to the brain. Baroreceptors in veins and
arteries and near the heart stretch in response to changes in circulation and blood flow, sending
signals about cardiovascular activity to the brain. The same is true of respiration, as the tissue of
the lungs shifts with inhalation and exhalation. The body’s inflammation response is transmit-
ted to the brain through the vagus nerve, as well as hormones in the blood. And large regions of
the cortex, the somatosensory cortex, track where the body is being touched. As the brain tracks
and represents these and other changes in the body, it gives rise to an awareness of the bodily
responses known as interoception (Craig, 2009; Critchley & Garfinkel, 2017). Interoception is
our awareness of the body’s internal responses.
Hugo Critchley and Sara Garfinkel break interoception down into three distinct processes
(Critchley & Garfinkel, 2017). A first is the objective awareness of bodily responses. To assess
this, participants provide estimates of how fast their heart is beating or, less commonly, the rate of
their respiration, which are then compared to actual heart rate or respiration rate to yield an index
of objective interoception. A second dimension to interoception is the individual’s subjective
awareness of their bodily sensations; that is, are they, like William James, often aware of possible
changes in their body, heart palpitations, or shallow breathing, or movements in the intestines,
for example. Or is their awareness of their body’s responses impoverished. A third dimension
is what Critchley and Garfinkel call metacognitive interoception, or what you might think of as
insight into the bodily changes of emotion. A measure of metacognitive interoception is found by
comparing participants’ performance on the objective interoception task we just described and
their subjective sense of how skilled they are at tracking their body’s sensations. Some people
are good at tracking their body’s responses and aware of this fact, and have high metacognitive
interoception; others less so.
In this line of research, a first finding of note is that people’s objective interoception accuracy
correlates only modestly with their subjective awareness of different bodily sensations. As you
might imagine, some people are quite accurate in their judgments of the body’s responses, and
others are not. Still other findings suggest that these individual differences in interoception matter
(Critchley & Garfinkel, 2017). For example, people who are skilled at interoception experience
more intense emotions. They are better able to reinterpret their emotions in ways that enable them
to respond adaptively to their present circumstances. At the same time, they are a bit more vulner-
able to anxiety, perhaps overly sensitive to shifts in heart rate, circulation, blood pressure, and
sweaty palms that accompany anxious states. By contrast, people with autism are not as skilled
Bodily Changes and emotions138
at reading the cues in their body (they don’t do well in the heart beat detection paradigm), but
think they do (Garfinkel et al., 2016). These authors reason that this lack of emotional informa-
tion streaming in to conscious awareness from the body may in part account for the emotional
difficulties individuals with autism sometimes encounter.
Embodiment, Cognition, and Social Interaction
Emotions are more than just brief responses contained within the body; in fundamental ways,
they shape how we interact with others and how we think about our social environment. Given
this, perhaps we have been thinking about James’s thesis in an overly narrow fashion, focus-
ing on how bodily responses give rise to emotional experiences. The broader possibility is that
emotion-related bodily responses shape higher order patterns of thought and how we interact
with others.
This possibility is at the center of theorizing about embodiment (Barsalou, 2008; Niedenthal,
2007; Papies & Barsalou, 2015; Winkielman et al., 2015). Embodiment is the idea that higher
order thought processes—how we categorize objects, what we deem fair or risky, what we
remember from the past, or how we understand other people’s intentions—are influenced by
bodily processes of the kind we have studied thus far. Consider your judgment of what is fair and
just. An embodiment perspective would suggest that this abstract judgment of fairness is rooted
in bodily changes related to anger, for example, the rise in muscle tension in the face and body
and shifts in blood flow and blood pressure.
One implication of this theorizing is that when the emotion-related bodily systems are acti-
vated, higher order thought patterns will shift in systematic ways. Consider the following study
that illustrates this thesis as it applies to how emotion-related facial muscle movements shape
how we categorize stimuli. In the study, Paula Niedenthal and colleagues gave participants
lists of words related to three emotions—anger, joy, and disgust—and asked them to determine
whether the word was related to one of the three emotion categories (Niedenthal, Winkielman,
Mondillon, & Vermeulen, 2009). For example, they would be presented with the word “vomit” or
“sun” or “fight” and asked to judge which of the three emotion categories the word belonged to
(i.e., “disgust” “anger” “joy”). This task of categorizing words led to the activation of emotion-
specific facial muscle movements, as you can see in Figure 5.8. Categorizing words related to
emotions engages aspects of the body related to those emotions.
Reflection and Cultivation: Developing Emotional Calmness
In this chapter you have learned about the profile of fear,
anxiety, and stress: that it involves elevated activation of
the sympathetic autonomic nervous system and the HPA
axis. This study of emotion-related bodily responses just as
readily reveals certain practical tips for finding emotional
calm. Perhaps the most powerful is what you see on many
bumper stickers: “Breathe.” Many of the contemplative
practices found in meditation and yoga focus on patterns
of deep breathing. In different meditation traditions, for
example, people are encouraged to slow down their breath-
ing through deep patterns of exhalation and inhalation.
One common technique, for example, is to breathe in for
a count of six (while expanding the chest), and breathe out
for a count of six (while pulling in the abdominal muscles),
and to continue this for 10 or 20 times. A central focus in the
different kinds of yoga is what is known as pranayama breath-
ing, which emphasizes slower, deeper patterns of breathing,
with a particular focus on deep exhalation. What you have
learned in this chapter, and as anticipated by James’s sec-
ond prediction, is that these patterns of breathing engage
the vagus nerve, which quiets stress-related physiology, and
opens up possibilities for greater calm and positive emotion.
Embodiment, Cognition, and Social Interaction 139
In a next study, Niedenthal and colleagues had participants hold a pen in their mouths while
they made judgments about which of three emotion categories—disgust, joy, or anger—offered
the best fit for emotion-related words. In holding the pen in their mouths, participants were pre-
vented from moving facial muscles related to disgust (the upper lip raise) and joy (the smile).
Without this embodied response, participants found it harder to categorize disgust-related and
joy-related words. The lesson from this study is that emotion-specific bodily changes are involved
in categorizing objects in the world.
In similar work, Joshua Davis and his colleagues had participants read sentences with positive
and negative themes (Davis, Winkielman, & Coulson, 2015). As they did, they held a pencil in
their mouths that blocked the activity of the zygomaticus major muscle that produces the smile. In
this study, blocking facial muscle actions associated with positive emotion—the smile—reduced
activation in regions of the cortex involved in conceptual processing. Absent the spontaneous
activation of emotion-specific facial muscles involved in our understanding of words, sentences,
or faces, we are less adept at categorizing emotionally relevant information (see also Oberman,
Winkelmien, & Ramachandran, 2007).
Still other work has documented how emotion-related autonomic responses guide categoriza-
tion and perception. On this intriguing possibility, Sarah Garfinkel, Hugo Critchley, and their
colleagues have focused on the patterns of thought that occur during the brief period after the
heart has contracted and pumped blood into the circulatory system (Garfinkel et al., 2016). As
you might know, the strength of the contraction of your heart and circulation of blood through
your body is manifest in your blood pressure. Systolic blood pressure captures the strength of the
heart’s contraction and can be measured in the signal that baroreceptors near the heart send to the
brain. Diastolic pressure is measured in the veins and arteries when the heart is at rest between
beats. Garfinkel, Critchley, and colleagues found that during the fleeting phase of the rhythm of
the heart that produces the measure of systolic blood pressure, more typically associated with
fear, people show greater sensitivity to threat (Garfinkel et al., 2016). Specifically, during the
systolic phase of the heart’s rhythm as compared to the diastolic phase, exposure to fear faces
triggers greater activation in the amygdala, an old region of the brain engaged in the processing
–0,4
–0,2
0
0,2
0,4
0,6
DisgustAngerHappinessNeutral
Emotion
Corrugator
Levator
Orbicularis
Zygomaticus
FIGURE 5.8 Processing concepts related to specific emotions activates emotion-specific facial
muscles for happiness, anger, and disgust (adapted from Niedenthal et al., 2009). Corrugator muscle
movement furrows the eyebrows; Levator muscle movement raises the upper lip; Orbicularis muscle
movement raises the cheek; and Zygomaticus muscle action pulls the lip corners up.
Bodily Changes and emotions140
of threat. Additionally, during the systolic phase of the heart rhythm, when the body is alerting
the mind to threat, people are more likely to perceive an association between the social category
“African American” and guns (Garfinkel et al., 2016).
In a similar spirit, it appears that the body’s inflammation response, associated with the sense
of social submissiveness, dejection, and shame, prompts higher order cognitive processes to
be more attuned to social threat (Eisenberger et al., 2016). For example, in one study Keely
Muscatell and her colleagues gave participants an endotoxin that produced an inflammation
response characteristic of dejection and shame. These participants, compared to appropriate con-
trol participants, showed greater activation in the amygdala when they received negative feedback
from another person, a sign of inflammation-related heightened sensitivity to socially demeaning
information (Muscatell et al., 2016).
This new work on embodiment reveals how subtle bodily responses—facial muscle movements,
shifts in systolic blood pressure, and immune system activity—influence how we categorize words,
whether or not there is threat, people from different ethnic groups, and social communication. Our
construal of the social world is indeed embodied, and guided by processes in the branches of the nerv-
ous system that lie below the brainstem. Now we turn to a complementary literature on gut feelings.
Gut Feelings and Decision Making
If emotion-related bodily responses guide categorization and perception, in keeping with an
embodiment perspective, one would also expect bodily responses to be involved in important
decisions and choices, for example, what we deem risky or fair or of value or what is sacred (e.g.,
Phelps, 2016). This notion was treated by Antonio Damasio (1994) in his somatic marker hypoth-
esis. Remember Phineas Gage (discussed in Chapter 1), the railroad construction foreman whose
frontal lobes were damaged when an iron bar was shot through them by an accidental explosion
and who became unable to organize his life. Hanna Damasio and colleagues (1994), using com-
puter methods with Gage’s skull, determined that the region of his brain that was destroyed was
the lower middle part of the frontal lobes. Antonio Damasio (1994) and his colleagues have now
studied many patients with this kind of brain damage and have noticed that, like Phineas Gage,
their emotions seem blunted. These patients also make disastrous social decisions such as associat-
ing with the wrong kinds of people, while dithering endlessly over issues that are inconsequential
(see also Rolls, 2014). They showed many deficits in the moral realm, for instance, inappropriate
manners and a lack of concern for the well-being of others (Stuss & Benson, 1984).
To explain this pattern of results, Damasio (1994) proposed the somatic marker hypothesis:
For patients with damaged ventromedial prefrontal cortex, they lack access to emotion-related
bodily responses or symbolic representations of such reactions—somatic markers—that guide
judgments and decisions. In keeping with this thinking, compared to control participants, patients
with damage to the ventromedial prefrontal cortex showed little galvanic skin response to emo-
tionally evocative slides, such as nudes or scenes of mutilation (Tranel, 1994; Tranel & Damasio,
1994). In a paradigm known as the Iowa Gambling Task, patients with ventromedial prefrontal
damage showed an inability to stay away from high-risk gambles (Bechara, Damasio, Tranel, &
Damasio, 1997). In this task, participants must choose cards from four different decks. Some cards
gave monetary rewards, other cards signaled losses. Two of the decks were risky: they offered a
chance of a big win but when chosen repeatedly, they led to overall loss of money. The other decks
represented safer routes: the chance of smaller wins, but when chosen repeatedly they led to small
gains. Typical control participants develop a heightened galvanic skin response to the risky decks
and typically avoid them. In contrast, the ventromedial patients show no such sympathetic system
response to the risky decks and often chose them and lost money (see Ohira, 2010, for review).
Would the complement also prove to be true, that is, people who have more refined awareness
of their body’s responses—somatic markers in Damasio’s terminology—make more effective
Embodiment, Cognition, and Social Interaction 141
decisions? In one intriguing test of this possibility, Kandasamy and colleagues assessed the
interoception abilities of London stock traders by having them do heart detection tasks we
described earlier (Kandasamy et al., 2016). They then related it to their performance on the
stock floor, in choosing stocks that gain and lose. Their finding: those traders with greater
interoception abilities had better records of making money in their investments. An awareness
of emotion-related bodily responses proves to be an effective guide in investing and decisions
more generally (Rolls, 2014).
Embodied Empathy
People show a profound tendency to spontaneously and often unconsciously mimic the emo-
tional behavior of others (e.g., Hess & Fischer, 2014). In relevant empirical studies, people have
been found to mimic others’ smiling behavior, laughter, and sadness, often outside of their aware-
ness (Hess & Fischer, 2014). We mimic certain autonomic responses in others, such as the blush
(Shearn et al., 1999). Recent evidence even shows that our cortisol profiles will tend to match
the profiles of people we are with (Akinola et al., 2016; Anderson et al., 2017). Our body often
mirrors the bodily changes of other people.
Why? Ursula Hess and Agneta Fischer offer two insights, very much in keeping with the
central theme of this book—that emotions coordinate our social interactions and relationships.
A first is that our bodily mimicry of the emotional behavior of others brings us closer to others;
it builds affiliative relationships through the sense of similarity and collaboration such mimicry
creates. This notion helps makes sense of studies showing when we mimic others and when we
do not. Namely, we are more likely to mimic the expressive behavior of people we feel close to
or who are part of our group; we are less likely to mimic the expressive behavior of adversar-
ies or strangers (Hess & Fischer, 2014; Miller et al., 1994). We are also more likely to mimic
the emotional expressions, such as smiling, that are affiliative and less so expressions that are
adversarial, such as anger (Hess & Fischer, 2014). And for some emotions, we are more likely to
mimic the expressive behavior of high-power individuals, perhaps as a way to affiliate with, and
find similarity to, those with power and influence (Carr, Winkielman, & Oveis, 2014).
Hess and Fischer reasoned that a second reason why we mirror others’ emotion-related
responses is to solve a deceptively complex social problem: to know the mental states of others.
More specifically, guided by the insights of embodiment theorizing, Paula Niedenthal, Piotr
Winkielman, and Ursula Hess all converged on the idea that when we mimic the expressive behav-
ior of another person, we simulate that emotional experience in our own mind (e.g., Winkielman
et al., 2015). When we see a friend laugh, we ourselves begin to laugh, a behavior that triggers
a simulated experience of amusement, which helps us understand how our friend perceives the
current context and what they are likely to do. When mimicry generates our own experience,
we are better able to understand and feel the emotions of others (see also Gallese, Gernsbacher,
Heyes, Hickok, & Iacoboni, 2011). As an example, when we blush at another person’s blush of
embarrassment (e.g., Shearn et al., 1999), in our own simulated experience of embarrassment, we
come to understand how the other person construes his or her present circumstances as warrant-
ing embarrassment. When we smile at another’s smile, we experience our own joy and content-
ment and quickly appreciate the other person’s mental state, and by implication the features of
the situation that would give rise to such joy. When we mimic the anger expressions of others,
we show greater sympathetic autonomic and brain-related responses to their emotional condition
(e.g., Lee et al., 2013). A complementary line of studies has taken advantage of the botox craze,
which reduces wrinkles in the upper face by disabling movements of muscles in the face. Botox
tends to diminish the individual’s own experience of emotion (Davis et al., 2010). It also prevents
people from mimicking the emotional expressions of others and renders people less able to judge
the emotions of others (Neal & Chartrand, 2011).
Bodily Changes and emotions142
S U M M A R Y
William James argued that emotional experience is the percep-
tion of emotion-specific bodily responses, especially those in the
autonomic nervous system. We first reviewed what is known about
emotion-specific bodily responses, looking at recent studies of the
directed facial action task, the blush, the parasympathetic auto-
nomic nervous system, the neuroendocrine system, and the immune
system. Grounded in this understanding of emotion-related bodily
responses, we then looked at the contribution of bodily responses to
emotional experience and interoception. We concluded with recent
theorizing known as embodiment, which helps illuminate how
emotion-related bodily responses help us categorize objects in the
world, make decisions, and understand others.
T O T H I N K A B O U T A N D D I S C U S S
1. One bodily response related to emotion that has begun to be
studied scientifically is the chills, or goosebumps. What emo-
tions do you think are involved when you have goosebumps?
How might you study the relationship between goosebumps
and emotion? Can you come up with a Darwinian evolutionary
account of the goosebumps?
2. Try to think of an occasion in a movie or novel in which a char-
acter blushed. What happened in the aftermath of the blush?
How does it fit recent findings suggesting that the blush trig-
gers increased trust and liking?
3. Try an experiment in embodiment and see how it influences
your emotions. You might stand in the posture of pride with
fists clenched and chest expanded. Or furrow your eyebrow and
tighten your lips. What sensations and emotions seem to arise
out of these postures for you?
F U R T H E R R E A D I N G
For a review of the autonomic nervous system, and emotion-relevant find-
ings, read:
Mendes, W. (2016). Emotion and the autonomic nervous system. In L.F.
Barrett, M. Lewis, & J. Haviland-Jones (Eds.), Handbook of emotions,
4th ed. (pp. 166–181). New York: Guilford.
For the latest thinking on interoception:
Critchley, H.D., & Garfinkel, S.N. (2017). Interoception and emotion. Cur-
rent Opinion in Psychology, 17, 7–14.
For an excellent treatment of embodiment and emotion, see:
Winkielman, P., Niedenthal, P., Wielgosz, J., Eelen, J., & Kavanagh, L.C.
(2015). Embodiment of cognition and emotion. In M. Mikulincer,
P. R. Shaver, E. Borgida, & J. A. Bargh (Eds.), APA handbook of per-
sonality and social psychology, Vol. 1. Attitudes and social cognition
(pp. 151–175). Washington, DC: American Psychological Association.
143
6Appraisal, Experience, Regulation
Herein too may be felt the powerlessness of mere Logic
. . . to resolve these problems which lie nearer to our hearts.
(George Boole, 1854, An Investigation of the
Laws of Thought, p. 416)
G
R
A
N
G
E
R
/G
R
A
N
G
E
R
—
A
ll
r
ig
h
ts
r
es
er
ve
d
FIGURE 6.0 Diagram from Descartes’s book, Traite de l’homme,
showing how the soul—which can be moved by emotions—can open
valves to let vital fluids from the reservoir in the brain (labeled F)
into the tubes to work the muscles and produce actions.
CONTENTS
Appraisal and Emotion
Historical Background and Concepts
Primary Appraisals, Good and Bad
Which Is Stronger, Good or Bad?
Secondary Appraisals
Discrete Approaches
Dimensional Approaches
Extending Appraisal Research: Tests of
Theories and Patterns of Variation
A Third Phase of Appraisal: Verbal Sharing
Words and Concepts
The Emotion Lexicon
Conceptualization of Emotion
Emotion Metaphors
Prototypes
Variations in Emotion Lexicon
Emotional Experience
The Perspective That Emotions Are
Discrete
The Perspective That Emotions Are
Constructed
Comparing Perspectives
Regulation of Emotions
Distraction, Reappraisal, Suppression
Summary
To Think About and Discuss
Further Reading
ApprAisAl, ExpEriEncE, rEgulAtion144
Appraisal and Emotion
In the previous chapter, we mentioned the scene of a woman taking a shower in Alfred Hitch-
cock’s film Psycho. Have you seen the poster? It’s based on a still from this scene, which is said
to be the most famous in film history. The poster shows the face of a woman with her mouth wide
open as she screams, thinking she is about to be killed. The actor—Janet Leigh—has depicted an
appraisal. She has evaluated an event and is terrified. You can see this image by going to Google
and typing "Leigh Psycho shower." We review another Hitchcock film later in the chapter.
Appraisal is probably the most important concept in the science of emotions (Ellsworth &
Scherer, 2003). An event occurs, usually in the outside world but sometimes within, most often
something about another person, which affects something important for us: a concern. It’s a sig-
nal that there is something to which we should attend.
Historical Background and Concepts
Magda Arnold and J.A. Gasson (1954; whose analyses we described in Chapter 1) wrote a paper
that is generally taken as the founding of the modern notion that emotions are based on apprais-
als. An influential developer of the idea was Richard Lazarus, who studied challenges that people
faced in their lives and their capacities to cope with them (Lazarus, 1991). Challenges invite
attention and heightened activity in the sympathetic branch of the autonomic nervous system. But
each kind of challenge promotes a different emotion, depending on how it is appraised. Here is
how Lazarus describes these processes:
This approach to emotion contains two basic themes: First, emotion is a response to
evaluative judgments or meaning; second, these judgments are about ongoing rela-
tionships with the environment, namely how one is doing in the agenda of living and
whether the encounter of the environment is one of harm or benefit.
Lazarus proposed that appraisals involve evaluative judgments of how good or bad an event is
for the person. A second aspect is that appraisals concern the individual’s goals and aspirations,
which Frijda (2007) calls “concerns.”
In 1948, Robert Leeper wrote an article in the influential journal, Psychological Review, in
which he reviewed the idea, prevalent at that time, that emotion is "disorganized response." At
that time, too, as seen by behaviorists who were becoming dominant in American Psychology,
emotion was of no importance and ignored. Now we know that these attitudes were misleading.
With the understanding of emotion as based on appraisal, linking events in the world to our
inmost concerns, emotion became, as it ought to be, central to psychology, seen not as disorgan-
ized, but as fundamental to the organization of our lives (Roseman, 2013).
Central to appraisal-related approaches is the idea that emotions help people meet their goals
within the immediate social context. Agnes Moors (2009, 2014) has argued, for example, that
the approach by way of appraisal is critical to the study of emotions as processes that articulate
events with people’s goals (or concerns). Stein, Trabasso, and Liwag (1994) extended the idea of
goals to plans that are generated from them and the beliefs on which they are based. They propose
that aspects of emotion-related appraisal unfold as follows:
1. An event, usually unexpected, is perceived that changes the status of a valued goal.
2. Beliefs are often challenged. This can cause bodily changes and expressions to occur.
3. Plans are formed about what to do about the event to reinstate or modify the goal, and the
likely results of the plans are considered.
145Primary Appraisals, Good and Bad
These stages lead to questions that correspond to them:
1. What happened?
2. What do I think about it?
3. What can I do about it, and what might then happen?
To illustrate this analysis, Stein and colleagues provide the example of a 5-year-old, Amy
(Stein, Trabasso & Liwag, 1994). Her kindergarten teacher told the class that she had a paint set
for each child, and that after painting pictures for Parents’ Night, the children could take their
paint sets home. When the children had been given their paint sets, Stein et al.’s research assistant
noticed Amy looking apprehensive. She asked why. Amy said: “I’m jittery. I’m not sure why she
wants to give me the paints. So do I have to paint all of the time at home? I really don’t want to
do this. I didn’t think teachers made you paint at home. I don’t like painting that much. Why does
she want me to paint at home?”
Here we see that Amy has a goal that has been violated (1): she doesn’t want to paint. The
idea of being given something to do at home violates a belief about what teachers do (2). The
conversation continues with Amy’s plans (3):
Research assistant: What will you do, Amy?
Amy: I don’t want to take the paints home. I want to know why I have to do this.
Research assistant: Well Amy, what are you going to do about this?
Amy: I’ll take the paints home, but when I get home, I’ll ask my mom why I have to do this.
Two weeks later, the research assistant talked casually to Amy, who was still worried about
the paints. She said she had used them only once. But she had not told the teacher, fearing that
the teacher might be mad at her.
Evident in this example is one of the central ideas in appraisal-related approaches to emotion
(see Figure 1.7 in Chapter 1): how a person construes an event—which depends on the person’s
goals and values—will determine how the event is perceived and what emotions are elicited
(e.g., Lazarus, 1991). We return this idea throughout the remainder of the book to understand,
for example, how the emotional lives of people from different cultures or from different class
backgrounds differ, often in profound ways. Now let’s turn to a more systematic treatment of the
processes involved in appraising events that give rise to different emotions.
Primary Appraisals, Good and Bad
Into our lives come events that have repercussions. You arrive at your new college dorm and meet
your roommate, who instantly fills you with a reassuring sense of comfort. In the following year,
you have to search for an apartment to rent, but the places elicit feelings of unease and discom-
fort. What appraisal processes give rise to these reactions?
First tends to come a primary appraisal, an automatic evaluation, usually of an event or per-
son in terms of whether what you perceive seems threatening or rewarding (Ferguson & Zayas,
2009). Even amoeba appraise environments in these basic ways: they move away from bright
lights, which are threatening to them. Primary appraisals are basic operations of the mind. They
correspond to what Chrysippus (discussed in Chapter 1) called first movements of emotion. At
the head of this chapter is a drawing from Descartes (1648), of how this kind of movement can
be thought of as fundamental to how the brain works. Next come secondary appraisals, which
Chrysippus called second movements. These provide more deliberative, conscious, complex
ApprAisAl, ExpEriEncE, rEgulAtion146
assessments to decide what to think and what to do about what has happened (e.g., Smith &
Lane, 2017).
Two decades of research have documented that within milliseconds of encountering an event,
our mind is appraising it in terms of whether it is bad—or threatening—or good—or rewarding.
The mind is equipped to appraise as threatening, necessary to avoid, such events as the appear-
ance of a snake or a menacing person. The mind also appraises as inviting approach smiles, food,
babies, and even money (Pool, Brosch, Delplanque, & Sander, 2016). Primary appraisals prepare
the individual to respond to threats and opportunities in the environment.
This idea of primary appraisal, sometimes called “automatic evaluation,” was explored by
Robert Zajonc. Consider a study by Murphy and Zajonc (1993). They presented participants with
photos of people smiling or displaying facial anger. In a “subliminal” condition, participants
viewed these photos for 4 milliseconds and then looked at Chinese ideographs and rated how
much they liked them. These participants had no idea whether they had seen a happy or angry
face. In a second condition in which participants viewed the same faces for one second, they were
aware of which faces they had viewed. Then they, too, looked at Chinese ideographs and rated
how much they liked them.
As you can see in Figure 6.1, with subliminal presentation, smiling faces prompted partici-
pants to feel good and express greater liking for the Chinese ideographs that followed them and
angry faces prompted less liking for the ideographs that followed them (the participants could not
read Chinese). No such priming effects emerged with the optimally presented faces. When we are
consciously aware of emotionally charged stimuli, they are less likely to sway our judgments of
other events that have nothing to do with them (Clore, Gasper, & Garvin, 2001; an effect that we
discuss further in Chapter 10).
Do automatic appraisals generate emotion-related responses other than more general prefer-
ences? Piotr Winkielman and his colleagues suggest that they do (see also Dimberg & Öhman,
1996; Winkielman, Berridge, & Sher, 2011). This literature has relied on the evocative power of
facial expressions of emotion and in particular, smiling and facial expressions of anger. In these
studies, scientists present images of smiling or threatening expressions of anger either so quickly,
Li
k
in
g
o
f
C
h
in
es
e
id
eo
gr
ap
h
4
3
2
1
0
3.46
2.7
AboveSubliminal
awareness
Smile
Anger face
3.46
2.7
3.02
3.28
FIGURE 6.1 People liked Chinese ideographs more after they had first been subliminally presented
with a smile, suggesting that the smile had activated positive feeling at an unconscious level. When
presented with a smiling face long enough to be consciously aware of it, the smile did not lead partici-
pants to evaluate Chinese ideographs more positively (Source: Murphy & Zajonc, 1993).
147Primary Appraisals, Good and Bad
or immediately blocked by the presentation of another picture, that participants can’t consciously
report what they have seen. Being exposed to smiling faces triggers the primary appraisal that
things are good and worthy of approach. It triggers smiling behavior, a willingness to consume
a drink when thirsty, a willingness to look favorably upon a bet. By contrast, exposure to angry
faces leads people to furrow the brow in worry, and not consume a drink or look favorably upon a
bet (see also Dimberg, Thunberg, & Elmehed, 2000; Whalen et al., 1998). In other work, Öhman
and Soares (1994) presented people who had snake phobias with photos below their awareness
and found that these photos of snakes generated a galvanic skin response and negative emotion.
In further studies that used the technique of priming by subthreshold stimuli, Moors, De Hou-
wer, and Eelen (2004) also found a phase of primary automatic appraisal about whether an event
was good or bad. Their subthreshold (priming) images were words in semantic categories such
as profession or animal, which had been rewarded and therefore had become good, or had been
nonrewarded and therefore had become bad.
Priming studies have come into question with concerns that replication is important in psy-
chology. In the previous chapter, we discussed this in relation to studies of whether making
facial expressions and postures could affect emotional experience. The issue of replication in
psychological studies made it into the New York Times (van Bavel, 2016). In their explanation of
why some studies fail to replicate, Van Bavel, Mende-Siedlecki, Brady, and Reinero (2016) have
shown that effects such as priming are sensitive to contexts, which include participants’ cultural
backgrounds. As Locke (2015) argues, priming is only a technique, and what is really needed
is more development of theory. The theory we suggest is that in the process of relating an event
to a concern about whether something is good or bad, there is a primary appraisal process that
is fast and automatic so that when this occurs, outside conscious awareness, it can produce an
immediate feeling of good or bad; our understanding of circumstances in which this can occur
does indeed need more development.
Which Is Stronger, Good or Bad?
Research on automatic appraisals of good and bad qualities of an event raises another question:
which is stronger, good or bad? Reviews by Cacioppo and Gardner (1999), Baumeister et al.
(2001), and Rozin and Royzman (2001) offer a perhaps unsettling answer: negative evaluations
are more potent than positive evaluations. The bad is stronger than the good. This bias to be more
responsive to danger rather than to satisfaction makes evolutionary sense. Without it, our chances
of survival would be diminished; we only die once.
Negative events, such as the occurrence of frightening sounds or disgusting smells, trigger
more rapid, stronger physiological responses than positive events, such as pleasing sounds or
delicious tastes. In various experiments, it has been shown that losing $10 is experienced as
more painful than the pleasure of gaining $10. Negative trauma, such as the death of a loved one
or sexual abuse, can change a person for a lifetime. It is hard to think of analogous positive life
events that alter life in such profound and enduring ways. Or consider contamination, the process
by which a disgusting object endows another object with its vile essence through simple contact
(Rozin & Fallon, 1987). Brief contact with a cockroach will spoil a delicious meal (the negative
contaminates the positive). The inverse—trying to make cockroaches delicious by touching them
with a favorite food—just does not work (Rozin & Royzman, 2001).
To address whether negative evaluations are more potent than positive evaluations, Ito et al.
(1998) presented participants with positively valenced photographs (e.g., of pizza or ice cream)
and negatively valenced photographs (e.g., of a mutilated face or of a dead cat). They recorded
participants’ electrocortical activity focusing on a region of brain activity associated with evalu-
ative responses. They discovered a clear negativity bias in evaluation: negative slides prompted
greater brain activity than positive or neutral slides.
ApprAisAl, ExpEriEncE, rEgulAtion148
Secondary Appraisals
What happens when we move beyond automatic primary appraisals to secondary appraisals?
Modern research on appraisal has tended to be in two families: discrete approaches, which
propose that appraisals give rise directly to distinct emotions, and dimensional approaches, for
which an initial primary appraisal is simply of whether what has happened is good or bad. Then
secondary appraisals are socially constructed, but can have several dimensions and give rise to
ranges of emotions.
Discrete Approaches
In his theory of discrete emotions, Lazarus (1991) proposes a primary appraisal stage, which
we show in Figure 6.2. A person appraises the event in terms of its relevance to goals. An early
evaluation is of whether an event is relevant to a personal goal. If it is, an emotion is elicited; if
not, there is no emotion. If an event is relevant, it is appraised as to whether it is congruent or
incongruent with a goal. Goal-congruent events elicit positive emotions, and goal-incongruent
events produce negative emotions. These stages together make up a primary appraisal. Then
secondary appraisals of the event occur in relation to specific goals, or issues for the ego. Events
can concern moral values, for example, to be kind, or to avoid doing to others what one would
not want done to oneself. Events might bear upon issues of the self and identity, for example,
whether one is excelling in areas that are central to self-definition, such as one’s academic work,
FIGURE 6.2 Decision tree of appraisals based on three features (goal relevance, goal congruence,
and ego involvement), plus the emotions that can occur with these appraisals (Lazarus, 1991). Further
differentiation among emotions occurs in secondary appraisals.
149Secondary Appraisals
or performance in the arts or sport, or work for charities. Events can pertain to important ideals,
for example, that societies should be fair and just. In light of emotions that occur to other people
about whom we care, the goals and well-being of these people are also our concerns, and such
events thus give rise to emotions in us also.
An approach to discrete emotions that is related to Lazarus’s is that of Oatley and Johnson-Laird
(1987; 2011; 2014), who postulate appraisals with two components, as we have been discussing.
A primary appraisal of an event occurs in relation to goals. It is automatic and unconscious. It
occurs in terms of distinct emotions (such as happiness, sadness, anger, fear, disgust, love, and
contempt), each of which sets the brain into a mode adapted to deal with a recurring situation
(progress toward a goal, loss, frustration by another, threat, and so on). Each mode is a set of states
of action-readiness (Frijda, 1987, 2016), which we discuss further, below.
The effect is a bit like having several sound devices in your house: a smoke detector, a door-
bell, a telephone bell, and a burglar alarm. If one goes off, you are alerted to something poten-
tially important and your readiness changes accordingly—to escape from the house, or go to the
door in a friendly way to meet a caller, but initially you do not know what the event was. You
need to investigate. Similarly, an emotion can start, but its meaning in mental and verbal terms is
supplied by a secondary process that occurs in awareness, in which you make a mental model of
the event, of what caused it, and how to act in relation to it.
In the second stage of appraisal, the individual considers a causal attribution for the event, how
to respond to the event or person in question, and future consequences of action. At this level,
Lazarus calls the process the core relational theme of the emotion: its essential meaning, so on
this scheme anger is caused by a demeaning offence against me or mine, anxiety is caused by an
existential threat, sadness is experience of a loss, and so on. You can think of emotions in relation
to these themes as summaries of the different classes of events that elicit them. In evolutionary
terms, these themes map onto the problems and opportunities to which people respond with
emotions—the slights (anger), dangers (fear), moral transgressions (guilt), losses (sadness), and
sufferings of others (compassion), for example, that have been critical to human survival, repro-
duction, and cooperative group living. You can also think about these themes as the language of
our emotional experience: they indicate issues that organize our emotional experience.
Nico Frijda (1987; 2016) is responsible for suggesting that when an appraisal is made, we are
prompted to readiness for a certain mode of action or interaction, appropriate to what has hap-
pened. As he explains, when an appraisal happens, priority is given to a certain concern or goal,
and sets up one, or perhaps more, of these modes of action readiness. Frijda and Parrott (2011)
have called these modes ur-emotions (meaning primitive emotions), which have some but not all
the attributes of full emotions.
Fridja’s scheme is, perhaps, currently among emotion researchers, the most widely accepted
account of the nature of emotions. As Andrea Scarantino remarked at the International Sum-
mer School in Affective Sciences, in July 2014 in Geneva: “We are all neo-Frijdians now” (see
Frijda, 2016). Why? Because central to analyses of emotion-related experience and physiology
is the idea that emotions enable actions within specific contexts that are attuned to our specific
concerns. This idea has animated the study of emotion-specific bodily changes, which are often
thought to support specific kinds of action. It will reappear in the next chapter when we think of
the mammalian patterns of brain activation related to emotion and specific action. We present this
scheme in Table 6.1.
Dimensional Approaches
Can you think of aspects of emotional experience that are not well explained in terms of discrete
emotions, or distinct modes of action readiness? Are there aspects of your emotional life that
don’t seem readily to follow from this approach? Phoebe Ellsworth (e.g., 1991) has suggested
ApprAisAl, ExpEriEncE, rEgulAtion150
that we need to think about emotion-related appraisal in a way that’s different from that of dis-
crete emotions: the dimensional approach (Ellsworth, 2013).
Approaches to emotions as discrete highlight differences between emotions in terms of their
eliciting appraisals. Yet many emotions are similar in fundamental ways. Anger and fear, for
example, at their core, feel similar: they feel unpleasant and arousing. The same could be said
about gratitude and love, which both feel quite pleasant and are marked by a feeling of devotion
for others. An appraisal theory, Ellsworth contends, needs to account for the interesting similari-
ties across emotions, as well as for their differences.
A second gap in approaches to emotions as discrete, according to Ellsworth, is their inability
to account for transitions between emotions. Very often in our emotional experience, we move
from one emotion to another; we shift from anger to guilt quite rapidly, or from sadness to hope,
or (hopefully not often) from love to anger.
In light of such issues, Phoebe Ellsworth and Craig Smith (1985, 1988) developed a theory of
appraisal that can account for interesting similarities among the emotions, as well as the many
differences (for comparable accounts see Frijda, 1986; Ortony, Clore, & Collins, 1988; Roseman,
1984, 2013; Sander, Grandjean, & Scherer, 2005; Scherer, 1988; Weiner, 1986). Smith and Ells-
worth reviewed numerous studies of the semantic content of emotions and derived eight different
dimensions of meaning that capture the appraisal processes that lead to various emotions. These
dimensions are presented in Table 6.2. Think of these dimensions as units of meaning ascribed to
events in your life: how positive or negative the event is, who is responsible for it, whether it is
fair, how much energy is required, to what extent the event requires intense attention, how certain
things seem, and so on.
To document the patterns of appraisal associated with the different emotions, Smith and
Ellsworth had 16 participants imagine experiencing 15 different emotions. The participants then
rated the original emotional experience on the eight dimensions presented in Table 6.2. Each was
Table 6.1 Modes of action readiness
1. ACCEPTANCE accepting presence or interaction
2. NONACCEPTANCE not accepting presence or interaction
3. ATTENDING acquiring information
4. DISINTEREST not acquiring information
5. APPROACH facilitating interaction
6. AFFILIATE achieving close personal interaction
7. AVOID decreasing interaction
8. REJECT refusing interaction
9. HOSTILITY modifying unwanted target action
10. REACTANCE increasing effort and persistence
11. DESIRE achieving positive hedonic outcome
12. CARING FOR improving dependents’ well-being
13. EXUBERANCE achieving gratuitous interactions
14. DOMINATION controlling others’ actions
15. SUBMISSION following someone else’s wishes
16. INTIMACY seeking intimate interaction
17. HELPLESSNESS desiring to act but not knowing how
18. APATHY no readiness for action
Source: Frijda (2016)
151Secondary Appraisals
defined by a pattern of appraisal. For example, interest was associated with appraisals of elevated
pleasantness, the desire to attend, the sense that situational factors are producing events, the per-
ceived need to expend effort, moderate certainty about future outcomes, together with little sense
of perceived obstacle or illegitimacy of events. Hope was associated with appraisals of elevated
attention and effort and situational agency, moderate pleasantness, and little certainty or sense of
perceived obstacle or illegitimacy. Happiness was the emotion that was pleasant, associated with
low effort, high certainty, and high attention.
A second result found by Smith and Ellsworth was that certain dimensions stood out in their
ability to differentiate among related emotions. They found that a combination of control and
responsibility were at issue. Important was agency, a critical dimension identified by Roseman
(1984), which, for instance, differentiates three negative emotions: anger, sadness, and guilt.
When we blame others, we become angry; when we attribute negative events to circumstances,
we become sad; when we attribute negative events to ourselves, we become guilty. Agency also
differentiates certain positive emotions. The same positive event attributed to the self is a source
of pride, but when attributed to others, it’s a source of gratitude.
This importance of causality in emotion-related appraisal is likewise seen in the work of Weiner
and Graham (1989). They found that some distinct emotions depend on attributions, the explana-
tions of the causes of events that people give. They describe how children between the ages of
5 and 11 were given vignettes and asked to decide what emotion would occur. One was this:
This is a story about a boy named Chris. Chris’s teacher gave a spelling test and he got
all the words right. Chris received an “A” on the test
(Weiner & Graham, 1989, p. 407).
If the children were told that Chris had studied all the words the night before (implying that
the cause of his success was his own action), they tended to say that he would feel pride; but if
the cause was that the teacher gave an easy test (a cause external to Chris), then the children,
especially the older ones, thought Chris would not feel pride. Comparable results were found
with guilt: if an event that caused damage could have been controlled, the children thought the
person causing it would feel guilt, but if it was an accident, the older children thought the person
would not feel guilt.
The finding that causal attributions differentiate among emotions has an important implica-
tion: a particular negative event may happen to you (perhaps you don’t do as well on an exam as
you had hoped), but which emotion you experience will depend on how you appraise the causes.
Attribute the event to yourself and you’re likely to feel guilt. Attribute it to others and you’ll feel
anger. Attribute it to circumstantial factors and you’ll be more likely to experience sadness.
Table 6.2 Dimensions of appraisal
1. Attention: Degree to which you focus on and think about the event
2. Certainty: Degree to which you are certain about what is going to happen
3. Control/coping: Extent to which you have control over outcomes in the environment
4. Pleasantness: Degree to which the event is positive or negative
5. Perceived obstacle: Extent to which the pursuit of your goals is blocked
6. Responsibility: Extent to which others, you, and situational factors are responsible for events
7. Legitimacy: Extent to which the event is fair and deserved or unfair and undeserved
8. Anticipated effort: Extent to which you must expend energy to respond to the event
Source: Adapted from Smith & Ellsworth (1985)
ApprAisAl, ExpEriEncE, rEgulAtion152
Extending Appraisal Research: Tests of Theories
and Patterns of Variation
Tests of the discrete and dimensional theories of appraisal are surprisingly difficult. Most criti-
cally, these theories propose that appraisals cause distinct emotions, but evidence, such as that
generated in the study by Smith and Ellsworth, is not direct evidence of causality; rather, when
researchers ask participants to report on appraisals that gave rise to past emotions, that evidence
is retrospective, and could reflect lay theories about the causes of emotion rather than actual
causes of experience (Parkinson, Fischer, & Manstead, 2004).
Reflection and Cultivation: Prejudice
When we make a negative primary appraisal without
thinking—"I don’t know about that person, who is different
from me"—there’s a word for it: “prejudice,” the making
of a judgment before anything else, "prejudice" = "pre-
judgment." It can happen with skin color, or gender, or age.
Here is an experiment. Kerry Kawakami et al. (2009) asked
self-identified white and Asian people to complete a survey
that included asking whether they would be upset by a racist
act. They predicted they would be. Not long afterward, with
the experimenter out of the room, they saw a black man (an
experimenter’s confederate) say he had to go and get his
cell phone and, as he left the room, gently bump the knee of
a white man (another confederate). In different experimental
conditions, and with the black man now out of the room,
the white man either made no comment, or made a moder-
ately racist remark, “Typical, I hate it when black people do
that,” or an extreme racist remark, “Clumsy n-----!” Within
minutes, the experimenter and the black man returned to
the room and participants were asked to rate the intensity
of a list of emotions. Those who had heard either of the rac-
ist remarks were no more upset than those in the condition
in which no comment had been made. When later asked
whom they would choose to collaborate with, participants
were found also to have overestimated the degree to which
they would reject the man who made the racist remark.
A recent study has shown that the way primates, includ-
ing ourselves, identify individual faces is in terms of spatial
separations of salient points, for example, tip of the nose,
corners of the eyes and lips, from average (Chang & Tsao,
2017). What individuals take as average is of the faces they
are used to seeing. The mechanism is one by which humans
come to recognize people whom they know. Kang Lee
and his colleagues (e.g. Quinn et al., 2015) have found that
children as young as six months distinguish between faces
of their own ethnic group and those of other ethnic groups.
Even such young children can see as individuals, people in
the group with which they are familiar. By contrast, people
from groups that diverge from the average of faces they
have often seen are perceived just in terms of categories.
They become people from other groups: stereotypes.
In a study of a different kind, Corado Guillietti et al. (2017)
sent some 20,000 e-mails to government officials in nearly
every county in the United States: to sheriff’s offices, to
school district offices, to librarians. The e-mails asked sim-
ple questions such as "Could you please tell me when your
opening hours are?" The e-mails were identical except that
half of them had been addressed as coming from some-
one called DeShawn Jackson or Tyrone Washington, names
associated with black men, and half were from Greg Walsh
or Jake Mueller, names associated with white men. Though
most of the e-mails received polite and timely responses,
those that could be interpreted as coming from black peo-
ple were less likely to be answered by sheriff’s offices, and
a smaller deficit of this kind occurred also with librarians.
Overall the e-mails interpretable as coming from black peo-
ple were 13 percent less likely to be answered and were
8 percent less likely to include friendly or polite words like
"Hi," or "Dear," or "Thanks."
Part of the problem with prejudice is that not only does it
occur without thinking, but we may not be aware of it in our-
selves. One way to deal with this has been suggested by Jo
Altilia (see e.g. 2017, founder of a program called Literature
for Life, in which young women who had become pregnant
while still at school join reading circles). "When I am enter-
ing a new situation, or meeting new people," she says, "I ask
myself: ’What prejudices am I having right now?’"
153Secondary Appraisals
There is evidence that manipulating appraisals can cause distinct emotions. In one study, Ira
Roseman and Andreas Evdokas (2004) recruited people for an experiment on substances with
pleasant and unpleasant tastes. People were assigned to different groups; some were told they
would definitely experience a taste, others that they would probably experience a taste. The
researchers found that when people appraised the situation as one in which they would definitely
avoid an unpleasant taste, relief was caused. When they appraised the situation as one in which
they would probably experience a pleasant taste, hope was caused.
Other work has ascertained whether emotion-specific appraisals relate to other measures of emo-
tional response. For example, in a study guided by Lazarus’s framework, Bonanno and Keltner
(2004) coded the narratives of people who, six months previously, had experienced the death of
their romantic partner. These narratives were complex, moving accounts of participants’ lives with
their partners, how they had met and fallen in love, how they had raised families, and ultimately how
their partner had died. When people referred to core relational themes of loss, they showed greater
sadness in the face and reported more intense feelings of sadness; when people referred to appraisals
of injustice, by contrast, they showed more anger in the face and reported greater feelings of anger.
Kornelia Gentsch, David Grandjean, Klaus Scherer and their colleagues have tested predic-
tions relating appraisals and facial muscle movements as detailed in Scherer’s Component
Process Model (Scherer, 2001). This model of appraisal suggests that we evaluate events in a
sequence of appraisals. We first assess whether it is novel and relevant to us, then appraise it in
terms of how certain we are, then assess whether its conducive to our goals, and then assess the
agency or cause of the event, our degree of control, and whether we have power in the situation.
In a final stage of appraisal, we assess the event for how normative or societally appropriate it
is. In this model, there is an unfolding of emotion as a function of specific appraisal components
and emotion-related responses. To test this model, these researchers have exposed participants
to evocative stimuli such as odors, faces, pictures, or opportunities to win money and then var-
ied whether the stimulus was novel or not, or whether it was pleasant and conducive to goals,
or whether participants felt as though they had power in the situation (Gentsch, Grandjean &
Scherer 2015). Across modalities (e.g., odors, pictures), the novelty appraisal triggers the raising
of the eyebrows, and pleasantness and unpleasantness trigger the smile or frown, respectively.
One truth that comes through strongly in understanding emotion is that people vary in their
emotional appraisals and responses. Depending on a person’s gender, or social class, or personal-
ity, or culture of origin, the same event—say going on a date or getting a good grade—can elicit
different emotions. One way to understand such variation is found in how people appraise events.
For example, people clearly vary in their primary appraisals, in terms of whether the environment
is threatening or rewarding, worthy of approach or avoidance (Carver & White, 1994). People
who appraise environments in terms of threat, for example, tend to experience more negative
affect and fear. You may see that occurs for people who feel less powerful in a social context,
who may include those who come from less-advantageous class backgrounds, or who have more
neurotic or anxious traits of personality. You may also be surprised to discover that the appraisal
tendency to see threat and negativity in the environment is more characteristic of political con-
servatives than liberals (Hibbing, Smith, & Alford, 2014).
Variations in secondary appraisals also help explain how people’s emotions can vary. For
example, when asked to think about a successful event, US students reported greater pride than
Japanese students, who reported feeling more lucky. These differences could be attributed to
differences in appraisals: US students explained their personal successes in terms of their own
personal agency (which triggered pride), and Japanese students appraised their successes more in
terms of situational agency (Imada & Ellsworth, 2011).
Kuppens, van Mechelen, Smits, de Boeck, and Ceulemans (2007) found that appraisals can
have different meanings for different people: although for some people, anger is caused by frus-
tration, for others, it is usually caused by a sense of deliberate unfairness. For yet others, it is
ApprAisAl, ExpEriEncE, rEgulAtion154
caused by a threat to one’s selfhood. Such meaningful appraisals can become habitual styles and
hence aspects of personality (Power & Hill, 2010), and we discuss this further in Chapter 11.
We analyze discrete and dimensional perspectives more deeply later in this chapter.
A Third Phase of Appraisal: Verbal Sharing
So far, we have spoken of appraisal as something that is inside the individual’s head. Yet much
of how we make sense of our emotions occurs in our conversations with others. Earlier in the
chapter, we described two phases of emotion: a brief initial phase that is automatic and then
an extended second phase that can be reflective. Sharing emotions is a third phase, a tertiary
appraisal carried out with other people.
Novels and films: Vertigo
Detective stories (mysteries) are based on an appraisal, not
just of an event but of a whole situation. A crime has been
committed, then a detective works on events to reappraise
them and ends by showing that beneath the surface there
has been a very different world. Before we’ve finished the
story, we will have undertaken a large reappraisal.
In the 1958 film, Vertigo, the director, Alfred Hitchcock,
prepared not just one change of appraisal for the characters
and audience members, but several.
In the surface layer, the film’s protagonist, Scottie (played
by James Stewart) was a San Francisco police detective.
Chasing a suspect across rooftops, he was left hanging from
a roof. A colleague who tried to save him fell to his death.
Scottie takes early retirement, suffering from guilt, vertigo,
and a phobia for heights. An old college friend gives him
something on which he can employ his detective skills. It’s
to follow his wife, Madeleine (played by Kim Novak), who
seems to have become mentally possessed by a dead per-
son. Scottie starts to follow Madeleine and he sees her sit-
ting for hours in an art gallery, gazing at a portrait of this
dead person, her great-grandmother, Carlotta.
Now comes the second layer: a reappraisal by Scottie.
His principal concern becomes no longer his friend’s com-
mission. It’s the cool, blonde, sophisticated, Madeleine. He
falls in love with her. When she makes a suicide jump into
San Francisco Bay, he rescues her and takes her to his apart-
ment. When this film was made, sex could not be depicted
on the screen. But we see Madeline in Scottie’s bed, waking
up and asking how she got there while every bit of her cloth-
ing is hanging up to dry.
Next there is another layer: Scottie comes to be not just
in love but obsessed. Madeline tells him of a dream of Car-
lotta at a place with a tower, south of San Francisco. Scottie
drives her there because he thinks a visit might free her from
her states of possession. When they arrive, they declare
their love for each other. But she breaks from him and runs
up the steps of the tower. As Scottie follows her, he is over-
come by his phobia for heights. A scream is heard. Through
a window, we see her body hurtle downward. Then there is a
shot of the dead Madeleine face-down on a rooftop.
Next comes yet another appraisal: Scottie in a state of
depression and redoubled guilt wanders the city and sees
a woman who reminds him of Madeleine: a brash redhead,
Judy (also played by Kim Novak). They start going out. He
coerces her to have her hair dyed blonde. He takes her to
a shop and buys her a gray suit of the kind Madeleine used
to wear. Then, in one of the film’s memorable scenes, Judy
walks toward him through a luminous mist. She is Made-
leine—as Scottie remembers her. Now he can love her.
We won’t give the ending away but, in the next appraisal,
we in the audience realize that Judy was indeed Madeleine
and was hired by Scottie’s college friend to impersonate his
wife. As Goffman (1959) has said: “It is always possible to
manipulate the impression the observer uses as a substitute
for reality because a sign for the presence of a thing, not being
that thing, can be employed in the absence of it” (p. 251).
An accomplishment of this film is its central question:
“How far does that all-consuming emotion of sexual love
depend on an appraisal based on projection, and how far
does it derive from perceiving who the person actually is?”
155Words and concepts
Using diary methods, Bernard Rimé and his colleagues have found that people have a strong
tendency to confide their emotional experiences to others, which Rimé et al. (1991) call social
sharing. In this research, people were found to share with others, verbally, between 88 percent
and 96 percent of emotions remembered at the end of the day. The rates were similar across the
age range, for males and females, and for the interdependent Surinamese population living in the
Netherlands as well as the individualistic Dutch. Sharing occurred even for emotions such as guilt
and shame. Our capacity to represent our emotions with language and to share these representa-
tions with others is a deep human tendency and may be what is most unique about human emotion.
When we share our emotions with others, we necessarily rely upon our knowledge of emo-
tions, and we use specific words, concepts, categories, and narratives to convey our experiences
to others.
Words and concepts
The Emotion Lexicon
The English language has many words that name or refer to emotion, in what is known as the
emotion lexicon, which can be organized into categories at different levels. In one important
study, Shaver et al. (1987) gave participants 135 emotion terms written on cards and asked them
to sort those words into as many or few categories as they thought appropriate. Based on this
sorting, Shaver et al. captured English speakers’ organization of emotion lexicon, finding three
levels to our emotion knowledge.
At the superordinate level, there is a distinction between positive and negative emotions. This
seems to fit well with how people appraise the goodness and badness of events immediately and
automatically. At the next level, known as the basic level of knowledge, are six emotion concepts:
love, joy, surprise, anger, sadness, and fear. One might expect these terms to be those that people
most frequently use to describe their emotional experience. This same list of emotions replicates
(with slight variations) in analyses of other languages (Romney, Moore, & Rusch, 1997). Below
each of the basic emotion terms are many more specific states. This is known as the subordinate
level of emotion knowledge. These are likely to be states that share properties of the basic emo-
tion concept above them, and that are in important ways similar to one another. For example,
below the basic emotion concept love is: love, compassion, lust, and longing. Below the concept
happiness is: amusement, enthusiasm, pleasure, pride, hope, enthrallment, and relief. Below sad-
ness is: agony, depression, disappointment, guilt, embarrassment, and pity.
Johnson-Laird and Oatley (1989) offered a semantic analysis of the English lexicon with pri-
mary emotion terms for emotions which cannot be analyzed into anything more basic, and com-
plex emotions, which derive from them, which combine a basic emotion with some propositional
content; so jealousy (in Britain and the United States) is an emotion of anger and/or fear toward
a person who has intruded on a relationship of love or attachment.
To explore how cultures vary in their language of emotion, Russell (1991) read hundreds of
ethnographies written by anthropologists who had lived in different cultures and were familiar
with the language and life of that culture. After observing that almost all languages have terms for
anger, fear, happiness, sadness, and disgust, Russell paints a fascinating picture of how cultures
differ in their language of emotion. Cultures vary in the number of words that represent emo-
tions. Researchers have identified 2,000 emotion-related words in English, 750 in Taiwanese, 58
in Ifaluk in Polynesia, and 8 in the Chewong of Malaysia.
Cultures vary in which states they represent with emotion terms. In the Gifjingali language of
the Aborigines of Australia, fear and shame are captured by the same word, gurakadj. The dis-
tinction between shame and embarrassment is not made by the Japanese, Tahitians, Indonesians,
or Newars of Nepal. There are states represented by a single word in other languages that are not
ApprAisAl, ExpEriEncE, rEgulAtion156
represented by single English terms. For example, in Czech, one finds litost, which means the
sudden realization of life’s tragic circumstances. In German, there is the word schadenfreude,
pleasure at the failure or suffering of another person. In a related way, some cultures represent
kinds of experience with numerous words and concepts. For example, in Tahiti, there are 46
separate terms that refer to anger. When this kind of effect occurs, people may be more likely to
experience many shades of meaning for certain kinds of emotion.
Clearly, emotion words vary extensively across cultures. Given such variation, Anna Wierz-
bicka (1999), a linguist who is fluent in many languages, has been critical of attempts to infer
universal categories of emotion from intuitions by members of English-speaking cultures. She
proposes, instead, universal concepts of emotions based on the following kind of (somewhat
abbreviated) analysis that focuses on universal semantic elements. Happiness: (a) X was happy
because X thought something, (b) X thought: “Some good things happened to me,” (c) X thought:
“I wanted things like this to happen,” (d) X thought: “I don’t want anything else now.”
Conceptualization of Emotion
When we use words to describe emotion experiences, we engage in an act of conceptualization;
we interpret the experience with our ideas and notions, for example, about what caused the emo-
tion, do we have control over it, is it appropriate, is it inherently a good or bad experience, and
how does it express our relationship to others (Ford et al., 2018; Ford & Gross, 2018).
Studies of emotion words reveal several different conceptual properties of the language of
emotions. One of these is that applying a word to an emotional experience helps identify its
intentional object: what the emotion is specifically about (Ben Ze’ev & Oatley, 1996). (The
philosophical term intention means “aboutness”: thinking, knowing, and usually feeling are
intentional in this sense because they are about something.) Emotion words direct us to the focus
of the experience, some event relevant to our concerns, and likely courses of action (Ben Ze’ev,
2000). As you stand at the edge of a room at a party you might suddenly realize: “I’m feeling
jealous.” This word is likely to sharpen the focus of your experience and guide you to attend to
specific events: perhaps your partner is smiling flirtatiously at your best friend. The experience,
the word, and the concept may evoke past experiences of a similar theme, perhaps with this cur-
rent partner. Emotion words, then, appear to shape diffuse states into more specific emotional
experiences. A study by Anderson et al. (2011) showed how verbal emotional information can
affect perception. When a piece of negative verbal emotional gossip was paired with a face, this
face was recognized more easily in confusing circumstances than were faces that had been paired
with neutral or positive gossip.
Emotion Metaphors
Many emotion words are metaphorical. A metaphor is a concept that points to something other
than itself. We might say, “This party is a blast.” The image, the blast of a bomb, can characterize
complex features of a party. Or we might say “Justice is blind” to characterize a hoped-for prop-
erty of the process of justice: to indicate it should be applied similarly to everyone, independently
of who they are.
We often use metaphors to describe experience, and these metaphors reveal how we concep-
tualize emotion within a particular culture. In their study of metaphor, George Lakoff, Mark
Johnson, and Zoltán Kövesces have argued that there are five types of metaphor that speakers
of English use frequently for emotional experience (Kövesces, 2003; Lakoff, 2016; Lakoff &
Johnson, 1980). First, emotions can be natural forces. We speak of being swept away by our
emotions as if they were waves. Second, emotions can be opponents. We may struggle with grief
157Words and concepts
or frustration. Third, emotions can be diseases. We say that we are sick with love or envy. Fourth,
we can think of emotions as fluids in containers. We simmer with rage or burst with joy. Fifth,
we can think of emotions as animals. People who kiss a lot in public are “lovey-dovey.” Citron
et al. (2016) found sentences based on metaphor, such as "She’s a sweet child," are associated
with more activation of the brain region of the amygdala, than those that do not, such as "She’s a
kind child" because, they say, such metaphors induce more emotional salience. What is clear is
that in English, metaphors often conceptualize emotions as unbidden, unwieldy, and disruptive
forces in our social lives.
Prototypes
Russell (1991) suggested that although in science we need to understand defining characteristics
of terms that are used, in ordinary life we think in terms of prototypical examples with no sharp
boundaries to separate good from less good examples.
Are there necessary and sufficient features of the concept of emotion, or of specific emotions?
For some concepts, we can give a definition with necessary and sufficient features—so a grand-
mother is “the mother of a person who is a parent.” For most concepts, exact definition is difficult
or impossible because the natural world is not so neatly divided into categories, and for many
objects we just do not know enough. So, when you say “tree,” you mean that kind of thing called
“tree” of which we all know typical examples but about which, if need be, those scientists in the
Botany Department could tell us more. In this kind of way, language and thought have the won-
derful property of allowing us to talk and be understood even when we do not know very much.
To do this, we rely on kinds of thinking that the hearer can summon into mind (Putnam, 1975).
For Russell, then, rather than emotions being able to be analyzed, semantically, in the manner
suggested by Johnson-Laird and Oatley (1989), emotions are based on prototypes. A prototype
can be thought of as an example of an object in a category that exhibits typical features of the
category, so a prototypical bird is a robin. It flies, is of medium size, sings, builds nests, and so
on. When invoking prototypes to explain things, we can also specify modifications. Although our
prototype for "tree" might include the concept "large," we can modify it and say, of a bonsai: “It’s
a tiny tree that has been grown in a pot and pruned to keep it small.” (We showed some prototypi-
cal emotional expressions in the previous chapter.)
In several studies, Fehr and Russell (1984) present evidence that suggests that people think
about emotions in terms of prototypes. People’s everyday prototype of an emotion is something
like a script, which refers to a characteristic outline of a sequence of events. In a systematic
exploration of prototypical scripts for different emotions, Shaver et al. (1987) had participants
write about the causes, thoughts, feelings, actions, and physical signs of different emotions. They
coded these writings and identified features of the emotion prototypes as features that occurred in
at least 20 percent of either the person’s descriptions or the emotion’s descriptions. The prototype
for sadness is shown in Table 6.3.
Table 6.3 Prototype of sadness
Causes: Death, loss, not getting what one wants
Feelings: Helpless, tired, run-down, slow
Expressions: Drooping posture, saying sad things, crying, tears
Thoughts: Blaming, criticizing self, reflection on past actions
Actions: Negative talk to others, withdrawal from what was lost
Source: Adapted from Shaver et al. (1987)
ApprAisAl, ExpEriEncE, rEgulAtion158
By this narrative methodology, participants offer scripts, or as De Sousa (1987) calls them,
paradigm scenarios, of different emotions (see also De Sousa, 2004). The idea has been use-
ful for researchers in differentiating various emotions. Researchers using these methods have
sought to identify the distinct prototypes of the self-conscious emotions, including embarrass-
ment, shame, and guilt (Keltner & Buswell, 1996; Miller & Tangney, 1994; Parrott & Smith,
1991). Embarrassment most typically follows violations of conventions that increase social expo-
sure (e.g., after pratfalls or a loss of body control). Shame tends to arise from failure to live up
to expectations, either one’s own or those of significant others, that define the “core self,” “ego
ideal,” or character. Guilt appears to follow transgressions of moral rules that govern behavior
toward others. The common antecedents of guilt, therefore, include lying, cheating, stealing,
infidelity, and neglecting personal duties (Tangney, 1992; Tangney et al., 1996).
The prototype perspective is consistent with the idea of emotions based on core affect (Rus-
sell, 2003). This perspective helps account for the varieties of experiences that are represented
by one category of emotion. For example, there are numerous varieties of anger: some involving
blame, others being accidental; some directed at others, others directed at the self; some experi-
ences of high intensity (like rage), others more modest (like irritation). A prototype perspective
suggests that within each emotion category, there are better examples of an emotion that possess
the prototypical features of an emotion, such as those that we presented for sadness. Then there
will be many variations of that emotion that have fewer of those features, or other features as well.
Variations in Emotion Lexicon
It is clear that people vary dramatically in terms of the words they use to describe their emotional
lives. For some, the realm of emotion is captured in a rich array of words, metaphors, concepts,
and narratives. For others, such as the character Heath Ledger plays in Ang Lee’s film, Brokeback
Mountain, emotional life is registered in a few simple words that are expressed in the simplest
of terms.
Todd Kashdan, Lisa Feldman Barrett, and Jordi Quoidbach and their colleagues refer to such
variation in the language of emotion as emotional complexity (Kashdan, McKnight, & Barrett,
2015; Quoidbach et al., 2014). Some people differentiate emotion into a wide variety of cat-
egories and distinctions; they lead emotionally complex lives, of experiences of many kinds of
emotion, both negative and positive. For others, the emotion realm has fewer varieties of experi-
ence. With self-report methods, and daily diary reports, scientists can discover whether people
differentiate between many negative and positive emotions, or whether their emotion knowledge
is less differentiated. In general, a more complex emotional life has many benefits, including
reduced use of alcohol, better health as indexed in fewer visits to a doctor, reduced depression,
and healthier romantic relationships.
For those who have a narrower language of emotion, one finds a different pattern of outcomes.
This is known as alexithymia (Taylor, Bagby, & Parker, 1997), which means having few words
for emotions; it’s a difficulty in being able to identify or express emotions verbally. It is associated
with being less aware of emotions, a paucity of fantasies, and a cognitive style oriented to outside
events rather than to the inner world. Research on alexithymia is now extensive, with implications
for social interaction and mental health. David Preece et al. (2017) review this field and propose a
model in which alexithymic people have a difficulty in appraisal, which leads to problems in iden-
tifying and describing their emotions, and then combines with problems in attending to emotions.
These researchers found evidence for this model in a community sample. In a study that used
functional Magnetic Resonance Imaging (fMRI), van der Velde et al. (2015) studied viewing and
reappraising pictures designed to induce negative emotions. When participants first looked at the
pictures, those who had higher scores on an alexithymia scale had lower activation brain regions
159Words and concepts
associated with recognition and attention than did those who were less alexithymic. But when
people were asked to reappraise, no comparable differences in activation were found between the
more and less alexithymic participants. In a study of brain volumes, Grabe et al. (2014) found that
alexithymic people had less grey matter, or neuronal cells, than comparison participants in areas
of their anterior cingulate cortex that are associated with language processing.
As our experience of emotions is translated into verbal forms, we are enabled to extend the
meanings and uses of our primary experiences. In this act something extraordinary occurs, which
is available only to humans. Emotions and thoughts can themselves become objects of emotion
and thought. We can turn them over in our minds, reflect on them, and share them with others.
Rimé (2009) argues that in sharing emotions verbally, relationships are extended, social support
is enabled, and experience is compared with the experiences and intuitions of other members of
our community.
The question of what emotions are really about, and how situations are appraised at the deepest
level, may need to be coaxed out in verbal terms. James Pennebaker et al. (1988) had 50 students
write either about emotionally significant issues or about superficial topics for 20 minutes on four
consecutive days. Those who wrote about the deeper emotional issues showed improvements in
immune function in the form of higher lymphocyte responses to an antigen challenge and fewer
medical consultations at the University Health Center. Although participants who wrote about
emotionally important issues found the actual writing more distressing than did control partici-
pants, three months later they were significantly happier than the controls and, looking back, they
viewed the experience of confronting the emotional issues about which they wrote as a positive
experience. These effects have been replicated many times, both in Pennebaker’s laboratory and
by other research groups. Pennebaker has found therapeutic effects of confronting traumatic
experiences by writing or by talking. He understands the process in terms of alleviating a debili-
tation caused by suppressing traumatic experiences. He has concluded that the debilitation is
relieved by confiding, turning the emotions over in consciousness, and by coming to understand
the emotions and their implications (Pennebaker, 2012; Pennebaker & Chung, 2011; Pennebaker
& Seagal, 1999).
Novels and films: Welcome to the Sticks
A wonderfully funny film that illustrates appraisal processes
is Welcome to the Sticks. It was said to be the most popular
film of all time in France. If you are French, you will know
about it: Bienvenue chez les Cht’is.
The film is about a post-office manager, Philippe (Kad
Merad). His wife, Julie (Zoé Félix), is grumpy and difficult.
She wants Philippe to get a transfer to the French Riviera.
To move to such a favorable spot is difficult, so, to help his
chances Philippe decides that he needs to be disabled. He
buys a wheelchair. When an inspector arrives, his ruse is
discovered and, perhaps as a punishment, the Post Office
Human Relations Department transfers him, instead, to Ber-
gues at the opposite end of France, which people who live
in the south of France appraise as being the North Pole.
Philippe sets out for his new job in his car. He goes alone
because Julie won’t accompany him. He’s stopped by the
police for driving too slowly on the highway. He explains
to the cop that he has been transferred to the North. “Be
brave,” says the cop, and lets him go without a fine.
The staff of the Bergues Post Office are so warm and kind
to Philippe that he becomes happy in his new position but,
as this occurs, almost unintentionally, in phone calls to his
wife, he finds himself saying the place is terrible; he pre-
tends his appraisal is far worse than it is. Where Julie had
been demanding, she becomes understanding; where she
had been cold, she becomes affectionate. Every two weeks,
Philippe goes south for the weekend, to see her. Just as his
job is appraised as better than it’s ever been, so, now, is
his marriage—so much better that, after a few weeks, Julie
decides to move to Bergues, too. Philippe confides to his
ApprAisAl, ExpEriEncE, rEgulAtion160
Emotional Experience
For many, the defining feature of an emotion is its subjective experience, how the unfolding
process of emotion feels to the individual. Most typically, we represent our emotional experience
with words, in ways that capture what is happening in the social context, and what is happening
in our bodies (Barrett, Mesquita, Ochsner, & Gross, 2007).
Emotion scientists take many approaches to measure emotional experience. The most direct
is simply to ask people to report on how they currently feel with self-report measures, ideally
tailored to the specific context and administered as close to the emotion-eliciting stimulus as
possible. In this spirit, people can complete adjective checklists, such as the following (Green,
Goldman, & Salovey, 1993; Mauss & Robinson, 2009):
Positive Negative
cheerful blue
contented depressed
happy downhearted
pleased gloomy
satisfied sad
warmhearted unhappy
Sets of adjectives that are synonyms of emotions and moods (as above) are offered to partici-
pants in a scrambled order. Participants are asked to check any adjective that applies to them.
Points are given separately for positive and negative adjectives.
post-office staff that he has told his wife that the people of
Bergues are coarse and his situation is miserable. So, when
Julie arrives, they put on a show of making everything seem
far more awful than anyone could possibly imagine.
As we appraise these events we join together and laugh
with the actors in the film, as if we in the audience are taking
part. The idea of living in the north of France was appraised
by Philippe as too awful, but when he arrives he appraises
his job as much better than it’s ever been. These simulta-
neous and opposite appraisals seem to audiences rather
funny. Philippe tells Julie that Bergues is a terrible place,
and when she arrives, people there have made it more awful
than Philippe said. Again, there are two different appraisals,
the initial one of Julie and that which is put on for her by
Philippe’s workmates.
The question of why we laugh was asked by Henri Berg-
son (1900/1911). First, he thought laughter is solely human.
We don’t laugh at landscapes, and we laugh at animals only
when they seem human. Bergson wrote about how we may
laugh when we see a human behaving in a machine-like way.
He didn’t use the term "appraisal," but to see someone as
machine-like is to appraise that person as both human and
not-quite-human. Bergson suggests this is odd, and funny,
because being human is such a fragile state. Second, Berg-
son said, we need to be a bit detached to laugh. We don’t
laugh when we feel sympathy for a person. Third, said Berg-
son, laughter needs a social echo. We laugh usually only
when we are in touch with others.
We started our discussion of laugher in the previous
chapter, where we saw that laughter is both a bodily activity
and, as Jaak Panksepp (2005) proposes, typically social. It
begins in infancy and continues in children’s play. In chase
games, the child being chased laughs more than the one
who is chasing. Panksepp has found that rats make chirping
sounds when they play with each other: animal precursors of
laughter. When we humans tickle them, we are doing some-
thing odd, so that they make these sounds, the rats become
bonded to these particular humans. In some human cul-
tures, such as that of England, people cultivate bonding by
making jokes with each other and even at each other.
161Emotional Experience
A second method is to offer statements like: “I am feeling sad and dispirited.” Then ask people
to indicate agreement on a scale—a common five-point scale is “strongly agree, agree, not sure,
disagree, strongly disagree.” Alternatively, you can make up a scale indicating the extent to which
each statement “Describes me.”
A third method is to use a scale like the following:
Circle a number on the scale below to indicate how sad you feel:
Not at all 0–1–2–3–4–5–6–7–8–9–10. The most intense I have felt in my life.
The ends of this kind of scale are marked with verbal expressions called anchor points, with
which the participant can compare his or her current experience.
There are several established self-report scales that measure tendencies toward global positive
and negative moods (Watson, Clark, & Tellegen, 1988), distinct positive emotions like awe, love,
and compassion (Shiota, Keltner, & John, 2006), the tendency to express specific emotions like
anger (Spielberger, 1996), shame and guilt (Tangney, 1990), embarrassment (Miller, 1995), and
fear (Spielberger, 1983), as well as emotions in relation to others such as gratitude (McCullough,
Tsang, & Emmons, 2004) and empathy (Davis, 1983). In a useful development of emotion dia-
ries is called experience sampling: participants are beeped on a mobile phone or other device at
random times during the day, and at that instant, they provide information about their current
feelings (Barrett & Barrett, 2001; Bolger, Davis, & Refaeli, 2003).
In many ways, the question of what gives rise to our emotional experience is a pressing ques-
tion of the field and still remains a scientific puzzle. Two theoretical perspectives have emerged
(Reizensein, 1992a). In one form, the very experience of emotions, such as happiness, sadness,
anger, and fear, is basic, so that it cannot be reduced to lower-level components. Fridja and Par-
rott’s (2011) idea of ur-emotions is also a version of this idea. In the second form, the experi-
ence of emotions derives from elements that are not themselves emotions. This is the position
of those who think of emotions as socially constructed. For instance, Russell (2003) and Barrett
(2017) think of an initial positivity or negativity, followed by a phase in which the experience is
constructed from what is perceived in the context, elements in upbringing, and culture. A lively
debate is taking place in emotion research in which these two perspectives are explored.
The Perspective That Emotions Are Discrete
Earlier in the chapter we discussed how emotions have often been taken as discrete (Frijda, 1987;
Ekman, 1992; Keltner & Lerner, 2010; Panksepp, 1992; Roseman, 2011; Oatley & Johnson-
Laird, 2014). With these ways of measuring emotional experience, we need to say some more
about it and the alternative approach here.
From the discrete perspective, our experiences of emotions such as sadness, embarrassment,
awe, or amusement are fairly distinct from one another. Our conscious experience of differ-
ent emotions integrates emotion-related responses in the body and represents courses of action
(Winkielman, et al., 2011). From this perspective, our emotions are discrete, because this is how
we can see their functions in our individual and social lives, love to form relationships with oth-
ers, sadness to deal with loss, anger when another has done something to demean us, and so on.
In important ways, the idea of discrete emotions can be taken as starting with Charles Dar-
win’s book of 1872, and his analysis of the universal patterns of expressive behavior. Emotions
originate in human evolution as a primate species and can be recognized by their expressions: a
smile for happiness, a frown and clenched fists for anger, tears and a downcast look for sadness,
and so on. According to this view, an appraisal immediately produces an emotion of a particular
ApprAisAl, ExpEriEncE, rEgulAtion162
kind. Although each kind can be further elaborated, the basic emotions can, in general, be identi-
fied by words that occur in human languages; they correspond to distinct kinds of emotions as
they are experienced.
In different chapters, we have encountered studies that were motivated by a discrete approach
to emotion and emotional experience. Distinct patterns of expressive behavior—the warm smile
or embarrassment display or lip puckers and lip licks of desire—correlate with self-reports of
distinct experiences of emotions. When asked to represent the bodily sensations of different emo-
tions, people refer to different parts of the body as locations of those emotions. Still other evidence
comes from feelings that occur without any appraisal, for instance, in the auras that precede sei-
zures caused by temporal-lobe epilepsy. MacLean (1993) reports that these are strong feelings of
six kinds: desire, fear, anger, dejection, self-congratulation, and affection, and that they are free-
floating "completely unattached to anything, situation, or event" (p. 79). In a study of emotions of
these kinds in presurgical investigations in 74 patients with epilepsy, Melitti et al. (2006) electri-
cally stimulated the temporal lobes of the patients and found that emotions of this free-floating
kind were caused: most frequently fear, also happiness and sadness, but not anger or disgust.
In a diary study, Oatley and Duncan (1994) found in 175 episodes of emotion recorded by 47
employed people that 6 percent of the emotions were not caused by an appraisal. Emotions that
arose in this free-floating way were of happiness, anger, fear, and sadness. If distinct basic emo-
tions are primitives of experience (as argued by Oatley & Johnson-Laird, 1987), an emotion or
mood is a basic state and a complex emotion derives from it by adding secondary appraisals about
the emotion’s cause, its object, and plans in relation to it. So envy is anger at a specific person
who is envied, embarrassment is fear for oneself at a specific action, thought, or event. Oatley and
Duncan found no free-floating emotions that were of this complex kind. They did, however, find
that whereas most theories of basic emotions assume that emotions occur one at a time, 31 percent
of emotional episodes recorded by their participants occurred as mixtures, with anger plus fear
being the most common, and that 32 percent of the emotions changed as they proceeded, so that
although happiness was usually stable, it was not uncommon for anger to change to sadness.
Psychoactive drugs can cause emotions without any appraisal. Especially striking is the drug
cholecystokinin, which, in healthy humans, reliably produces a state of panicky fear (Eser, et al.
2005).
The Perspective That Emotions Are Constructed
The alternative perspective on emotional experience is known as constructivist (Russell, 2003;
Barrett, 2017; Clore & Ortony, 2008; Lindquist, 2013). This approach can be traced back to
William James (1884), who thought that emotions are perceptions of inner physiological pro-
cesses so that, like perceptions of the outer world, there are many ways of experiencing and
talking about them. Development of this position, away from James’s theory, has been strongly
influenced by insights from anthropology and sociology. (We reviewed findings of this kind in
Chapter 3). On this view, the emotion we feel and the language we use to talk about it don’t fall
into discrete categories; rather, our experience of emotion is constructed as we go along, based on
our individuality, our gender, our class, our upbringing, and the culture in which we live.
Contemporary, constructivist approaches to emotional experience are founded on a few core
assumptions. A first is an assessment of the empirical literature on emotion-related response, and
the critique that emotions are not natural kinds, in the way that pigeons, robins, and seagulls are
naturally occurring kinds of birds (Barrett, 2007, 2017). Within any emotion category, such as
anger, fear, or love, there is too much variation in emotion-related response, the critique goes.
And very often our experiences of emotion don’t robustly track emotion-related responses, as
assumed by a discrete perspective. For example, in a review of studies of this kind, Reisenzein,
Studtmann, and Horstmann (2013) found that coherence between the expression of smiling and
163Emotional Experience
the joyful experience of amusement was high, but for other emotions, coherence between expres-
sion and experience was lower (see also Matsumoto et al., 2008). There is no essence to emotion
and no clear boundaries between the different emotions. A central truth of emotion is variation
within categories of emotion, according to your genetics, your background, your culture of ori-
gin, your family life.
A second core assumption of constructivist approaches, first articulated by James Russell, is
that emotions are based on core affect, based on a primary appraisal dimension of goodness or
badness, with an orthogonal dimension of energization or lassitude (Russell, 2003). The thinking,
here, is that we are continually appraising the workings of our bodies and what is happening in
the social context in terms of how good or bad it is; this is the foundational layer of emotional
life. Core affect, the reasoning goes, reflects the most fundamental and continuing assessment of
how one is doing in the world. When experienced in more global terms, it is felt as more diffuse
moods (“I feel warm and energetic" or “I feel unenthusiastic”).
Finally, common to constructivist approaches is the idea that specific emotions arise out of
conceptual acts with attributions that arise from the situation, which can then be grounded in
language (e.g., Barrett, 2006; 2017; Russell, 2003). In this sense, the language we use to rep-
resent and report on our emotional experience is not a reflection or reaction; rather it creates or
constitutes our emotional experience (Lindquist, 2013). Within constructivist approaches, it is
more generally assumed that the language we rely on to represent emotion shapes every facet of
emotion; it is not just a passive reflection of emotion-related responses. As examples, the specific
language we use, shaped by our culture, our gender, our social class, our individuality, shapes our
perception of eliciting causes of emotion (Bai et al., 2017), how we interpret others’ emotional
expressions (Doyle & Lindquist, 2015), bodily sensations, and what emotional expressions we
remember (Doyle & Lindquist, 2018). Language constitutes all facets of emotion.
Comparing Perspectives
Often in our daily lives, our emotional experiences will feel quite distinct and map onto
emotion-related facial expressions, or bodily responses, or dynamics in the social context. This
may be especially true for certain individuals, and for certain emotional episodes, such as those
that are more intense (e.g., Mauss et al., 2009). Just as powerfully, how we conceptualize emotion
is deeply shaped by culture, which will shape every facet of emotion, as well.
As one example of how discrete and constructivist approaches influence emotional experi-
ence, consider a recent study by Cowen and Keltner (2017). In this study, participants watched
a subset of emotionally evocative video clips, from a library of 2185 video clips that Cowen had
culled from the Internet that could potentially elicit different emotions. After viewing each clip,
people reported on the discrete emotions that they felt, and they appraised each clip in terms of
different primary (good, bad) and secondary (fairness, agency) dimensions. Figure 6.3 is a map
of emotional experience that the clips produced. In this map, the proximity of one clip to another
is determined by the similarity of the emotional experience it generated.
A new statistical technique revealed that people reported 27 distinct types of emotion. They
included emotions usually included as basic such as joy, sadness, anger, fear, and disgust, but
also admiration, amusement, awe, boredom, calmness, desire, disappointment, embarrassment,
empathetic pain, and sympathy. This is in keeping with a discrete approach to emotion. A sec-
ond finding, though, is not, and jumps out: there are not clear boundaries between experiences
of emotion; our emotional life is filled with mixed, complex emotions, even in response to
short video clips (Grossman & Ellsworth, 2017; Larsen & McGraw, 2014). Finally, the authors
looked at what accounted for participants’ experiences of 27 emotions, the use of more discrete
emotion words, such as “anger”, or the dimension of good–bad. They found that discrete cat-
egories were more effective at structuring the results than were dimensions of good–bad and
ApprAisAl, ExpEriEncE, rEgulAtion164
excitement–enervation. It would appear from this study that when people report on their experi-
ences, it is discrete emotion terms—“love”, “awe,” “anger”—that drive emotional experiences
more so than general appraisals of goodness/badness, arousal, dominance, and so on.
Regulation of Emotions
Intense thought about regulation of emotions goes back to ancient times. In the East, the ques-
tion of how to live without being affected by suffering was the problem that practices of medita-
tion were developed to solve (and we discuss these in the final chapter). In the West, regulation of
emotions was the problem on which Epicureans and Stoics worked, more than 2,000 years ago.
In this section, we aim to show how regulation can work in adulthood, and in the chapter after
next (Chapter 8), how it develops in childhood.
At the beginning of this section, here, we should point out something curious. An appraisal
that elicits an emotion tells us that something has happened to affect a concern: it’s important! So
why would we want to regulate it, to turn this signal down, or turn it off?
For some emotions, such as anxieties when there is nothing to be done about a situation, we
can see why we might want to turn off the signal: to stop unnecessary worry. For depression, too,
when there seem no possibilities for moving forward, reappraisal of despair to get going again
A
la
n
C
o
w
en
FIGURE 6.3 A spatial arrangement of different emotional experiences triggered by 2185 different
video clips.
165Regulation of Emotions
can be important (Oatley & Perring, 1991). But what about other emotions? The question of
whether and how to try and regulate will be treated in this section. The question of whether and
how to work through the implications of emotions themselves will be treated in the final chapter,
in our discussion of the psychological therapies, including self-therapies.
Distraction, Reappraisal, Suppression
Most often the term “emotion regulation” refers to changing an emotion’s intensity and/or its
duration. If you are in a traffic jam on the way to an appointment, you might try to feel less
anxious: listen to music, think how to take care of being late, take deep breaths. If you work at a
customer interface, you can increase your enjoyment of your job by being friendly to customers
or clients.
One approach to regulation is to think of emotions as having a dimension of pleasantness.
Regulation can be the attempt to move from the unpleasant toward the pleasant.
Nico Frijda (1986) and James Gross (1998) have argued that regulatory processes affect every
stage of the emotion process (Gross, 2015). Gross, Sheppes, and Urry (2011) propose five stages
at which regulation can work, for self or others: selection of situations, modification of situations,
direction of attention, cognitive change, and modulation of responses. Selecting and modifying
situations in childhood are discussed in Chapter 8.
Among regulatory interventions at the attentional stage is distraction, getting oneself caught
up in something else, like binging on Netflix, or fiddling with one’s phone, or chatting with a
friend. As to cognitive change, the appraisal one makes of an event affects both the type of emo-
tion and its intensity, so reappraisal can make for transformation. Further along comes response
modulation: people can seek to suppress or emphasize expression of an emotion, usually by
behaving or not behaving in particular ways. When one seeks to enhance an emotion, one can
take William James’s advice and explicitly enact what one wants to feel so that, by means of the
inner feedback from expressive processes, one might feel it more strongly.
Among attempts to reduce emotions, as suggested by Gross (2014), are trying to calm down
when angry and trying to stop young children from giggling when they should be going to sleep.
Among attempts to increase emotions are firing oneself up before a big game and sharing good
news with friends or relatives. In this field, researchers tend to talk about strategies of regulation;
Webb, Miles, and Sheerhan (2012) have reviewed their different effects. So, for instance, distrac-
tion can work, and reappraisal (cognitive change) can be effective in reducing the experience of
negative emotions. Suppression of certain emotional expressions can be effective in interpersonal
behavior, but attempts to suppress experience or thoughts of an emotion tend not to work.
Different kinds of regulation can have different repercussions. Butler et al. (2003) had women
view an unpleasant film clip. Then each woman met with another woman she did not know. Some
women who had viewed the clip were asked to suppress their emotions by not expressing them.
Others were asked simply to respond naturally. Yet others were asked to reappraise the experi-
ence by thinking of their current situation. Women who were asked to suppress, and the women
they met, were found to have increased blood pressure as compared with those who responded
naturally and those who reappraised (see Figure 6.4).
Suppression also reduced rapport, probably because emotional responsiveness is important
for communication. It made the people to whom the women spoke less willing to take part in
a friendship. Instructions to suppress an emotion in experiments have generally been found to
be ineffective in decreasing the intensity of emotions that are experienced in the experiments
(Ehring et al., 2010).
In another study of reappraisal and suppression, van’t Wout, Chang, and Sanfey (2010) looked
at regulation of emotional reactions to unfairness in the Ultimatum Game (to be discussed in
ApprAisAl, ExpEriEncE, rEgulAtion166
Chapter 10, in which a responder decides whether to accept a proposer’s suggested division
of a sum of money). Participants worked through 24 trials of the game. Some people received
no instructions as to regulating their emotions. Some received instructions to suppress, which
included the phrase: “It is very important to us that you try your best not to show any signs of
emotional feelings and suppress any emotional feelings as you watch the offers” (p. 817). Others
were given instructions to reappraise: “It is very important to us that you try your best to adopt a
neutral attitude as you watch the offers. To do this, we would like for you to view the offers with
detached interest or try to come up with possible reasons why someone might give you a certain
offer” (p. 817). As compared with those who were asked to suppress their emotional reactions,
those asked to reappraise were less likely to reject unfair offers. So, van’t Wout et al. argue that
their results extend previous findings: “Emotional reappraisal as compared to expressive suppres-
sion, is a powerful regulation strategy that influences and changes how we interact with others
even in the face of inequity” (p. 815).
Several studies have been performed to examine the effects of different kinds of emotion
regulation. Thus in an electroencephalographic (EEG) study, Thiruchselvam et al. (2011) found
that distraction operates early in the emotion process. In an fMRI study, Goldin et al. (2008)
found that next in the chain of events is appraisal, or reappraisal, which affects the prefrontal
cortex. Suppression, for instance, by not expressing an emotion, although it, too, can affect the
prefrontal cortex, tends to come later in the process and affects the insula and amygdala. Bigman
et al. (2016) found that people who were led to believe that they could be successful in regulating
their emotions were indeed more successful in doing so when negative emotions were induced,
whereas people in a control condition, who were not given this belief, were less successful.
Laboratory studies of regulation have been informative, but how do people regulate emotions
in their day-to-day lives. Some people distract themselves, when something upsetting occurs.
Some people tend to reappraise, and have developed the habit of making the best of things.
30
25
20
C
on
ve
rs
at
io
n
-
B
as
el
in
e,
m
m
H
g
15
10
5
0
Reappraisers'
Partners
Suppressors'
Partners
Controls
Increases in Mean Blood Pressure
During Conversation
FIGURE 6.4 Increases in blood pressure by partners of those instructed to reappraise or to suppress
their emotions, and control participants, in the study by Butler et al. (2003).
167Regulation of Emotions
Others tend to suppress. Effects depend on context and social goals (English et al., 2017; Haines
et al., 2016). Here, too, there can be repercussions. It has often been suspected that people who
habitually try to suppress their emotions make themselves vulnerable to depression. In a study
in which suppression was compared with reappraisal in people who had a history of depres-
sive episodes as compared with people who had not, Ehring et al. (2010) studied recovered-
depressed and never-depressed people and found that those who had experienced depression
tended to suppress their emotions. In a meta-analysis, Visted et al. (2018) found that people
who were depressed or who had experienced a period of depression had difficulties in emotion
regulation.
There are, however, differences of culture: Soto, Perez, Kim, Lee, and Minnick (2011) asked
European Americans in the United States and Chinese people in Hong Kong about their use of
expressive suppression, their life satisfaction, and their depressed mood. They found that expres-
sive suppression was associated with poorer psychological outcomes for European Americans
but not for Chinese participants. Politeness in Chinese society involves different procedures from
those in America. Chinese people seem to have become more skilled at suppression in ways that
are not at odds with how one lives in that society.
In a study of twins, Kateri McRae et al. (2017) found that people’s successful use of reap-
praisal to regulate emotions is less due to genetics than are such personality traits as neuroticism,
the tendency to experience heightened negative emotion, which we shall consider in other chap-
ters. They suggest that an importance of environmental "influences specific to reappraisal and
adaptive emotional functioning speaks to the potential impact of social context, social partners,
and psychosocial interventions on reappraisal habits" (p. 772).
So far we have concentrated on individuals, but there are political implications; might our
understanding of these issues help make the world a better place? Eran Halperin et al. (2011)
did a laboratory study in which Israeli participants were assigned to be trained in reappraisal or
to be in a control condition, and were then presented with anger-inducing information about the
Israeli–Palestinian conflict. Those in the reappraisal condition were more likely to favor concil-
iatory practices, and to be less likely to stereotype those in positions other than their own. Then
the researchers ran a similar study in the field, with a real political event, the Palestinian bid
for recognition by the United Nations. Here again, Israelis trained in reappraisal showed more
support for conciliatory policies and less for aggressive policies toward Palestinians (see also
Halperin, 2014).
In this section on regulation, we have left to the last an idea about the relation of emotions to
each other. It is by Batja Mesquita and Nico Frijda (2011), who pick up on the finding, mentioned
earlier in this chapter, that about a third of emotion episodes recorded in diaries involve mixed
emotions and that emotions often change as they proceed. Here is what Mesquita and Frijda say:
Emotional events in real life have the potential of eliciting several emotions—that is,
several modes of action readiness—at the same time. We are happy as well as embar-
rassed when our guests sing the “Happy Birthday” song at our birthday party. The same
event is relevant to multiple concerns, and evokes multiple modes of action readiness—
happiness and embarrassment—simultaneously (pp. 782–783).
At the birthday party, we can choose to be happy or embarrassed. In more serious situations,
as with the Israeli–Palestinian conflict, and in conflictual situations in our daily lives, we might
choose to prioritize our anger, to be aggressive and vindictive, or to prioritize empathy, or even
affection. In general, then, to regulate an emotion, the issue is often, by reappraisal perhaps, to
concentrate on an emotion we choose. This same principle is one we will revisit in our final
chapter, when we discuss psychological therapies.
ApprAisAl, ExpEriEncE, rEgulAtion168
S U M M A R Y
Appraisals are evaluations of events in relation to an individual’s
goals or concerns. We started this chapter by thinking about how
primary automatic appraisals occur unconsciously, when objects
or events are evaluated in terms of the appropriateness of an event
to a goal. Secondary appraisals then occur when we identify what
caused an emotion and when we think what we might do about it.
We showed how there are arguments for both discrete and dimen-
sional approaches. Some aspects of emotions are best seen as pro-
totypes or scripts, but at the same time there seem to be boundaries
in people’s representations of emotions. The important social
process of tertiary appraisal starts when we turn our emotions into
verbal forms and share them with others. Putting emotions into
words helps focus emotional experience and enables us to explore
implications, for instance, in metaphorical ways and in relation
to others. Regulation has become important in the psychology of
emotion. Five kinds of process can be recognized: choice of situ-
ations, modification of situations, direction of attention, cognitive
change, and suppression. Regulation is important not just for indi-
viduals, but in social situations, and in political and international
events.
T O T H I N K A B O U T A N D D I S C U S S
1. Think about a happy emotion that you are interested in, per-
haps love or enjoyment of what you are doing, and reflect on
what generally causes it for you. What concerns are at issue?
Do the same for a negative emotion such as anger or sadness.
2. What functions for you have the expression of emotions in ver-
bal forms, in thinking or talking with others, or writing?
3. There are three systems of emotion: experiential (what you
are conscious of), behavioral (as in facial expressions and
gestures), and physiological (e.g., heart rate and skin conduct-
ance). Why do you think these systems are not always closely
coordinated?
F U R T H E R R E A D I N G
For a cognitive account of emotions and their nature:
Frijda, N. (2007). The laws of emotion. Mahwah, NJ: Erlbaum.
An excellent review of appraisal is:
Moors, A. (2009). Theories of emotion causation: A review. Cognition and
Emotion, 23, 625–662.
For a discussion of emotion in relation to language and metaphor:
Kövesces, Z. (2003). Metaphor and emotion. Cambridge, MA: Cambridge
University Press.
For a dimensional account of emotions:
Russell, J. (2003). Core affect and the psychological construction of
emotion. Psychological Review, 110, 145–172.
A useful discussion of emotion regulation and how to think about it is here:
Gross, J. (2014). Emotion regulation: Conceptual and empirical founda-
tions. In J. J. Gross (Ed.), Handbook of emotion regulation, second
edition (pp. 3–20). New York: Guilford Press.
169
7Brain Mechanisms and Emotion
Herein too may be felt the powerlessness of mere Logic . . . to resolve
these problems which lie nearer to our hearts.
George Boole, 1854, An Investigation of the
Laws of Thought, p. 416
CONTENTS
Historical Approaches to the Neuroscience
of Emotion
Early Research on Brain Lesions and
Stimulation
The Limbic System
Emotion Systems in the Mammalian Brain
A Framework from Affective Neuroscience
Emotion-Related Appraisals and Subcortical
Processes in the Brain
Appraisals of Novelty and Concern Relevance:
The Amygdala
Appraisals of Possible Rewards: The Nucleus
Accumbens
Appraisals of Pain, Threat, and Harm: The
Periaqueductal Gray
Bodily Awareness and Subjective Feeling: The
Anterior Insular Cortex
From Conceptualization to Empathic
Understanding: Cortical Processes in the Brain
Learning Associations Between Events and
Rewards: The Orbitofrontal Cortex
Emotion Conceptualization: The Prefrontal
Cortex
Emotion Regulation: Regions of the Prefrontal
Cortex
Empathy and the Cortex
Social Pain and the Dorsal Anterior Cingulate
Cortex and Anterior Insular Cortex
The Search for Emotion-Specific Patterns
of Brain Activation
Distinct Emotions Are Constructed in the
Cortex
Emotions Engage Discrete Patterns of Brain
Activation
Summary
To Think About and Discuss
Further Reading
Anger
L R L
MTG
R L R
Ins Amy
y = –8
x = –4
Movies Imagery Movies + Imagery
aPFC mPFC pCC/Prec
Post-
CG
Pre-
CG
Disgust Fear Happiness Sadness Surprise NeutralF
ig
3
. H
ei
n
i
S
a
a
ri
m
ä
k
i
et
a
l.
D
is
cr
et
e
N
eu
ra
l
S
ig
n
a
t u
re
s
o
f
B
a
si
c
E
m
o
ti
o
n
s,
C
er
eb
ra
l C
o
rt
ex
(
2
0
1
6
)
2
6
(
6
):
2
5
6
3
-2
5
7
3
, d
o
i:
1
0
.1
0
9
3
/c
er
co
r/
b
h
v0
8
6
, b
y
p
er
m
is
si
o
n
o
f
O
x
fo
rd
U
n
iv
er
si
ty
P
re
ss
FIGURE 7.0 Images from a study by Saarimäki and colleagues
showing different patterns of brain activation for anger, disgust, fear,
happiness, and surprise elicited by movies, imagery, and both (Adapted
from Saarimäki et al., 2016).
Brain MechanisMs and eMotion170
Black Mirror is a dystopian television series that portrays the perils of new technologies, from
augmented reality to online platforms resembling Facebook. At the center of one unsettling epi-
sode, Arkangel, are familiar tensions between a nervous, single mother and her daughter. Early in
the episode, during a visit to their neighborhood park, the mother loses track of her three-year-old
daughter who has wandered after a cat and disappeared. This leads to a frantic search for the young
girl, who eventually is found. In the aftermath of this harrowing experience, the mother pays a visit
to a new biotech firm, Arkangel. In its spotlessly clean, high-tech offices, the mother chooses to
have an implant placed in her daughter’s brain, neatly and painlessly inserted near her temple.
The neural implant sends signals to a tablet that the mother keeps with her. It allows her to
keep track of where the young girl is—no more fear of losing her. Through transmission from the
girl’s optic nerve, the mother can tap a button and see on the tablet what the young girl sees in the
world. This becomes a source of conflict later in the show when the prying mother spies on her
adolescent daughter’s sexual escapades.
The implant also notifies the mother that her daughter is experiencing fear. It does so by track-
ing cortisol levels and then sending a signal to the mother when the girl’s cortisol has spiked. The
mother can then apply a filtering device to what the young girl perceives, rendering the source of
stress hard to see and hear. A ferocious barking dog becomes pixilated and mute. Aggression on
her middle-school playground becomes blurry.
At the center of this drama is a familiar theme: parents want to protect their children from
sources of stress. The story also is built upon a common intuition about emotion and the brain—
that there are specific areas of the brain where emotions such as fear are generated. If emotions
are located in such regions, it follows that people can alter their emotional tendencies with neural
implants and pharmaceuticals. Shut down the brain region that produces fear, and childhood
becomes calm and beatific.
It is tempting to think that there are distinct regions, or modules, of the brain where specific
emotions reside —sympathy neurons, perhaps, or an anger center, or a love neurotransmitter.
Perhaps this is a by-product of the language of emotion, which provides us with terms such as
“fear” or “awe” to describe distinct emotions, thereby leading to the assumption that specific
regions of the brain map onto these states (LeDoux, 2018). But the neuroscience of emotion has
arrived at a more complex and nuanced view.
A consensus is emerging in the field that emotions engage multiple regions of the brain in
complex, unfolding processes (e.g., Brosch & Sander, 2013; Kragel & LaBar, 2017; Nummen-
maa et al., 2018; Satpute & Barrett, 2017; Smith & Lane, 2017). An experience of disgust, awe, or
sympathy, for example, will not activate just one region of the brain; instead a network of regions
shows patterns of activation that unfold over time. This insight follows from the framework we
presented six chapters ago in Figure 1.7: that emotions are complex, unfolding processes involv-
ing appraisals, bodily changes that we feel, expressive behavior, and acts of language-based con-
ceptualization and regulation. The task of this chapter is to understand how these emotion-related
processes engage patterns of activation in the brain. Before setting off on this journey through the
emotional brain, let’s first briefly cover some neuroanatomy and trace the history of the study of
emotion and the brain.
Historical Approaches to the Neuroscience of Emotion
The human brain has about 86 billion neurons (Azevedo et al. 2009; Herculano-Houzel, 2016);
typically each may have perhaps 10,000 synapses, some as many as 150,000 (Presti, 2017). Neu-
roanatomists have mapped the brain into dozens of regions (e.g., the cortex has been mapped into
over 50 distinct regions known as Brodmann areas) and begun to trace pathways through which
the different regions connect.
Historical Approaches to the Neuroscience of Emotion 171
The different regions of the brain connect via different kinds of neurochemicals. A first
is neurotransmitters, of which there are over 100 kinds in the brain. Neurotransmitters are
released from the synapses of neurons and diffuse in milliseconds across the tiny synaptic gaps
between cells to activate or inhibit receiving neurons (see Figure 7.2). As well as acetylcholine,
©
d
u
n
ca
n
1
8
9
0
/G
et
ty
I
m
a
g
es
FIGURE 7.1 Early thinking some 100 years ago about the brain assumed that distinct functions
were located in very specific regions of the brain, as portrayed in this drawing. Today, it is more widely
believed that processes such as emotion are distributed across different regions of the brain.
Brain MechanisMs and eMotion172
they include norepinephrine, dopamine, serotonin, glutamate, and gamma-amino butyric acid
(GABA). A second family of neurochemicals in the brain are the neuromodulators, many of
which are peptides, or sequences of amino acids, which influence the activation of neurotransmit-
ters. Endogenous opiates (chemically similar to drugs such as opium and heroin), for example,
modulate the pain system, and other peptides (such as cholecystokinin) have important emotional
effects. Some peptides are transmitters, but when they act as neuromodulators, they are released
by some neurons and diffuse some distance to affect many thousands of nearby neurons.
The challenge for the science of emotion is to map different emotion-related processes to
these interacting regions of the brain. Scientists do this with neuroimaging techniques. In these,
a machine monitors biochemical events in a series of digitally animated slices through a per-
son’s brain, while a computer takes this information and constructs visual images to show which
regions have been metabolically most active. These methods are noninvasive. They include Posi-
tron Emission Tomography (PET) and functional Magnetic Resonance Imaging (fMRI), in which
pictures are constructed to show brain activity changing over time in the course, for instance,
of different emotional states. Alongside these imaging methods, neuroscientists can study how
accidental or disease-related damage to brain tissue influences emotional processes, while others
have made localized lesions in the brains of animals for experimental purposes. Neuroscientists
who use electrophysiological methods have stimulated parts of the brain with electric currents or
with magnetic fields (Transcranial Magnetic Stimulation, TMS), and measured electric signals
(electroencephalography, EEG) or magnetic signals (magnetoencephalography, MEG) generated
by populations of neurons. Pharmacological neuroscientists deliver neurotransmitters or neuro-
modulators to small regions of the brain to examine their effects on emotion-related processes.
That is it: anatomy, lesions, stimulation, electrical and magnetic recording, pharmacology.
With these methods, researchers have begun to discover the functions of regions of the brain,
which we portray in Figure 7.3. The hindbrain includes regions that control basic physiological
processes: the medulla regulates cardiovascular activity, the pons controls sleep and breathing;
the cerebellum is involved in motor coordination and automatic movements, such as blocking
an incoming ball to the face. The so-called forebrain includes the thalamus, which is involved in
integrating sensory information and memory and decision-making, the hippocampus, which is
critical for memory processes, and the hypothalamus, which is involved with biological functions
such as eating, sexual behavior, aggression, sleep and the sleep/wake cycle, and bodily tempera-
ture. The forebrain also includes the amygdala—and the system of the cerebral cortex, which,
because it is so large in humans, distinguishes our brains from those of other species. The large
Mitochondrion
Nucleus
Myelin
sheath
Node of
ranvier Schwann
cell
Synapse
Axon
terminal
Axon
Dendrite
Cell
body
De
sig
nu
a/
sh
ut
te
rs
to
ck
FIGURE 7.2 An image of a neuron. Neurotransmitters are released from vesicles near the synapse,
and then they travel to nearby neurons, stimulating an electrical impulse up the axon of the neuron.
Historical Approaches to the Neuroscience of Emotion 173
size of our brains is probably due to our profoundly social lives (Dunbar, 2003; Lieberman, 2013).
It is thought, too, that the frontal lobes of the cortex are involved in planning, decision-making,
and intentional action, as well as in emotion regulation.
Over 350 years ago, Descartes (1649) proposed that sensory stimuli pulled little strings that
ran inside the sensory nerves to open the valves that would let fluids from a central reservoir in
the brain run down tubes (the motor nerves) to inflate muscles (Figure 6.0). This, he thought, was
the mechanism underlying the human reflex. We now know that nerve messages are carried not
by strings and hydraulics but by neurons that conduct electrical signals and between neurons by
means of neurotransmitters at the synapses. Nevertheless, Descartes’ analysis of the reflex—as
involving stimuli that excite sensory receptors, which send messages along the sensory nerves
to the brain, which in turn send signals to motor nerves to work the muscles and organs of the
body—remains a principal framework today.
Emotions, however, are more than reflexes. We need additional concepts to understand brain
mechanisms of emotion, concepts such as the individual’s concerns and appraisals of the social
context.
PARIETAL LOBE
(movement)
BACKFRONT
CORTEX
OCCIPITAL LOBE
(vision)
Corpus callosum
Hippocampus
(memory)
LIMBIC SYSTEM
Entorhinal cortex
(memory)
Olfactory bulb
Dorsolateral
prefrontal
(executive &
logical)
Anterior cingulate
(motivation)
FRONTAL LOBE
(planning)
MOTOR
SENSORY
Amygdala
(basic emotions)
Hypothalamus
Lateral orbitofrontal
(appropriate social/
emotional response)
TEMPORAL LOBE
(language)
CEREBELLUM
(coordinate movement)
BRAIN STEM
(body basics)
FIGURE 7.3 Exploded view of the human brain. This slice of the brain brings into focus the areas involved in
emotion. Subcortical regions of this kind include the amygdala (part of the limbic system) and hypothalamus, as well
as the ventral striatum and periaqueductal gray (not pictured). Cortical regions clearly involved in emotion include the
orbitofrontal, dorsolateral, midline, and anterior cingulate, all located in the frontal region of the cerebral cortex.
Brain MechanisMs and eMotion174
Early Research on Brain Lesions and Stimulation
One of the first theories of the brain mechanisms of emotion was proposed by Walter Cannon
(whom we discussed in Chapter 1). Work in Cannon’s laboratory, particularly by his student Bard
(1928), indicated that cats deprived of their cerebral cortex were liable to make sudden, inappropri-
ate, and ill-directed attacks, which came to be called “sham rage” (Cannon, 1931). If fed artificially
and carefully tended, these cats could live for a long time, but would show few spontaneous move-
ments except this angry sham rage (Bard & Rioch, 1937). Such observations prompted Cannon to
propose that the cortex usually inhibits emotional expression, a theme we will revisit shortly in our
discussion of emotion regulation.
Cannon and Bard’s formulation was really the continuation of the nineteenth-century hypoth-
esis of the nervous system proposed by Hughlings-Jackson (1959). In this view, lower levels
of the brain (the hindbrain) are reflex pathways related to simple functions such as posture and
movement. At the next level are more recently evolved structures, including those that support the
emotions. At the highest and most recently evolved level, the cerebral cortex controls all levels
below it. According to this argument, children are abound with uncontrolled emotion until their
cortex develops sufficiently to inhibit their lower functions. Similarly, it was thought that brain
trauma (as with poor Phineas Gage, the railroad construction foreman whose accident you may
remember from Chapter 1) leads to the diminished activity of the higher regions of the brain, thus
releasing the lower ones from inhibition. This idea that the function of the cortex, in life, is to
inhibit the lower parts of the brain is now seen as not very helpful.
The Limbic System
The neuroscience of emotion gained momentum with a theory offered by MacLean (1990, 1993),
who proposed that the human forebrain includes three distinct systems, each of which devel-
oped in a distinct phase of vertebrate evolution to fulfill new functions related to its species-
characteristic repertoire. Apart from the hypothalamus, the earliest and most basic part of the
forebrain is called the striatal region (which includes the caudate, putamen, and striatum nuclei).
This area became enlarged with the evolution of reptiles, argues MacLean, and it is devoted to
scheduling and generating basic behaviors, including: preparation and establishment of a home
site, marking and patrolling of territory, formalized fighting in defense of territory, foraging, hunt-
ing, hoarding, forming social groups including hierarchies, greeting, grooming, mating, flocking,
and migration. When striatal areas are damaged in humans, for example, in the early stages of a
hereditary disease called Huntington’s chorea, patients become unable to organize daily activities
and carry out goal-directed behavior, though they happily partake in activities planned for them.
MacLean (1993) next asked: “What do mammals do that reptiles do not?” His answer: mater-
nal caregiving with infant attachment, vocal signaling, and play, all of which were served by a
second subcortical region of the forebrain, the limbic system, which includes the thalamus,
hippocampus, and amygdala, which have close connections with the hypothalamus, and influ-
ence the autonomic nervous system and the cortisol response. In contrast to reptiles, which hatch
from eggs and start life on their own, every mammal is born in close association with another.
As mammals diverged from reptiles in the course of evolution, the limbic system developed,
according to MacLean (1993), to support emotions that allow for mammals’ increasing sociality.
This insight derived from several early discoveries. When large parts of the limbic system in
wild monkeys housed in a laboratory were removed, the wild monkeys, normally aggressive,
would become docile, hypersexual, disinhibited and approach everything without fear (Klüver &
Bucy, 1937). When Olds and Milner (1954) implanted electrodes into septal regions of the limbic
system in rats who were neither hungry nor thirsty, they would press a lever repeatedly for up to
four hours a day to deliver stimulation to themselves in these regions.
Historical Approaches to the Neuroscience of Emotion 175
Early analyses of temporal lobe epilepsy, caused by viruses or brain disease (Gibbs, Gibbs,
& Fuster, 1948), found that the neural discharges contained within the limbic region triggered
attacks defined by auras and suffused with strong emotions. The Russian novelist Dostoevsky,
who suffered from epilepsy, wrote of the aura of his attacks: “a feeling of happiness such as it is
quite impossible to imagine in a normal state and which other people have no idea of . . . entirely
in harmony with myself and with the whole world” (Dostoevsky, 1955, p. 8; see also Hughes,
2005). About these feelings, MacLean says: “Significantly, these feelings are free-floating, being
completely unattached to any particular thing, situation, or idea” (p. 79, emphasis in original).
These observations led MacLean to orient the field to the limbic system as a brain region likely
to be centrally involved in emotion—a hypothesis that would eventually be abandoned for claims
about more specific anatomical regions and their role in emotion.
Emotion Systems in the Mammalian Brain
MacLean’s theorizing directed the early study of emotion to the limbic system and regions such
as the amygdala, thalamus, and hypothalamus. Jaak Panksepp, a founding figure in the study
of the emotional brain, added precision and complexity to this thinking in his research, which
spanned 40 years. He and his colleagues would make the case that seven basic emotion systems
can be found in the limbic system and other regions of the mammalian brain (Panksepp & Biven,
2013; Panksepp et al., 2016).
Panksepp primarily studied rodents —rats, mice, guinea pigs. In some of his experiments, he
would stimulate specific regions of the brain electrically with implants. In other studies, he would
inject certain neurochemicals, such as oxytocin or opioids, into the brain. In the spirit of Darwin,
Panksepp then would look for shifts in specific emotional behaviors—exploration of the environ-
ment, physical attack, freezing and flight, copulatory behavior, distress calls, protective behavior
of offspring, and even the rat equivalent of laughter (subsonic vocalizations).
Through studies such as these, Panksepp arrived at the view that the mammalian brain has
seven basic emotion systems that guide adaptive behaviors in response to significant threats
and opportunities, largely of a social nature. He calls these systems: SEEKING, RAGE, FEAR,
LUST, CARE, PANIC, and PLAY. In Table 7.1, we outline Panksepp’s framework. Consider a
few supportive findings. When the regions of the brain of the SEEKING system are electrically
stimulated, a rat will explore the environment, sniffing, perhaps in search of food. When opioids
are injected into the brain of rodents (opioids reduce the pain response), distress vocalizations
associated with mammalian separation and grief are dramatically reduced.
Panksepp’s theorizing had a large influence on the study of oxytocin, involved in the CARE
and LUST systems, as you can see in Table 7.1. Oxytocin is produced in the hypothalamus and
released into both the brain and blood stream. Receptors for this peptide are found in the olfactory
system, limbic–hypothalamic system, the periaqueductal gray, and regions of the spinal cord that
regulate the autonomic nervous system, especially the parasympathetic branch (Uvnas-Moberg,
1994). Oxytocin is involved in lactation, maternal bonding, and sexual interaction (Carter, 1992).
Oxytocin is involved in CARE. Blocking oxytocin prevents maternal behavior (Pederson, 1997;
Insel & Harbaugh, 1989). In primates, injections of oxytocin have led to increases in the fre-
quency of touching and watching infants and decreases in aggressive yawns and facial threats
(Holman & Goy, 1995). Oxytocin injections have caused ewes to become attached to unfamiliar
lambs (Keverne et al., 1997). Rat pups show preferences for odors of mothers, except when
pretreated with oxytocin antagonists (Nelson & Panksepp, 1996). It also is involved in LUST.
Comparisons between prairie voles who display pair-bonding, and the closely related montane
voles, who do not pair-bond, have revealed differences in the location of oxytocin receptors in the
brains of each species (Carter, 1998; Insel et al., 1997). Moreover, in the prairie vole, injections
of oxytocin directly into specific areas of the brain have been found to increase preferences for a
Brain MechanisMs and eMotion176
single partner over other partners, while injections of oxytocin antagonists depress single partner
preference (Williams, Insel, Harbaugh, & Carter, 1994).
We hope that you are noting how social Panksepp’s theorizing is: the seven emotion brain
systems support social behavior—fighting, copulation, caregiving, seeking comfort when dis-
tressed. Make note of certain brain regions that are important as we continue our tour of the
emotional brain: the amygdala, the nucleus accumbens, the periaqueductal gray, the anterior
cingulate. Panksepp also makes important theoretical points in detailing how these seven sys-
tems are involved in our emotional lives. Often the systems interact with each other as emotions
unfold. For example, the SEEKING system supported by dopamine release —which leads to
goal-directed behavior—is involved in many emotion systems, such as the RAGE and LUST
systems. One could imagine how our experience of romantic love might involve the interac-
tion between the LUST and CARE systems. Or perhaps jealousy is the interaction between the
RAGE, LUST, and PANIC systems.
Panksepp also notes that there are certain neurochemicals that are widely distributed through-
out the brain and affect all emotions. Glutamate is likely involved in increased activation in each
emotion system, whereas GABA and serotonin inhibit the activation of the seven emotion sys-
tems (see also Carver et al., 2008). It is perhaps for the calming effects of serotonin that people
take serotonin reuptake inhibitors, such as Prozac, which increase levels of serotonin, whose
efficacy we consider in Chapter 13.
In an extension of Panksepp’s theorizing to humans, Shiota and colleagues have made the case
that distinct positive emotions are supported by different neurotransmitters (Shiota et al., 2017).
Shiota and colleagues argue that dopamine is the foundation of positive emotions, but that other
Table 7.1 Jaak Panksepp’s ideas of social–emotional systems of the brain.
System Behaviors Emotions Brain Regions Neurochemicals
SEEKING Exploration Enthusiasm,
Euphoria,
Excitement
Ventral Tegmental Area,
Nucleus Accumbens, Caudate,
Amygdala, Periaqueductal Gray
Dopamine
RAGE Attack, biting Anger, Rage Hypothalamus, Amygdala,
Periaqueductal Gray
Testosterone,
Noerepinephrine,
GABA (reduces)
FEAR Freezing, flight Fear, Anxiety Amygdala, Anterior and Medial
Hypothalamus, Periaqueductal
Gray
Benzodiazapene
(reduces), Serotonin
(reduces)
LUST Copulation Sexual Desire,
Romantic
Love,
Excitement
Preoptic Area, Ventromedial
Hypothalamus, Periaqueductal
Gray, Amygdala, Ventral
Tegmental Area
Testosterone,
Estrogen, Oxytocin
CARE Nurturance,
protection
Sympathy,
Filial Love
Periaqueductal Gray,
Ventromedial Hypothalamus,
Ventrotegmental Area
Oxytocin, Estrogen,
Progesterone
PANIC Distress
vocalizations
Sadness,
Distress,
Grief,
Depression
Anterior Cingulate,
Dorsomedial Thalamus,
Periaqueductal Gray,
Cerebellum
Opioids (reduce),
Oxytocin,
Corticotropin
Releasing Factor,
Glutamate
PLAY Rough and
tumble, laughter,
ticklish stimulation
Amusement SEEKING system Dopamine,
Cannaboids
Emotion-Related Appraisals and Subcortical Processes in the Brain 177
neurotransmitters map onto experiences of distinct emotions. Oxytocin is engaged during expe-
riences of love, for example (Gonzaga et al., 2006), testosterone during experiences of sexual
desire, and the opioids during experiences of savoring and liking things.
Finally, Panksepp’s theorizing helps us think about clinical issues, drug addictions, and prob-
lems in society. For example, note how the opioids reduce PANIC and associated feelings of
sadness, distress, and loneliness. Perhaps it is for this reason that people are drawn to opiates in
the United States right now, to combat loneliness, which is of epidemic levels (30% of Americans
report feeling lonely on a regular basis). Panksepp’s theorizing is a source of hypotheses and
understandings of the emotional brain.
A Framework from Affective Neuroscience
Building upon early observations, emotion scientists have carried out hundreds of studies of
people experiencing emotion while patterns of brain activation are recorded, most typically with
fMRI methodologies (e.g., Kober et al., 2008; Kragel & LaBar, 2018; Lindquist et al., 2012;
Numennmaa et al., 2018; Rolls, 2013; Smith & Lane, 2015, 2017). The movement of which
these studies are part goes by the name of affective neuroscience. In many such studies, people
watch emotionally evocative film clips. Or they recall emotional experiences. Or they might be
led through controlled and scripted emotional imagery (e.g., imagining interacting with someone
they have just fallen in love with or being humiliated by someone). Or on occasion, they engage
in carefully crafted social interactions, for example, in hearing kind words from a friend or being
rejected by others while playing a game.
Syntheses of these literatures reveal two important themes.
A first is that the elicitation of emotion consistently produces activation systematically in cer-
tain regions of the brain (Kober et al., 2008). This is seen in both subcortical regions of particular
interest to Panksepp—the hypothalamus, the amygdala, and the periaqueductal gray – as well as
several cortical regions, including the visual cortex (the studies used visual means of eliciting
emotion), regions to the back of the brain involved in understanding others and in bodily aware-
ness, and regions in the frontal cortex (Kober et al., 2008). This synthesis provides a map, if you
will, for us to understand how these regions are involved in the unfolding process of emotion.
A second theme helps answer the question: how are specific regions of the brain involved
in different emotion-related processes, such as appraisal, bodily feeling, facial expression, con-
ceptualization, or regulation (e.g., Brosch & Sander, 2013; Ochsner, 2008; Rolls, 2013; Smith
& Lane, 2015, 2017)? In broad strokes, studies have illuminated how the brain is engaged in
basic appraisal processes by which an event (internal or external) is novel, relevant to personal
concerns, potentially rewarding, or signaling harm. We shall see how the brain tracks emotion-
related responses in the body. And we shall consider what brain regions are involved in the con-
ceptualization and regulation of emotion and the empathic response to others’ emotions. In our
review, we will focus on relatively specific regions of the brain, recognizing that as this science
evolves, it is increasingly showing how connected networks of regions of the brain are engaged
in different emotion-related processes (Kragel & LaBar, 2017; Satpute & Barrett, 2017).
Emotion-Related Appraisals and Subcortical
Processes in the Brain
Emotions begin with appraisals, interpretations of sensory information through the filter of
our present concerns (Ellsworth, 2013). This complex process begins in fast, even unconscious
appraisals—the first movements of emotion as described by Chrysippus—of how unfolding
Brain MechanisMs and eMotion178
events are relevant to our basic concerns, for example, over a sense of security, fairness, or
acceptance. These basic appraisals arise within 100–350 milliseconds of first perceiving an
event; more complex appraisal processes add layers of meaning to the event, interpreting the
context in terms of agency (who caused the event), social norms, certainty, power, responsi-
bility, and possible courses of action (Brosch & Sander, 2013; Smith & Lane, 2015). In this
first section, we shall see how subcortical processes (see Figure 7.4) support fast appraisals
of events, providing information about: the novelty and concern relevance of the event (in the
amygdala), potential sources of rewards (in the nucleus accumbens), and whether there is harm
(in the periaqueductal gray).
Appraisals of Novelty and Concern Relevance: The Amygdala
In one of the most important developments in the science of emotion, Joseph LeDoux (1993,
1996; Rodriques, Sapolsky, & LeDoux, 2009) argued that the claims about the limbic system
were imprecise because some of its functions can be more specifically localized to the amyg-
dala. LeDoux has argued that the amygdala is the central emotional computer for the brain: it
evaluates sensory input for its emotional significance (LeDoux & Pine, 2016). LeDoux’s thesis
derives from neuroanatomical analysis. The amygdala receives inputs from regions of the cortex
that support visual perception of objects and auditory perception of sounds. The amygdala also
has rich interconnections with the hypothalamus, which regulates emotion-laden behaviors such
as sex, eating, and aggression. Rewarding self-stimulation can be demonstrated in the amygdala
(Kane, Coulombe, & Miliaressis, 1991), and components of emotional behavior and autonomic
responses can be elicited by electrical stimulation in this region (Hilton & Zbrozyna, 1963).
As well as inputs from the visual and auditory cortex, the amygdala receives visual and audi-
tory inputs directly via the thalamus—not via routes that result in the recognition of objects or
events. Experiments by LeDoux and his colleagues (e.g., LeDoux, 1990; LaBar & LeDoux, 2003;
LeDoux & Pine, 2016) use Pavlovian conditioning (also called classical conditioning), which is
considered a basic mechanism of learning about the emotional significance of events that signal
something pleasant or unpleasant. The standard arrangement involves two stimuli. One is called
the conditioned stimulus, perhaps a flashing light or an auditory tone. Before the experiment, it
has no significance other than being noticeable; its significance in signaling a reward or punish-
ment is what will be learned. The so-called unconditioned stimulus is the event that has biologi-
cal significance; in Pavlov’s original experiments, it was delivery of meat powder into the mouth
of a hungry dog (Pavlov, 1927). What is learned in Pavlovian conditioning is an emotion about
the biologically significant event: readiness for something pleasant (happy anticipation), or for
something unpleasant (fear or anxiety). Such emotional effects are expressed as species-typical
actions, for example, a dog wagging its tail and salivating when it sees its meal being prepared,
or the same dog freezing, slinking, cringing, struggling to escape, when threatened. Emotional
conditioning for negative stimuli is quickly learned and slow to extinguish—one of the reasons
why anxiety can be such a severe and long-lasting clinical disorder.
LeDoux and his collaborators have found that with conditioned stimuli of simple auditory
tones or flashing lights, and with an unconditioned stimulus of an electric shock to the feet, rats
will learn an association so long as the amygdala and the thalamus are present. This learning
occurs even if the cortex has been removed. LeDoux interprets this as meaning that the amygdala
can receive sensory information that has not been processed by the cortex. Based on the simplest
features of stimuli, emotional learning can occur; the amygdala is a core of a central network of
emotional processing. Very much in keeping with this thesis, Elizabeth Phelps and her collabora-
tors have documented that in humans, as in nonhuman species, the amygdala is centrally involved
in learning about fearful stimuli and remembering them (Hartley & Phelps, 2011). For example,
highly anxious people show greater amygdala responses to fearful stimuli (Hartley & Phelps,
Emotion-Related Appraisals and Subcortical Processes in the Brain 179
2011). Sonia Bishop and her colleagues have documented that the left amygdala is activated when
people detect changes in facial expression from a neutral expression to a fear expression, but it is
not activated with other kinds of changes to facial appearance (Achaibou, Loth, & Bishop, 2015).
One might conclude that the amygdala is something like a fear module in the brain, but that
would be misleading. In different meta-analyses of emotion-related brain activation, it is not
always the case that fear activates the amygdala (Kober et al., 2008; Lindquist et al., 2012).
Instead, it looks as though the amygdala is involved in appraisals of novelty and the concern
relevance of objects and events; it would appear to support appraisals of what is new in the envi-
ronment and relevant to your current goals and concerns.
Septum
Prefrontal
cortex
Nucleus
accumbens
Amygdala
VTA
MFB
FIGURE 7.4 Subcortical regions involved in emotion, including the reward circuit (the nucleus accumbens, ventral
tegmental area (VTA) and prefrontal cortex) and the amygdala.
Brain MechanisMs and eMotion180
Two kinds of neuroimaging studies support such a thesis (Baxter & Murray, 2002; Brosch &
Sander, 2013; Gottfried, O’Doherty, & Dolan, 2003). A first is that the amygdala is often activated
during momentary emotional reactions of different kinds to evocative stimuli and not just fear-
eliciting stimuli. The amygdala (along with other brain regions) has been found to increase activa-
tion in response to: sad film clips (Levesque, Eugene, et al., 2003), erotic film clips (Beauregard,
Levesque, & Bourgoin, 2001), disturbing slides (Lane et al., 1997; Phan, Taylor, et al., 2004),
unpleasant tastes and odors (Zald, et al., 1998), and the perception of fear and sad faces (Whalen
et al., 1998; Blair et al., 1999). The amygdala is activated by positive stimuli as well (Liberzon,
Phan, Decker, & Taylor, 2003; see Zald, 2003, for a review). In making judgments of positively
and negatively valenced concepts such as “murder,” “love,” “gun control,” and “abortion,” partici-
pants’ amygdala activation was predicted by their reports of the intensity, but not the valence, of
the word (Cunningham et al., 2004).
Second, objects and events are more likely to elicit activation when they are relevant to a
present concern of the participant. For example, people who look at life in terms of the poten-
tial rewards that situations offer showed greater amygdala activation to intense, positive stimuli,
whereas people who look at life in terms of its costs and threats show greater amygdala activa-
tion in response to negative concepts (Cunningham et al., 2005; for similar work, see Canli et al.,
2001; Canli, Sivers, Whitfield, Gotlib, & Gabrieli, 2002). Pictures of food elicit larger amygdala
responses in hungry people as compared to satiated individuals (LaBar et al., 2001). People who
are more selfishly oriented show bigger amygdala responses to the prospect of winning money
than do more altruistic people (Brosch et al., 2011). The amygdala is activated by objects and
events, both good and bad, when they are relevant to our current concerns.
Given this pattern of findings, Brosch and Sander reason that the amygdala responds to the
novelty of a stimulus and the degree to which it is relevant to your present concerns (Brosch &
Sander, 2013). It gets the process of an emotion underway.
Appraisals of Possible Rewards: The Nucleus Accumbens
Almost all living organisms find rewarding objects in their environment—in humans, sources
of food, comfort, security, esteem, status, and beauty—and act in ways that maximize those
rewards. Positive emotions are essential to this most basic task of evolution, helping us approach
and enjoy the rewards of life (Fredrickson, 1998; Ruff & Fehr, 2014; Shiota et al., 2017). The
feeling of enthusiasm propels us toward what we find rewarding. The beauty of a potential suit-
or’s face propels us forward in the euphoria of desire toward acts of affection. The feeling of
contentment enables us to savor what is good (Cordaro et al., 2016). Feelings of pride or love
signal more specific social rewards—the esteem of a valued friend, the affection of someone we
cherish, the favorable regard of individuals in groups to which we belong (Tracy, et al., 2014).
In recent summaries of the neuroscience of reward, Suzanne Haber and Brian Knutson (2010),
Christian Ruff and Ernst Fehr (2014), and Michelle Shiota et al (2017) detail what might be
thought of as a reward network in the brain, likely involved in many positive emotions, such as
enthusiasm, awe, and joy. One part of this reward circuit that is engaged by pleasing stimuli—
nice tastes, pleasant touches, pleasing sounds, and the like—is the ventral medial prefrontal cor-
tex. A second is an older region of the subcortex known as the ventral striatum, and in particular,
dopamine-rich networks in the nucleus accumbens and ventral tegmental areas (which produce
dopamine). Importantly, the ventral striatum receives neural input from the prefrontal cortex, the
amygdala, and the hippocampus and sends signals to the prefrontal cortex as well as regions such
as the hypothalamus, which controls more basic bodily processes related to eating, sleep, and sex.
With this neuroanatomy as a basis, let’s look more carefully at some empirical studies of
this reward network, focusing our efforts on the nucleus accumbens. It is rich in dopamine
Emotion-Related Appraisals and Subcortical Processes in the Brain 181
and opioid neurotransmitter pathways and has long been thought central to the experience of
positive affect (Panksepp, 1998; Rolls, 2013). For example, dopamine release and activation in
the nucleus accumbens increase in response to pleasurable food (Schultz, Dayan, & Montague,
1997), the opportunity for sex (Fiorino, Coury, & Phillips, 1997), and conditioned neutral stimuli
that have been repeatedly paired with food, sex, or rewarding drugs (Di Ciano, Blaha, & Phillips,
1998). The duration of response in this reward circuitry predicts a person’s well-being (Heller
et al., 2013). As you might imagine, people suffering from depression, when asked to maintain
their positive emotion in response to positive slides, do not show sustained activation in the
nucleus accumbens as nondepressives do; they have to struggle to keep the neural underpinnings
of positive emotion active (Heller et al., 2009).
In light of this evidence, you might conclude that the nucleus accumbens and dopamine are
central to the experience of pleasure. Work by Kent Berridge and colleagues offers a more finely
detailed picture of the neural underpinnings of positive emotion. They have found that activation
of opioid receptors, but not dopamine receptors, enhances the value of the taste of sucrose, as
measured by behavioral reactions in rats to sweet tastes (Berridge, 2000; Berridge & Kringle-
bach, 2013; Kringelbach & Berridge, 2009; Pecina & Berridge, 2000). This work has led Ber-
ridge to distinguish between wanting and liking.
Dopamine and activation in the nucleus accumbens are central to wanting; they motivate a
variety of approach-related, goal-oriented behaviors, including exploration, affiliation, aggres-
sion, sexual behavior, food hoarding, and nursing, SEEKING in Panksepp’s framework (Depue
& Collins, 1999; Panksepp, 1986). Lesions to the nucleus accumbens reduce the motivation
to work for reward (Caine & Koop, 1993). Studies by Brian Knutson and his colleagues have
documented how the nucleus accumbens is involved in the anticipation of pleasure (see also
Bowman et al., 1996; Schultz et al., 1997; Ruff & Fehr, 2014). In a gambling paradigm, Knutson
and colleagues give participants the opportunity to win money. They consistently find that it is
the anticipation of rewards that activates regions of the brain such as the nucleus accumbens and
the medial prefrontal cortex (Knutson & Greer, 2008). This research clearly suggests that activa-
tion of networks of dopamine neurons signals potential rewards in the environment and is likely
involved in such emotions as enthusiasm and desire.
In contrast, the opiates are central to our experience of liking stimuli. Liking is involved in the
enjoyment of rewards registered in feelings of contentment and sensory pleasure (e.g., Cordaro
et al., 2016). The opiates are released by lactation, nursing, sexual activity, maternal social inter-
action, and touch, social interactions in which the savoring of close contact is pronounced (Insel,
1992; Keverne, 1996; Matheson & Bernstein, 2000; Nelson & Panksepp, 1998; Silk et al., 2003).
The release of opiates makes consumption pleasurable and rewarding. In contrast to dopamine,
it produces a state of pleasant calmness and quiescence, the kind of emotional experience you
might enjoy after a great meal, a soothing massage, or a sunny and relaxing picnic with friends
in a park.
What about rewards other than money or good tastes, social rewards such as favorable atten-
tion, affectionate contact, or play, which are so important to human emotional life? There are
several new theoretical accounts of this idea (see Ruff & Fehr, 2014). Matthew Lieberman and
Naomi Eisenberger reason that the reward circuits we have been considering are also engaged
when we enjoy the social rewards of life, the esteem of a friend, affection from a loved one, or
praise from a superior or group member (Eisenberger, 2016; Lieberman & Eisenberger, 2009). In
keeping with this line of reasoning, studies find that when people think about being in love, the
nucleus accumbens is activated (Aron et al., 2005). When people cooperate in an economic game
or give money to a charity, they show activation in parts of a reward circuit (Harbaugh, et al.,
2007). You may be intrigued to learn that practicing gratitude enhances activation of the reward
circuit, as does witnessing charitable acts (Karns et al., 2017). So, the reward circuit is activated
by more complex social rewards alongside pleasing tastes and money.
Brain MechanisMs and eMotion182
Given these results, several theorists have offered the following analysis of affiliative bonding,
which prioritizes the roles of dopamine and the opiates (DePue & Morrone-Strupinsky, 2004;
Panksepp & Biven, 2013). They propose that distal affiliative cues such as smiles and gestures
serve as incentive stimuli, they motivate approach-related tendencies served by dopamine release.
These cues trigger dopamine, which promotes actions that bring individuals into close proximity
with one another. As one illustration, the nucleus accumbens is activated in heterosexual males
by viewing attractive female faces (Aharon et al., 2001). Once in proximity, affiliative behaviors
such as touch and soothing vocalizations elicit the release of opiates. The opiates, in turn, bring
about powerful feelings of warmth, calmness, intimacy, and connection (e.g., Shiota et al., 2017).
Recent work, for example, by Lauri Nummenmaa, Sandra Manninen and their colleagues, has
found that laughing with friends and touch lead to the release of opiates in specific regions of the
brain (e.g., Manninen et al., 2017). When the opiates are blocked in juvenile rats, they spend less
time with their mothers after separation (Agmo et al., 1997). Human females given naltrexone,
which blocks opiate release, spend more time alone, less time with friends, and enjoy social
interactions less (Jamner et al., 1998). Tristen Inagaki, Naomi Eisenberger and their colleagues
have found that when people take naltrexone, they report reduced feelings of social connection
on a daily basis and less social connection when reading kind words written to them by a friend
(Inagaki et al., 2016). Feelings of support, connection, and attachment have deep roots in regions
of the brain where dopamine and opioid networks are present.
Appraisals of Pain, Threat, and Harm: The Periaqueductal Gray
A final subcortical region known to be implicated in emotion is the midbrain periaqueductal
gray, which is situated above the hindbrain and below the forebrain (Kober et al., 2008). This
region appears to be involved in three different processes related to emotion that collectively sug-
gest that it is involved in appraisals of pain, threat, and harm.
First, this region is involved in the release of opioids, which inhibit ascending pain signals
before they reach the cortex. This may allow an individual to escape threat before attending to bod-
ily harm, which will be signaled by pain (Heinricher et al., 2009; Lovick & Adamec, 2009). The
periaqueductal gray, then, helps in the avoidance of pain when something more important occurs.
Second, the periaqueductal gray is activated by threatening images that evoke negative emo-
tions, more broadly defined, along with pain (Satpute et al., 2013). In one recent investigation,
participants showed increased activation in the periaqueductal gray in response to thermal pain
as well as when viewing distressing slides (Buhle et al., 2012). The periaqueductal gray, then, is
activated by negatively valenced images of a distressing and threatening nature.
Third, emerging evidence suggests that the periaqueductal gray may be part of a caregiv-
ing system in the mammalian brain that is responsive to harm (for reviews, see Panskepp &
Biven, 2013; Swain, 2010). In Chapter 2, we noted how this region is activated within 40 or 50
milliseconds upon hearing an infant’s distressing vocalizations. Studies of nonhuman mammals
find that care-giving behaviors such as crouching over pups, retrieval of pups and bringing them
back to the nest, licking, and prolonged nursing engage the periaqueductal gray (e.g., Stack et al.,
2002). In humans, alongside other regions such as the orbitofrontal cortex and thalamus, the
periaqueductal gray has been found to be activated in studies of mothers viewing images of their
own versus acquainted or unknown infants, or viewing video clips of their own infants exhibiting
attachment-figure soliciting behaviors such as smiling and crying (Noriuchi et al., 2008). Peri-
aqueductal gray activation was also observed, along with activation in other empathy network
regions, in participants instructed to generate unconditional love toward images of disabled peo-
ple (Beauregard et al., 2009), while participants viewed sad facial expressions with instructions
to extend a “compassionate attitude” toward them (Kim et al., 2009), and when participants
Bodily Awareness and Subjective Feeling: The Anterior Insular Cortex 183
viewed prototypical images of suffering and need (Simon-Thomas et al., 2011). These studies
begin to paint a picture: the periaqueductal gray attenuates the pain response, it is activated by
signs of distress and negative emotion, and it engages caregiving tendencies.
In our tour of the emotional brain thus far, we have learned about subcortical regions concerned
with three kinds of signals. The amygdala processes sensory information quickly in terms of its
novelty and relevance. The nucleus accumbens tracks the possibility of rewards. Periaqueductal
gray activation relates to pain, negative affect, and caregiving. Now we shall consider how these
subcortical neurochemical signals are transformed by different cortical regions of the brain into
more complex experiences as the process of emotion unfolds.
Bodily Awareness and Subjective Feeling:
The Anterior Insular Cortex
If there is a defining element of an emotion it is that it is felt in the body and experienced in the
mind—the pangs of sympathy, the heat of embarrassment in sensations in the face, the tense
body, arms, and hands of anger, the bodily surge of desire, the goosebumps of awe when moved
by a piece of music. Is there a region of the brain that is involved in the feeling of these bodily
sensations and awareness? Bud Craig has devoted his career to answering this question. His
theorizing and hundreds of empirical studies suggest that the anterior insular cortex is cen-
trally involved in the experience of emotion; it receives incoming neural signals from the organs,
muscle groups, and veins and arteries distributed throughout the body (Craig, 2002, 2016). The
anterior insular cortex appears to be where emotional experience begins to take shape.
Craig makes the case for this idea with several streams of evidence (see also Smith &
Lane, 2015). A first is found in considering the anatomy of the anterior insular cortex. Through
various neural pathways in the spinal cord that connect regions of the body to the brain, the
anterior insular cortex tracks information about breathing, cardiovascular activity such as the
contraction of the heart and blood flow, the arousal of the sexual organs, digestive processes,
as well as skeletal muscle actions involved in bodily movements. Many of the emotion-specific
bodily changes that we considered in Chapter 5 send neurochemical signals that converge upon
the anterior insular cortex. It is where bodily changes appear to be transformed into physical sen-
sations that enter our conscious awareness. This region also registers information about others’
emotions —it is activated by emotional touch and, in some studies, by perceiving facial expres-
sions in others. This region, in Craig’s thinking, tracks the changes in the systems of the body.
Second, the anterior insular cortex is involved in several processes that enable the conscious
awareness of bodily sensation. Most notably, it is engaged by self-awareness. For example, when
we look at images of our face, this region is activated; it is not necessarily activated by the faces
of others. The anterior insular cortex is involved in our awareness of the present moment and
context. Finally, this region is engaged when we think about making choices of different courses
of action, for example, whether to remain silent or express frustration to a coworker. Awareness
of self, the present context, and deliberating over possible courses of action—processes sup-
ported by the anterior insular cortex—are central to the subjective experience of emotion. Craig’s
argument is this: as neurochemical signals from the body arrive at the anterior insular cortex, it
engages self-awareness, awareness of the context, and thoughts of what to do, the beginnings of
the experience of an emotion.
Craig’s thesis that the anterior insular cortex is central to the awareness of bodily changes and
the emergence of emotional experience is bolstered by hundreds of studies (Kober et al., 2008;
Lindquist et al., 2012). One of the most reliable effects in the study of emotion and the brain is
that when people report on their experience of emotion, the anterior insular cortex is activated.
Brain MechanisMs and eMotion184
In fact, this has been shown to be true for just about every emotion studied, including: maternal
and romantic love, anger, fear, sadness, happiness, sexual arousal, disgust, feelings of unfair-
ness, inequity, indignation, uncertainty, disbelief, social exclusion, trust, empathy, sculptural
beauty, a “state of union with God,” and a hallucinogenic state (induced by ayahuasca). When
we are aware of bodily sensations and begin to feel an emotion, the anterior insular cortex is
engaged.
From Conceptualization to Empathic Understanding:
Cortical Processes in the Brain
The amygdala, the nucleus accumbens, and the anterior insular cortex send electrochemical sig-
nals via neural pathways to different regions of cortex. The cortex (meaning “outer layer”) of the
human brain is between 0.06 and 0.12 inches thick, but it is deeply folded and makes up about
80 percent of the brain. If spread out flat, it would have an area of about 310 square inches. What
emotion processes are supported by this part of the human brain?
One source of insight is found in the study of specific patients with damage to cortical regions
of the brain, such as Phineas Gage. One such patient goes by the name of J.S. and has been stud-
ied by James Blair (Blair & Cippoloti, 2000). One day in his mid-50s, J.S. collapsed and lost
consciousness. He suffered damage to particular regions of the prefrontal cortex. Although he
retained his abilities to speak and reason, he became a textbook example of acquired sociopathy
(see Chapter 1). During his recovery in a hospital, he threw furniture at other patients. He groped
female nurses. On another occasion, he body-surfed on a gurney through the hallways of the
hospital. In Blair’s research, J.S. demonstrated normal capacities to learn, to recognize faces, and
to identify whether faces are male or female. But he showed specific deficits in knowing what
emotions are appropriate in specific contexts, in recognizing certain emotions, in regulating his
emotional impulses, and in understanding the emotions of others.
The frontal lobes that J.S. damaged are seen as centers of regulation or executive control (Gaz-
zaniga, Ivry, & Mangun, 2002). The thinking is that regions of the frontal lobes receive signals
from regions such as the amygdala, the nucleus accumbens, and the anterior insular cortex. In
the prefrontal cortex, representations of such feelings can be held in short-term memory and used
to form plans tailored to the social context (e.g., Beer, Knight, & D’Esposito, 2006; Smith &
Lane, 2015; Smith et al., 2017; Wallis, 2007).
In this section, we will consider how regions of the cortex are involved in emotion-related
processes. We shall focus on: associating emotional rewards to specific contexts; how we con-
ceptualize emotion with words and concepts; how we regulate emotions; and how we understand
the emotions of others.
Learning Associations Between Events and Rewards:
The Orbitofrontal Cortex
Edmund Rolls has studied people who have damaged their orbitofrontal cortex (See Figure
7.5) and found that they have difficulty tracking how rewards are associated with context-
specific objects and events (Rolls, 2013; Ruff & Fehr, 2014). As a result, people with dam-
age to the orbitofrontal cortex will often show emotion that is inappropriate to the context,
disinhibited behavior, or oddly flat affect. This region of the brain enables the tracking of
context-specific sources of rewards (and positive emotion) and acting in accordance with that
knowledge.
From Conceptualization to Empathic Understanding: Cortical Processes in the Brain 185
Here is the evidence that Rolls considered. First, in both nonhuman primates and humans,
rewards with evolutionary significance that are not learned through conditioning processes acti-
vate certain regions of the orbitofrontal cortex, for instance, pleasant tastes, nice odors, soft touch
to the skin, and smiling faces (Rolls, 2013). The orbitofrontal cortex generates a neurochemical
signal in the brain when we encounter such basic pleasures. It is engaged, too, by the experience
of social pleasure (Ruff & Fehr, 2014).
It also tracks changes in events that yield these rewards, or what are called stimulus rein-
forcement contingencies. If one kind of action leads to pleasing food in one context but not
another, the orbitofrontal cortex tracks that change. If one kind of action leads to affection in
one context but not another, the orbitofrontal cortex tracks these associations. It is no wonder
that when people experience damage to this region, they have trouble tracking changing elici-
tors of rewards. They are less sensitive to different types of punishment and reward. As a result,
their social behavior is often inappropriate and lacking in positive emotion. If your life involves
learning what elements of your environment provide you with delight, the orbitofrontal cortex
is engaged in this process.
Emotion Conceptualization: The Prefrontal Cortex
Unique for human emotion, as compared to emotion in nonhuman species, is the possibility of
conceptualization: our use of words, phrases, metaphors, and concepts to attend to, represent,
make sense of, and share our emotional experiences in communicative acts of different kinds.
Emotion conceptualization is at the heart of the socialization of emotion in families and how
children learn to talk about their feelings—central to healthy adjustment (see Chapters 8 and 12).
Acts of emotion conceptualization are part of therapy, and art, and the identities we assume. They
are imbued with the values and ideas of culture.
When people report on their current feeling (e.g., “I am really mad” or “I’m slightly
amused”), they are engaging in the simplest act of conceptualizing emotion—using language
to represent feelings (Smith, Alkozei et al., 2017). Ajay Satpute, Kevin Ochsner et al. (2016)
have documented that reporting on emotional experiences with words actually involves two
©
Jo
n
i
W
a
ll
is
FIGURE 7.5 The orbitofrontal cortex is highlighted in a monkey brain (left) and brain of a human
(right).
Brain MechanisMs and eMotion186
distinct processes: attending to the state and categorizing it. They have found that when peo-
ple attend to emotional states in themselves or others, one region of the prefrontal cortex is
activated: the dorsal medial prefrontal cortex. By contrast, when people categorize emo-
tional states, a different region of the prefrontal cortex is activated: the ventrolateral prefron-
tal cortex.
These findings raise the possibility that when we conceptualize our emotional experience with
words, the patterns of brain activation change. This possibility is in keeping with a constructivist
Box Individual Emotion: The Feeling of Beauty
Understanding our experience of beauty has long inspired
poets, artists, and philosophers. We experience feelings of
beauty in response to a wide array of events and objects.
Scientists are actively engaged in examining which faces we
find beautiful, how music elicits the chills associated with
aesthetic appreciation, how different kinds of natural scenes
seem beautiful to people around the world, and how paint-
ing, architecture, and dance move us, sometimes literally.
A small group of neuroscientists have taken up the call to
understand beauty in a new field known as neuroaesthet-
ics. A review of this field by Nadal and Pearce points to the
promise of this inquiry (Nadal & Pearce, 2011). These neu-
roscientists first offer an important theoretical point: rather
than finding the “beauty center” of the brain, it is much
more likely that various regions in the brain will be found
to contribute to the experience of beauty. Very basic per-
ceptual processes—related to perceiving faces or sounds,
for example —will be involved. So too will more integrative
processes, such as signals sent by the amygdala or nucleus
accumbens, that give the perception of the stimulus an
affective quality. Cortical processes will be involved in giv-
ing the experience conceptual meaning, for example, how
what is experienced relates to the individual’s self or identity.
Here is a small sampling of Nadal and Pearce’s review. Both
beautiful paintings and pretty faces activate the nucleus
accumbens and the orbitofrontal cortex, regions of the
brain involved in basic reward processing and attaching
social significance to the reward signal. Watching an inspir-
ing dance performance activates parts of the visual cortex as
well as the premotor cortex, as if the body is getting ready
to dance. And music activates parts of the auditory cortex
and either the amygdala or nucleus accumbens depending
on the emotional content of the music, as well as the orbito-
frontal cortex. These preliminary discoveries on the feeling
of beauty make contact with much that has been learned
thus far in the neuroscience of emotion and shed light on
the neural underpinnings of one of the most mysterious sen-
timents, the feeling of beauty.
Gabrielle Starr is a professor of English, but in her
research group, she uses neuroimaging to understand the
experience of beauty (Starr, 2015), as something valued in an
emotional sense. Ed Vessel, with Starr and Nava Rubin (2012;
2013), asked people to look at paintings from the fifteenth
to the twentieth centuries, Eastern and Western, represen-
tational and abstract, which would be unfamiliar because
they were often reproduced in art books. Participants were
told: “The paintings may cover the entire range from ‘beauti-
ful’ to ‘strange’ or even ‘ugly.’ Respond on the basis of how
much this image moves you.” Participants gave the high-
est rating, of most moving, to 16.7 percent of the paintings.
They did not, however, agree among themselves as to which
these were; their judgments were personal and idiosyncratic.
The researchers found that for paintings each person found
most moving, first as she or he was asked to look, there was
deactivation of a region known as the default mode network
(particularly the medial prefrontal cortex), which we will con-
sider at the end of this chapter, and that is involved in self-
referential processing. This is what happens, in this network,
when someone is given a task. Then there was activation in
the network, as the person felt moved by the beauty of the
picture. We say more about this network at the end of this
chapter. It is activated when a person thinks spontaneously,
or reflects on matters that concern the self. When this net-
work is activated by a painting the participant finds beautiful,
it’s an indication that the piece of art has reached within.
In their 2013 paper, Vessel, Starr, and Rubin say “cer-
tain artworks can “resonate” with an individual’s sense of
self . . . “the neural representations of those external stimuli
obtain access to the neural substrates and processes con-
cerned with the self.”
From Conceptualization to Empathic Understanding: Cortical Processes in the Brain 187
account of emotion, that language shapes emotional response (Barrett, 2017; Lindquist et al.,
2015). Two kinds of evidence lend credence to this possibility. A first emerges in a synthesis
of 386 studies by Jeffrey Brooks, Kristin Lindquist et al. (2017), studies in which investigators
sought to understand the patterns of brain activation for anger, disgust, fear, sadness, and hap-
piness. In these studies, researchers generally had participants label their emotional reactions to
evocative stimuli (e.g., pictures of gore or delicious looking food) with emotion words. In other
studies, although the eliciting stimuli were the same, the study did not engage participants in the
conceptualization of their emotions with words. Across these studies, labeling emotions with
words activates what Brooks, Lindquist, and colleagues call a semantic association network that
includes several regions of the cortex.
A second kind of study has explored how conceptualizing emotion with words alters activa-
tion in other regions of the brain. A widespread intuition is that when we use words to conceptu-
alize emotion, we gain perspective upon our passions, and perhaps act a bit more wisely. Parents
teach children the language of emotion—“to use their words”—on the assumption that they may
gain more control over their bursts of anger or inappropriate and out-of-control laughter. Insights
achieved in therapy, gained through acts of conceptualization, would seem to pave the way for
less stress and greater acceptance and understanding. Might a region of the prefrontal cortex be
involved in these striking shifts in emotion? Indeed this appears to be the case. Matthew Lieber-
man and his colleagues have found that when we label negative emotional experiences with
emotion words, it activates the right ventrolateral prefrontal cortex (see Figure 7.6). Action in
this region of the cortex, in turn, leads to decreased activation in the amygdala (Lieberman et al.,
2007; Lieberman et al., 2011; Satpute et al., 2017; Torre & Lieberman, 2018).
Grounded in this understanding of the effects of conceptualizing emotion, it is interesting to
consider the influences of mindfulness meditation upon patterns of brain activation (We con-
sider in greater detail this kind of contemplative practice in Chapter 14). In some ways, these
mindful practices are a sophisticated form of emotion conceptualization, in which in a physically
calm state the individual directs attention and categorizes transient emotional states or the stresses
and difficulties of social living. Scientists such as Richard Davidson, Tania Singer, and Philippe
Goldin have studied what happens in the brain during states of mindfulness, and it very much is
in keeping with what you have learned about with respect to the interplay between the prefrontal
cortex and subcortical regions of the brain, in particular the amygdala (Davidson & Goleman,
2017; Klimecki et al., 2013). Namely, practicing different kinds of mindfulness—focusing on
©
M
at
th
ew
L
ie
be
rm
an
FIGURE 7.6 Emotion labeling activates the right ventrolateral prefrontal cortex, pictured here,
which is associated with reduced activation in the amygdala.
Brain MechanisMs and eMotion188
the breath, or bodily sensations, or the suffering of others, or warm feelings we feel toward those
individuals we care about—increases activation in regions of the prefrontal cortex, it lessens
activation in the amygdala, and in some studies activates reward-related regions of the brain, such
as the ventral striatum.
Emotion Regulation: Regions of the Prefrontal Cortex
Early studies in cognitive science identified different regions of the prefrontal cortex that would
likely be involved in emotion regulation, given their functions in more general cognitive pro-
cesses (Buhle et al., 2014). Namely, different regions of the prefrontal cortex, which we shall
soon consider, support cognitive processes, such as directing attention, choosing among response
options, and reflecting upon current experience, that are central to emotion regulation—the dif-
ferent ways in which we modify our emotional responses once they are underway, and in ways
that fit the demands of the current social context (see chapters 8 and 14 for fuller discussions).
Two kinds of evidence suggest that the prefrontal cortex is important to the regulation of emotion.
First, patients with damage to the prefrontal cortex—the J.S.s and Gages of the world—have
problems regulating their emotional behavior; their emotional reactions are often wildly inap-
propriate to the social context. Orbitofrontal patients like J.S. we described above have been
observed to greet strangers by kissing on the cheek and hugging (e.g., Rolls, Hornak, Wade,
& McGrath, 1994), to engage in tasteless joking and teasing (Stuss & Benson, 1984), and to
disclose to a stranger in an inappropriately intimate fashion (Beer, 2002). They often experience
and express emotions that are inappropriate to the context, for example, showing a great deal of
pride after teasing a stranger, when most people feel embarrassment, even mortification, at such
an awkward social encounter (Beer et al., 2003).
Neuroimaging studies offer a second kind of evidence that speaks to how the prefrontal cortex
is activated when people try to regulate their emotional responses (e.g. Buhle et al., 2014). In one
of the first of such studies in this literature, Kevin Ochsner and his colleagues had 15 females
view 114 photos, two-thirds of which were evocative of negative emotion, and one-third of which
were relatively neutral in content (Ochsner, Bunge, Gross, & Gabrieli, 2002). For the negative
photos, one half of the trial’s participants were asked to reappraise the photo so that it would “no
longer elicit a negative response.” This reappraisal condition led to greater activation in the dorsal
and ventral regions of the left lateral prefrontal cortex and the dorsal medial prefrontal cortex.
That study inspired dozens of similar studies. In reviews of over 50 studies of this kind, Jason
Buhle, Kevin Ochsner, James Gross and their colleagues summarize the evidence as follows
(Buhle et al., 2014; Ochsner & Gross, 2008). Simply labeling emotions with words can activate
regions of the prefrontal cortex we have been considering, and it tends to deactivate amygdala
response as well as the anterior insular cortex (Burkland et al., 2014).
When people engage in a reappraisal of their emotional response, in a fashion described above,
there tends to be activation in the dorsal prefrontal cortex, a region known to be involved in
selecting what to attend to and where to focus attention. Reappraisal also activates left lateral-
ized regions of the frontal cortex. Clearly this is in keeping with the core of reappraisal, which
involves shifting attention away from one appraised meaning of a stimulus or event (e.g., how I
do on this standardized test will determine which college I get into!) to another (this test is just
one test of many, and my future will be based on many of my talents and efforts).
A third kind of emotion regulation that has been studied with neuroimaging techniques is
taking a third person perspective upon current emotions. For example, in the heat of an emo-
tional episode, you might look upon yourself from a third person perspective, or as if you were
an actor in a play or character in a novel, or from a distant point of view. This kind of regulation
engages the medial prefrontal cortex, known to be involved in self-representation (Kross &
Ayduk, 2017).
From Conceptualization to Empathic Understanding: Cortical Processes in the Brain 189
Empathy and the Cortex
In Chapter 1, we introduced Tania Singer, who has devoted her career to understanding the net-
works of the brain that support empathy and compassion. In this chapter, we have encountered
other efforts to understand the neural underpinnings of compassion: the CARE system that Jaak
Panksepp studied, the role of the periaqueductal gray in nurturant and compassionate behavior.
Let’s consider empathy in a bit more depth.
Our ability to mimic others, to read others’ mental states, and ultimately to feel what others
feel, is central to social relationships (See Chapter 9). Recent neuroscientific studies are start-
ing to chart how different empathic processes engage different regions of the cortex. Studies
reviewed by Jean Decety and Claus Lamm (2006) and Kevin Ochsner and Jamil Zaki (2016)
reveal that certain regions of the medial prefrontal cortex, in particular regions of the anterior
insular cortex and the anterior cingulate cortex, are engaged when people respond empathically
to the emotions of others. For example, when we feel a painful prick on the finger, the anterior
insular cortex and anterior cingulate cortex are activated. And hearing that someone else is expe-
riencing this same kind of pain activates those regions as well; our own experience of pain and
our appraisal of another’s pain can activate the same regions of the brain. This basic empathic
process extends to other emotions: when we feel disgust, the anterior insular cortex is activated;
when we see other individuals feel disgust, the anterior insula cortex is activated. These regions
of the cortex are helping humans cross the gulf between self and other, ensuring we know what
others feel.
A different form of empathy—the cognitive understanding of others’ mental states, or what
has been called theory of mind—engages different regions of the cortex. Singer refers to these
regions of the brain as the empathy network; Rebecca Saxe calls them the theory-of-mind net-
work (Bruneau et al., 2012; Jacoby et al, 2015). This cognitive empathy network includes the
medial prefontal cortex, the precuneus, and the temporal parietal junction, an associative region
of the cortex that receives input from the prefrontal cortex. These cortical regions are more likely
Box Focus on film
John Huston’s Treasure of Sierra Madre from 1948 is a
classic in American cinema and speaks to the importance
of the frontal lobes in emotion and emotion regulation.
Humphrey Bogart plays expatriate Fred Dobbs, who is
tired of bumming smokes and meals off expatriate Ameri-
cans in Tampico Mexico. He decides to encamp with two
other down-on-their-luck prospectors in the arid moun-
tains of Mexico’s Sierra Madre. They are in search of gold.
Initially they find success, and the social complexities of
accumulating wealth. As their bags of gold dust mount in
weight and number, the three men do their best to trust
each other, in spite of the opportunities for exploitation.
Still the band of desperate prospectors holds tight, bound
together in cooperative spirit by the enthusiasm of their
quest, the camaraderie of their work, the reverie of the
meals and clothes and farms and white picket fences they
envision with their newfound fortunes, and the laughter,
banter, back slapping, and firm hand-shakes of strangers
trying to get along.
When a mine shaft collapses on Bogart, he suffers a blow
to his head, in particular his frontal lobes. He loses his social
emotional talents, and the story takes a dramatic turn. He
misreads the intentions of his comrades and assumes erro-
neously that they are hiding gold from him. He comes to
view his comrades as being guided by malicious intent. He
becomes more remote and cold: the language of friend-
ship— “buddy,” “friend,” and nicknames—shifts to the
sharp, impersonal tones of last names. He becomes disin-
hibited in his emotions and is prone to name calling and
gun pointing confrontations. Even before the neuroscience
of the frontal cortex really got off the ground, we see evi-
dence of the importance of these regions of the brain to
emotional functioning in classic tales such as the Treasure of
the Sierra Madre.
Brain MechanisMs and eMotion190
to be involved when we understand cognitively, in the abstract, what others are feeling, and that
they feel different states than we do.
When the frontal lobes are damaged, then, as in the case of the patient J.S., abilities to feel
empathically and to understand what other people feel may be lost, and social relationships
can suffer profoundly (Beer, Shimamura, & Knight, 2004; Blair & Cipolotti, 2000; Hornak,
Rolls, & Wade, 1996). For example, in one recent line of research, Howard Rosen and Rob-
ert Levenson (2009) have begun to characterize the emotional deficits that accompany one
kind of dementia known as frontal temporal lobar dementia: it’s an organic brain disease that
strikes in the middle of life and devastates specific regions of the prefrontal cortex as well as
the temporal lobes—regions involved in empathic processes as we have been discussing. In
keeping with a theme of this section, frontal temporal lobar dementia patients, compared with
matched control samples, show deficits in empathic behaviors: they are less accurate in reading
the emotions of others, they engage in less mutual gaze with their romantic partners, and they
don’t show the usual levels of embarrassment—an emotion that is rooted in the understanding
of others’ judgments—when being put through the embarrassment of watching themselves
sing on videotape.
Social Pain and the Dorsal Anterior Cingulate
Cortex and Anterior Insular Cortex
Thus far, we have seen how cortical processes enable the social aspects of emotion, from empathic
responses to others to regulating our emotions according to the demands of the current social
context. What about other social dimensions of emotions and their representation in cortical
process? One recent focus is the social pain of separation (Panksepp & Given, 2013). Separation
from close others manifests in the feeling of distress and sadness, for example, when separated
from a romantic partner, the grief we feel when a loved one passes away, and even the feeling of
shame at being socially rejected and excluded. John Bowlby, whom we introduced in Chapter 1,
proposed in his attachment theory that the social pain of separation helps us stay close to attach-
ment figures, so vital to our survival.
How might such social pain engage cortical processes? To answer this question, Naomi Eisen-
berger suggests an important role for the dorsal anterior cingulate cortex (Eisenberger, 2015;
Eisenberger & Lieberman, 2004, Lieberman & Eisenberger, 2017). Eisenberger proposes that a
specific region of the anterior cingulate cortex, its dorsal region, might be thought of metaphori-
cally as the mind’s alarm system that is attuned to social pain and separation. This thesis draws
upon several findings: the dorsal anterior cingulate cortex is thought of by cognitive scientists as
a discrepancy detector, detecting conflicts between stimuli or the individual’s goals and inten-
tions. The dorsal region of the anterior cingulate cortex is also active during the experience of
physical pain, or noxious physical sensations, and in particular seems to track the felt unpleas-
antness of such pain. It is for this reason that surgeons at times may resort to ablating part of the
anterior cingulate cortex when someone suffers from intractable pain. And you just learned that
regions of the dorsal anterior cingulate cortex are activated (along with other regions such as the
insula) when we respond empathically to the pain of others.
Given these findings, Eisenberger suggests that our experiences of social pain likewise engage
the anterior cingulate cortex, in particular its dorsal region (Eisenberger, 2015). Here are some
relevant findings that support this claim (see Figure 7.7). In mammalian species, ablating the
dorsal region of the anterior cingulate cortex leads to a decline in distress calls when separated
from kin, and reductions in affiliative behavior—classic attachment behaviors. It also impairs the
mothering behavior of rat moms, who no longer retrieve rat pups in distress when their dorsal
From Conceptualization to Empathic Understanding: Cortical Processes in the Brain 191
anterior cingulate cortex is impaired. Opiates can be used not only to reduce physical pain, but
social pain as well. Building upon this evidence and reasoning, Eisenberger posits that the dorsal
region of the anterior cingulate cortex also helps humans detect and respond to nonverbal and
verbal cues of rejection, separation, and exclusion.
In an early demonstration of this social rejection thesis, Eisenberger and her colleagues had
participants play a ball toss game on a computer with two other participants (Eisenberger et al.,
2003). In this game, the participant tossed a virtual ball back and forth to the other participants.
At a preset point in this playful exchange, the computer was programmed so that the two other
players stopped tossing the ball to the participant, thus placing the participant in a situation of
social rejection reminiscent of being ignored on the school playground. This act of social rejec-
tion triggered activation in the dorsal region of the anterior cingulate cortex, and participants’
reported experiences of distress correlated with activation in this region.
Since that study, several other studies have shown that this region of the cortex is responsive
to different forms of separation and social rejection (Eisenberger et al., 2015). Namely, the dorsal
anterior cingulate cortex is activated by the threat of negative social evaluation, viewing rejection-
related images, reliving a romantic rejection, or being reminded of a lost loved one (Kross &
Ayduk, 2017). Naomi Eisenberger and her colleagues have further shown that the dorsal ante-
rior cingulate cortex initiates the body’s inflammation response, which can have costly effects on
health, as you learned in Chapter 5 (Eisenberger et al., 2017). More recently, Eisenberger and her
colleagues have begun to make the case that feeling socially supported by friends and loved ones
acts as a buffer against these effects in the brain of social rejection and separation (Hornstein,
Fanselow, & Eisenberger, 2016).
It would seem that in the course of human evolution, social connection became so important
that social rejection and social separation recruited the use of ancient pain regions of the cortex
for more social purposes.
©
M
at
th
ew
L
ie
be
rm
an
FIGURE 7.7 The Dorsal Anterior Cingulate Cortex (the darker, shaded area in the two images of the
brain) is activated by different forms of social pain and separation.
Brain MechanisMs and eMotion192
The Search for Emotion-Specific Patterns
of Brain Activation
Thus far, we have seen how different emotion-related processes —simple and complex apprais-
als, bodily awareness, conceptualization, regulation, and social understanding— engage different
subcortical and cortical networks of regions of the brain. This tour through the emotional brain
may have left you wondering the following questions: How should we think about the brain
mechanisms for specific emotions? What are the patterns of activation for negative emotions such
as anger, disgust, fear, and sadness? What about the self-conscious emotions, embarrassment,
shame, guilt, and pride? Or the various positive emotions such as amusement, awe, contentment,
desire, and love? Our tour through the emotional brain, you will recall, began in important ways
with the influential work of Jaak Panksepp, who argued for seven distinct emotion systems in the
brain in different mammals. In closing this chapter, we shall consider two different perspectives
on the question of how and where distinct emotions arise in the brain.
Distinct Emotions Are Constructed in the Cortex
One answer to the question of how distinct emotions arise in the brain is found in the writings
of Lisa Feldman Barrett, Kristin Lindquist, and Ajay Satpute, and their theorizing about how
emotions are constructed in the brain (Barrett, 2017; Lindquist, 2016). They propose that broad
networks in the brain are activated by appraisals of valence (goodness/badness) and arousal of
events in the environment. These basic appraisals give rise to core affect, the feeling of how
good or bad and how arousing things are. What, then, produces our experiences of more specific
emotions? Within constructivist theorizing, more specific emotions—anger versus disgust, for
example, or love versus pride—arise in language-based acts of conceptualization that are shaped
by individual experience, culture, the present context, and the language we use to conceptualize
emotion. Emotions are constructed as acts of meaning.
Some of the findings that we have reviewed align with this theory of emotions as constructed
in the brain. Namely, we have seen how broad networks in the subcortex and cortex do provide a
general appraisal of the salience and concern relevance of the event. We have seen how different
linguistic acts—attending, labeling, categorizing, and regulating—produce specific patterns of
activation in cortical regions. Acts of conceptualization prompt specific brain activation.
Emotions Engage Discrete Patterns of Brain Activation
A different account of the neural processes of different emotions is offered by a new genera-
tion of neuroscientists who include Philip Kragel, Kevin LaBar, and Lauri Nummenmaa and
their collaborators (Nummenmaa et al., 2018; Kragel & LaBar, 2016; see also Wager et al.,
2015). These researchers have looked beyond emotions such as anger and fear to more specific
comparisons, for example, between amusement and contentment, or embarrassment, shame,
and guilt. These more specific comparisons have been enabled by advances in studying more
specific regions of the brain (called voxels) and new statistical techniques that identify emotion-
specific patterns of activation. These studies are revealing distinct, and different, patterns of
activation throughout the brain for a number of different emotions (Nummenmaa & Saarimäki,
2018; Saarimäki et al., 2016).
For example, in one study, Kragel and LaBar had participants watch evocative film clips
and listen to emotionally moving pieces of music. The clips and music pieces were selected
to evoke three negative emotions—anger, fear, sadness—in participants, as well as two posi-
tive emotions—amusement and contentment—as well as surprise and a neutral state (Kragel &
The Search for Emotion-Specific Patterns of Brain Activation 193
LaBar, 2015). Across the two modalities, the six emotions elicited distinct patterns of activation
in the brain, as you can see in Figure 7.8 (see Kragel & LaBar, 2016).
In a similar spirit, researchers have been actively asking whether embarrassment, shame, and
guilt are associated with distinct networks of activation in the brain. These three self-conscious
emotions are elicited by different events and produce different subjective experiences (Tangney
et al., 1996). We feel embarrassment when we have violated a social convention (e.g., of how
to address someone or use the butter knife), shame when we fail to live up to the aspirations of
others, and guilt when we have harmed someone. Might these states be associated with distinct
patterns of activation in the brain?
Indeed, this appears to be the case. Coralie Bastin, Sarah Whittle and their colleagues reviewed
21 studies in which people were led to feel embarrassment, shame, and guilt (Bastin et al., 2016).
In some studies, people recalled an experience of one of these emotions while their brains were
scanned. Or they posed their face and head and gaze in the configuration of the expression typi-
cal of embarrassment or shame (Morita et al., 2013). Or they imagined experiencing one of these
three emotions in a hypothetical situation. Across these studies, the three self-conscious emotions
were associated with different patterns of brain activation. Shame was associated with increased
activation in the dorsolateral prefrontal cortex, the posterior cingulate cortex, and the sensorimo-
tor cortex. Embarrassment was associated with increased activity in the ventrolateral prefrontal
cortex and the amygdala. And guilt was associated with activation in the ventral anterior cingu-
late cortex, posterior temporal regions, and the precuneus.
Still other studies have begun to map distinct patterns of brain activation for other emotions.
For example, the elicitation of pride has been found to activate the posterior medial cortex, a
region known to be associated with self-referential processing (Simon-Thomas et al., 2012).
Experiences of sexual desire are associated with activation in the hypothalamus, a finding very
much in keeping with discoveries about the mammalian brain (Brunetti, et al., 2008). Feelings of
gratitude when watching stories of holocaust survivors led to activation of the anterior cingulate
cortex and medial prefrontal cortex (Fox et al., 2015). Romantic partners asked to imagine scenes
that prompt romantic jealousy showed activation in the basal ganglia (Sun et al., 2016). People
prone to experience envy showed activation in the inferior/middle frontal gyrus and the dorsome-
dial prefrontal cortex (Xiang et al., 2016).
Toward the end of this chapter, now, let’s consider a new branch of affective neuroscience that
would have intrigued William James, given his lifelong interest in religious experiences. Led by
Key:
Content
Amusement
Surprise
Fear
Anger
Sad
Neutral
Tr
en
ds
in
C
og
ni
tiv
e S
ci
en
ce
s V
ol
um
e 2
0,
Is
su
e 6
, J
un
e 2
01
6,
P
ag
es
44
4-
45
5,
P
hi
lip
A.
Kr
ag
el
K
ev
in
S
.L
aB
ar
, h
ttp
s:/
/d
oi
.o
rg
/
10
.1
01
6/
j.t
ic
s.2
01
6.
03
.0
11
FIGURE 7.8 Networks of activation associated with six different emotions and a neutral state ( from
Kragel & LaBar, 2016).
https://doi.org/10.1016/j.tics.2016.03.011
https://doi.org/10.1016/j.tics.2016.03.011
Brain MechanisMs and eMotion194
neuroscientists such as Roland Griffiths and Robin Carhart-Harris, there has been a concerted
attempt to understand the patterns of brain activation that accompany mystical experiences, for
example, of the kind that people encounter in meditation, yoga, prayer, ritual, and—in certain tra-
ditions—through hallucinogens such as psilocybin, which are now being tested for their potential
therapeutic benefits for people suffering from drug addiction, depression, and trauma (Barrett &
Griffiths, 2017). The philosopher Walter Stace, in part inspired by William James, argued that
there is a core to mystical experiences: a sense of unity with other living beings, the dissolution
of the self, a sense of things being sacred, the conviction that one is encountering ultimate truths
about reality, paradoxicality, and transcending space and time (Stace, 1960). Also at the heart
of mystical experiences are self-transcendent emotions such as awe, joy, ecstasy, and a love of
humanity (Stellar et al., 2017).
Neuroscientists have examined people during religious prayer, they have looked at the brains
of deeply committed practitioners of meditation, such as Tibetan Buddhist Monks, or they have
looked at the changes in patterns of brain activation brought about by a controlled, and blind
(unaware to the participant) experience of psilocybin (see Barrett and Griffiths, 2017). What
patterns of activation might support mystical experiences? In this research, we learn that what is
deactivated is also central to emotional experience.
The brain focus in this research is on the default mode network, which, as Jessica Andrews-
Hanna, Jonathan Smallwood & Nathan Spreng (2014) explain, includes the medial prefrontal
cortex, several other prefrontal and temporal cortical regions, subcortical areas that include
parts of the hippocampus, as well as parts of the cerebellum and striatum. It is activated when
the person engages in spontaneous self-generated thought, which can be musing, reflective, or
creative. The network has been found to be activated when people engage in self-directed, goal-
centered activity, in activities that involve autobiographical memory, in thoughts about the self
in relation to other people, in imagination of novel scenes or narratives, and in thinking about
moral dilemmas or personal futures. The network comes alive in spontaneous processes that
involve the self, and they often involve emotions. The research of Li, Mai, & Liu (2014) was
on the role of this network in social understanding of others (theory-of-mind), while Xie et al.
(2016) found evidence that social regulation of people’s emotional states by a therapist, includ-
ing reduction of aversive emotions, was associated with activations of parts of the network. This
network is deactivated when people engage in externally based activities, for instance, doing
tasks they are required to do, which depend on perceptual input from the outside world (see also
Andrews-Hannah et al., 2018).
So what might we make of the default mode network? Is it, as Gabrielle Starr and her coau-
thors suggest (as we discussed earlier in this chapter, in the Box on the Feeling of Beauty),
involved in inner emotional meaning and value? Or is it a network that, given Stace’s analysis
that we offered above, is something that in mystical experience—with its loss of the sense of self,
and its sense that one is transcending time and space—might be switched off?
Barrett and Griffiths find that intense experiences of meditation and experiences with psilocy-
bin, consistent sources of enduring joy, ecstasy and awe that can last for weeks, reduce activation
in the default mode network (Bruer et al., 2016; Cathart-Harris, et al., 2014). When regions of
the default mode network are surgically altered, there is an increase in self-transcendent emo-
tions, such as joy and awe (Urgesi et al., 2010). In Japan, there is a sense of wonder, awe, joy,
and ecstasy that accompanies a state called Kando—the vanishing of the self. Could it be, in such
cases, that what vanishes in the brain are activations of the default mode network?
We started this chapter with an episode of a television story in which a mother is worrying
about her daughter. Like most stories, this one is based in emotion, in this case on attachment and,
in the brain, on Jaak Panksepp’s CARE system. As we have gone on in this book, we have empha-
sized how most human emotions are not about the individual. Our most important emotions are
about our relationships with others. They depend on understanding these others: described in
195Further Reading
psychology in terms of mentalizing, theory-of mind, empathy and sympathy. These issues have
been given primacy in the work of Tania Singer, discussed above. Let’s end this chapter, then,
with a quantitative integration of neuroimaging studies by Raymond Mar (2011). He found a
brain network that jointly supports the functions of understanding stories and theory-of-mind:
the core-mentalizing network. It includes the medial prefrontal cortex, which is also part of the
default mode network. The function of the mentalizing network, in understanding others, may be
at the center of the emotions of our relationships.
S U M M A R Y
In this chapter, we turned to the human brain to explore what
regions might be involved in emotion and in what ways. We
reviewed current understandings of how the brain works and
how different regions of the brain serve different functions. We
considered different methods for the study of the brain, ranging
from studies of patients with brain damage to the imaging of brain
regional activity as humans respond to different stimuli and the
effects of psychoactive drugs. We then focused our attention on
subcortical processes involved in emotion-related appraisals. In
this section, we saw that a small portion of the forebrain, the amyg-
dala, is involved in appraisals of novelty and concern relevance,
the nucleus accumbens signals the potential rewards of different
stimuli, and the periaqueductal gray in the midbrain is related to
appraisals of threat, pain, and caregiving. We then considered the
role of the anterior insular cortex in the awareness of body sensa-
tions and the experience of emotion. We then turned to different
regions of the cortex and how they are involved in emotion con-
ceptualization, regulation, empathy, and social pain and separa-
tion. We considered two different approaches to the question of
how distinct emotions arise in the brain and ended by discussing
networks that are involved in our conceptualizations of ourselves
and others.
T O T H I N K A B O U T A N D D I S C U S S
1. To what extent does Jaak Panksepp’s model of mammalian
emotion systems in the brain map onto human emotion? What
emotions are not well accounted for by his seven systems?
2. What are some specific emotions that map onto wanting versus
liking, or anticipating pleasure versus consuming pleasurable
things?
3. Is it fair to say that the cortical regions are primarily involved
in emotion regulation, once emotions are underway?
F U R T H E R R E A D I N G
For excellent and wide-ranging introductions to the neuroscience of
emotion:
Panksepp, J. & Given, L. (2013). The Archeology of the Mind: Neuroevolu-
tionary Origins of Human Emotion. New York: Norton.
Rolls, E.T. (2014). Emotion and Decision-making Explained. Oxford:
Oxford University Press.
LeDoux, J. (2015): Anxious: Using the brain to understand and treat fear
and anxiety. New York: Penguin.
Barrett, L.F. (2017). How Emotions Are Made: The Secret Life of the Brain.
Boston, New York: Houghton Mifflin Harcourt.
For an understanding of the social brain:
Lieberman, M. (2013). Social. New York, NY: Crown Publishing.
For a discussion of how human emotions, and their brain functions, are
involved in the appreciation of beauty:
Starr, G. (2015). Feeling beauty: The neuroscience of aesthetic experience.
Cambridge MA: MIT Press.
For recent syntheses of the mechanisms of the brain involved in different
emotion-related processes:
Panksepp, J., Lane, R.D., Solms, M., & Smith, R. (2016). Neuroscience
and biobehavioral reviews.
Smith, R., & Lane, R.D., (2015). The neural basis of one’s own conscious
and unconscious emotional states. Neuroscience and biobehavioral
reviews, 57, 1–29.
197
PART III
Emotions and Social Life
199
8Development of Emotions
in Childhood
This chapter was written with Michelle
Rodrigues and Sahar Borairi
. . . for all the time of our infancy and child-hood, our
senses were joint-friends in such sort with our Passions, that
whatsoever was hurtfull to the one was enemy to the other. . .
Thomas Wright The Passions of the
Minde in Generall (1604).
CONTENTS
Theories of Emotional Development
Emotional Expression
The Developmental Emergence of
Emotions
Social Emotions: 18 Months and Beyond
Developments in Language and the
Understanding of Other Minds
Recognition of Emotions
Facial Expressions
Vocal Expressions
Postures and Gestures
Multimodal Recognition of Emotions
Brain Mechanisms in Infants’ Recognition
of Emotions
The Negativity Bias
Regulation of Emotions
Regulatory Processes
Neurobiological Development of Emotion
Regulation
Temperament
Biological Contributions to Temperament
Summary
To Think About and Discuss
Further Reading
Ph
ot
o
Cr
ed
it:
©
ag
e f
ot
os
to
ck
/S
up
er
St
oc
k
FIGURE 8.0 This picture of a four-year-old
girl was taken after her father had photographed
her sister in her confirmation dress: finally, this
little girl jumped forward and shouted: “I want
to have my picture taken too.” The picture shows
a characteristic angry expression (eyebrows
raised, square mouth) and posture.
Development of emotions in ChilDhooD200
The story of emotional development is about how children come to participate in the social
world (e.g., Denham et al., 2003; Jones, Greenberg, & Crowley, 2015; Camras, Fatani, Frau-
meni, & Shuster, 2016). From infancy to childhood, we see a growth in children’s abilities to
perceive and signal emotions. As their brains develop, so too does their ability to express and
understand their own and others’ emotions. They become social partners so skilled in signal-
ing and responding to emotion that complex interactions can take place, forming the basis of
different relationships that are central to human social living. Think of a newborn. She or he
can cry and all those around try to figure out what the baby needs. Contrast this with a six-
year-old boy, playing a game with his older siblings. He gets mad at them because he feels left
out. He can modulate his upset enough to talk. He can elaborate the reasons for his upset. He
can make them feel sufficiently guilty that they include him in their next game. These changing
patterns of emotional behavior indicate major developments in the recognition, expression, and
regulation of emotion. This chapter is about how emotional development from early infancy
into childhood allows children to become skilled social partners who are able to take part in
complex social exchanges.
Emotion is the first language of us all. Within seconds of birth, the human baby makes its first
communication: it starts crying. According to Paul MacLean, such sounds during evolution were
momentous. Reptiles are largely silent. With the emergence of mammals, emotional sounds,
which you learned about in Chapter 4, marked the beginnings of a new kind of adaptation in
which social communication and cooperation within tight knit relationships began to emerge and
define our evolution (see Lambert, 2003 for review).
In a recent statement about emotion and our sociality, Michael Tomasello (2016) has argued
that what is unique to humans is that they are “group-minded creatures whose collective inten-
tionality includes all kinds of things not just in their personal common ground with other
individuals, but in their cultural common ground with the group…” (p. 63). According to
Tomasello, this collective intentionality is the basis of society and culture, including cul-
tural conventions, norms, and institutions. It is based on shared gestures, joint attention and
language, emotional mimicry, as well as an interest and motivation to share thoughts and act
cooperatively with one another. Tomasello’s research has focused on when (both phylogeneti-
cally and ontogenetically) the neural architecture becomes available for shared thinking and
cooperation. John Bowlby (1969) worked on a similar idea that he referred to as the “goal-
corrected partnership.” He viewed the goal-corrected partnership as a neural structure (both
cognitive and emotional) that developed in the context of the parent–child relationship as each
lets the other into their mind where the goals, desires, and beliefs of each are represented.
The goal-corrected partnership is how people share thinking and joint actions, starting from
approximately 18 months of age.
What do these human goals of shared thinking and cooperation have to do with emotions?
In this chapter, we argue that a wide range of emotions have developed precisely to enable and
foster the goals of shared thinking and cooperation. In exploring this thesis, we will focus on
two emotion-related responses that humans have developed. The first is the multiple ways that
people express emotion, which provides a window for social partners into understanding each
other’s goals and desires. When a friend becomes angry with you, and after you have finished
being angry back, you will be likely to think about the event from both of your points of view;
you will arrive at a shared perspective upon the event. This kind of experience will enable the
opportunity to rebalance your individual goals within the context of shared lives with others. The
second dimension of emotional life we will consider involves a basic motivation toward others: a
positive and prosocial orientation of folding into collective living rather than the individual life.
In this chapter, we consider the age-related changes to emotional expression and shared thinking
that facilitate our interactions with others.
Theories of Emotional Development 201
Theories of Emotional Development
A central theoretical question for emotion research is this: to what extent are our emotion-related
responses present from the start of life and then simply unfold with time and to what extent are
our emotional tendencies shaped by the context around us: our family, culture, and neighbor-
hood? As adults, our lives are filled with experiences of joy, sympathy, anger, fear, sadness,
embarrassment, and so on. We identify the causes of our emotions, we have a rich language to
categorize them, and we express our emotions in patterns of facial, vocal, and bodily behavior.
In many ways, our emotions are discrete, and Carroll Izard has theorized that these discrete emo-
tions are present early in development (Izard, 1991; 2007; 2011). With development, changes in
basic processes such as the emergence of locomotion, self-awareness, face processing, and the
ability to think about others’ mental states influence the development of emotion (e.g. Cassidy
& Krendl, 2016; Harris, 2008). The emotions also are shaped by culture and context (Lindquist,
Wager, Kober, Bliss-Moreau, & Barrett, 2012; Vytal & Hamann, 2010). These influences on the
developmental unfolding of emotion will be of interest as well.
To account for how emotions develop, Saarni, Campos, Camras, & Witherington (2006) think
of emotions as relational processes in which children establish, alter, and maintain their rela-
tionships with the environment, especially the environment of caregivers, siblings, and peers.
With this theory, emotions are more than simply intrapersonal feelings: they shape interactions
and relationships and have interpersonal meanings. For example, a child’s joy does track the
child’s success in reaching a particular goal, but often those goals are shared, for example, with
parents, and pursued socially. Cries of sadness express feelings of loss and a desire for comfort.
Look at Figure 8.1 and assess the impact on yourself of a baby’s smile versus a baby’s cry.
Expressions of anger signal to others nearby that their actions are interfering with a child’s goal-
directed action. Within this theorizing, emotional experience and expression are communicative,
and shape interactions. More generally, emotional development takes place as children estab-
lish new goals, often social, new ways of evaluating emotional events, and as the relationships
with others change over time (Witherington & Crighton, 2007). Emotions unfold in bidirectional
interactions between individuals. For example, comforting a person feeling sad depends on the
relationship with that individual (e.g., friend versus stranger), context (e.g., physically present
versus phone conversation), and prior experiences with the person (e.g. their personality) (Walle
& Campos, 2012).
We see discrete emotions present in the lives of infants, both in terms of expression and recog-
nition. We also see cultural and family influences (discussed in Chapter 11) such that emotional
experience is constructed within a relational and cultural context. We see too that emotions set
up, maintain, and change relationships: to help us understand the thoughts and goals of those with
whom we interact and through the negotiation of emotion events to achieve better understandings
of those close to us. Physiological systems involved in emotion unfold as the brain develops, but
these responses are sufficiently malleable that they take direction from the contexts in which we
live. This fine dance between the biological basis of emotion and our attunement to the environ-
mental contexts in which we grow up is the story of emotion development.
In the sections that follow, we will track emotional development in “typically developing chil-
dren.” We will also look at the emotional lives of children with autism, a neurodevelopmental
disorder. Children with autism have a difficult time with certain elements of communication and
understanding others’ intentions and feelings. They also have core deficits in their ability to form
social relationships and communicate with language. Much of this is because of the challenge of
shared thinking. It is difficult for a person with autism to read someone else’s mind, to understand
what an emotion means, and what caused it. This also translates into deficits in many aspects of
emotion recognition (Uljarevic & Hamilton, 2013) and expression (Brewer et al., 2016). The study
Development of emotions in ChilDhooD202
of these children reveals deep insights into the complex mixture of biological and contextual influ-
ences that are at the core of emotional development.
Emotional Expression
The Developmental Emergence of Emotions
Watch a group of children playing in a park, and you cannot help but be struck by the seemingly
chaotic nature of emotion during childhood. But in fact, we can think about the developmental
emergence of emotions as a sequence of steps in building an emotional repertoire that will sup-
port a child’s functioning in a complex social world. The scientific evidence that supports this
thinking is based on studies of children’s facial expressions of emotion. Coding systems devel-
oped in adults and adapted for infants and children are used to ask the question, “Do infants
express anger, sadness, etc?” (Izard 1983/1995; Oster, 2006). First let’s consider when expres-
sions of emotion are seen. Later we will consider whether the emotions have the same meaning
in childhood that they have in adulthood.
Crying occurs in very young infants, really from the first moment of life in response to a wide
range of elicitors. Likewise, satiation, attention, and interest in the environment represent a state
of general pleasure (see Lewis, 1993). As far as expressions of distinct emotions go, the earliest
seems to be disgust, which can be seen in newborns in response to sour tastes. Steiner, Glaser,
Hawilo, and Berridge (2001) have shown that the expressions that human infants make to sour
tastes—the wince and upper lip raise of disgust—are similar to those of other primates. This early
emergence of disgust makes sense evolutionarily; this emotion enables successful adaptation to
one’s environment by reducing exposure to potentially life-threatening pathogens (Tybur, Lieber-
man, Kurzban, & DeScioli, 2013).
At about two months of age, babies begin to smile (Lavelli & Fogel, 2005). Although babies
occasionally smile in their first month, these early smiles are not considered social, as they are
often made during sleep (Cecchini et al., 2013). Actual social smiles emerge after the first month
(Messinger & Fogel, 2007). In the second month, smiles occur with gentle stroking, and by the
third month, they occur frequently in interaction with caregivers (Striano, Henning, & Stahl,
2005; Ikeda & Itakura, 2013). Three-month-olds also smile in response to the same kinds of
events that make older children smile: attention from others, invitations to play, and even mastery
of goals, (e.g., learning how to pull on a string to get a light to go on, Lewis & Ramsay, 2005).
Infant smiles are a source of interest and delight for parents. Those early social smiles signal
the dawning of visible mutuality in the relationship. The baby smiles and the parent responds
with talk, play, and interaction (Thompson-Booth et al., 2014). As we will see in Chapter 11, the
responsivity of caregivers and siblings (the “serve and return” involved in interaction) is central
to early brain development as well as children’s understanding of other minds (Browne, Wade,
Prime, & Jenkins, 2018). It is quite striking, upon reflection, that by six weeks, the infant has a
behavior (the smile) that serves to elicit the engagement and responsivity in caregivers that cata-
lyzes brain development. The importance of children developing emotional expression is bidi-
rectional; children’s emotional displays shape their parents’ emotions more so than the reverse
(Beebe et al., 2007; Chow, Haltigan, & Messinger, 2010).
The frequency of smiling in babies, as with other emotional responses, is influenced not only by
features of the social context, but also by genetically based factors. Consider the genetic influences
upon autism, which profoundly shapes a child’s emotional tendencies. About 19 percent of younger
siblings with an older sibling with autism develop autism themselves (because the disorder shows
substantial genetic influence, Ozonoff et al., 2011). For this reason, the infant siblings of children
with autism have been studied to understand the unfolding of biological risk. Well before autism
Emotional Expression 203
can be diagnosed, the younger siblings of children with autism show lower levels of social smil-
ing than typically developing children. Thus, these children are disadvantaged in their emotional
expressions even when they are 15 months old (Nichols, Ibanez, Foss-Feig, & Stone, 2014; Filliter
et al., 2015).
Anger appears after smiling, between four and seven months of age (Stenberg, Campos, &
Emde, 1983; Bennett, Bendersky, & Lewis, 2002b; 2005). It is linked to children’s ability for
means-end thinking (Sullivan & Lewis, 2012; Lewis, Sullivan, & Kim, 2015) and requires that a
baby has knowledge of a goal and that the goal is being blocked. In keeping with this idea, anger
expressions increase as the child increases his or her autonomous crawling. Crawling elicits
increased limit setting from parents and thus, more experience of goal blocks for infants; the end
result is that the infant expresses more anger after the onset of crawling. In Figure 8.2, we see
infant anger to arm restraint before they started crawling compared to two and six weeks after
crawling began. As you can see, anger increases with arm restraint in proportion to the amount of
time the baby has been crawling (Roben et al., 2012). In other research, we see increased anger
and frustration when mothers withhold responses that had previously resulted in reward (Lewis,
Sullivan, & Kim, 2015). Brain studies show significant developments in the processing of anger
between seven and twelve months (Grossman, Striano & Friederici, 2007), although the neural
correlates between infants and adults are different (Missana, Grigutsch & Grossman, 2014). We
can conclude that anger is elicited by similar events and that facial expressions of anger are simi-
lar in infants and adults. Neural correlates show differences between infants and adults, however.
Regarding the expression of sadness and fear, infants begin to make both sad (Lewis,
1983) and fearful (Braungart-Rieker, Hill-Soderlund, and Karrass, 2010) expressions at around
four months. At this age, infants expect caregivers to respond to their overtures (Van Egeren,
Ph
ot
o
Cr
ed
it:
©
Ro
be
rt
M
at
to
n
AB
/A
la
m
y
Ph
ot
o
Cr
ed
it:
©
El
iz
ab
et
h
Cr
ew
s/
�
e I
m
ag
e W
or
ks
FIGURE 8.1 Babies showing emotional expressions: (a) a positive or happy expression, (b) a negative expression.
Development of emotions in ChilDhooD204
Barratt, & Roach, 2001), and when this does not happen, sadness tends to occur. We see a
marked increase in fear between 4 and 12 months (Braungart-Rieker, Hill-Soderlund, and Kar-
rass, 2010). This is linked to increased capacities to attend to facial expressions in others that
signal potential danger (Peltola, Hietanen, Forssman, & Leppanen, 2013; Leppanen & Nelson,
2012). With increasing mobility, infants also tend to express more fear, as they encounter more
novelty and potential peril in the environment (Burnay & Cordovil, 2016).
Fear in response to separation from parents shows a universal pattern as can be seen in
Figure 8.3. Across cultures, separation-related fear begins toward the end of the first year, peaks
around 15 months, and then decreases after that. The developmental emergence of this response,
and its apparent universality, makes evolutionary sense; such an emotional response was selected,
during our evolutionary history, to increase the likelihood that the developing child avoids harm
from predators.
Alongside the regularity of this response across cultures, studies also show reliable individ-
ual differences in separation-related anxiety and the fear of strangers. For example, one study
assessed 1285 children at four different times between 6 and 36 months, documenting four
groups of children who differed on the persistence and severity of stranger fear (Brooker et al.,
2013). We present these results in Figure 8.4.
As with anger, fear in young children has been shown to have specific neural correlates.
Thus, Diaz and Bell (2012) exposed 10-month-old infants to three types of fear elicitor (stranger
approach, exposure to masks, and toy spiders) and found that all the fear elicitors were associ-
ated with increased right frontal EEG asymmetry. Fear responses are also reliably correlated with
a specific cardiovascular response in infants (respiratory sinus arrhythmia; Buss, Davis, Ram,
& Coccia, 2017). At the same time, culture shapes the emergence of separation and stranger-
related fear as we saw in Figure 8.3; the timing and length of the fear response to separation vary
across cultures, and caregiver responses to expressions of fear contribute to individual differences
(Braungart-Rieker, Hill-Soderlund, & Karrass, 2010).
What about the emotion of surprise? Although there has been some controversy over how
surprise is expressed in young infants, for instance, by facial expression, gesture, or freezing
(Camras et al., 2002; Scherer, Zentner, and Stern, 2004), that it occurs is not in question. As you
Play1
0
0.1
0.2
0.3
0.4
P
er
ce
n
t
o
f T
im
e
A
n
g
ry 0.5
0.6
0.7
Restraint Arm Release Play 2
Baseline
2 weeks post
crawling
6 weeks post
crawling
FIGURE 8.2 Effects of crawling status on frequency of anger expressed during the Arm Restraint
procedure in Roben et al.’s (2012) study.
Emotional Expression 205
might expect in light of appraisal-based analyses of emotion, surprise in young infants occurs
in response to a violation of expectancy. Experiences of surprise during infancy contribute to
learning. Stahl & Feigenson (2015) exposed 11-month-old infants to events that violated their
expectations and events that did not. In the violation of expectation condition compared to the
nonviolation condition, babies did more exploration with objects, and they learned more about
them (as assessed by infants learning something about an object that they could not have known
before). Surprise, as a critical mechanism in learning, has also been demonstrated for toddlers
and preschool children (Stahl & Feigenson, 2017).
Before we leave our discussion of infancy and the emergence of different emotions, consider
an important finding that holds across emotions. Bennett, Bendersky, & Lewis (2002) examined
four-month-olds’ facial expressions in response to situations that are expected to produce certain
5
0
20
40
60
P
er
ce
nt
ag
e
of
c
hi
ld
re
n
w
ho
c
rie
d
fo
llo
w
in
g
m
at
er
na
l d
ep
ar
tu
re
80
100
10 15 20
Age (months)
Guatemalan Indian
(n = 34)
Israeli kibbutz
(n = 122)
Antigua, Guatemala
(n = 36)
African Bushmen
(n = 25)
25 30 35
FIGURE 8.3 The development of children’s distress responses when separated from their mothers
in four different cultures. Copied from Kagan, Kearsley & Zelazo, 1978.
7
6
5
4
P
ar
en
t-
R
ep
o
rt
ed
S
tr
an
g
er
F
ea
r
3
2
0
6 months 12 months
High and Steady (11.8%)
22 months
Assessment Age
36 months
1
Steep Increase (43.2%)
Decreasing (12.1%)
Slow Increase (32.9%)
FIGURE 8.4 Observed trajectory groupings of children’s stranger fear from 6 to 36 months in the
Brooker et al., 2013 study.
Development of emotions in ChilDhooD206
emotions (jack-in-the-box to produce surprise, arm restraint to produce anger, masked stranger
to produce fear). Children showed more anger expressions during arm restraint, than during any
other situation (tickling, jack-in-the-box, and appearance of a masked stranger). However, during
arm restraint, more children demonstrated surprise than anger (see Figure 8.5). What this tells us
is that the same event can elicit different emotions, with considerable variability across children.
This variability depends on culture and the stable individual differences of children. The rela-
tionship between elicitors and their expected emotions become less variable with age (Bennett,
Bendersky, & Lewis, 2005), but the finding that temperament plays an important role in under-
standing variation in elicitor–response relationships continues across the lifespan. One child will
react to an arm restraint as if it is a game, while another will experience it as a parent blocking his
or her goal, and interfering with personal autonomy. Clearly, though, it is important to remember
that in children and adults, there is no one-to-one correspondence between events and emotional
reactions, although this relationship does seem to be better for positive than negative emotions
(Castro, Camras, Halberstadt, & Shuster, 2017).
As in so many places in this book, the study of emotion during the first year of life in the
developing child reveals evidence of both how evolution has endowed us with certain emotional
tendencies and how those tendencies are shaped by the context of development. We see that
within the first year, infants do show similar expressions, for example, of fear, anger, or cries
of distress, to adults, they show these expressions in familiar circumstances, and there is some
evidence for distinct patterns of brain activation that differ across various emotions. At the same
time, one cannot help but be struck by how much infants vary in their emotional expression, and
in their response to emotional elicitors. In Chapter 11, we will consider how such emotional vari-
ations are shaped by the caregiving and cultural context in which a child is raised.
Social Emotions: 18 Months and Beyond
As the child moves from infancy to preschool and school age, we see the development of more
complex emotions that allow for increasingly complex social interactions (Boiger & Mesquita,
2012). The child’s emotional life becomes more social and other focused and includes the emer-
gence of the self-conscious emotions beginning at around 18 months, including embarrassment
and envy, as well as more prosocial emotional tendencies such as empathy and sympathy-based
altruism (Brownell, 2013; Warneken & Tomasello, 2006; Eggum-Wilkens, Lemery-Chalfant,
Aksan, & Goldsmith, 2015; Steinbeis & Singer, 2013).
0
tickle sour taste jack-in-box arm
restraint
mask
10
20
30
40
50
60
70
80
90
100
joy
surprise
anger
disgust
fear
sadness
FIGURE 8.5 Proportion of children showing specific emotions as a function of elicitors in the
Bennett, Bendersky, & Lewis, 2002 study.
Emotional Expression 207
Within the prosocial emotions, we see significant developments in emotion expression
that are a consequence of children’s growing abilities to understand others (Reschke, Walle &
Dukes, 2017). Between 12 and 24 months, children respond to another’s distress by comforting,
bringing a parent, or offering an object (Zahn-Waxler, Radke-Yarrow, Wagner, & Chapman,
1992). At this age, children tend to offer comfort in ways that reflect their own preferences for
being comforted. By three years of age, however, children offer comfort in a manner tailored to
the individual needs of others. For instance, children comfort a child in distress by fetching the
child’s mother.
During this period of development, three types of prosocial behavior are reliably observed:
offering instrumental help, offering comfort, and sharing resources. Children provide instrumen-
tal help by 18 months. Warneken and Tomasello (2006) have shown that at this age toddlers
offer spontaneous instrumental help even when they gain nothing from the action (Warneken &
Tomasello, 2006; Warneken, Chen, & Tomasello, 2006). In Figure 8.6, we portray these devel-
opmental changes in prosocial behavior. Dunfield and Kuhlmeier (2013) suggested that offering
comfort appears after the offering of instrumental help. Of interest is the finding by Hepach,
Vaish, and Tomasello (2012) that children react similarly when either they do the helping or when
they see someone else help. This suggests a primary motivation for others being helped rather
than wanting credit for the helping. Sharing is complex. It can occur prior to one year of age,
as children offer objects to play partners (Hay, 1979), but it has developmental progression in
the preschool years related to a variety of factors including emotional reward (Paulus & Moore,
2017), perceived distribution of resources (Dunfield, Kuhlmeier, O’Connell & Kelley, 2011),
competition (e.g., in a coloring contest children are less likely to share crayons, Pappert, Williams
& Moore, 2017), and so on. Supporting the idea that there are different kinds of helping, Paulus,
Kuhn-Popp, Licata, Sodian, & Meinhardt (2013) found that there were different neural correlates
for instrumental helping (right temporal activation) and comfort to distress (left frontal cortical
activation).
Within the next couple of years, children build toward enacting well-timed complementary
behaviors in which they collaborate to achieve joint goals with others (Ashley & Tomasello,
1998; Prime, Plamondon, & Jenkins, 2017). By four years of age, they carry out role assignments
during pretend play. Observe young children engaging in such pretend play, and you come to
appreciate how complicated these social behaviors are. Pretend play is based on abstraction as it
FIGURE 8.6 Mean percentage of 18-month-olds in Warneken and Tomasello’s (2006) study
who tried to help the adult experimenter in experimental and control conditions.
Development of emotions in ChilDhooD208
occurs in the imagination of two play partners. Role assignments such as “I’m the fireman, you’re
the mother and I save you,” involve adopting a role and enacting a series of behaviors within it,
which are coordinated with the play partner (Lillard et al., 2013). These remarkable develop-
ments in thinking about the other and being motivated to coordinate with the thoughts of the
other are supported by emotional tendencies. Empathy, sharing, and comfort (as well as other
emotions such as sadness and anger) ensure the building and enactment of complex plans involv-
ing individuals with different perspectives. Through these emotions, children signal to their play
partner what helps and what hinders in their goals, joint plans, and coordinated actions, and when
they are not understood.
As with other early emerging emotional tendencies, we need to consider the role of genetic
influence in prosocial emotions. Toddler-aged siblings of children with autism who later
receive the same diagnosis themselves show less-empathic responsiveness to a distressed
infant and an adult partner expressing physical pain (Campbell, Leezenbaum, Schmidt, Day,
& Brownell, 2015) than children with no genetic vulnerability for this condition. Thus, for
empathy, caring, and helping, like other emotions, whether we have a lot or a little of such
prosociality is, in part, related to a roll of the genetic dice. Remembering the genetic dice may
help during those periods of intense irritation with another person when we feel them to be
un-empathic!
The development of consciousness and mentalizing abilities in the second year (Lewis, 1992)
allows for experience of embarrassment, as well as the beginning of empathy that we consid-
ered above. These emotional changes are founded upon two complementary processes. First,
children must understand the subjectivity of others’ experiences and know that these experiences
are different from their own. Second, and particularly for embarrassment, shame, and other self-
conscious emotions, there must be an awareness of the self as it might be seen by other people
(Muris & Meesters, 2014). The ability to self-recognize is typically assessed in the mirror rouge
paradigm (Amsterdam, 1972). In this task, children are marked with a spot of rouge and then
look at a mirror. Children who detect the mark and know how to touch it are said to recognize
the objectivity of their own body. This ability emerges around 18 months both in Western and
non-Western countries (Brownell, Zerwas, & Ramani, 2007; Ross et al., 2017). This cognitive
ability is what Lewis argues allows for embarrassment (Lewis, Sullivan, Stanger, & Weiss,1989).
We see this in Table 8.1.
Between the second and third year of life, a more complex set of emotions is expressed,
including pride, shame, guilt, and regret. These have been referred to as the self-conscious evalu-
ative emotions (Lewis, 2010). They involve children’s beliefs and reactions to their own selves.
For instance, when something good happens, a child may experience pride if the occurrence of
the event is ascribed to his/her own attributes or behavior. In contrast, feelings of shame may arise
when a child attributes a negative event to his/her own negative characteristics or actions (Muris
& Meesters, 2014). We see the first signs of guilt and shame in two-year-old children, as evident
in gaze aversion and bodily tension upon breaking a social partner’s toy. By this age, children
will also try to make amends, a common action involved in guilt (Drummond, Hammond, Satlof-
Bedrick, Waugh, & Brownell, 2017; Bafunno & Camodeca, 2013).
Table 8.1 Numbers of children who showed embarrassment as a function of
whether they recognized themselves from the rouge-on-the-nose test (Lewis,
Sullivan, Stanger, & Weiss, 1989).
Showed self-recognition Did not show self-recognition
Showed embarrassment 19 5
Showed no embarrassment 7 13
Emotional Expression 209
Developments in Language and the
Understanding of Other Minds
The acquisition of language during a child’s development, and how it shapes the child’s expres-
sion and knowledge of emotion, is one of the most important influences in emotional develop-
ment (Beck, Kumschick, Eid, & Klann-Delius, 2012). Children start talking about emotions
and desires at around 18 months, and the proportion of time they spend doing this gradually
increases with age. By two years, children use the emotion words “happy”, “sad,” “mad,” and
“scared” (Wellman, Harris, Banerjee, & Sinclair, 1995). Although they mainly talk about their
own feelings at this age, they also attribute emotions to other people. Therefore, children as
young as two years of age have the beginning of mentalistic conceptions: they know that emo-
tions are about certain kinds of events and that consequences of emotions are different from the
emotion itself (Widen & Russell, 2010). They also understand that fulfillment of a desire will
lead to positive emotions and a desire unfulfilled will give rise to negative emotions (Wellman &
Woolley, 1990). These changes in the language of emotion are an important step in understanding
the experiences of others and why people behave the way they do. With such knowledge about
others’ minds, children become more capable of engaging in social activities such as cooperation.
It is not until the age of three or four that children begin to attribute representational states—that
is, mental states that refer to beliefs, thoughts, and knowledge (Wellman, Cross, & Watson, 2001).
For instance, they may reason that: “John cheated because he believed the teacher was not in the
room.” According to Widen & Russell (2010), this conceptual shift in children’s understanding of
others’ minds “complements and perhaps underlies their fuller understanding of emotion concepts
they already have in elementary form and their division of emotion into ever finer discrete catego-
ries” (p.356). Indeed, a significant characteristic of the social emotions we observe in three- and
four-year-olds is that they involve beliefs about eliciting situations. Pride, for example, is a feel-
ing of accomplishment that is based on the belief that one has successfully reached a goal. Shame
involves feeling bad about something based on the belief that one has let down or disgraced others.
Thus, the capacity to attribute beliefs to oneself or others between the third and fourth year of life
closely parallels the development of these social emotions (Ball, Smetana, Sturge-Apple, 2017).
In general, the ability to understand oneself and others in terms of mental states (emotions,
desires, and beliefs)—termed theory of mind—is critically important for children’s socioemo-
tional development. As this ability becomes more sophisticated, we see an increase in the proso-
cial emotions and other oriented behaviors of children. As you might expect, the emergence of
theory of mind and prosocial emotions such as empathy and sympathy result in better peer rela-
tionships. Thus, Caputi, Lecce, Pagnin, and Banerjee (2012) found that five-year-olds’ theory of
mind predicted seven-year-olds’ peer relationships, with this operating through improved proso-
cial skills at six years of age. Thus, the ability to represent the internal states of others, including
their beliefs, paves the way to children showing more caring and empathy toward others, which
in turn improves their peer interactions.
As children’s theory of mind is developing, so are their language skills. By the time children are
three, Judy Dunn and her colleagues (1991) have shown that half of the conversations they have
about emotions are related to the causes of feelings. Between the ages of three and seven, children
become more competent in talking about negative emotions, such as sadness in relation to loss and
anger in relation to control (Hughes & Dunn, 2002). By learning to talk about emotions and their
causes, children move well beyond simply expressing their emotions in facial, vocal, and bodily
behavior. Here, language about emotions becomes part of the negotiation of relationships and ena-
bles the development of shared meanings about internal states (Stern, 1985). The child can talk about
a feeling, give their version of its cause, refer back to emotions, and alter their understanding of them.
We offer a summary timeline for this developmental progression of emotional expressions in
Figure 8.7.
Development of emotions in ChilDhooD210
As we think about the developmental emergence of the self-conscious and prosocial emotions,
let us return to pillars of human social life—shared thinking and cooperation. As Tomasello and
colleagues have argued, a primary direction of social development is the ability to engage in
shared thinking and perspective taking. Across minds and history, with individuals being moti-
vated to cooperate and build on one another’s thinking and achievements, cultures and societies
themselves develop and thrive (Tomasello, 2010; Tomasello, Carpenter, Call, Behne, & Moll,
2005). Children enter into these dimensions of social life early in their lives (Browne, Leckie,
Prime, Perlman, & Jenkins, 2016), and they could not do it without emotions. In their first year,
they can signal basic emotions to caregivers to let them know what is working well for them
and what is not. Then the self-conscious and evaluative emotions develop, enabling the child
to develop a sense of self in relation to others within joint endeavors and to signal when things
have gone awry. Prosocial emotions such as empathy and sympathy pave the way for mutual
understanding. Cooperative endeavors with family members and playmates are well underway.
Recognition of Emotions
For children to cooperate with others and engage in shared thinking, they must be able to rec-
ognize emotions in social partners and keep track of how the interaction is proceeding (Rus-
sell, Bachorowski, & Fernández-Dols, 2003). Cultural experience also shapes this capacity
(Xiao et al., 2017). To this end, it has been suggested that emotional expression and recognition
coevolved (Izard, 2007).
A range of methods have been used to understand the development of emotion recognition in
early childhood, all of which must work around the fact that infants do not use words. A widely
used method has been the habituation paradigm, which is based on the finding that infants
look at patterns that are new to them for longer periods of time than patterns that are familiar.
For instance, infants can be presented with a picture of a facial expression (e.g. a smiling face)
until they no longer look at it. They are then presented with another smiling face along with
a new facial expression (e.g. a sad face). If they look at the new face more than the old face,
this indicates that they can discriminate between the expressions. More recently, noninvasive
FIGURE 8.7 Summary timelines for the developmental progression of emotional expression. The top line shows the
age at which certain emotions are expressed, and the bottom line shows the cognitive milestones associated with the
emergence of various expressions across time.
Recognition of Emotions 211
neuroimaging techniques such as the Functional Near-Infrared Spectroscopy (fNIRS, which uses
blood flow in the brain to assess brain activity), the electroencephalogram (EEG), and event-
related potentials (ERPs: a brain response that is the direct result of a specific event) have become
popular in emotion research (Nishiyori, 2016; Saby & Marshall, 2012; Luck, 2014).
Soon after birth, children begin to pick up information from others’ faces, voices, and ges-
tures. This ability is rooted in newborns’ preference for faces (Di Giorgio, Leo, Pascalis, &
Simion, 2012) and voices (Grossman, Oberecker, Koch, & Friederici, 2010). This preference is
essential for newborns’ ability to discriminate among people and to derive information about oth-
ers’ emotional states. According to Grossman, Oberecker, Koch, and Friederici, (2010) emotion
recognition relies on the interaction between the maturing perceptual system and the capacity
to discriminate emotional information. Newborns do not have the visual acuity to discriminate
subtle differentiations in facial expression that are needed to recognize expressions of emotion
but over the first year, these skills develop (Leppanen & Nelson, 2009).
Facial Expressions
Using variations of the habituation method, two- to three-month-old infants have been shown to
discriminate happy, sad, and surprise facial expressions (Barrera & Mauer, 1981; Young-Browne,
Rosenfeld, & Horowitz, 1977). Four- to six-month-olds can recognize anger expressions (Mon-
tague & Walker-Andrews, 2001; Striano, Brennan, & Vanman, 2002). Using an electrocardio-
gram methodology, it has been demonstrated that five- to seven-month-olds can discriminate
fear, as evidenced by more pronounced and longer lasting heart rate deceleration in response to
fearful faces (Peltola, Hietanen, Forssman, & Leppänen, 2013). Notice that this pattern of devel-
opment closely matches infants’ own expression of emotions, where we learned that starting at
age four months or so, infants start showing facial expressions of fear.
In typically developing infants, emotion face processing has been found to be dominant in
the right hemisphere and orbitofrontal cortex regions (Fox, Wagner, Shrock, Tager-Flusberg, &
Nelson, 2013). In contrast, infants at risk for autism spectrum disorder show a different pattern
of brain activation when viewing facial expressions (greater activation in the left orbitofron-
tal cortex). A meta-analysis shows that children on the autism spectrum show deficits in facial
expression recognition, which vary depending on the emotion and also increase with age (Lozier,
Vanmeter, & Marsh, 2014).
How do infants use the information communicated in facial expression in the first year? Social
referencing is the ability to use the emotional displays of others to guide one’s own behavior.
The visual cliff provides an example (see Figure 8.8). In a classic experiment, Sorce, Emde,
Campos, and Klinnert (1985) showed that 12-month-olds were likely to cross the visual cliff—a
not dangerous but fear-provoking situation—when their mother looked happy (74% crossed),
but were unlikely to cross when their mother looked fearful (none crossed). The same pattern
is seen for fathers. When fathers expressed anxiety (e.g., wide eyes, muscle tension, and verbal
messages such as “be careful”), 11-month-old infants showed anxiety and avoidance (e.g., wide
eyes, muscle tension, and verbal messages such as crying (Moller, Majdandzic, & Bogels, 2014).
Vaish and Striano (2004) took the examination of social referencing one step further. They
were interested in whether babies used facial, vocal, or combined facial and vocal expressions in
social referencing. They found that infants were more likely to cross the visual cliff in response
to maternal vocalization, or a combination of maternal vocalization and facial expressions, than
they were to mothers’ facial expressions alone. Thus, attending to and acting on emotions occurs
earlier when the emotions are vocally versus facially presented, an issue we consider further
below. The use of emotional information from parents to guide action in dangerous or novel
circumstances is not a behavior shown by all children. Genetically at risk 18-month-old infants,
who were later diagnosed with autism spectrum disorder, show less social referencing than their
normally developing counterparts (Cornew, Dobkins, Akshoomoff, McCleery, & Carver, 2012).
Development of emotions in ChilDhooD212
By preschool age, children have a modest ability to offer emotional labels for photographs of
facial expressions, with happy, angry, and sad emerging first, followed by scared, surprised and dis-
gusted (Widen & Russell, 2010). By school age (around five years of age), children are quite good
at recognizing emotions in other people. Battaglia and colleagues (2004) documented a 72 percent
correct identification rate of pictures of emotional expressions—joy, fear, anger, disgust, sadness,
surprise, and a neutral expression—by children in Grades 2 and 3. In general, recognition of facial
emotions improves across the childhood years (Durand, Gallay, Seigneuric, Robichon, & Bau-
douin, 2007; Widen & Russell, 2008; Widen, 2013), but this does depend on the emotion studied.
Rodger, Vizioli, Ouyang, & Caldara (2015) used a threshold-seeking algorithm to manipulate the
number of signals shown in a study of anger, disgust, fear, sadness, surprise, and happiness. Indi-
viduals from five years old to adulthood participated in the study. Emotion recognition varied for
different emotions, with happiness needing the fewest signals for accurate identification and fear
needing the most. Change in emotion recognition by age was steepest for disgust and anger, less
marked for sadness and surprise, and not age related for happiness and fear. Widen and Russell
(2013) also showed that the ability to recognize disgust is strongly age related even into adulthood.
We talked earlier about the importance of developing a theory of mind to understand emotional
development. Although there is a milestone around age 4 in children’s theory of mind understand-
ing as Harris (2008) points out, there are multiple stages in the unfolding of the understanding of
others’ minds beyond this point that influence children’s recognition of emotion. More specifically,
Harris details developments in theory of mind understanding: the link between belief and emotion,
the potential discrepancy between felt and expressed emotion, guilt, emotion regulation, and mixed
or ambivalent feelings. Pons, Harris, and de Rosnay (2004) demonstrate changes in nine different
components of emotion recognition, over half of which are still developing at nine years of age.
Ph
ot
o
Cr
ed
it:
©
El
iz
ab
et
h
Cr
ew
s/
�
e I
m
ag
e W
or
ks
FIGURE 8.8 The visual cliff: visually the baby sees a steep drop—notice the finer grain of the checker-
board pattern to the right of the baby’s right knee—but actually a plate of thick glass supports the infant
safely.
Recognition of Emotions 213
Before we leave the subject of emotion recognition, we have to think about the complexity of
emotion recognition outside of laboratory tasks. Sometimes the experimental paradigms we use
oversimplify the task and assume that recognition of emotion, and indeed the relationship between
internal experience and facial expression, is more straightforward than it might be. Castro, Camras,
Halberstadt, and Shuster (2017) showed children film clips of a conflict discussion that they had
had with their mothers. Seven to nine-year-old children were asked to choose the emotion that cap-
tured what they were feeling. Facial expressions of emotion were rated by observers for the same
clips in which the children identified specific emotions. Although when children reported joy, raters
recorded joy, this was not the case for any of the negative emotions. When children said they experi-
enced anger, emotions coded by observers included surprise, joy, anger, fear, in that order. This may
reflect the lack of clear relationship between elicitor and emotion, discussed above. Another expla-
nation, however, is that emotions are complex and often involve blends in unfolding interpersonal
events. To make sense of emotions expressed dynamically, children are thinking about appraisals,
their emotions, their interpersonal partner’s intentions, appraisals and emotions, the social context,
and so on. Thus, the task of emotion recognition runs the gamut from perceptually decoding facial
expressions to making sense of highly complex emotional exchanges in daily life. We will see in
Chapter 11 that the development of these skills does matter in people’s lives: those who are more
skilled at reading the emotions of others do have better quality relationships.
Vocal Expressions
From the moment newborns enter the world, their brain is equipped to process emotional informa-
tion from human vocal expressions. Cheng, Lee, Chen, Wang, and Decety (2012) using EEG found
that newborns (1–5 days old) were able to differentiate between fearful, happy, and neutral voices.
This ability to discriminate emotions from voice is even evident during sleep. Zhang and colleagues
(2014) exposed newborn sleeping infants to human voices saying the same words using a fearful tone
and an angry tone. The patterns of neural activation were different for angry versus fearful voices
(i.e., a female saying “dada” using stress and intonation patterns indicative of extreme fear and anger,
and rated as such by independent coders). Such discriminations are not only evident for adult voices.
When babies are presented with infant laughter or cries, they also show different patterns of neural
activation (Missana, Altvater-Mackensen, & Grossmann, 2017). Even more remarkable is the degree
to which 12-month-old babies can make distinctions between different vocal expressions of positiv-
ity (e.g., funny, exciting, delicious) and tie these vocalizations to the likely eliciting circumstance
(Wu, Muentener & Schulz, 2017). Thus, by 12 months, infants have some capacity to think about the
causes of emotion in another person! These are remarkable building blocks for being able to engage
in the shared thinking and joint plans that we described at the beginning of the chapter.
Interestingly, infant siblings of children with autism spectrum disorder (between 4 and 7
months old) showed less ability, even in infancy, to discriminate a sad voice from a neutral voice.
Unlike typically developing children, those at increased genetic risk for autism also failed to
show a consistent preference for speech compared to nonspeech, suggesting that the social and
communicative deficits are broader than emotion (Blasi et al., 2015). Thus, as we saw when we
looked at emotion expression among children at risk of autism, we see the same pattern of com-
promised development with respect to attending to vocal signals of emotion.
Postures and Gestures
Children’s recognition of emotions from postures and gestures has been less studied than that
of facial or vocal cues, but we do know a bit about this from studies of infants watching point
light body (PLB) displays of adults in motion, displaying certain emotions (Atkinson, Dittrich,
Gemmell, & Young, 2004; See Figure 8.9 for an example of the technique). Infants’ responses
Development of emotions in ChilDhooD214
to these PLB clips are captured through event-related brain potential (a measured electrophysi-
ological response to a stimulus). Four-month-olds are not able to perceive the difference between
fear and happiness on the basis of body posture, but eight-month-olds can make this discrimina-
tion (Missana, Atkinson, & Grossmann, 2015). Thus, there is a developmental transition that
occurs between four and eight months of age in neural processing of emotional body expressions
(Missana, Rajhans, Atkinson, & Grossmann, 2014). Infants as young as six-and-a-half months
have been found to discriminate happy from neutral bodily gestures and prefer the happy actions
(Zieber, Kangas, Hock, & Bhatt, 2014).
Multimodal Recognition of Emotions
Thus, we see that in the first year, babies are using vocalizations, facial expressions, and body
postures to discriminate between different emotions within the first year of life. These cross-
modal abilities raise an interesting issue about how infants and children combine the different
modalities of communication in emotion recognition. In everyday life, we can be exposed to
facial, bodily, and vocal anger, or even combinations of emotions as their expressions unfold
(e.g., a sibling might speak in a pleading tone of voice, show a puzzled facial expression, and
angrily grab a toy). What do we know about how infants and children integrate information from
sounds and sights?
Multimodal recognition of emotions is present early in life. Six-month-olds have been
shown to be able to match happy and angry bodily expressions to corresponding vocalizations of
happiness and anger (Zieber, Kangas, Hock, & Bhatt, 2014). When the modalities of communi-
cation are in conflict, as you might imagine, infants have greater trouble in emotion recognition.
Rajhans, Jessen, Missana, and Grossmann (2016) presented infants with emotional body expres-
sions using point-light displays (fearful and happy) that were followed by matching (congruent)
or mismatching (incongruent) facial expressions (see Figure 8.10). Of course, in ordinary life,
expressions of fearfulness and happiness are not likely to occur together, but by studying how
babies react to incongruent information, we can understand the value of multimodal displays.
Using event-related potential, the investigators found that viewing incongruent body and facial
information for fearful and happiness reduced the ability of infants to discriminate facial expres-
sions of these emotions. This suggests that multiple modalities are used to enhance infants’ abili-
ties to discriminate between different types of emotion.
(a) (b)
A
tk
in
so
n
, D
it
tr
ic
h
, G
em
m
el
l,
&
Y
o
u
n
g
,
2
0
0
4
FIGURE 8.9 Example still photos of (a) full light expression and (b) matching point-light expression
of anger ( from Atkinson, Dittrich, Gemmell, & Young, 2004).
https://doi.org/0.1068/p5096
https://doi.org/0.1068/p5096
Recognition of Emotions 215
It may be, however, that multiple modalities enhance emotion recognition when children
are very young but that the multimodal advantage diminishes with development. Nelson and
Russell (2011) examined three- to five-year-olds’ ability to recognize emotions in a face-
only, a voice-only, a posture-only, and a multi-cue (face, body and voice) condition. Children
of this age were most successful at recognizing emotions in the facial condition. The multi-
cue condition enjoyed an advantage over the voice-only and body posture-only conditions,
but not over the face-only condition. Perhaps, then, as children get older, they pick up cues
from several sources, but concentrate on the faces of others whose emotions they want to
understand.
What we have learned thus far is that infants can discriminate between different emotions.
Next we might ask to what extent do they develop an understanding of what these emotions
mean? Can they make links between emotional expression and the appraisals, goals, and inten-
tions of the expresser? As we reported above, by 12 months of age, infants show the ability to do
this for vocal displays of positivity (Wu et al., 2017). Reschke, Walle, and Dukes (2017) provide
other evidence that the understanding of the interconnection between emotion displays and a
person’s goals does develop over the first 18 months of a child’s life. For instance, Chiarella
and Poulin-Dubois, (2013) examined whether infants of 15 and 18 months react differently to
an emotionally unjustified versus an emotionally justified event. An unjustified event involved
a mismatch between the emotion expression and event (e.g., negative emotion in response to a
happy congruent
happy incongruent
fearful congruent
fearful incongruent
450 ms
�xation
1000 ms
body expression
1000 ms
facial expression
200-300 ms
IST
500-1000 ms
ITI
R
a
jh
a
n
s,
P
.,
Je
ss
en
, S
.,
M
is
sa
n
a
, M
.,
&
G
ro
ss
m
a
n
n
, T
. (
2
0
1
6
).
P
u
tt
in
g
t
h
e
fa
ce
i
n
co
n
te
xt
: B
o
d
y
ex
p
re
ss
io
n
s
im
p
a
ct
f
a
ci
a
l e
m
o
ti
o
n
p
ro
ce
ss
in
g
i
n
h
u
m
a
n
i
n
fa
n
ts
.
D
ev
C
o
g
n
N
eu
ro
sc
i,
1
9
, 1
1
5
-1
2
1
. d
o
i:
1
0
.1
0
1
6
/j
.d
cn
.2
0
1
6
.0
1
.0
0
4
FIGURE 8.10 Example of the stimuli and the design of the priming paradigm used in the Rakhans,
Jessen, Missana, & Grossmann (2016) study.
Development of emotions in ChilDhooD216
positive event) or a match between emotion and event (e.g., positive event, positive emotion).
The 18-month-olds were more perplexed by the mismatch condition, but this was not evident
for the 15-month-olds. This shows that by 18 months, infants are beginning to understand the
relationship between a person’s goals and their emotional expressions. This suggests a growing
specificity in babies’ relying on the expression of emotion of others to understand the goal states
of others.
Brain Mechanisms in Infants’ Recognition of Emotions
The amygdala (a brain structure discussed in Chapter 7) is consistently engaged in detecting
emotionally significant events relevant to personal concerns and is fully developed in new-
borns. It appears to have a role in directing infants’ attention toward faces (see Johnson, 2005).
The orbitofrontal cortex also has a role in the recognition of emotions, as seen by its activation
in response to happy versus neutral faces in both children and adults (Fox, Wagner, Shrock,
Tager-Flusberg, & Nelson, 2013; Goodkind et al., 2012; Tsuchida & Fellows, 2012). Find-
ings of this kind point to certain early developing brain mechanisms for recognition of facial
expressions.
Humans have an evolved bias to attend to facial cues. The preparedness to process facial
expressions may be specified by early emerging neural circuits, but maturation of these circuits
requires actual exposure to human facial expressions (Leppänen & Nelson, 2009). As a result,
the context in which the child develops—patterns of communication of caregivers, the pres-
ence of trauma or comfort, the norms of the culture—are likely to influence the development of
facial recognition. Curtis and Cicchetti (2013) examined facial affect perception in a sample of
15-month-old maltreated and nonmaltreated infants using event-related brain potential (ERP),
which captures the magnitude of the brain’s response to an object or event with EEG. Guided
by the habituation framework that we discussed above, one would expect infants to show higher
ERPs to facial expressions for which they have less familiarity. What Curtis and Cicchetti showed
is quite dramatic: Maltreated infants showed greater ERP amplitude to happy expressions, while
nonmaltreated infants showed greater amplitude to angry expressions (see Figure 8.11). Other
studies have also documented how traumatic events in the social environment (e.g., abuse, mari-
tal conflict) do alter our processing of anger expressions (Curtis & Cicchetti, 2011; Pollak &
Sinha, 2002; Pollak & Tolley-Schell, 2003). Effects of abuse on emotion processing have been
found to extend into adulthood. Van Harmelen et al. (2012) examined amygdala reactivity in
adults who had experienced maltreatment as children. They found enhanced amygdala reactivity
to a range of both negative and positive emotion expressions. This suggests hypervigilance of the
amygdala toward emotional facial expressions. Thus, infants and children do develop brain cir-
cuitry as a means of understanding their own emotional environment. These are issues to which
we return in Chapters 11 and 12.
The Negativity Bias
The negativity bias, which we discuss in Chapter 6, in which the bad affects us more strongly
than the good, develops early in life. The study described earlier by Cheng, Lee, Chen, Wang,
and Decety (2012) provides neural evidence that the negativity bias emerges early in the neonatal
period. Infants showed a stronger neural response when hearing fearful and angry voices com-
pared to happy voices.
From an evolutionary perspective, the negativity bias enables children to learn quickly
about threatening situations. Children also show heightened memory for details of negative
Recognition of Emotions 217
compared to positive social actions (Baltazar, Shutts, & Kinzler, 2012). This may help chil-
dren navigate the social world and avoid situations in which future threatening events may
take place.
Let us come back to the ideas of shared thinking and cooperation so central to the develop-
ment of emotion. Think about the basic building blocks of understanding social partners. Within
the first moments of life, the infant is discriminating different emotions from the voice. Within
the next few months as visual acuity improves, they are also able to do this for facial expressions.
By eight months, developing infants are able to understand emotions through posture and ges-
ture and to use multimodal information to make even more reliable and fine-grained distinctions
between different emotions. For these developing capacities in emotion recognition to shape
shared thinking and cooperation, though, the developing child needs to make inferences from
emotional expression about internal states and goals. We saw that between 12 and 18 months,
babies are starting to reason about the causes of emotion. Their rapidly developing competencies
in language have them talking about emotions from 18 months resulting in half of their conver-
sations being about the causes of emotion by the time that they are three years old (Bretherton
& Beeghly, 1982; Jenkins, Turrell, Kogushi, Lollis, & Ross, 2003; Dunn, Brown, & Beardsall,
1991). By the age of 4, their theory of mind takes a further leap forward. Thus, by the time that
children go to school, many, if not most, have become wonderfully competent social partners,
being able to discriminate others’ emotions, read others’ goals, and thereby navigate the ever-
changing social interactions that make up human social life. Of course, even though these skills
of emotion recognition and understanding the internal states of others are in place for most chil-
dren, their utilization at any given moment is unsure. One of the things that this relies on is the
development of emotion regulation.
25
Angry
Maltreated
Comparison
P1
20
15
10
5
0
–5
–10
–15
25
Happy
Maltreated
Comparison
P1
20
15
10
5
0
–5
–10
–15
FIGURE 8.11 ERP processing elicited in response to the angry and happy face conditions in a sam-
ple of maltreated and nonmaltreated 15-month-old infants ( from Curtis & Cicchetti, 2013).
Development of emotions in ChilDhooD218
Regulation of Emotions
The concept of emotion regulation refers to the set of processes that modulate the onset, inten-
sity, duration, physiology, and expression of emotional experience (Eisenberg & Spinrad, 2004;
Thompson, 2007; Gross, 2015). These processes may be automatic or voluntary. For example, a
fearful experience may give rise automatically to physiological changes such as increased heart
rate, yet a child may voluntarily avoid making any expression that would indicate fear to others.
People often think of emotion regulation in individual terms: for instance, an individual might
worry about how to control their anxiety or struggle to tamp down an urge to laugh in class. But
emotion regulation is in many ways interpersonal. In childhood, caregivers are very concerned
to modulate the emotions of their children: to soothe them when they are distressed, to encourage
Box Novels and films: “My Oedipus complex”
Although it’s not a novel or a film, we’re putting the short
story “My Oedipus complex,” by Frank O’Connor, in as a
box because, better than any other piece of fiction we know,
it depicts the emotions of a young child. It’s also one of the
world’s best short stories.
The story depicts the feelings and thoughts of a five-
year-old, Larry, and his relationship with his parents. Larry
recounts how his father would appear mysteriously from
time to time, like Santa Claus, but mostly he was away dur-
ing the war, so Larry has his mother to himself. He would get
up in the morning, look from his window, then go to snug-
gle in his mother’s bed and tell her his schemes for the day,
which they would spend together. One day, father returns,
and it’s the end of the war, which the boy and his mother
have been praying for. Out of uniform Larry’s father seems
altogether less interesting. During the day, Mother is look-
ing anxious as Father talks to her. Naturally, Larry doesn’t like
his mother looking anxious, so he interrupts.
“’Do be quiet, Larry!’ she said impatiently. “Don’t you
hear me talking to Daddy?”
That was the first time I heard those ominous words, ‘talk-
ing to Daddy.’”
Larry’s mother gets his father to take the boy for a walk, but
Larry finds this man is not good company. At tea-time, “talking
to Daddy” begins again, but Larry’s father has an advantage.
He reads pieces of the evening newspaper to Larry’s mother.
“I felt this was foul play,” thinks Larry.
Next morning when Larry gets into his mother’s bed, she
reprimands him. “Don’t wake Daddy.” Another new devel-
opment! He asks why.
“’Because poor Daddy is tired.’ This seemed to me a
quite inadequate reason, and I was sickened by the senti-
mentality of ‘poor Daddy.’ I never liked that sort of gush; it
always struck me as insincere.”
That night Larry’s mother gets the boy to promise not to
come into the bed in the morning and wake his father. He
promises. But, he can’t keep the promise. Next morning he
gets into bed beside his mother. His mother says he can stay
if he doesn’t talk.
“But I want to talk,” I wailed.
“That has nothing to do with it,’ she said with a firmness
that was new to me … full of spite I gave father a kick.”
Father wakes: “’That damn child! Doesn’t he ever
sleep?’”
Larry thinks the man looks very wicked, so he gets out of
bed and dashes for the furthest corner, screeching.
“Father sat bolt upright in bed.
‘Shut up you little puppy!’ he said in a choking voice.
“’Shut up you!’ I bawled, beside myself.”
Mother tries to intervene, and his father says: “’He wants
his bottom smacked.’”
“All his previous shouting was as nothing to these
obscene words referring to my person. They really made my
blood boil.
‘Smack your own!’ I cried hysterically. ‘Smack your own!
Shut up! Shut up!’”
Life for Larry only gets worse when a new baby arrives.
But there is a resolution in the end. Read this story; it’s
wonderful.
Regulation of Emotions 219
them when they are joyful, to prevent them from having angry tantrums, to avoid occasions when
fights might break out, and so on.
In Chapter 14, we will discuss emotion regulation in adulthood, and it will be evident that an
interpersonal framework continues to be the best one in which to conceptualize emotion regula-
tion across the lifespan.
Regulatory Processes
A rich literature in developmental psychology has focused on interpersonal factors associated
with emotion regulation (see Cole, Martin, & Dennis, 2004). For instance, as James Gross and
Ross Thompson (2007) explain, regulation of emotions is often accomplished by means of
changing the situation. The child’s parents are usually responsible for managing a child’s emo-
tions by selecting play environments, creating predictable schedules, creating opportunities for
social interaction, and offering a supportive emotional climate at home. A related process is try-
ing to alter situations. A mother may help her child retrieve an out-of-reach toy, and thus, avoid
an outburst. Children may prompt modifications by words and expressions. Indeed, when parents
respond appropriately to their children’s emotional displays, children can cope with their emo-
tions more adaptively (Ispa, Su-Russell, Palermo, & Carlo, 2017).
The growth in children’s language starting from 18 months plays an important role in emotion
regulation (Cole, Armstrong, & Pemberton, 2010). The explosion of language that happens over the
next few years introduces many new ways in which the developing child can regulate his or her emo-
tions: through requests, conversations about emotional distress, and various acts of emotion labeling.
As children mature and experience different opportunities to learn to regulate their emotions, their
abilities of executive function improve (Chevalier, 2015; Kharitonova, Martin, Gabrieli, & Sheri-
dan, 2013). Executive function is an umbrella term that includes processes such as inhibitory control,
working memory, and attentional flexibility, which enable individuals to complete goals and adapt
to novel situations. When there are problems with executive functioning, emotional and behavioral
problems can be marked (Schoemaker, Mudler, Dekovic, & Matthys, 2013). An early emerging
example is managing attention. Rothbart, Ziaie, and O’Boyle (1992) found that children aged from
3 to 6 months pay attention to particular visual locations. Their ability to reorient is associated with
less negative emotion and more soothability (see Rothbart, Sheese, Rueda, & Posner, 2011). Being
able to disengage from an emotionally upsetting event by shifting attention elsewhere is an effective
way for infants to regulate their social and emotional experience. Executive functioning continues
to develop well into adulthood. Children who are on the autism spectrum commonly experience dif-
ficulties with executive functioning, which may underlie difficulties in regulating emotions, monitor-
ing their behavior and responding appropriately within social settings (Pellicano, 2012).
Another method of regulating emotions is by cognitive change, which refers to altering the
way an emotionally charged situation is appraised (Gross & Thompson, 2007). For example,
a child may interpret an event as: “Billy pushed me” or interpret it as “Billy bumped into me
because the hallway was so crowded.” Changing the meaning changes the emotional impact. A
more tolerant reappraisal (Gross, 2002) can be fostered by parents’ explanations of emotional
situations (Root & Jenkins, 2005). However, the ability to appraise requires an understanding that
events can be interpreted in different ways. This involves both beliefs and the ability to change
one’s beliefs. Children’s ability to make reappraisals and mental transformations depends on
their cognitive maturation. In investigating the neural underpinning of reappraisal abilities, an
fMRI study found a strong increase in cognitive reappraisal ability with age and this was coupled
with increases in the activation of the left prefrontal cortex, a region associated with reappraisal
abilities in adults (McRae et al., 2012). Samson and colleagues (2015) found that children and
adolescents with autism exhibited fewer instances of cognitive reappraisal during an emotion
Development of emotions in ChilDhooD220
reactivity and regulation situation task compared to typically developing children. Children were
presented with negative scenarios, asked to imagine themselves in the scenario and then to gener-
ate different ways of thinking about it so that it appeared less worrisome. Individuals with autism
had greater difficulty generating such cognitive reappraisals. Impairments in language, executive
functions, and theory of mind may underlie the difficulties of reappraisal.
Recent research has moved beyond cognitive flexibility to examine flexible control of emo-
tional material, referred to as affective flexibility (Malooly, Genet, & Siemer, 2013). This kind of
flexibility requires an individual to process the meaning of a situation by shifting between emo-
tional and nonemotional aspects of a situation. Early evidence of this skill may be demonstrated
in emotion masking. The disappointing gift paradigm was developed to see how children may
mask their emotional response in order not to upset a social partner (Cole, 1986). Kromm, Farber
and Holodynski (2014) showed that in children between four and eight years of age, this ability
improves markedly, with evidence of emotion masking by age 6. Emotion masking can be seen
as “prosocial lying,” or lying to protect another person’s feelings. This has been shown to depend
on developments in theory of mind understanding (Ding, Wellman, Wang, Fu, & Lee, 2015).
Whereas a young child may only be able to look away from an upsetting event or close
their eyes, a school-aged child may be able to think about the consequences of their emotional
expression on someone else. A teenager may be able to select and modify the situation, distract
themselves, and cognitively reappraise the situation. Using multiple forms of regulation simulta-
neously may prove most effective at controlling one’s emotions and engaging in effective social
interactions (Chevalier, 2015).
Neurobiological Development of Emotion Regulation
In life, the diffuse excitatory processes that underlie arousal become more ordered. This includes
changes in the hypothalamic–pituitary–adrenocortical axis in response to stressful events (Gun-
nar & Quevedo, 2007; Apter-Levi et al., 2016), as well as maturational changes in the autonomic
nervous system. These result in less marked changes of arousal, which allows other child- and
parent-initiated regulatory processes to operate effectively. As mentioned above, one rudimen-
tary strategy that infants use to regulate emotional experience is attentional control, which ena-
bles them to disengage from emotionally arousing situations (see Posner & Rothbart, 2000).
The parasympathetic nervous system—which undergoes rapid development in the first year of
life—is particularly important in this regard (Porges, 2003; Feldman, 2015). As we discussed in
Chapter 5, activity in the vagus nerve lowers heart rate, and enables, later in adulthood, the focus-
ing on others and prosocial behavior. During an emotionally arousing event, elevated vagal tone
is involved in successful regulation of negative emotions (Porges, 2003). Differences in vagal
tone contribute to differences in emotion regulation in infants (Jones, 2012) and preschoolers
(Perry et al., 2013; Perry et al., 2014).
Response inhibition affords children the ability to regulate overt expressions of emotions and tol-
erate arousing situations. In the second year of life, language becomes important in moderating emo-
tions both through talk with others about the meaning and consequences of emotional experiences
and, later in development, through self-directed calming (see Thompson, Lewis, & Calkins, 2008).
It has been shown that there is not much functional connectivity between brain structures dur-
ing infancy, but that these connections become stronger by two years of age (Gao et al., 2009).
By two years, the default brain network (regions of the brain that show high levels of correlated
activity with one another) resembles the adult network, including the medial prefrontal cortex
and posterior cingulate cortex. Whereas brain networks in infants are characterized by local ana-
tomical connections, later in development, these networks show longer range connectivity, with
separate regions of the brain being able to communicate with one another (Fair et al., 2009).
For example, by age 2, the anterior cingulate cortex—which is critical for executive function (a
theorized cognitive system that controls and manages other cognitive processes)—shows strong
Regulation of Emotions 221
connectivity to the frontal and parietal areas, and this connectivity continues to increase through-
out childhood (Rothbart, Sheese, Rueda, & Posner, 2011).
By three to five years, development of the executive functioning system further contributes to
emotion regulation through psychological processes such as inhibitory control, conscious self-
reflection, reappraisal, and self-monitoring (Zelazo & Müller, 2010). A concept called effortful
control—the ability to regulate attention and behavior deliberately and voluntarily—develops
strongly during the preschool period (Nigg, 2017). Good effortful control is related to less nega-
tivity in children’s emotional lives and to better attentional control, processes that are supported
by neural development in prefrontal brain regions (Bridgett, Oddi, Laake, Murdock, & Bach-
mann, 2013; Rothbart & Rueda, 2005). Both attentional control and effortful control have been
found to be strongly heritable, with heritability estimates of over 40 percent (Yamagata et al.,
2005). Effortful control can be thought of as the emotional aspect of executive functioning. It is
associated with activity of ventromedial prefrontal cortex (MacDonald, 2008) and involves a dif-
ferent brain mechanism than another stream of executive functioning that is less concerned with
emotions, which is more deliberative and involves the dorsolateral prefrontal cortex. These brain
areas develop progressively from infancy through adolescence into the early twenties (Giedd,
2004; Nie, Li, & Shen, 2013; Lenroot & Giedd, 2006; Nigg 2017; Shaw et al., 2008). We sum-
marize the developmental timeline of emotional regulation in Figure 8.12.
Children with autism spectrum disorder have been found to have lower levels of effortful con-
trol (the ability to inhibit a dominant response) and are less able to delay gratification independ-
ent of intelligence (Faja & Dawson, 2015). These differences may underlie difficulties in social
and emotional functioning.
Overall, there appears to be a developmental shift from simple orienting networks early in life
to more sophisticated executive networks later in life (see Rothbart, Sheese, Rueda, & Posner,
2011). Children and adolescents become progressively more capable of using several means
that are crucial for the establishment and maintenance of social relationships and regulation of
FIGURE 8.12 Summary timelines for the development of emotion regulation from infancy through mid-childhood.
The top line represents approximate temporal onset of particular regulatory processes, and the lower line represents
associated neurobiological underpinnings of those processes. Dashed arrows at age 3 to 5 indicate that these processes
occur within this time frame, at roughly the same time.
Development of emotions in ChilDhooD222
themselves in the social world (Nigg, 2017). Children with poor regulatory skills experience
more psychosocial difficulties, including more aggression (Halligan et al., 2013), more peer
rejection (Kim & Cicchetti, 2010), and lower school readiness (Ursache, Blair, & Raver, 2012).
Without an ability to regulate emotions of the interpersonal kind, socioemotional well-being is
compromised, an issue that we return to in Chapter 12.
Temperament
Although children develop regulatory skills through socialization and cognitive maturation,
dispositions also contribute to development. One such set of characteristics is a child’s tem-
perament, defined as a genetically based, emotional pattern to the individual’s personality: for
instance, to be generally shy, generally cheerful, generally negative, and so on, across situations.
Izard (1971) referred to these as affective-cognitive structures. Temperament has been shown to
have a neurobiological basis, it is evident early in development, and it shows stability over time
(discussed in Chapter 11).
Many conceptual models of children’s temperament have been proposed, and they converge
upon important themes. Emotions are always a core feature of temperament, as we show in
Table 8.2 (Campos et al., 1983). Both temperament in babies (Campos, Barrett, Lamb, Gold-
smith, & Stenberg, 1983) and personality in adulthood (Magai, 2008) can be thought of as affec-
tive biases that shape how people tend to feel, how they are likely to construe life events, and
how they will usually act in the environment across the lifespan. Aspects of functioning such as
sociability, negative and positive affect, activity levels, and impulsivity/constraint are included
in all temperament systems. Temperament is certainly moderated by our experience, but funda-
mentally, it reflects the individual differences among people that have neurobiological bases: a
tendency to feel fearful or a tendency to feel happy while interacting with others. These emotion-
based tendencies are most frequently assessed by people who know us well: for children that
is most often their parents. Because parents bring their own perspectives (we can even think
of these as biases) to how they see their children, investigators have also developed measures
based on observational techniques to assess children’s temperaments (Dyson, Olino, Durbin,
Goldsmith, & Klein, 2012; Gagne, Van Hulle, Aksan, Essex, & Goldsmith, 2011; Binnoon-Erez,
Rodrigues, Tackett, Perlman, & Jenkins, 2018).
How does temperament relate to the age-related changes that we have covered in the rest of
the chapter? Temperament refers to the individual differences that characterize people’s emo-
tional styles. We can think of it as an underlying pattern of tendencies toward emotion expression,
emotion recognition, and emotion regulation. Some children experience fear more readily and
show it earlier than others. Some children have a temperament that allows them to change their
attentional focus and thus, regulate their emotions more than other children.
One of the features of temperament that has received attention in children’s emotional devel-
opment is the tendency to avoid new people, objects, and experiences—called behavioral inhi-
bition (Fox, Henderson, Marshall, Nichols, & Ghera, 2005; Clauss, Avery, & Blackford, 2015).
This can be assessed in toddlers and preschoolers. A range of behaviors contribute to the con-
struct and examples include: children clinging fearfully to their mothers, crying when unfamil-
iar people are present, being very slow to approach others, and being shy with peers. Individuals
with high levels of inhibition, who tend to avoid novelty, are at risk for anxiety. There is now
a well-articulated account of the neurobiology involved in this temperamental pattern and the
individual differences in neurobiology that differ for children who are behaviorally inhibited
and those that are not. The brain circuitry includes the amygdala, several regions of the prefron-
tal cortex, and several regions of the basal ganglia as shown in Figure 8.13. This temperamental
style, involving emotional reactivity in novel circumstances and the appraisal biases that we
discussed here, is evident during infancy and early childhood, which can influence behavior
over the life course.
Regulation of Emotions 223
These biases in temperament are also associated with how children construe the world. Chil-
dren with behavioral inhibition are more likely to pay attention to threat-related stimuli (Fox,
Henderson, Marshall, Nichols, & Ghera, 2005), and this is a pattern of appraisal that has been
noted for other kinds of anxiety too (Bar-Haim, Lamy, Pergamin, Bakermans-Kranenburg, & van
IJzendoorn, 2007). When behavioral inhibition is accompanied by a strong appraisal bias that
favors threat, it is more persistent across childhood (White et al, 2017). It is interesting to note
that some children with behavioral inhibition disattend to threatening stimuli. Remember how
earlier in this chapter we talked about how attention shifting is one method that children use to
regulate their emotions? Morales and colleagues (2017) demonstrated that behaviorally inhibited
children were more likely across tasks to either persistently attend to or persistently avoid threat-
related stimuli. Perhaps persistently disattending to threat develops in behaviorally inhibited chil-
dren as a means of handling high and discomforting levels of arousal.
Table 8.2 Mapping of dimensions of temperament onto aspects of emotions,
for two well-known schemes of temperament: Buss and Plomin’s (1975) and
Rothbart’s (1981).
Dimensions of temperament Aspects of emotion into which each dimension maps
Buss & Plomin (1975)
Emotionality Fear, anger, and distress
Activity General arousal of the motor system
Sociability Interest and positive emotions expressed toward people
Impulsivity Time taken to express emotion or activity
Rothbart (1981)
Activity General arousal of the motor system
Smiling and laughter Happiness or pleasure
Fear Fear
Distress to limitations Anger
Soothability Recovery time from negative emotions when soothed
Persistence Duration of interest
Source: adapted from Campos et al. (1983)
Medial prefrontal cortex
Automatic regulatory control
Dorsolateral prefrontal cortex
Motivated regulatory control Basal ganglia
Amygdala
Reward processing and
inhibitory control
Caudate
Putamen
Globus pallidus
Nucleus accumbens
Novelty, threat, and
salience detection
Orbitofrontal cortex
Fear reactivity and
avoidance behaviors
FIGURE 8.13 The brain circuitry includes the amygdala, several regions of the prefrontal cortex,
and several regions of the basal ganglia. (Source: Copied from Clauss, Avery & Blackford, 2015.)
Development of emotions in ChilDhooD224
Another pattern of early temperament that has consequences for long-term adaptation relates
to disinhibition. There are a group of children who boldly approach novelty, who are more likely
to be impulsive, inattentive, and aggressive (referred to as externalizers), and this is another
aspect of early temperament thought to be important over the life course (Caspi et al., 2003.,
Hirshfeld-Becker et al., 2007, Zastrow, Martel & Widiger, 2016).
Appraisal biases are also seen in the children with the more disinhibited/externalizing aspect
of temperament too. Such children attribute more hostile intent to others and react with higher
levels of anger to perceived slights (Hazebroek, Howells & Day, 2001). We return to the way
in which these neurobiologically-based patterns of emotionality are associated with life course
trajectories in Chapters 11 and 12.
Positivity is associated with its own biases to how the world is construed. Raila, Scholl, and
Gruber (2015) looked at how long people looked at positive and neutral stimuli using eye track-
ing methods. They found that individuals who showed higher levels of trait happiness paid more
attention to positive stimuli. We have shown the stimuli in Figure 8.14 so that you can test your-
selves on whether you are drawn to the positive or neutral stimuli!
Biological Contributions to Temperament
We started this section by saying that temperament has a neurobiological basis. What evidence
do we have for this proposition?
Most of what we know about the biological origins of temperament comes from research on
genetics, but there are also prenatal influences on the child’s developing brain that affect the
child’s temperament. Thus, influences such as maternal weight gain and obesity, infection, stress,
Ra
ila
, H
., S
ch
ol
l, B
. J
., &
G
ru
be
r,
J.
(2
01
5)
. S
ee
in
g t
he
w
or
ld
th
ro
ug
h
ro
se
-c
ol
or
ed
gl
as
se
s:
Pe
op
le
w
ho
ar
e h
ap
py
an
d
sa
tis
�e
d
w
ith
li
fe
p
re
fe
re
nt
ia
lly
at
te
nd
to
po
sit
iv
e s
tim
ul
i.
Em
ot
io
n,
15
(4
),
44
9,
h
ttp
://
ps
yc
ne
t.a
pa
.o
rg
/b
uy
/2
01
5-
24
70
9-
00
1
FIGURE 8.14 A sample of neutral and positive images from the Raila, Scholl, and Gruber, 2015 study.
http://psycnet.apa.org/buy/2015-24709-001
Biological Contributions to Temperament 225
and toxicity in utero have been found to be associated with elevations and intensity of children’s
negative affect (including anger, sadness and fearfulness), as well as emotion regulatory behav-
iors such as inattention and activity (Gartstein & Skinner, 2017). While some prenatal influences
directly affect the developing brain, others operate on gene expression or in combination with
genes (Gartstein & Skinner, 2017), an issue that we return to in Chapter 12. Thus, a propensity
to negative emotionality and inattention is influenced both by a child’s DNA and by nonoptimal
exposures in the uterine environment.
Heritability plays a large role in all human traits (Plomin, DeFries, Knopik, Neiderheiser,
2016). By examining differences between monozygotic twins (who share 100% of their genetic
information) and dizygotic twins (who share 50% of their genetic information), we get a good
overall indication of the extent to which traits are heritable. If monozygotic twins show approxi-
mately twice the similarity to one another on a particular trait, than the similarity shown by
dizygotic twins, then we know that a substantial amount of that trait is due to genetics. When
twins show a high degree of similarity to one another, after similarity due to genetic influence is
accounted for, then this is referred to as the “shared” environment (and all the rest of the variation
on the child outcome is attributed to the nonshared environment). There have been hundreds of
twin studies that have examined the heritability of psychological traits and a statistical technique
has been developed that allows for the aggregation across all of these studies to determine on
average the extent to which the outcome in question is influenced by genetics, shared or non-
shared environments. In a recent meta-analysis that included all the twin studies published in
the last 50 years, including 14 million twin pairs, across 39 countries, and covering many psy-
chological traits including temperament in children, heritability has been found to play a very
significant role in every trait studied (Polderman at al., 2015). In Figure 8.15, we present correla-
tions between monozygotic (rMZ in Figure 8.15, for the total sample, Males and Females sepa-
rately) and dizygotic twins (rDZ in Figure 8.15) on temperament from the Polderman et al., 2015
meta-analysis. You will see that the temperaments of monozygotic twins are much more similar
than the temperaments of dizygotic twins, suggesting substantial heritability. Across many stud-
ies, heritability has been found to account for between 30 and 50 percent of the variance in
temperament and personality and including traits such as empathy (Knafo & Plomin, 2006) and
aggression (Lahey, Van Hulle, Singh, Waldman, & Rathouz, 2011). It is important to keep in
mind that this conclusion is based on sibling similarity involving siblings of different degrees of
genetic relatedness; the twin design does not involve the measurement of specific gene variants.
There are also studies that involve the direct measurement of gene variants. These are referred
to as molecular genetic studies, and they are of three types: candidate gene studies, genome-
wide association studies, and polygenic risk studies. In studies of temperament and personality,
the variance accounted for by any single gene is usually less than 1 percent. Thus, effects of
individual genes are extremely small and replication has proven challenging (Plomin, DeFries,
Knopik, & Neiderhiser, 2016; Vinkhuyzen et al., 2012). Candidate gene studies concentrate on
0.36
0.34
0.35
0.16
0.14
0.10
0.15
0.12
rMZ
rMZM
rMZF
rDZ
rDZSS
rDZM
rDZF
rDCS
FIGURE 8.15 Correlations between monozygotic and dizygotic twins on temperament from the
Polderman et al., 2015 meta-analysis. The correlation is given for the whole sample, as well as males
and females separately.
Development of emotions in ChilDhooD226
specific neurobiological systems in which pathways of influence have been identified. They
are still carried out but, arguably, more attention is generated by molecular findings based on
sequencing of the whole genome (genome-wide association; polygenic risk). Here we mention a
few genetic variants consistently found to be associated with temperament.
One of the most widely studied genes in the area of temperament is the serotonin transporter
(5-HTT) gene. It has been found to be involved in emotional processing, mood regulation, social
interaction, and hypothalamic–pituitary–adrenal axis regulation (Booij, Tremblay, Szyf, & Ben-
kelfat, 2015). The 5-HTT polymorphism has two common alleles, the short and the long. The
short allele has been linked to reduced serotonin reuptake. The presence of the short allele has
been found to be associated with increased emotional reactivity. A meta-analysis involving 10
studies found that short-allele carriers exhibit increased attentional vigilance toward negatively
valenced events (Pergamin-Hight, Bakermans-Kranenburg, van Ijzendoorn, & Bar-Haim, 2012).
The catechol-O-methyltransferase (COMT) gene, which is associated with degradation of
dopamine, has also been found to be associated with emotion regulation and temperament. Vari-
ants (specifically low-active allele, which results in higher concentrations of dopamine) have
been associated with seven-month-old children’s brain responsiveness to facial expressions of
emotion (Grossman et al.,2011). It was also linked to infant’s recovery from distressing events.
In addition, there is evidence that this gene is also implicated in emotion regulation (Barzman,
Geise & Lin, 2015).
Oxytocin has been found to be associated with prosocial behavior, altruism, and facial expres-
sion recognition. A study by Melchers, Montag, Markett, and Reuter (2013) examined the link
between a variant of the oxytocin receptor gene (OXTR) and ability to recognize emotions in
faces. As hypothesized, a variant of the OXTR gene, the TT-genotype, was associated with greater
accuracy in facial recognition. Administration of oxytocin is associated with increased emotion
recognition abilities (Van Ijzendoorn & Bakermans-Kranenburg, 2012). Facial emotion recogni-
tion abilities are important for accurate perception and response to others’ emotional states and
experiences (Skuse et al., 2014). Interestingly, adolescents with autism spectrum disorder who
were administered intranasal oxytocin showed improved emotion recognition abilities (Guastella
et al., 2010; Domes, Kumbier, Heinrichs, & Herpertz, 2014; see Figure 8.16).
0.0
Total Items
*
0.3
0.35
0.4
0.45
0.5
P
er
ce
nt
ag
e
of
C
or
re
ct
R
es
po
ns
es
0.55
0.6
0.65
0.7
Placebo
Oxytocin
FIGURE 8.16 Percentage of correct answers of the Reading the Mind in the Eyes Test (RMET) for
participants under oxytocin or placebo. Oxytocin improved performance in the RMET in comparison
with placebo ( from Guastella et al., 2010).
Further Reading 227
S U M M A R Y
While some accounts stress how emotions emerge in development
as a result of maturation, others emphasize variations in emotions
as a function of circumstance, family, and culture. Our emphasis
in this chapter, and in this book in general, is the importance of
emotions in social interaction. Expression and recognition of emo-
tions are discussed in three domains: facial, vocal, and gestural.
These expressions are made at first in relation to caregivers. As
children develop beyond 18 months, they include emotions that
depend on achieving a sense of self, on recognizing emotions of
other people, and of being able to make comparisons with these
others. By 18 months old, children are starting to talk about their
own and others’ emotions. Regulation of emotions is an important
topic in development, as children’s emotions tend to be thought
of at first as insistent and unsocialized. Regulation is first man-
aged by parents, but within the preschool years, children are able
to regulate their emotions in relation to their goals and relation-
ships. In a final section, we discussed the genetic contributions to
emotional development. Throughout the chapter, key differences
in emotional development in children with autism spectrum disor-
ders were highlighted.
T O T H I N K A B O U T A N D D I S C U S S
1. Arm restraint is sometimes used by psychologists to provoke
anger in young children, and jack-in-the-boxes are used to pro-
voke surprise. Why don’t these always have the expected effects?
2. What aspects of emotional functioning develop so that by the
time they attend school children can remain, on the whole,
fairly even tempered even when things don’t go their way?
3. Given that both genes and environment affect the development
of emotions, which do you think has the stronger effect? Inborn
genes and temperament? Or the environmental influences of
parents, family, and school?
F U R T H E R R E A D I N G
A developmental psychologist writes about his daughter’s growing
capacities in the emotion and social worlds.
Fernyhough, C. (2008). A Thousand Days of Wonder: A Scientist’s
Chronicle of His Daughter’s Developing Mind. Penguin.
On what children understand about emotion and when they understand it.
Harris, P. L. (2008). Children’s understanding of emotion. Handbook of
emotions, 3, 320–331.
On the relationship between emotion understanding and social cognition.
Reschke, P. J., Walle, E. A., & Dukes, D. (2017). Interpersonal develop-
ment in infancy: The interconnectedness of emotion understanding and
social cognition. Child Development Perspectives, 11(3), 178–183.
On the significance of children’s emotions in social interaction:
Judy Dunn (2003). Emotional development in early childhood: A social
relationship perspective. In R. J. Davidson, K. R. Scherer, & H. H.
Goldsmith (Eds.), Handbook of affective sciences (pp. 332–346). New
York: Oxford University Press.
A review of the processes in temperament that lead to emotion regulation:
Rothbart, M. K., Sheese, B. E., Ruedo, M. R., & Posner, M. I. (2011). Devel-
oping mechanisms of self-regulation in early life. Emotion Review,
3(2), 207–213.
228
9 Emotions in Social Relationships
To be means to be for another, and through the other, for one-
self. A person has no internal sovereign territory, he is wholly and
always on the boundary; looking inside himself, he looks into the
eyes of another or with the eyes of another.
Mikhail Bakhtin, Problems of Dostoevsky’s Poetics
P
h
o
to
C
re
d
it
: M
u
se
u
m
o
f
F
in
e
A
rt
s,
B
o
st
o
n
/B
ri
d
g
em
a
n
I
m
a
g
es
FIGURE 9.0 Auguste Renoir, “Dance at
Bougival,” 1882–83. This painting was used
to illustrate a story, by Lhote, about an artist
seeking to persuade a young woman to model
for him. In the painting, we see the man
thrusting his face eagerly toward the young
woman, and grasping her possessively. We also
notice from her ring that she is married. Keep-
ing her polite social smile, she turns away.
CONTENTS
Emotions Within Intimate Relationships
Principles of Sexual Love
Emotions in Marriage
Emotions in Friendships
Gratitude
Emotional Mimicry
Social Support
Emotions in Hierarchical Relationships
Emotional Displays and the Negotiation
of Social Rank
Power and Emotion
Social Class and Emotion
Emotion and Group Dynamics
Group and Collective Emotions
Group and Collective Emotion and
Between-Group Conflict
Infrahumanization
Emotional Processes That Improve
Group Relations
Emotional Intelligence
Summary
To Think About and Discuss
Further Reading
229Emotions in Social Relationships
After hearing composer Steve Reich’s Music for 18 Musicians, Tim Page immersed himself
in the study of a kind of contemporary music known as minimalism, which burst upon the music
scene in the 1960s. Minimalism features repetition and simplicity in composition; often entire
songs are based on iterative, slight variations on simple patterns of notes. In conceptualizing this
movement in music, Page observed that Reich’s music had achieved the equivalent of imposing
a frame upon a moving river—a striking characterization. Today, Tim Page is one of the most
important music critics working in the United States and a Pulitzer Prize winner.
Tim Page has also lived his life with high functioning autism—a condition characterized by
relative difficulties in understanding the thoughts and feelings of other people. We have discussed
this condition in the previous chapter on emotional development; here we take the discussion
further. People with high functioning autism often reason like other people, their language is
largely unaffected by their condition, and they can demonstrate prodigious talents. In the words
of Hans Aspergers, the Viennese pediatrician who first characterized the condition: “For success
in science or art, a dash of autism is essential.”
Where people with high functioning autism struggle is in the realm of emotion. Studies show,
for example, that they often struggle to judge emotion, in particular more complex emotions like
embarrassment, in facial expressions, or in subtle movements in the eyes (Heerey et al., 2003).
They tend to avoid looking into the eyes of others (Madipakkam et al., 2017) and, as a result, have
greater difficulty in judging the gaze of other people (Panelis & Kennedy, 2017). When looking
at faces or scenes, they orient their gaze to specific features rather than taking in the gist of a
face or scene (Wang, Jiang, et al., 2015). They likewise appear to have difficulties in the realm of
interoception, which we considered in Chapter 5, and don’t appear to be as guided as other people
are by emotion-related bodily sensations in their judgment or behavior (Garfinkel et al., 2016).
Given these emotional variations, people with high functioning autism often struggle in their
relationships. As a child, Page did not throw himself into the social activities that connect chil-
dren to one another—playdates, soccer teams, friendships on the playground, and for today’s
youth, Snapchat and Instagram. Instead, he followed his personal interests in the quiet of soli-
tude: he was obsessed with maps of towns in Massachusetts, obituaries, memorizing the 1961
edition of the World Book Encyclopedia, and the music of a Scottish comedian named Harry
Lauder. In high school, Page publicly declared his contempt for the Beatles in his school newspa-
per, a sure sign that he cared more about staying true to his convictions than in fitting in or being
popular. Sexual relations were often a mystery for Page. As a teenager, while many boys become
romantically interested in young women, Page would avoid making eye contact with them. Later
he confessed that as a young adult making love felt like being the Tin Man in the Wizard of Oz.
In summing up his social life in his book Parallel Play, Page writes: “I am left with the mel-
ancholy sensation that my life has been spent in a perpetual state of parallel play, alongside, but
distinctly apart from, the rest of humanity.” The clear implication is that when we struggle to
track others’ emotions, or to express our emotions, or to be guided by emotion-related sensations
in the body, our relationships are disrupted and more complicated. Tim Page’s life reveals the
central theme of this chapter: emotions are vital to our social relationships (Butler, 2015; Tiedens
& Leach, 2004; Tibbett & Lench, 2015; van Kleef, Cheshin, Fischer, & Schneider, 2016).
We can think about how emotions shape our social relationships in two different ways (Keltner
& Haidt, 1999; Lench et al., 2015). The first is to think about how emotions create specific social
relationships. For example, Stephanie Shields has made the point that as new parents navigate the
stressful complexities in assuming the role of parent, feelings of sympathy and filial love enable
individuals to transition to the role of care-provider (Shields, 1991). As you learned in Chapter 4,
emotional expressions help us establish specific relationships: a smile is an invitation to a coop-
erative relationship; an angry expression a declaration of conflict or a statement of power; a
vocalization of fear prompts everyone to join together in feeling wary and orient to shared peril
(e.g., Anderson et al., 2017; Aubé & Senteni, 1996; Oatley, 2004c). As we also discussed in
Chapter 4, emotions can be thought of as scripts for distinctive kinds of relationships; they help
Emotions in social RElationships230
us establish and maintain relationships of different kinds. William Shakespeare depicted this in A
Midsummer Night’s Dream. If the juice of “a little western flower” (Act 2, Scene 1, line 166) is
dropped into the eyes of a sleeping person, on opening their eyes this person falls in love with the
one they first see. The script of love, however strange it may seem, is enacted.
The mutual influence of emotions upon social relationships can be thought about in a second
way: the relationships that characterize different social contexts shape emotion-related appraisal,
experience, expression, and physiology (Roseman, 2013). As you move through the day, you
will find yourself shifting from one context to another, and these varying contexts are defined by
different relationships—with friends or romantic partners or stern bosses at work or critical or
caring parents (Fiske, 1991; Moskowitz, 1994). Within these different relationships, our sense of
self shifts, for example, in whether you feel care-free or the burden of duties and ideals placed
upon you (Anderson & Chen, 2002). Our sense of attachment, warmth, and power likewise shifts
from one relationship to another (Anderson et al., 2012; Moskowitz, 1994). The sight of your
new romantic partner might trigger a rush of desire and thoughts of infatuation. Hearing the
laughter of a group of friends approaching may trigger feelings of mirth and gratitude. Your boss
may trigger feelings of anxiety and modesty or inspiration. Your parents may trigger feelings
of guilt, contentedness, or family pride. Different relationships give rise to different patterns of
emotional response.
To consider how emotions create specific relationships, and how relationships, in turn, shape
our emotional lives, we will rely on a framework that we introduced in Chapter 2. More specially,
we will consider what has been learned about emotions in four kinds of social relationships:
intimate ties to romantic partners; friendships; hierarchical relationships; and dynamics between
groups.
Emotions Within Intimate Relationships
In her book, Marriage, A History: How Love Conquered Marriage, Stephanie Coontz details the
remarkable changes that the institution of marriage has undergone (Coontz, 2005). Early in its
history, marriage was arranged by families to secure economic ties. It often was between cous-
ins. Polygamy was common, and monogamy not expected, particularly for men. These kinds of
arranged marriages are common in the great dramas of Shakespeare, or what you might see on
“Game of Thrones.”
Marriage changed as a result of the shift from an agricultural economy to a market economy
and movement of the population from small rural villages to a more mobile existence in urban
centers. Most notably, people could choose whom they marry. And starting around 250 years ago,
it was increasingly assumed that marriage should be based upon emotion, and not on economics
and strategic alliances between families. Marriage should be about love. In the last 100 years,
we have seen yet more changes to love-based marriage—the emergence of equal rights within
marriages for women and more recently, the increasing acceptance of gay marriage in many
countries.
Reasons for marriage arise in our deep evolutionary history: the hyper vulnerability of human
offspring call on the care of more than one individual. Thus, Owen Lovejoy (1981) proposed that,
long ago, our ancestors gave up the promiscuity that characterizes chimpanzees, who therefore
never know who their fathers are, in favor of one woman being with one man. In this way, she
gives him exclusive sexual attention (more or less) and he gives his resources to the raising of
their offspring. And so arises a linkage of mothers to fathers in enduring bonds (Hrdy, 2001)
and the coming of family. In John Bowlby’s (1969) writing about attachment, one finds a theory
about how emotions are a core of intimate relationships, from cradle to grave. In this section,
we focus on romantic partnerships. From the sparks of initial sexual attraction to the passions
Emotions Within Intimate Relationships 231
that enable enduring romantic love, emotions are central to intimate life (Fisher, 1992; Shaver &
Mikulincer, 2002; Shaver, 2006).
Principles of Sexual Love
The experiences of loving and of being loved give life meaning. Healthy relationships with loved
ones—romantic partners, children, and dear friends—are one of the strongest determinants of
happiness and robust physical health (Lyubomirsky, 2007).
Love is celebrated in the arts. Here, for instance, is Laura Esquivel in the novel Like Water for
Chocolate:
My Grandmother had a very interesting theory; she said that each of us is born with a
box of matches inside us but we can’t strike them all by ourselves . . . the oxygen would
come from the breath of the person you love; the candle could be any kind of food,
music, caress, word, or sound that engenders the explosion that lights one of the matches.
For a moment we are dazzled by the intense emotion. A pleasant warmth grows within
us . . . Each person has to discover what will set off these explosions in order to live,
since the combustion that occurs when one of them is ignited is what nourishes the soul.
(Esquivel, 1992, Chapter 6)
Turning from literary narrative to marriage statistics, we encounter an intriguing mystery. On
the one hand, almost all of us will eventually have relationships centered upon sexual love; only
about 1 percent of adults in the United States and United Kingdom are asexual. Most humans
will have sex, form long-term intimate relationships, and at some time live with a romantic part-
ner. But here’s the puzzle (or perhaps it’s not a puzzle to you!): sexual love leads us to intimate
relationships, but they are so often hard to maintain. For example, while upwards of 80 percent of
young people in the United States will get married, only 50 percent or so of those marriages will
last. We suggest that different emotions hold the key to this mystery about sexual love.
What emotions bring individuals together into romantic partnerships? John Bowlby’s theo-
rizing about attachment points to two candidates: sexual desire and romantic love (Diamond,
2003; Djikic & Oatley, 2004; Gonzaga et al., 2006; Hatfield & Rapson, 2002). Sexual desire is a
motivational state defined by sexual interest and ideation that prompts people to seek to engage
in sexual behavior (Impett, Muise, & Peragine, 2014). Initial feelings of sexual desire are respon-
sive to specific cues of physical attractiveness: beautiful skin, full lips, and warm, glistening
eyes; physical signs of youth and strength; facial symmetry (Miller, 2000). Nonverbal signals of
elevated rank and power—the open, expansive body posture—also trigger feelings of desire in
potential suitors (e.g., Vacharkulksemsuk, et al., 2014). From an evolutionary perspective, these
signs of physical beauty and strength are thought to reveal the person to be a physically robust
person, one with good genes, so to speak, and a good partner to reproduce with (e.g., Buss, 1992;
Miller, 2001). A recent review of dozens of studies of sexual attraction found that physical attrac-
tiveness proved to be the strongest basis of initial desire, much stronger than a person’s wealth or
earning potential (Eastwick et al., 2014). We are moved emotionally by physical beauty.
We describe our feelings of sexual desire in metaphors: young lovers can feel “knocked off
their feet,” “hungry” for each other, “mad” with desire, “swept away” by passion (Lakoff & John-
son, 1980). These metaphors speak to the single-mindedness and loss of control characteristic of
early sexual desire. Sexual desire is registered in specific patterns of touch, cuddling, and sexual
signaling. For example, romantic partners who cuddle, touch, and kiss in the context of sex feel
closer and happier (Muise, Giang, & Impett, 2013). They may idealize their loved ones, attribut-
ing rare virtues to them that set them apart from others (Murray & Holmes, 1993, 1997).
Emotions in social RElationships232
One argument from an evolutionary perspective is that sexual desire motivates reproductive
behavior. If so, then one would expect women to feel more sexual desire during ovulation, when
their sexual behavior is most likely to yield conception. A host of findings support this predic-
tion. During ovulation, women report higher levels of desire, they show increased blood flow to
the genital region when viewing erotic films, they prefer more erotic art and films, they are more
likely to walk with swaying hips, and they are more likely to masturbate (Bullivant et al., 2004;
Provost et al., 2008). Around the time of ovulation, women are more likely to initiate sex, have
affairs, and be accompanied by their husband. Ovulating pole dancers in bars even earn bigger
tips (Miller, 2001; Miller et al., 2007).
Thus far, we have described the nature of sexual desire within the individual. How do such
intense emotional experiences give rise to romantic relationships, the complex dynamic involv-
ing two separate people, and often a host of rivals and alternatives looming nearby? In a syn-
thetic review of decades of research on romantic attraction, Eli Finkel, Jeffry Simpson, and Paul
Eastwick identify a core principle of early sexual desire: uniqueness. When our sexual desire is
unique to one person, the stage is set for long-term romantic bonds. Consider this illustration that
emerged in a speed-dating approach to the empirical study of sexual desire (Finkel & Eastwick,
2008). In this research, much as would happen at a weekend social gathering, a dozen or so young
heterosexual women and a dozen or so young heterosexual men arrived at the lab and engaged in
a series of two-minute conversations with all the other members of the other sex. After each brief
interaction, participants rated their sexual desire and felt chemistry for one another. Attesting to
the principle of uniqueness, when one individual felt unique desire and chemistry for another,
those feelings were reciprocated by the person (Eastwick, Finkel, Mochon, & Ariely, 2007). By
contrast, those speed daters who felt sexual desire for many other people actually evoked little
desire or chemistry in others. Uniqueness of sexual desire matters in helping create more endur-
ing relationships.
As romantic partners spend more time together, their intense feelings of sexual desire for one
another will often give way to the experience of a second emotion—romantic love—defined by
feelings of deep intimacy, devotion, and commitment (Acevedo & Aron, 2009). Recall the nonver-
bal display of love —its inviting smile and relaxed and open bodily posture and gesture. Patterns
of mutual gaze, so typical of love, are thought to activate oxytocin release, involved in feelings of
trust and commitment (Gonzaga et al., 2006; Keltner et al., 2014). In experiences of mutual roman-
tic love, the couple will feel comfort and security in being close, in knowing each other, in the
feeling of their identities coming to merge. As part of increasing intimacy, romantic partners come
to include their partner’s perspectives, experiences, and characteristics in their own self-concept
(Aron & Aron, 1997; Aron, Aron, & Allen, 1989; Aron & Fraley, 1999). Experiences of romantic
love are organized by a second relationship principle: integration, or merging (Finkel et al., 2014).
Feelings of love lead partners to merge their interests, goals, daily lives, and identities.
One of the great writers of the Romantic period (whose novels are also romances in the day-
to-day sense) was Jane Austen. In an accompanying box, you can see a brief description of her
most famous novel Pride and Prejudice, published in 1813. If you read the book or see television
series or film versions of the book (see Figure 9.1), you encounter a challenging account of the
transition between sexual desire and romantic love: you are asked to consider the idea that you
can’t love someone just by projecting your desire onto them, as a kind of hallucination. You can
only love by getting to know who the person is, though this knowledge by no means precludes
trying to change the person into whom you would like them to be.
Very often, sexual desire and romantic love co-occur, or are intertwined in unfolding experi-
ences of romantic partners (see Figure 9.2). But they can be differentiated in systematic ways,
revealing them to be distinct emotional states, as Bowlby theorized (e.g., see Diamond, 2003;
Panksepp & Biven, 2012). They have distinct patterns of expressive behavior and peripheral and
central nervous physiology, as we saw in previous chapters (see also Chojnacki & Walsh, 1990;
Panksepp & Biven, 2012; Sternberg, 1997; Whitley, 1993). Turning to the realm of conceptual
Emotions Within Intimate Relationships 233
knowledge, people often nominate love as a prototypical emotion and express the belief that
sexual desire overlaps only modestly with the content of love (Fehr & Russell, 1984; 1991;
Shaver et al., 1987). In one study where participants were asked to exclude emotion terms that
did not belong in the category of love few participants excluded the words caring (8%), and
A
le
x
B
a
il
ey
/W
o
rk
in
g
T
it
le
/K
o
b
a
l/
S
h
u
tt
er
st
o
ck
FIGURE 9.1 Colin Firth in his role as Mr Darcy in the 1995 television series of Pride and Prejudice.
Box Novels and films: Pride and prejudice
Jane Austen’s Pride and Prejudice may still be the West’s
best love story. It’s about Elizabeth Bennet, the daughter of
an affectionate but silly mother and a clever but sardonic
father. At a dance she is slighted by the rich, proud, and
eligible Mr Darcy. Speaking to a friend he says of Eliza-
beth, loudly enough for her to overhear: “She is tolerable,
but not handsome enough to tempt me.” In conversation
with her sister (a few chapters after Darcy’s snub), Elizabeth
says: “I could easily forgive his pride if he had not morti-
fied mine.” Her love for Darcy has first to surmount this
obstacle.
An important premise of any love story is that, to start
with, neither of the lovers-to-be knows much about the
other. Part of the beauty of Jane Austen’s story is that Eliza-
beth’s love for Darcy is not of the kind that is usual in the
Western cultural script of falling in love, in which love comes
into being in almost complete form with a meeting of the
eyes between two strangers across a room. Rather, in this
story, love grows only gradually as Elizabeth starts to know
Darcy, at exactly the same time as we readers also come to
know both him and Elizabeth (see Oatley, 2016b).
Laura Vivanco and Kyra Kramer (2010) have noticed that a
recurring theme in love stories is transformation, with Pride
and Prejudice being an early example. The theme continues
in romantic stories of today, for instance, those marketed
by the publisher Harlequin. Although Jane Austen writes of
Darcy’s “utmost force of passion,” he is not complete as a
person. His pride prevents him from being a fully formed
man. The story is about how Elizabeth, with her intelligence
and determination, accomplishes his transformation. As she
comes to know Darcy, he becomes able to know himself,
becomes thereby able to admit his shortcomings, becomes
more aware of others and, in the end, becomes able to love.
Only when Darcy’s pride is transformed in this way, does Eliz-
abeth consent to marry him. At the same time, Elizabeth has
to come to terms with and change her own prejudices. Viv-
anco and Kramer see this theme of transformation as a ver-
sion of the ancient idea of alchemy in which, by means of the
philosopher’s stone, an alchemist would transform a base
metal into gold. In Pride and Prejudice, Elizabeth becomes
the alchemist who transforms the base metal of the imper-
fect Darcy into the gold of a man who is able to love her.
Emotions in social RElationships234
affection (27%), but many participants excluded the words desire (59%), infatuation (82%), and
lust (87%), suggesting that in how people think about desire and love, they are often separate
(Fehr & Russell, 1991). Those people whom participants say they love overlap only partially with
those for whom they say they feel sexual desire (Myers & Berscheid, 1997).
How might sexual desire and romantic love vary across cultures (See Figure 9.2)? Studies
yield intriguing differences. For example, studies find that people in collectivist cultures—Rus-
sia and Lithuania—fall in love faster than in the United States, often within a couple of weeks
(Munck, Koratayev, de Munch, & Khaltourina, 2011). Once married, deep romantic love occurs
later in the relationships of the Japanese than between partners in the United States (Ingersoll-
Dayton, Campbell, Kurokawa, & Saito, 1996).
Scientists have also documented fairly robust gender differences in sexual desire, likely
shaped by culture and evolution (Baumeister, 2001; Impett et al., 2014). First, women and men
view the purpose of desire differently: for women, desire is more often about intimacy, and for
men, sexual intercourse. Second, women report more varying and lower levels of desire than
men. In fact, in one study of 48 nations, men consistently reported higher levels of desire for sex
in the absence of commitment and intimacy (Schmitt, 2005). And finally, desire is more fluid for
women, in terms of who they feel it for, and what its aims are.
Emotions in Marriage
One of the most systematic emotional changes in the trajectory of romantic relationships is the
diminishing of sexual desire (Impett et al., 2014). Nationally representative surveys of adults in
the United States indicate that married people are having sex with each other 10 times a month in
pa
nd
ap
aw
/S
hu
tte
rs
to
ck
FIGURE 9.2 This balcony in Verona Italy is where the courtship between Romeo and Juliet is alleged
to have taken place. Today when people visit, they write the name of their loved one on “Juliet’s Wall”
nearby, and they leave love letters as well.
Emotions Within Intimate Relationships 235
their 30s, five times in their 40s, and two times in their 50s and 60s (Delamater & Sill, 2005). It’s
not all dispiriting news though. Studies find that many old couples in their 70s and 80s are feeling
intense desire and still have sex. People who remarry later in life often feel youthful surges of intense
sexual desire. Within these emotional patterns in intimate relationships, as sexual desire declines,
feelings of intimacy and romantic love often rise as relationships progress (Impett et al., 2014).
As partners persist in their relationships, new principles hold the relationship together (Finkel
et al., 2014). First, couples can be responsive to one another; be timely and attentive to the emo-
tions of their partner. A second principle is resolution; partners can reconcile and collaborate in
meeting the stresses and conflicts that become more prominent as lives progress. And finally, the
principle of maintenance: partners can find ways to continue to build their affection and com-
mitment. Finding how to enact these principles in romantic relationships matters a great deal.
Divorce rates in many industrialized nations hover near 50 percent, and marital dissatisfaction
is high (Myers, 2000). Conflictual marriages diminish personal well-being and take their toll on
children in terms of stress and anxiety and even difficulties at school (Lyubomirsky, 2007).
John Gottman and Robert Levenson were pioneers in documenting how specific emotional
processes predict when marriages will fail. In the spirit of the ethological approach we covered
in Chapter 1, they turned to naturalistic methods and studied the emotional dynamics of married
partners as they engaged in a 15-minute conversation about a conflict in their relationship. For
15 minutes, the couple might have haggled over unsatisfying sex, or the husband’s inability to
get better-paying work, or a child’s struggles with drugs. These interactions were then carefully
coded in frame-by-frame fashion for several emotional behaviors.
In one study that started in 1983, Gottman and Levenson followed the marriages of 79
couples from Bloomington, Indiana, documenting what they call “the Four Horsemen of the
Apocalypse”—toxic emotional behaviors that are most damaging and most likely to predict
divorce. First of these kinds of behavior is criticism. Partners who are more critical, who continu-
ally express their irritation and frustration by finding fault with their partners, have less satisfying
marriages. The next two toxic emotional behaviors concern partners’ tendencies to engage in
emotionally open conversations. These two tendencies are defensiveness and stonewalling (the
latter being defined as shutting down conversation about stresses and conflicts). When romantic
partners counterattack in response to comments made by their partners with defensive comments,
dismissive laughs, and sarcasm, they are in trouble. The same is true when they shut down, or
stonewall, any open emotional communication about the relationship. It is better to express and
share emotion. Finally, a fourth horseman of the apocalypse is contempt—the feeling of superior
rejection of the partner expressed in sneers and eye-rolls and disparaging, condescending com-
ments (see Figure 9.3). Contempt is a particularly humiliating and toxic behavior to direct at oth-
ers and may be the most toxic emotion in romantic relationships and other relationships as well
(Fischer & Giner-Sorolla, 2016; Roseman et al., 2017). This first influential study of Gottman
and Levenson (2000) found that some 93 percent of couples who showed evidence of the four
toxic behaviors were divorced 14 years later.
More recent studies have identified several emotional patterns that help romantic partners stay
committed and close. One is to share what is good in life with your partner, which Shelly Gable
and her colleagues refer to as capitalizing upon the good (Gable, Gonzaga, & Strachman, 2006;
Gable, Reis, Impett, & Asher, 2004). When romantic partners share their joys and respond to
each other’s good news with engaged enthusiasm, they are more likely to feel committed to one
another (Gable et al., 2006). The same is true nonverbally: when partners share affection through
cuddling, encouraging touches, holding hands, and kissing, ancient ways of capitalizing upon the
good, they report greater commitment and closeness (Muise et al., 2013). Thus, instead of stone-
walling or criticizing, it is wiser to express appreciation and encouragement for good things that
happen in your partner’s life and in your relationship (e.g., Gordon et al., 2012).
Intimate relations also fare well when partners cultivate humor, amusement, and play. The
middle phases of romantic partnerships often involve a great deal of drudgery and stress: paying
Emotions in social RElationships236
bills and doing housework, and should you choose to have children, diaper changing, sibling
squabbles, helping children with stomach aches, coping with adolescence and raising teens in a
historical period where they feel greater stress than in the past. Not surprisingly, intimate rela-
tionships are least satisfied at this stage of the relationship (Myers, 2000).
Amusement, mirth, and play are emotional antidotes to the stresses and quotidian conflicts of
intimate relationships. In one sense, they are the alternative to criticism and defensiveness. For
example, happier romantic partners often possess many playful nicknames for each other, and
more readily playfully tease one another during conflict instead of directly criticizing (Keltner et al,
1998). Humor and laughter during negotiations between romantic partners can de-escalate intense
conflicts to more peaceful exchanges (Gottman, 1993). In studies of couples engaged in conversa-
tions, couples who share laughter report greater closeness and satisfaction (Kurtz & Algoe, 2015,
2017; see also Randall et al., 2015). In one experiment, spouses who had been married several
years who played silly games actually reported significant boosts in their satisfaction (Aron, Nor-
man, Aron, McKenna, & Heyman, 2000). Shared laughter and play help couples maintain their
satisfaction by increasing positive emotions, reducing stress, and heightening the sense of similar-
ity between partners (Kurtz & Algoe, 2017). The moral for a happier intimate life: stay playful.
Another emotional tendency to cultivate is compassionate love: such a sentiment involves a
positive regard for the partner, and appreciation of the partner’s foibles and weaknesses, and the
sense of sharing a common humanity with the partner. In longitudinal research, partners who
reported high levels of compassionate love for one another early in the relationship were less
likely to divorce four years later (Neff & Karney, 2009). When partners are linked by mutual feel-
ings of caring and commonality, they feel more intimate on a daily basis and enjoy more sex (Le
et al., 2018). When individuals make a regular practice of cultivating compassion and kindness,
their relationships fare better. Compassion and kindness catalyze romantic love.
Alongside compassionate love, it is also important to forgive. Forgiveness involves a shift
in feeling toward someone who has done you harm; it is defined by a shift away from ideas
about revenge and avoidance toward a more positive understanding of the humanity of the person
(McCullough, 2000; McCullough, Sandage, & Worthington, 1997; Worthington, 1998). Forgive-
ness isn’t a mindless glossing over the harm a partner has done; it involves recognizing that to err
Ph
ot
o
Cr
ed
it:
T
et
ra
Im
ag
es
/G
et
ty
Im
ag
es
, I
nc
.
FIGURE 9.3 Anger may be an important part of intimate relationships. It is typically less destruc-
tive in relationships than is contempt.
Emotions in Friendships 237
is human. Forgiving someone who has caused harm has been found to reduce blood pressure and
anger (Snyder & Heinze, 2005; Witvliet, Ludwig, & Vander Laan, 2001).
Michael McCullough and his colleagues have studied how forgiveness influences the level
of satisfaction in romantic partnerships and families (Hoyt, Fincham, McCullough, Maio, &
Davila, 2005). They measured three dimensions related to forgiveness: the urge for revenge, the
desire to avoid the partner, and a more compassionate view of the partner’s mistake. They found
that forgiveness promotes relationship satisfaction. For example, in one 9-week study (Tsang,
McCullough, & Fincham, 2006), students who had suffered a recent transgression in a relation-
ship reported classic kinds of harm: being cheated on, insulted, rejected, or left out of a social
activity. Partners who were earlier to forgive reported greater closeness and commitment to their
partner weeks later.
Emotions in Friendships
Friendships are often the source of what is most meaningful in life. Important social movements
such as the abolitionist movement, the civil rights movement, and the women’s rights movement
have emerged out of friendships. Out of great friendships come world-changing innovations, as
when Steve Jobs and David Wozniak invented the computer in a garage in Job’s childhood house
in Los Altos California. Out of great friendships often emerges romantic love. In Jane Austen’s
novel Emma, Emma Woodhouse and Mr. Knightley are first admiring and at times prickly friends
before they fall in love. In friendships, children learn their generation’s morals and values (often
to their parents’ chagrin).
Most humans have a tight network of close friends, say six or seven, and a broader network
of people they feel supported by (Leary & Baumeister, 1998). From an evolutionary perspective,
friendships were initially something of a mystery: why cooperate and sacrifice for non-kin? As
an answer to this puzzle, Trivers (1971) proposed that friendships emerged in human evolution
to enable the cooperation so essential to reproduction, survival, and the raising of vulnerable off-
spring (see also Hrdy, 2001). Building upon this analysis, Randolph Nesse and Phoebe Ellsworth
Box Individual Emotion: Compassion
Is there a master social emotion, an emotion that helps you
form stronger social relations of all kinds? The religious his-
torian Karen Armstrong thinks so (2006). In her survey of
the great traditions of religious and ethical thought that
emerged some 2500 years ago—Confucianism, Hinduism,
Buddhism, Taoism, and early Greek and Judeo-Christian
thought—she argues that compassion emerged as the
cardinal emotion of virtue. Compassion is the feeling of
concern for another, accompanied by a desire to enhance
that person’s welfare (Goetz et al., 2010). All of these great
traditions center upon compassion, Armstrong argues, in
their sayings and aphorisms and practices that encourage
a concern for others, an interest in enhancing the welfare
of others, of not causing harm, and a devotion to treat-
ing others as you would have them treat you. Compassion
is a pillar of the great ethical traditions. Its conception is
similar to sympathy, which Adam Smith (1759) in Theory of
Moral Sentiments proposed is the glue that holds society
together.
The evidence seen in scientific studies supports this wis-
dom of the ages. People feeling compassion see greater
common humanity with strangers (Oveis et al., 2010), they
punish others less (Condon & DeSteno, 2011), and they are
more generous and cooperative and willing to sacrifice for
others (Eisenberg et al., 1989). As you are learning in this
chapter, compassion is a vital element of good relationships,
from romantic bonds to nations with competing interests.
It is perhaps for this reason that many meditation practices
and prayers focus on instilling compassion, and it is consid-
ered by many the most social emotion.
Emotions in social RElationships238
(1990; 2008) argued that emotions such as love and gratitude help build cooperative, affectionate
alliances between friends (see also Smith, McCullough et al., 2017). The studies guided by this
theorizing have focused on gratitude, empathy, laughter and mimicry, and the broader emotional
benefits of feeling embedded in a network of friends who provide social support.
Gratitude
In Chapter 2, we introduced the idea, proposed by Michael Tomasello (2014; 2016), that
cooperation emerged in evolution as the means by which we human beings became human.
When Adam Smith (1959) surveyed the new industries that were emerging in the British indus-
trial revolution, he was struck by the cooperation that emerged within networks of people striving
to maximize their own self-interest (see Figure 9.4). He argued that gratitude was the sentiment
that held people together in the spirit of common cause. For Adam Smith, gratitude is a “sacred”
part of the fabric of human society.
In fleshing out this idea, Michael McCullough, Robert Emmons, and Joanne Tsang (2001)
reason that gratitude is a moral emotion, one that provides glue to cooperative social living in
three different ways. First, gratitude serves as a barometer; it helps us keep track of which friends
are generous and which are not. It is much like the grooming between nonhuman primates; our
feelings of gratitude track who is cooperative with us, and who is not.
Second, gratitude motivates altruistic behavior. It produces the generosity, the favors, the expres-
sions of appreciation, which are critical to long-term commitments among friends (Algoe, 2012).
As an illustration, David DeSteno and his colleagues had participants engage in a study in which,
out of the blue, they were helped by a confederate to fix a computer problem (Bartlett & DeSteno,
2006; Condon & DeSteno, 2006; Desteno et al., 2010). Being the recipient of generosity led partici-
pants to feel gratitude, and in this state they then proved to be more generous in allocating their time
and resources to other strangers (see Figure 9.5). Experiences and expressions of gratitude promote
prosocial behavior, the very fabric of cooperative social networks (see also Smith et al., 2017).
E
ve
re
tt
H
is
to
ri
ca
l/
S
h
u
tt
er
st
o
ck
FIGURE 9.4 Although Adam Smith is known for his enduring analysis of self-interest, trade, and
capital, in his book “The Theory of Moral Sentiments” he lays out how emotions are the source of moral
judgment, a thesis we take up in next chapter. For Smith, gratitude may be the most important moral
emotion and binder of social relations.
Emotions in Friendships 239
Finally, McCullough and Emmons posit that the expression of gratitude, either verbally or
nonverbally, acts as a reward; it reinforces cooperative behavior. The gifts that we give gratefully,
the simple statements of “thank you,” the more elaborate ways in which we appreciate others,
all serve to reward their generosity and increase the chances of further cooperative behavior.
One might think of the kind of touching of another person to express gratitude (see Chapter 4)
as inherently rewarding in this fashion, and a way to increase cooperative behavior among non-
kin. In one relevant study, participants helped an experimenter edit a letter online (Grant & Gino,
2010). In the gratitude condition, participants were thanked via e-mail. In the control condition,
participants received a polite message of equal length, but without a note of thanks. When asked
if they would help the experimenter edit a second letter, those who were thanked responded
affirmatively 66 percent of the time compared to 32 percent in the control condition.
Given these benefits of gratitude, one would expect the experience and expression of gratitude to
benefit friendships, and other relationships as well. In keeping with this claim, Sara Algoe and her
colleagues have documented that verbal expressions of gratitude predict increased closeness in the
friendships that form in groups over time (Algoe, Haidt, & Gable, 2008). More generally, Alex Wood
and colleagues find that a more general grateful orientation predicts various processes that are vital
to healthy friendships, including increased helping, trust, praise, forgiveness, and a positive view of
others (Wood et al., 2010). Good friendships are rooted in the experience and expression of gratitude.
Emotional Mimicry
Take a look at any social gathering, and you’ll discover interesting forms of mirroring, or mim-
icry (Hatfield, Cacioppo, & Rapson, 1994). People imitate each other’s facial expressions, postural
movements, tones of voice, and styles of gait. In experiments, participants will unconsciously imi-
tate smiles presented in photos so fast they do not know what they have seen (Dimberg & Ohman,
1996). We are especially likely to imitate the positive emotions of others (Hess & Fischer, 2014).
Simply hearing another person laugh can trigger laughter (Provine, 1992). If a friend blushes in an
embarrassing situation, our cheeks will redden too (Shearn, Bergman, Hill, Abel, & Hinds, 1992).
Emotional mimicry is a central ingredient of friendship, because it heightens feelings of simi-
larity, so central to the formation of friendships. We feel closer to other people who share our atti-
tudes, our preferences, our beliefs (Montoya et al., 2017). Our interactions with similar others are
often more gratifying, and they are more likely to develop into enduring friendships. Emotional
mimicry is a basic way in which friends build common ground and become closer.
FIGURE 9.5 When feeling gratitude, people will give more of their time both to someone who’s
helped them (benefactor) and to a stranger ( from Condon & DeSteno, 2006).
Emotions in social RElationships240
Consider laughter. As we noted in Chapter 4, Jo-Anne Bachorowski has analyzed the acous-
tic profiles—the rhythm, pitch, and variability—of different laughs (Bachorowski & Owren,
2001). In a study of friendships, within milliseconds of participating in amusing tasks, the laughs
of friends but not strangers began to mimic each other (Smoski & Bachorowski, 2003). The
implication is that friends quickly imitate one another’s signs of amusement and thereby enjoy
the lighthearted pleasure of humor and play.
Does emotional mimicry actually increase people’s liking for potential friends? People engage
in all sorts of rituals to increase their mimicry—from dance to clapping to marching in unison.
The end result is likely to be greater friendship and cooperation among those who might other-
wise become adversaries. In an ingenious test of this hypothesis, Piercarlo Valdesolo and David
DeSteno (2011) had participants and confederates sit across from one another and tap their finger
to patterns of tones they heard over the headphone. The participant and confederate either lis-
tened to the same patterns of tones, and therefore mimicked one another in their synchronous tap-
ping, or they listened to different patterns of tones, and therefore tapped their fingers at different
times. Participants whose tapping was mimicked by the confederate looked upon this confederate
as more like a friend: they felt more similar to the confederate, had higher levels of compassion,
and were more likely to help that person complete a long and uninteresting task later in the study.
Physical mimicry is a basis of increased closeness among potential friends.
Complementing this experimental work, Cameron Anderson and his colleagues have found
that emotional mimicry builds close friendships (Anderson, Keltner, & John, 2003). In one study,
new roommates came to the laboratory in the fall and spring and at each visit reported their
emotional reactions to different evocative stimuli, such as humorous or disturbing film clips.
As a demonstration of the tendency for friends to mimic one another, the roommates’ emotions
became increasingly similar (compared to two randomly selected individuals) over the course
of the year. This emotional mimicry, furthermore, predicted increased closeness in friendships.
Social Support
Friendships are built up through our human capacity to cooperate, based on emotions such as
friendly warmth, happiness, gratitude, mimicry and, laughter. Once established, they are an essen-
tial part of our sense that we are supported within social networks of friends and acquaintances.
In Table 9.1, we present a widely used measure of social support, which captures this sense of
being socially connected to others. As evident in this measure, friends give the individual a sense
that there are people to turn to in times of need, people with whom to share complex emotions.
Strong social support reduces feelings of stress, anxiety, and uncertainty during challeng-
ing times. People with high social support show lower baseline levels of cortisol, suggesting
that having many good friends calms the hypothalamic–pituitary-adrenal axis (Kiecolt-Glaser
& Glaser, 1999). Shelley Taylor and her colleagues have found that social support reduces the
cortisol response to one of the most powerful triggers of anxiety: giving a public speech (Taylor
et al., 2008). Having friends present in stressful contexts likewise reduces stress-related physiol-
ogy. In one illustrative study, women had to perform challenging tasks either in the presence of a
friend or alone. Those with a friend showed less stress-related cardiovascular responding to the
challenging tasks (Kamarack, Manuch, & Jennings, 1990). Hearing the supportive comments
of friends can activate dopamine rich areas of the brain, such as the ventral striatum (Inagaki &
Eisenberger, 2013). Other studies find that if you are in networks of good friends, as assessed
with scales like that presented in Table 9.1, you benefit in many ways. In one study in Alameda
County, California, people who had fewer meaningful connections to others were 1.9 to 3.1 times
more likely to have died nine years later (Berkman & Syme, 1979).
Emotions in Hierarchical Relationships 241
Emotions in Hierarchical Relationships
In 1938 and with fascism on the rise in Europe, the philosopher Bertrand Russell offered the
following observation about power:
The fundamental concept in social science is Power, in the same sense that Energy is
the fundamental concept in physics . . . The laws of social dynamics are laws which can
only be stated in terms of power (p. 10)
For Russell, power—the capacity to influence others—is the basic medium in which we relate
to each other. Power shapes the moment-by-moment interactions between children and parents,
older and younger siblings, school children on the playground, friends, colleagues at work, and
romantic partners (e.g., Guinote & Chen, 2017; Keltner, Gruenfeld, & Anderson, 2003; Keltner,
2016). The implication of Russell’s quote is that power influences our emotional lives in funda-
mental ways.
How so? Within the field of emotion, two animating ideas have emerged as answers to this
question (e.g., Shields, 2005). A first is that our experience and expression of emotion enable us
to negotiate our rank, or status, or relative power vis-à-vis others, within social hierarchies. As
one example, recall Abu-Lughod’s analysis of “Hasham” in the Bedouin community she lived
with and studied: the experience and expression of this mixture of embarrassment, modesty, and
shyness situate women in subordinate roles vis-à-vis men (Abu-Lughod, 1986). Within this per-
spective, our emotional experience and expression help us assume power-related roles in social
structures, roles as parent, manager, or woman.
A second idea in effect reverses the causal order of the previous formulation and is this:
power-related dynamics within social hierarchies influence emotion-related appraisal, experi-
ence, expression, and physiology (Cowen & Keltner, 2017; Moors, Ellsworth, Scherer, & Frijda,
2013; Roseman, 2013). Here the thinking is that the power we feel in a particular context shapes
how we appraise events, which in turn gives rise to power-related patterns of emotional response.
Let’s now look at more specific empirical studies that bear upon these ideas.
Table 9.1 Measure of social support
1. There is a special person who is around when I am in need.
2. There is a special person with whom I can share my joys and sorrows.
3. My family really tries to help me.
4. I get the emotional help and support I need from my family.
5. I have a special person who is a real source of comfort for me.
6. My friends really try to help me.
7. I can count on my friends when things go wrong.
8. I can talk about my problems with my family.
9. I have friends with whom I can share my joys and sorrows.
10. There is a special person in my life who cares about my feelings.
11. My family is willing to help me make decisions.
12. I can talk about my problems with my friends.
Source: From Zimet, Dalhem, Zimet, & Farley (1988).
Emotions in social RElationships242
Emotional Displays and the Negotiation of Social Rank
The desire to enjoy greater power and status, or what we will call rank within a hierarchy, is a
universal motive (Anderson et al., 2015). So deep is this motive to enjoy influence, esteem, and
what William James called our deepest craving—to be appreciated—that one hormone, testos-
terone, when combined with low levels of cortisol, motivates power-enhancing behavior (Mehta
& Prasad, 2015). In his work, Pranj Mehta and his colleagues have found that high levels of tes-
tosterone combined with low levels of cortisol drive status-seeking behavior such as risky action,
assertive leadership, a lack of empathy for others, and even aggression, which can lead to the
acquisition of power at the expense of others (Mehta & Prasad, 2015). For those lucky enough to
enjoy greater rank, the benefits are many, and include: greater physical health, the reduced likeli-
hood of depression and anxiety, increased opportunities for reproduction, and greater physical
and psychological health for offspring (e.g., Gilbert, 2016; Keltner, 2016).
It should not surprise, then, that people are continually jockeying to rise in their rank within
social hierarchies. Negotiations about social rank—status conflicts—can be costly and even
deadly affairs. In many species, from chimpanzees to Narwals out at sea, combatants in status
conflicts can incur enormous physical costs. The same is true in humans. For example, in his
fieldwork with the Yanomamö, a group who live in the forests of southern Venezuela and north-
ern Brazil, anthropologist Napoleon Chagnon observed how young men fought in duels, where
adversaries would take turns striking each other over the head, to assess their relative toughness,
and negotiate their rank within social hierarchies (Chagnon, 1968). Chris Oveis and Joey Cheng
and their colleagues have recently found that people signal their social rank with more subtle
vocal behavior, such as laughter (Cheng et al., 2016; Oveis et al., 2015).
Given the costs of status contests, many nonhuman species rely on nonverbal displays to
negotiate their rank within hierarchies. Apes pound their chests, frogs croak, stags roar for hours,
chimps flash their fangs, and deer lock up in their horns. Humans, too, negotiate their places in
hierarchies, through the experience and expression of certain emotions.
In his Social Rank Theory of emotion, Paul Gilbert argues that power (or powerlessness)
is layered into our experience and expression of certain emotions (e.g., Gilbert, 2005, 2016).
Gilbert’s theorizing is rooted in evolutionary claims about how human emotions such as shame
resemble in their outward expression, the submissive tendencies of nonhuman primates; in both,
one sees patterned behaviors including gaze aversion, constricted posture, and head movements
down (Harker & Keltner, 1998). The implication is that certain emotions—shame, embarrass-
ment, and pride in particular—are related to feelings of rank. Relevant empirical evidence does
indeed find that our experience of select emotions tracks our rank within hierarchies. For exam-
ple, in one study, Gilbert found that UK college students’ and adults’ self-reports of the experi-
ence of shame and social anxiety (the fear of being evaluated negatively by others) correlated
highly with the sense that one is less powerful, or inferior, to others (e.g., Gilbert et al., 2007;
see also Öhman, 1986).
Pride, by contrast, is the quintessential emotion of elevated rank, as Jessica Tracy (2016)
argues. In the study we just described, individuals’ feelings of pride correlated highly with the
sense of elevated rank vis-à-vis others (Gilbert, 2000). More recent work finds that across cul-
tures pride is elicited by actions that are socially valued and associated with elevated power. On
this, Daniel Sznycer and his colleagues presented 25 scenarios to participants in 16 countries,
from the Netherlands to the Philippines to India and Japan (Sznycer et al., 2016). The scenarios
included: being judged trustworthy by others, being able to support children, being educated,
winning a marathon, and taking on a bully—all actions what would lead to the esteem of others
and elevated rank. In each of the 16 countries, one group of participants rated how socially valued
the action in the scenario is, and another group rated how much pride they personally would feel
in each scenario. The critical finding was that across cultures there was strong agreement in what
Emotions in Hierarchical Relationships 243
actions would be socially valued and what actions are evocative of the experience of pride. It
would seem to be a human universal that the experience of pride occurs when we do things that
are valued by others and worthy of elevated rank.
Other emotions drive rank behaviors that enable individuals to negotiate their position and
that of others within social hierarchies. One clear example is envy. Envy is the feeling of pain
that is associated with wanting what someone in the group has (Cherish & Larson, 2017; van de
Ven, 2017). Jealousy, a close relative, is fearing the loss of something of value—in particular a
romantic partner—to a rival. Feelings of envy triggered by thoughts of the success of others lead
to activation in the anterior cingulate cortex, a region of the brain, as you learned in Chapter 7,
that is involved in feelings of social rejection (Takehashi et al., 2009). This is the neural underpin-
ning of the motivating pain of envy.
Niels van de Ven has further distinguished between two kinds of envy that produce different
patterns of rank-related behavior. A first, malicious envy, arises when others within a social group
have something of value but obtained it in an undeserved fashion; it motivates us to act in ways
that undermine the individual we envy (van de Ven, 2017). Should a work colleague be promoted
before you because his father is the boss, you would likely feel malicious envy, and do things to
undermine that individual’s position in the organization. Benign envy, by contrast, is felt toward
individuals who rise in the ranks through their own hard work, and motivates the individual to
work harder at tasks and pursue self-improvement that will lead to rises in status (van de Ven,
2016). Our fear of others’ envy also motivates us to act in ways that will preserve our high stand-
ing in social groups. For example, when we enjoy elevated rank, but fear others’ malicious envy,
studies show that we will engage in more prosocial behaviors toward others, offering helpful
advice and even sacrificing, to preserve our rank (van de Ven, Zeelenberg, & Pieters, 2010).
When we respond to our own successes and elevated rank with arrogant, hubristic pride, we trig-
ger more malicious envy in others (Lange & Crucius, 2015). Envy motivates actions that enable
individuals to negotiate their positions within social hierarchies.
If experiences of certain emotions, such as shame, pride, and envy, motivate actions that sit-
uate the individual in positions within social hierarchies, our expression of certain emotions
signals our rank to others (e.g., Gilbert, 2000). Our displays of shame—the head droop, gaze
aversion, and constricted posture—signal submissive rank (Harker & Keltner, 1998). By contrast,
Jessica Tracy and her colleagues have found that displays of pride—the expanded chest and head
tilt back—signal elevated power within social hierarchies in different cultures (Tracy & Robins,
2004). Quite remarkably, when we convey our elevated rank through nonverbal displays of pride,
people believe we are more powerful, and are more likely to follow our actions (Martens & Tracy,
2013; Williams & De Steno, 2009).
Expressions of anger, as well, convey power, and elevated rank (Knutson, 1996; Tiedens,
2000; Tiedens, Ellsworth, & Mesquita, 2000). When political and business leaders express anger
in certain situations, rather than other emotions, people attribute greater power to them (Tiedens,
2001). In our experience and expression of emotions such as envy, pride, anger, and embarrass-
ment, we find our place within social hierarchies.
Social rituals are sequenced patterns of actions involving gestures, words, and ceremonial
acts, which occur in designated or sequestered locations and that allow us to express specific
emotions. We grieve at funerals, express joy at weddings, find pride and allegiance in group
initiation rituals, express our rage in mosh pits, and navigate the passions of young adulthood at
Quinceañeras, Bar Mitzvahs, and graduations.
Many rituals center upon the expression of emotions that solidify group members’ rank within
social hierarchies. Consider food sharing rituals observed in most hunter-gatherer societies
(Weissner & Schiefenhövel, 1996). For example, in the highlands of New Guinea neighboring
tribes gather each year in celebration and ritualistically give away food they have cultivated—
piles of yams, pig carcasses, and arrays of coconuts. In these generous actions, the more an
Emotions in social RElationships244
individual gives away, the greater the gratitude and admiration the people express toward that
person, and the higher the rank that person will enjoy.
More informal social rituals—sequenced patterns of interactions—fill our daily lives, and also
allow us to express emotions that enable the negotiation of social rank. One such ritualized social
interaction is teasing, a common means by which people playfully, and at times destructively, use
emotion to negotiate social status. Teasing involves a playful provocation in which we most typi-
cally, with words, comment on another individual’s counter-normative behavior (Keltner et al.,
2001). We tease for many reasons, playfully to express affection, sexual interest, criticism, and to
negotiate rank within social hierarchies. For example, in one study, US fraternity members teased
each other by making up nicknames and embarrassing stories about each other in foursomes
comprised of two low- and two high-power members (Keltner et al., 1998). The individual’s
power was defined according to his position in the fraternity. As you can see in Table 9.2, high-
power members tended to display smiles of pleasure, anger, and contempt, emotions associated
with high power. In contrast, the low-power members were more likely to show submissive emo-
tions such as fear and pain (see also Öhman, 1986). In their subtle emotional displays embedded
within their banter and teasing, the group members were signaling their elevated or lower rank
relative to one another.
Power and Emotion
Thus far, we have seen how through our emotional experience and expression, we navigate our
rank within social hierarchies. Let’s now ask how the power we experience within a social con-
text influences our emotional tendencies. If Bertrand Russell is right, and power imbues social
interactions of all kinds, then the study of power’s shaping of emotion should reveal a great deal
about our emotional lives.
We know from studies of humans and nonhumans alike that individuals who occupy positions
of lower rank within a hierarchy face greater threats of most kinds. As a result, they tend to be
attuned to threat, on guard, and vigilant to the actions of others (de Waal, 1996; Keltner, Gruen-
feld, & Anderson, 2003). Individuals who enjoy elevated power, by contrast, enjoy greater access
to resources and freedom and are less dependent upon others. These power-related differences in
appraising social contexts should have profound effects upon the emotional lives of individuals.
Table 9.2 In groups of four, high-power (HP) and low-power (LP) fraternity
members teased one another. During these interactions, high-power
individuals were more likely to smile with delight and to show facial displays
of anger and contempt, especially when being challenged by a low-power
member. Low-power fraternity members, in contrast, were more likely to
show displays of fear and pain.
High power (HP) Low power (LP)
Teasing LP Teased by LP Teasing HP Teased by HP
Duchenne smiles 83.3 95.8 56.5 95.8
Facial anger 8.3 25.0 0.0 0.0
Facial contempt 4.2 16.7 0.0 0.0
Facial fear 0.0 0.0 16.7 8.3
Facial pain 4.2 4.2 12.3 25.0
Note: Duchenne smiles involve the action of the zygomatic major muscle, which pulls the lip corners up, and the orbicularis
oculi muscle surrounding the eye, and are closely tied to the experience of positive emotion.
Emotions in Hierarchical Relationships 245
In keeping with this analysis, power influences the emotions people feel moment-by-moment.
Because power is associated with increased rewards and freedoms, those who enjoy positions
of elevated power tend to experience greater positive emotion, elevated enthusiasm, joy, and
excitement, in different situations than low-power people (Anderson & Berdahl, 2003; Hecht
& LaFrance, 1998). In interactions with friends and strangers, for example, it is the person who
feels more powerful who tends to report higher levels of positive emotion (Gonzaga, Ward, &
Keltner, 2008; Langner & Keltner, 2008). Not surprisingly, people who feel that they enjoy power
and influence tend to report greater well-being (Anderson, John, & Keltner, 2012). It isn’t really
lonely at the top: it’s quite enjoyable.
Continually appraising the environment in terms of threats, people feeling less powerful, by
contrast, are more likely to experience negative emotions such as sadness, shame, guilt, and anxi-
ety (Hecht, Inderbitzen, & Bukowski, 1998; Tiedens et al., 2000). They show higher baseline
levels of the stress hormone cortisol (e.g., Kraus et al., 2012). They are more vulnerable to endur-
ing anxiety and depression.
Power also influences how individuals respond to the emotions of others, often in ways that
are in keeping with Lord Acton’s well-traveled phrase that “power corrupts, and absolute power
corrupts absolutely.” In general, people feeling elevated power are worse judges of other people’s
emotions (Galinsky, Magee, Inesi, & Gruenfeld, 2006; Galinsky et al., 2016). When power is
illegitimately attained, though, and high-power individuals feel a sense of uncertainty about their
rank, they prove to be more accurate in judging subordinates’ anger, likely looking for signs that
they may be seeking to take their power (Stamkou, van Kleef, Fischer, & Kret, 2016).
Given these empathy deficits, it should not surprise that high-power individuals are less
responsive to the emotions of people around them, a theme that Gerben van Kleef has docu-
mented in different ways (van Kleef, De Dreu, & Manstead, 2006). In one notable study, high-
power individuals responded with less compassion than people feeling less power when listening
to another person describe an experience of suffering (van Kleef et al., 2008). In another study,
pairs of strangers told stories about what inspired them in life, and reported on their feelings of
interest and inspiration (van Kleef et al., 2015). Low-power individuals reported greater inspira-
tion in listening to the stranger recount what had inspired them. High-power people, showing a
dash of narcissism, felt more inspired by their own stories of inspiration. In keeping with these
findings, friends who feel less powerful vis-à-vis other friends are more likely to mimic their
emotions (Anderson et al., 2003).
These basic influences of power upon emotion—the excitement and enthusiasm felt by high-
power individuals, and their accompanying problems in astutely discerning how others feel—can
give rise to social problems. One social problem relevant to these findings is sexual harassment,
when powerful individuals, most typically men, advance upon low-power individuals sexually, or
make unwanted sexual overtures or comments that create a hostile climate. What psychologists
have documented is that high-power men tend to feel greater excitement and low-power women
greater anxiety, but high-power men erroneously assume that women feel the excitement they
themselves feel, ignoring their signs of anxiety (Gonzaga et al., 2008; Kuntsman & Maner, 2011).
Social Class and Emotion
In what many believe to be an apocryphal exchange, the writer F. Scott Fitzgerald observed to
Ernest Hemingway that, “The rich are different from you and me.” Hemingway’s response: “Yes,
they have more money.” The lives of the rich and poor are depicted in literature, and stereotypes
abound about how our emotional lives are shaped in immutable ways by our status in society.
We colloquially speak of life being nasty, short, and brutish in the bottom rungs of society, the
despair of the poor, and the blasé lives of the well-to-do. Scientific study reveals a much more
complex and nuanced influence of class upon emotion.
Emotions in social RElationships246
Intuitively, we think of our own social class and that of other people in terms of categories
such as rich and poor, or working class and bourgeoisie, or the 1 percent and the 99 percent.
Social scientists define social class in terms of the combination of wealth, education, and pres-
tige of work that the individual enjoys within a particular society (Adler et al., 1994; Kraus
et al., 2012).
How might your social class influence your emotional life? One answer comes from theoriz-
ing about how upper- and lower-class individuals appraise their environments differently as a
function of possessing different resources (e.g., income) and inhabiting quite different social
and physical environments (e.g., Piff, Kraus, & Keltner, 2018). The increased material resources
that upper-class individuals enjoy grant them greater autonomy and reduced exposure to social
and environmental threat, which gives rise to an internal, self-oriented focus. This is evident, for
example, in the how upper-class individuals show greater attention to personal goals, more self-
interested behavior, and increased independence from others. By contrast, lower-class individu-
als are exposed to more threats to their well-being (e.g., increased crime, poorly funded schools),
and they possess fewer resources to cope with these threats. As a result, lower-class individuals
develop an external, other-oriented focus––greater vigilance to the social context and interde-
pendence with others, as demonstrated, for example, by more affiliative and prosocial behavior
(Kraus et al., 2012; Piff et al., 2010, 2018).
Given this analysis, it should not surprise that a number of studies find that as one rises in the
class ladder, one is likely to experience more general happiness. For example, surveys of large
samples of individuals from different countries find that upper-class individuals tend to report
greater overall happiness with their life (Diener et al., 2010; Kahneman & Deaton, 2010). Hailing
from an upper-class background does not guarantee reports of greater positive emotion, though
(e.g., Lucas et al., 2015). In some studies, upper-class individuals report more happiness in the
present moment or from the past day, and in other studies this influence of class upon positive
emotion is not observed.
One solution to this puzzle is to look at more distinct positive emotions. Toward this end, Paul
Piff and Jake Moskowitz gathered participants’ reports of their regular experiences of different
positive emotions in a nationally representative sample in the United States (Piff & Moskowitz,
2018). Upper-class individuals reported feeling higher levels of more self-focused emotions,
most notably pride and contentment. Lower-class individuals, by contrast, reported higher levels
of other-focused emotions that bind individuals into collaborative relationships—love, awe, and
compassion.
Turning to the emotional lives of lower-class individuals, given that lower-class individuals
live in more uncertain, resource-scarce, and threatening environments, it should not surprise that
they experience higher levels of anxiety. For example, in studies of children and adults, lower-
class people tend to report greater anxiety, to respond with increased heart rate and blood pres-
sure when reading ambiguous, social threatening scenarios, and they show diminished reduction
in daily cortisol levels over the course of the day, relative to their upper-class counterparts (e.g.,
Chen & Mathews, 2001; Hajat et al., 2010). In more recent work by Neha John-Anderson, Edith
Chen, Greg Miller and their colleagues, it has consistently been found that starting as early as
the age of 5, lower-class individuals show elevated levels of the proinflammatory bio marker
IL-6, which you will recall indicates elevated activation in the cytokine system and is associ-
ated with shame, social threat, and anxiety (Miller & Chen, 2009; Neha-Anderson, et al., 2017).
Regrettably, occupying a lower-class position in society is accompanied by more frequent and
intense experiences of threat, anxiety, and stress-related physiology and elevated inflammation
response. As we will see in Chapter 13, an accompaniment of this is that countries which have
steep hierarchies and great disparities of income—the United States is an example—are also
those with the highest rates of emotional disorder, poorer physical health, higher rates of crime,
more distrust, and many other ills (Wilkinson & Pickett, 2009). For most of us, we’re better off
Emotion and Group Dynamics 247
in terms of quality of life—with the same money and income—if we live in a more equal rather
than a less equal society.
Another focus in the literature on social class and emotion is how class influences the indi-
vidual’s emotional responses to other people. Vigilant to the emotions of others, lower-class
people should prove to be better judges of others’ emotions, much as we saw in the tendencies
of low-power individuals. This hypothesis has received support in several studies. For example,
people from lower-class backgrounds, or individuals experimentally prompted to think of how
they are less well off than others, proved to be better judges of emotion from photographs of
facial expressions (Kraus, Côté, & Keltner, 2010). Lower-class people tend to be better judges
than upper-class people of their own friends’ negative emotions (Kraus et al., 2011).
As with power, these class-related differences give rise to the tendency for lower-class people,
as compared with upper-class individuals, to respond to others’ emotions empathically. In a study
of friendship, Michael Kraus and his colleagues found that over the course of several interactions,
the emotions of the lower-class friend came to resemble those of the upper-class friend, but this
pattern of empathic response was not observed in how the upper-class friend responded to the emo-
tions of the lower-class friend (Kraus et al., 2011). Lower-class people also respond with greater
compassion in terms of self-report and autonomic physiology (heart rate deceleration), to the suf-
fering of others (Stellar, Manzo, Kraus, & Keltner, 2012). The emotional lives of the rich and poor
do differ, in many different ways, from differences in positive emotion to empathetic tendencies.
Emotion and Group Dynamics
On the evening of April 6, 1994, a plane carrying President Juvenal Habyarimana of Rwanda, a
Hutu, was shot down near Kigali, Rwanda’s capital. The incident would fuel anti-Tutsi sentiment
among the majority Hutus. Shortly thereafter, in newspapers and on local radio stations, rumors
were spread about the disgusting habits of the Tutsis, whom they called cockroaches and insects.
Crowds of Hutus began congregating in the streets, dancing, chanting, and calling for the death
of Tutsi living in the country. In 100 days of genocidal rage that followed, one group of Hutus
would massacre approximately 800,000 Tutsis and moderate Hutus.
The study of this alarming event, and so many others in history, reveals how much of our
emotional life is attached to the groups we belong to, and how so often what is disturbing about
human groups and what is inspiring has to do with emotion (van Kleef & Fischer, 2016). One
of the first social scientists to make sense of our group-based sentiments was Emile Durkheim
(1972). He, like other sociologists who followed him (Collins, 2004), argued that much of our
sense of collective identity is found in our experience of collective emotions—“collective effer-
vescence” in Durkheim’s phrasing—in which our shared emotional experiences, in particular
during rituals oriented toward symbols and ideas associated with the group, lead to greater soli-
darity and cohesiveness in the group.
Grounded in these early arguments, emotion scientists differentiate between two classes of
emotions that are part of collective life. Group-based emotions are emotions we feel that are
related to actions of the groups that matter to us and are part of our group identity (Doojse et al.,
1998; Halperin et al., 2016; van Kleef & Fischer, 2016). Individuals will feel pride when their
country’s football team wins the world cup, joy at a political party’s election victory, and guilt
and shame at the moral transgressions of their country or group (Gavin, 2016). Guided by this
notion, political scientists have recently shown how group-based anxiety—for example, that felt
by working class Whites in the United States—drives political attitudes toward issues of immi-
gration, taxation, and government policy (Albertson & Gardarian, 2015).
A second kind of emotion related to our group life is collective emotions, emotional experi-
ences in group contexts. Whereas group-based emotions can be felt alone by the individual,
Emotions in social RElationships248
collective emotions are the emotions we feel when around other group members; Alone while
listening to your favorite musical artist you might feel joy; in a group at a concert appreciat-
ing the same music the emotion transforms, and you collectively feel a different kind of joy,
or perhaps what you might call ecstasy. In silent contemplation in meditation or prayer, you
might feel a quiet contentment; meditating together with people, the emotion again transforms
into a collective emotion, perhaps best described as collective joy, or ecstasy. Individual emo-
tions become collective emotions through emotion-related contagion, our capacity to mimic the
behavior nearby, and a cognitive process by which we infer that there is something that unites the
people present – a “we-ness”— that is part of the emotion. Guided by this distinction between
group-based and collective emotion, let’s look at how emotions are integral to our group identity
and social life.
Group and Collective Emotions
A central notion in the analysis of group-based emotions is that they are felt during rituals
and strengthen group solidarity. One emotion common to many collective rituals—religious
ceremonies, doing the wave at a sporting event, singing in unison at a concert— is awe (see
Box Novels and films: Harry Potter and the philosopher’s stone
In J.K. Rowling’s Harry Potter and the Philosopher’s Stone,
we meet Harry, a young wizard. His parents were killed by
the wicked Lord Voldemort, who vanished after trying to kill
Harry, with the attack leaving a distinctive scar on his fore-
head. Now Harry has been placed for safe-keeping with
relatives who are muggles (nonwizards), who neglect and
mistreat him. At the age of 11, he discovers he is famous
among wizards for having escaped Voldemort and that he
has been accepted at Hogwarts School for Witchcraft and
Wizardry, a boarding school, which is its own enclosed
world, with friends and adversaries.
As to emotions: under cover of a cloak of invisibility, Harry
is able to search the school library, where he finds the Mirror
of Erised. When Harry looks into it, he sees his parents. He
becomes addicted to this sight until he is rescued by the
school’s headmaster, Dumbledore, who explains that one
sees in the mirror whatever one most desires. Readers of
Understanding Emotions will know that this is Harry’s attach-
ment desire for his lost parents.
Emotional themes continue: so when Voldemort feels
emotions, Harry’s scar itches. Finally there is a confrontation
with Voldemort. Harry ends up in a hospital, where Dumb-
ledore tells him he survived Voldemort’s attack because his
mother sacrificed her life for him, and Voldemort could not
understand such love.
How do we explain the emotional power of the Harry
Potter books? As well as the attachment theme, part of the
answer is that it’s about identification with groups: wizards as
compared with muggles, good people such as ourselves as
compared with bad people, and as compared with outright
wicked people such as Voldemort (in stories outgroups are
often depicted as wicked). Gabriel and Young (2011) inves-
tigated this idea by asking people to read an extract either
from Harry Potter and the Philosopher’s Stone, or Stephanie
Meyer’s Twilight (which is about vampires). Readers were
given a test of implicit associations to “wizard” and “vam-
pire” words and were also asked explicit questions such as
“Do you think, if you tried really hard, you might be able to
make an object move just using the power of your mind?”
and “How sharp are your teeth?”
Gabriel and Young found that people who read the Harry
Potter excerpt took on characteristics of a wizard, and those
who read an excerpt from Twilight took on characteristics of
a vampire. Readers’ identification with wizards or vampires
put them in a good mood, and it prompted higher scores
on a life satisfaction scale. Such identification demonstrates
a basic need for connection. It can alleviate loneliness by
attaching people to a social group and can offer a rewarding
psychological identity.
Emotion and Group Dynamics 249
Figure 9.6). Awe is the feeling of being in the presence of vast things that you don’t immediately
understand (Keltner & Haidt, 2003). Empirical studies find that people in different cultures, such
as China and the United States, report that awe is most commonly triggered by other people who
represent the best qualities of their group and are admired and during collective action, such as
being at a political protest, being in the crowd at a rock concert, or cheering euphorically at a
sporting event (Bai et al., 2017; Gordon et al., 2016). The experience of awe is intertwined with
your group identity.
Relevant empirical studies find that awe triggers of awe trigger patterns of thought and
social behavior that make for more cohesive, strong groups. For example, studies show that
brief experiences of awe, triggered by watching awe-inspiring videos, lead people to be hum-
bler, to define the self in terms of group identities (e.g., I’m a student at this university; I am
a social activist) more so than individual preferences and to think of the self as smaller and
embedded in strong social networks (Bai et al., 2017; Darbor et al., 2016; Stellar et al., 2017;
Shiota et al., 2007). Awe leads the individual to be more aware of how he or she is integrated
into social collectives.
Not only does awe lead people to shift their attention from self-interest to the concerns of
the group, it also leads people to rely on collective belief systems to make sense of events in
the world. Humans have long created collective belief systems, most notably found in different
religions, that help explain what feels like the unexplainable—death, birth, random twists of
fate; in religious systems of thought, people make sense of these events by attributing them to a
God, or supernatural force that is an all knowing, or perhaps benevolent force (Mercier, Kramer,
& Shariff, 2017; Shariff & Norenzayan, 2007). And awe tends to promote the endorsement of
these collective belief systems (e.g., van Cappallen & Sargalou, 2014). For, example, Piercarlo
Valdesolo and Jesse Graham led people to experience awe by viewing expansive and awesome
nature scenery (e.g., from the BBC’s Planet Earth) (Valdesolo & Graham, 2014). While experi-
encing awe, participants were more likely to endorse the belief that supernatural forces, such as
god, have a causal impact on the events in their lives. In this line of research, brief experiences
of awe led people to believe that some kind of human agency was involved in the production of a
P
h
o
to
C
re
d
it
: 1
2
3
N
el
so
n
/S
h
u
tt
er
st
o
ck
FIGURE 9.6 Ceremonies and celebrations, as in this one in Taiwan, often evoke emotions such as
awe and joy that solidify group identity.
Emotions in social RElationships250
string of random numbers. Awe leads us to adopt collectively shared beliefs that explain the more
challenging events in life.
Group and Collective Emotion and Between-Group Conflict
The horror of the Rwandan genocide brings into sharp relief how readily group-based and col-
lective emotions can escalate group conflict. Historical analysis of many ethnically motivated
genocides of the twentieth century, including the Nazi Holocaust, killings of individuals for
being minorities by the Pol Pot regime in Cambodia between 1975 and 1979 (Kiernan, 2008),
and the 1995 massacre of Muslims in Srebrenica, Bosnia, by the Army of the Serbian Republic
(Leyesdorff, 2011), likewise find a prominent role of group and collective emotion as catalysts of
genocide. Positive emotional appeals to national pride are common in the propaganda and mass
communication that precede genocidal behavior. Within the group fears of being denounced by
acquaintances and terror of imprisonment and death for nonconformity set the stage for conform-
ing to violent actions against the outgroup (Evans, 2005; 2008; Larson, 2011).
Two emotions that have been a particular focus in analyses of conflict and violence between
groups are anger and disgust. What factors increase the likelihood of one group feeling rage and
anger toward another and thus being more likely to act aggressively? Diane Mackie and Eliot
Smith and their colleagues have offered an answer (Mackie et al., 2000; Mackie, Devos, & E. R.
Smith, 2000; Mackie & Smith, 2002; E. R. Smith, 1993; see also Dumont et al., 2003; Yzerbyt
et al., 2003). They have found that anger directed at the outgroup is more likely when group mem-
bers individually feel that their own group is strong as compared with the outgroup and when the
members are very identified with the group. And regrettably, incidental feelings of anger, once set
in motion, will increase prejudice and hatred toward outgroups (DeSteno et al., 2004).
Disgust is a clearly toxic emotion between groups and can fuel violence. Here, for instance, is
a description of the result of the Aztecs under Montezuma offering a gift of precious works of art
in gold and other materials, hoping to buy off the aggression of Cortez and the Spaniard invaders:
The Spaniards faces grinned: they were delighted, they were overjoyed. They snatched
up the gold like monkeys . . . They were swollen with greed; they were ravenous; they
hungered for that gold like wild pigs . . . They babbled in a barbarous language; every-
thing they said was in a savage tongue.
(Wright, 1992, p. 26)
While the Spaniards treated the Aztecs with contempt, the Aztecs, from whose eye-witness
reports this is taken, observed the Spaniards’ behavior with disgust. They viewed those alien
others as behaving not as people but as animals. This tendency to respond to other groups with
disgust is common during periods of rising violence between groups. Groups in conflict will
dehumanize one another with references to each other as disgusting rats or vermin. These feel-
ings of disgust set the stage for laws—such as the anti-Semitic laws of the Nazis—that limit
contact across group boundaries and set the stage for violence.
Early in the study of disgust, Paul Rozin and his colleagues proposed that disgust, though origi-
nally derived from taste, often extends from protecting the body from disease, to protection against
contamination of all kinds, to anything that might harm our soul, or the social order (Rozin, Haidt,
McCauley, 1993). This extends to others groups: people can feel disgusted with other groups and
be guided by the irrational belief that contact renders one’s own group contaminated and less pure.
Emotion and Group Dynamics 251
Guided by these claims, recent work has documented that disgust is a powerful engine of
prejudices toward outgroups. For example, people who report a trait-like tendency to experience
high levels of disgust also report high levels of dislike for groups and in particular homosexuals
(Inbar et al., 2009, 2016; Tapias et al., 2007). Yoel Inbar and his colleagues have led people to
experience disgust by spraying nearby trash cans with a foul odor. Smelling a disgusting scent
led participants to express negative attitudes toward gays (Inbar et al., 2012). Disgust can amplify
prejudicial feelings: us-versus-them propensities.
Infrahumanization
The tendency to think of one’s own group as superior compared to other groups is what many
believe to be a human universal (Brewer, 1984; Brown, 1991). Moral philosopher Joshua
Greene argues that this kind of in-group versus out-group sentiment is one of the greatest
challenges to peace and stability that the human species faces. This us-versus-them thinking
extends to the realm of emotion, as evident in studies of infrahumanization (Cortes, Demou-
lin, Rodriguez, Rodriguez, & Leyens, 2005). Infrahumanization is the tendency for ingroup
members to attribute animal-like qualities to outgroup members—that is, to deny them full
human attributes. Emotions play a critical role in infrahumanization. In many different parts
of the world, group members assume that their own group is more likely than outgroup mem-
bers to experience more complex, sophisticated emotions such as pride or sympathy (Cortes
et al., 2005). These more complex emotions involve more uniquely human cognitive capac-
ities—a sense of self, taking others’ perspectives, empathy—and are especially important in
the value group members attach to their own identity (and by implication, how they might
devalue other identities). By contrast, group members attribute similar levels of more basic
emotions, such as anger or disgust, to their own group and different outgroups. For example,
as one recent example, Agneta Fischer and her colleagues presented European participants
with photos of Europeans and Arabs displaying embarrassment (Fischer et al, 2017). In keep-
ing with the idea of infrahumanization, European participants attributed embarrassment to the
expressions of fellow Europeans, but disinterest to the same emotional behavior expressed by
Arab individuals.
Emotional Processes That Improve Group Relations
Much as emotions can readily accelerate divisions and violence between groups, emotional pro-
cesses can also improve relations between groups. For example, friendships across group bound-
aries have been found to reduce the negative emotions that escalate tensions between people from
different groups (Page-Gould & Mendoza-Denton, 2011).
Another solution to conflict between groups is one that we have seen is powerful in intimate
relations and families: forgiveness, which has its roots in the reconciliation processes nonhuman
primates so routinely engage in to maintain peaceful communities. We saw earlier that forgive-
ness is important to marriages and family intimacy. Forgiveness has been a central process to
repairing relations between groups in conflict. In South Africa, after the end of apartheid, the
Truth and Reconciliation Commission set out to bring white perpetrators of violence face to
face with their black victims, with the intention of promoting forgiveness. In informal “truth and
reconciliation” gatherings in Rwandan villages, Hutu perpetrators apologized to relatives of their
victims, who were given a public arena to air their rage and sense of injustice. Today, although
tensions persist, levels of aggression between the Hutus and Tutsis are low.
Emotions in social RElationships252
Emotional Intelligence
We began this chapter with the story of Tim Page, the music critic who has struggled in personal
relationships because of living with high functioning autism. We have seen through this chapter
how important the expression and experience of different emotions are to intimate relations,
friendships, hierarchical relationships, and even dynamics between groups. Emotions are a gram-
mar of human relationships.
Is there a general concept that might capture the importance of emotion in relationships?
Peter Salovey, John Mayer, and Marc Brackett think so, and in an important development, they
have outlined the concept of emotional intelligence (Brackett et al., 2008; Mayer, Caruso &
Salovey, 2016; Salovey & Mayer, 1990). Their argument is that just as people vary in terms of
the verbal, quantitative, analytic, or artistic intelligence, they likewise vary in terms of their
emotional intelligence.
Salovey and Mayer (1990) and Salovey, Caruso, and Mayer (2016) proposed that emotional
intelligence involves four different skills. First, it involves an ability to be accurate in perceiving
others’ emotions, through the careful reading of others’ facial expressions, vocalizations, and
posture and gesture. One way to think about the effects of power on emotion, then, is that in peo-
ple who occupy positions of high power, this first component of emotional intelligence is com-
promised. Second, emotional intelligence involves an ability to understand one’s own emotions,
a skill that is compromised, for example, by particular kinds of brain damage (see Chapter 7).
Third, emotional intelligence involves an ability to use current emotions to help thinking, for
instance in making decisions, which we describe in Chapter 10. Fourth, emotional intelligence
includes the ability to manage one’s emotions in ways that are fitting to the current situation:
emotion regulation (discussed in Chapter 7).
Given the arguments of this section, one would expect those who score high on emotional
intelligence to fare better in their relationships. Several studies show this to be true (Brackett
et al., 2008). For example, five-year-old children who scored higher on emotional intelligence
were better adjusted socially three years later. Adolescents who scored higher on emotional intel-
ligence reported having more friends and better social support. Young adults who scored higher
on emotional intelligence had more constructive and cooperative interactions with their romantic
partners. Later in life, adults who scored higher on emotional intelligence enjoyed greater respect
and rank at work and were perceived to be better workplace citizens. Emotional intelligence,
then, benefits the four kinds of relationships we have considered in this chapter: intimate bonds,
friendships, hierarchical relations, and relations with other group members.
S U M M A R Y
This chapter concentrated on a central theme in this book: that
emotions are social. We began by suggesting that there are two
ways to think about the social nature of emotions: Emotions can
structure social relationships; and emotional responses are shaped
by relationships we are in. Within intimate relationships shaped by
attachment goals, we looked at how desire and love help create inti-
mate bonds and how negative emotional processes (e.g., contempt)
and positive emotional processes (e.g., forgiveness) contribute to
the quality of the marital bond. In friendships defined by the goal
of affiliation, gratitude, mimicry, and social support are ingredi-
ents for good friendships and the broader sense of being socially
connected. In hierarchical relationships, emotional displays are
one means by which we negotiate positions of rank, and our posi-
tion of power and social class influences the emotions we feel and
our capacity to empathize with others. Finally, we discussed how
emotional processes bind us to groups, and how ingroup–outgroup
dynamics are shaped by emotion, by feelings of rage and disgust
and infrahumanization, but also how these can be moderated by
the tendency to forgive. Putting these findings together, Emotional
Intelligence, defined by four skills, proves to enhance many kinds
of relationships.
253Further Reading
T O T H I N K A B O U T A N D D I S C U S S
1. Consider yourself and someone you know well. How do you
and this other person negotiate emotional transitions between
sexual attraction and commitment?
2. Think of the different social hierarchies among people you
know: perhaps of intelligence, fashion sense, sporting abil-
ity, money, success with romantic partners, confidence when
speaking. Which hierarchies are important to you? How do
your emotions affect and respond to your movements up and
down these hierarchies?
3. With what social group or groups are you most identified? Per-
haps you are a feminist, a keen member of your university or
college, a supporter of a sports team? What feelings do you
have of belonging, and what feelings do you have toward peo-
ple who are not members of your group?
F U R T H E R R E A D I N G
Inbar, Y., Westgate, E. C., Pizarro D. A., & Nosek, B. A. (2016). Can a
naturally occurring pathogen threat change social attitudes? Evalua-
tions of gay men and lesbians during the 2014 Ebola epidemic. Social
Psychological and Personality Science, 7, 420–427.
Crawford, J., Inbar, Y., & Maloney, V. (2014). Disgust sensitivity
selectively predicts attitudes toward groups that threaten (or uphold)
traditional sexual morality. Personality and Individual Differences, 70,
218–223.
For an excellent review of research on emotions in social life:
Tiedens L. and Leach C. (Eds.) (2004). The social life of emotions. New
York: Cambridge University Press.
Among the best single-authored works on love is a book by an anthropologist:
Fisher H. (1992). Anatomy of love. New York: Norton.
For an overview of how emotions are social:
Van Kleef, G. A. (2016). The interpersonal dynamics of emotion: Toward
an integrative theory of emotions as social information. Cambridge:
Cambridge University Press.
A fascinating account of an American family witnessing the changes that
took place in Germany after the Nazis had come to power.
Larson E. (2011). In the garden of the beasts: Love, terror, and an
American family in Hitler’s Berlin. New York: Crown.
254
10 Emotions and Thinking
The heart has its reasons of which reason knows
nothing.
Blaise Pascal, Pensées, iv
�
om
as
F
ish
er
R
ar
e B
oo
k
Li
br
ar
y,
Un
iv
er
sit
y o
f T
or
on
to
FIGURE 10.0 Reason, advised by Divine Grace,
holds the Passions, Feare, Despaire, Choler, and
others in chains. The caption starts: “Passions
araing’d by Reason here you see/As she’s Advis’d by
Grace Divine. . . .” From Senault (1671).
CONTENTS
Passion and Reason
Emotions Prioritize Thoughts, Goals, and Actions
Emotion and Mood in Economic Behavior
The Ultimatum Game
Classical Economics
Affect Infusion, and Affect as Information
Styles of Processing
Effects of Moods and Emotions on Cognitive Functioning
Perceptual Effects
Attentional Effects
Effects on Remembering
Emotion-Related Biases in Memory
Eyewitness Testimony
Persuasion
Morality
Intuitions and Principles
Cooperation
Emotions and the Law
Obligations of Society
Dispassionate Judgments?
Summary
To Think About and Discuss
Further Reading
Passion and Reason 255
On July 2, 1860, Eadweard Muybridge, a founding figure in photography, boarded a stagecoach
for St. Louis, where he was to catch a train and make his way to Europe to buy rare books for
his San Francisco bookstore. In northeastern Texas, the driver of the stagecoach lost control of
the horses, and the coach careened down a mountainside. In the crash, Muybridge was thrown
headfirst into a tree. Miraculously, he survived and, although he suffered serious brain damage,
he made the trip to England, where he spent six vague years recuperating.
Muybridge returned to California in 1866, but he was not the same. His photography had an
eerily risky and often obsessive quality. He would take thousands of photographs of animals in
motion. He took hundreds of photos of himself, often naked, with his characteristic furrowed
brow glaring into the camera.
In 1872, Muybridge married Flora Shallcross Stone, 21 years his junior. Not long after the
wedding, while Muybridge was away on assignment, Flora had an affair with a dashing young
man, Harry Larkyns, with whom she had a baby. At an acquaintance’s house, Muybridge saw a
photo of the baby he thought was his, and casually looked at the back of the photo. On it were
written the words “Little Harry.” The acquaintance confirmed Muybridge’s suspicion that the
baby was not his.
Muybridge went to the ranch in Calistoga, California, where Larkyns worked. He greeted the
man by saying: “I am Muybridge, and this is a message from my wife.” He raised a Smith &
Wesson six-shooter and killed Larkyns.
At Muybridge’s highly publicized trial, witnesses spoke of how different he seemed upon his
return from England. Silas Selleck, a friend and fellow photographer, observed: “After his return
from Europe he was very eccentric, and so very unlike his way before going.” M. Gray noted
that before the accident Muybridge was “much less irritable than after his return; was much more
careless in dress after his return.”
Passion and Reason
Eadweard Muybridge’s orbitofrontal cortex had been damaged. In Chapters 1 and 5, we referred
to Antonio Damasio’s (1994) work with people who suffered a similar damage, with effects on
their emotions and social lives. Here we extend that line of thought. Without a functioning orbito-
frontal cortex and the social emotions that this brain area is involved in processing, people lack
social judgment; their decision-making is askew. It isn’t that on the one hand there is rationality
and on the other hand there is emotion. Without social emotions, these brain-damaged people
become no longer rational. We see Muybridge’s shooting of Larkyns as driven by jealousy.
We can understand jealousy and may have suffered it ourselves. In Muybridge’s case, how-
ever, the jealousy was so magnified, so unaffected by other emotions—love for the child he had
thought was his son, who was innocent of the events that upset Muybridge, compassion for his
victim, fear of consequences for himself—that the jealousy seemed to have grown larger than the
man himself. For us to be functioning members of society, our emotions need to be in working
order in relation to each other so that they may guide our reasoning and action wisely.
A striking quality of emotions is how they influence reasoning. Jean-Paul Sartre (1962)
referred to this as magical transformation. This is reflected in aphorisms about effects of emo-
tion upon how we may see the world through “jaundiced eyes” or “rose-colored glasses.” When
angry, afraid, euphoric, or in love, each emotion invokes its own world though seldom, perhaps,
as completely as jealousy did for Eadweard Muybridge. Usually, it’s more temporary, but con-
vincing at the time. Each emotion is its own lens through which we view the world. We are aware
of particular themes or events. We recall particular experiences from our past. We envision a
certain future.
Emotions and thinking256
In the Western philosophical tradition, emotions have often been regarded with suspicion. The
position taken by the ethical philosophers of the third century bce, the Epicureans and Stoics,
was that to lead a good life, emotions should be extirpated (Nussbaum, 1994). If Epicureans or
Stoics heard about Muybridge’s jealousy, they would say: “There, you see!” Drawing on this
skepticism, many philosophers have assumed that the emotions are unsophisticated, primitive
ways of perceiving the world. The implication is that human society is better off when the more
primitive passions are reined in by rational thought. Have a look, for instance, at Figure 10.0 at
the head of this chapter. A rare exception was the eighteenth-century philosopher, David Hume
(1749–1740/1972), who contended in a famous statement that, “Reason is and ought only to be
the slave of the passions.”
What do we mean when we ask whether emotions can be rational? A first meaning has to
do with whether beliefs and appraisals that support our emotions correspond to events in the
world? Most often our emotions meet this criterion of rationality. The literature on appraisal
(see Chapter 6) suggests that emotions are often products of complex beliefs about events in the
world. A good way of thinking about this is that emotions are locally rational (Levy, 1985); they
are rational in relation to certain concerns, but they are not globally rational because they may
exclude consideration of other concerns.
A second meaning of rationality concerns whether emotions help individuals function in the
social world. We think of rational human beings as those who navigate their environment effec-
tively. Delusional beliefs of grandiosity (overweening pride) or paranoia (pervasive fear) are
irrational in this sense. They make it difficult for a person to be reliable in society. A central
assumption of this book is that emotions in many contexts are rational in that they help people
respond adaptively to the environment. This is certainly not true all the time, as we shall see in
Chapters 12 and 13, but many, if not most, occurrences of emotion help people act adaptively.
A third meaning is relevant to this chapter. Do emotions guide perception, thinking, attention,
memory, and judgment, in organized and constructive ways? Or do they interfere with these
processes? Certain extreme levels of emotion can get the better of us. Extreme anger may pre-
vent us from perceiving cooperative gestures of an ideological opponent or romantic partner. Yet
research over the last 50 years indicates that emotions give us information, structure perception,
direct attention, give preferential access to certain memories, and bias judgment in ways that
generally help people and are valuable to our humanity (Huntinger, Isbell, & Clore, 2014; Forgas,
2014; Keltner & Horberg, 2015; Lerner et al., 2015).
Emotions Prioritize Thoughts, Goals, and Actions
The notion that emotions guide cognitive processes in an adaptive fashion emerged within a
movement known as cognitive science, which matured in the 1960s and included among its
methods the construction of mind-like processes in computers. The question is this: If you had to
design a mind, what problems would you have to consider and what principles would you need
to embody?
Nobel Prize Laureate Herbert Simon (1967) argued that emotions would be necessary in any
intelligent being; a human, a Martian, or an intelligent computer. Emotions, Simon continues, are
a solution to a general problem: they set priorities among the many different goals and concerns
that individuals have at any moment.
This need for some sort of interrupt and prioritization process emerges in complex organisms
like humans (De Sousa, 1987; Oatley, 1992). In very simple animals, behavior is controlled
by reflexes. Consider the female tick (Von Uexküll, 1934). After mating, she climbs a tree and
hangs at the end of a lower twig. When she detects the chemical, butyric acid, she lets go.
Because tiny quantities of butyric acid are released into the air by mammals, this gives a fair
Emotions Prioritize Thoughts, Goals, and Actions 257
probability of falling onto the back of an animal such as a browsing deer. If the tick lands on a
mammal’s back, warm temperature causes the tick to burrow through the fur toward the warmth.
When she reaches the mammal’s skin, another stimulus triggers burrowing into it, to suck the
mammal’s blood, which will be necessary for laying her eggs. In the simple world of the female
tick, the perceptual system is tuned to just a few events. In the tick’s world, there is no need for
emotions.
Now imagine a being at the other end of the scale of complexity, one vastly more intelligent
than ourselves, perhaps a god. A god is often conceived of as omniscient and omnipotent or,
as a cognitive scientist might say, having a perfect model of the universe and no limitations of
resources. Such a being could predict the results of its every action. Again there is no need for
emotions. Everything would be known, everything anticipated.
We humans are somewhere in between ticks and gods. Our world is complex and we act with
purposes. But our actions sometimes produce effects we don’t anticipate. We have limitations of
knowledge and resources. Sometimes we need encouragement to continue what we are doing.
Sometimes events occur—small successes, losses, frustrations, threats—for which we have no
ready-prepared response and which may make it better to switch goals or change plans. Such
events occur when we don’t know enough to be certain what to do next. They are signaled by
emotion, which don’t tell us exactly what to do next, but they do prompt us. Each one creates
an urge, a readiness to act in a certain direction or in a range of ways that, on average during the
course of evolution and our own development, have been better either than acting randomly or
than becoming lost in thought trying to calculate the best possible action.
The notion that emotions occur because we can’t ever know enough was a focus of classical
Greek dramas, of some of Aristotle’s work, and of much of Freud’s. What became new in the era
of cognitive science was the idea of just how important emotions (or something like them) are for
any complex being that has several motives and that operates in a complex world. Emotions help
guide action in a world that is always imperfectly known and that can never be fully controlled.
It is not so much that emotions are irrational, but rather that individuals cannot have fully rational
solutions to many of the problems of life. Emotions are bridges toward rationality.
In elaborating this view, Oatley and Johnson-Laird (1987, 2011) proposed that emotions
involve two different kinds of signaling in the nervous system. One kind occurs automatically
and derives from primary appraisal. In evolutionary terms, it is simple and carries no specific
information about objects in the environment. It sets the brain into a particular mode of organi-
zation, or readiness. It gives a priority, and urge to act, prompted by an emotion such as joy,
anger, sadness, or fear. It has the phenomenological feeling tone of an emotion but no other con-
tent. It is an urge toward the kind of thing to do next, joy to continue what we are doing, anger to
contend with another, and so on. It is significant that phenomena of emotional priming, in which
stimuli are shown subliminally to participants in experiments, operate at this automatic, uncon-
scious level (Schooler et al., 2015; Winkielman, Zajonc, & Schwarz, 1997), and are resistant to
attributional interventions.
The second kind of signal derives from secondary appraisal. It is informational. The infor-
mation it carries enables us to make mental models of the events, their possible causes and their
implications for future action. On the basis of these two kinds of signal, we act in accordance
both with how we feel and with what we know.
Normally, the organizational and informational signals occur together to produce an emo-
tional feeling with a consciously known cause and object. But the two kinds of signal can be
dissociated. According to Oatley and Johnson-Laird (1996), the dissociation accounts for why
we can sometimes have emotions that are free-floating, and how psychoactive drugs such as
tranquillizers can change our emotional state without doing anything to events of the world. It is
also how we can know about some events in the world without caring about them. Figure 10.1
is a diagram of the two kinds of signal.
Emotions and thinking258
To illustrate the organizational and informational aspects of an emotion, consider fear. In
humans, the organizational part interrupts ongoing action. It makes ready physiological mecha-
nisms and actions for freezing, flight, or for defensive fight, and urges us toward action of one of
these kinds. It directs attention to the environment for any sign of danger or safety, and it induces
checking on the results of actions just completed. In this mode, we can think of the brain’s
resources as marshaled into a combination of forms of action readiness to respond to danger.
The emotion is a turning-on of this mode of organization. Moods are based on the same organi-
zational signals, but they maintain the brain in a certain mode despite events that might tend to
switch it into some other mode. The informational part of fear is about what we are frightened of.
Sometimes this can be insubstantial.
FIGURE 10.1 Modules of the brain and different kinds of messages that pass among them (to
illustrate Oatley & Johnson-Laird’s, 1987, theory). In (a) the signals are informational and travel along
particular pathways. In (b) an emotion-control signal spreads diffusely from one module (2.3), turning
some other modules on and some off, thereby setting the system into a distinctive mode. Normally, in
(c), these two kinds of signals occur together.
Emotion and Mood in Economic Behavior 259
Emotion and Mood in Economic Behavior
In this section, we look at the role of emotions and moods in activities that are thought to be
entirely rational: economic decision-making. We do this at the individual level and then at the
group level of economic policies in communities and nations.
The Ultimatum Game
In the Ultimatum Game, there are two players: a proposer who offers to share a sum of money
(provided by the experimenter) in a certain proportion, and a responder who decides to accept
or reject the offer. If the responder decides to accept, the money is shared in the proportion
proposed. If the responder rejects the offer, neither proposer nor responder gets anything. When
proposers offer to share the money equally, such offers are typically seen as fair and are accepted.
But contrary to conventional economic theory, when shares of money offered are in the propor-
tions 7 to 3, 8 to 2, or 9 to 1 in the proposer’s favor, responders are usually upset at their unfair-
ness and they reject them.
This behavior is often labeled irrational, because the responder fails to get any money. It is
thought that this occurs for emotional reasons. Osmi and Ohira (2009) found that, in comparison
with effects of offers that would be accepted, offers that would be rejected slowed down the
responders’ heart rate: the more unfair the offer, the more the heart slowed. Gospic et al. (2011)
monitored responders’ brains in an fMRI machine as they played this game. They found that
unfair offers that were rejected activated the amygdala, suggesting that such behavior triggered
a basic concern over fairness, and which the researchers labeled as aggressive. They found, too,
that giving responders a benzodiazepine drug, which has a calming effect of the neurotransmitter
GABA, decreased their rejection rate of unfair offers from 37.6 to 19; this decrease was associ-
ated with decreased amygdala activation.
Harlé and Sanfey (2010) found that rejections of unfair offers in this game were usually
prompted by emotions of withdrawal such as disgust, more so than by emotions of approach
such as anger. The idea of deservingness (Feather, 2007) has become important; emotions affect
our sense of who deserves what. In five experiments, Forgas (2016) found that in the Ultima-
tum Game and similar games, when positive emotions such as happiness were induced, selfish
decisions were more likely to be made, whereas when negative emotions such as sadness were
induced, these were more likely to result in unselfish decisions.
Classical Economics
An interesting conjunction of an academic discipline with an emotion term is that of economics
as the “dismal science.” As Thompson (2013) explains, the term was coined by the philosopher
Thomas Carlyle, and is widely thought to derive from the proposal of Thomas Malthus that popu-
lation growth always outstrips provision of resources and thereby sentences humanity to misery.
(Malthus was a major influence on Darwin in his thinking about evolution.) But as Thompson
points out, really Carlyle was writing about slavery: to dismiss its economics as “dreary, desolate,
and indeed quite abject … a dismal science.”
Economics is the science of how to provide means for us human beings to feed and clothe
and shelter ourselves, and enable us to do other things that we find important. Is there reason to
think of it, generally, as dismal? There may be. Frank, Gilovich, and Regan (1973) looked at how
economics starts by assuming that we human beings act in narrow self-interest (see also Frank,
1988). Frank et al. found that people who took a degree in economics became more likely to act
in self-interested ways. Dismal?
Emotions and thinking260
In the opening chapter of the book you are reading, we introduced Tania Singer, with her
finding that certain brain areas that are activated when we feel pain are also activated when we
know a loved one is in pain (Singer et al., 2004). In a paper that extended Singer et al.’s result,
Beckes et al. (2013) reported on a study of people in an fMRI machine when they, or a friend, or
a stranger, were threatened with an electric shock. Areas of the brain that were activated when
participants were threatened were almost identical to areas that were activated when the friend
was threatened, but not when the stranger was threatened. Beckes et al. write that, “from the per-
spective of the brain, our friends and loved ones are indeed part of who we are.”
From results of this kind Singer (2015) has argued that “Research in the fields of psychology
and neuroscience shows beyond doubt that the assumptions about human nature that underpin
mainstream economic models are simply wrong.” Of course, says Singer, we humans are self-
ish. Sometimes we can be very selfish. But to say that economic activity is guided only by
self-interest is to mistake the part for the whole (see also Tamarit & Sanchez, 2016). Research
in psychology and neuroscience has demonstrated that other people are important to us, parts of
our very being. Recall what you learned in Chapter 7, that dopamine-rich centers of the ventral
striatum are activated not only when we experience pleasure, but when we cooperate and share
resources with others. With more empathy and compassion for others, we humans could become
more cooperative, more responsible, and reduce forms of social harm, such as poverty (1 in 5
children in the United States live in poverty). “If we are to address some of our most pressing
global problems, such as climate change and inequality,” says Singer, “we need to devise new
economic models that accommodate the real complexity of human nature.”
Affect Infusion, and Affect as Information
How do emotions guide thought processes, perception, remembering, attention, and so on? How,
for example, does fear shift your judgment, for example, of what risks you are vulnerable to in
the course of life? And how do we think when we are feeling joyful or proud?
Eich and Macaulay (2000) have concluded that effects which can be influenced by particular
moods such as happiness, sadness, or anxiety, are salient in memory and perception, but these
effects also depend on the tasks, and on who the participants are. So as Eich, Macaulay, and Ryan
(1994) put it:
Two individuals—one happy, the other sad—are shown say, a rose and asked to identify
and describe what they see. Both individuals are apt to say much the same thing and to
encode the rose event in the same manner. After all, and with all due respect to Gertrude
Stein, a rose, is a rose is a rose … memory for the rose event will probably not appear
to be mood dependent under these circumstances. Now imagine a different situation.
Instead of identifying and describing the rose the subjects are asked to recall a specific
episode, from any time in their personal past, that the object calls to mind (p. 213).
When people recall an autobiographical event, Eich and his colleagues found that mood effects
occur, but they vary because people’s experiences are different (Miranda & Kihlstrom, 2005).
In Joseph Forgas’s Affect Infusion model (Forgas, 1995; 2014), emotions or extended moods
infuse into a cognitive task, to influence judgment, particularly if the task is complex. In a study
of reasoning from syllogisms, Goel and Vartanian (2011) found that negative emotions could
induce people to pay more attention to the problem as stated and draw conclusions in a way that
their prior beliefs did not affect their reasoning. In an extension of the affect infusion model,
Lowry et al. (2014) found that when people visit a new website, if the site works well for them, a
positive mood occurs, and this enhances trust in the vendor whose site is visited.
Affect Infusion, and Affect as Information 261
A related approach, proposed by Gerald Clore, is of affect as information (Clore & Palmer,
2009; Huntsinger, Isbell, & Clore, 2014). In this perspective, emotions themselves can be inform-
ative. The account rests on two assumptions. The first is that emotions provide us with a signal.
For example, anger can signal that an injustice has occurred and something needs to be changed.
A second assumption is that many of our judgments are too complex to enable us to review all
the relevant evidence (see the point raised by Simon, 1967, discussed earlier in this chapter). For
instance, to say how satisfied you are with your political leader you might think about environ-
mental policy, the state of health care, inequality of income, global warming, and whether the
leader is living up to her or his campaign promises. It is almost impossible to know enough to
provide a thorough judgment. Given the complexity of so many judgments, we often rely on a
simpler assessment based on our current feelings. In evaluating a leader, we might just think:
“How do I feel about this person?” Only seldom can human beings act with full rationality, and
think through all the relevant evidence. Emotions are heuristics, guesses that often work better
than chance (Polya, 1957): shortcuts to making judgments or taking action.
One test of this affect-as-information perspective was by Schwarz and Clore (1983), who
studied effects of bright sunny days and gloomy overcast days on people’s emotional lives. They
telephoned people in Illinois either on a cloudy or on a sunny day and asked them: “All things
considered, how satisfied or dissatisfied are you with your life as a whole these days?” In one
condition, participants were simply asked this question. In a second condition, participants were
first asked: “How’s the weather down there?” and only then asked the question about life satisfac-
tion. Schwarz and Clore predicted that only those participants who had not been asked about the
weather would use their current feelings as heuristics. As you can see from Figure 10.2, people
tended to use their emotions as heuristics in making judgments, but not when they attributed
those feelings to another source.
In 1992, Clore wrote: “The most reliable phenomenon in the cognition-emotion domain is the
effect of mood on evaluative judgment” (p. 134); a mood acquired in one situation can affect a
judgment made about something entirely different.
A striking study of this effect was by Dutton & Aron (1974): one of the most imaginative studies
in psychology. The researchers recruited young male passers-by who were not accompanied by a
female, who crossed the Capilano suspension bridge (near Vancouver, Canada). This bridge is 450
feet long and has cables that act as handrails. One walks alone on boards suspended from the cables,
see Figure 10.3. The whole bridge rocks and sways alarmingly, so one fears one will fall 200 feet
Li
fe
s
at
is
fa
ct
io
n
8
7
6
5
4
3
2
1
0
6.57
4.58
Attribute emotion to
weather
No attribution
Sunny weather
Overcast day
6.79 6.716.57
4.58
6.79 6.71
FIGURE 10.2 People say they are more satisfied with their life on sunny than on overcast days,
except when they are explicitly asked to think about the weather (adapted from Schwarz & Clore, 1983).
Emotions and thinking262
to the rocks and rapids of the Capilano River below. The comparison group was of young men who
crossed a fixed cedar bridge further upstream that is firm, wide, and only 10 feet above the river. At
the other side of each bridge, each man was met either by a young woman or by a young man, who
asked them to take part in a study she or he was conducting for a psychology class on the subject of
scenic attractions. Participants were asked to fill out a short questionnaire and look at an ambiguous
picture of a young woman covering her face with one hand and reaching out with the other. After
the man had completed the questions, the interviewer wrote her or his phone number on a piece of
paper, gave it to the participant, and asked him to phone if he wanted to talk further.
Sexual imagery in response to the ambiguous picture shown to the men who had crossed the
high suspension bridge and were met by the female interviewer was significantly higher than that
of men who crossed the low bridge or who were met at either bridge by the male interviewer. Not
only that, but many more phone calls to the female interviewer were made by men who crossed
the high bridge than by those who crossed the low bridge. Dutton and Aron also reported a sec-
ond field study and a laboratory experiment to show that the correct explanation of the effect was
that anxious excitement had transformed to sexual attraction.
M
a
rk
u
s
S
äy
n
ev
ir
ta
/h
tt
p
s:
//
en
.w
ik
ip
ed
ia
.o
rg
/w
ik
i/
C
a
p
il
a
n
o
_
S
u
sp
en
si
o
n
_
B
ri
d
g
e,
C
C
B
Y
-S
A
4
.0
FIGURE 10.3 Capilano Suspension Bridge. Photo Markus Säynevirta; acknowledgment by e-mail
would be greatly appreciated. Wikipedia, Creative Commons License.
https://en.wikipedia.org/wiki/Capilano_Suspension_Bridge, CC BY-SA 4.0
Styles of Processing 263
When in a positive or negative emotional state, feelings are likely to affect judgments, even
when the objects being judged have no relation to the cause of the emotion. Positive and negative
moods have been shown to influence a wide array of judgments, which include evaluations of
consumer items (Isen, Shalker, Clark, & Karp, 1978), political leaders (Forgas & Moylan, 1987;
Keltner, Locke, & Audrain, 1993), and evaluations of losses and gains (Ketelaar, 2004, 2005). In
more recent work in keeping with this theme, Elizabeth Phelps and her colleagues exposed some
people to a physiological stressor—they had to keep their arm submerged in freezing water for
three minutes (Kubota et al., 2014). These participants showed a subsequent spike in the stress
hormone cortisol, and evaluated other people portrayed in written scenarios more negatively, and
were less aware of how situational factors might shape their behavior. Negative emotions lead us
to look upon others through a more cynical lens.
Do current moods and emotions affect judgments of the future? Indeed they do. Negative
moods lead people to view the future pessimistically, whereas positive moods lead people to
look at the future optimistically. Johnson and Tversky (1983) had participants read newspaper
accounts about the death of a young man, which induced a negative mood. People in a negative
mood (for instance, sad) judged negative life events in the future, like contracting a disease, to be
more likely than people feeling a positive mood (such as feeling happy).
Different emotions are associated with more specific strains of pessimism or optimism. For
example, Keltner, Ellsworth, and Edwards (1993) asked whether people feeling angry or sad
would judge different events to be more likely in their future. They reasoned that angry people,
attuned to the blameworthy actions of others, would judge unfair acts caused by others to be
frequent in the future. In contrast, sad people, attuned to situational causes of negative outcomes,
should judge negative life events caused by situational factors as more likely.
To test this hypothesis, they asked angry or sad participants to estimate the likelihood of dif-
ferent events, some of which were caused by other people (a pilot’s error causes a friend to die in
a plane crash) and some caused by situational factors (icy roads cause a car accident). Consistent
with expectation, angry people judged the negative life events caused by other people to be more
likely than sad people, who judged the events caused by situational factors to be more likely.
In similar work, DeSteno and colleagues (2000) asked people feeling anger or sadness to esti-
mate the likelihood of “sad” events (of 60,000 orphans in Romania, how many will be malnour-
ished) and “angry” or unfair events (of 20,000 violent criminals put on trial in the upcoming year,
how many will be acquitted because of legal technicalities). Whereas sad participants judged the
sadness-inducing events to be more likely, angry participants judged the anger-inducing events to
be more likely. In similar work, fearful individuals have been shown to have heightened estimates
that risky, dangerous events will be part of their future (Lerner & Keltner, 2001). For similar rea-
sons, guilt amplifies the personal sense of control, and can lead to more risky action (Kouchaki,
Oveis, & Gino, 2014).
The theory of affect as information helps us understand social interactions (Clore & Huntsinger,
2007; Huntsinger, Isbell, & Clore, 2014). With others, we carefully choose our actions and what
we say to maintain a tone that is compatible with our identity and our role; our emotion supplies
information that enables us to act in this identity-supporting fashion.
Styles of Processing
An emotion or mood can promote a style of processing. When you feel guilty or angry, grateful
or enthusiastic, you engage in a different form of reasoning, of weighing evidence, and of draw-
ing conclusions than you might when you are feeling something different.
A prominent theme to emerge in cognitive psychology in the last 20 years is that when it
comes to thinking, reasoning, and making decisions, two types of system are at work: System 1
Emotions and thinking264
and System 2. This idea was developed by Keith Stanovich (2004) and Daniel Kahneman (2011).
System 1 is fast, involuntary, and based on heuristics. Here is a question. Please answer it as fast
as you can: “What do cows drink?” For most of us the answer that comes to mind is “milk.” It’s
triggered by the association of the words “cows” and “drink.” This is System 1 at work. But if
we go at it more slowly and deliberatively, System 2 starts up and we may think something like:
“Milk, perhaps. Well ... some cows—calves actually—drink milk, but in the ordinary way I sup-
pose cows must drink water.” Both systems are good for particular kinds of problem.
In Thinking Fast and Slow, Kahneman (2011) describes research with his longtime friend and
collaborator Amos Tversky in which they showed that when people are asked to do problems that
require deliberative thinking, the heuristic response often gets in first. Although the deliberative
System 2 is capable of overriding System 1, it is often effortful, and even a bit lazy. Our prefer-
ence is often for System 1 to make decisions.
Given these distinctions, we might ask: Which emotions are associated with heuristic thought
based on System 1, and which are more likely to engage the deliberative System 2? The answer is
that that positive moods tend to facilitate use of heuristic rather than deliberative thinking. Anxious
moods facilitate deliberative thought and careful attention to details (Bless, Schwarz, & Wieland,
1996; Lambert et al., 1997). It’s probably a good idea to be anxious when doing one’s income taxes!
But there are differences among negative emotions. If people feel sad, they are less likely to rely
on stereotypes than if they feel angry when they make social judgments of others (Bodenhausen,
Sheppard, & Kramer, 1994; see also Forgas, 2013).
Positive moods can, however, prompt us to think in more flexible ways (Isen et al., 1987).
In an important theory, Barbara Fredrickson (e.g., Fredrickson, 1998, 2003; Fredrickson &
Branigan, 2005) has argued that the function of positive emotions is to broaden and build our
resources. Positive emotions enable more creative thought and aid formation of important bonds.
The creativity associated with positive emotion that Isen found builds schemas and intellectual
resources by enhancing our perspective taking, our novel ideas, and our learning. Positive emo-
tions also help us build interpersonal resources by motivating us to approach others, to cooperate,
and to express affection. Research carried out by Fredrickson and her colleagues has found that
when we experience positive emotions like joy, amusement, contentment, and relief we are more
likely to see global patterns in stimuli rather than focus on specific details, we are more likely
to see connections between our group and other groups, and within our close relationships, we
are more likely to see similarities between ourselves and our relationship partners (Fredrickson,
2001; Johnson & Fredrickson, 2005; Waugh & Fredrickson, 2006). Moreover, Catalino, Algoe,
and Fredrickson (2014) have found that people who prioritize positivity do have more resources.
Effects of Moods and Emotions
on Cognitive Functioning
Let’s now review the influence of emotions and moods on perception, attention, memory, and
persuasion. As we do this, we ask you to consider whether emotions are rational, and how the
findings conform to the claims of the accounts just given: feelings-as-information, and styles of
processing.
Perceptual Effects
Do moods and emotions influence our perceptions? Do they shape the categories or kinds of
information that we perceive in any situation? Experience suggests so. You may have gone to
a family gathering and had your perception of the event shaped by your feelings. When feel-
ing blue, you might have been more attuned to what has been lost, or the unfulfilled hopes that
Effects of Moods and Emotions on Cognitive Functioning 265
perhaps hover behind many such gatherings. In an exhilarated mood, the same event might strike
you entirely differently, as full of conviviality and promise.
Are we attuned to perceiving things that are congruent with our mood? Niedenthal and
Setterlund (1994) induced happy and sad moods by playing music throughout an experimental
session. To put people in a happy mood they played pieces such as the allegro from Mozart’s
Eine Kleine Nacht Musik. To induce sadness they played pieces such as Adagietto by Mahler.
Participants performed a standard psychological task, called a lexical decision task, in which
strings of letters were flashed on a screen: some were words and some were nonwords that can
be pronounced in English, like “blatkin.” Participants were asked to press one button if the letters
formed a word, another if it was a nonword. Words were from five categories: happy words such
as “delight,” positive words unrelated to happiness such as “calm,” sad words such as “weep,”
negative words unrelated to sadness such as “injury,” and neutral words such as “habit.” Consist-
ent with the hypothesis of emotion congruence, when participants were in a happy mood, they
identified happy words more quickly than sad words. When sad, they were quicker at identifying
sad as compared with happy words. But the effects of happy and sad moods did not extend to the
positive or negative words that were unrelated to the specific emotions of happiness or sadness.
Baumann and DeSteno (2010) started their report of how emotions can affect perception
with this:
The death of 23-year-old Amadou Diallo, who was shot and killed on February 4, 1999
by New York City Police officers, stands in most people’s memories as a tragic example
of rapid threat detection gone wrong. When the young African American man reached
into his jacket to produce his wallet and identification, police officers—believing that he
was in fact reaching for a gun—opened fire, shooting Diallo 19 times (p. 595).
This case is discussed, as well, in Blink: The Power of Thinking Without Thinking (2005), by
Malcolm Gladwell, a psychologically knowledgeable writer who works for the New Yorker, and
who produces wonderfully thoughtful books.
In their follow-up of this case, Baumann and DeSteno conducted experiments in which par-
ticipants first wrote about an emotional memory so that they came to feel the corresponding emo-
tion, and then made a judgment. Under the influence of a specific emotion, participants judged
whether a man, shown in a photograph for three-quarters of a second, was holding a gun or a
neutral object. Anger increased the probability that neutral objects were misidentified as guns. It
did not increase the probability that guns were seen as neutral objects. The effect was not one of
negative emotions in general, but stemmed from cues of threat evoked by anger.
Our current moods and feelings lead us selectively to perceive emotion-congruent objects and
events. This in part helps explain why emotions and moods can persist: because built into our experi-
ence is a tendency to perceive emotion-congruent objects and events, thus prolonging our experience.
Niedenthal (2007) explains that when one embodies a particular emotion in oneself, for
instance, by making a facial expression or gesture appropriate to happiness or disgust, for exam-
ple, one is more likely to make judgments appropriate to that emotion (for other evidence, see
Chapter 5). The findings reviewed in this section suggest that moods and emotions can redirect
perception to objects and events that are relevant to current feelings; often this occurs in ways
that are likely to guide action according to current goals and concerns (Zadra & Clore, 2011).
Attentional Effects
In his textbook of psychology (1890, vol. 1, p. 402), William James wrote: “My experience is
what I agree to attend to.” It is also what we attend to even when we do not consciously agree to
it. Emotions affect attention. The effects range from largely unconscious processes of filtering
incoming information to conscious preoccupation of the kind that we have when we worry.
Emotions and thinking266
Among the most studied effects of emotions on attention are those that concern anxiety. Anxi-
ety narrows attention (Mineka, Rafaeli, & Yovel, 2003). When we are anxious, we focus on
what we are anxious about. If we are doing a task that involves arithmetic and it’s important not
to make a mistake, a focusing anxiety can be useful. But if people persistently focus on feared
events, or on keeping safe from them, they can come to disregard many, or even most, other
issues (Eysenck, Derekshan, Santos, & Calvo, 2007). Anxiety can come to monopolize process-
ing capacities and even whole lives. People for whom this is the case suffer from an anxiety
disorder, which we discuss in Chapter 13.
In another kind of study, Calvo and Avero (2005) presented pictures of scenes that were
either neutral or emotional (positive, harm related, or threat related). In each trial, a neutral and
an emotional picture were presented side by side for three seconds and participants’ eye move-
ments were measured. As compared with non-anxious people, anxious participants more often
looked first at the emotional picture than at the neutral one in a pair; then they looked longer at
emotional pictures during the first half-second of viewing. In the later phase of viewing, they
tended to avoid looking at the emotional pictures. In a review of studies like these, Hartley
and Phelps identified two effects of fear and anxiety on attention (Hartley & Phelps, 2012).
First, anxiety and fear lead people systematically to attend to threats in their environment.
And second, anxiety and fear lead people to make more negative interpretations of ambiguous
stimuli. When feeling fearful you might be more likely to attend to the negative possibilities of
a friend’s joke.
An important implication of attention is that its effects of emotional prioritization enable us
to concentrate on just those events and objects that are relevant to what we are doing. Fenske and
Raymond (2006) review these effects, based on fMRI studies, and offer evidence for a reciprocal
influence in which, when we concentrate on a task, patterns, objects, and even perhaps people
irrelevant to that task, that previously were neutral, become less emotionally attractive. Sharot,
Korn, and Dolan (2011) have found that optimistic people (about 80% of us, although we
wouldn’t necessarily label ourselves in this way) maintain our optimism by being biased to focus
on positive rather than negative events in the future.
Effects on Remembering
To understand the effect of emotions on how we remember, we need first to explain how remem-
bering works. This is best seen in the work of Frederic Bartlett (1932). He asked people first to
read a story and then to reproduce it as exactly as possible, both immediately after reading and
at intervals up to several years later. In one famous experiment, Bartlett had people read a Native
American folk story called “The War of the Ghosts” twice, at their normal reading speed. It starts
like this:
One night two young men from Egulac went down to the river to hunt seals, and while
they were there it became foggy and calm. Then they heard war-cries, and they thought:
“Maybe this is a war party.” They escaped to the shore, and hid behind a log. Now
canoes came up, and they heard the noise of paddles, and saw one canoe coming up to
them. There were five men in the canoe, and they said:
“What do you think? We wish to take you along. We are going up the river to make
war on the people.”
One of the young men said: “I have no arrows.”
“Arrows are in the canoe,” they said.
“I will not go along. I might be killed. My relatives do not know where I have gone.
But you,” he said, turning to the other, “may go with them.”
So one of the young men went ...
Effects of Moods and Emotions on Cognitive Functioning 267
Then follow 11 lines about how the young man who went with the men in the canoe took part
in a fight in which he was shot but did not feel sick, and thought, “Oh, they are ghosts.” The story
ends with his return home. Here are the story’s last lines:
He told it all, and then he became quiet. When the sun rose he fell down. Something black
came out of his mouth. His face became contorted. The people jumped up and cried.
He was dead.
One of Bartlett’s participants had been asked to reproduce the story several times in the first
months after reading it, but had then not thought of it for two-and-a-half years. Here is what this
person wrote:
Some warriors went to wage war against the ghosts. They fought all day and one of their
number was wounded.
They returned home in the evening, bearing their sick comrade. As the day drew to a
close, he became rapidly worse and the villagers came round him. At sunset he sighed:
something black came out of his mouth. He was dead.
Much has been lost and much has changed. In the remembered story the man dies at sunset rather
than sunrise. But the emotionally charged detail “something black came out of his mouth” was
preserved, as it was in most of the reproductions that Bartlett reported.
Bartlett concluded that when we remember a verbal account, our words are never exact. What
we perceive is assimilated to our own structure of meaning, which Bartlett called a schema,
which includes a great deal of our own general and personal knowledge. On recall, a participant
takes a few significant remembered details and a general emotional attitude to the story. Then,
by means of the schema, undertakes a construction (see also, Wagoner, 2017) of what the story
must have been. So style becomes the participant’s style. Events are recounted in the way they
would be in the culture and individuality of the person who is doing the remembering. It’s in this
way, that dying, in the story, is remembered as happening in the evening rather than at sunrise.
As Bartlett said, remembering:
is an imaginative reconstruction, built out of the relation of our [emotional] attitude
towards a whole active mass of organized past reactions or experience, and to a little
outstanding detail ... It is thus hardly ever really exact ... and it is not at all important that
it should be (1932, p. 213).
This idea holds not just for remembering, but for our whole way of understanding ourselves,
each other, and the world more generally. The process is highly influenced by emotion. In one
group of 20 participants, Bartlett reported that in their early reproductions only 10 remembered
the excuse of the young man saying he had no arrows, but 18 remembered the excuse that the
man’s relatives would not know where he had gone. Bartlett ran this study toward the end of
World War I, and he wrote that anxieties about separation from relatives were salient at this time.
Was this, perhaps, why the idea of making an excuse about relatives could easily enter partici-
pants’ minds, and why they remembered it?
It’s with Bartlett’s theory of construction that emotional effects on remembering and under-
standing make sense.
Emotion-Related Biases in Memory
Much of our emotional life involves representations of past emotional episodes (Levine & Pizzarro,
2004; Levine et al., in press). Our memories of childhood guide how we feel about our family. Our
recollections of the early days of being in love shape how we feel about our current relationship.
Emotions and thinking268
An intriguing implication of the notion that our memories are reconstructed is that emotions
should shape how we reconstruct the past.
In an important line of work, Linda Levine has documented several biases in how we remem-
ber the past. First, we tend to underestimate the intensity of our emotions in the past. For exam-
ple, in one study, Kaplan, Levine, and colleagues gathered people’s reports of emotions after the
2008 and 2012 U.S. Presidential elections and then, a month later, had these participants estimate
what those emotions had been (Kaplan et al., 2016). Although people were fairly accurate in
recalling what emotions they had, they tended to underestimate how intense these emotions were
after the election. Our emotions that relate to important events tend to get fainter; perhaps as we
go along in life, new things come to be more important.
Levine and colleagues have also found that our present emotions bias our memory of emo-
tions from the past (Levine & Pizarro, 2004; Levine, Lench, Karnaze, & Carlson, in press). For
example, bereaved individuals’ reports of past grief were more highly correlated with their cur-
rent grief than with actual levels of past grief (Safer, Bonanno, & Field, 2001). Romantic partners
who had become more attached to their partner over time recalled having more positive initial
feelings about their partner than was actually the case; those who became less attached to their
partner over time recalled initial feelings that were more negative than they actually experienced
(McFarland & Ross, 1987). Our present emotions about the loss of a favorite sports team bias
our memory of how we would expect to feel about that loss (Meyvis, Ratner, & Levav, 2010).
Eyewitness Testimony
What if you witnessed a crime, or were affected by one? Psychologists know from Bartlett’s
(1932) principles, and from more recent research (Loftus, 1996; 2013; Kaplan et al., 2016) that
eyewitness testimony is sometimes mistaken. A sense of certainty does not mean a memory is
correct. In Britain, the Devlin Report (of an official committee set up to examine cases of wrong-
ful conviction for crimes) recommended that it is not reliable to convict someone on the basis of
eyewitness testimony unless the circumstances are exceptional or the testimony is corroborated
by evidence of some other kind.
There has now been much research on memory for stressful events (Phelps, 2012; Kaplan
et al., 2016). Such events are subject to reconstruction of the kind that Bartlett (1932) discussed.
Pynoos and Nader (1989), for instance, interviewed children who attended a school where a
sniper had “shot repeated rounds of ammunition at children on an elementary school playground”
(p. 236) from an apartment opposite the school in Los Angeles on February 24, 1984. One passer-
by and one child were killed, while 13 other children and a playground attendant were wounded.
In the accounts of 113 children who were interviewed between 6 and 16 weeks afterward,
characteristic distortions occurred. Children who were wounded tended to distance themselves
emotionally from the event, and five did not even mention their minor gunshot injuries when
interviewed. By contrast, children who were not at school that day, or who were on their way
home, tended to place themselves nearer to the events (see also McNally & Robinaugh, 2015).
A conclusion from research in day-to-day life as well as in the laboratory (Levine & Edelstein,
2009; Levine & Pizarro, 2004; Phelps, 2012) is that we are better able to recall events that were
emotionally intense for us. If an event is important and unusual, the condition is set both for an
emotion to occur and for remembering it. If an event is thought about often, or if flashbacks occur
as they can do with traumas, then the event becomes salient in memory.
The question of whether there is some special form of repressed memory of especially intense
and emotionally traumatic incidents, for instance, of childhood sexual abuse, which can be recov-
ered in therapy, has induced widespread controversy. Many researchers do not discount this pos-
sibility but are also skeptical on the grounds that it is relatively easy to suggest, advertently or
inadvertently, that certain events occurred in the past, and then, because of the constructive nature
Morality 269
of remembering, the person involved can then come to believe they really happened (Hardt &
Rutter, 2004; Kaplan, Van Damme, Levine, & Loftus, 2014; Loftus & Davis, 2006).
Persuasion
In Chapter 1, we described how Aristotle wrote that emotions are important in persuasion. The
relevant research offers a more complex message about emotion and persuasion, but in keeping
with Aristotle’s treatment of emotion.
Factors that affect persuasive messages include congruence of emotions in the receiver of the
message with those of the message itself. If, for instance, a politician is running for office and
trying to mobilize an angry group of supporters, it is most effective to frame the communication
in anger-related terms, centering upon injustice and blame.
DeSteno, Petty, Rucker, Wegener, and Braverman (2004) induced participants to feel either
sad or angry by reading hypothetical newspaper stories that elicited one of these emotions. Par-
ticipants were then presented with one of two messages about raising taxes (not a popular mes-
sage for many Americans). One message was sadness-framed, and emphasized how increasing
taxes would help special-needs infants and the elderly. The other message was anger-framed, and
emphasized how increasing taxes would keep criminals from getting off on legal technicalities
and would prevent aggravating traffic jams. Sad people changed their attitudes more toward rais-
ing taxes when presented with the sadness-framed message, whereas angry people changed their
attitudes toward increasing taxes more in response to the anger-framed message.
Briñol, Petty, and Barden (2007) found that emotion can affect persuasion in a different way
by influencing the confidence people have in their thoughts. Participants first read a strong or
weak persuasive message. After listing their thoughts about it, they were induced to feel happy
or sad. People who became happy reported more confidence in their thoughts than those who
became sad. As compared with those who were made sad, for happy participants, the quality of
the argument in the message had a greater effect on changes of attitudes.
Morality
We began this chapter with Eadweard Muybridge, and how the damage to his orbitofrontal cortex
altered his emotions and his ability to live a decent life. Emotions, when they function properly,
act as guides to morality: to judgments about right and wrong, about character and virtue, which
are bases of social life.
More prevalent in the past has been the view that moral judgment is guided by deliberative
processes like cost–benefit analyses and considerations of rights and duties. Within this tradi-
tion, moral philosophers have been skeptical about the place of emotion in moral judgment. For
example, intuitively you might think that feelings of sympathy and compassion are important to
moral judgment, but not in the eyes of the influential Immanuel Kant (1784), who argued that
sympathy should not be relied on in judgments of right and wrong because it is subjective, blind,
and unreliable as a guide to moral judgment across contexts.
Intuitions and Principles
In 2001, Jonathan Haidt made a splash in psychology with an article entitled: “The emotional
dog and its rational tail.” In it he argued that although morality is usually thought to derive
from reasoning, really it derives from emotion-based intuitions. It occurs first by means of quick
heuristic-appraisal processes, operations of what Stanovich (2004) and Kahneman (2011) call
Emotions and thinking270
System 1 (a term we introduced earlier in this chapter). Only later are these followed by slower,
deliberative secondary appraisals, of System 2, which (as we discussed in Chapter 6) may be fol-
lowed by tertiary appraisal of discussion with others.
Haidt does not mention that a comparable proposal was made 500 years ago by Erasmus (1508),
in his book Praise of Folly, in which we read how Folly stands up and gives a speech in praise of
herself. It’s a foolish thing to do, particularly, as she points out, because she as a woman is already
at a disadvantage. She says it’s common to see people in public speak from the pride of being
superior, when everyone else is wrong, or from the emotional desire to be the center of attention.
But, of course, these people don’t own up to such emotions. They think themselves to be guided
only by reason, without any emotions. Folly suggests that they do this because “It’s confessed on
all sides that the emotions are the province of folly. Indeed, this is the way we distinguish the wise
man from the fool, that the one is governed by his reason, the other by his emotions.” She goes
on to say that, really, “emotions not only serve as guides to those who press towards the gates of
wisdom, they also act as spurs and incitements to the practice of every virtue.”
Novels and films: Decalogue 8
The Decalogue, written by Krzysztof Kieslowski and Krzysztof
Piesiewicz and directed by Kieslowski, is a set of 10 films
inspired by the Ten Commandments. The films are about
the effects of human actions on other people. The filmmak-
ers said they wanted to make films about situations that
could be recognized universally but at the same time were
out of the ordinary, in which the characters would face dif-
ficult choices that could not be taken lightly.
In psychology, the dilemmas of ethical decision-making
were studied by Kohlberg (1969). He constructed vignettes
about which people could be asked questions. The most
famous is about Heinz, whose wife is dying. A drug that
might save her is being sold by the town druggist for
10 times its cost. Heinz has no money and cannot bor-
row any. Kohlberg’s question was, “Should Heinz steal the
drug?” He then traced, in the course of child and adolescent
development, the choices people would make and the rea-
sons they gave these choices to try and solve this problem.
Such vignettes have been convenient to study the devel-
opment of ethical thinking, but enormously better for under-
standing the emotions of ethical choice are novels, short
stories, plays, and films. The Decalogue films were designed
to put problems to us so that we could imagine ourselves
into situations of ethical choice, and experience the social
world in relation to our fears and our yearnings to do the
right thing. One could imagine a psychology course on the
emotions of morals and social actions in which, instead of
using vignettes, each week, in class, students would watch
one of these films and discuss it to understand themselves
better in their doing of good and doing of harm to others.
Decalogue 8 is based on the Commandment, “Thou shalt
not bear false witness.” It’s about a professor of ethics who
uses pieces of biography in exactly this way. It’s about Zofia
(played by Maria Koscialkowska), a senior professor of ethics
at Warsaw University. A researcher from New York, Elzbieta
(Teresa Marczewska), comes to visit and is invited to sit in on
one of Zofia’s classes. A class discussion begins and Elzbieta
takes an opportunity to pose a problem, as follows. The time
is 1943. The place is Warsaw, occupied by the Nazis. A fam-
ily has said they will be godparents to a 6-year-old Jewish
girl, so that she can be christened and adopted rather than
sent to a Nazi concentration camp. But the woman who had
volunteered to be the godmother said she had changed her
mind. She said that her religion forbade the bearing of false
witness.
It looks as if, in this decision, the woman condemned the
6-year-old to death. Was it right for her to change her mind
after having made an undertaking? Did she refuse for the
reason she gave?
In the story that Elzbieta tells, another family saved
the 6-year-old, who grew up and moved to America. The
young girl was Elzbieta, who became the researcher, from
New York. Zofia, the professor, is the woman who had been
expected to be her godmother. Why did Zofia refuse to
adopt Elzbieta? Is there anything Zofia could now say that
would satisfy Elzbieta, in this dramatic confrontation in the
middle of a university class on ethics? The film is beautiful
and emotionally moving. It puts the question in a way that
engages us completely.
Morality 271
It seems likely that it was Shakespeare’s reading of Praise of Folly which, in or about 1594,
gave him the idea for his next two plays: A Midsummer-night’s Dream, and Romeo and Juliet,
whose emotional connection became the very emblem of Western love.
Haidt (2007) has suggested five emotion-based moral intuitions, or principles, which you can
see in Table 10.1
These principles are based on social–moral intuitions (Haidt, 2001; McCullough et al., 2001)
that prompt judgments (Horberg, Oveis, & Keltner, 2011). From this perspective, fast, automatic
experiences of specific emotions provide intuitions of right and wrong, virtue, and punishment
without elaborate calculation at the conscious level (Graham et al., 2013; Greene, 2015; Greene &
Haidt, 2002; Haidt, 2003).
For the first principle of Table 10.1, emotions relate to harm and care. They include empa-
thy, sympathy, and compassion, which derive from vulnerability. They motivate prosocial actions
(Goetz, Simon-Thomas, & Keltner, 2010). These emotions likely arose during our evolution
because of our mammalian heritage of taking care of offspring, and extending this care to others in
families. Recent studies find that feelings of compassion lead people to see their common human-
ity with others, and this encourages more prosocial behavior (Oveis, Horberg, & Keltner, 2010).
People feeling compassion also are less punitive (Condon & DeSteno, 2011). Scientists such as
Tania Singer and Mary Immordino-Yang are charting the regions of the brain that are activated
by our response to harm and feelings of compassion (e.g., Immordino-Yang et al., 2009), which
suggests, in keeping with Haidt’s thinking, that this intuition has neural correlates in the brain,
likely shaped by evolution. Even infants have been found to have moral intuitions. Warneken
and Tomasello (2009) observed 12-month-old children begin to comfort victims in distress, and
14-to-18-month-olds begin to help others in ways that were spontaneous and unrewarded.
Table 10.1 Moral principles and characteristics
Moral principle Characteristics
1. Harm and care People are vulnerable, and often need to be looked after
2. Fairness and justice People have rights to resources and fair treatment
3. Loyalty and patriotism People belong to an in-group, opposed to out-groups
4. Obedience and hierarchy People should behave as required by leaders or the law
5. Spiritual and bodily purity People should live in a sanctified rather than carnal way
FIGURE 10.4 The trolley problem for testing moral intuitions by means of vignettes, invented
by Philippa Foot.
Among methods on harm and care is “trolleyology,” a paradigm invented by Philippa Foot
(1967/1978) that involves giving people a vignette in which a trolley rolls out of control toward
five people on the line who would be killed if the trolley were to hit them, see Figure 10.4. Par-
ticipants are asked whether they would switch some points and divert the trolley onto another line
so that it would hit only one person.
Emotions and thinking272
Waldemann and Dieterich (2007) compared results using a vignette describing this scenario
with one in which participants had to decide whether to push a very large person from a bridge
onto the trolley line so that this person would be killed but would halt the trolley before it could
kill five people on the line. Although they were willing to switch the points so that the trolley, an
inanimate object, would be affected, participants’ intuitions made them reluctant to act directly
on a person, by pushing in a way that condemned her or him to death, even if it were to result
in saving the larger number of people. Greene et al. (2001) had people engage in moral dilem-
mas, including trolley problems, while undergoing brain scanning using functional magnetic
resonance imaging (fMRI). They found that moral dilemmas varied systematically in the extent
to which they engaged brain areas involved in emotional processing, and that these variations in
emotional engagement were associated with moral judgments, a finding in keeping with Haidt’s
formulation of the emotional nature of moral judgment.
For the second principle in Table 10.1, emotions relate to fairness and justice. We are exqui-
sitely sensitive to who deserves what and to cheaters. Many emotions here involve condemnation
of others in anger, disgust, and contempt, when they are seen to do immoral actions that lead to
unfairness or harm to others (Lerner, Goldberg, & Tetlock, 1998; Russell & Giner-Sorolla, 2011).
When we receive fair offers in the ultimatum game described earlier, brain regions involved in
the processing of rewards are activated (Tabibnia, Satpute, & Lieberman, 2008). Buckholz et al.
(2008) found in fMRI scans that activity in brain regions that included the amygdala and medial
prefrontal cortex predicted the size of punishment that participants deemed appropriate for vari-
ous crimes.
For the third principle, moral intuitions engage emotions of the dynamics of in-groups and
out-groups, such as group pride, which we discussed in Chapter 9 (see also Fourie et al., 2017).
The fourth principle is of status in hierarchies. It involves obedience, deference to leaders, and
loyalty. It reaches back into our primate ancestry, where, as researchers like Goodall (1986) have
shown, each community of chimpanzees is arranged in hierarchies, in which there is an alpha
individual to whom others defer, and in which others know their places (see also Lindebaum
et al., 2017). As you learned in Chapter 9, several emotions, such as admiration, contempt, envy,
and anger, serve to situate individuals within different positions of rank within hierarchies (Park
et al., 2013).
The fifth principle, spiritual and bodily purity, often involves the emotion of disgust. The
principle is important in many societies and involves moral judgments of the purity or impurity
of others’ actions (Horberg, Oveis, & Keltner, 2009; Schnall, 2011).
In some societies, just one of these may predominate. In others, there are several. In political
parties of Europe and North America that are liberal, Principles 1 and 2 predominate, whereas
in some conservative political parties all five are important. If you enter the medical profession,
you may be drawn to the first principle. If you are a lawyer or civil servant, you may be drawn
to the second. If you join the military or the police, Principles 3 and 4 may feel right for you. If
you enter a convent or monastery, Principles 4 and 5 are likely to be important. As Haidt (2013)
says, moral intuitions bind people together emotionally, but they can also blind people in their
understanding of others.
Cooperation
As we explained in Chapter 2, on evolution, members of Michael Tomasello’s research group
compared human infants aged two-and-a-half years with chimpanzees and baboons of any age
(Herrmann et al., 2007). They found that although humans and chimpanzees were about equal
in doing physical tasks such as seeing where a reward was hidden or using tools to retrieve
rewards, in social tasks such as seeing that a person was trying to perform a task that couldn’t be
Emotions and the Law 273
completed and, then, empathetically helping the person complete the task, the human children
were far better. They were generally able to do such tasks, whereas chimpanzees and baboons
could not really do them at all.
As we explained, too, Tomasello (2014, 2016) has gone on to show that what is perhaps the
most distinctive and deepest trait of humans as a species is our ability to cooperate, and that it
arose in two stages: shared intentionality and collective intentionality. In shared intentionality,
people construct and enact plans with “we” goals rather than just “I” goals. In collective inten-
tionality, people act together in groups, and this is how cultures and morality are formed. In this
mode, each person must do what is right, avoid doing what is wrong, play her or his part, take no
more than a fair share, not cheat, and so on.
In shared intentionality, emotions of love and friendliness are critical, with anger tending to
occur when we think someone did not do what they promised, or what was expected in a plan that
had been jointly arranged (Larocque & Oatley, 2006). In collective intentionality, the moral emo-
tions arise. These can be directed against oneself in a critical way: shame, embarrassment, and
guilt, when we have violated moral codes (Baumeister, Stillwell, & Heatherton, 1994; Keltner &
Anderson, 2000; Keltner & Buswell, 1997; Tangney et al., 1996). They can be directed at others,
in anger and contempt when others don’t do what they are supposed to. Haidt has described, too,
a set of other-praising emotions: gratitude and “elevation” or awe that signal our approval of
others’ moral virtues (Haidt, 2003; Keltner & Haidt, 2003).
Emotions and the Law
Emotions and the law is a newly emerging field to which philosophers (Nussbaum, 2004), psy-
chologists (Finkel & Parrott, 2006), and lawyers (Maroney, 2006, 2016) have contributed.
Obligations of Society
Terry Maroney’s (2006) thoughtful article is a good place to start because, as she points out, dif-
ferent emotions are closely linked to different kinds of law.
Criminal law reflects theories of fear, grief, and remorse; family law seeks (ideally)
to facilitate love and attachment; tort law measures emotional suffering; litigants seek
emotional satisfaction by invoking legal mechanisms; legal decision makers may have
strong feelings about parties in their cases (p. 120).
Some laws decree that we should do actions like stopping at a red light. Others decree that we
should not do actions like assaulting people who have not harmed us. We generally regard such
laws as good for most people. But there is another side to the law: coercion by fear of punish-
ment, which can involve police, courts, fines, and imprisonment.
Laws are distillations of moral attitudes and emotions. Based on the emotional–moral
intuition of avoiding harm to others, discussed in the previous section, people feel it’s right
for those who behave badly to be punished. In some societies, impulses to harm others are
regulated by fear of revenge. This kind of regulation is seen in ancient literatures, for instance,
in medieval Icelandic sagas (Miller, 2006). From Germanic and English law comes the tradi-
tion that angry vengeance should not be enacted by individuals because feuds are destructive
to society and can continue indefinitely, so special officers of the state should take over the
function of apprehending and punishing criminals. In societies of this kind, as H.L.A. Hart
Emotions and thinking274
(1961) has explained, law takes place in two phases. In the first, legislators work together
to distill emotion-based attitudes about morality (typically one of the principles of morality
seen in Table 10.1) in their society, and enact them into law. In the second, an elaborate and
expensive apparatus of police, courts, and lawyers is put in place to discover law-breakers and
punish them.
Both these phases draw on emotion-based intuitions. For instance, people tend to like and
approve those who behave well and to dislike and feel anger, disgust, or contempt toward those
who behave badly. One may see this in fiction. Zillmann (2000) has proposed disposition theory,
according to which we are disposed to like fictional characters who behave well and to dislike
those who behave badly (see also Weber, Tamborini, Lee, & Stipp, 2008). Zillmann says that
each person who engages with fiction is “a moral monitor who applauds or condemns the inten-
tions and actions of characters” (p. 38). When a good character achieves retribution for a wrong,
or when a bad character is punished, people are sensitive to the level of revenge or punishment
that occurs. We enjoy stories more when this seems appropriate. There is even a name for this:
poetic justice.
Watch a television show that includes courtroom scenes, like Law and Order, and reflect
on your likes, dislikes, and emotions in relation to criminals and their apprehension. Watch
how the detectives in the show use a method used by actual police in the United States,
called the Reid technique: first they assume guilt and verbally attack a suspect based on
this assumption, then they detain the suspect to increase anxiety, then they confront the
suspect with evidence of guilt (which may be fabricated), and finally they try to gain the
suspect’s trust by saying they understand (Gudjonsson & Pearce, 2011). How would you
fare if subjected to this? It’s a technique with a rate of false confessions that is higher than
had been thought.
Politicians often say they will be tough on crime. This means that they will increase punish-
ments, and they do. This can resonate with voters because our emotional-intuitive sense is that
punishments should be visited on people who do immoral things. Although being tough is sup-
posed to decrease crime, what politicians don’t tell us is that the strong weight of evidence is
that harsher judicial penalties do not diminish crime (Webster & Doob, 2011). A likelier route
to decreasing crime would be to increase the certainty that crimes will be detected (Durlauf &
Nagin, 2011), but this is more difficult to arrange.
The basic appeal of fictional mysteries and detective stories isn’t so much in following a trail
of clues, although this is enjoyable. It’s the sense that seriously bad behavior, like murder or rape,
causes a breach in the fabric of society, and that identification and punishment of criminals might
repair the breach so that we can all go on living with each other. Similar emotions are projected
into the larger world when international crimes are committed, as occurred, for instance, in the
angry American response to the attacks on New York and Washington on September 11, 2001
(Hogan, 2009).
And what about newspapers? Open any one and stories you see are likely to include: “Here’s
what a certain person did. It’s criminal.” And, “See how those people live, over there, in that other
country? It’s terrible.” And, “Look at this leader or that one. See what they say and what they do.
It’s appalling.” And, of course, the writer of the article, and its readers, know better.
Dispassionate Judgments?
Here’s a paradox. Although the roots of law and its enforcement could scarcely be more emo-
tional, the traditional attitude in law is that apprehension and punishment of perpetrators should
be “dispassionate,” that prosecutors and defending lawyers should set aside their feelings, but
also that emotionally they should defer to judges (Bergman Blix & Wettergren, 2016).
Maroney (2011) has described how, in nominating a new member of the U.S. Supreme Court,
President Obama said he wanted to nominate someone with empathy, and listed among the
275Summary
qualifications of his nominee, Judge Sonia Sotomayor, a sense of compassion. But Sotomayor
knew the right thing to say at her hearings:
“Judges can’t rely on what’s in their heart[s],” she testified before the Senate Judiciary
Committee, because “[i]t’s not the heart that compels conclusions in cases, it’s the law”
(Maroney, p. 639).
Maroney discusses how Obama’s proposal that empathy and compassion are important for a
Supreme Court Judge was criticized by some, with sneers such as “touchy-feely.” If people under-
stood how emotions can inform judgment and mediate relationships, such sneering might decrease.
A further area in which emotions enter processes of law is in the deliberations of jurors. Reid
Hastie (2001) has written that emotional reactions of jurors in criminal trials include:
... reactions to events that led to the trial, primarily anger; reactions to participants
involved in the trial, primarily anger, sympathy and fear; and reactions to evidentiary
exhibits, primarily disgust and horror (p. 1007).
A cogent account of the psychology of jurors as they listen to cases in criminal courts is by
Pennington and Hastie (1988), who observe that, in each case, jurors construct a story as a causal
explanation of what happened and that, rather than basing their reasoning on some form of logic
(such as Bayesian logic, as an alternative theory holds), they decide on the basis of this emotion-
based story. In fact, two stories are typically offered in court, one by the prosecution and one by
the defense. As Hastie (2008) has argued, jurors are generally willing to convict if the prosecu-
tion’s story has no large holes and no large pieces of counterevidence. But in the end, jurors have
to construct their own version of the story. This version allows some inferences and prevents
other inferences. Unlike the stories offered by prosecution and defense, which both end with a
question mark, the story offered by the jury reaches a conclusion: guilty or not guilty.
Emotions that jurors feel as they listen to evidence change priorities because, as with any
story, people have their own feelings as they construct their version (Oatley, 2011). Anger tends
to make the constructed story aggressive and end in punishment. Anger has been found to lead
people to blame others for actions, whereas sadness leads people to attribute events to imper-
sonal, situational causes (Feigeson, Park, & Salovey, 2001; Keltner, Ellsworth, & Edwards, 1993;
Lerner, Goldberg, & Tetlock, 1998; Quigley & Tedeschi, 1996). Empathy and compassion are
likely to make the constructed story protective and to focus on restitution.
Among jurors, Hastie describes emotions of feeling satisfied after a trial that one has played
one’s part in punishing someone who was guilty or in freeing someone wrongly accused. There
may also be feelings of regret and sadness at rendering a guilty verdict against a sympathetic
person. We don’t suggest that jurors should engage in some activity other than story-construction,
but rather that justice may be better served by understanding more deeply how we make judg-
ments that can convict people of crimes, or free them.
S U M M A R Y
Emotions are usually rational in relation to particular concerns.
This is called local rationality. We’ve described how emotions can
guide thinking to enable people to respond to immediacies of the
environment when perfect, global, rationality is impossible, for
instance, because of insufficient knowledge. This view is in keep-
ing with a central premise of this book: that although emotions
are by no means infallible, they generally serve important social
functions. Theoretical perspectives offer explanations of how emo-
tions can affect cognition: they can infuse into thinking, they can
be informative, and they can lead to different styles of reasoning.
Evidence was offered that emotions affect people’s perceptions of
events and also affect attention. In terms of memory, people tend
to recall emotionally salient events and current emotions can bias
what is recalled from the past. Moral intuitions are now understood
as being affected by emotions, which can guide judgments of right
and wrong in the social world, and we discuss how this connection
between emotions and morality extends to the law and administra-
tion of justice.
Emotions and thinking276
T O T H I N K A B O U T A N D D I S C U S S
1. When does an emotion or mood affect your decision-making?
Does this effect make sense to you, or are there aspects you would
like to change? Consider the same questions in relation someone
close to you: a parent or sibling or a boyfriend or girlfriend.
2. Think about how anxiety, or anger, or happiness affects your
recall of past memories. What, for you, is the principal effect
here? How does it work for you?
3. Think about some social arrangement with which you are
familiar, perhaps the family, perhaps a work setting. How
is emotion related to what gets said and decided in this
setting?
F U R T H E R R E A D I N G
Perhaps the most important philosopher of emotions in recent times, and
an engaging teacher, has been Robert Solomon. He died in 2007, but
the book he wrote before that is a fine introduction to his work and to
the relation of emotions and thinking:
Solomon, R. C. (2007). True to our feelings: What our emotions are really
telling us. New York: Oxford University Press.
A useful introduction to the way in which emotions affect thinking:
Clore, G. L., & Huntsinger, J. R. (2007). How emotions inform judgments
and regulate thought. Trends in Cognitive Sciences, 11, 393–399.
A good review of the relation of emotion to memory:
Kensinger, E., & Schachter, D. (2016). Memory and emotion. In L. F.
Barrett, M. Lewis & J. Haviland-Jones (Eds.), Handbook of emotions,
fourth edition (pp. 564–598). New York: Guilford.
A provocative statement of the role of emotion in moral judgment:
Jonathan Haidt (2001). The emotional dog and its rational tail: A social
intuitionist approach to moral judgment. Psychological Review,
108, 814–34.
277
PART IV
Emotions and the Individual
279
11Individual Differences
in Emotionality
A child forsaken, waking suddenly,
Whose gaze afeared on all things round doth rove
And seeth only that it cannot see
The meeting eyes of love.
George Eliot
Ph
ot
o
Cr
ed
it:
E
rik
a S
to
ne
/S
ci
en
ce
P
ho
to
L
ib
ra
ry
/P
ho
to
R
es
ea
rc
he
rs
, I
nc
.
FIGURE 11.0 A mother picks up her child after an absence. Notice
the child clasping the mother and pushing away the babysitter.
CONTENTS
Emotionality Over the Life Span
Continuities in Emotionality from Childhood
to Adulthood
From Temperament to Personality
Individual Differences in Emotion Shape
How We Construe the World
Age-Related Changes in Temperament and
Personality
Propensities in Emotionality That Shape the
Relational Environment
Emotionality Moderates Environmental Risk
Attachment and Emotionality
What Is Attachment?
Attachment Status and Emotional Outcomes
Parental Sensitivity and Shared Thinking
From Parent Attachment to Child
Attachment
The Role of Environmental Risk in Children’s
Attachment Relationships
Genetic Influences on Attachment
Parental Behaviors Beyond Attachment
Biobehavioral Synchronization
Parental Mentalization and Reflective
Capacity
Talk About Emotions
Parental Socialization of Emotion
Beyond Parenting: Influences of Siblings,
Peers, and the Broader Social Context
Siblings
Peers
Broader Social Context
Programs That Optimize Emotional
Development
Summary
To Think About and Discuss
Further Reading
This chapter was written with
Heather Prime and Alessandra
Schneider.
IndIvIdual dIfferences In emotIonalIty280
In this chapter, we think about the propensities of emotion that are at the core of personality.
Some of us are easily angered while others remain calm; some are excitable and enthusiastic
while others are shy. Elements of personality start in childhood, when they are referred to as
temperament (see Chapter 8) and carry on into old age, influencing how our lives are lived. How
do these styles of personality develop? In Chapter 8, we considered the biological influences on
temperament and personality. There are also influences on temperament and personality from
the contexts in which we live, our relationships, opportunities, communities, and schools. This
chapter deals with how individual differences in emotionality come to be and how they affect us
over the life course.
FIGURE 11.1 Outcome (means) of degree of inhibition, time until first relationship, and time until
first full-time job of 23-year-olds who were inhibited or not inhibited at age four to six (Asendorpf
et al., 2008).
Emotionality Over the Life Span
Continuities in Emotionality from Childhood to Adulthood
In Chapter 8, we talked about the neurobiologically based individual differences that were evi-
dent very early in childhood. What happens to these individual differences as children mature?
Are children who are angry and impulsive in childhood more likely to show emotional difficulties
as adults? Are inhibited, fearful children likely to develop into deferential, timid adults? A sample
of over 1,000 children in New Zealand was originally tested at three years old and the children
were then followed into their mid-twenties (Caspi et al., 2003). Caspi and colleagues found that
the temperament of children at three years old did explain personality traits over 20 years later.
Children who were impulsive, restless, and easily distracted grew up to score the highest on the
trait of negative emotionality and were described by their informants as disagreeable, tense, and
anxious. Inhibited children (those who were socially reticent and fearful), on the other hand,
showed the highest levels of constraint as adults and demonstrated low levels of a positive emo-
tionality. Confident children grew up to be the most disinhibited (low constraint), had the highest
scores on the Positive Emotionality factor (e.g., emotions such as happy, joyful, excitable), and
had other people describe them as extraverted.
Emotionality Over the Life Span 281
Emotionally rich personality traits then show continuities over time; who we are as children
remains with us as we age. Personality traits also affect how our lives play out, which one would
expect given how immediately our emotional tendencies influence our patterns of thought and
social interactions. Asendorpf and colleagues (Asendorpf, Denissen, & van Aken, 2008) fol-
lowed German children from ages four to six years old until they were 23 (see Figure 11.1). They
compared the 15% most inhibited children with controls who were below average in preschool
inhibition. Their results demonstrated that the inhibited children were more likely to be rated by
their parents as inhibited as young adults, to be delayed in entering their first stable relationship
and finding their first full-time job. They also looked at the 15% most aggressive children and
how they fared into early adulthood. As young adults they continued to be aggressive and showed
low levels of agreeableness, conscientious, and openness. They were also likely to be educational
and occupational underachievers. It is clear from these studies that the temperaments of shy-
inhibited and aggressive children do play out in different ways over the life course.
The personality traits that are associated with successful trajectories, even in the presence of
significant adversities in life, are captured by some of the so-called Big Five model of personality
traits: high Openness to experience, Agreeableness, and Conscientiousness, along with low Neu-
roticism (Shiner & Masten, 2012). High Agreeableness and Conscientiousness and low Neuroticism
have been described as an overarching meta-trait of Stability, which has been found to be important
for adaptive functioning across social, emotional, and motivational domains (DeYoung, 2006).
Positive emotionality has a long and significant reach across our lives. Harker and Keltner
(2001) rated the intensity of women’s smiles in their college yearbook photos and looked at how
these ratings related to their well-being over the next 30 years. The intensity of the yearbook
smile was related positively to well-being and competence and negatively to negative emotionality
in middle age (see Table 11.1).
Table 11.1 Positive emotionality, as assessed in the
magnitude of the smile shown in a photograph at age
20, predicts adult personality, relationship satisfaction,
and personal well-being over the next 30 years
Measure Positive emotionality
Negative emotionality Age 52 −.27**
Affiliation Age 52 .14
Competence Age 52 .29**
Well-being Age 52 .28**
Marital well-being Age 52 .20*
Note: **= p < .01, *= p < .05.
Source: Harker & Keltner, 2001.
Interestingly, yearbook smiles also related to relationships. Women who displayed more positive
emotion in their yearbook pictures were more likely to have satisfying marriages 30 years later. In
the same way that we saw that emotional characteristics from early in childhood, such as shyness and
anger, predicted ways of being in adult life, we see the same from late adolescence to middle age.
Emotions matter to the ways that we construct our lives. Positive emotionality is not only a trait that
influences life satisfaction. It is also associated with mortality rates. Carstensen et al. (2011) studied
the emotions of participants between 20 and 90 years old (mean age around 55 years old), asking
participants to report on their positive emotions five separate times per day for one week. Participants
were then followed for 13 years to understand the role of emotions in life expectancy. The more posi-
tive emotions a person reported, the better their survival 13 years later (see Figure 11.2).
IndIvIdual dIfferences In emotIonalIty282
Let us take a moment to reflect on the degree of continuity that we see from childhood to
adulthood in these longitudinal studies. The degree of prediction is significant but not strong.
(Remember that a correlation of 0.3 explains 9% of the variance in adult personality.) This means
that a lot changes from childhood to adulthood, in our experiences, or circumstances, and, ulti-
mately, in our personalities. Lives are filled with so many dynamic and changing relationships,
experiences, chance encounters, unexpected opportunities, disappointments, and tragedies that
one might assume that our emotional tendencies would not show any continuity whatsoever. But
as we have seen, this is not the case. There are core aspects of ourselves that persist. We can think
about these early emotional styles as forming a kind of outline of who we might become.
From Temperament to Personality
How do we translate conceptions of childhood temperament (e.g., shyness, confidence) to
measurements of personality for adults? In adulthood, the Big Five model of personality (John,
Naumann, & Soto, 2008; McCrae & Costa, 2008) has come to be a widely used framework for
this kind of conceptual endeavor. Let’s explain these traits a bit more. Neuroticism involves the
emotional tendencies of anxiety, hostility, and depression. Extraversion is defined by warmth,
gregariousness, tendencies to experience and express positive emotions, such as joy, enthusi-
asm, and excitement (Shiota, Keltner, & John, 2006). Agreeableness includes trust, altruism,
and compliance and is associated with emotions such as sympathy, love, and gratitude (Shiota
et al., 2006). Conscientiousness includes achievement striving, self-discipline, and dutifulness.
Openness is attraction to fantasy, aesthetics, feelings, ideas and is uniquely associated with awe
(Shiota et al., 2006). Among these, Neuroticism, Extraversion, and Agreeableness are all straight-
forwardly emotional. Conscientiousness and Openness also involve emotions, but perhaps less
obviously.
There is much overlap between the Big Five and those dimensions of temperament assessed in
children. Soto and John (2014) proposed a model of personality applicable to children and youth,
which derives from the advances that led to the Big Five. This has been called the Little Six. They
proposed six dimensions that lie at the heart of childhood and adolescent personality: extraver-
sion, agreeableness, conscientiousness, neuroticism, openness to experience, and activity (Soto &
Tackett, 2015). The idea is that activity in childhood is characterized by physical energy and
motor activity, which shifts to include psychological aspects (e.g., motivation, competition) in
adolescence, and disintegrates by late adolescence/early adulthood as a result of being captured
by other dimensions (i.e., extraversion and conscientiousness; Soto & Tackett, 2015).
0
0.4
0.5
0.6
0.7
C
um
ul
at
iv
e
su
rv
iv
al
0.8
0.9
1.0
50 100
Months since wave 1 assessment
150
Positive emotional experience
High
200
Low
FIGURE 11.2 Survival function over 13 years for participants who recorded a high number as
compared with a low number of positive emotions when paged five times a day for a week (from
Carstensen et al., 2011, Figure 2, p. 28).
Emotionality Over the Life Span 283
Thus far, we have considered how childhood temperament and personality are stable, or similar
over time. Let’s now consider the complementary possibility—Does personality change and what
are the events that might precipitate changes in personality? Positive turning points, that change
expected trajectories, have been described. These are of several kinds. Macro social changes in
context have been shown to change trajectories of antisocial behavior and socioeconomic sta-
tus. Thus, Sampson and Laub (1996) studied the impact of military service in World War II for
disadvantaged men, some of whom were delinquent prior to the war and some of whom were
not. Military service varied in terms of the extent to which the men experienced overseas duty,
in-service training, and G.I. Bill training. Exposure to these opportunities was associated with
positive socioemotional outcomes and also good economic outcomes. This was especially true
for men who were delinquent before military service. Their experiences in the military helped to
turn their lives around, with more economic opportunity and more positive emotional function-
ing. Glenn Elder (1986) showed a very similar effect for military service in World War I. For
many men, their service was positively transformational. Part of the transformation related to the
strength of the friendships that they formed with other people in the military, alongside negative
effects of combat exposure (Soloman, 2013).
Negative life events also change personality. Shiner, Allen, and Masten (2017) followed indi-
viduals from 10 to 30 years old. A distinction was made between independent and dependent
negative life events (the extent to which individuals might have influenced the occurrence of the
event). Independent events included occurrences such as the death of a close other or physical
health problems; dependent events included school suspensions, break ups, and grade failure.
They found that both dependent and independent events predicted an increase in neuroticism
from age 10 to age 30. Conscientiousness and agreeableness decreased as a function of depend-
ent events. It may be that those negative events, to which we contribute, with the accompanying
emotions of shame and guilt, fundamentally change how we experience ourselves.
Individual Differences in Emotion Shape
How We Construe the World
In Chapter 8, we considered how certain temperamental characteristics such as behavioral inhibi-
tion and disinhibition are associated with specific appraisal biases. We see the same pattern for
adult personality.
Neuroticism is associated with a negative bias in perceiving, processing, and recalling infor-
mation (Ormel et al., 2013). In contrast, Extraversion involves a bias toward making positive
appraisals (Lucas & Baird, 2004). Individuals who score higher in Neuroticism also react more
strongly to negative events, whereas individuals high in Extraversion react more strongly to posi-
tive events (Larsen & Ketelaar, 1991). Personality is also associated with emotion regulation
(Gross, 2008). Individuals high in Neuroticism demonstrate relatively poor coping strategies,
which is associated with neuroimaging findings indicating dysregulated amygdala functioning
during emotion regulation (Ormel et al., 2013).
An empirical example will highlight how this plays out. When 152 undergraduates were
given a stressor task (i.e., a vocal mental mathematical task), individuals who were high in Neu-
roticism interpreted the task as more threatening and were less emotionally stable. In contrast,
individuals who were high in Extraversion and Openness responded to the task with more posi-
tive affect and less negative affect. In turn, individuals characterized as higher in Neuroticism
had weaker performance on the task as a result of their threat appraisals (Schneider, Rench,
Lyons, & Riffle, 2012).
The relationship between Extraversion and positive affect is so strong that some research-
ers claim that positive emotionality forms the core of the personality dimension of Extraver-
sion (Lucas, Diener, Grob, Suh, & Shao, 2000). Interestingly, when you tease apart positive
IndIvIdual dIfferences In emotIonalIty284
emotionality into components such as joy, contentment, pride, love, compassion, amusement,
and awe, it’s the components of joy, pride, and contentment that are most strongly related to
Extraversion (Shiota et al., 2006). In a more recent study, Extraversion was associated with feel-
ings that were both positively valenced and positively activated (i.e., energetic), rather than sim-
ply pleasant feelings regardless of activation (Smillie, DeYoung, & Hall, 2015)
Several studies have shown that emotional dispositions to anxiety and to aggression shape
how adults perceive emotional facial expressions (Dimberg & Thunberg, 2007; Hall, 2006;
Rubino et al., 2007; Van Honk, Tuiten, de Haan, vann de Hout, & Stam, 2001). Biases in percep-
tion of emotional faces were demonstrated in adolescents and young adults not only for anxiety
and aggressiveness but also for other personality traits (Knyazev, Bocharov, Slobodskaya, &
Ryabichenko, 2008). Specifically, when asked to rate “happy,” “neutral,” or “angry” faces in
terms of their friendliness or hostility, Knyazev et al. (2008) found that anxious adults showed a
tendency to perceive facial expressions as more hostile (see Figure 11.3).
In this same study, high Agreeableness and high Conscientiousness predisposed individuals
to perceiving all faces as friendlier, while extraverts were sensitive to positive facial expressions
only and rated “happy” faces as friendlier. Speed et al. (2015) also showed that extraversion
was linked to the processing of positive emotions. Using event-related potential (see Chapter 8)
analysis, they showed that extraverts show high levels of sustained attention to positive stimuli.
Thus, extraverts pay particular attention to positive emotional stimuli.
Age-Related Changes in Temperament and Personality
What do we know about how emotions change over development? The intensity of both positive
and negative emotions, based on parent and teacher ratings, as well as the degree of emotional
expressivity in general, decreases across the elementary school years (Sallquist et al., 2009).
Ph
ot
o
Cr
ed
it:
F
ro
m
: G
. K
ny
az
ev
et
al
., “
Pe
rs
on
al
ity
-li
nk
ed
b
ia
se
s i
n
pe
rc
ep
tio
n
of
em
ot
io
na
l f
ac
ia
l e
xp
re
ss
io
ns
,” P
ER
SO
NA
LI
TY
A
ND
IN
DI
VI
DU
AL
D
IF
FE
RE
NC
ES
, F
ig
. 1
, V
ol
. 4
4,
Is
su
e 5
, A
pr
il
20
08
,
pa
ge
s 1
09
3–
11
04
(c
) E
lse
vi
er
FIGURE 11.3 Photos of a female and a male with, respectively, happy, angry, and neutral faces as
used by Knyazev et al. (2008).
Emotionality Over the Life Span 285
As children enter adolescence, their positive mood drops (Larson, Moneta, Richards, & Wilson,
2002), and this reduction in positive emotional experience continues through adolescence, to
the chagrin of adolescents and their parents. As one illustration of this trend, Weinstein and
colleagues (Weinstein, Mermelstein, Hankin, Hedeker, & Flay, 2007) used the experience sam-
pling method to examine changes in adolescent mood between Grade 8 to Grade 11. At each
wave, adolescents carried a computer for seven days and were prompted five to seven times per
day to report on their positive and negative mood. Overall, positive mood was found to decrease
over time; the normative decline in adolescent mood was attributable to declines in positive mood
as opposed to increases in negative mood.
As youth shift from adolescence to early adulthood, studies find changes in personality traits:
females tend to become more conscientious, males become more open, and members of both
genders tend to show more agreeableness, which is in line with the maturity principle (Borghuis
et al., 2017). Adolescence, though, is also marked by dips in personality maturity, deemed
the disruption hypothesis (Soto & Tackett, 2015), wherein adolescents show dips in conscien-
tiousness, openness, and emotional stability (Denissen, Aken, Penke, & Wood, 2013). As people
mature into adulthood and beyond, people tend to decrease in Neuroticism and increase in Con-
scientiousness over time, a pattern of change that is most strongly the case in young adulthood—
age 20 to 40—but can continue into middle and old age (Roberts & Mroczek, 2008).
As people undergo the transition through their early adulthood to old age, they tend to
become less sociable (particularly in young adulthood and again in old age) and imagina-
tive, more responsible and orderly, more fair and less self-entitled, more comfortable with
themselves (with a decline in old age), and less inclined to moodiness and negative emotions
(Caspi, Roberts, & Shiner, 2005; Milojez & Sibley, 2017; Orth, Trzesniewski, & Robins, 2010).
Further, individual differences in personality become increasingly stable from infancy until
about age 30, which is primarily associated with the increasing stability of life experiences
such as employment and partner relationships (Briley & Tucker-Drob, 2014). Of course, these
are simply normative trajectories in life-span development. Variations in the rates and amounts
of change people undergo still occur (Borghuis et al., 2017; Mroczek, Almeida, Spiro, &
Pafford, 2006).
Propensities in Emotionality That Shape the
Relational Environment
We have seen how early styles of emotionality, whether a child is tense and shy or hostile, predict
a similar emotional style when that child is much older. There is another way, however, in which
our earlier emotionality influences our later personality, and this relates to how we choose con-
texts for ourselves and what we elicit from the people in our contexts. This has been called gene–
environment correlation (rGE) (Knafo & Jaffee, 2013; Plomin, DeFries, & Loehlin, 1977).
There are two types of gene–environment correlations relevant to how our emotions shape our
environments. The first is active rGE. This refers to how our genetically influenced traits lead us
actively to create environments for ourselves. Thus, our emotional style may lead us to befriend
particular peers (e.g., peers who are introspective and shy or outgoing and excitement-seeking).
For instance, Van Ryzin and Dishion (2013) found that adolescents who are oppositional and
delinquent are likely to befriend oppositional, deviant friends and partners on Facebook, whereas
individuals who are high in Conscientiousness, Agreeableness, and Extraversion are more likely
to have friends of the same characteristics (Noë, Whitaker, & Allen, 2016).
The second kind of gene–environment correlation is evocative rGE, in which partially herit-
able traits evoke unique responses from social partners. To take one example, within families,
parents can be differentially irritated or delighted by their different children, and this differential
IndIvIdual dIfferences In emotIonalIty286
parenting is explained, in part, by emotional differences between children (Avinun & Knafo,
2014; Jenkins, McGowan, & Knafo-Noam, 2016). Both types of gene–environment correlations
influence later personality development. Thus, choosing to hang out with deviant peers increases
the child’s own deviance (Lansford, Dodge, Fontaine, Bates, & Pettit, 2014;). When parents
respond with anger to this temperamental characteristic in their children, they increase the like-
lihood that their children will become even more oppositional and angry (Hayden et al., 2013;
Plamondon, Browne, Madigan, & Jenkins, 2017; Tuvblad, Bezdjian, Raine, & Baker, 2013).
Thus, our genetically based emotional propensities actively influence the relational environ-
ments that shape our lives and the reactions that we elicit from our family and friends.
Does angry and oppositional behavior elicit negative reactions from everyone in the fam-
ily, not just parents? The social relations model developed by David Kenny and colleagues
(Kenny, Kashy, & Cook, 2006) provides a conceptual framework for answering this important
question. This model requires that researches observe an individual interacting with several other
people, thus allowing the determination of the extent to which the emotions that they direct to
others (called actor effects) and the emotions that they receive or elicit from others (called part-
ner effects) show characteristic patterns for the individual. In a study of 680 families, Rasbash,
Jenkins, O’Connor, Tackett, and Reiss (2011) observed the emotionally based interactions of all
dyads in the family. They found that certain individuals (both children and parents) did evoke
negativity (anger, irritation, opposition) from everyone and that this partner effect accounted for
9% of the overall variance in negativity. At least within families, and we would suggest in friend-
ship groups, neighborhoods, and at work, some people are emotionally challenging for those with
whom they interact, consistently eliciting negative reactions from others.
In summary, not only do our personalities influence whom we befriend, but they also influ-
ence the ways that people react to us, thus setting in motion patterns of development and change.
Thus, for each of us, emotion-based aspects of our personality build a path from childhood to
adulthood (Caspi et al., 2005; Roberts, Wood, & Caspi, 2008), shaping all manner of relation-
ships, from the romantic to those at work (Li, Fay, Frese, Harms, & Gao, 2014; Mund, Finn,
Hagemeyer, & Neyer, 2016).
Emotionality Moderates Environmental Risk
Temperament shapes development in another profound way: it shapes our reactions to events in
our lives. Thus, our temperament influences how we respond to the problematic test at school,
dealing with the difficult colleague at work, or a romantic breakup. Early in development some
children are more susceptible to challenging or bad things that happen to them because of their
temperaments (Bakermans-Kranenburg & van Ijzendoorn, 2015; Belsky & Pluess, 2009). These
emotionally/physiologically reactive children have been referred to as “orchids”; (orchids are
hard to grow, requiring just the right amount of water to thrive), while children who are less
reactive have been referred to as “dandelions” (dandelions can grow in any environment). We
illustrate this idea with a finding from a study by Kochanska, Aksan, and Joy (2007).
Figure 11.4 shows the effect of fathers’ power assertion (harsh caregiving) on children’s com-
pliance among two groups of children: those with low fear (dandelions) and those with high fear
(orchids). For the dandelions, the level of their fathers’ power assertion was irrelevant to their
compliance. For the orchids, however, the more the fathers showed power assertion, the more
the children were noncompliant; they reacted with resistance. It is important to notice how well
the orchids did when the dad’s power assertion was low. The observation that orchids do bet-
ter than dandelions in optimal environments is an important aspect of differential susceptibility
theory (Roisman et al., 2012).
Negative emotionality and emotion dysregulation do make it harder for individuals to deal
with less-than-optimal environments. In a meta-analysis of longitudinal and experimental data,
Attachment and Emotionality 287
it has been found that infants scoring high on negative emotionality (i.e., a tendency to be eas-
ily distressed) were more vulnerable to parental hostility and negative control (Slagt, Dubas,
Dekovic, & van Aken, 2016). Respiratory sinus arrhythmia (RSA) has also been found to be a
physiological marker of emotion regulation (Scrimgeour, Davis, & Buss, 2016) and to indicate
differential vulnerability to environmental stresses (El-Sheikh & Hinnant, 2011).
It is, of course, not only the temperament that we are born with that influences personality
development. Next, we outline the ways in which many different experiences with caregivers,
friends, and teachers shape our personalities.
Attachment and Emotionality
What Is Attachment?
In keeping with the central focus on the social context of emotion, as we turn to thinking about
the impact of relationships on children’s developing emotionality, we begin with the notion
of attachment. In Chapters 8 and 9, we talked about the centrality of emotion for the forma-
tion and negotiation of relationships, including different attachments within families. Through
shared thinking and cooperation, humans accomplish collectively what could not be accom-
plished individually (Tomasello, 2009, 2014). This entry into the community of shared thought is
achieved through attachment relationships. In Chapter 8 we showed, as well, how maturation in
emotion expression, recognition, and regulation provide the building blocks for shared thinking
and cooperation. Now we consider the relational experiences that children need to effectively
operate in this space between people. Attachment relationships are central.
John Bowlby, the founder of attachment theory (1969/1982), detailed how attachment is a
biobehavioral system that evolved for the protection of the young, a defining challenge in the
evolution of our species. He argued for an evolutionarily-based, safety-regulating system in
which the parent is the child’s haven of safety. Attachment behaviors are activated in the pres-
ence of threats to the child, which, in turn, keep the child in close proximity to caregivers in
the first few years. Through experiences with the caregiver in moments of danger, illness, and
distress, infants construct a model of the caregiver as a protector and buffer, allowing them to
1.2
1
0.8
0.6
0.4
0.2
0
C
hi
ld
r
ul
e-
co
m
pa
tib
le
c
on
du
ct
a
t 3
8
m
on
th
s
–0.2
–0.4
–0.6
–0.8
–1
–1.2
–1.4
–1.6
low
low fear
high fear
high
Study 2
KOCHANSKA, AKSAN, AND JOY
Father’s power assertion at 15 months
FIGURE 11.4 The relationship between father power assertion (harshness) and children’s opposi-
tional behavior as a function of orchids and dandelions (Adapted from Kochanska, Aksan & Joy, 2007).
IndIvIdual dIfferences In emotIonalIty288
use the protector as a secure base and explore the world. Mary Ainsworth worked with Bowlby
and made further observations in Uganda and in the United States (Ainsworth, 1967; Ainsworth,
Blehar, Waters, & Wall, 1978).
A sensitive mother was described by Ainsworth as “alert to perceive her baby’s signals, inter-
prets them accurately, and responds appropriately and promptly . . . temporally contingent upon
the baby’s signals” (Ainsworth et al., 1978, p. 142). With her colleagues, Ainsworth developed
the Strange Situation Test, in which an infant is first with her or his mother in a room that is
strange to the child. Also in the room is someone the infant doesn’t know. At a set point the
mother leaves the room and later returns. Ainsworth and Bell (1970) found that in this situation
babies in their second year respond to the mother’s absence, in the presence of a stranger, in
different ways. Three different styles of attachment were found in these observations: Secure,
Anxious, and Resistant (Ainsworth et al., 1978).
Securely attached infants have experienced sensitive and consistent caregiving, which allows
them to learn to expect parental availability in the face of stress. Avoidant attachment, in con-
trast, is associated with a consistently insensitive caregiving style. Infants adaptively respond to
this environment by minimizing signs of distress in the face of stress, as they have learned their
emotions will be ignored or rejected. Resistant (sometimes called Ambivalent) attachment is
thought to develop in the context of inconsistent caregiver sensitivity, wherein infants maximize
their expression of distress in order to obtain a response from their parents. A fourth pattern of
responding was subsequently added, called the Disorganized style (Main & Solomon, 1986),
which is thought to develop in the context of a chaotic and/or frightening caregiving environ-
ment. Such children lack a developed means to regulate painful emotions in the face of attach-
ment distress. These attachment styles and their relationship to parenting vary across cultures,
suggesting that although attachment is a human universal, the relation of styles to parenting pat-
terns falls short of a human universal (Cheung & Elliott, 2016; Mesman et al., 2017; Mesman,
van IJzendoorn, & Bakermans-Kranenburg, 2012).
Attachment Status and Emotional Outcomes
Why is attachment security important? A series of recent meta-analytic studies yielded find-
ings of significant associations between early attachment security and children’s socioemo-
tional development (Groh, Fearon, van IJzendoorn, Bakermans-Franenburg, & Roisman, 2017).
Attachment security is most strongly associated with social competence and externalizing behav-
iors (anger, aggression, hyperactivity) in children. It is less strongly associated with children’s
internalizing problems (depression and anxiety) and their temperaments. There is evidence that
such effects can be cascading. For instance, Simpson and colleagues (2007) found attachment
security in infancy was related to peer competence in early elementary school, which, in turn,
influenced friendship security in adolescence, and ultimately collaboration in romantic relation-
ships in adulthood. These findings reflect the importance of early attachment to interpersonal
relations across the life course.
Further, secure attachment relationships are important for children’s understanding, regu-
lation, and expression of emotions (Cassidy, 1994; Cooke, Stuart-Parrigon, Movahed-Abtahi,
Koehn, & Kerns, 2016). In a seminal study, Spangler and Grossmann (1993) found that Avoidant
babies showed fewer facial and vocal displays of emotion in the Strange Situation Test than did
Secure babies. During this test, though, the Avoidant babies had similar heart rates as the Secure
babies and had higher cortisol levels after. This suggests that despite less overt, visible distress,
Avoidant children may nevertheless experience physiological arousal. In essence, their Avoidant
behavior is not completely effective as a coping strategy (Spangler & Grossmann, 1993).
Indeed, the impact of early attachment experience on children’s emotional development may
be, in part, due to changes in physiological systems related to stress. As you learned in Chapter 5,
Attachment and Emotionality 289
cortisol is a hormone that tracks responses to stress. Infants categorized as Insecure and/or Dis-
organized, as compared to Secure, have been shown to have larger cortisol stress responses in
distressing attachment contexts (Bernard & Dozier, 2010; Luijk et al., 2010) as well as dampened
diurnal cortisol (Luijk et al., 2010; Oskis, Loveday, Hucklebridge, Thorn, & Clow, 2011). Thus,
particular adaptations to caregiving environments, as indicated by styles of attachment, may alter
stress-related physiological systems.
Such physiological changes may have implications for brain development, particularly
in areas with a high density of cortisol receptors, such as the amygdala. Longitudinal stud-
ies have documented morphological differences in brain structure, with larger amygdala
volumes in adults previously categorized as Insecure and/or Disorganized, which, in turn,
are functionally related to emotionality (Lyons-Ruth, Pechtel, Yoon, Anderson, & Teicher,
2016; Moutsiana et al., 2015). Further, early attachment experiences have been shown to
persistently alter neural substrates associated with emotion regulation. Moutsiana and her
colleagues (2014) carried out a 22-year follow-up of individuals whose attachment status was
assessed in infancy. Individuals were exposed to negative and positive pictures while brain
activation was being measured and they were asked to increase or decrease their emotional
response to the picture. Effects of attachment status were most marked as individuals tried to
increase positive affect. Individuals categorized as Insecure in infancy (compared to secure
in infancy) showed a relatively inefficient neural processing system (involving the left and
right anterior prefrontal cortex, the rostral anterior cingulate cortex, and the dorsal medial
prefrontal cortex) as they tried to increase their positive responses to pictures. This suggests
that such individuals require greater cognitive effort, at a neurobiological level, to experience
positive emotions. Thus, early patterns of attachment organization, which develop in response
to caregiving environments, have lasting implications for the neurobiological systems that
involve emotion and stress regulation.
Parental Sensitivity and Shared Thinking
The relationship between parental sensitivity and infant attachment is well established both in
correlational studies and intervention studies that seek to alter parenting styles (Bakermans-
Kranenburg, van IJzendoorn, Juffer, 2003; Lucassen et al., 2011; Mountain, Cahill & Thorpe,
2017). Let us think about parental sensitivity and children’s attachment in the context of prepar-
ing children for shared thinking and cooperation over the life course. Kochanska (2002) argues
that a “mutually rewarding orientation” is the basis for cooperation between parents and chil-
dren. More specifically, her argument is that children develop an openness to their caregiver’s
direction even in discipline contexts, such that children will regulate their emotions and listen
to their parents’ demands. This willing stance develops in the context of sensitive parent–child
relationships, and it shows stability over time. It has been shown to predict positive socialization
in the form of reduced children’s externalizing behavior, internal sense of obligation to follow the
parent’s requests (in the absence of parental monitoring), and perception of parental trustworthi-
ness at age 10. We can think of these influences as reciprocal: when parents are positive with the
children, the children are positive with their parents and this reciprocal process goes on through
development (Kochanska, Kim, & Boldt, 2015).
The process of a mutually rewarding orientation starts in infancy and toddlerhood. Secure par-
ents, (called Autonomous on the Adult Attachment Interview, which we describe below), evalu-
ate their own infants’ pictures more positively, rate infant crying as less aversive, and process
infant cries in an infant-oriented, as opposed to mother-oriented, manner (Ablow, Marks, Shirley
Feldman, & Huffman, 2013; Leerkes et al., 2015; Spangler, Maier, Geserick, & von Wahlert,
2010). Secure parents are more able to read and respond appropriately to the range and fluctua-
tion of emotions that their infants show.
IndIvIdual dIfferences In emotIonalIty290
Consider now the mutually rewarding orientation in adolescence. Remember when you were
allowed to spend more time away from home during this period? Did you tell your parents about
your friends and activities? Parental monitoring of adolescent activity has been found to decrease
risky adolescent behaviors (Stattin & Kerr, 2000). But parents knowing what their adolescents
are doing is partly dependent on adolescents being prepared to confide in their parents. They do
this more when earlier trust has been built up (Fletcher, Steinberg & Williams-Wheeler (2004).
A positive parent–child relationship provides the basis for the shared thinking and willingness
toward others that is needed over the course of a lifetime.
From Parent Attachment to Child Attachment
A central idea in attachment theory is that parents can behave in sensitive and responsive ways
when they themselves were the recipients of responsive parenting in their own childhoods: thus,
attachment begets attachment in the next generation. The Adult Attachment Interview (AAI;
George, Kaplan, & Main, 1985) was developed to examine this intriguing possibility by captur-
ing adult narratives on their relationships with their parents, and in these narratives classifying
adults into three different adult styles: Autonomous (cf. Secure), Dismissing (cf. Avoidant),
or Preoccupied (cf. Resistant). Recent meta-analytic evidence, based on over 2,000 parent–
child dyads (Verhage et al., 2016), has summarized the degree of the relationship between the
parents’ attachment status as an adult and their children’s attachment status. This can be seen
in Table 11.2. The strongest concordance is between Secure parents and their children (54%),
the next for Dismissing parents and children (28%), and the lowest for Preoccupied parents and
children (17.8%).
Another method of investigating links between parent and child attachment is to examine the
attachment of the offspring of adults, whose attachment status was examined in their infancy.
One study that involved a high-risk sample reported something striking for disorganized attach-
ment. Among mothers who themselves had disorganized attachment patterns as children, 50% of
their infants also showed disorganization (Raby, Steele, Carlson, & Sroufe, 2015). Thus, across
these studies we see some expected parent–child concordances that appear to be strongest for
secure and disorganized attachment. Lack of concordance is also seen. Explanations for disconti-
nuity in attachment styles focus on changes in life circumstances, both good and bad, that might
alter how individuals relate to their children (Barbaro, Boutwell, Barnes, & Shackelford, 2017).
Are parental attachment styles (measured through behavior) correlated with parental brain
activity? Riem and colleagues (2012) used functional Magnetic Resonance Imaging (fMRI) to
Table 11.2 Number of individuals in three different categories for caregiver’s
adult attachment status and their children’s attachment status, in 2,774 dyads
Child attachment
Caregiver’s
Adult attachment Secure Avoidant Resistant Total Percent
Autonomous 1079 191 166 1436 53.9
Dismissing 314 309 133 756 28.4
Preoccupied 216 100 158 474 17.8
Total 1609 600 457 2666
Predicted transmission patterns are in bold font.
Source: Verhage et al., 2016, table 4, p. 77.
Attachment and Emotionality 291
examine whether activity in the amygdala (which is activated during exposure to infant crying)
varied by adult attachment status. They found that, when exposed to infant crying, Insecure (as
compared to Secure) adult attachment was associated with more irritation, use of excessive force,
and heightened amygdala activation. This suggests that early relational emotion patterns are rep-
resented at the neurobiological as well as behavioral levels.
The Role of Environmental Risk in Children’s
Attachment Relationships
You may be wondering about the role of environmental factors in children’s attachment status.
And on this question, we arrive at a challenging conclusion: The more compromised the caregiv-
ing environment, the more problematic the child’s attachment status. Thus, children in economi-
cally disadvantaged homes, those who have experienced abuse, and those who have been raised
in institutional care (see Chapter 12) show high rates of disorganized or insecure attachment. In
a meta-analytic review that included 4,792 children, Cyr, Euser, Bakermans–Kranenburg, and
Van IJzendoorn (2010) found that maltreatment was a particularly potent risk factor for the
development of insecure and disorganized attachment styles, as shown in Figure 11.5. These
researchers also looked at the role of being exposed to multiple environmental risks simultane-
ously (poverty, low education, single parenthood, ethnic minority, teen parenting). The children
experiencing multiple risks in their environment showed a similar degree of risk of disorganized
attachment to the maltreated children. Thus, the extent to which parents can provide a sensitive
and responsive environment for their children is in part related to their own social disadvantages.
Genetic Influences on Attachment
In Chapter 8 you learned that a child’s individual temperament is influenced by her or his genetic
profile, inherited from his or her parents. Given this, you might expect strong relations between
genetics, childhood temperament, and early attachment patterns. This proves to not be the case.
Early attachment patterns are not strongly related to child temperament (Groh et al., 2017). Nor
do studies find that infant attachment patterns (particularly secure and insecure attachment) have
0
0.5
1
1.5
2
2.5
5 Risks High-risk non-maltreatment Maltreatment
Disorganization Insecurity
FIGURE 11.5 The effect sizes for cumulative risk and maltreatment in explaining insecure and
disorganized attachment (based on Cyr et al., 2010).
IndIvIdual dIfferences In emotIonalIty292
a strong genetic basis (Bokhorst, Bakermans-Kranenburg, Fonagy, & Schuengel, 2003; O’Connor &
Croft, 2001). Furthermore, although many parental behaviors (such as negativity and control,
Avinun & Knafo, 2014) are strongly influenced by children themselves, the evidence suggests
that this is less so for parental attachment behavior. Fearon and colleagues studying twins (2006)
found that parental responsivity across children was very similar. The likely explanation is that
as these parental behaviors are so important for the species-specific goals of shared thinking and
cooperation, they do not vary across siblings but instead show a trait-like presentation (i.e., the
parent treats all siblings similarly).
Although there has been minimal support for genetic contributions to attachment differences
in early childhood, this is not the case in adolescence. Based on a twin study of 551 adolescent
twin pairs, Fearon and colleagues (2014) found 40% heritability for security of attachment. In
accounting for the discrepancy between early childhood and adolescent heritability estimates,
the authors suggest that children’s genetic predispositions may evoke changes in the behavior of
caregivers over the course of childhood, which, in turn, feeds back to affect children’s attachment
styles (evocative gene–environment correlation, see above).
Although genetic influences on attachment categories in general appear to be low, it may
be that some categories are more genetically influenced than others. For instance, the largest
genome-wide association study of 657 14-month-old infants has identified a number of genes
associated with disorganization (Pappa et al., 2015). Furthermore, infant subcortical structures at
six weeks of age, using ultrasound imaging, have been found to predict attachment disorganiza-
tion at 14 months (Tharner et al., 2011), suggesting that there are very early vulnerabilities in
brain development evident for at least this one category of attachment.
Parental Behaviors Beyond Attachment
Of course, there are other aspects of close relationships that influence the development of differ-
ences in personality that are not related to attachment processes. We consider some of these now.
Biobehavioral Synchronization
The concept of biobehavioral synchronization takes the behavioral reciprocity that we see in
the mutually responsive orientation (described above) to the physiological level. Feldman (2012)
has shown that brains of parents and infants transform to integrate the other as an interaction
partner. The process of interactional synchrony starts during pregnancy. Interactional synchrony
is the dance of mutually rewarding, turn-taking interaction. Over the course of the first year of
life, as parent–infant synchrony gets established, such synchrony becomes more closely inter-
connected with physiological and behavioral stress regulation systems. For instance, parent–
infant emotional synchronization promotes the coordination of heart rhythms between the parent
and infant (Feldman, Magori-Cohen, Galili, Singer, & Louzoun, 2011) and affiliative hormones
such as oxytocin (Feldman, Gordon, & Zagoory-Sharon, 2011), demonstrating important links
between the neurobiological underpinnings of bonding and parent–infant synchrony. Parental
contingent coordination serves as an external regulator for infants’ developing regulatory capaci-
ties, which, over time, transforms into child self-regulation.
Parental Mentalization and Reflective Capacity
Parental mentalization refers to parents’ abilities to represent and hold in mind the internal
states, such as emotions, thoughts, desires, and intentions, of their children. It involves the
awareness and accuracy of parental interpretations of children’s mental worlds. Several
Parental Behaviors Beyond Attachment 293
constructs have been studied under this umbrella—parental mind-mindedness (Meins, 1997;
Zeegers et al., 2017), parental insightfulness (Oppenheim & Koren-Karie, 2002), parental
reflective functioning (Slade et al., 2005; Wade et al., 2018), and parental cognitive sensitivity
(Prime et al., 2015).
Mothers’ tendencies to comment appropriately on their infants’ inferred internal states are
related to enhanced mentalizing and language abilities (Laranjo, Bernier, Meins, & Carlson,
2014; Meins, Fernyhough, Arnott, Leekam, & Rosnay, 2013), emotion understanding (Centifanti,
Meins, & Fernyhough, 2016), and behavioral adjustment (Meins, Centifanti, Fernyhough, &
Fishburn, 2013). In contrast, Meins et al., (2013) demonstrated that maternal inappropriate
mind-related comments were associated with weaker understanding of perspective differences
in children at age 2, which, in turn, predicted weaker mentalizing abilities in children at age 4.
Previously, we discussed parental sensitivity in the context of children’s emotions. Now, we
turn to the way in which it contributes to multiple aspects of children’s cognitive development.
In a longitudinal birth-cohort study, Browne et al. (2018) found that maternal sensitivity when
children are 18 months old explained a variety of cognitive outcomes when the children were
five and just entering school (reading, math, language, theory of mind). So why is the influ-
ence of maternal sensitivity upon cognitive function so important to emotional development?
It is because of the role of maternal sensitivity in building the neural architecture that promotes
social interaction. Language and being able to represent and understand others’ mental states are
the cognitive skills that allow children to interact successfully with others (Fernyhough, 2008;
Tomasello, 2009; Tomasello, Carpenter, Call, Behn, & Moll, 2005). The mutually responsive
orientation is not only an emotional stance of one person toward the other. It is also a cognitive
stance in which the neural architecture has developed to support thinking about other people.
This idea led Jenkins, Perlman, and colleagues (Prime et al., 2015; Browne, Leckie, Prime,
Perlman, & Jenkins, 2016) to broaden the concept of parental sensitivity to cognitive sensitivity.
Cognitive sensitivity is defined as the extent to which any social partner considers the knowl-
edge and abilities of their partner during an interaction that involves the achievement of a joint
goal. Cognitive sensitivity, then, is not just applicable to caregivers and children, but includes
all those relationships in which a child takes part. Theoretically, instead of sensitive responding
operating in the service of the protection of young (Goldberg, Grusec, & Jenkins, 1999), it oper-
ates in the service of shared thinking and its neural architecture. Browne et al. (2016) showed a
“climate” effect in the family for this skill: the more that everyone behaved with cognitive sensi-
tivity (including behaviors such as mind-reading, rephrasing ideas to improve understanding), the
more the child was able to engage in shared thinking and cooperation (Browne et al., 2016). Over
and above parental inputs, cognitive sensitivity of older siblings has also been found to predict the
younger siblings’ language and theory of mind (Prime, Pauker, Plamondon, Perlman, & Jenkins,
2014; Prime, Plamondon, Pauker, Perlman, & Jenkins, 2016).
Talk About Emotions
Through the learning of emotion language, parents and other caregivers structure a world that
will shape the emotional experience of children. Parents do this in several ways. One way is to
talk with children about the kinds of events that evoke emotions. For instance, a father says to his
son who is recoiling at the sight of a big dog: “You don’t need to be scared of him.” On another
occasion he wanders into the cycle path, and a bicyclist narrowly misses him. His father rushes
to him and says, “That’s dangerous! You really frightened me.” Such emotional communications
teach children about what events appropriately elicit emotions in their community, inducting
the child into the cultural rules of emotion. This type of talk structures the child’s own internal
experience and lets the child know about the internal experience of others. This talk is referred to
as mental state talk and includes talk about emotions, desires, and thoughts.
IndIvIdual dIfferences In emotIonalIty294
As you might imagine, parents tailor the complexity of their mental state talk to children’s
age. Taumoepeau and Ruffman (2006) found that maternal use of desire language (e.g., love,
want, hope, wish, dream) with 15-month-old children predicted children’s mental state language
and emotion task performance (i.e., their ability to discern how a person felt) at 24 months.
When children were 24 months of age, mothers’ reference to others’ thoughts and knowledge,
a more advanced form of mental state talk, was the most consistent predictor of children’s later
mental state language at 33 months (Taumoepeau & Ruffman, 2008). Maternal talk was adjusted
according to their child’s developmental stage; mothers’ talk about more sophisticated mental
states (i.e., thoughts and knowledge) increased significantly between 15 and 33 months and
24 and 33 months, while less-sophisticated talk (i.e., about desires and emotions) remained rela-
tively stable. van der Pol et al. (2015) found that not only does emotion talk vary as a function
of age, there are subtle differences in the type of talk parents direct toward boys versus girls. For
instance, when referring to gender-neutral characters in a shared reading task, parents were more
likely to use female gender labels when describing pictures of more submissive or collaborative
emotions (i.e., sadness, happiness) and male gender labels when describing pictures of competi-
tive or adversarial emotions (i.e., anger). This study also found that mothers elaborated more on
emotions during shared booking reading than did fathers.
In summary, parental talk about emotion, geared to the child’s developmental level, is impor-
tant for building children’s cognitive structures. Interestingly, when these conversations are more
attuned, with ideas going back and forth, it enhances children’s neural architecture in the lan-
guage areas of the brain (Romeo et al., 2018).
So do parents who talk more about emotions promote children’s socioemotional develop-
ment? The answer appears to be yes. Parental talk about emotions is positively related to differ-
ences in children’s own emotion talk, their emotion understanding, and their prosocial behavior.
During a child’s toddler years, Brownell and colleagues (2013) showed that parents’ encourage-
ment of their children’s participation in discussing others’ emotions, rather than the amount of
emotion talk parents used themselves, was particularly important to children’s observed sharing
and helping behavior.
Emotion talk is important beyond toddlerhood, too. One study found, for example, that in
middle childhood, children who engaged in complex emotion discourse with their parents (e.g.,
promoting thinking about self and others’ internal perspectives, and causal reasoning/problem
solving) were more effective when it came to prosocial problem solving, which, in turn, was
related to teacher-reported social skills in middle childhood (Fenning, Baker, & Juvonen, 2011).
Together, these studies highlight a process that is part of healthy emotional development:
when parents engage their children in talk about emotions, they help their children understand
their own emotions and those of others, which, in turn, supports socially adaptive action in dif-
ferent contexts. This may be especially true when it comes to stressful and traumatic events.
Conversations about emotion in the context of reminiscing about negative events (once the emo-
tional heat has subsided) might be especially influential in promoting children’s emotional and
relational understanding (Coppola, Ponzetti, & Vaughn, 2014; Gottman, Katz, & Hooven, 1996;
Laible, 2004; Laible & Panfile, 2009; Ramsden & Hubbard, 2002). Laible (2011) found that in
negative event conversations, as opposed to positive event conversations, mothers were more
likely to discuss the causes of emotions with children, had in-depth discussions, and were also
more likely to confirm the child’s emotional experiences (“yes, I remember you were sad”).
A longitudinal study (Laible, Murphy, & Augustine, 2013) identified two important aspects
of this discourse that were correlated with children’s socioemotional functioning: (i) children’s
active participation in reminiscing and (ii) parents and children collaborating to construct a
shared narrative about the negative event. Such effects are not just correlational. In a training
study in which mother–child dyads were randomly assigned to an emotion-rich and elaborative
reminiscing condition, children talked more about emotions and their causes than children in the
Parental Behaviors Beyond Attachment 295
control condition (Bergen, Salmon, Dadds, & Allen, 2009). It is important to note that it is not
just parents who influence children’s talk about emotions; Older siblings are also a critical influ-
ence (Jenkins, Turrell, Kogushi, Lollis, & Ross, 2003).
We can see that emotion talk, like mentalization, allows for the construction of shared mean-
ings and provides a communicative basis for shared thinking. Such foundational skills help chil-
dren negotiate and manage their relationships with others.
Parental Socialization of Emotion
In the emotional exchanges that make up so much of family life, parents not only teach their chil-
dren a way of talking about emotion, but they also socialize their children into specific familial
and societal norms about emotional experience and expression. This socialization of emotions
occurs in the emotions parents show to children, in how they respond to children’s emotions, and
in how they discuss and make sense of emotional exchanges (Eisenberg et al., 1996). It is impor-
tant to recognize that these socialization of emotion processes are bidirectional: parents socialize
their children, and children socialize their parents (Grusec, 2011; Kuzynski, 2003). Children are
active agents in this process, with some being temperamentally responsive to parental efforts and
others are not.
Emotions to Which Children Are Exposed
As great writers and artists have long known, families differ with respect to what emotions seem
prominent: one family may be full of laughter, joy, and affection, another full of fiery displays
of anger, and another still committed to the avoidance of any emotional display. This family
climate (which can only be estimated when everyone in the family interacts with everyone else)
accounts for about 15–20% of the variability in emotionally based interactions (Browne, Leckie,
Prime, Perlman, & Jenkins, 2016; Eichelsheim, Deković, Buist, & Cook, 2009; Rasbash, Jenkins,
O’Connor, Tackett, & Reiss, 2011). Thus, after we account for what individuals contribute to the
family (e.g., one child being very angry and hostile to everyone) and the role of specific dyads
(e.g., the mother and child clash with one another), there is still a large family climate influence.
We think of this as a process of emotion contagion or spillover: watching parents fight with
one another makes it more likely that sibling dyads (Margolin, Christensen, John, 1996) and
parent–child dyads will fight with one another (Stover et al., 2012; Stroud, Meyers, Wilson, &
Durbin 2015). Young children may be particularly influenced by the emotion contagion that
occurs in their families. For example, Browne and colleagues (2016) found that for young
children, the emotional climate of the whole family played a much larger role in their mental
attunement to others than the role it played for older children and mothers. Although some of
this contagion of emotion in families is likely to be genetically mediated (Ganiban et al., 2009),
negativity in the marital dyad is associated with parent–child negativity in adoptive families in
which no genetic relationship occurs (Stover et al., 2012). These findings highlight how dys-
function in one family dyad can erode the functioning in other family dyads and, as a result,
shape a child’s emotionality.
“Positive contagion” can also occur, too. Children raised in families with greater positive emo-
tionality show higher levels of empathy and affection (Eisenberg, 1992; Jenkins et al., 2012). In a
longitudinal study that gathered measurements at three time points, constructive marital conflict
(characterized by cooperation and resolution) predicted better peer relationships in children as
well as higher levels of prosocial behavior (McCoy, Cummings, & Davies 2009; McCoy, George,
Cummings, & Davies, 2013).
A number of accounts of this process of contagion, particularly related to prosociality, have
been proposed (Paulus, 2014). One focuses on the intriguing possibility that family members
IndIvIdual dIfferences In emotIonalIty296
share emotion-related autonomic reactions. Ebisch and colleagues (2012) observed mothers
reacting empathically to their preschool children inadvertently breaking an examiner’s toy. Moth-
ers and children’s facial temperature variations were found to change together, suggesting affect
sharing and sharing of autonomic arousal.
Parental Reactions to Children’s Emotions and Emotion Coaching
As babies develop language, they learn ways to communicate about internal states. As parents see
their infants having more flexible ways of expressing their needs, they change how they respond
to their children’s emotions. They may pay attention to what they consider acceptable forms of
emotional expression and ignore others. For example, Brooks-Gunn and Lewis (1982) found that
mothers responded more to crying in their babies’ first six months than in their second year. As
their children reached a year and then two years, they increased their responding to their child’s
efforts to speak. Such behavior says: “I’ll pay attention to you when you talk to me, but not just
when you cry.” They also found that mothers responded less to the crying of boys than to the
crying of girls. Similarly, Dunn, Bretherton, and Munn (1987) found that mothers’ references
to feeling states following a child’s distress decreased as the child aged from 18 to 24 months,
presumably to deemphasize negative emotions (see also Kochanska & Aksan, 2004). By the time
children are age two, parents are decreasing their response to negative emotions, thereby induct-
ing their children into a culture in which it is less acceptable to cry to achieve goals. As children
age, we see that the effect of parental behavior on children’s emotions change. In a study of
three-to-six–year-old children, the balance between children’s positive and negative expressions
of emotion (called regulatory balance) was found to be differentially associated with parents’
emotional support as a function of children’s age. It is possible to see that while parental sup-
portiveness is associated with higher regulatory balance in young children, this is not the case for
older children (see Figure 11.6).
We might think from our discussion about attachment and parental responsiveness that the
best thing for parents to do as soon as a child is distressed is to respond immediately and sympa-
thetically. But parents’ goals are more complex than simply protecting or comforting children,
particularly as children get older. As infants become toddlers, parents make complex evaluations
–2.7
–0.10
–0.01
0.09
0.18
R
eg
u
la
to
ry
B
al
an
ce
0.28
0.37
0.47
–2.0 –1.4 –0.7
Supportive Emotion Socialization
(centered)
Younger
Child Age
(centered)
0.0 0.6 1.3
Mean Age
Older
FIGURE 11.6 The relationship between parental supportive emotion socialization and children’s
regulatory balance varies as a function of children’s age. (Source: Mirabile, Oertwig, and Halberstadt,
2016).
Parental Behaviors Beyond Attachment 297
about how distressed their child is, what the context is, how important the situation is to building
autonomy, and so forth (Dix, 1991; Mesman, Oster, & Camras, 2012).
In light of the developmental changes in the emotional dynamics between parents and chil-
dren, it is clear that parents develop beliefs about their own and their children’s emotions,
which are known as Parental Meta-Emotion Philosophy (PMEP) (Gottman et al., 1996).
An emotion coaching philosophy is characterized by parents’ awareness and acceptance of
their own emotions and those of their children and a perception of negative emotion as an
opportunity for growth and/or connection. In contrast, emotion-dismissing philosophies tend
to minimize the importance and expression of emotion and focus on ridding children of nega-
tive emotions.
These emotion philosophies are important determinants of parental behaviors. For instance,
during emotion-eliciting conversations with their children, parents who value negative emotions
encourage their expression (Lozada et al., 2016). Parents who have more of an emotion coach-
ing philosophy are also more accurate in labeling a range of emotions including anger, sadness,
fear, and happiness (Morey & Gentzler, 2017). In turn, parental beliefs about emotion have been
associated with children’s emotional development and subsequent adjustment (Katz, Maliken, &
Stettler, 2012). For instance, mothers with stronger beliefs that emotions are dangerous (assessed
by a questionnaire that asks them to rate how problematic or dangerous it is to express both posi-
tive and negative emotions) raised children with poorer emotion understanding. In turn, children
with poorer emotion understanding were rated by teachers as less well-adjusted in the classroom
(Garrett-Peters, Castro, & Halberstadt, 2017).
How do parents’ beliefs, or philosophies about emotion, shape their children’s emotional and
social tendencies? When mothers respond to children’s negative emotions so that the child is
encouraged to, or helped to, deal with the source of a problem, children’s constructive coping is
enhanced (Eisenberg et al., 1996). Other parental reactions such as minimization of children’s
emotions, negative and dismissing responses have been linked to a different style: that of avoid-
ant emotion regulation and more displays of anger in parent–child interactions (Eisenberg, Fabes,
Carlo, & Karbon, 1992; Eisenberg et al., 1996; Snyder, Stoolmiller, & Wilson, 2003). Moreover,
punitive reactions in parents are associated with escape and revenge-seeking behaviors in chil-
dren (Eisenberg & Fabes, 1994; Eisenberg et al., 1992). Being negatively reactive to children’s
anger and sadness is the response most strongly associated with poor outcomes in children.
Indeed, in families with a conduct-disordered child (which is a mental health problem character-
ized by aggression that we discuss more in Chapter 12), parents have been found to respond to
their children’s aggression and negativity with increased aggression and negativity. This pattern
of escalating reciprocal negativity plays a causal role in the development of conduct disorder
(Patterson 1986; Plamondon et al., 2017).
Before we leave our discussion of parental response to children’s emotions, let us remember
that much of what we know of children’s emotion socialization comes from research in Western
European countries. It will be important for research to extend the findings we have been consid-
ering to other cultures, for as we saw in Chapter 3, culture influences every aspect of emotion.
For instance, Caucasian mothers living in the United States reported more sympathy and showed
high rates of encouragement toward their children’s expression of sadness and anger as compared
to mothers in old city and suburban India (Raval, Raval, Salvina, Wilson, & Writer, 2013). We
should also bear in mind that these differences in the parents’ emotional response may be due
to differences in how the children respond. For example, one study found that, as compared to
American infants, Chinese infants were less expressive overall, showed less distress responses,
and produced fewer smiles (Camras, Oster, Campos, & Bakeman, 2003). In this same study,
Japanese infants were more similar to American than to Chinese infants in their expressiveness.
Given these differences in the infants’ emotionality, it is easy to imagine how parents might, in
turn, respond differently.
IndIvIdual dIfferences In emotIonalIty298
The studies described above were correlational, limiting the conclusions that we can draw
about causality. Recent studies have shown, though, that teaching parents in a six-session par-
enting group about the value of emotions, how to respond to children’s emotions, and how to
regulate their own emotions results in enhanced emotion coaching and empathy among parents,
as well as a significant increase in children’s emotion knowledge, and social and behavioral
adjustment (Havighurst et al., 2013, 2015). The results from this study can be seen in Figure 11.7.
Intergenerational Transmission and Genetics in Parenting
Above, we learned about the intergenerational transmission of attachment styles. Do other aspects
of parenting also show intergenerational transmission, passing from parents to children, and
then to the next generation? Do succeeding generations in a family show consistency in warm or
hostile parenting tendencies, for example?
Indeed, evidence suggests this is the case. For example, children who have been parented with
positivity and warmth in their childhoods grow up more likely to be warm parents with their own
children (Belsky, Jaffee, Sligo, Woodward, & Silva, 2005; Kovan, Chung, & Sroufe, 2009). The
same kind of intergenerational transmission has been shown for hostility. Individuals who have
received harsh parenting in their own childhoods are more likely to parent their own children
more harshly (Kovan et al., 2009; Neppl, Conger, Scaramella, & Ontai, 2009).
These intergenerational continuities are also affected by individuals’ choices of marital part-
ners. For example, in one study that followed children into adulthood, children who had been
parented harshly proved to be more likely to choose partners who parent harshly (Conger et al.,
2012). It would appear that early experiences in childhood of being parented harshly lead to
preferences for partners who parent harshly, only increasing the likelihood those individuals will
0
10
20
30
40
50
60
Intervention Control Intervention Control Intervention Control
Emotion dismissing Empathy Negative expressiveness
Baseline Follow-up
**
*
**
FIGURE 11.7 Following the emotion intervention parents showed improved skills in being less
dismissive of children’s emotions, being more empathic, and showing less negative expressiveness. ** =
difference in change from baseline to follow up between groups is significant at < .001; * = difference in
change from baseline to follow up between groups shows a tendency.
Beyond Parenting: Influences of Siblings, Peers, and the Broader Social Context 299
themselves parent in harsh ways. However, in circumstances wherein children who were treated
harshly by their parents partnered with a person with a warm parenting style, the transmission of
harsh parenting did not occur (Conger, Schofield, & Neppl, 2012). This has also been found in
a meta-analytic study: having a good and caring relationship with a caregiver in childhood, or a
spouse in adulthood, results in a lower intergenerational transmission of maltreatment (Schofield,
Lee, & Merrick, 2013). We discuss the “protective effects” topic at more length in Chapter 12.
Earlier in this chapter we discussed the role of children’s genetically driven characteris-
tics, and the way in which they elicited different kinds of parenting behaviors (the evocative
gene–environment correlation). Twin studies have shown that parenting is substantially herit-
able; between 30 and 50% of the variance in parenting is explained by genetic influence, as
can be seen in Figures 11.8a (parental warmth) and 11.8b (parental negativity) (Klahr & Burt,
2014). In these figures, “A” refers to the percentage of variance attributable to genetic influence,
“C” refers to the shared environment (the similarity between siblings once genetic effects have
been accounted for), and “E” refers to the nonshared environment (differences between sib-
lings attributable to the environment). Notice how genetically driven characteristics of children
(A) shape parental negativity more than these genetically driven characteristics shape parental
warmth. Note also that the negativity of mothers is more influenced by genetically based child
characteristics than the negativity of fathers. Mothers may be more driven by challenging child
behavior because of the greater time that they spend with children or because of their perceived
roles as disciplinarians.
These findings are a reminder that children are not passive in the parent–child relationship;
rather, as we have considered in different places in this chapter, it is a mutually reciprocal process
between parents and children.
Beyond Parenting: Influences of Siblings, Peers,
and the Broader Social Context
A multilevel perspective is important for understanding the development of children’s emo-
tionality (Bronfenbrenner, 1992; Jenkins, Madigan, & Arsenault, 2015; Lerner, 2006). Parents—
largely our focus thus far—are just one influence upon a child’s developing emotion. There are
many other influences, including macro influences such as socioeconomic influences, neighbor-
hoods, and schools (distal factors), and those that are spatially and temporally closer to the child,
such as their relationships with family and friends (proximal factors).
A
0
0.1
0.2
0.3
%
V
ar
ia
nc
e 0.4
0.5
C E
Warmth
Mother Father
A
0
0.1
0.2
0.3
%
V
ar
ia
nc
e 0.4
0.5
C E
Negativity
Mother Father
FIGURE 11.8 The role of genes (A), shared environment (C), and nonshared environment (E) in
mothers’ and fathers’ warmth and negativity to children (Klahr & Burt, 2014).
IndIvIdual dIfferences In emotIonalIty300
Siblings
Psychologist Laurie Kramer describes the contexts in which siblings influence one another’s
emotional development (Kramer, 2014):
Social learning appears to be a most important process by which siblings acquire
knowledge about emotions—what specific emotions look like when enacted by others,
how to identify and label them, the markers that distinguish one emotion from one
another, ways to respond in the face of confusing mixed or blended emotions, the dis-
play rules that govern the socially appropriate expressions of emotions with respect to
context, as well as how to form realistic expectancies about the consequences of emo-
tional expression—and what they can expect to happen when emotions are expressed
in particular ways in particular contexts.
Sibling relationships are one of our earliest and longest lasting relationships, characterized by a
range of intense emotions and opportunities for learning, for better and for worse (Dunn, 1983;
Kramer & Conger, 2009). What do emotionally based sibling interactions look like? Perlman and
colleagues (2015) looked at the moment-to-moment interactions of siblings during a 10-minute
free play observation when younger children were 18 months and older siblings were around
4 years. From these interactions, children were classified according to how their interactions
unfolded over time. Older siblings showed a wider range of interaction patterns. Twenty-five
percent were harmonious, showing stable or increased positivity over the course of the interac-
tion. Another 25 percent played positively but also showed a bit of disengagement from their
younger siblings (called the casual group). Another group deteriorated across the interaction
becoming increasingly negative (31%). Then, there was an interesting group of older siblings
that were referred to as the recovery group (22%). Their negativity rose early in the interaction,
but then they recovered with an increase in positivity and decrease in negativity. These patterns
were related to some of the family processes that we have already described. Mothers of children
in the recovery group were more sensitive and warmer than those in the deteriorating group;
mothers of children in the casual group showed less reflectiveness (mentalization) than mothers
in the deteriorating group. Perhaps in those families, disengagement, or a kind of avoidance, is
an implicit strategy for managing conflict.
Beyond positivity and negativity, broader measures of sibling relationships focus on reciproc-
ity and positive affection, use of mental state talk, and sensitivity toward one another’s cognitive
needs and abilities (Hughes, Fujisawa, Ensor, Lecce, & Marfleet, 2006; Jenkins et al., 2003;
Prime, Perlman, Tackett, & Jenkins 2014; Recchia, Howe, & Alexander, 2009). A close and con-
fiding relationship with a sibling is associated with better adjustment, especially for girls (Buist,
Dekovic, & Prinzie, 2013; Kim, McHale, & Crouter, 2007), and it enhances resilience among
children exposed to stressful circumstances (Gass, Jenkins, & Dunn, 2007).
One of the issues that siblings struggle with is the extent to which they are parented differ-
ently from each other (called differential parenting). Differential parenting has been found to
be an important predictor of the quality of the sibling relationship (Richmond, Stocker, & Rienks,
2005). In one study on this theme, change over time in sibling relationship quality was predicted
by the extent of the differential parenting that children received, with sibling relationship quality
decreasing as differential parenting grew (Jenkins et al., 2012). The experience of differential
parenting and its effect on the sibling relationship can last a lifetime. Even in old age, memories
of differential parenting still continue to wrangle—having a negative effect on the relationship
(Suitor et al., 2008).
Siblings show marked similarities to one another on emotional characteristics (Ma et al.,
2015), with strong ties between sibling relationship quality and children’s adjustment (Buist
Beyond Parenting: Influences of Siblings, Peers, and the Broader Social Context 301
et al., 2013), leading investigators to attempt to differentiate behavioral influences in which sib-
lings learn behavior from one another (called sibling training) from genetic influences. What
emotions might be learned from a sibling and how might this occur?
Siblings have been found to influence one another’s empathy development (Jambon,
Madigan, Plamondon, Daniel, & Jenkins, 2018). In one study, younger and older siblings’ empa-
thy in response to an experimenter being hurt or needing help was assessed separately for each
child on two occasions, 18 months apart. Empathic younger siblings predicted increases in their
older siblings’ empathy, and older siblings’ earlier empathy did the same for the younger sib-
lings. In their interactions, siblings teach one another in the ways of empathy, a foundation of
shared thinking and cooperation. Sibling interactions, beyond parental inputs, matter for these
skills (Prime, Plamondon, & Jenkins, 2017).
Do siblings train one another on aggression or are siblings similar on aggression because of
their genes? To tease apart these influences, Daniel and colleagues (2018) assessed 916 chil-
dren in the preschool and early school age years over a four-year period. They found that once
genetic influences upon aggression were controlled, younger siblings’ oppositional behavior
operated to lessen the oppositional behavior of their older siblings. This suggested that older
siblings learn from their younger siblings what not to do! Experiencing the aggressive ten-
dencies of their younger siblings was sufficiently noxious that they started to behave better
themselves.
Given that emotions and dynamics between siblings matter, is there any way to improve
these relationships? Kramer and colleagues (Kennedy & Kramer, 2008; Kramer & Radey,
1997) worked with sibling pairs aged four to eight years old to promote prosociality in
sibling relationships. After five 1-hour training sessions, positive intervention effects were
observed for children’s emotion regulation. With older children between Grade 2 and Grade 5,
Feinberg et al., (2013) evaluated a 12-session group program that involved siblings attend-
ing to one another’s feelings, learning to cooperate and engaging in fair treatment. Children
showed improved sibling relationships as well as increased socioemotional functioning and
self-control.
Peers
Over 60 years ago, Sullivan (1953) suggested that peer interactions in childhood and early ado-
lescence provide opportunities for learning important social skills, such as cooperation, altruism,
and empathy. This socialization starts early. Denham (1986) when she observed two-to-three-
year-old children in group play found that children were more responsive to other children’s
anger than they were to their sadness. A few years later, children respond more to children’s
expressions of sadness than anger. They give more empathic responses to happy expressions
than to all other emotions combined, and fewer in response to anger than to all other emotions
combined. This is the socialization of emotion. Even very young children train their peers on the
emotions to which they will attend and those they’ll ignore.
Peer relationships, influence, and are influenced by, children’s understanding of other people.
As we saw in Chapter 8, there is a profound growth in social cognition (thinking about others)
that occurs around age four leading to important developments in pretend play, responsive com-
munication, use of mental state talk, and emotion understanding (Brown, Donelan-McCall, &
Dunn, 1996; Cutting & Dunn, 2006; Dunn, Brown, & Beardsall, 1991). But it is also the case that
peer interactions influence children’s understanding of mind. Maguire and Dunn (1997) showed
that earlier friendship interactions influence children’s emotion understanding; children who had
higher levels of play complexity at age six (including concessions and reassurances reflecting an
appreciation of the other’s interests) were more adept seven months later at understanding that
IndIvIdual dIfferences In emotIonalIty302
people experienced ambivalent or mixed emotions. The reciprocal effect of peer relationships
and understanding of minds was confirmed in a longitudinal study that examined change in both
of these processes simultaneously (Banerjee, Watling, & Caputi (2011). Children’s experience
of peer rejection was found to influence their acquisition of social understanding and difficulties
in understanding social concepts were found to predict increased peer rejection (particularly in
older children). The results of meta-analyses support the same conclusion: these processes are
intertwined (Slaughter et al., 2015).
The emotions children evoke in their peers are in part genetically influenced. Remember back
to our discussion of the “gene–environment correlation” as you think about this study. Using a
twin and sibling sample of five-year-old children, DiLalla, Bersted, and John (2015) explored
genetic and environmental contributors to children’s positive behaviors (i.e., prosocial and easy-
going) during peer interactions. Children were matched with unfamiliar peers and asked to play
for 20 minutes. Play behaviors were subsequently rated by objective coders. They found that par-
ticular temperamental traits (i.e., less withdrawn) and genetic propensities toward acting proso-
cially evoked positive play behaviors from unfamiliar peers. Thus, the positive behaviors that our
peers direct toward us are, in part, in response to our own emotionality.
Layous and colleagues (2012) tested this experimentally in the preadolescent, or “tween”, age
group. They randomly assigned classrooms of 9-to-11-year-olds to either (i) perform three acts of
kindness or (ii) visit different locations (places control group). Then they looked at the effect of
the experiment on (i) students’ ratings of their own well-being (i.e., life satisfaction, happiness,
and positive affect), and (ii) classmate ratings of individuals’ peer acceptance (assessed by deter-
mining with whom they would like to spend time). They found that although both groups showed
enhanced well-being after the experiment, students in the “kindness” group had a larger number
of peer nominations as compared to classmates in the “places” group. Shifts in well-being in
these children brought about more positive interactions. Why do we need to pay attention to the
quality of children’s social relationships? It is because healthy friendships matter for the life
course. Individuals who have close friends in childhood are more likely to have close friends in
adulthood (Lansford, Yu, Pettit, Bates, & Dodge, 2014).
To conclude, we see similar mechanisms of emotionality for peer, sibling, and parent–child
relationships and two points are central to remember. First, our temperaments have a bearing on
the relational experiences that we have. If we are joyful, easy to laugh, and calm, people engage
with us in more positive ways. More good things happen to us. If we are generally negative with
more anger, irritability, and distress, we elicit more of the same from others. Our emotional
propensities shape our relationships, which, in turn, influence how we develop. Second, the qual-
ity of relationships that we have with peers, siblings, and parents are critically influenced by
our capacity for shared thinking and cooperation. The cognitive skills in understanding others
provide the tools for healthy relationships (Fink, Begeer, Peterson, Slaughter, & Rosnay, 2015).
Broader Social Context
As we considered in Chapter 9, societies are hierarchically organized along economic and social
factors. The amount of money and opportunities that families have profoundly shape the well-
being of family members and the emotional dynamics in families (Bradley & Corwyn, 2002;
Conger & Donnellan, 2007). So how can socioeconomic status influence the emotions of chil-
dren and families? The answer to this lies in the relationship between compromised brain devel-
opment and negative emotionality. Socioeconomic influences on child development operate
through three pathways: (a) inequitable allocation of resources like nutrition, health care, hous-
ing, and education; (b) stress reactions caused by parenting, environmental hazards, adverse
life events, violence, and neighborhood problems; and (c) health behaviors such as tobacco,
Programs That Optimize Emotional Development 303
alcohol, and illicit substance use (Bradley & Corwyn, 2002). We consider these issues at length
in Chapter 12.
In part, the pernicious effects of low socioeconomic status on children’s emotions come
about through children’s compromised cognitive development. Consider the findings by Hart
and Risley (1995), who observed talk between parents and children in low-, middle-, and high-
income homes from infancy to preschool. They found that children in low-income homes heard
616 words per hour compared to 2,153 in the high-income families. They estimated that by
three years old, there was a gap of 30 million words between children in low- and high-income
families. This difference in exposure will also be the case for emotion talk, with children from
high-income families experiencing much greater opportunities to talk about their feelings and
conceptualize and regulate them with language. Furthermore, socioeconomic deprivation results
in decreased responsivity (both cognitive and affective) within parent–child and sibling relation-
ships (Browne, Leckie, Prime, Perlman, & Jenkins, 2016; Browne, Wade, Prime, & Jenkins,
2018; Prime et al., 2015; Vernon-Feagans, et al. 2013). Given that responsivity is so crucial for
providing the neural architecture for shared thinking, the lack of this experience has long-term
consequences.
An important part of a child’s social context is his or her neighborhood and school. When
children are in classrooms with a high proportion of aggressive children, even after controlling
for their own earlier aggression, they show an increase in aggression over time. This contagion of
aggression has been documented in childcare centers and schools (Howes, 2000; Kellam, Ling,
Merisca, Brown, & Ialongo, 1998) and for children and adolescents (Dishion, Ha, & Véron-
neau, 2012; Faris & Ennett, 2012; Molano, Jones, Brown, & Aber, 2013). There are both selec-
tion effects (i.e., choosing friends with similar aggressive behavior) and socialization effects
(increasing one’s own aggression as a function of the aggression of the social group; Fortuin, Van
Geel, & Vedder, 2015). In a similar fashion, other kinds of emotional difficulties appear to spread
through social groups, including depression (e.g., Giletta et al., 2011; Kiuru et al., 2012), anxiety
(Van Zalk et al., 2011), and disordered eating (Rayner et al., 2013).
There is also evidence for the intergenerational continuity of economic hardship, wherein
children who come from families with economic hardship go on to themselves experience eco-
nomic hardship as adults (Conger et al., 2012; Jeon & Neppl, 2016). The impacts of childhood
poverty have far-reaching effects into adulthood and across generations. Such effects are not set
in stone; rather, positive changes to children’s family socioeconomic situation can shift their
trajectories for the better. For these reasons, researchers have suggested that policies that aim to
reduce family poverty may be important for children’s brain functioning and well-being (Noble
et al., 2015).
Programs That Optimize Emotional Development
Some individual differences can be thought of as simply interesting: this person is an extravert,
that one is conscientious. But some differences take the form of disabilities to some, but not
others. How might we think of these? By looking at the continuities in negative emotionality
across the life course, we know that people would have better individual lives if we could lower
the occurrence of negative emotionality, in particular when it comes to anxiety, sadness, and
hostility. Let’s assemble what we know about the causes of negative emotionality from the find-
ings that we have reviewed above. Can societies provide people with tools to lessen the risks
of negative emotionality? The causes include genetic and prenatal influences, parenting that is
unresponsive to child emotion and stimulation, family climates involving exposures to high lev-
els of negative emotion with low levels of reflection, talk and negotiation about these emotions.
IndIvIdual dIfferences In emotIonalIty304
Finally, we have to think about the distal contexts that make the emotional lives of families
harder: do parents have enough money for basic needs, such as food?; do they have the opportu-
nity for a good education?; do they live in neighborhoods that support rather than threaten chil-
dren? We have examples of prevention in all of these areas that give us real hope that the burdens
of negative emotionality can be lessened.
Take genetic risk for negative temperament which we reviewed in Chapter 8. We might
think there is little possibility of influencing this without drugs or gene therapy, but this is
likely to be incorrect. Although we do not have direct evidence that we can prevent the devel-
opment of negative temperament, we do have evidence that we can prevent compromising,
genetically influenced neural development. By targeting for prevention, the younger siblings
of children already diagnosed with autism, investigators were able to reduce the develop-
ment of autistic symptoms (Green et al., 2015). They did this by teaching parents enhanced
skills in sensitivity and stimulation. Thus, even in the presence of a biological program
that directs neural development (given that the heritability of autism is high; Tick, Bolton,
Happé, Rutter, & Rijsdijk, 2016), the likelihood of autism can be reduced by parental behav-
iors that push neural development toward shared understanding, empathy, and cooperation.
No one has yet done such an intervention for the younger siblings of children with nega-
tive emotionality, but parental interventions for negative emotionality have been successful
(Boom, 1994).
With respect to the prenatal exposures that contribute to negative emotionality, intervening
during the prenatal period improves the pregnancy outcomes (e.g., birth weight, prematurity)
that cascade into less-optimal parent–child relationships (Browne et al., in press) and children’s
negative emotionality (Abu-Saad & Fraser, 2010; Aarnoudse-Moens, Weisglas-Kuperus, van
Goudoever, & Oosterlaan, 2009; Kramer, 1987). In meta-analyses, preventions targeting
maternal diet have been shown to improve obstetric outcomes (Thangaratinam et al., 2012) and
targeting parenting has been shown to improve a range of parent and child outcomes as shown in
Figure 11.9 (Pinquart & Teubert, 2010).
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0.4
P
ar
en
tin
g
P
ar
en
ta
l S
tr
es
s
C
hi
ld
A
bu
se
H
ea
lth
-P
ro
m
ot
in
g
B
eh
av
io
r
M
en
ta
l H
ea
lth
C
ou
pl
e
A
dj
us
tm
en
t
C
og
ni
tiv
e
D
ev
el
op
m
en
t
S
oc
ia
l D
ev
el
op
m
en
t
M
ot
or
D
ev
el
op
m
en
t
M
en
ta
l H
ea
lth
ChildParents
Outcome Effect Sizes (Cohen’s d)
FIGURE 11.9 The effect of parenting education (classes on different aspects of raising children) to
improve parenting and child outcomes. Figure derived from Pinquart and Teubert et al., 2010.
Programs That Optimize Emotional Development 305
Olds and colleagues developed a program for home visiting by nurses for the prenatal and
infancy periods for socioeconomically disadvantaged families. These visits involved educating
mothers on the health and well-being of babies, as well as supporting mothers whose lives were
very challenging. This program has been shown to improve child emotional and educational out-
comes into late adolescence (Kitzman et al., 2010; Olds, Henderson, Tatelbaum, & Chamberlin,
1986, 1997, 2007).
Another form of prevention effort involves the identification of high-risk babies and their
mothers (e.g., low birthweight, prematurity) and enhancing maternal levels of responsivity and
stimulation once their babies are born in order to avert poor brain development. For instance,
in a meta-analysis of early interventions to improve neurodevelopment of babies born pre-
maturely, Vanderveen et al., (2009) found that parent-based interventions (e.g., parent educa-
tion, infant stimulation, home visits, individualized developmental care) had positive effects
on developmental outcomes, particularly mental performance up until two years old. Kangaroo
Care, which involves skin-to-skin contact between a mother and baby, frequent breastfeeding,
and early discharge from hospital, has shown some benefits to neurodevelopmental outcomes
such as alertness, responsivity, and fussiness (Feldman et al., 2002; Ohgi et al., 2002). To
support the most vulnerable infants, enhancing parental responsivity and stimulation both in
infancy and the toddler/preschool period are needed (Landry et al., 2008). Positive parent-
ing programs have been developed for preschool to school age children to help parents man-
age negative affect and discipline. They teach parents to notice and praise positive behavior
and to ignore and remain unreactive to children’s negative emotions and behavior (Leijten
et al., 2017). These programs function to reduce the negative emotional exchanges that occur
between parents and children.
You will read more about parenting programs that improve children’s emotions in Chapter 12,
but here we want to highlight a particularly relevant but very short program that helps with
shared thinking between marital partners (and may be useful for parents and children). Finkel
and colleagues (Finkel, Slotter, Luchies, Walton, & Gross, 2013) carried out a prevention to pre-
serve marital quality (known to decline over time normatively) in an ongoing longitudinal study.
Couples were randomly assigned to an intervention group, in which they wrote about a conflict
that they had had with their partner “from the perspective of a neutral third party who wants
the best for all involved” or the control condition that did not involve thinking from a third-party
perspective. Those in the intervention were asked to take the third-party perspective during the
next argument and anticipate the difficulties in doing this. The intervention took 7 minutes once
per month for a total of 21 minutes. The difference in marital satisfaction between the interven-
tion and control groups was startling. Figure 11.10 shows the results. The intervention begins
12 months after study entry. For those in the intervention, they show significantly less of a drop
in their marital satisfaction than the control group. This intervention works because it reminds
couples to think about the issue from the other person’s perspective. It works to build shared
thinking. If you are in a relationship, try doing this the next time you argue with your partner.
We think that you will find this helpful!
Moving beyond the family, how can we support the healthy development of children’s emo-
tion regulation and associated skills? One way is through schools. Durlak and colleagues (2011)
presented findings from 213 school-based social and emotional learning (SEL) programs. The
programs target emotion regulation, positive goal-directed behavior, perspective taking, relation-
ship building, decision making, and interpersonal relations. Findings indicated positive effects on
children’s emotions and well-being. These findings are particularly promising given that class-
room teachers and other school staff effectively implemented the SEL programs, showing the
potential for such programs to be integrated into normal educational practices. Including a mind-
fulness component to such programs may also increase cognitive control and perspective taking
(Felver et al., 2016; Schonert-Reichl et al., 2015; Zenner Hernleben-Jurz, & Walach, 2014).
IndIvIdual dIfferences In emotIonalIty306
The last type of prevention area to think about is socioeconomic disadvantage. Improving
the economic circumstances in which families live has an impact on children’s well-being
(Duncan, Morris, & Rodrigues, 2011). In the New Hope project in Milwaukee, working parents
who lived in very poor neighborhoods were eligible to enroll in the study. They were then ran-
domly assigned to an intervention group or the control group. The intervention group was given
a wage supplement and a child-care subsidy for any child under age 13, which could be used for
childcare and subsidized health insurance. Two, five, and eight years after random assignment,
families were followed up. There were positive effects, more for boys, on children’s achievement
and socioemotional development (Huston et al., 2001, 2005, 2011). It is also notable that there
were positive effects on parents. As they became less preoccupied with the economic support of
their children, their own well-being showed improvement.
0.3
0.2
0.1
0.0
O
ve
ra
ll
M
ar
ita
l Q
ua
lit
y
–0.1
–0.2
–0.3
0 4 8 12 16 20 24
Months Since Study Entry (Waves 1–7)
Reappraisal Intervention Begins
Control Condition Reappraisal Condition
π0i
†
π1i***
π2i
π3i**
FIGURE 11.10 Taking the third-party perspective during an argument (labeled reappraisal inter-
vention) improves marital satisfaction.
S U M M A R Y
Early on in the lives of children emotionally based ways of being
are evident, and they are different for different people. These oper-
ate as propensities influencing our adult personality. Influences on
these emotionally based styles of temperament and personality are
both biological and relational. We saw that genetic and prenatal
influences are important in understanding emotionality, but so too
are the relational influences that begin with attachment in infancy.
Attachment can be understood as the child’s template for whether
others can be trusted and it does play out in relationships over the
life course. From infancy onward, parents, siblings, the family cli-
mate, and peers socialize our expressions of emotion. They do this
through talk, responses to specific emotions, and the clustering and
modeling of emotion. The broader socioeconomic context matters
too, directly and indirectly influencing brain development and emo-
tional well-being.
As a society there is a lot that we can do to support positive emo-
tional development across the life span. We have very-high-quality
studies telling us what we could put in place to enhance emotional
development. These include programs to improve brain functioning
in children pre- and postnatally, as well as parenting and marital
interventions that allow people to understand one another better and
consequently to engage in shared thinking and cooperation. Pro-
grams in schools help children to develop healthier patterns of emo-
tionality. Why are these not yet standard curricula? And we should
not forget what we do to family life by allowing families to live in
poverty. As a society, we make our choices about what to support.
Knowing what we know about emotional development and its long
reach into adulthood, we should be optimizing the family and school
environments of young children.
Further Reading 307
T O T H I N K A B O U T A N D D I S C U S S
1. What biases of appraisal do you have in yourself, and how do
these affect your relationships with others? Ask the same ques-
tion for someone you know well.
2. Which of the relational influences on emotion do you think
operated most strongly in your own childhood: parents, sib-
lings, peers?
3. Think about your emotional experiences in your family as you
were growing up. How do you think these experiences will
affect your own parenting?
F U R T H E R R E A D I N G
A classic that is still stimulating in its thoughtful and wide-ranging
treatment of fundamental issues of emotions in our human condition:
John Bowlby (1971). Attachment and loss, volume 1. Attachment. London:
Hogarth Press (reprinted by Penguin, 1978)
The beginnings of social understanding is a wonderful book about the
emotional and interpersonal life of preschool children.
Dunn, J. (1988). The beginnings of social understanding. Cambridge, MA:
Harvard University Press.
On the mechanisms of intergenerational patterns of emotionality across
generations:
Bridgett, D. J., Burt, N. M., Edwards, E. S., & Deater-Deckard, K. (2015).
Intergenerational transmission of self-regulation: A multidisciplinary
review and integrative conceptual framework. Psychological Bulletin,
141(3), 602–654.
A very good summary of the relation of emotion to personality:
Reisenzein, R., & Weber, H. (2009). Personality and emotion. In P. J. Corr &
G. Matthews (Eds.), The Cambridge handbook of personality psychol-
ogy (pp. 54–71). New York: Cambridge University Press.
308
12 Psychopathology of Emotions
in Childhood
... we are obliged to pay as much attention in our case
histories to the purely human and social circumstances
of our patients as to the somatic data and symptoms
of the disorder. Above all, our interest will be directed
towards their family circumstances.
Sigmund Freud (1905, p. 47)
Ph
ot
o
Cr
ed
it:
P
ho
to
Al
to
/L
au
re
nc
e M
ou
to
n
/G
et
ty
Im
ag
es
, I
nc
.
FIGURE 12.0 These boys are in a fight. Boys are
more prone to these disruptive behavior disorders
than girls.
This chapter was written
with Mark Wade and
Noam Binnoon-Erez
CONTENTS
Emotions and Psychopathology
The Case of Peter
Conceptualizing Childhood Disorders:
Categories versus Dimensions
How Are Emotions Involved in Children’s
Psychopathology?
Are Emotions Abnormal in Psychopathology?
Prevalence of Psychopathology in Childhood
Internalizing and Externalizing Psychopathology
Comorbidity, Heterogeneity, and the p Factor
The Relationship Between Risk Factors and
Psychopathology
People, Contexts, and the Multilevel
Environment
Risk and Resilience: The Combination of Risk
and Protective Factors
Risk Factors
Biological Risk Factors
Proximal Risk Factors
Distal Risk Factors
Trajectories of Disorders
Homotypic and Heterotypic Continuity
Trajectories of Externalizing Problems
Trajectories of Internalizing Disorders
Interventions for Child and Adolescent
Psychopathology
Summary
To Think About and Discuss
Further Reading
Emotions and Psychopathology 309
Emotions and Psychopathology
Most psychopathology of childhood and adolescence involves impairments in emotional func-
tioning. Extremes of anxiety, anger, shame, or sadness may occur, making it hard for children
to get along with friends and family or to learn at school. Disorders in childhood are distinct
from those in adulthood, as there are “changes in both magnitude and character as development
progresses” (Hudziak, Achenbach, Althoff, & Pine, 2008, p. 102). As we show in this chapter,
disorders of childhood and adolescence are more than just extreme expressions of emotion, but
also entail difficulties in recognizing and regulating emotion.
The Case of Peter
To get a sense of how emotions and emotion-based disorders overlap, we describe a boy with
conduct disorder (an externalizing disorder), and depression (an internalizing disorder). He is a
composite of several boys that have been seen in the course of clinical work by the authors. We
have developed this composite to maintain anonymity and to illustrate the range of issues present
in the child, family, and broader context that are discussed in the rest of the chapter.
Peter, age 14, lives in an apartment with one older sister and his parents. He is fre-
quently in trouble at school and was recently suspended for several days after fighting
with another child. When a teacher intervened, he picked up a chair and threw it at
her. He screamed and swore at her, and only stopped the aggressive outburst when
he was restrained by two adults. In the last two years, Peter’s school principal has
complained about his quick temper, defiance, bullying, and truancy. His parents have
worried about his behavior at home since he was a toddler. Peter was born prematurely,
and as a baby, cried frequently and was hard to console. As a toddler, his language was
slow to develop. He was difficult for his parents to control as a preschooler and this
worsened as he got older. As an adolescent, he shows a lot of aggression but he also
suffers from intense low moods. He cries often, complains that he has no friends and
that he is useless. More recently, he has talked about killing himself. He is frequently
bullied at school. His parents are often angry and harsh with him, but also capitulate to
his demands. They get tired of arguing and feel sorry for him because he is so miser-
able. His parents frequently fight with one another over how to manage him. Although
he was close to his older sister when he was younger, this is no longer the case. When
Peter is seen at the clinic, he cries throughout his visit, describes intense feelings of
frustration, sadness and loneliness, and denies that his aggression occurs.
Conceptualizing Childhood Disorders: Categories versus
Dimensions
Many children show problems that are similar to Peter. A term that you will see used for disor-
ders in general is psychopathology. Two broad approaches have been used to assess and classify
disorders. The first involves categorical diagnosis. To make a diagnosis, a child’s behavior is
evaluated by a trained clinician. The main scheme used to classify psychopathology in adults and
children in North America is the Diagnostic and Statistical Manual of Mental Disorders, DSM-5
(American Psychiatric Association, 2013). In other parts of the world, the International Clas-
sification of Diseases is more commonly used (World Health Organization, 2017). These clas-
sifications generally assume that: (1) disorders are discrete, separate from one another and well
differentiated from normal functioning; (2) there is a specific etiology or cause and corresponding
PsychoPathology of Emotions in childhood310
treatment for particular disorders; and (3) the course of illness is similar across children who suf-
fer from it.
For most common disorders in childhood, these assumptions are not well met. The idea that
disorders represent distinct entities and are qualitatively separate from one another (and from
normal functioning) has been questioned by leading clinical scientists (Carragher, Krueger,
Eaton, & Slade, 2015; Jablensky, 2016). Why? Most notably, there are difficulties of classifi-
cation that relate to high comorbidities across disorders (overlap of diagnoses). There is also
significant variability within disorders (heterogeneity), suggesting that a classification—for
example, “autism”—means different things to different children. And treating disorders as distinct
entities can lead to an insensitivity to subclinical emotional disturbance (Haslam, Holland, &
Kuppens, 2012). All of these issues are present for Peter. The value of categorical systems is
conceptual and communicative. Clinicians find it helpful to classify children and communicate
with parents using categories. Further, policymakers and funders utilize prevalence data to plan
for services.
Given these difficulties with categorical approaches to childhood disorders, another way of
conceptualizing childhood disorders is to view symptoms as varying along a dimension, such
as the tendency to express anger, where there is a quantitative rather than qualitative distinction
between disorder and normal functioning (Carragher et al., 2015). For this approach, informa-
tion is usually gathered via psychometric assessment, where checklists and questionnaires are
completed by clinicians, teachers, parents, and/or the children. Such measures provide a continu-
ous range of symptom scores, permitting the identification of clusters of behavior that overlap
with the categorical diagnoses described above. Critically, meta-analyses suggest that use of
dimensional measures as opposed to categorical measures yields a 15 percent improvement on a
measure’s consistency (reliability) and 37 percent increase on its ability to measure the true con-
struct (validity) (Markon, Chmielewski, & Miller, 2011). Modifications to traditional categorical
systems (such as DSM-5) have undergone changes to account for the empirical findings that
underscore the dimensionality of psychopathology (Regier, Kuhl, & Kupfer, 2013).
How Are Emotions Involved in Children’s Psychopathology?
Most common psychopathologies of childhood are described along two broad dimensions, which
are known as externalizing and internalizing (Achenbach & Rescorla, 2000, 2001). The exter-
nalizing dimension is characterized by hostility and disruptive behavior (i.e., “acting out”); the
internalizing dimension is characterized primarily by depressed mood and anxiety (i.e., “acting
in”) (Kovacs & Devlin, 1998; Lahey et al., 2008). Peter showed both externalizing and internal-
izing problems, and although he had only recently received diagnoses of conduct disorder and
depression, he had been suffering with his emotions for years. Also included in the external-
izing cluster is oppositional defiant disorder (ODD) and attention-deficit hyperactivity disorder
(ADHD). ADHD is a neurodevelopmental disorder, but attention and hyperactivity/impulsivity
problems frequently co-occur with anger and aggression.
Internalizing disorders include many problems related to anxiety and depression. Anxiety
disorders are characterized by fears that are abnormal in intensity, duration, and elicitation.
For example, when children have separation anxiety disorder, they are fearful that harm will
befall their parents and they will lose them. Consequently, they avoid school and activities that
take them away from their parents. A depressive disorder is characterized by a marked shift in
mood, whereby children feel deeply despondent and lacking in interest. Sometimes, rather than
being despondent, the child could be very irritable. Aside from mood disturbance, other symp-
toms include weight changes, sleep disturbance, fatigue, feelings of guilt or worthlessness, and
an inability to concentrate. As we can see, these disorders involve a disturbance of emotion.
For instance, in ODD the presence of temper outbursts, argumentativeness, or resentfulness is
Emotions and Psychopathology 311
underpinned by anger and irritability. Other common psychopathologies are related to fearful-
ness and disgust, such as the fear of becoming fat or having low self-worth related to body
weight, size, and shape in the case of anorexia nervosa. Still, other disorders such as substance
abuse disorders may emerge because of an individual’s feeling of discontent (Allen, Chango,
Szwedo, Schad, & Marston, 2012) or shame (e.g., for those with a history of trauma, see Holl
et al., 2017). In this chapter, we consider disorders that are influenced by a disturbance of emo-
tion, with respect to how emotions are expressed, recognized, and regulated. In Chapter 1, we
described a continuum of emotional experience and expression. At one end are emotional expres-
sions lasting for seconds, and emotional episodes lasting for minutes or hours. Near the other end
are disorders like depression or conduct disorder, in which prolonged emotional states drastically
affect life over long periods, and even further along the continuum we can think about personal-
ity disorders that may involve emotions that last a lifetime (e.g., the emotion dysregulation that
characterizes borderline personality disorder).
Are Emotions Abnormal in Psychopathology?
There are several theories about how emotional functioning contributes to psychopathology. The
first is predominance of one emotion system, articulated by Tomkins (1978) and Jenkins and
Oatley (1996), which proposes that one particular emotion or family of emotions becomes promi-
nent and dominates other possible experiences and guides subsequent appraisals and expressive
behavior in a biased fashion. Within this framework, disorders represent an imbalance among
emotions: a person might largely feel and express anger, or sadness, no matter what the con-
text. These emotional tendencies become incongruent with what actually happens in the outside
world. For examples, children like Peter with conduct disorder are more likely to interpret neu-
tral incidents as intentionally hostile (hostile attribution bias), which predicts later aggressive
behavior (De Castro, Veerman, Koops, Bosch, & Monshouwer, 2002; Yeager, Miu, Powers, &
Dweck, 2013). An equivalent for internalizing problems is a depressogenic style of appraisal.
Children who are vulnerable to depression and anxiety show biases toward perceiving threat or
misfortune (Liu, Choi, Boland, Mastin, & Alloy, 2013). When combined with stressful environ-
mental circumstances, such styles may put children at risk for internalizing disorders (Abela,
McGirr, & Skitch, 2007; Mills et al., 2015).
A second theory is inappropriate emotional responses, wherein children with disorders react
to events with atypical emotional responses: crying when nothing has happened or being con-
temptuous when someone makes a friendly gesture (Jenkins & Oatley, 2000). In this view, it is
not that children necessarily show more of one emotion than another, but that certain emotions
seem unusual for the present context and the child’s stage of development. For instance, it is
unusual for an 11-year-old child to be shy of strangers, but not for a 2-year-old child. Another
child may be callous or unemotional, a trait that sometimes accompanies conduct disorder and
is related to a lack of empathy that most children demonstrate (Frick, Ray, Thornton, & Kahn,
2014; Lockwood et al., 2013). For instance, in response to another’s distress, some children
show active disregard, accompanied by a low heart rate (Van Hulle et al., 2013). Consistent with
the atypical response hypothesis, research has shown that children with both internalizing and
externalizing problems show a degree of incoherence between physiologic indices of emotional
reactivity and their self-reported experience of emotion (Hastings et al., 2009).
A third theory is poor emotion regulation, which focuses on how children with psychopa-
thology have significant challenges managing their emotions to meet situational demands. This
theory refers to an integrated network of cognitive, attentional, and affective processes that shape
how children regulate their emotions (Bridgett, Burt, Edwards, & Deater-Deckard, 2015; Cole &
Deater-Deckard, 2009). This builds on the idea of temperament as a neurobiologically based
propensity, as we discussed in Chapters 8 and 11; but in this chapter, we consider more extreme
PsychoPathology of Emotions in childhood312
expressions of these propensities. For depressed children, it is a struggle to reappraise difficult
situations in a positive light, which further contributes to depression and anxiety (Ball, Ramsawh,
Campbell-Sills, Paulus, & Stein, 2013; Hofman, Sawyer, Fang, & Asnaani, 2012). Similarly,
children who develop externalizing problems find it hard to shift their focus to anything positive
when they are frustrated, and so they remain angry and hostile (Donahue, Goranson, McClure,
& Van Male, 2014). This concept of emotion dysregulation has now been demonstrated in a
host of childhood psychopathologies, including generalized anxiety and panic disorders (Ball
et al., 2013), behavioral disorders (Halligan et al., 2013), eating disorders (Brockmeyer et al.,
2014; Svaldi, Griepenstroh, Tuschen-Caffier, & Ehring, 2012), and autism (Mazefsky et al.,
2013; Samson, Wells, Phillips, Hardan, & Gross, 2015). Further, problems of regulation have
been linked to alexithymia, which refers to an impairment in the identification and description
of one’s own emotions. This has been found in a number of psychological disorders including
autism, eating disorders, and schizophrenia (Bird & Cook, 2013).
A fourth and final view of psychopathology is the emotional adaptation to negative environ-
ments hypothesis. Here, the idea is that psychological patterns in children (viewed as disor-
dered) actually reflect strategic adaptations to negative environments (Ellis, Boyce, Belsky,
Bakermans-Kranenburg, & van Ijzendoorn, 2011). Consistent with the evolutionary framework on
which this model is based, stressful environments are viewed as contexts to which children must
adjust in order to achieve reproductive success. For example, a child who has angry outbursts and
steals things from others may be (unknowingly) attempting to gain a survival and reproductive
advantage over others who are similarly competitive. An extremely anxious child may have devel-
oped hypervigilance so that he or she is prepared to generate an appropriate response in the face of
potential threats. In contexts where there is no adversarial competition or threat, these children’s
tendencies toward anger and fear are viewed as disruptive and maladaptive.
Prevalence of Psychopathology in Childhood
We have begun to think about the origins of childhood disorders such as externalizing and inter-
nalizing tendencies. How prevalent are they? The science of epidemiology is concerned with this
question of how frequently disorders occur in the population and the ways in which their patterns
are explained. Epidemiologists are concerned with prevalence, the proportion of a population
who suffer from some disorder over a particular time period, and incidence, the number of new
onsets of a particular disorder in a given time.
Internalizing and Externalizing Psychopathology
Epidemiological studies examine the rate or prevalence of psychopathology in the general popu-
lation. These studies reveal that psychopathology in childhood and adolescence is surprisingly
common. In a study of kindergarten children in Massachusetts, investigators found that one in
five children met criteria for a disorder within the year prior to school entry (Carter et al., 2010),
with boys showing more externalizing problems and girls more internalizing problems. A study
in Norway found an overall prevalence of 7.1 percent, much lower than in other developed coun-
tries (Wichstrom et al., 2012). By middle childhood (i.e., age 9–10), Costello and colleagues
(Costello, Mustillo, Erkanli, Keeler, & Angold, 2003) found in a study in the United States that
one in five children met criteria for a disorder within the past three months. You can see from
Table 12.1 that gender differences in psychopathology continue from age 9 to 16 and that exter-
nalizing disorders, substance abuse, and depression generally increase over this period, while
anxiety disorders generally decrease.
Prevalence of Psychopathology in Childhood 313
By the time adolescence has been reached (13–18 years), nearly half of all children have met
criteria for a diagnosis at some point in their lives (Merikangas et al., 2010). If the threshold
is set at serious impairment (when the disorder has a significant impact on the child’s every-
day functioning), this estimate drops to 22 percent. Gender differences in psychopathology per-
sist into adolescence, where girls experience higher rates of internalizing disorder (with female
depression in particular increasing as adulthood approaches), and boys experience higher rates
of externalizing disorders. Overall, behavioral disturbances of boys are picked up at an early age,
whereas some of the emotional disturbances of females become noticeable only at later ages,
which are in part driven by hormonal and other pubertal changes (Martel, 2013).
A recent meta-analysis of 41 studies across 27 countries found that the worldwide pooled
prevalence rate of psychopathology among children and adolescence was 13.4 percent (Polanc-
zyk, Salum, Sugaya, Caye, & Rohde, 2015), which equates to about 241 million children of
age 5 to 19 globally. These estimates compare to those of other chronic childhood ailments such
as asthma (8.5%) and obesity (16.8%). Rates for specific disorders were as follows: Any anxiety
disorder (6.5%); any depressive disorder (2.6%); ADHD (3.4%); ODD (3.6%); and conduct dis-
order (2.1%). Perhaps more shockingly, it has now been estimated that the cumulative prevalence
rate by young adulthood may be as high as 82 percent (Copeland, Shanahan, Costello, & Angold,
2011), suggesting that psychopathology, like physical illness, may be a nearly universal phe-
nomenon. The prevalence of these disorders is one of the most pressing public health concerns
facing the world today; total annual expenditures due to child and adolescent psychopathology
are approximately $247 billion in the United States alone (Perou et al., 2013).
Comorbidity, Heterogeneity, and the “p” Factor
One of the biggest challenges faced by clinicians and researchers is comorbidity. Kessler and his
colleagues (2005), using the National Comorbidity Survey in the United States, showed that about
half of all individuals with a psychopathology diagnosis have at least one additional diagnosis:
55 percent carried a single diagnosis; 22 percent had two diagnoses, and 23 percent had three or
more diagnoses. Lifetime comorbidity is upward of 70 percent for some disorders, such as depres-
sion, anxiety, disruptive behavior disorders, and bipolar disorder (Merikangas et al., 2011; Moffitt
et al., 2010; Ruscio et al., 2017). Thus, comorbidity is the rule rather than the exception.
A second challenge is the notion of heterogeneity, or the fact that different clusters of symp-
toms or behaviors across individuals can result in the same diagnosis. In other words, various sub-
types of disorders may be present, each with a potentially different etiology, course, and treatment
response (Carragher et al., 2015). These challenges have inspired a new wave of research examin-
ing the hierarchical or meta-structure of psychopathology, with the notion that there may be an
Table 12.1 Three-month prevalence rates of psychopathology among a
representative sample of children and adolescents of different age groups
Type of disorder Total 9–10 11 12 13 14 15 16 Girls Boys
Externalizing 7.0 5.7 4.4 5.3 5.2 6.3 10.0 10.3 4.5 9.5
Anxiety 2.4 4.6 2.6 0.9 2.0 1.8 2.8 1.6 2.9 2.0
Substance use 2.4 0.0 0.0 0.1 0.3 1.4 5.3 7.6 2.0 2.8
Depression 2.2 0.5 1.9 0.4 2.6 2.7 3.7 3.1 2.8 1.6
Any disorder 13.3 19.5 12.7 8.3 12.7 9.7 14.2 12.7 10.6 15.8
Numbers are percentages.
Adapted from Costello et al., 2003.
PsychoPathology of Emotions in childhood314
overarching factor that confers vulnerability to many domains of psychopathology (Lahey et al.,
2012). This factor has been called the p factor (where “p” is for psychopathology) by Caspi and
colleagues (2014), and it accounts for an average of 42 percent of the variance in psychopathol-
ogy. It has been suggested that emotion dysregulation and negative affectivity are the essence of
this factor. This p factor is reliably and systematically evident in adolescents (Laceulle, Kleber, &
Alisic, 2015; Patalay et al., 2015; Tackett et al., 2013) and younger children (Lahey, 2015; Martel
et al., 2017). These findings align with recent work on transdiagnostic models of psychopathol-
ogy, which aim to uncover a subset of key behavioral, psychological, and biological dimensions of
functioning that are compromised in all disorders (Krueger & Eaton, 2015). This has implications
for prevention and intervention, a topic that we return to at the end of this chapter.
The Relationship Between Risk Factors
and Psychopathology
As Alan Sroufe (2009) has emphasized, child psychopathology can only be understood within
a complex, systemic framework that is dynamic in nature. Many small influences—including
genetic vulnerabilities and risky experiences—set children onto pathways that eventually result
in compromised development. The relationship between risks and outcomes is nondeterministic
and nonspecific (Cicchetti & Rogosch, 1996). That is, the presence of a particular risk factor may
increase the probability of a particular disorder, but its presence never guarantees disorder. Simi-
larly, many environmental risks contribute to a single disorder, and one environmental risk can
lead to many different disorders. The processes involved in the development of psychopathology
are transactional (Beauchaine & McNulty, 2013; Cabaj, McDonald, & Tough, 2014; Sameroff,
2010). Children influence their environments, and their environments, in turn, continue to shape
their behavior and emotions over time. (The evocative gene–environment correlation discussed
in Chapter 11 is one version of a transactional process.)
People, Contexts, and the Multilevel Environment
We introduced the multilevel perspective in Chapter 11. It is equally important for conceptual-
izing the development of psychopathology in children (Jenkins, Madigan, & Arseneault, 2015)
with influences on children and their families operating at multiple levels, both in terms of distal
and proximal influences. This multilevel organization of a child’s ecological system is depicted
in Figure 12.1.
One of the implications of thinking in terms of multilevel influences is to recognize the
indirect effects that occur between various aspects of a child’s environment. For instance, living
in a dangerous neighborhood and experiencing poverty have been found to increase parental
negativity toward children. When parents are negative with their children, children are more
likely to get involved with deviant peers and become delinquent, which, in turn, impacts parent-
ing in a transactional manner (Gault-Sherman, 2012). When we think about the development of
psychopathology in children, we think in terms of a maladaptive person-context: the child is
difficult for the environment, and the environment is difficult for the child. Thus, children who are
difficult and oppositional elicit more harshness and negativity from their parents (Kerr, Stattin, &
Ozdemir, 2012; Laukkanen, Ojansuu, Tolvanen, Alatupa, & Aunola, 2013) and increase con-
flict between their parents (Jenkins, Simpson, Dunn, Rasbash, & O’Connor, 2005). Both
harshness from parents and marital conflict further increase the children’s difficult behavior.
Children with problematic emotions also choose friends who share these characteristics. For
instance, angry and aggressive children befriend other children who are angry and aggressive,
The Relationship Between Risk Factors and Psychopathology 315
and depressed children befriend others who are depressed (Sijtsema, Rambaran, Caravita, &
Gini, 2016; Stone et al., 2013). Thus, children co-create their family and peer environments, and
these environments go on to influence their subsequent development, including the likelihood
they will struggle with disorders of different kinds.
In Figure 12.2, we have summarized these processes. The person’s emotional functioning is at
the center of the diagram. Above are the environmental risks that operate, and below are the vul-
nerabilities that begin as endogenous risks within the child. Over time the interactions between
person and context set children on a trajectory of good or poor mental health. Almost invariably,
these dynamics mean that a person’s previous functioning is a much stronger predictor of subse-
quent difficulties than anything related to their present context (Enoch et al., 2016).
Risk and Resilience: The Combination of Risk and Protective
Factors
The founding figure in helping the field understand psychopathology in childhood is Sir Michael
Rutter, who was the first to conceptualize children’s emotional problems in terms of risks and
resilience (e.g., Rutter, 1979, 2013). There is increasing evidence that the risks that we describe
below are not independent of one another.
Like psychopathological problems themselves, contextual risks tend to aggregate; they co-
occur and combine in systematic ways. For instance, in a study of adverse childhood experi-
ences (ACEs; abuse, poverty, mental health or substance abuse in parents, marital discord), Dong
et al. (2004) found that 87 percent of respondents that reported one form of childhood adversity
reported a second adversity. Life’s difficulties concentrate in children’s lives. When adversities
in childhood are summed, the resulting metric is called cumulative risk. As the number of risks
in the environment increases, so do physiological indicators of stress (Theall, Drury, & Shirtcliff,
FIGURE 12.1 The multilevel structure of children’s developmental contexts, based on
Bronfenbrenner’s (1979) Bioecological Model.
PsychoPathology of Emotions in childhood316
2012) and so does the likelihood of psychopathology. For instance, compared to children with-
out any early adversities, those exposed to multiple adversities were 2–10 times more likely to
have three or more mental and physical health problems (Mersky, Topitzes, & Reynolds, 2013).
Thus, not only does cumulative risk predict poor outcomes such as depression, school dropout,
arrest, smoking, and physical disease, but cumulative risk begets cumulative maladaptation from
childhood through adulthood (Atkinson et al., 2015). Figure 12.3 shows this effect on the risk for
psychopathology in children.
Context
Child
• Political and cultural factors
• Neighborhood, school, and
workplace
• Between family (shared)
• Within family (non-shared)
• Temperament and
personality
• Cognitive, emotional, and
behavioral tendencies
• Neural and endocrine activity
• Genetic and epigenetic effects
Time
Psychopathology
–
+
×
Adjustment
Embodied
psychological
experience
Developmental
trajectories
FIGURE 12.2 Development of psychopathology over time, influenced both by the context and by
the factors inherent in the child.
Significant figures: Michael Rutter and George Brown
Michael Rutter trained in medicine. It was he who laid foun-
dations for empirical child psychiatry. This work included
(with George Brown, e.g., Brown & Rutter, 1966) working
out how to interview families to understand their emotional
characteristics. He also headed up the first large epidemio-
logical study of childhood disorders. It’s called the Isle of
Wight study (Rutter, Tizard, & Whitmore, 1970), because it
took place on the Isle of Wight, which is just off the Eng-
lish south coast. In this work, Rutter started, systematically,
to define the risks for childhood emotional disorders. His
recent work has been on gene–environment interactions in
the development of children. He is still a principal force in
the field of child development and children’s emotional dis-
orders.
George Brown trained as a sociologist, and after working
with Michael Rutter, developed an interview that would ena-
ble him to conduct first large-scale epidemiological study
of depression among women. This work is published, with
Tirril Harris (1978), as Social origins of depression. It remains
a wonderfully innovative and important study for the devel-
opment of emotional disorder. We discuss it in Chapter 13.
The Relationship Between Risk Factors and Psychopathology 317
The most important element in understanding how risk factors influence emotion-based dis-
orders is to see how they combine (Kumsta, Rutter, Stevens, & Sonuga-Barke, 2010). Peter,
whose case we sketched at the beginning of the chapter, experienced many risks and the co-
occurrence and number of these risks pushed him off a normative developmental trajectory onto
a disordered trajectory. He was born prematurely, which put him at increased risk of having a
negative temperament. His parents always found him challenging. Consequently, they were
harsh and reactive toward him, and he never learned appropriate emotion regulation. The close-
ness that he had with his sister was protective for him when he was young, but their relationship
deteriorated as his difficulties intensified. By the time Peter started to receive help from profes-
sionals, his life was beset by difficulties and sadly lacking in opportunities or promise. More
support from those around him would have buffered him from severe emotional difficulties, but
because of his aggressive tendencies, it was hard for his family members or teachers to provide
such support.
Good elements of children’s lives (Peter’s relationship with his sister when he was young)
helped him to bounce back from the negative interactions that he had with his parents. To make
sense of these changes in children’s lives, life-course models of health and development (Halfon
et al., 2014) highlight the malleability of mental health, how difficulties ebb and flow as a func-
tion of emergent risk, and protective factors that unfold during critical or sensitive periods of
development. Within this thinking, it is clear that endogenous strengths of children such as high
IQ (Masten, 2007), good temperament (Clark, 2005), and stable vagal tone (a marker of auto-
nomic nervous system function; El-Sheikh, Harger, & Whitson, 2001; Graziano & Derefinko,
2013) protect children. But it is the quality of children’s relationships that is probably the most
significant factor in helping people cope with adversity. In one longitudinal study, a number of
children were found to have suffered adverse life events (Gass, Jenkins, & Dunn, 2007). How-
ever, even when they had been exposed to many negative events, the presence of a close sibling
relationship reduced the likelihood of experiencing internalizing symptoms. Relationships with
parents, teachers, grandparents, and siblings have all been shown to have protective effects reduc-
ing the likelihood that children will suffer disorders (e.g., Cicchetti, 2013; Rodrigues, Binnoon-
Erez, Prime, Perlman, & Jenkins, 2017; Whittle et al., 2017). Contemporary systems models
predict that resilience is the product of many systems—from the molecular to the macro level—
that are continually interacting. Thus, resilience is not characterological per se, but rather about
the balance of positive and negative aspects of ourselves and our contexts (Masten, 2014).
These considerations raise the question of how risks and protective factors operate together
in children’s lives. Two conceptualizations of risk and resilience have shaped the field’s thinking
about this question. The first is the diathesis-stress perspective that posits that a child’s disposi-
tional vulnerabilities (e.g., genetic tendencies) only put children at risk for disorder in the context
FIGURE 12.3 Effects of cumulative risk on likelihood
of developing psychopathology in children (Rutter, 1979).
Children with one risk factor are no more likely to develop
a disorder than those with none, but with each added risk
factor the prevalence of psychopathology multiplies.
PsychoPathology of Emotions in childhood318
of negative environments. It is their combination that creates the difficulty rather than either
genetic or poor environments on their own.
A second conceptualization is referred to as differential susceptibility. This suggests that
some children are more influenced by both positive (development-enhancing) and negative envi-
ronments (psychopathology-promoting) (Bakermans-Kranenburg & van IJzendoorn, 2015; Belsky &
Pluess, 2013). This is the idea of dandelions and orchids that we discussed in Chapter 11. In
the context of psychopathology, the idea is that children’s differential susceptibility is attribut-
able to neurophysiological differences in reactivity and particularly heightened activity in the
hypothalamic–pituitary–adrenal axis, discussed in Chapters 5 and 7. Highly susceptible children
(called orchids; see Chapter 11) with greater baseline activation in the stress-related regions of
the brain and body will show greater reactivity to both positive and negative contexts, in contrast
to dandelions who are less reactive to all contexts, both good and bad.
Risk Factors
Critical to the theorizing we have just reviewed is the central notion that risk factors within the
child and in the child’s environment shape the likelihood of the child struggling with an emo-
tional disorder. In the section that follows, we outline the key risk factors that operate across
multiple levels of influence to increase the risk of children showing psychopathology.
Biological Risk Factors
Our focus in this section is on neurobiological characteristics of children that are associated with
psychopathology. We discuss genetic, epigenetic, endocrine, immune, and nervous system influ-
ences, offering a brief summary of the role of each in children’s emotional disorders.
Genetics of Psychopathology
There are about 20,000 genes that code for various proteins, which take the form of enzymes,
hormones, neurotransmitters, and receptors involved in human physiology and behavior. Most
psychopathological disorders are heritable, meaning that certain genetic variants (in our genetic
blueprint or DNA) are involved in their onset, course, severity, and overall presentation. For
most psychopathological disorders, hundreds to thousands of common and rare genetic variants
(referred to as polymorphisms) are likely implicated in their etiology (Uher & Zwicher, 2017).
But genes do not operate in isolation. There are dozens of environmental exposures that are also
related to different forms of psychopathology. Importantly, the effects of genes and environments
are conditional on one another, giving rise to gene–environment interactions that govern emo-
tions, cognition, and behavior. Moreover, the effect of certain genetic variants may depend on
the presence of other variants (one gene variant can multiply the effect of another gene variant),
and the effect of environmental exposures is contingent on one another (the effect of having a
harsh parent is made worse by living in a violent neighborhood). Thus, when considering the
role of genetics in psychopathology, bear in mind that the mechanisms of influence are complex
and incompletely understood. Genes may nudge children toward certain types of outcomes, but
there are no one-to-one relationships and it will likely never be possible to predict from people’s
genetic blueprint alone how their lives will unfold.
As discussed in Chapter 8, quantitative genetics estimates the heritability for particular dis-
orders, and many studies have investigated the relative contribution of genes and environments in
the development of psychopathology. Recall from Chapter 8 that this is done by comparing the
Risk Factors 319
frequencies of a particular disorder between monozygotic twins (who share 100% of their genes)
and dizygotic twins (who share 50% of their genes). Lahey and colleagues (Lahey, Van Hulle,
Singh, Waldman, & Rathouz, 2011) conducted one of the most comprehensive heritability stud-
ies of child and adolescent psychopathology in a representative sample of 1,571 twin pairs aged
9 to 17. Results are presented in Table 12.2.
Heritability estimates for all of the most common childhood disorders are high, as you can
see. The table shows the proportion of variance in the disorder that is explained by genetic
factors. The remainder of the variance is attributable to environmental influences (and meas-
urement error). There are two other important findings to note. First, a general genetic risk for
psychopathology—what Caspi and colleagues have called the p factor—was identified across
disorders. Second, common genetic factors explained more of the overlap between disorders
than environmental factors. This is consistent with recent studies demonstrating that about
43 percent of the variance in the p factor is due to genetic influences (Waldman, Poore, van
Hulle, Rathouz, & Lahey, 2016). Together, these results raise the possibility that underlying
different types of psychopathology is a genetic risk for something nonspecific, ubiquitous, and
related to emotion, such as a vulnerability to negative emotionality, emotional impulsivity, or
poor emotion regulation (Carver, Johnson, & Timpano, 2017; Martel et al., 2017; Tackett et al.,
2013). Although these twin studies yield high heritability estimates, it should be noted that
this is not the case for studies that assess DNA directly. Such studies seeking to find the single
gene that predicts a kind of psychopathology or IQ find that individual genes account for tiny
amounts of variance (e.g., 0.2% of the variance was the largest effect found for IQ by Benyamin
et al., 2013). This difference between the heritability estimates that come from twin studies and
the predictive power (or lack thereof) of single genes has been referred to as “missing herit-
ability” (Plomin, 2013).
While once popular, candidate gene studies—which examine individual genetic markers
in relation to psychopathology—have since given way to genome-wide association studies
(GWAS), which test how thousands (if not millions) of genetic variants (including novel genes)
may be associated with psychopathology. Because these involve the examination of so many
Table 12.2 Proportion of variance in childhood disorders
attributable to additive genetic factors
Disorder
Proportion of variance
attributable to genetics
Major depressive disorder 0.61
Generalized anxiety disorder 0.57
Social phobia 0.45
Specific phobia 0.53
Agoraphobia 0.50
Separation anxiety disorder 0.55
Obsessive compulsive disorder 0.50
Conduct disorder 0.67
Inattention 0.79
Hyperactivity–impulsivity 0.79
Oppositional defiant disorder 0.69
Source: Lahey et al., 2011.
PsychoPathology of Emotions in childhood320
associations, the GWAS studies are carefully adjusted for chance findings. One successful exam-
ple of this approach is found in the literature on schizophrenia, where pooled data from over
140,000 individuals revealed 128 genes that reached genome-wide significance, 83 of which had
not been previously reported (Ripke et al., 2014). Some of these genes were involved in known
schizophrenia pathogenic pathways. However, while promising and still evolving, GWAS have
yet to generate a reliable set of genetic markers that either consistently predict a particular form
of psychopathology or differentiate among different disorders. They have also failed to identify
single or small subsets of major genes that are responsible for causing psychopathology. Rather,
it appears that many genes of small effect, and influencing multiple traits, offer the best explana-
tion for how genes are operative in psychopathology.
Some of the genetic effects on psychopathology may be accounted for by rare genetic vari-
ants, including copy number variants (CNVs) and other de novo mutations that arise spontane-
ously in development. CNVs are a structural variation involving a duplication or deletion in a
section of the genome. These rare variants have been documented in autism (Iossifov et al., 2014;
Krumm et al., 2015), ADHD (Martin, O’Donovan, Thapar, Langley, & Williams, 2015), and
childhood schizophrenia (Ambalavanan et al., 2015).
Gene-Environment and Epigenetic Effects
It is now well established that genes are rarely deterministic (i.e., they do not lead to a given
outcome, such as externalizing or internalizing tendencies). Instead, the effects of genes on the
physiological systems that govern behavior are modulated by environmental experiences. At the
behavioral level, these effects are demonstrated by gene–environment interactions, wherein
heightened levels of psychopathology are the product of both genetic risk and noxious envi-
ronmental exposures (e.g., stress, adversity, toxins; Meaney, 2017). At the physiological level,
circumstances of children’s lives, both pre- and postnatally, can influence the activity of genes.
This is referred to as epigenetics, and occurs through processes such as methylation. Thus, adver-
sities (toxins, stress, nutrition, infection) can alter the way that the gene does the job that it was
programmed to do. They alter the “program,” with the consequence that the biological products
of the gene (e.g., neurochemicals relevant to emotions such as dopamine, serotonin, oxytocin)
are altered, even though the DNA sequence remains unchanged. These neurochemicals, as you
learned in Chapter 7, support critical emotion-related processes such as appraisals of threat and
reward and emotion regulation (Arnsten & Rubia, 2012; Charney 2012). Thus, we see that adver-
sities can act on the genes to alter the production of neurochemicals that are central to our experi-
ence of emotion.
Studies supporting the role of epigenetics in child psychopathology have examined the meth-
ylation of individual genes and methylation across the whole genome. With respect to findings
for individual genes, parental psychopathology, criminal behaviors, and substance abuse have
been associated with greater methylation of the oxytocin receptor gene (Cecil et al., 2014). This
is a gene that is involved in prosocial connection, emotion recognition, and regulation (Olff et al.,
2013). Weder et al. (2014) found from a genome-wide methylation study that methylation in
genes involved in brain development and the stress response were significantly linked to depres-
sion in children. Maternal stresses in infancy and paternal stresses when children were preschool-
ers have been linked to patterns of methylation across the whole genome (Essex et al., 2013).
Children who have been institutionally reared show high levels of gene methylation in regions
that control immune and neural functioning (Naumova et al., 2012).
Overall, these findings underscore how social and environmental factors “get under the skin” and
“get into the mind” to impact psychopathology (Belsky et al., 2016; Klengel & Binder, 2015; Kunda-
kovic & Champagne, 2015; Lam et al., 2012; Lutz & Turecki, 2014; Szyf & Bick, 2013; Toyokawa,
Uddin, Koenen, & Galea, 2012).
Risk Factors 321
Endocrine, Immune, and Autonomic Nervous System
We are now going to consider the relationship between the stress response and childhood disor-
ders. Before doing so, it’s worth revisiting what you learned in Chapters 5 and 7 about the neuro-
physiology of stress. The HPA-axis is the central endocrine system modulating stress reactivity
in humans and interacts with the immune system and the central nervous system in a coordinated
fashion in response to stress.
Psychosocial stressors—social rejection, hostility, threat—are first detected by the thalamus,
amygdala, and sensory cortices, all of which have evolved to alert us to potential threats in the
environment. The hippocampus and regions of prefrontal cortex exert control over amygdala
responses to stress. Amygdala activation induces activation of the “fight or flight response” via
the sympathetic branch of the autonomic nervous system, which, in turn, triggers an immune
response to prepare for potential infection and tissue damage. Amygdala activation also induces
a neuroendocrine response, stimulating the HPA-axis to mobilize energy stores and secrete corti-
sol, which is the primary stress hormone in humans. The coordinated response of the endocrine,
immune, and nervous systems is critical for short-term adaptation to environmental stress. How-
ever, when severe or chronic exposure to psychosocial stress is endured, the consequences on
physical and mental health can be significant (see Danese & McEwen, 2012, for a review).
In childhood, the endocrine, immune, and nervous systems are not fully developed, and as a
result, children are vulnerable to the negative effects of adverse environments. Chronic activa-
tion of the HPA-axis may contribute to neuronal atrophy in the hippocampus, chronic amygdala
activation, and suppression of the immune system, all of which combine to produce deleterious
effects on physical health and cognitive function. Repeated exposure to stress and the cumulative
“wear-and-tear” on the body (allostatic load) can result in both over- and underactivation of the
HPA-axis. Puberty may be an especially relevant milestone for physiological reorganization as
the HPA-axis appears to become more reactive to stress during this stage and begins to demon-
strate an adult-like profile of hyperreactivity (Hankin, Badanes, Abela, & Watamura, 2010). This
coincides with the increased prevalence of internalizing disorders observed during adolescence.
The emergence of depression during adolescence is also tied to increased inflammatory bio-
markers (C-reactive protein, CRP; interleukin-6, IL-6) of the immune response (Miller & Cole,
2012), which you learned about in Chapter 5 in their relationship to shame and social rejection.
Elevations of inflammatory markers indicative of immune involvement have been demonstrated
for psychopathology in children, including bipolar disorder, PTSD, OCD, Tourette’s disorder,
ADHD, and schizophrenia (Mitchell & Goldstein, 2014). Moreover, it has been suggested that
the relation between inflammatory markers and psychopathology may depend on the presence
of other genetic or neuroendocrine vulnerabilities (Felger & Lotrich, 2013), thereby highlighting
the complex interactions across neurobiological systems in the pathophysiology of childhood
disorders. In addition, endocrine and autonomic nervous system markers (e.g., heart rate and
blood pressure) have been shown to predict internalizing and externalizing problems. In chil-
dren with psychopathology, there is evidence that endocrine, immune, and autonomic systems
are inefficiently or poorly coordinated with one another (El-Sheikh et al., 2008; Hastings et al.,
2011). Together, these findings demonstrate the intricate involvement of the endocrine, immune,
and nervous systems in the risk for psychopathology.
Neurological Factors
In Chapter 8 we discussed the role of prenatal adversities on the developing brain and the
individual differences in negative emotionality that can arise from such adversities. Pre- and
perinatal influences have long been linked to atypical brain development and psychopathology.
Thus, children born prematurely (Arpi & Ferrari, 2013; Montagna & Nosarti, 2016; Potijk,
de Winter, Bos, Kerstjens, & Reijneveld, 2012) to mothers who smoke, drink or have poor
PsychoPathology of Emotions in childhood322
nutrition during pregnancy (Flak et al., 2013; Hernandez-Martinez, Arija Val, Escribano Subias,
& Canals Sans, 2012; Janssens et al., 2009; Pina-Camacho, Jensen, Gaysina, & Barker, 2015;
Tiesler & Heinrich, 2014) have children who are more likely to show psychopathology later in
development. Maternal depression and anxiety during pregnancy are also risks to the develop-
ing fetus (Davalos, Yadon, & Tregellas, 2012; Dunkel Schetter & Tanner, 2015; Pearson et al.,
2013; Qiu et al., 2013). Thus, one of the early contributing factors to child psychopathology is
nonoptimal brain growth in utero.
Brain structure does look different in children with psychopathology when compared to
typically developing peers. Such differences have been reported for the size of the prefrontal
cortex (Arnsten & Rubia, 2012; Dolan, 2012), the structure of the amygdala (Pagliaccio et al.,
2014; Pervanidou & Chrousos, 2012) and receptor densities of neurotransmitters in the prefron-
tal cortex (PFC), amygdala, nucleus accumbens, and hippocampus (Lovheim, 2012; Matthys,
Vanderschuren, & Schutter, 2013). Such consequences to the developing brain influence how we
express, recognize, and regulate emotions.
Remember, though, that these influences on the developing brain are extremely complex
involving both experience and biological programming, with the programming being alterable
by experience! This complex interplay of biological propensity and experiential adversity is
the story of psychopathology, with perhaps, emotion dysregulation at the center. Consider, for
instance, that stressful life events interact with specific gene variants in the stress system (HPA
system) to influence emotional responsivity in limbic regions (amygdala and hippocampus). In
turn, reactivity in these regions is associated with a lack of emotion regulation (anxiety symp-
toms, Pagliaccio et al., 2014, 2015). When children explicitly try to regulate their emotions, the
prefrontal cortex and parietal and temporal lobe regions are activated (Belden, Luby, Pagliaccio,
& Barch, 2014), leading some to argue that there may be a neural network that fosters emotion
regulation (Fett et al., 2015; Meyer-Lindenberg & Tost, 2012). Think back to the p factor that
we talked about earlier in the chapter. This psychopathology factor is associated with reduced
gray matter volume in prefrontal regions (Snyder et al., 2017). Thus, it may be that for children
with psychopathology, the neural network that helps them regulate their emotions has not devel-
oped optimally. Fortunately, as we will see toward the end of this chapter, emotion dysregula-
tion can improve over the life course both by intervention and by improved life circumstances
(Rutter, 2013). While some of the negative effects of pre-, peri-, and postnatal influences on the
developing brain are persistent, others show reversibility with development-enhancing experi-
ences (Kofink, Boks, Timmers, & Kas, 2013; Toyokawa et al., 2012).
Proximal Risk Factors
In Chapter 11 we considered the normative influences that are important for emotional develop-
ment, influences such as attachment processes, the learning of emotion language, and socializa-
tion processes. Here, some of the influences are on the same continuum but a more extreme
version (Hatch, Harvey, & Maughan, 2010). For instance, in Chapter 11 we saw that responsive
and warm parenting contributes to positive emotions and secure attachments for children. Here,
we examine the impact of no attachment relationships. Such influences are considered proximal,
meaning they bear directly on the child. Such detrimental experiences are associated with the
abnormal emotions that we see in childhood psychopathology (Jenkins, Madigan, & Arseneault,
2015), and regrettably these emotional tendencies often carry over into adult life (Carr, Mar-
tins, Stingel, Lemgruber, & Juruena, 2013; Sugaya et al., 2012). It is important to remember that
there is never a one-to-one correspondence between risk exposure and psychopathology (Rutter,
2009). A given risk simply increases the probability of psychopathology.
Risk Factors 323
One of the most studied proximal contributors to psychopathology is the dynamic within the
parent–child relationship. Parental hostility is the dimension of parenting most clearly associ-
ated with children’s disorders (Edwards & Hans, 2015; Hoeve et al., 2009). For example, one
longitudinal study of 1,479 children and mothers showed that children’s aggression and maternal
negativity predicted one another in a “recursive feedback loop” over time (Norman et al., 2012;
Plamondon, Browne, Madigan, & Jenkins, 2017). That is, child aggression elicited increased
levels of harshness and negativity from the mothers, which, in turn, served to increase children’s
aggression (Laukkanen et al., 2013; Plamondon et al., 2017). Hostile parenting is associated with
biased appraisals by parents about children’s emotions when children are conduct disordered
(Mence et al., 2014). The transaction between negative parenting and child externalizing behav-
ior is called a “negative coercion cycle” (Granic & Patterson, 2006). As Patterson (1982) pointed
out, as children become more and more difficult, parents withdraw their demands, and this func-
tions to reinforce the child’s aversive behavior.
Though the majority of research on the emotional exchanges between parents and children in
psychopathology has been observational, there has been some experimental research examining
the effects of parental control on children’s emotions, adding strength to causal claims. One study
trained parents to engage in (a) controlling and (b) autonomy granting behavior while children
were preparing to write a speech, a typical anxiety-provoking situation (Thirwall & Creswell,
2010). When mothers were highly controlling, children had negative expectations of their own
performance. Moreover, children exhibited more anxious behavior during the speech, especially
if they were temperamentally anxious in the first place. Controlling parenting increases feelings
of self-doubt, which may manifest as anxiety in performance situations. Meta-analyses confirm
that overprotective and controlling parenting is associated with an increased risk of both internal-
izing and externalizing problems in childhood (Moller, Nikolic, Majdandzic, & Bogels, 2016;
Pinquart, 2017).
In Chapter 11 we thought about the effect of differential parenting on sibling relationships.
It is also a predictor of psychopathology in children. For example, in a sample of 565 five-year-
old monozygotic twins (who are genetically identical), Caspi and colleagues (2004) found that
the twin who received more emotional negativity and less warmth from their mothers was more
likely to develop antisocial behavior problems, defined by increased fighting and aggression.
Importantly, the twin design of this study rules out a strictly genetic explanation for antisocial
behavior. Moreover, a number of investigators have found that the more differential the parenting
across all the children in a family, the higher the psychopathology among the children. As seen in
Figure 12.4, when differential parenting is high, both the favored and disfavored child show higher
oppositionality (Meunier, Bisceglia, & Jenkins, 2012). Moreover, mothers’ history of adversity, low
socioeconomic status, and marital conflict all increase the degree to which mothers are differential
with their children, which, in turn, predicts more psychopathology in children (Meunier, Boyle,
O’Connor, & Jenkins, 2013). These findings suggest that the dynamics of the family as a whole—
not just the child’s immediate relationships—are important to understand psychopathology.
Child maltreatment refers to the presence of physical abuse, sexual abuse, neglect, or emo-
tional maltreatment (Norman et al., 2012). This represents an extreme and pathological relational
environment clearly lacking in the developmental experiences that enable normal development.
Problems among maltreated children are widespread, including delays with affect regulation,
higher-order cognition (e.g., executive functioning), self-representation, social appraisals, and
the coordination of physiological systems. The problems of maltreated children increase with
age-as they fail to develop the necessary competencies at each stage of development, a problem
that is compounded by deficient socialization experiences over the course of childhood (Cicchetti,
Rogosch, & Thibodeau, 2012; Luke & Banerjee, 2013; Negriff, James, & Trickett, 2015; Shenk,
Noll, Putnam, & Trickett, 2010). The placement of maltreated children into foster care does not
PsychoPathology of Emotions in childhood324
necessarily reduce children’s problems, but rather sometimes increases the difficulties (Font,
2014; Putnam-Hornstein & King, 2014).
Children exposed to serious and prolonged marital conflict are also at an increased risk
of developing psychopathology (Coln, Jordan, & Mercer, 2013; Davies, Cicchetti, & Martin,
2012; Kitzman, Gaylord, Holt, & Kenny, 2003). Researchers have concluded that exposure to
marital conflict, especially when combined with autonomic markers of stress reactivity, can lead
to heightened internalizing problems in childhood (El-Sheikh, Keiley, Erath, & Dyer, 2013).
The costs of marital conflict begin early in the child’s life. Co-occurring internalizing and exter-
nalizing problems in young children are also associated with marital conflict during the child’s
infancy (Edwards & Hans, 2015), and trajectories of increasing marital conflict over the first five
years of life predict more disruptive behavior in toddlerhood (Madigan, Plamondon, & Jenkins,
2017). It is important to recall from a discussion of these issues in Chapter 11 that the direction-
ality of this process is not unidirectional. Difficult children make marriages more conflictual
(Jenkins et al., 2005). Thus, in the same way that we saw children’s temperament contributing to
their risk exposure in terms of the parenting that they receive, they also contribute to their par-
ent’s marital dynamic. We also see differences in the associations between different physiologi-
cal systems (endocrine and autonomic nervous system activity) among children who experience
marital conflict, which may, in turn, increase the risk for psychopathology (Koss et al., 2014).
At the extreme of marital conflict, domestic violence may occur. Exposure to domestic violence
increases the risk for psychopathology (Vu, Jouriles, McDonald, & Rosenfield, 2016), as well as
behaviors such as dating violence (Narayan et al., 2014).
Attachment status refers to the warmth and security of the attachment the child feels toward
the parents and manifests in the different styles of secure, preoccupied, avoidant, and disor-
ganized as we discussed in Chapter 11. As you might imagine, a child’s attachment status has
FIGURE 12.4 Children’s oppositional behavior as a function of differential parenting: Whether the
children have been treated favorably or unfavorably ( from Meunier et al., 2012).
Risk Factors 325
been linked to both internalizing and externalizing disorders, as evident in a meta-analysis that
included nearly 6,000 children. The strongest risk is for children in the “disorganized” cate-
gory, followed by “avoidant” and “ambivalent” children, respectively (Fearon, Bakermans-
Kranenburg, van Ijzendoorn, Lapsley, & Roisman, 2010; Groh, Roisman, van Ijzendoorn,
Bakermans-Kranenburg, & Fearon, 2012; Madigan et al., 2013;).
We saw in Chapter 11 that social disadvantage and unresponsive parenting were damaging to
the development of attachment relationships, but it is the absence of an attachment relationship
that is most damaging. Such is the case among children raised in orphanages deprived not only of
physical and socioemotional stimulation and nurturance, but also devoid of a central attachment
figure. The effects of being raised without an attachment figure are most convincingly demon-
strated in the Bucharest Early Intervention Project (BEIP). When Romania was ruled by Nicolae
Ceauşescu from 1965 to 1989, thousands of Romanian children were placed in institutions due to
forced population growth and the inability of many families to care for their children. At the fall
of the Ceauşescu regime, the BEIP began and a foster-care system was developed. A subset of
infants raised in institutions was randomly selected for placement into foster care, while a similar
group remained in the orphanages. The children have been intensely studied by Nelson, Fox, and
Zeanah (2016). Findings from this remarkable 16-year longitudinal randomized controlled trial
(RCT) demonstrate significant and long-lasting social, emotional, cognitive, and mental health
difficulties of children raised in these orphanages compared to never-institutionalized children
(Zeanah, Humphreys, Fox, & Nelson, 2017). There are also two critical timing effects: the first
is perhaps unsurprising—longer periods of institutionalization resulted in worse outcomes. The
second timing effect relates to the RCT component of the study: among those randomly assigned
to foster care, earlier placement was associated with a greater likelihood of recovery or catch-
up in intellectual functioning, as well as in cortisol reactivity, parasympathetic nervous system
reactivity, and brain electrophysiology (see Zeanah et al., 2017, for a review). These effects were
most prominent when children were placed before the age of two, suggesting that the first two
years of life—which are characterized by rapid postnatal brain maturation—may serve as a
sensitive period for early intervention and the establishment of healthy relationships with car-
egivers. Moreover, children assigned to the foster-care group had better long-term outcomes than
those that remained in institutions on several measures of cognitive and emotional processing.
For instance, it was recently shown that children assigned to the foster-care group demonstrated
a happy attention bias, being more attentive to positive stimuli (described in Chapter 8) at the
12-year follow-up, and this bias related to fewer internalizing problems, more prosocial behavior,
and better coping skills in the face of stress (Troller-Renfree et al., 2017; see Figure 12.5). Insta-
bility in foster-care placement was associated with increased threat bias.
Importantly, however, although children placed into foster care fare better than those who
remain in institutions, rarely do they completely catch up to their never-institutionalized coun-
terparts. Thus, it remains the case that prevention of child abandonment and neglect must be a
public health priority.
Another type of abuse that children experience is being bullied or victimized by peers. These
experiences are some of the most destructive for mental health across the life course, as frequent
bullying in childhood is associated with an increased risk of mental health service use from child-
hood through mid-adulthood (Evans-Lacko et al., 2017). In this longitudinal cohort study, those
who were bullied as children had more psychological distress at ages 23 and 50 and were at a
nearly two-fold increased risk of having depression, anxiety, and suicidality compared to nonvic-
timized peers (Takizawa, Maughan, & Arseneault, 2014). By age 50, bullying victimization is also
related to a lack of social relationships, more economic hardship, and poorer quality of life. In a
separate study integrating across two large-scale longitudinal projects, those who were bullied
as children had more psychopathology in adulthood than those experiencing early maltreatment
without bullying (Lereya, Copeland, Costello, & Wolke, 2015), suggesting that the experience
PsychoPathology of Emotions in childhood326
of bullying in childhood is at least as harmful as other maltreatment experiences on long-term
mental health and well-being. Studies using genetically sensitive twin designs likewise reveal
the impact of bullying victimization on psychopathology in both children and adults ( Silberg
et al., 2016). The processes that translate bullying into psychopathology are not well understood,
but are believed to involve some of the same mechanisms of stress-embedding reported earlier:
altered cortisol response, epigenetic modification (e.g., gene methylation), and inflammation
(Ouellet-Morin et al., 2013; Takizawa, Danese, Maughan, & Arseneault 2015). Thus, bullying
victimization in childhood appears to operate on physiological systems that are generative of
vulnerability to stress and psychopathology across the life course (Arseneault, 2017).
Distal Risk Factors
Risks that are distal (meaning distant) are more indirect than those that bear directly on children.
Among distal risks for child psychopathology are the psychopathology and poverty of their par-
ents. A study from the World Health Organization (WHO) recently showed that nearly all parent
disorders—major depression, generalized anxiety, panic, substance use, antisocial behavior, and
suicidality—were significantly associated with psychopathology in offspring, but little specific-
ity was found in types of parental disorder (McLaughlin et al., 2012). The strongest effects were
observed when both parents had serious mental illness (e.g., psychosis). When this occurred, off-
spring were 13 times more likely to show schizophrenia, 8 times more likely to show substance
abuse, and 3 times more likely to show any disorder compared to individuals with unaffected
parents. In a meta-analysis of 3,863 offspring of parents with serious mental illness and 3,158
controls, offspring of parents with serious mental illness were shown to be at an increased risk for
a range of psychopathological outcomes, and one-third were predicted to develop serious mental
illness by the time they reached adulthood (Rasic, Hajek, Alda, & Uher, 2014).
Depression is far more common than other psychopathologies like schizophrenia, as we dis-
cuss in Chapter 13; it’s the second leading cause of disability worldwide (exceeded only by low
back pain; Ferrari et al., 2013). A meta-analysis of 193 studies showed that maternal depres-
sion was associated with increased internalizing and externalizing psychopathology among
children; these effects were observed for children from infancy to the age of about seven.
The magnitude of this influence of material depression upon childhood psychopathology was
small, explaining between 1 and 6 percent of the variance across studies (Goodman et al.,
–20
–15
–10
–5
0
5
B
ia
s
S
co
re
(
m
s)
10
Threat Bias
NIGFCG
*
CAUG
15
20
25
30
Happy Bias
FIGURE 12.5 Positive versus threat attention bias in early-institutionalized children ran-
domly assigned to a foster-care group (FCG) or who remained institutionalized (CAUG) at age 12
(Troller-Renfree et al., 2017).
Risk Factors 327
2010). As depression shows substantial heritability (Lahey et al., 2011), some of this associa-
tion is genetically mediated, but environmental factors such as parenting and marital conflict
also play a role (Apter-Levy, Feldman, Vakart, Ebstein, & Feldman, 2013; Barker, Copeland,
Maughan, Jaffee, & Uher, 2012; Elgar, McGrath, Waschbusch, Stewart, & Curtis, 2004; Lim,
Wood, Miller, & Simmens, 2011).
There is also evidence that social processes within neighborhoods influence a child’s likeli-
hood of psychopathology. These social processes include exposure to violence (Lynch, Manly, &
Cicchetti, 2015), as well as social processes related to parents feeling supported in their raising
of children (Freedman & Woods, 2013; Sampson, Raudenbush, & Earls, 1997). Higher levels of
neighborhood support are associated with higher prosocial behavior in adolescents and involve-
ment with nondelinquent friends (Krishnakumar, Narine, Roopnarine, & Logie, 2014). What’s
more, neighborhood support has been shown to buffer against suboptimal parenting (e.g., physi-
cal aggression, harsh discipline) in predicting children’s internalizing and externalizing problems
(Krishnakumar et al., 2014; Riina, Martin, & Brooks-Gunn, 2014). Among mothers with histo-
ries of adversity, neighborhood support protects against marital conflict and may thus mitigate
children’s exposure to noxious environmental factors in the home (Madigan et al., 2016). As we
might expect with distal factors, neighborhood support operates through more proximal influ-
ences—such as parenting stress and maternal depression—in predicting risk of maltreatment
(Barnhart & Maguire-Jack, 2016). Together, these results support a process in which structural
disadvantage relates to lower neighborhood social support. In turn, lower support is associated
with poorer family functioning and more parental emotional distress. These variables impact
child psychopathology by exacerbating proximal influences such as inconsistent and punitive
forms of parenting (see Kohen, Leventhal, Dahinten, & McIntosh 2008).
An experimental study, called Moving to Opportunity (MTO), confirmed the important influ-
ences of neighborhood on children’s mental health. MTO randomly assigned individuals in
low-income neighborhoods to a condition that enabled them to move to a better neighborhood,
or to the control group (that did not facilitate moving neighborhoods). At the three-year follow-
up, families who had moved to low-poverty neighborhoods reported significantly less distress,
and young boys showed significantly fewer mental health problems such as externalizing and
internalizing disorders (Leventhal & Brooks-Gunn, 2003, 2004) than those in the control group.
At the four-to-seven-year follow-up, however, although positive effects on emotions were seen
in girls, this was not the case for boys (Kling, Liebman, Katz, & Sanbonmatsu, 2004; Kling,
Ludwig, & Katz, 2005). Further, the effects on emotional well-being were not sustained over
time. There was, however, one very long-term effect that was striking. This related to postsec-
ondary education and earnings. For children who were moved to a better-off neighborhood
before the age of 13, average adult earnings were 31 percent higher than those of controls
(Chetty, Hendren, & Katz, 2016). Given the effect of education on the life course of individuals,
this is a profound effect.
As we saw in Chapter 11, socioeconomic conditions, including poverty, are among the strong-
est predictors of mental and physical health in children and adults (Letourneau et al., 2013;
McLaughlin, Costello, Leblanc, Sampson, & Kessler, 2012). The socioeconomic status of the
individual, as you learned in Chapter 9, also influences a variety of emotional processes includ-
ing empathy, stress, and negative emotionality (all adversely affected by lower socioeconomic
status). Here, we think about how poverty and socioeconomic status influence childhood psycho-
pathology. A study of 6,483 adolescent–parent pairs from a national sample of U.S. adolescents
found that, after controlling for extreme poverty, food insecurity was associated with increased
odds of past-year mood, anxiety, externalizing behavior, and substance disorders (McLaughlin,
Green, et al., 2012). One of the pathways of influence may involve the heightened activation
in the hypothalamic–pituitary–adrenal (HPA) axis, involved in both appetite and mental health
(McLaughlin et al., 2012).
PsychoPathology of Emotions in childhood328
Over the last few years the effects of low socioeconomic status on the developing brain have
become well recognized. Noble and colleagues (2015) examined cortical thickness and surface
area of 1,099 children and adolescents who came from different socioeconomic backgrounds.
Further, they investigated whether such associations accounted for the impact of socioeconomic
adversity on children’s developing linguistic and cognitive competencies. They found that socio-
economic status was related to child and youth brain structure, particularly in regions of the
cortex associated with language, executive functioning, and memory. Further, they found that
brain surface area explained the relationship between family income and children’s executive
functioning.
These influences of poverty on the developing brain are not short term. Kim and colleagues
(2013) had participants engage in emotion regulation tasks and tracked their neural activity. Par-
ticipants were shown pictures and asked to decrease the intensity of their negative affect by using
cognitive reappraisal. They found that adults who were in low-income families at 9 years old
(without current low income) showed reduced activity in prefrontal regions associated with cog-
nitive control and a failure to suppress amygdala activity while attempting to regulate negative
emotions. The effect of early income on adult neural activity operated through chronic stressors
(both physical and psychological) throughout childhood. Recent evidence is emerging to sug-
gest that socioeconomic disparities impact child psychopathology via their effect on the brain
and stress response systems, as we have suggested here (Barch et al., 2016; Merz, Tottenham, &
Noble 2017; Ursache, Merz, Melvin, Meyer, & Noble, 2017). Thus, the consequences of these
early experiences are pernicious, and social policies that aim to reduce family poverty are vital
for supporting children’s emotional and intellectual development (Duncan, Morris, & Rodrigues,
2011; Noble et al., 2015).
The consequences of socioeconomic conditions are not just about absolute levels of income,
but also income inequality. Wilkinson and Pickett (2009) developed an inequality metric by
examining the ratio of incomes for the top and bottom 20 percent of a particular nation or society.
They reported, for instance, that in United States, the top 20 percent were 8.4 times wealthier
than the bottom 20 percent, whereas in Japan, the top 20 percent were only 3.4 times richer than
the bottom 20 percent. We discuss this further in Chapter 13, and you can see a graph of this
effect as Figure 13.2. In the United States, the gap between the rich and the poor has increased
by 40–50 percent over the last four decades (Duncan & Mernane, 2011). This inequality relates
to a number of outcomes, including increased rates of infant mortality, heart disease, homicide,
mental illness, trust, and so on. A recent meta-analysis by Reiss (2013) showed that socioeco-
nomically disadvantaged children were two to three times more likely to have mental health
problems, with chronic disadvantage related to more problems. In addition to the toxic effects of
absolute poverty, the “economic distance” between children (i.e., their socioeconomic position
relative to their peers) is also associated with worse outcomes, even in overall wealthy nations.
For instance, in a study of 34 North American and European countries with nearly 500,000 ado-
lescents, income inequality uniquely predicted not only more psychological problems, but also
higher body mass index (BMI), less physical activity, and more physical health problems (Elgar
et al., 2015). Thus, both poverty and income inequality are important metrics in considering how
socioeconomic factors impact child psychopathology (see Odgers, 2015).
Trajectories of Disorders
How stable is child psychopathology over time? We often think of emotions as short-term reac-
tions to events. When we look at psychopathology, however, patterns of emotional reactivity may
occur over months or years and define the trajectories of our lives. There is stability in underlying
Trajectories of Disorders 329
affective biases, in the same way that there is stability in temperament or personality. As a con-
sequence, we see strong continuities in internalizing and externalizing disorders among children.
Unfortunately, child psychopathology confers significant risk for psychopathology later in life,
with an approximately six-fold increased risk of having psychopathology in adulthood if one
had some form of psychopathology as a child (Copeland, Wolke, Shanahan, & Costello, 2015).
At least half of all disorders seen in adulthood start by early adolescence (Jones, 2013; Kessler
et al., 2005).
Homotypic and Heterotypic Continuity
Homotypic continuity describes the similarity or within-disorder stability of symptoms over
time (e.g., early conduct problems predicting later conduct problems). Heterotypic continuity
describes the cross-over in symptoms between different disorders over time (e.g., early con-
duct problems predicting later depression or anxiety). In a seminal study by Jane Costello and
her colleagues (2003), it was shown that from age 9 to 16, homotypic continuity was high for
nearly all childhood disorders. Heterotypic continuity was also strong, especially from depres-
sion to anxiety (and vice versa), from ADHD to ODD, and from anxiety and conduct disorder
to later substance abuse. Homotypic continuity has since been shown to be virtually universal in
both children and adults, with significant heterotypic continuity also observed both within and
between internalizing and externalizing clusters (Lahey, Zald, Hakes, Krueger, & Rathouz, 2014;
Shevlin, McElroy, & Murphy, 2017).
Why is this the case? Some have argued that homotypic continuity reflects the self-
perpetuating or self-aggravating nature of disorders, which we have considered throughout this
chapter (e.g., aggressive symptoms incite peer rejection, which propagates further aggression
and then spills over into high conflict family dynamics when the child returns from school,
which perpetuates this cycle). For heterotypic continuity, it has been argued that one disorder
may trigger problems in other domains (e.g., aggression kindles peer rejection and harsh parent-
ing, which foments later mood difficulties, such as depression). Both processes were observed
in 1,042, 4-to-10-year olds (Wichstrøm, Belsky, & Steinsbekk, 2017). It is also the case that
homo- and heterotypic continuity may be best explained by the p factor described earlier in the
chapter. If emotion dysregulation is at the heart of psychopathology, then changes from, for
instance, aggression to depression are not very meaningful because the core deficit of emotion
dysregulation has remained unchanged. In one longitudinal study (Snyder, Young, & Hankin,
2017), heterotypic continuity was not observed once the stability in the p factor was accounted
for. This supports the idea that the p factor may explain the cross-disorder correlations observed
in studies.
Integrating these results with those from prior sections, these findings raise the possibility
that there is a transdiagnostic vulnerability to psychopathology that explains heterotypic and, to
a lesser extent, homotypic continuity in psychopathology over time. This p factor, as Caspi and
colleagues call it, likely encapsulates challenges with emotional processing such as recognition,
reactivity, and regulation of emotions. Moreover, this common liability may be etiologically
linked to stable aspects of children’s bioecology, including genetic, neurobiological, parental,
and peer influences that operate in tandem on development.
Trajectories of Externalizing Problems
The concept of homotypic continuity implies that disorders are, to some degree, stable over time
(Bufferd, Dougherty, Carlson, Rose, & Klein, 2012). This is not always the case, however, as you
might have imagined. Nor is it the case that trajectories are necessarily linear, rising with intensity
PsychoPathology of Emotions in childhood330
over time. Rather, when examining externalizing problems from age 5 to 27, a quadratic pattern
appears to best describe the trajectories of this disorder over time in children’s lives defined by
a decrease in symptoms from early childhood to preadolescence (age 5–11), an increase during
adolescence (11–16), and a decrease again from late adolescence to adulthood (16–27); research-
ers call such a pattern nonlinear continuity in externalizing problems over time (Petersen et al.,
2015). Moreover, there is significant heterogeneity in the trajectories of symptoms between chil-
dren over time, meaning that not all children show the same pattern. For conduct problems, there
is now fairly strong consensus regarding the shape of these various trajectories (Colman et al.,
2009; Odgers et al., 2008; Schaffer, Petras, Ialongo, Poduska, & Kellam, 2003; Shaw, Gilliom,
Ingoldsby, & Nagin, 2003; see Figure 12.6).
Namely, studies tend to find a group of children with high levels of conduct problems that per-
sist across development and into adulthood. This persistent group generally represents less than
10 percent of the population, but it is a highly problematic group who account for a large propor-
tion of violent crime (Jennings & Reingle, 2012). Another group of children start high or moder-
ately high on aggression in early or middle childhood, but as they mature, and perhaps their frontal
lobes begin to reign in their impulses, their conduct problems decline. Another group of children
are persistently low in their conduct problems. A fourth pattern is evident when adolescence to
early adulthood is included in the assessment. This group is referred to as adolescent-limited,
and they show conduct problems during adolescence, which are generally not as severe as those
shown by children in the persistently high group, and which desist into adulthood (Shaw, Hyde, &
Brennan, 2012). Generally speaking, membership in chronic, early-onset, or other high-symptom
groups is characterized by difficulties regulating anger and negative affect and an absence of fear-
fulness, harsh or rejecting parenting, maternal depression, parental conflict, poverty, maltreatment,
and exposure to stressful prenatal events (MacKinnon, Kingsbury, Mahedy, Evans, & Colman,
2018; Odgers et al., 2008; Pardini & Frick, 2013; Shaw et al., 2012). Thus, not only do these risk
factors predict the likelihood of conduct problems at any given point in time (described earlier),
they also predict the longitudinal patterning of problems over time.
Similar trajectories of ADHD have been documented across childhood, though the rising-
symptom trajectory usually occurs before adolescence (MacKinnon et al., 2018; Pingault et al.,
FIGURE 12.6 Conduct problems across childhood and early adulthood. Approximately 10% of indi-
viduals have life-course persistent (LCP) conduct problems (taken from Odgers et al., 2008).
Trajectories of Disorders 331
2011; Sasser, Beekman, & Bierman, 2015; Tandon, Tillman, Agrawal, & Luby, 2016). There
are similar environmental predictors for problematic ADHD trajectories to those reported for
conduct problems. For example, Sasser, Kalvin, and Bierman (2016) recently demonstrated that,
from 3rd to 12th grade, parents of children in elevated ADHD groups not only reported more
life stress and higher levels of inconsistent discipline, but these children were more socially iso-
lated and had poorer emotion regulation skills. These results are fascinating in light of emerging
evidence that posits emotion dysregulation as a key factor in the development of ADHD (Shaw,
Stringaris, Nigg, & Leibenluft, 2014). This is interesting given that ADHD has traditionally been
considered a disorder of self-regulatory and neurocognitive impairment.
Trajectories of Internalizing Disorders
In general, continuities for internalizing disorders are less marked than those for externalizing
problems (Masten et al., 2005), though there are discernible trajectories for these childhood
problems as well. When using a combined scale assessing both anxiety and depression from age
4 to 15, one finds evidence of four groups (Weeks et al., 2014). There appears to be a group of
children who remain persistently high in depression and anxiety through their childhood (persis-
tently high), a group of children who avoid such symptoms (persistently low), a group who start
high but decrease over time (high decreasing), and a group for whom depression and anxiety
appear in adolescence (adolescent onset). In early childhood, there may be fewer trajectories,
with low-stable, high-decreasing, and medium-increasing groups (Parkes, Sweeting, & Wight,
2016). The four-trajectory grouping has been demonstrated in other samples from childhood all
the way to young adulthood (Melchior et al., 2014). As we saw with externalizing problems, pre-
dictors of membership in more problematic long-term trajectory groups variably include higher
levels of negative/stressful life events, parenting stress and hostile, ineffective and punitive par-
enting, school difficulties, illness/health problems, social isolation, and parental depression.
If we separate this internalizing cluster into anxiety and depression, we observe similarly
patterned trajectories, including for separation anxiety in children age 1.5–6 (Battaglia et al.,
2016), and general anxiety symptoms from early to late childhood (Duchesne, Larose, Vitaro, &
Tremblay, 2010; Feng, Shaw, & Silk, 2008). Some studies identify a fifth anxiety trajectory
that has medium-stable symptoms through adolescence (Morin et al., 2011). For depression,
a meta-analysis suggests that persistently low (67%), moderate (17%), high (3%), increasing
(4%), and decreasing (8%) groups are reliably identified. The number, shape, and prevalence of
these trajectories are similar whether measured across early childhood or throughout adolescence
(Shore, Toumbourou, Lewis, & Kremer, 2017). Moreover, these trajectories are differentiated
based on several factors, such as socioeconomic status, stressful life events, conduct issues, sub-
stance use, peer rejections, and problems with family relationships. Another systematic review
has also identified parental depression, lack of self-esteem, rumination, and poor emotion coping
as other risk factors, with a dose–response relationship between the severity of the trajectory and
the odds of having a given risk factor (Musliner, Munk-Olsen, Eaton, & Zandi, 2016). In some
studies, biomarkers such as increased inflammation have also been linked to higher depression
trajectory groups (Duivis et al., 2015). An example of these depression trajectories can be seen
in Figure 12.7.
Although there is some degree of variability in the shape and prevalence of trajectories
both within and between disorders, there is considerable similarity as well. Several researchers
have recently examined the correspondence between disorder trajectories. These studies gener-
ally converge on the finding that there are significant associations between trajectories within
a given cluster (e.g., between depression and anxiety; McLaughlin & King, 2015), and in the
co-development of internalizing and externalizing disorders (Brière et al., 2015; Nivard et al.,
2017). Such an overlap likely reflects shared underlying processes (emotional reactivity, negative
PsychoPathology of Emotions in childhood332
affect and emotion dysregulation) in the course of psychopathological development—again
reminding us of the p factor (e.g., Blandon et al., 2010; Davis et al., 2015; Letcher et al., 2012).
A recent study by Forbes and colleagues (2017) showed that higher levels of emotional reactivity
as reported by parents (e.g., if she/he is upset, it is hard to comfort her/him) at ages four to five
predicted higher symptom trajectories for depression, anxiety, conduct, and ADHD through early
adolescence, suggesting that poor emotional functioning early in development may represent a
global risk for both the onset and longitudinal course of psychopathology in several domains
across childhood.
Interventions for Child and Adolescent
Psychopathology
In Chapter 11 we looked at the programs that work to prevent or reduce the development of nega-
tive affect in children. There are also therapeutic approaches that help children and adolescents
once they are struggling with internalizing or externalizing disorders. Many of the treatment
options used for adults—such as behavior therapy, cognitive-behavior therapy, and dialectical
behavior therapy—are also used with children and adolescents. Over the last 50 years, dozens
of evidence-based psychotherapies (EBPs) have emerged for children and adolescents. These
have generally been shown to outperform “usual care” (which is anything other than the EBP in
question), with mean effect sizes (i.e., standardized metrics that show the size of the treatment
effect) in the small to medium range (Weisz, Kuppens, & Eckshtain, 2013). Despite the number
of EBPs, there is a considerable science-to-service gap. On average, EBPs take 17 years to be
incorporated into routine general practice, and about half of all EBPs never reach widespread
clinical use (Bauer et al., 2015). Moreover, less than half of all children afflicted with psychopa-
thology receive services. This is in part attributable to an inadequate number of trained mental
health professionals, which has placed an increased emphasis on pharmacotherapy (Comer &
Barlow, 2014; Olfson, Druss, & Marcus, 2015). Thus, availability and uptake of high-quality
EBPs is a significant barrier.
0
12 13 14
Age
Transient (8.7%)
Decreasing (8.7%)
Increasing (12.1%)
Stable-high (2.4%)
Stable-low (68.1%)
Sample mean
15 16
5
10
15
20
C
E
S
-D
d
ep
re
ss
iv
e
sy
m
pt
om
s
25
30
35
40
FIGURE 12.7 Trajectories of depression from age 12 to 16 as identified by Brière, Janosz, Fallu, and
Morizot (2015). Trajectories of depressive symptoms closely mirrored the course of externalizing prob-
lems (delinquency, substance use) and academic adjustment (school liking, academic achievement).
Interventions for Child and Adolescent Psychopathology 333
Most EBPs are focal treatments, meaning they aim to address a particular set of symptoms
of a given disorder. These treatments often fail to adequately address comorbidities, and rand-
omized controlled trials (RCTs) evaluating the efficacy of particular EBPs often exclude children
with comorbid conditions so that they can generate purer estimates of intervention effects. In
addition to EBP availability and dissemination, treatment adherence is a notorious challenge for
the field of clinical psychology. For instance, Weisz et al. (2012) found that less than 65 percent
of youth and their families completed 90 percent of a given treatment protocol. In 13 percent of
anxiety cases, 33 percent of depression cases, and 52 percent of conduct cases, less than half the
number of sessions of specific EBPs were completed. However, when psychosocial interventions
are delivered appropriately and clients are adherent, significant improvements can occur.
Perhaps the most important difference between child and adult psychotherapy is the emphasis
on the child’s relationships, most often in the family (see Carr, 2014). One type of therapy that
is especially effective in dealing with externalizing problems is parent management training
(PMT). The theory behind this approach is that a child’s externalizing symptoms are instigated,
exacerbated, or maintained as a result of maladaptive parent–child interactions, as we discussed
in Chapter 11. Patterson and colleagues (Patterson, Reid, & Dishion, 1992) showed that antiso-
cial behavior can begin in families when children are reinforced for aggressive and antisocial
behavior, and parents are reinforced for using hostile/coercive parenting techniques. In PMT
parents are taught to use more effective parenting practices aimed at consistently identifying,
monitoring, and punishing problem behaviors, and reinforcing prosocial behaviors (Kazdin,
2017). Through various program components such as didactic instruction, live or videotaped
modeling, and role playing, parents learn proper use of contingent reinforcement, differen-
tial attention, and time-outs (Forehand, Lafko, Parent, & Burt, 2014; Michelson, Davenport,
Dretzke, Barlow, & Day, 2013). The idea is to use environmental contingencies to make adap-
tive behavior more rewarding than maladaptive behavior.
A second method of treatment for both internalizing and externalizing disorders is cognitive-
behavior therapy (CBT), which focuses on children’s cognitive distortions, problematic thought
patterns, emotion regulation, and social problem solving (Hofmann, Asnaani, Vonk, Sawyer, &
Fang, 2012). An example of a cognitive distortion for aggressive children would be viewing the
actions of others as hostile or malicious, even though the cause was an accident or unintended
(e.g., a child bumping into another child in the hallway). There is evidence that cognitive behav-
ior therapy improves psychological adjustment by changing negative appraisal biases in depres-
sion (Shirk, Crisostomo, Jungbluth, & Gudmundsen, 2013), negative appraisals of potentially
threatening social scenarios in socially anxious children (Vassilopoulos, Banerjee, & Prantzalou,
2009), and hostile appraisal biases for antisocial behavior (Lochman & Wells, 2002). This kind
of therapy can also be delivered in the context of family sessions, thus impacting child behavior
directly through cognitive restructuring, and indirectly by improving family relations, even for
severe problems like bipolar disorder (West et al., 2014).
Multisystemic treatment (MST) addresses the multiple needs of children and families in one
coherent intervention. It is based on ecological systems theory, in which it is proposed that disor-
ders are influenced by multiple layers of the child’s environment, such as family, neighborhood,
peers, and school (Henggeler, Schoenwald, Borduin, Rowland, & Cunningham, 1998). The idea
is that a combination of factors—cognitive distortions, ineffective parenting, and poor teacher
management—may all contribute to problem behavior. Take conduct disorder as an example:
elements from various approaches are combined into a multicomponent intervention, which may
include improving parental monitoring, child academic and emotional skill development, disen-
gaging youth from delinquent peers, teacher training/consultation to improve classroom manage-
ment, and creating a support network for families (van der Stouwe, Asscher, Stams, Deković, &
van der Laan, 2014).
PsychoPathology of Emotions in childhood334
There is evidence to support the efficacy of psychological therapies in the amelioration of
childhood disorders. This evidence, which is most often derived from RCTs, is summarized in
Figure 12.8, which was drawn from a recent meta-analysis by Weisz and colleagues (2017), who
summarized five decades of research on youth psychotherapy covering 447 studies and 30,431
children. This figure reveals that the effect size (ES) of psychotherapy differs based on the disor-
der being treated. The way to read the effect size is that it represents the mean difference between
the treatment and control groups in standard deviation units. Cohen (1988) recommended that
0.2 (of a standard deviation) should be considered small, 0.5 is medium, and 0.8 is large. In order
of strength, the strongest effects were observed for anxiety (ES = 0.61), conduct disorder (ES =
0.46), ADHD (ES = 0.34), and depression (ES = 0.29). Behavioral treatments such as CBT
yielded the most robust cross-informant effects, but caregiver/family-focused non-behavioral
treatments were also moderately effective. Overall, the mean posttreatment ES was 0.43. This
means that the probability that a randomly selected youth in the treatment condition would fare
better at posttreatment than a randomly selected youth in the control condition was 63 percent.
Although this is definitely better than chance, there remain significant opportunities for further
refinement of EBPs.
Finally, Weisz and colleagues also showed that treatment of multiple concurrent problems
produced startlingly small effects compared to targeted problems. These effects were essentially
not different from zero. This again underscores the difficulties in treating youth with comorbid
conditions. Combined with the service-delivery and availability challenges outlined above, this
has led to the establishment of so-called transdiagnostic models of treatment, which aim to
address multiple problems in one cohesive package of “modules” that target common elements.
Several of these have been established for children and adults, including the Unified Protocol for
treatment of affective and anxiety disorders in adults (Ellard, Fairholme, Boisseau, Farchione,
& Barlow, 2010) and modified for children (Ehrenreich-May & Bilek, 2012), as well as other
child-focused interventions that specifically address comorbid anxiety and depression (Chu
et al., 2015; Weersing, Rozenman, Maher-Bridge, & Campo, 2012). Another program—the
Anxiety Conduct ADHD Depression
Mean post treatment (ES = 0.46)
Mean follow up (ES = 0.34)
Multiple
Problems
Posttreatment Follow-Up
0.90
0.80Large
Mean Effect Size
Medium
Small
0.70
0.60
0.50
0.40
0.30
0.20
0.10
0.00
–0.10
–0.20
–0.30
0.61
0.55 0.46
0.44 0.34
0.22
0.29
0.22 0.15
0.02
FIGURE 12.8 Effect sizes for youth psychotherapy across disorder categories ( from Weisz et al.,
2017). The strongest effects are for anxiety disorders and the weakest for depression. Behavioral and
caregiver/family treatments yield the most robust cross-informant effects.
To Think About and Discuss 335
Modular Approach to Therapy for Children (MATCH)—has 33 treatment procedures designed
to address anxiety, depression, and conduct problems, allowing flexible delivery of content
depending on the presenting concerns (Chorpita & Weisz, 2009). A more recent adaptation of
this, the FIRST protocol, is a principle-guided approach that focuses on the application of five
well-tested components of therapy across disorders: (i) feeling calm—relaxation techniques
such as progressive muscle relaxation and deep breathing; (ii) increasing motivation—using
environmental contingencies such as reinforcement to increase adaptive behavior; (iii) repair-
ing thoughts—identifying and changing biased or distorted cognitions; (iv) solving problems—
teaching children to identify problems, set goals, think of solutions, weigh pros and cons, and
evaluate outcomes; and (v) trying the opposite—engaging in activities that directly counter
the problem (e.g., graduated exposure for anxiety, behavioral activation for depression, and
practicing adaptive responses to conflict for conduct problems). Although evidence for these
transdiagnostic therapies is still emerging, preliminary findings suggest that they may not only
yield clinical outcomes equivalent or superior to other EBPs and usual care, but they require less
training time, are more flexible, have greater therapist adherence and compliance, and generally
take fewer weeks to generate positive effects (Chorpita et al., 2015; Weisz et al., 2012, 2017).
Given the compelling evidence around the existence of a global factor that confers broadband
liability to psychopathology (the p factor), such transdiagnostic models may prove particularly
fruitful as first-line interventions for treatment-naïve children and adolescents before adminis-
tration of more intensive and focal EBPs. Such an approach may be particularly relevant in low
resource communities where a lack of treatment availability continues to present a significant
personal, familial, and societal burden.
S U M M A R Y
Psychopathology in childhood and adolescence is complicated.
Emotions are implicated in disorders in several ways, including a
predominance of one emotion system, inappropriate expression of
emotion, emotional dysregulation, and emotional adaptations to
harmful environments. These patterns manifest through the inap-
propriate expression of emotions, projected outward in the case of
externalizing disorders, or inward in the case of internalizing disor-
ders. There are risk factors that operate at multiple levels of organi-
zation within the child and within their context that contribute to
the development of these problems. Also, there is an ongoing and
transactional exchange between persons and their environments,
which is manifested in an embodied psychological experience that
plays out over the life course. Children who have experienced dis-
orders in childhood are more likely to have psychological problems
as adults, and continuities of disturbance are higher when there
are riskier environments. Despite the complex nature of child and
adolescent psychopathology, there are established intervention pro-
grams. These programs help children and adolescents to regulate
their emotions and reduce reactivity to their environments. Parents
and teachers, dealing with emotionally vulnerable and reactive chil-
dren, are taught to concentrate on reinforcing children’s prosocial
and positive behavior while changing their reactions to negative
behaviors. Family members are also taught relationship-building
skills that allow children with emotional challenges to feel more
supported in their environments. Keep in mind the pre- and postna-
tal prevention programs, as well as the programs that improve socio-
economic conditions of families, that we outlined in Chapter 11. All
of these measures are important to consider when we think about
how to improve the dysregulated emotion that contributes to chil-
dren’s mental health outcomes.
T O T H I N K A B O U T A N D D I S C U S S
1. What kinds of intervention approaches do you think might be
most effective in helping Peter, the boy with externalizing prob-
lems, whose case we introduced at the beginning of the chapter?
2. What kinds of vulnerabilities are evident within children that
increase their risk of developing psychopathology?
3. Why does experiencing poverty result in children showing
mental health problems?
4. What kinds of programs should our society make available
to prevent and treat mental health problems in children and
adolescents?
PsychoPathology of Emotions in childhood336
F U R T H E R R E A D I N G
A comprehensive overview of infant, preschool, child and adolescent psy-
chopathology and its influences:
Thapar, A., Pine, D. S., Leckman, J. F., Scott, S., Snowling, M. J., &
Taylor, E. A. (Eds.). (2015). Rutter’s child and adolescent psychiatry.
John Wiley & Sons.
An overview of key findings from behavioral genetics:
Plomin, R., DeFries, J. C., Knopik, V. S., & Neiderhiser, J. M. (2016).
Top 10 replicated findings from behavioral genetics. Perspectives on
Psychological Science, 11(1), 3–23.
On empirically based interventions for children and adults:
Roth, A., & Fonagy, P. (2013). What works for whom: A critical
review of psychotherapy research, second edition. New York:
Guilford.
337
13Emotional Disorders in Adulthood
. . . human misery has awakened, stood before you, and
today demands its proper place.
Jean Jaurès (1897) cited by Kleinman (1988, p. 53)
Ph
ot
o
Cr
ed
it:
Im
ag
e S
ou
rc
e/
Al
am
y
FIGURE 13.0 A striking result in psychiatric
epidemiology is that the prevalence of depression is 50%
higher in women than in men.
CONTENTS
Depression and Anxiety
Psychiatric Disorders: Symptoms
and Prevalence
Psychiatric Epidemiology
Kinds of Depression and Anxiety
How Disorders Are Caused
Genetics
Environment
Life Events and Difficulties
Gene–Environment Interactions
Emotional Predispositions and Emotional
Disorders
Vulnerability Factors
Social Support
Early Experience
Recurrence, Recovery, and Prolongation
of Disorders
Recurrence
Recovery and Fresh Starts
Prolongation
Cognitive Biases in Anxiety and Other
Emotional Disorders
Neurophysiology of Depression and Anxiety
Antidepressant Drugs
Beyond Depression and Anxiety
Psychopathic People in Society
Schizophrenia, Emotion, Expressed Emotion
in Relatives
Psychosomatic Effects
Summary
To Think About and Discuss
Further Reading
Emotional DisorDErs in aDulthooD338
Depression and Anxiety
Into the lives of many of us come periods of extreme negative emotion, such as hopeless
depression or paralyzing anxiety. When such states reach levels at which a person can no longer
function in ordinary life, they are referred to as emotional disorders.
In the United States, diagnoses of mental illness are now generally made according to criteria
of the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Dis-
orders, now in its fifth edition (DSM-5), published in 2013. More than half the disorders in
DSM-5 have a prominent emotional component. In this chapter, we concentrate on the two most
prevalent disorders, depression and anxiety states, with sections on genetics and environment,
on vulnerability and recurrence, and then on emotionally significant mental illnesses other than
depression and anxiety.
For an approach to the field of abnormal psychology, you might turn to Kring, Johnson,
Davison, and Neale (2014), and for clinical psychology to Pomerantz (2016). In psychiatry, pop-
ular texts are New Oxford Textbook of Psychiatry by Gelder, Andreasen, Lopez-Ibor, and Geddes
(2009), and Sadock, Sadock, and Ruiz’s (2015) Kaplan and Sadock’s Synopsis of Psychiatry,
updated with DSM-5.
Psychiatric Disorders: Symptoms and Prevalence
Depression, sometimes called mood disorder, is intense sadness: an enduring despair that can be
painfully persecuting and can drain all meaning from life (see Figure 13.0), Major depression,
discussed below, is the most prevalent single diagnosis among all psychiatric disorders.
Anxiety disorders come in several forms (discussed below). They usually involve protracted
moods of disabling anxiety, often avoidance of what is most especially feared, and often a loss
of personal confidence.
When someone has a nervous breakdown, usually this means suffering an episode of major
depression with or without an accompanying anxiety disorder. In an emotional disorder,
aspects of one’s emotions become more difficult to understand than they normally are (Oatley &
Duncan, 1992).
Psychiatric Epidemiology
How common are emotional disorders? To answer this, we turn to psychiatric epidemiology:
the study of how frequently disorders occur, which we introduced in Chapter 12. Epidemiology
is detective work: moving from clues of diagnosis and aspects of how people live to causes of
disorder.
Modern medicine seems to owe its success to drugs like antibiotics and to advances such
as surgery with anesthetics and without germs. Infectious diseases were, however, receding
before these innovations. Really, the advances that were most important in improving general
health were the epidemiological discoveries of how people caught diseases and the prevention
of infection by providing clean water and removing sewage from towns (Cartwright, 1977).
Similarly, in psychiatry, the development of psychological and drug therapies for disorders
has been important, but more important will be prevention (Dozois & Dobson, 2004; Munoz,
Mrazek, & Haggerty, 1995).
Psychiatric epidemiology was slow to become established alongside the epidemiology of
physical medicine, partly because it was at first difficult to agree on criteria for diagnosis of
disorders. Just as for the psychiatric epidemiology of childhood discussed in Chapter 12, there
are now classification schemes and interviews to make diagnoses for both research and clinical
Psychiatric Disorders: Symptoms and Prevalence 339
purposes. Populations have been studied to find how common mental health problems are. The
most substantial study in the United States, by Ronald Kessler and his colleagues (Kessler, et al.,
2005) used a research interview to make diagnoses according to criteria of DSM-IV-R, a diagnos-
tic standard that preceded DSM-5 and is similar to it. With this they determined rates of disorder
in the 48 contiguous United States. Interviews were carried out with 9,282 people of 18 years and
upward, with a response rate of 70.9%. Kessler et al. (2011) followed up their American survey
in a survey of 21,229 respondents from 14 countries.
As you can see in Table 13.1, the results of Kessler et al.’s (2005) survey show that the emo-
tional disorders of depression and anxiety are frequent, but so too are impulse-control disorders,
expressions of persistent anger or other resentful feelings and continuations of externalizing dis-
orders in childhood (see Chapter 12). Substance abuse disorders are also related to emotions.
Alcohol, for instance, is a drug that has been known for centuries to reduce anxiety, shame, frus-
tration, and other negative moods. Other drugs, of course, have various effects and an excellent
book on this subject is that of Lewis (2011).
As explained in Chapter 12, the percentage of people suffering from a disorder over a specific
time is called prevalence; the two most common measures are prevalence over lifetime, as in
Table 13.1, or during a year.
While Kessler et al. (2005; 2011) used retrospective designs, Terrie Moffitt and her colleagues
(Moffitt, Caspi, et al., 2010) used a prospective design in a representative sample of 1,037 people
who were followed up from birth with very little attrition up to the age of 32 in Dunedin, New
Zealand. They found prevalence rates of disorder that were approximately twice those reported
in Table 13.1, including a lifetime prevalence of 41.4% for depressive disorder and 49.5% for
anxiety disorder. Most published surveys are retrospective, and they continue to be fundamental,
but they underestimate prevalence rates because respondents may fail to remember a period of
emotional disorder and often fail to report symptoms as they think back over their lives. Although
Moffitt et al.’s estimates of prevalence are much higher than those previously assumed, they
probably offer a truer picture of the mental health problems that actually occur in people’s lives.
As we discussed in Chapter 9, gender differences occur in normal emotions, but they
are small in comparison to differences in prevalence of mental illness, which you can see in
Figure 13.1. According to Kessler et al. (2005), women are about 1.5 times more likely than men
to suffer an episode of major depression during their lives and 1.6 times more likely to suffer
an anxiety disorder. These differences continue trends seen in childhood and adolescence (see
Chapter 12).
As Kober (2014) explains, people use alcohol and other drugs as more-or-less simple ways to
diminish their negative emotions, so these struggles, too, are emotion-related. Keyes, Grant, and
Hasin (2008) found that gender discrepancies in alcohol abuse decreased during the twentieth
century in the United States. Alcohol abuse used to be largely a male condition. For the cohort
born between 1913 and 1932, the ratio of alcohol abusers was 7.1 men to 1 woman. For the cohort
born between 1968 and 1984, this ratio had decreased to 1.6 to 1.
Differences in kinds of mental illness due to gender, and to ethnicity, are large—far larger than
differences found in most of psychology. Such data set us puzzles. We must become detectives.
Why do more women than men become depressed or chronically anxious? Why are people from
lower-class backgrounds more vulnerable to anxiety and depression, as they are to greater fear
and threat (see Chapter 9)? Why are men more likely than women to become addicted to alcohol
or drugs? Why are black people less susceptible to mental illness than white people?
The first hypothesis of the epidemiological detective is that such differences are based on
genes and on how the brain works. But the detective will also think of cultural differences, about
how we live in different societies. These issues have been subjects of the most important research
on the subject. First, let’s orient ourselves by saying something more about the most common
forms of emotional disorder.
Emotional DisorDErs in aDulthooD340
Kinds of Depression and Anxiety
In a Fact Sheet published by the World Health Organization, in 2017, depression is described as a
common illness, with some 300 million sufferers worldwide. It is the world’s largest contributor
to disability and is a large global contributor to the world’s burden of disease. The fact sheet goes
on to say that it causes people to suffer greatly and to perform poorly at work. It can lead to sui-
cide which, in 15-to-29-year-olds, is the world’s second most frequent cause of death. Between
1999 and 2016, the rate of suicide rose in nearly every state of the United States, and in more than
half the states it increased by over 30% (Centers for Disease Control, 2018).
Table 13.1 Lifetime prevalence (in percentages) of psychiatric
conditions in people aged 18 and over in the 48 contiguous
United States, using the World Health Organization World
Mental Health Survey version of the Composite International
Diagnostic Interview
Total
Depressive (affective) disorder
Major depressive episode 16.6
Bipolar disorder 3.9
Dysthymia 2.5
Any depressive disorder 20.8
Anxiety disorder
Panic disorder 4.7
Agoraphobia without panics 1.4
Social phobia 12.1
Generalized anxiety disorder 5.7
Specific phobia 12.5
Post traumatic stress disorder 6.8
Obsessive-compulsive disorder 1.6
Separation anxiety disorder 5.2
Any anxiety disorder 28.8
Impulse-control disorder
Oppositional-defiant disorder 8.5
Conduct disorder 9.5
Attention-deficit/hyperactivity disorder 8.1
Intermittent explosive disorder 5.2
Any impulse-control disorder 24.8
Substance use disorder
Alcohol abuse 13.2
Alcohol dependence 5.4
Drug abuse 7.9
Drug dependence 3.0
Any substance use disorder 14.6
Any disorder 46.4
Source: Kessler et al. (2005).
Psychiatric Disorders: Symptoms and Prevalence 341
Depression is not just protracted and intense sadness: according to DSM-5, an episode of
major depressive disorder is diagnosed when, for at least two weeks, a person is unbearably
sad or depressed, or has lost pleasure in nearly all activities (sometimes called anhedonia), and
has impaired function in relationships, or at work or in education, along with at least five other
symptoms that include depressed or irritable mood most of the day, decreased interest or pleasure
in ordinary things, weight or appetite change, sleep disturbance, being agitated or slowed down
in one’s actions, fatigue and lack of energy, inability to concentrate, feelings of worthlessness
or guilt, thoughts or plans of suicide. Many people recover from this disorder, but it can also be
chronic—lasting for months, or years. It can also recur.
Major depression is distinguished from manic-depressive disorder, now called bipolar
disorder, characterized by a person having experienced at least one period of mania (Johnson &
Kizer, 2002). Mania is a disorder that consists of great happiness, exhilaration, and pride. In
it, people are expansive. Their self-esteem is inflated. They can become grandiose. They can
work for long periods, need almost no sleep, and take unbounded pleasure in everything they
do. Novelist Tom Wolfe said, in relation to an episode of hypomania (somewhat milder than
full mania) that he experienced: “If I could only bottle that feeling . . . It was heaven on earth”
(McGrath, 2004, p. 38). Wolfe thought he was very good company during this period, and people
in such states can often be charming. But with severe mania, people can do alarming things such
as run up huge debts that they can never repay. One of us remembers being in a car with some-
one who, in a manic episode, drove at 60 miles an hour the wrong way down a one-way street
in the middle of town, laughing about how ludicrous social conventions were. Only rarely is the
mood sustained. Often—and this is what happened to Wolfe—after a few weeks comes a plunge
into depression. Gruber, Harvey, and Purcell (2011) found that when people with a diagnosis of
0
Sex
Data courtesy of SAMHSA
Age Group Race/Ethnicity
*NH/OPI = Native Hawaiian/Other Pacific Islander
**AI/AN = American Indian/Alaska Native
Ove
ra
ll
Fe
m
ale
M
ale
18
–2
5
26
–4
9
50
+
Hisp
an
ic
W
hit
e
Blac
k
Asia
n
NH/O
PI*
AI/A
N**
2
or
M
or
e
5
10
15
20
17.9
21.2
14.3
20.9
Prevalence of Any Mental Illness Among U.S. Adults (2015)
21.7
14.0
19.3
14.5
12.0
15.4
21.2
14.3
29.5
P
er
ce
nt
25
30
35
FIGURE 13.1 Prevalence of mental illness in American adults as a function of gender, age, and
ethnic background.
Emotional DisorDErs in aDulthooD342
bipolar disorder who were between episodes watched film clips, they had stronger positive expe-
riences and less vagal regulation than people who were not bipolar. So even between episodes,
there is a bias of emotional processing among people susceptible to bipolar disorder. A first-hand
account of the disorder, The unquiet mind, was written by Kay Jamison (1995), a professor of
psychiatry. In this book, she wrote of being a mercurial person with exhilarating high moods—
some of which had prompted ruinous spending sprees—as well as deep depressions that had
included a suicide attempt. She says she accepts life’s passions, which she has not always been
able to control, and has not always wanted to.
Lifetime prevalence of bipolar disorder was estimated by Kessler et al. (2005) in the United
States to be 3.9%. Genetics are discussed below, but here we note that heritability of bipolar dis-
order is some 60% higher than for major depression (Smoller & Finn, 2003).
To diagnose an anxiety disorder according to DSM-5, the condition must have lasted at least
six months. This disorder often includes panic attacks with sudden terror or dread, frequently
with bodily symptoms such as racing heart, dizziness, and shortness of breath. The panic attack is
a clear example of an emotion, fear, that is difficult to understand: people may have no idea why
it occurs, and this lack of insight can send the mind racing to thoughts that one is about to die.
Anxiety disorders include also phobias, which are almost-irresistible urges to avoid certain
places, objects, or activities. A disabling form is agoraphobia: the fear of being away from home
(Fyer, Mannuza, & Coplan, 1996; Mathews, Gelder, & Johnson, 1981). As you may see from
Table 13.1, the lifetime prevalence of agoraphobia without panic attacks in the United States is
1.4%; with panic attacks the prevalence is higher. Often agoraphobia starts when a person’s life is
in a precarious state. Then, perhaps in the supermarket (agora is Greek for “market”), the person
has a panic attack, rushes home, and feels calm. A powerful learning script is set up—away from
home, unbearable fear; back at home, a feeling of calm. The result is a strongly conditioned anxi-
ety about repeating the experience (Bouton, Mineka, & Barlow, 2001).
Some agoraphobic people fear being in places that they cannot leave without embarrassment.
People with agoraphobia often find it more and more difficult to go out at all, except perhaps
with a partner (an attachment person). The area in which they feel safe on their own can become
much reduced. It can be just their own home. It can be just a bedroom. Often they lose social con-
fidence, and as they isolate themselves from the world, confidence drains further. The restriction
of life in agoraphobia can be treated successfully, for instance, by cognitive-behavior therapy and
gradual exposures to what is feared (see Chapter 14). With treatment, people can go out again, get
a job, and visit friends. Whereas phobias for specific objects or activities such as spiders or flying
are common, they are troublesome rather than disabling. Agoraphobia and social phobia (fear
of being with other people and excessive worry about their judgment) can, however, be severely
disabling. Social phobia is more common than agoraphobia, with a lifetime prevalence in the
United States of 12.1% (see Table 13.1). Generalized anxiety disorder, defined as at least six
months of disabling and persistent anxiety or worry, has a lifetime prevalence of 5.7%.
A second group of anxiety disorders is of obsessions and compulsions (Jenike, 1996). Obses-
sions are intrusive anxious thoughts, for instance, of being contaminated by germs. Such thoughts
occur repeatedly and the person cannot stop them even though she or he might know them to be
irrational. Obsessions are repeated actions or rituals such as washing one’s hands many times
a day, or checking and rechecking light switches or water faucets to ensure that certain things
have been done. Performing the action diminishes anxiety, but only temporarily. It is possible
that the disorder is a defect in the emotional knowledge that a security- motivated action has been
completed (Szechtman & Woody, 2004). In severe cases, many hours a day can be spent per-
forming compulsive actions. The lifetime prevalence of obsessive- compulsive disorder has been
estimated, in the United States, at between 2 and 3%.
Posttraumatic stress disorder involves intense anxiety, disturbed sleep, flashbacks in which
a traumatic event is remembered and repeatedly reexperienced, together with avoidance of
How Disorders Are Caused 343
anything that might remind one of it (McNally, 2003; McNally, Kaspi, Riemann, & Zeitlin,
1990). Traumas of the kind that can provoke this disorder occur in war (Grinker & Spiegel,
1945) when people have been in danger of their lives, when they have acted in ways they hate
themselves for, or when companions have been killed and maimed. Elder and Clipp (1989) found
that experience of combat in World War II and the Korean War was damaging and increased the
risk of emotional and behavioral problems later in life. The Vietnam War brought the damaging
effects of combat to notice in the United States (see, e.g., Shay, 1995). Its repercussions on vet-
erans include increased antisocial behavior, especially among those who were in combat ( Barrett
et al., 1996; Brewin et al., 2012). The syndrome can also result from natural and industrial disas-
ters (Ironson et al., 1997), and from criminal assaults such as rape (Burnam et al., 1988).
Brewin, Dalgleish, and Joseph (1996) defined a trauma as anything that radically violates
one’s basic assumptions about the world. Such assumptions might be that the world is by-and-
large a safe place, that one can achieve one’s life goals, and that people including oneself will act
in reasonable and decent ways. Brewin et al. concluded that the chaotic nature of posttraumatic
flashbacks and intense phobic anxiety can be explained in terms of two memory systems, one of
which is verbal and subject to the making of meaningful sense of experience. The other is auto-
matically triggered by aspects of situations, external or internal, often reminiscent of the context
in which the trauma originally occurred. For example, women who have been raped may become
extremely upset by the sight of unfamiliar men or places that seem creepy. The working of this
automatic system is not closely coupled to the verbal system and its processes are far less vol-
untary. The traumas are represented in memory in both systems, which are repeatedly activated,
and do not necessarily correspond to each other. The confusion adds to the intense fears that are
experienced.
How Disorders Are Caused
A widespread understanding of how emotional disorders are caused is the diathesis-stress
hypothesis (Kring et al., 2014; Monroe & Hadjiyannakis, 2002). In Chapter 12, we discussed
this hypothesis in relation to disorders in children and adolescents. It is that in the presence of an
inherent condition that makes a person vulnerable—a diathesis—an episode of emotional disor-
der is caused by a stress. The epidemiological detective gets onto this. Two matters that she or he
might think about are how far diatheses—predispositions or risks—are due to genetics and how
far the environment is stressful in the societies in which we live.
Genetics
As Plomin, DeFries, Knopik, and Neiderhiser (2016) explained in their article “Top 10 replicated
findings from behavioral genetics” all significant traits of human beings show significant genetic
influence. There are genetic influences on preferences, abilities, and personality traits. The same
is true for susceptibilities to emotional disorders and addictions. A major finding is that genes
alone do not cause the effects: these are always caused by genes in relation to particular environ-
ments. Some diseases are caused by single genes, for instance, phenylketonuria, which causes
intellectual disability. But by far the largest influences are of polygenic effects: influences of
groups of genes, each one of which has only a tiny influence.
Effect sizes for groups of genes on emotion-related predispositions are far larger than most of
those seen in psychology. Using a sample of 542 twin pairs, Kendler and Myers (2010) examined
the Big Five personality traits: Neuroticism, Extraversion, Openness, Conscientiousness, and
Agreeableness, and found heritability estimates for these traits that ranged between 0.44 and
0.64 (similar to other published estimates). In a meta-analysis of longitudinal studies, with over
Emotional DisorDErs in aDulthooD344
400,000 participants, Jeronimus, Kotov, Riese, and Ormel (2016) found associations between
Neuroticism, which includes focus on negatives in life, with depression, anxiety, and nonspecific
mental distress, of between 0.5 and 0.7.
Sullivan, Neale, and Kendler (2000) did a meta-analysis on five methodologically sound twin
studies and found that the likelihood of a person and that person’s twin both having a diagnosis
of depression was highly significant. Monozygotic twins showed higher rates compared to dizy-
gotic twins of both having the condition; the aggregate estimate for genetic liability to depres-
sion was 37%. In a Swedish sample of 15,493 complete twin pairs, Kendler, Gatz, Gardner, and
Pedersen (2006) made a similar estimate of 38% for the heritability of depression. This suggests
that roughly 40% of our likelihood and experience of major depression is shaped by the genes
we inherit from our parents.
Genetic predispositions have also been found for anxiety disorders (Hamm, Vaitl, & Lang,
1990; Scherer et al., 2000). A high genetic sensitivity of a mechanism that associates certain cues to
schemas of danger may explain why some people are generally more fearful than others, indepen-
dently of whether they have experienced serious danger in their lives. Boomsma, van Beijsterveldt,
and Hudziak (2005) and Kendler, Gardner, and Lichtenstein (2008) studied twin pairs in child-
hood, adolescence, and early adulthood. They found that genetic factors influenced anxiety and
depression in younger children, but that by age 20 this influence was much diminished.
On the outcome measure of subjective well-being, an inverse of depression and anxiety—Nes
and Roysamb (2015) found in a meta-analysis that heritability of this outcome was of the order
of 40%.
Kessler et al. (2005; 2011) found in their large epidemiological studies that people can suffer
from more than one disorder, as we saw with the childhood disorders last chapter. The term for
this, as you will recall, is comorbidity. A current way of thinking about the genetics of mental
health with this in mind is in terms of the p factor. We introduced this concept in Chapter 12, in
the discussion of emotional disorders in early life. The p factor is characterized by heightened
negative emotionality, which includes more sadness, fear, and anger. The hypothesis is that this
factor is a diathesis—a predisposition—based on a group of genes, which increase risk for any or
all disorders, rather than just for any single one.
As Caspi, Houts, Belsky et al. (2014) explained, there has generally been thought to be three
groupings of mental disorders which begin in childhood or adolescence. They are internalizing
disorder (liability to depression and anxiety), externalizing disorder (liability to antisocial behav-
ior and substance abuse), and thought disorder (liability to psychosis). Caspi et al. examined
persistence, co-occurrence, and comorbidity of mental disorders in the sample of 1,037 people
whom they followed up from the age of three-years-old in Dunedin, New Zealand, which we dis-
cussed in the section on prevalence (Moffitt et al., 2010). Concentrating on people in this sample
from age 18 to 38, Caspi et al. found an underlying disposition to all three groupings: that is to
say a general disposition to psychopathological disorder, the p factor.
Environment
Wilkinson and Pickett (2009) offer evidence on effects of one pervasive kind of stress: social
inequality. Within developed countries, prevalence of mental illnesses has strong associations
with disparities of income. Figure 13.2, from Wilkinson and Pickett, shows rates of mental ill-
ness in four different countries as a function of income inequality: the ratio of the mean after-tax
income of the top 20% of people in a society to that of the bottom 20%.
In a more recent report than that used by Wilkinson and Pickett (United Nations World
Development report, 2008, Wikipedia), the ratios of top-to-bottom 20% income rates shown in
Figure 13.2 have remained the same for Japan, Germany, and France, but in the United States
How Disorders Are Caused 345
the ratio has risen to 9.4. In Scandinavian countries, this ratio is 4.3 to 1 or less; in the United
Kingdom, it’s 7.2 to 1.
Wilkinson and Pickett showed that an even wider array of outcomes, including rates of physi-
cal illness, lack of psychological well-being, lower levels of trust in society, low educational
performance in children, high numbers of teenage births, high murder rate, and high prison popu-
lations, are also associated with income inequality.
How might we understand this? In developing societies, measures of health and well-
being relate to the national average income; people who are poor have inadequate diets and
few resources. In developed nations, this process is no longer at work; most people have
enough, physically, to sustain themselves. But once a country reaches the level of develop-
ment attained by Europe, North America, and many countries in Asia and Central and South
America, health and well-being no longer relate to average national income. They relate
instead to inequality. Lower levels of physical and mental health—not just for the poor but
for almost everyone in each nation—become far more closely associated with inequality of
income in the nation. With the same income, you are better off living in a more equal than in
a more unequal country.
To counter the idea that unrecognized features of different countries might be responsible,
Wilkinson and Pickett did similar analyses of states in the United States, in which people have the
same American ideals, live in the same kinds of accommodation, eat the same kinds of food, and
have their children go to similar schools. Louisiana and California, which are among states with
the highest income inequality, have overall poorer physical health and psychological well-being
than the average. New Hampshire and Utah, which have lower income inequality, have better
physical health and psychological well-being. Oishi, Kesebir, and Diener (2011) have shown that
in years of greater income inequality in the United States, people were more unhappy and their
unhappiness was due to perceived unfairness and lower trust. Across nations, Oishi, Schimmack,
and Diener (2012) found that people in nations where income taxes are progressive (so people
who earn more pay higher rates of tax) evaluated their lives as closer to the ideal and reported
having more positive and less-negative daily experiences than did respondents living in nations
with less-progressive taxation.
The inference is that inequality produces stress. Do its effects occur because living in hierar-
chies makes people ashamed to be at the bottom of the heap, unable to bring up their children as
they would like? Are people who are in this position affected by constant advertising of things
Japan
0
Income Inequality
5
10
15
20
25
30
3.4
Germany
4.3
France
Percentage of Mental Illness in Different Countries
5.6
USA
8.4
FIGURE 13.2 Rates of mental illness as percentages of the populations of four different nations as a
function of income inequality (data from Wilkinson & Pickett, 2009, graph drawn by Keith Oatley).
Emotional DisorDErs in aDulthooD346
they can’t afford? Are these people affected by expensive cars and houses of the wealthy? Does
the lowered trust engendered by inequality adversely affect us all? These are pressing questions.
In the World Health Organization’s worldwide study of mental disorders (2004), the United
States had the highest overall prevalence rates of mental disorder (26.4%), with European coun-
tries being lower (France, 18.4%; Germany, 9.1%), and Asian and African countries having the
lowest overall rates (Japan, 8.8%; Nigeria, 4.7%).
Could one reason why prevalence rates of depression are so different—more than five times
higher in the United States than in China—be due to living in individualistic as compared with
interdependent societies as discussed in Chapter 3? In the West, there are more kinds of competi-
tion and more opportunities for individual success, but yet far more possibilities of failure, social
comparison, and feelings of rejection. Think of applying for a prestigious job. One person will
get it, but how many won’t?
Some risk factors are common across different societies. For instance, Patel, Araya, De Lima,
Ludermir, and Todd (1999) found that in India, Zimbabwe, Chile, and Brazil, being female,
being poor, and having little education were associated with depression. Kessler et al. (2005)
observed something similar in their publication of 12-month prevalence in the United States:
being depressed was associated with being female, having little education, being poor, and living
in a city rather than in a smaller community. Have a look at Figure 13.3. What would you think
of living in this place?
In terms of outcomes, Kessler and Bromet (2013) found in their review of depression across
cultures that outcomes of depression included lower educational attainment, unstable unemploy-
ment, difficulty in role transition, marital difficulties, and earlier mortality.
Life Events and Difficulties
Genetics, stress, and the emotional disorders of depression and anxiety states: can we go deeper?
Perhaps the best of the epidemiological detectives at work on this question have been George
Brown and Tirril Harris (1978). Like other kinds of detective, Brown and Harris conducted
P
h
o
to
C
re
d
it
: Y
a
vu
z
S
a
ri
yi
ld
iz
/S
h
u
tt
er
st
o
ck
.
FIGURE 13.3 Poverty is a fundamental cause of depression, which has hopeless despair at its core.
How Disorders Are Caused 347
interviews. They interviewed 458 adult women in London, England. They found that in the
previous year 37 of them (8%) had suffered an onset of depression (some with anxiety) at a level
of major depressive disorder, as it would later be categorized by DSM-5. A further 9% of the
women had experienced a disabling psychiatric problem for more than a year (totaling 17% with
a disorder during the year before interview).
In Brown and Harris’s study, 89% of women with an onset of depression had suffered a severe
life event or difficulty shortly before their breakdown. By contrast, of women who did not have
any disorder, only 30% had suffered a severe event or difficulty in the year before interview.
Severe events included bereavement, marital separation, and job loss. Difficulties were long-
lasting problems such as having to cope with an abusive husband or looking after a demanding
and chronically sick relative.
Brown and Harris developed a new method that yielded better predictions than had previously
been possible of who would get depressed. The method was a semi-structured interview, the Life
Events and Difficulties Schedule, which replaced the checklists of recent changes such as the
originally popular version by Holmes and Rahe (1967). Checklists are far less accurate than the
Life Events and Difficulties Interview Schedule (McQuaid, Monroe, Roberts, Kupfer, & Frank,
2000; Thoits, 1995). Using the interview schedule, interviewers asked people about 40 areas of
life: employment, finances, housing, children, relationships, and so on. Interviews were audio
recorded, and each stressful event or difficulty was written up, with its date, so that its relation to
any onset of depression could be known (not possible with checklist methods). The description
of the event was later read to the members of a research team, who made a rating of the degree of
long-term threat (lasting more than a week) that this event or difficulty would cause in a woman
living in the described circumstances. Ratings of long-term severity of an event or difficulty were
made by members of the research team who lived in the same society. At the same time, these
ratings passed the tests of being reliable, because levels of severity are anchored by comparing
them with dictionaries of previous ratings made by the research team over the years. The ratings
were unbiased because raters did not know the woman’s diagnosis. They were independent of the
woman’s own evaluation of events, which might be affected by how depressed she was.
Here is the case of Mrs. Trent, one of the women in Brown and Harris’s study.
Mrs. Trent (not her real name) had three small children and was married to a van driver.
Her apartment had two rooms and a kitchen. Her third child was born eight months
before the interview. Around that time her husband lost his job. She didn’t worry too
much, and he got another job quickly. But after two weeks he was fired from that job
too, without explanation. Seven weeks later her worries had become so severe that she
felt tense all the time, she felt miserable, did not sleep well and became irritable with
the children. She found it difficult to do the housework, became unable to concentrate,
and her appetite declined. In the next two months these symptoms worsened. She would
often cry all day. She got some sleeping pills from her doctor. Her relationship with
her husband deteriorated. She lost all interest in sex and thought her marriage finished.
Three times she packed and walked out but returned because of the children. She felt
self-deprecatory, felt she could not cope, and thought that she might end it all. By three
weeks before the interview things had started to get better. She still tended to brood,
though her concentration was now good enough for her to watch television which dis-
tracted her. Her sexual relationship with her husband had returned, and indeed was bet-
ter than before. She had been depressed for five and a half months (paraphrased from
Brown & Harris, 1978, pp. 28–30).
In this case, the severely threatening event was her husband being fired for the second time,
which left the family without income. In different places in this book—Chapter 9 and Chapter 12
Emotional DisorDErs in aDulthooD348
in particular—we have seen how the lack of financial resources is a source of threat, anxiety, and
despair. Low mood, sleep disturbances, loss of weight, lack of concentration, self-deprecation,
loss of interest in sex, and suicidal thoughts were symptoms recorded in the diagnostic interview.
They are symptoms of major depression. In Brown and Harris’s method, Mrs. Trent’s marital dif-
ficulty was not counted as an event that could have caused the depression because it could easily
have been caused by it. Other researchers, too, have distinguished between events that one could
have brought on oneself and those that were beyond one’s control. Shrout et al. (1989) found
that clinic patients suffering from depression were three times more likely than people in a non
depressed community sample to have suffered a negative and uncontrollable event. So, depres-
sion is not necessarily irrational. It involves sadness and hopelessness, brought on by events that
have serious implications for our lives and our sense of ourselves. Since the early work of Brown
and Harris, the association of depression with severe social adversity (e.g., job loss, death of a
loved one), particularly for the first onset of depression has been well established around the
world (Kinyanda et al., 2011; Korkeila et al., 2010).
An event that can cause depression is loss of a role that is highly valued ( Oatley & Bolton, 1985).
Using life event interviews, Hammen, Ellicott, Gitlin, & Jamison (1989) found that people who
valued their relationships became depressed when a social loss or social disruption occurred,
for example during bereavement or a difficult divorce. This kind of loss influences attachment
dynamics and friendships. By comparison, those to whom autonomy and work were most impor-
tant were more likely to become depressed when a failure in achievement occurred.
Anxiety can also be caused by threatening, negative events, or difficulties (Monroe & Wade,
1988). In one study of a community sample, 2,902 men and women were interviewed using
standardized measures to diagnose generalized anxiety and to assess life events occurring over
the previous year (Blazer, Hughes, & George, 1987). Severe negative events were associated with
a threefold increase of anxiety disorder in both men and women.
What kinds of adversities cause depressive and anxiety breakdowns? Kendler, Hettema,
Butera, Gardner, and Prescott (2003) offered a list that can be seen in Table 13.2.
Most episodes of major depression and some onsets of anxiety disorder occur when things
go severely wrong in people’s lives and have serious long-term consequences. Like episodes
of normal emotion, most emotional disorders are responses to events and circumstances. They
affect what is important to us. When Mrs. Trent’s husband lost his job, she experienced feelings
of defeat and of dread about not being able to live adequately or to provide for her family.
Appraisal theories of emotion (see Chapter 6) predict that depression and anxiety are caused
by different kinds of events, each with different meanings for the individual. Using Brown and
Harris’s method, Finlay-Jones (1989) interviewed women attending a family doctor: 82% of
cases with depression, 85% of cases of anxiety, and 93% of cases with mixed depression and
anxiety had suffered a severe life event as compared with 34% of those who were not suffering
from any emotional disorder. Depressive disorders were most often precipitated by events that
were losses, a finding that is in keeping with appraisal analyses of emotion. In addition, Suzanne
Vrshek-Schallhorn et al. (2015) found in two samples of emerging adults that stress, which is
Table 13.2 Adversities that cause depressive and anxiety disorders
Loss: events such as deaths of loved ones, losses of means of livelihood
Humiliation: events such as separations in which there has been infidelity, or the delinquency of a child,
rapes, putdowns and public humiliations by loved ones or persons in authority, which threaten core roles
Entrapment: being stuck in an adverse situation with no way out
Danger: likelihood of future loss, or of an event that has yet to realize its full potential
Source: Kendler et al. (2003)
Gene–Environment Interactions 349
long lasting (chronic), particularly of an interpersonal kind, predicted the onset of depression.
In a meta-analysis, Lundorff, Holmgren, Zachariae, Farver-Vestergaard, and O’Connor (2017)
found that one in 10 adults who suffered bereavement suffered from prolonged grief disorder.
Clinical anxiety states were most often precipitated by danger; they were future directed and
centered upon appraisals of threat. They included receiving a diagnosis of a cancer, unwanted
pregnancy, or threat of eviction from home. People who suffer both depression and anxiety have
typically experienced events appraised as both loss and danger and sometimes also humiliation
and/or entrapment.
In a synthesis of these kinds of studies, Jacobson and Newman (2017) showed in a meta-
analysis of longitudinal studies, which involved 88,336 people, that not only do people often
suffer from both depression and anxiety but also that each condition predicts the other. So
when a person becomes depressed, this makes it more likely that she or he will later suffer an
anxiety state such as a social phobia, perhaps out of feelings of apathy, hopelessness, and a
lack of confidence. Likewise, a person who experiences an anxiety disorder is more likely to
become depressed, for anxiety disorders can be exhausting and diminish the individual’s sense
of control.
One should not think that emotional disorders are only about losses and dangers. As Johnson
(2005) showed, some people who have manic tendencies aren’t beset by losses at all. Their dis-
order is to react to successes by becoming overenthusiastic, overconfident, and irrationally opti-
mistic. But bipolar disorder, defined as we discussed above, by inclusion of at least one episode
of mania, is a difficult problem. As Johnson, Tharp, Peckham, & McMaster (2016) explained, it
is associated with high rates of homelessness and suicide. It is also associated with hospitaliza-
tion, after which only 35% of sufferers return to the workforce. In terms of its emotions, Johnson
et al. found that the condition generally involves more intense negative emotions and lower levels
of positive emotion. In this condition, more positive emotions, and better abilities to reappraise
events, predicted better outcomes.
Gene–Environment Interactions
Early in thinking about gene–environment interactions, Plomin and Bergeman (1991) discussed
how, although there are direct influences of genes on predispositions to depression and anxiety,
for instance, by tending to focus on the negatives in life (which we discuss below), there are also
indirect effects, in which genetic tendencies help to bring about certain kinds of life conditions
which, in turn, increase the likelihood of emotional disorders. For example, some people are
genetically more likely than others to experience adverse life events, such as job loss or marital
problems: they bring more stresses on themselves. By doing so, they are more likely to precipi-
tate themselves into episodes of anxiety and depression. This kind of effect is among the 10 big
findings in genetics that Plomin et al. (2016) presented, which we discussed in Chapter 8. We
show the list of these findings in Table 13.3; effects of genetics on environmental outcomes are
findings 7, 8, and 9.
Among evidence of genetic influence on environment-based outcomes is that reported by
Middeldorp, Cath, Beem, Willemsen, and Boomsma (2008) who examined a large sample of
twin pairs and found that Neuroticism (the tendency toward negative emotionality, as discussed
above) increased the rate of exposure to difficult life events such as extreme conflict in marriages
and adversarial relations at work. Federenko et al. (2006) found, in a sample of 180 twin pairs,
that genetic risk of encountering a larger number of life events was higher if the events were per-
sonal (for instance, lack of social recognition), if they were negative rather than challenging, and
if they were enduring. Eberhart, Auerbach, Bigda-Peyton, and Abela (2011) studied young adults
over a six-week period and concluded that the diathesis–stress hypothesis needs to be extended to
Emotional DisorDErs in aDulthooD350
include the idea of some people having the diathesis of being more likely to generate more stress-
ful events for themselves because of persistent mental schemas that include a sense of emotional
deprivation, distrust, and social isolation.
As another example, Caspi, Houts, et al. (2014) suggested that for people who have the p
factor (explained above in the section on genetics), the stress of being maltreated in childhood
makes it more likely that they will suffer mental illness that extends into adulthood. The new field
of epigenetics introduced in the previous chapter is about how genetic processes are switched
on and off by environmental factors. For instance, stress can reprogram genetic mechanisms,
perhaps including those that affect the hypothalamic pituitary adrenal axis and the stress system,
in ways that make depression more likely (Nestler, 2014).
In thinking about the patterns of life events that increase the likelihood of emotional disorders,
a thought-provoking idea is that, as aspects of Darwinian variation, humans are distributed on a
spectrum of different kinds of lifestyle. As Marco Del Giudice (2016) explained, people with fast
lifestyles have a syndrome of early maturation, high fertility, high impulsivity, risk taking, high
promiscuity, and less caring for offspring. People with this style are high on the p factor, which
Carver, Johnson, and Timpano (2017) suggest consists largely in people’s impulsive reactivity to
their emotional urges. With this style, they are more likely to encounter stresses of many different
kinds. Those with slow lifestyles have later maturation, lower fertility, longer lasting relationships,
and better caring for offspring, patterns of social living that reduce the likelihood of emotional disor-
ders, and those disorders being transmitted to offspring. This speculative thinking adds a new wrin-
kle to our understanding of why some people are more vulnerable to emotional disorders than others.
Syndromes that we now label as disorders derive from a proclivity of genes to reproduce
themselves. In the course of human evolution, the fast-living syndrome seems to be what John
Maynard-Smith (e.g., 1984) called an evolutionarily stable strategy, not in the whole popu-
lation but in a proportion of it, to enable certain set of genes successfully to reproduce them-
selves. Perhaps this gene-set for fast-living was especially able to reproduce itself during times
of change and disruption. In times of stability—in a world of peace and cooperation—the genes
of the slower lifestyle seem more productive. Perhaps, part of the job of psychology will be to
find how to do less of the fast-living lifestyle, since it has such risks of emotional disorder, and
to encourage the slower-living mode.
Emotional Predispositions and Emotional Disorders
The way that severe life events elicit depression and anxiety is similar to the way that more
ordinary events—setbacks to our projects and concerns—elicit emotions of sadness and fear. We
experience such emotions, and usually we deal with their implications. In a more extreme way,
severe events can threaten fundamental life roles and our very identities within society in ways
Table 13.3 Plomin et al.’s (2016) top ten replicated findings in behavioral
genetics
1. All psychological traits show substantial genetic influence
2. No traits are 100% heritable
3. Heritability is caused by many genes of small effect
4. Correlations between psychological traits show substantial genetic mediation
5. Heritability of intelligence increases throughout development
6. Age-to-age stability is mainly due to genetics
7. Most measures of environmental effects show significant genetic influence
8. Most associations between environmental measures and traits affected by genetics
9. Most environmental effects not shared by children growing up the same family
10. The abnormal is normal
Emotional Predispositions and Emotional Disorders 351
that seem impossible to deal with. Imagine losing something fundamental to your life, to which
you have given your best energy and aspiration: an important relationship, perhaps, or your place
at university, or your expectation of a career. Losses of this kind can cause the despair of depres-
sion. When they occur, they can drain meaning from life and lead to a sense of hopelessness and
lack of purpose (see Figure 13.4). No way forward seems possible, and the state can become
disabling. As we have learned about more transient emotions, these enduring states will alter
your relationships, how you appraise the environment, how you reason, and the reactions you
evoke in others. Interviewed by Brown and Harris (1978), Mrs. Trent experienced loss of her
family’s income, perhaps loss of faith in her husband and hence her hope for her family and the
life they had made. She became unable to do things that had been important to her, such as care
for her children.
In this chapter, we have presented emotional disorders in the traditional way, in terms of diag-
nostic categories such as depression and anxiety states. With the recognition that people have
several diagnoses at the same time (comorbidity) Gruber and Keltner (2007) showed that we can
see disorders as excesses of emotions, as diminished emotions, and as dysfunctions of emotions
(see Table 13.4).
How are depression and anxiety states related to normal sadness and fear (Flack & Laird,
1998; Kring & Werner, 2004; Power & Dalgleish, 2008)? Helen Mayberg et al. (1999) found
that in normal sadness subcortical brain regions of the subgenual cingulate and anterior insula
increased their activation, while cortical areas of the dorsolateral prefrontal and inferior parietal
regions decreased their activation. With recovery from depression, the reverse pattern occurred:
decreased activation in subcortical regions that in sadness had increased, and increased activa-
tion in the cortical regions that in sadness had increased (see also Webb & Pizzagalli, 2016).
So, although depression is not just sadness, the emotion of sadness is usually involved. As to
Adverse event
or difficulty
Emotions, plan
to fulfill self-
definition goal
No depression
Yes Yes1
Severe?
2
Alternative
role?
No
Emotions, e.g.,
sadness, anger,
dysphoric mood
No depression
Depression at
the case level
No
Resolution of
crisis and of
symptoms
Yes3
New role?
Chronic psychiatric
and/or physical
symptoms
No
FIGURE 13.4 Differentiation of normal emotions from depressive breakdowns (Oatley, 1988).
Emotional DisorDErs in aDulthooD352
Individual Emotion: Self-compassion
The search for how specific emotional states relate to men-
tal health has led Kristin Neff to important work on self-
compassion (2011, 2015). Self-compassion involves three
different appraisals: the ability to treat one’s own failures
kindly rather than critically; the ability to see oneself as
part of humanity; and the ability to accept pain and suffer-
ing with equanimity. In her research, Neff is finding that this
state of self-compassion is an important buffer to depres-
sion and anxiety; it consistently correlates with reports of
reduced depression, anxiety, rumination, and perfectionism.
More recent work by Julia Breines and Serena Chen (2012)
found that practicing self-compassion leads people to work
harder in areas of self-improvement and to be more forgiv-
ing of the self. The cultivation of self-compassion is a focus
of contemplative practices of the kind we discuss in the final
chapter. It involves taking a kinder perspective, perhaps like
that of someone close to you, upon your own efforts, trials,
and tribulations. If you are interested in this emotional state
and how to measure it or cultivate it in yourself or people
you are close to, you might visit Neff’s website: www.self-
compassion.org.
anxiety, there is no question that its disorders are kinds of excessive fear. The main questions are
why such fears can become entirely out of proportion to what the person seems to be frightened
of (Öhman, 2000), and can be elicited by ambiguous stimuli (McNally, 1999).
Overall, we can say that the emotions of sadness, happiness, fear, and anger play central
roles, respectively, in bouts of depression, mania, anxiety, and conduct disorder (Power &
Dalgleish, 2008). Johnson-Laird, Mancini, and Gangemi (2005) found that emotional disor-
ders are typically begun as elicitations of emotions such as sadness or fear that derive from
the appraisals that we discussed in Chapter 6. It is not the elicitations of emotions that are
inappropriate; it is their intensity, which remains cognitively impenetrable and which tends to
prolong the disorder.
In the end, the reasons we humans are subject to disabling emotional states remain a challenge
for theories of emotions, especially when nowadays we tend to argue that most emotions have
useful functions.
Table 13.4 Disorders as excesses, deficits, and dysfunctions of emotions
Excess sadness: depression
Excess fear: phobias, general anxiety disorder, posttraumatic stress disorder, panic disorder, hypochondria
(fear of disease), obsessional/compulsive disorders, self-medication of anxiety by alcohol and drugs
Excess joy and pride: mania, antisocial personality disorder
Excess anger: conduct disorder, oppositional-defiant disorder, intermittent explosive disorder
Excess disgust: anorexia
Excess self-conscious emotion: narcissistic pride
Lack of self-conscious emotion: adult autism (lack of embarrassment), anhedonia (lack of pleasurable
feeling), psychopathy (lack of guilt or remorse)
Dysfunctions of emotion: schizophrenia, other psychoses
http://www.selfcompassion.org
http://www.selfcompassion.org
Vulnerability Factors 353
Vulnerability Factors
Although a first onset of depression is usually begun by a severe event or difficulty, not everyone
who suffers a serious adversity has a breakdown. Why do some people respond to an event with
a negative emotion while others suffer a disabling emotional disorder of depression or anxiety?
Social Support
A central theme throughout this book is that strong relationships are a foundation of positive
emotion, adapting to the environment well, and enabling emotion regulation. So we may not
be surprised that relationships affect whether people develop major depression in response to
adversities. The general term for relationships that can protect people from disorder is social sup-
port; typical measures are presence of an intimate relationship with someone in whom one can
confide, lack of interpersonal friction, interpersonal appreciation, integration in a social network,
and accessibility of practical assistance (see Chapter 9 for an example).
People with good social support are less likely to become depressed than those without sup-
port when they suffer an adverse life event. This was shown in women in the community by
Brown and Harris (1978), and subsequently in different populations, such as men who suffered
unemployment (Bolton & Oatley, 1987), adolescents (Stice, Ragan, & Randall, 2004), women
psychiatric outpatients (Ali, Oatley, & Toner, 2002), and men with HIV (Johnson et al., 2001).
Van de Velde, Bracke, and Levecque (2010) confirmed that in European countries women
were more likely to be depressed than men, but found that for both women and men marriage had
a protective effect. In a report on the three-year longitudinal Women’s Health Initiative Obser-
vational study, with 91,912 participants who were postmenopausal women, Uebelacker, Eaton,
Weisberg, Sands, and Wllliams (2013) found stresses of many kinds provoked depression, but
both social support and physical activity were protective against stress. In a meta-analysis of
studies of students in China, similarly, Yang et al. (2016) found that social support protected
people from becoming depressed when they encountered stress.
By contrast, however, in one study of female twin pairs, Wade and Kendler (2000) found
that although life events and absence of social support were both independently associated with
depression, an interaction effect, of social support protecting against the impact of life events,
was not found.
In this book, we suggest that the most important attribute of us as humans is that we are social
beings; our most important emotions concern relationships (see Figure 13.5). The study of life
events and depression throws additional light on these issues because, first, the events that induce
depression are most often losses of relationship, and, second, social support has an additional
effect, often protecting people from the enduring effects of stress.
With loss of important relationships, some of life’s meaning drains away. We lose part of our
selfhood. A life lived without support of attachment and affiliation is more difficult than a life
with this kind of support.
Early Experience
Early experience affects people’s susceptibility to emotional disorders in adulthood. A person
who loses a mother in childhood is more likely to develop depression than a person who has not
lost her or his mother (Brown & Harris, 1978). Originally it was thought that it was loss of the
Emotional DisorDErs in aDulthooD354
attachment figure that left the individual vulnerable. It now seems that it is not this loss as such
that has the main effect. It’s the lack of parental care that is likely to follow such a loss, which has
more of an influence upon the likelihood of experiencing a major episode of depression. Women
in Brown and Harris’s study who suffered neglect during childhood, or who experienced physi-
cal or sexual abuse, were at an increased risk of both depression and anxiety as adults (Brewin,
Andrews, & Gotlib, 1993; Brown & Harris, 1993).
Poor care in childhood tends to induce people to put themselves into situations of higher
risk for life events. So, Quinton, Rutter, and Liddle (1984, discussed in Chapter 12) found that
girls raised in institutions had earlier pregnancies, had poorer sexual relationships, and became
less-competent parents than normal young women (see also Fleming et al., 2002, discussed in
Chapter 9). Hammen (1991) found that women who had a history of major depression experi-
enced more adverse life events than did women without a history of depression. Most such events
were interpersonal, such as conflicts with a spouse or with children.
The vulnerability of early neglect may include damage to people’s sense of themselves as
being valuable and worthy of love. Negative emotion schemas of self-in-relationship can increase
people’s risk of depression by increasing chances of events that turn out badly. People who have
experienced lack of care may have yearnings for love, which prompt them toward hasty or early
marriages, in which there is higher risk of being badly treated. This can confirm expectations of
defeat and loss, which become part of the self-deprecating pattern of depression.
Recurrence, Recovery, and Prolongation of Disorders
People who experience one depressive episode are more likely than never-depressed peo-
ple to experience another, and vulnerability to depression increases with subsequent episodes.
H
ill
S
tr
ee
t S
tu
di
os
/B
le
nd
Im
ag
es
/G
et
ty
Im
ag
es
, I
nc
.
FIGURE 13.5 Social support, the feeling of having people to turn to in difficult times, comes
in many forms, including family, friends, and close colleagues at work.
Recurrence, Recovery, and Prolongation of Disorders 355
Backs-Dermott, Dobson, and Jones (2010) found, in a longitudinal study, that within a year of an
episode of depression coming to an end, women were more likely to relapse into another episode
of depression if they had avoidant coping styles, interpersonal difficulties, and/or lacked social
support (see Figure 13.6).
Recurrence
For many people, depression may occur just once in their lives and last for a limited time ( Monroe
& Harkness, 2011). In the National Institute of Mental Health Collaborative Depression Study,
within a year of onset of depression it was found about 30% of people remained depressed. By
five years, this proportion was 12% (Mueller et al., 1996), and by 10 years the proportion was
7% (Keller & Boland, 1998).
A mechanism by which people become progressively more vulnerable to depression with
successive episodes is called stress sensitization or kindling (Stroud et al., 2011). Segal,
Williams, Teasdale, and Gemar (1996) described it in terms of emotional patterns becom-
ing established as mental habits, so that depression is made more likely by less severe
events. Although at first, in research on recurrence, it seemed that each episode of depres-
sion increased the kindling, it now seems likely that just a single episode of depression has
the strongest influence on this process (Anderson, Monroe, Rohde, & Lewinsoihn, 2016).
LeMoult, Kirkanski, Prasad, and Gotlib (2017) found in a longitudinal study of women that
focusing on negative events predicted recurrence of depression; one episode was enough to
establish this mode.
FIGURE 13.6 Standardized coefficients of factors that predicted relapse of depression in the study
of Backs-Dermott et al. (2010).
Emotional DisorDErs in aDulthooD356
FIGURE 13.7 A vicious circle: depression caused by a life event may elicit memories of previous
losses and failures, which, in turn, tend to make the person more depressed, and so on.
Kendler, Thornton, and Gardner (2001) observed the decline in association between life
events and depression across episodes and found that this effect was most marked for those at low
genetic risk. By contrast, a proportion of people who were at high genetic risk frequently expe-
rienced a first depression without a severe adversity. Kendler et al. proposed that these highly
vulnerable people could be thought of as “prekindled.”
Among pathways to experiencing depression during adulthood in the absence of major life
stressors at that time is a life of substantial adversity that has begun in childhood.
Recovery and Fresh Starts
Parrott and Sabini (1990) pointed out that most people do not get trapped in such inescapable
cycles. Even when one is sad, some memories can come to mind that are not depressing. We can
also say that in an episode of depression, people can start to reconceptualize their lives and make
plans for the future (Nesse, 2000; Oatley, 1992). Such recoveries constitute what Brown, Lemyre,
and Bifulco (1992) call “fresh starts,” which may involve a new relationship, a new role, a new
life project to replace what was lost. Any of these may enable a person to feel worthwhile and
purposeful. In a longitudinal study of recovery from diagnosed depression, Oatley and Perring
(1991) found that whether an episode of depression ended or remained unresolved depended on
whether new plans made by the depressed person went well or went wrong.
Prolongation
In a survey of more than 19,000 members of the Swiss Household Panel, Anusic, Yap, and Lucas
(2014) found that some severe life events, such as the death of a spouse, unemployment, and
disability, produce long-lasting changes in life satisfaction, even when age-related changes have
been controlled for; people did not adapt to them fully.
When one is depressed, one can become trapped in negativity, which drains one of hope ( Gotlib
& Joorman, 2010). In Chapters 6 and 7, we showed that emotions change the organization of the
brain to produce biases of processing—the heightened sensitivity to threat or acute awareness of
loss. Emotional disorders prolong such changes. Because depressed people have a tendency to
recall memories of loss and failure, Teasdale (1988) suggested that these memories lower mood
and prolong depression (see Figure 13.7). This negative bias of depression makes people less
likely to generate new life plans; then this lack of initiative can extend periods of depression.
Susan Nolen-Hoeksema asked whether depression is prolonged by rumination: brooding
on symptoms of distress in a repetitive manner rather than in a problem-solving way. Nolen-
Hoeksema and Morrow (1991) studied emotional responses to a natural disaster—the earthquake
in the San Francisco Bay area in 1989 that killed 62 and left 12,000 people homeless—and found
Recurrence, Recovery, and Prolongation of Disorders 357
that those who ruminated on the event had lower mood up to seven weeks afterward. In a study
of people who had a close relative who had died in a hospice, Nolen-Hoeksema, Parker, and
Larson (1994) found that the mood of people with a ruminative style was no lower than that of
others a month after the death, but six months after the event their mood was still low, whereas
that of non ruminators had started to lift. In another study by Nolen-Hoeksema and colleagues
(Michl, McLaughlin, Shepherd, & Nolen-Hoeksema, 2013), 1,132 adults were followed up over
12 months. Those who reported stressful life events were most likely to ruminate, and rumination
moderated the relationship with becoming depressed, or suffering an anxiety disorder. Johnson,
Whisman, Corley, Hewitt, and Friedman (2014) found that the tendency to ruminate was moder-
ately heritable and overlapped with heritability of depression.
Joormann, Dkane, and Gotlib (2006) showed that rumination has two aspects. One is brood-
ing, which is maladaptive. But there is also reflective pondering, thinking through problems
that led to incidents that caused depression, and this can resolve and shorten episodes of
depression.
A further explanation of how depression is prolonged has been proposed by Constance
Hammen and her colleagues (Daley et al., 1997; Hammen, 1999) and by Joiner (2002). This
explanation is in terms of relationships. Depression tends to make relationships deteriorate, and
this deterioration tends to prolong depression. Hokanson, Hummer, and Butler (1991) tracked
mood and interactions between pairs of roommates at college. In one group, one member of
the pair had prolonged depressed mood as indicated by a continuously high score on the Beck
Depression Inventory (Beck, Steer, & Garbin, 1988, a widely used questionnaire to measure
depression). In another group, one person was generally cheerful, with a continuously low score
on the Beck Inventory. As compared with roommates of cheerful people, those living with con-
tinuously depressed people became more depressed themselves over the year. They also reported
becoming more managerial and saw their roommate as becoming more dependent.
Cognitive Biases in Anxiety and Other Emotional Disorders
Anxiety states are more likely than depression to become chronic, and define a person’s daily
living for long periods of time. Whereas, as we discussed above, cognitive mechanisms for sus-
taining depression are influenced by memory of events and circumstances, mechanisms that sus-
tain anxiety are mostly based on attention (Goodwin, Yiend, & Hirsch, 2017; Mogg & Bradley,
2004). People with anxiety traits and disorders are biased to attend to events that cause anxiety,
especially their own particular kind of anxiety (see also Chapter 10). So, a person anxious about
health, or with hypochondriacal concerns, attends to bodily events by thinking them to be symp-
toms of illness (Stretton & Salovey, 1998). Such a person also tends to notice newspaper articles
about health, attend to other people’s accounts of health issues, and build up mental schemas
and habits of mind that heighten anxiety. So, fear produces a focus on fear-inducing items and
events that in turn produce more fear. Fear also causes avoidance, so socially anxious people tend
to isolate themselves, which makes them more anxious about presenting themselves in public,
which further drains confidence.
As an example of this dynamic, consider what happened following the 9/11 attacks in the
United States in 2001. During that time, symptoms of posttraumatic stress disorder occurred
among those who were closely involved, who had loved ones affected, or who lived nearby
(Galea et al., 2002). Fear derived from the attacks caused further anxiety symptoms, some of
which made it impossible for people to return to work and caused disruptions of personal rela-
tionships. Lindstrom et al. (2011) found that parents who were closely exposed to the 9/11
trauma in New York showed greater attention bias toward threat than parents with low trauma
exposure. Anxiety is rooted in attentional biases to what is threatening and fearful, which can
sustain the anxiety.
Emotional DisorDErs in aDulthooD358
Neurophysiology of Depression and Anxiety
From a neuroscience perspective, Davidson, Pizzagalli, Nitschke, and Kalin (2003) identified
loss of pleasurable goal achievement as a principal emotional cause of depression. Three brain
areas seem to be important for depression: the frontal lobes, the hippocampus, and the amygdala
(Nestler et al., 2002).
Involvement of the frontal cortex in depression has been found by van Tol et al. (2010) who
examined 68 patients with major depression and found that they had lower anterior cingulate
cortex volumes than 64 non depressed controls. They found, too, that patients with early onsets
of depression had smaller prefrontal cortex volumes, regions you learned that support different
kinds of emotion regulation, including strategies that help us find peace and perspective during
difficult times. Saleh et al. (2017) found that people who in early life had suffered stress such as
child abuse, or severe family conflict, and who in adulthood were depressed had lower volumes
of their orbitofrontal cortex than those who were not depressed. Again recall that this region of
the brain supports linking specific contexts to finding rewards; it would appear that early trauma
disables this brain region so important to finding meaning and joy.
Farb, Irving, Anderson, and Segal (2015) suggested that two kinds of issues are prominent in
people who have suffered an episode of depression. One is attentional: people tend to focus on
events that have caused negative emotions in a process that is mediated by the brain’s salience
network (which includes the anterior cingulate cortex, parts of the motor area, and the insula),
which helps coordinate activity in other networks. The other is rumination, or brooding, elabora-
tion of dysphoric emotional thoughts and attitudes. This may involve increased connectivity in
the brain’s frontal lobes.
As to the hippocampus, a meta-analysis examining 143 magnetic resonance imaging studies
found that reductions in the volume of the hippocampus and the basal ganglia are associated with
major depression (Kempton et al., 2011).
As to the amygdala, centrally involved in appraisals of novelty and concern relevance,
Yang et al. (2010) found greater activation of the amygdala in depressed as compared with
non depressed adolescents when they viewed images of people making different emotional
expressions; you can see a brain image and a graph of this result in Figure 13.8. Siegle, Stein-
hauer, Thase, Stenger, and Carter (2002) found that in depressed patients’ responses to negative
comments, the amygdala remained activated for 30 seconds after such a comment, whereas the
amygdala of nondepressed patients was activated for less than 10 seconds. Disner, Beevers,
Haigh, and Beck (2011) proposed a neurobiological theory of depression, based on a role for the
amygdala in encoding negative events. They argued that as the amygdala becomes hyperactivated
FIGURE 13.8 Activation of the left amygdala of adolescents in a control group (CTL) and in those
with a disorder at the major depressive level (MDL) who were shown fearful, angry, and happy faces
( from Yang et al., 2010).
Neurophysiology of Depression and Anxiety 359
in depression, it also causes connected areas such as the hippocampus to become more activated,
and thus more likely to recall negative events. What this suggests is that in depression, the brain
regions that support appraising events for their concern relevance are elevated in their activation.
Antidepressant Drugs
In this chapter, we have suggested that the researcher is a detective. The most famous detective,
of course, was Sherlock Holmes, and in the case entitled Silver Blaze he mentions to a policeman
who is working on a case: “the curious incident of the dog in the night-time.” The policeman
says: “The dog did nothing in the night-time,” to which Holmes replies, “That was the curi-
ous incident” (Conan-Doyle, 1894, p. 347). Holmes inferred that the dog must have known the
intruder whom they are seeking.
In the neurophysiology of depression something similar has occurred. As Scull (2015) explains
in Madness in Civilization, a huge change occurred in the Western world with closure of most
mental hospitals and introduction of psychotropic drugs. These drugs became and remain the
main treatment for mental illnesses of all kinds. Among them are selective serotonin reuptake
inhibitors (SSRIs), such as Prozac, widely prescribed and widely advertised. These drugs reduce
reabsorption of the transmitter substance serotonin, so that it remains in synapses for longer,
which, as you learned in Chapter 7, tends to inhibit many emotion-related systems in the brain.
The thesis advanced by many drug companies is that depression is caused by an imbalance of ser-
otonin in the brain, which can be rectified by daily doses of these drugs. The “curious incident”
here is the absence of any evidence-based neurophysiological theory of depression based on this
idea that it is closely related to deficits in serotonin. The intruder has been the drug companies.
The psychiatrists could have barked, but they haven’t yet done so.
In The Emperor’s New Drugs: Exploding the Myth of Anti-depressants, Kirsch (2009) has
written: “It now seems beyond question that the . . . account of depression as a chemical imbal-
ance in the brain is simply wrong” (p. 80). He found in meta-analyses of properly conducted
randomized controlled trials that, as compared with placebos, serotonin reuptake inhibitor drugs
showed only a small effect on depression. Placebos show surprisingly large effects on the self-
report scales of depression that are commonly used, and they have the advantage that they don’t
cause harmful side effects.
Angell (2008) made the case that drug companies now control most research on psychoac-
tive drugs and that “there is mounting evidence that they often skew the research they sponsor
to make their drugs look better and safer” (p. 1069). Kirsch explains that knowing whether psy-
choactive drugs work as advertised requires far more than knowing whether they have reached a
threshold set by the U.S. Food and Drug Administration.
In 18 of 32 (56%) trials sponsored by the drug industry of selective serotonin uptake inhibi-
tors as compared with placebos, Hieronymus, Emilsson, Nilsson, and Eriksson (2016) found that
after six weeks on the drug or placebo, people showed no effect as measured by the Hamilton
Rating Scale for Depression (Hamilton, 1960), the most widely used rating scale for depression
in drug trials. Hieronymus et al. said the whole scale assesses a wide range of symptoms and
is heterogeneous. They did find, however, that when they considered outcomes on just a single
item of this scale—Depressed Mood—(“gloomy attitude, pessimism about the future, feeling of
sadness, tendency to weep”), which participants rated from 0 “not at all” to 4 “extreme symp-
toms,” then 29 of the 32 comparisons showed significant improvement with the selective seroto-
nin uptake inhibitor as compared with the placebo.
A recent meta-analysis of 522 drug trials for 21 antidepressant drugs was made by Andrea
Cipriani et al. (2018). The meta-analysis included trials of antidepressant drugs versus placebos
and head-to-head trials between different drugs. Cipriani et al. found that as compared with
placebos, antidepressant drugs were generally more effective than placebos, but that for patients
Emotional DisorDErs in aDulthooD360
with major depression “effect sizes were mostly modest” (p. 6). Although amitriptyline was not
as acceptable to patients as some of the other medications, it was the most effective drug for
depression: about twice as effective as placebos (odds ratio 2.13). Fluoxetine (the SSRI marketed
as Prozac and other names) was among the least effective.
In Ordinarily Well Peter Kramer (2016), previously a strong advocate of SSRIs in his book
Listening to Prozac (1993), has moderated his advice, based on his review of outcome studies
of these drugs. Although, he says, as a psychiatrist he advocates psychological therapy first, he
concludes that these drugs can be useful for some of the people, some of the time.
Beyond Depression and Anxiety
In the following sections, we discuss three further topics that focus on the relation of emotion to
psychological disorder.
Psychopathic People in Society
Although the proportion of people who can be diagnosed as psychopaths is less than 2% of the
population, it was found in a British survey by Coid and Yang (2011) that these people were
responsible for 18.7% of violent incidents reported in the survey. To be a psychopath is to have
an emotional disorder with strong links to aggression. The person is likely to have two core
components: (i) callousness together with lack of emotional connection to others and (ii) a ten-
dency to antisocial behavior. The condition is associated with thrill seeking, sadism, fearlessness,
impulsivity, lack of anger control, antisocial lifestyle, and lack of guilt or remorse. The prototypi-
cal psychopath is male and socially antagonistic. He lacks social constraints of shame or worry
about what others might think. He is not the usual young person diagnosed with conduct disorder
or explosive anger disorder. In general, he is not reflective. In particular, he does not consider
negative consequences of actions. Think of Robert Louis Stevenson’s Dr. Jekyll and Mr. Hyde, in
which the kind-hearted Dr. Jekyll starts taking a potion that transforms him into Mr. Hyde: purely
selfish, free of all conscience. Most of us are Dr. Jekylls, mindful of convention and considerate
of others. Psychopaths are the Mr. Hydes of this world.
Psychopathy of this kind starts at an early age and is often identified in children with an
externalizing disorder. It is usually identified by a score on the Psychopathy Check-List, or some
variant of it (Hare, Clark, Grann, & Thornton, 2000). It predicts adult criminal offending (Lynam,
Miller, Vachon, Loeber, & Stouthamer-Loeber, 2009).
A psychopathic person seems unable to form emotional commitments with others and dis-
plays a lack of empathy. Although psychopathy seems to share with autism a deficit in empathy
and theory of mind, the two syndromes differ (Blair, 2008). The psychopath is cruel, whereas the
typical autistic person is not. Although it is possible for an autistic person also to be a psychopath,
such a person would have two different traits, not one trait that is an aspect of the other (Baron-
Cohen, 2011).
A prominent theory of psychopathic personality (Blair & Mitchell, 2009) holds that there is a
deficit of emotional processing that involves dysfunctions of the amygdala and prefrontal cortex,
regions of the brain that you learned about in Chapter 7, which track the emotional significance
of stimuli and are engaged in how we regulate our emotions. In this view, effects of past or poten-
tial punishment are disrupted. Among other evidence is that people with this trait are impaired
on several abilities assessed as emotional intelligence (Ermer, Kahn, Salovey, & Kiehl, 2012)
and that they have difficulties in emotion regulation, which are associated with self-centered
impulsivity (Patrick, 2018).
Beyond Depression and Anxiety 361
Psychopathic people are fascinating to us in thrillers and murder-mysteries. They are not com-
mon in ordinary society, but they are common in prison populations. As of yet, there has been
little success in finding effective treatments for them or in finding how to avoid their attainment
of positions of power in organizations or politics.
Schizophrenia, Emotion, Expressed Emotion in Relatives
The psychotic disorder of schizophrenia has a lifetime prevalence of 0.87% (Perälä et al., 2007)
with slightly more females than males being affected. Whereas depression and anxiety disorders
are largely provoked by the adversities of life, schizophrenia is determined more closely by
genetics and can occur without adversity. Diagnosis according to DSM-5 includes a disturbance
that causes severe dysfunction in interpersonal relationships, at work, or in self-care, with at least
two of the following symptoms lasting a month or more: delusions, hallucinations, disorganized
speech, disorganized or catatonic behavior, diminished emotions, and with some sign of distur-
bance lasting at least six months.
Ann Kring and Ori Elis (2013) explained that people with schizophrenia often report emo-
tional experiences similar to those who function well, but they show less emotion in their outward
expressive behavior. They also have trouble anticipating emotional events, such as enjoyment in
seeing good friends. They tend not to maintain ways of continuing emotional experiences of the
kind which, for others, would be important. O’Driscoll, Laing, and Mason (2014) proposed that
this is due to less effective emotional regulation, in terms of emotional management and cogni-
tive reappraisal, as well as a tendency to alexithymia, a paucity of emotion words and concepts,
which we discussed in Chapter 6. In studies of experience sampling, in which people are asked
to report on their experiences at random times in day-to-day live, people with a diagnosis of
schizophrenia report more negative emotion, but about the same amount of positive emotion as
those without this diagnosis (Cho, Gonzalez, Lavaysse, Pence, & Fulford, 2017).
Another aspect of emotion that is involved in schizophrenia is found in studies of the emo-
tions expressed by family members of patients, who in the course of their illness have often been
difficult to live with. The term used is expressed emotion, a measure taken in family interviews
with such relatives. The original measure (Brown, Birley, & Wing, 1972) was of (i) the number of
critical comments made by a relative, (ii) the degree of the relative’s hostility in nonverbal aspects
and in content, and (iii) the degree of overinvolvement, such as treating the patient as a child.
Vaughn and Leff (1976) found that among schizophrenic patients the degree of expressed emo-
tion in their relatives predicted whether these patients who came out of hospital would relapse
within the next nine months. For patients who came home to a family that was low in expressed
emotion, irrespective of whether the patients took their antipsychotic medication, there was a low
rate of relapse. But of those returning to a high–expressed emotion family, who spent more than
35 hours a week with them, and did not take their medication, 92% relapsed within nine months
(see Figure 13.9).
In a meta-analysis of studies of expressed emotion, Butzlaff and Hooley (1998) found that
high expressed emotion was associated with relapse of schizophrenia, and low expressed emo-
tion was associated with low rates of relapse. All but three of the 27 studies that reached method-
ological criteria for inclusion in the meta-analysis showed the effect, with about 65% of patients
who relapsed being in high–expressed emotion families, and 35% being in low–expressed emo-
tion families. Butzlaff and Hooley found also that effects of expressed emotion for depressive
disorders were larger than those for schizophrenia, and larger still for relapse of eating disorders
such as anorexia. In a review and analysis, Weintraub, Hall, Carbonella, Weisman de Mamani,
and Holoey (2017) concluded that publication bias has not been a significant factor and that
expressed emotion of relatives is a valuable predictor of relapse in schizophrenic people.
Emotional DisorDErs in aDulthooD362
FIGURE 13.9 Percentages of schizophrenic patients who relapsed within nine months of leaving
hospital as a function of high and low expressed emotion, the amount of time they spent with their
family, and whether they took their medication (Vaughn & Leff, 1976).
Psychiatric disorders are not just disturbances within the sufferer. They are disturbing to
others, and families differ in how they cope with these disturbances. For instance, Grice et al.
(2009) found that high–expressed-emotion relatives of psychotic patients tended to blame the
patients for negative events, whereas low–expressed-emotion relatives were focused more on
positive events. Expressed emotion research has shown that with acceptance of the patient’s
condition and some flexibility in coping with it, not only may the lives be eased of families in
which someone has a disorder, but the cycle of being emotionally critical and hostile, and hence
provoking the patient into ever more difficult behavior and relapse, may be cut.
Psychosomatic Effects
Emotional factors influence physical health in profound ways. Do adversities that can cause
emotional disorders also influence physical ill-health by affecting the immune system? As we
explained in Chapter 5, this system extends throughout the body and includes the bone marrow,
spleen, thymus, lymph nodes, and the white cells of the blood such as lymphocytes and mac-
rophages. The study of effects of stressors on the immune system is known as psychoneuroim-
munology. Useful reviews are by Byrne-Davis and Vedhara (2008) and Kiecolt-Glaser (2009).
In this field, findings have at first been epidemiological, and two kinds of study have been
particularly significant. One series was the set of Whitehall Studies by Michael Marmot and his
colleagues, in which health was studied in men in the British Civil Service, all with the same
health benefits and job security, but different status: Administrative at the top, then Professional/
Executive, then Clerical, then Other. In the first study, it was found that the higher people’s grade
in the civil service, the longer they lived (Marmot & Shipley, 1996). In the second study, Kuper
and Marmot (2003) found that work stress, typified by low control at work, was associated with
an increased risk of heart disease. It seems that high status, of the kind studied in other pri-
mates in their hierarchies, has health benefits. Following up the same population of civil servants,
Boehm, Peterson, Kivimaki, and Kubzansky (2011) found that life satisfaction had a positive
effect in protecting people from risk of heart disease.
In a second type of study, Kiecolt-Glaser and her colleagues (2002a; 2002b) also started epi-
demiologically, and then took their detective work into the laboratory. They have found that
negative emotions are risk factors, and supportive relationships are protective in a range of ill-
nesses. They distinguished between short-term (acute) stress and long-term (chronic) stress.
Kiecolt-Glaser has carried out a series of studies on acute stress, taking as a model students’
Further Reading 363
acute anxiety and stress at exams. She and her colleagues have found that acute stress decreases
immune responses to vaccinations (Glaser, Kiecolt-Glaser, Malarkey, & Sheridan, 1998) and
that students who have a surgical wound administered three days before an exam have a 40%
lower rate of healing than those with the same kind of wound made during the summer vaca-
tion (Maroucha, Kiecolt-Glaser, & Favegehi, 1998). In a more recent work, Kiecolt-Glaser et al.
(2017) have shown that stress and depression contribute to the incidence of inflammation and to
increased blood pressure.
S U M M A R Y
Working on the disorders of depression related to sadness, and also
on anxiety states such as panics, phobias, and obsessions, related
to fear, the epidemiological detective notes first that prevalence
rates are high, that women are more frequently afflicted than men,
and that there are differences in prevalence in different nations
and ethnic groups. By contrast, men suffer more often from alco-
hol and drug addictions, as well as from impulse-control disorders
that continue externalizing disorders of childhood. What causes
these conditions? The detective finds that genetic predispositions
exist for both major depression and clinical anxiety and that each
onset of such a condition is usually caused by a stress: a severely
adverse event or difficulty in life. One episode of major depression
makes further episodes of depression more likely. The genetically
influenced personality trait of Neuroticism not only inclines peo-
ple to making their own lives more stressful, but also makes them
more liable to depressive modes of thinking such as rumination, as
well as on anxious thinking with its focus on anything that might
be dangerous. Among factors that protect against depression and
anxiety disorders is social support. Brain mechanisms of emotional
disorders are thought to involve regions such as the frontal cor-
tex, amygdala, and hippocampus. There is, however, no evidence
to support the proposal of drug companies that depression is an
imbalance of serotonin in the brain. Beyond depression and anxiety,
people with psychopathic personalities are found to lack empathy
for others. Schizophrenia involves dysregulated emotions in the suf-
ferer. At the same time, critical and hostile emotions of sufferers’
relatives can provoke relapse in schizophrenia and other disorders.
Psychosomatic illnesses are affected by the same kinds of stresses
that provoke depression and anxiety. So the puzzle of why we suffer
from emotional disorders is beginning to be solved, but there is still
far to go by way of prevention.
T O T H I N K A B O U T A N D D I S C U S S
1. Think back to a time of intense emotion for you, perhaps of
sadness, or anxiety, or anger, or elation. What did you feel
urged to think of at this time? What did you feel urged to do?
2. Do you know anyone, perhaps a family member or friend, who
has suffered or is suffering a psychological disorder? What are
the most important issues in caring for this person?
3. How do you think society should regard people with problems
of mental health? Should they be regarded in the same kind of
way as those who have problems of physical health?
F U R T H E R R E A D I N G
One of the most important books published on emotional disorders, a book
which, though it came out some time ago, is still engaging to read is:
Brown, G. W., & Harris, T. (1978). Social origins of depression: A study of
psychiatric disorder in women. London, UK: Tavistock.
A fundamental book for understanding societal effects on emotional dis-
orders, but also trust in society, subjective well-being, the extent of
criminality, life expectancy, and other outcomes:
Wilkinson, R., & Pickett, K. (2009). The spirit level: Why more equal soci-
eties almost always do better. London, UK: Allen Lane.
An article on the importance of interpersonal emotions in psychopathology:
Gruber, J., & Keltner, D. (2011). Too close for comfort? Lessons from
excesses and deficits of compassion in psychopathology. In S. Brown,
M. Brown, & L. Penner (Eds.), Moving beyond self-interest: Toward a
new understanding of human caregiving. New York: Oxford University
Press.
An interesting and comprehensive article on physical health in relation to
emotions is:
Kiecolt-Glaser, J., McGuire, L., Robles, T. F., & Glaser R. (2002). Emotions,
morbidity, and mortality: New perspectives from psychoneuroimmunol-
ogy. Annual Review of Psychology, 53, 83–107.
364
14 A Meaningful Life
There is, I assure you, a medical art for the soul. It is
philosophy, whose aid need not be sought, as in bod-
ily diseases, from outside ourselves. We must endeavor
with all our resources and all our strength to become
capable of doctoring ourselves.
Cicero: Tusculan Disputations, III, 6
CONTENTS
A Significant Event
Meaning in Life
Cooperation
Happiness
Relatedness
Satisfaction
Well-Being
Psychological Therapy with Others
and by Oneself
Psychoanalysis: Unconscious
Schemas of Relating
Rogerian Counseling: Empathetic
Support
Cognitive-Behavioral Therapy:
Changing Emotional Life
by Thought
Emotion-Focused Therapy:
Changing Emotional Life
by Emotions
Outcomes of Psychotherapy
Psychotherapy Without Therapists
Mindfulness, Ancient and Modern
Consciously Making Sense of
Emotions
Emotions in Literature
Emotion and Free Will
Emotion and Meaning in the Social
World
Summary
To Think About and Discuss
Further Reading
SI
ph
ot
og
ra
ph
y /
G
et
ty
Im
ag
es
FIGURE 14.0
Meaning in Life 365
A Significant Event
In the summer of 1929, one of the largest textile mills in Austria, the main workplace of the
industrial village of Marienthal, began to close down. By the end of February 1930, all the looms
had stopped. The time was the beginning of the Great Depression that seized the Western world
and lasted till 1941. Marienthal was a 35-minute train ride south of Vienna. As well as the mill,
there was a park, a library, many social clubs, and a theater club. The village no longer exists.
A piece of research as revealing as any other in psychology was on the personal and social
effects of the closure of the Marienthal mill. Virtually, the whole village became unemployed.
It wasn’t just that people had no income except for a very small dole. That was terrible. Worse
was that they no longer felt that they contributed to society. Many felt that their lives had become
meaningless.
Fieldwork on the effects of the mill’s closure began in November 1931 and lasted until May
1932. At this time, the village had a population of 1,486 people. The project was written up
by Marie Jahoda and published in 1933. It was later translated into English and published by
Jahoda, Lazarsfeld, and Zeisel (1933/1971). The project, about the devastating effects of unem-
ployment, became a model of comprehensive social research involving several methodologies.
Jahoda, Lazarsfeld, and their colleagues, in a team that included psychologists, social research-
ers, physicians, and lawyers, drew on conversations, interviews, diaries, and other kinds of
observations. The team used unobtrusive measures: One was of numbers of books loaned from
the local library. After the mill closed, these numbers fell by half even though people had more
time on their hands.
The loss of well-being included a sense of demoralization, apathy, and depersonalization.
Jahoda et al. concluded that although the income that work provides is essential, even more
important are the social benefits of work, the sense of camaraderie, collaboration, and belonging.
Clark and Oswald (1994) found that among severe stressors that include divorce, being unem-
ployed is the greatest depressor of well-being.
Work structures our time and provides a sense of social purpose and personal worth. Several
studies have shown that people who take part in paid work and volunteer work report higher lev-
els of well-being than those who have no work (e.g., McMunn, Nazroo, Wahrendorf, Breeze, &
Zaninotto, 2009). Associations between joblessness and well-being remain significant when
income is kept constant, which means that unemployment reduces well-being independently of
its economic effects. In an analysis of longitudinal data, von Scheve, Esche, and Schupp (2016)
found although the decrease in happiness and increase in sadness and anxiety tended to persist
only during the first year after people were unemployed, when unemployment persisted, life sat-
isfaction continued to decline. Jahoda and colleagues’ early study of job loss, social community,
and well-being speaks to the central question of this chapter. Imagine yourself as the person in
Figure 14.0 at the head of this chapter. How do emotions contribute making your life meaningful?
Meaning in Life
Seagulls fly in arcs across the sky. Beavers build dams. What do we do, we humans? We cooper-
ate. We build families, communities, societies. It is, then, to our relationships and interactions
with others that we look for the meaningfulness of human life, what gives us a sense of purpose
beyond ourselves. We can understand why the Marienthal study concluded that the most mean-
ingful function of work is social. We can understand why in most of our emotions the concerns
are with other people and how we are getting along in the different relationships that make up
human social life.
A MeAningful life366
While we can define the meaningful life in terms of social purpose, Martela, Ryan, and Steger
(2017) identified four more specific contributions to meaningful life: autonomy (ownership of
actions), competence, relatedness, and beneficence. They derived this framework from hundreds
of studies on meaning and happiness and reported on how these four modes contribute to people’s
sense of meaningfulness. We have drawn on this research and augmented Martela et al.’s ideas to
construct Table 14.1. And we follow up these ideas in the sections below.
Cooperation
As we have seen in earlier chapters, one distinctive aspect of our human lives, which distin-
guishes us from other animals, is that we cooperate with each other to do things that we cannot
do alone. Even in many of our conflicts, we cooperate. Some other animals are social, some form
friendships, but no species can make deliberate arrangements with each other, give priority to
mutual goals, and enact shared intentions like humans do. Based on attachment of mothers and
offspring (Bowlby, 1969), which you read about in Chapter 11, on the development of long-term
sexual partnerships in which males help to raise children (Lovejoy, 1981), on the emergence of
joint intentions, and then on group intentions of the kind on which morality is based (Tomasello,
2016), we humans have become unusual. Forms of cooperation elicit positive emotions such as
gratitude and activation in reward circuits of the brain (Chapter 7). The importance of coopera-
tion and of being able to make contributions to others and to groups was found in Marienthal. If
we can’t or won’t take part in joint and communal social activities, life is diminished. As Daniel
Defoe’s (1719) Robinson Crusoe found, when he was alone on his desert island his life had
become less meaningful.
In yet another study that speaks to our propensity to cooperate, in a brain imaging study, Sun
and colleagues (2016) found that people playing a game in which they might make larger gains
or losses if they acted in pure self-interest than in cooperation still acted cooperatively in nearly
half the trials. This tendency to cooperate was associated with activation of the prefrontal cor-
tex, which is involved in our tracking of social rewards, and a report of higher levels of positive
emotions.
Happiness
We generally know when we are happy, but the question of what makes us happy can be more
puzzling. In 1926, after she had completed a psychology degree at the University of London and
had started work as an industrial psychologist, Marion Blackett found herself wondering whether
happiness was important in her life. She wasn’t sure what its sources might be. She had the idea
of keeping a diary of incidents that made her happy and to relate them to her goals in life. The
answer turned out not to be simple, and reaching it took far longer than she expected. She turned
the project into a book under the pen-name of Joanna Field (1934). It produced the surprising
Table 14.1 Modes and characteristics of meaning in life
Mode Characteristics
Cooperation Contribution to family, community, society, beneficence
Happiness Positive emotions
Relatedness Love, friends, family relationships
Satisfaction Competence and identity, coherence of self with emotions and actions
Well-being Mental health, freedom from depression and anxiety
Meaning in Life 367
discovery that much of her life was ordered not by consciously recognized goals but by anxieties,
on the edge of consciousness. Here is an example:
Oughtn’t we to ask those people to tea? That’s best, say, “Do you ever have time for a cup
of tea? Will you come in any day?” Say we are free all the week, let them choose … will
she be too busy? what shall we give them? go into town and buy a cake? will they expect
it? Can’t afford these extras, but bread and jam won’t do, what does one give people for
tea? (p. 114).
In this train of thought, she wonders how to approach some people who are far wealthier than
she, rehearsing different forms of invitation and worrying. Her discovery of the pervasiveness
of such anxieties prompted a change of career. She became the distinguished psychoanalyst,
Marion Milner. Her identification of anxieties on the edge of consciousness did not become
widely known at the time, but later became the center of cognitive-behavioral therapy.
Here are some thoughts from Marion Blackett’s diary when she was happy, after falling
in love, thinking about the person she would marry: “I want us to travel together, exploring,
seeing how other people live … sleeping at country inns, sailing boats, tramping dusty roads
together …” (p. 48). These are plans of activities in a shared life of new experiences with her
loved one.
Reflection and Cultivation: Emotion Diaries
Emotion diaries are ways of recording your emotions so that,
by writing about what starts them, what thoughts you have
during them, and what effects they have, you can reflect on
them and understand them better.
The first psychologist to publish on emotion diaries was
Georgina Gates (1926), who asked 51 women students to
record instances of anger for a week; she found that anger
in daily life was usually caused by being thwarted.
One way to keep an emotion diary of your own is to look
out for emotions that are distinct enough to recognize. Oat-
ley and Duncan (1992) used this method and told partici-
pants that indications of having an emotion were a bodily
sensation such as the heart beating faster or thoughts com-
ing to mind that were hard to stop or an urge to act emo-
tionally. Among the questions we asked on a page made out
like a questionnaire were as follows: What was the name of
the emotion (or mood), how long did it last, what happened
to start it, who was there, what thoughts came to mind dur-
ing it, what urges were experienced, and what effects did it
have? You can add to or delete from this list as you like.
Another way of keeping an emotion diary is to write
down how you are feeling at certain moments in time. This
method is called experience sampling, and it was invented
by Csikszentmihalyi and Larson (1984), who asked adoles-
cents to record how they were feeling when signaled at ran-
dom moments. You can do this by keeping a timer in your
pocket or purse, dialing up some random time on it, maybe
about 45 minutes ahead, and then recording how you feel
when the timer goes off—what are you doing and how are
you feeling at that moment?—then repeating the process as
often as you like. You can write down as much or as little as
you like in your diary entries.
Diary methods are often useful if there are aspects of
your emotional life that you don’t quite understand. They
are used in certain kinds of therapies to help people gain
insight during difficult times. The work of James Pennebaker
(1997), reviewed earlier, speaks to the benefits of such reflec-
tion. Were you to keep an emotion diary, you might learn
interesting things. Do you, for instance, sometimes experi-
ence a wave of anxiety or despair for no obvious reason?
Do you have some emotions more strongly than you think
you should? Record when such incidents happen, what you
are doing when they start, what just happened, and who
else was there. Write what thoughts occur to you. Later, you
can reflect on these thoughts: Are they still convincing? You
might make some interesting discoveries about yourself.
A MeAningful life368
The American Declaration of Independence speaks of inalienable rights, among which is “the
pursuit of happiness.” Happiness seems to be very positive, but Gruber, Mauss, and Tamir (2011)
have shown that it needs to be of the right degree, about the right kinds of things, and in the right
circumstances, otherwise it can be harmful (e.g., Ford, Mauss, & Gruber, 2015). Gruber, Kogan,
Quoidbach, and Mauss (2013) have found, moreover, that too much variability in happiness also
puts one at risk, as does the excessive striving for happiness, or attempts to maximize happiness
in any situation (Ford et al., 2015; Schwartz et al., 2002). It is a complex matter to find meaning
and happiness, one that requires patience and the acceptance of life’s complexities and difficul-
ties alongside its delights and joys.
Psychological research has shown beneficial aspects of happiness in countries all around the
world and has also explored means of increasing it (Myers & Diener, 1996, 2018). Sometimes
happiness is used as a synonym for well-being, which we discuss further below. We can think of
it as having three components: life satisfaction, positive affect, and lack of negative affect. It’s a
state in which we can live our lives meaningfully and take part in our relationships in good heart.
Questions of happiness and its consequences have become central not just in psychology but
also in economics and sociology. The reasons for this expanding interest in happiness in large
part have to do with evidence showing how happiness matters in terms of a society’s economic
and physical health. In a synthesis of over 200 empirical studies on the consequences of being
happy, Lyubomirsky, King, and Diener found that enhanced well-being has three important ben-
efits: It leads to enhanced productivity and creativity at work; it promotes stronger and more
cooperative relationships; and it is associated with more robust health and increased life expec-
tancy (Lyubomirsky et al., 2005).
So what is happiness? We might think of things we like, as Marion Blackett thought of traveling.
Perhaps we might think of eating ice-cream or laughing with a friend. Such activities are usually
called pleasures. They seem important if you compare them with their opposites, such as having no
money to travel or to do much else, being ill and in pain that obliterates other experiences, or feeling
socially isolated. But in the course of human history, many writers have been skeptical of the idea
that pleasure is the only contributor, or even the most important contributor, to happiness.
Pleasure can be thought of as one component of happiness. A second is engagement in what
one is doing. A third is a sense of meaningfulness of one’s activities. In a large Internet survey
of 13,565 people, Schueller and Seligman (2010) asked about the extent of these three factors
in people’s lives. They found that pleasure, engagement, and meaning were all associated with
people’s subjective sense of happiness and well-being in their lives. But in relation to objective
well-being, which included measures of educational and occupational attainment, only engage-
ment and meaningfulness contributed positively, whereas pleasure made a negative contribution.
These results suggest that engaging in meaningful activity, socially and in other ways, has a
stronger influence on well-being than the pursuit of pleasure.
Relatedness
Although no direct source has been found, Sigmund Freud has been cited as saying that the
meaning of life is “love and work.” We have discussed work, above, so what about love? Freed-
man (1978) found in a survey of 100,000 Americans that it was not wealth, not power, not even
health, that was the aspiration they valued most in their lives, but love in marriage as the state
that they identified most closely with the possibility of being happy. Most emotions, including
positive ones, occur because humans’ main concerns are with other people, perhaps especially in
love and friendship, which you will have read about in Chapter 9.
With the specific concern for how interaction affects our sense of meaning in life, sharing joy
and affection with others can lead to supportive relationships. At the same time, engagement in
the social world opens up opportunities (Fredrickson & Cohn, 2008).
Meaning in Life 369
Richards and Huppert (2011) followed up 2,776 people in a British 1946 birth cohort. Teach-
ers had rated these people at age 16 on domains that included energy level, happiness, popularity,
and ease at making friends. As compared with those who received no positive teacher ratings in
these domains, those who received positive ratings on two or more domains were 60 percent less
likely to have mental health problems later in life. They were also more likely to be in frequent
contact with family and friends and more likely to be satisfied at work.
Friendship has been repeatedly shown to be a source of joy and satisfaction. What is it about
friendship that promotes happiness? In a study of 423 university students, Demir and Weitekamp
(2007) found that the quality of friendships, especially companionship and self-validation, had
significant effects on happiness. Although on its own, friendship accounted for 58 percent of
the variance in happiness, most of this effect was due to personality variables of the kind we
discussed in Chapter 11. When these variables were controlled for, quality of friendship added a
small independent effect to happiness. So taking part in friendships and nurturing them is impor-
tant. Many of the core elements of friendship you learned about in Chapter 9—gratitude, shared
laughter, empathic connection—certainly play a role in why friendships are central to well-being.
Satisfaction
How satisfied are we with ourselves and with our lives? This was the question behind the only
large-scale piece of research that William James ever did. He published it in 1902 as The Varie-
ties of Religious Experience. Its subject is what happens when people become anguished about
themselves; it’s about life’s meaning. In his book, James compares people whom he calls the
Reflection and Cultivation Flow
Csikszentmihalyi (1990) found that although many people’s
emotions were principally affected by the accidents of life,
others conceived the world quite differently. Rico Medelin,
for instance, worked on an assembly line in a factory that
made movie projectors. His task was supposed to take 43
seconds, and he had to do it some 600 times a day. Although
we could probably imagine grumbling if we had to earn our
living at such a job, and had been doing it for as long as
Rico—five years—the samples of his experience on the pro-
duction line were of happiness. He had consciously analyzed
his task and worked out how to use his tools to become bet-
ter and faster. His best average for the day was 28 seconds
per unit. “It is better than anything else,” said Rico. “It’s bet-
ter than watching TV” (pp. 39–40).
Through Rico and people like him, Csikszentmihalyi dis-
covered a state he called flow. Another of his participants,
who lived in the Italian Alps, enjoyed tending her cows and
her orchard. She said, “I find a special satisfaction in caring
for the plants. I like to see them grow each day” (p. 55). A
dancer described how in a performance her attention was
very complete, without any wandering of the mind. She was
completely involved in what she was doing. A young mother
described the time she and her small daughter spent
together in similar ways.
Csikszentmihalyi also calls the state of flow optimal expe-
rience and says it is characterized by a sense of creativity,
of purpose, and of being deliberately and fully engaged so
that self and the activity merge. To cultivate this state, we
can choose to do what we are doing and turn it into a project
in which we are engaged. Csikszentmihalyi has described
some of the conditions for doing this and for achieving the
state of engagement. It is not a matter of waiting for pleas-
urable events in the world. One needs to be creative (Csik-
szentmihalyi, 1996).
The best way is to accept or choose an activity and make
it meaningful. It might be to learn the piano, or to become
better at understanding what others are thinking. It’s best to
set yourself a goal, and set yourself specific problems and
try to solve them on the way to reaching the goal. The goal
and problems should be sufficiently specific so that that you
can observe your own actions and their effects (feedback) to
know whether you are progressing.
A MeAningful life370
once-born with those who feel they need to be twice-born. The once-born grow up in a society
and, with the developmental influences of parents and culture, feel themselves to be part of it.
These influences have worked for them. They derive their meaning from taking part in the society
they know. Others, however, feel they don’t fit in. For some, this involves them in yearning to
make the huge change of a religious conversion.
In his book of 1902, James abandoned his theory of 1894, which was that emotions are per-
ceptions of changes of muscles and glands within the body. In this 1902 book, he concludes that
emotion is not a perception, not an end point, but a prime mover; emotions give meaning to the
ever-shifting social contexts of our lives. It is emotion that makes some people feel dissatisfied
with their lives, that makes them anguished, and that makes them long to be born again.
The metaphor James uses is that we are each like a solid object, a polyhedron, which has a
number of flat sides. The side on which we rest is the one of our day-to-day routines, the side of
habit. An emotion of deep dissatisfaction with oneself and one’s life can lever up the polyhedron,
onto one of its edges, and perhaps push it over, so that it falls on another side, another mode
of life. James uses this metaphor to help us see what occurs in the most profound changes that
people make in their lives such as a religious conversion, but it works as well for changes such
as going to college, starting a sexual relationship, starting a new job (Oatley & Djikic, 2002).
Well-Being
Part of a statement issued by the World Health Organization (2014) is about the state of well-
being:
Mental health is defined as a state of well-being in which every individual realizes his or
her own potential, can cope with the normal stresses of life, can work productively and
fruitfully, and is able to make a contribution to her or his community.
Lyubomirsky et al. (2005) suggested three factors in thinking about well-being, which they
also call happiness (see Figure 14.1). The first is a genetic set-point that regulates temperament
and personality. Several twin studies have shown personality-based sense of happiness accounts
for about 50 percent of the variation in well-being and that although life events may cause fluc-
tuations around this point, most people return to their baseline level (this is in keeping with what
you have learned about the heritability of temperament). The second factor is of circumstantial,
Set Point
50%
Intentional
Activity
40%
Circumstances
10%
FIGURE 14.1 Determinants of happiness and well-being (Lyubomirsky et al., 2005).
Meaning in Life 371
but long-term elements of a person’s life, such as gender, cultural background, social class, mari-
tal status, and even the kind of political context one is born into, for example, a war-torn state.
Circumstantial factors account for an additional 10 percent of the variability in a person’s hap-
piness. Although achieving a desired job, or finding oneself having to live with less money than
anticipated, seems, at the time, to make all the difference, these kinds of circumstances make less
of a difference than one assumes, because people adapt to conditions. The third factor involves
intentional activity: the practices and patterns of thought that make up how people organize their
lives with families, friendships, work, and leisure time. Intentional activities account for about
40 percent of the variability in well-being. In a paper of 2013, Lyubomirsky and Layous proposed
that this last set of influences can be enhanced by actions such as expressing gratitude, practicing
kindness, building a bit of mindfulness into your life, and seeking awe.
The inherited influence of positive temperament, of the kind we discussed in Chapter 11, the
dispositional capacity to feel joy, calm, mirth and to handle stress well predicts well-being. Cohn,
Fredrickson, Brown, Mikels, and Conway (2009) found that the association between positive
emotions and greater life satisfaction is mediated by greater ego resilience, a mental resource that
helps a person deal with life stressors. According to this idea, positive emotions build resources—
cognitive resources, such as the ability to have perspective upon stress, and social resources, such
as the sense of being supported—to help people attain success in various life domains.
Personality influences well-being through positive and negative mood. Abbott et al. (2008),
for instance, found that Neuroticism and Extraversion, measured during adolescence, together
accounted for between 13 and 18 percent of the variance in well-being measured more than three
decades later, when participants were nearing the middle of life. Stewart, Ebmeier, and Deary
(2005) found a positive correlation between Extraversion and positive mood and proposed that
effects of Extraversion on mood occur by creating conditions for positive experiences. Associations
of Neuroticism with well-being are generally less consistent across samples from different socie-
ties. Neuroticism includes susceptibility to depression and anxiety. It involves a focus on immediate
problems, and viewing them in a negative way. This contributes to emotional maladjustment.
As well as genetics, circumstances are also important for well-being. In Chapters 12 and 13,
you encountered one of the largest circumstantial determinants of reduced well-being: poverty.
In this vein, it has repeatedly been found that moderate wealth is significantly associated with
subjective well-being both within a country and when comparing between countries. This asso-
ciation is most marked between higher and lower income groups. Kahneman, Kreuger, Schkade,
Schwarz, and Stone (2006) found that as compared with those who earned less than $20,000 per
year, nearly twice as many people were “very happy” who earned between $50,000 and $89,999.
But earning $90,000 or more made almost no extra difference to happiness. Kahneman et al.
proposed that well-being does not continue to increase with increased income because it is influ-
enced by judgments of relative wealth, and a person’s position in the economic hierarchy is likely
to persist. People with above-average incomes tend to be more tense and do not spend more time
doing particularly enjoyable activities.
In global comparisons of well-being, Diener, Vitterso, and Diener (2005) found that the large
majority of Kenyan Massai (see Figure 14.2) scored above neutral on scales of well-being. The
same was true of the Amish who lived in the United States and of the Inughuit who lived in
Greenland. These people were living traditional lifestyles without modern comforts or luxuries.
Their scores were comparable to those of people living in ways that are more conventional in the
United States. Happiness, as you might imagine, does not depend on modernization and goods
of industrialized societies; often modernization diminishes certain sources of happiness, such as
engagement in community. Among consistent factors that predict happiness cross-culturally are
health, marriage, a sense of community, and employment.
Factors such as income inequality thus vary in their influence on well-being based on the
context. On the evidence of surveys, Graham (2010, 2017) argues that many people around the
A MeAningful life372
world are adapted to the contexts of the region in which they live, even when they are not finan-
cially well off. People who are poor in America, however, are less likely to believe in their own
future, and with good reason because their rates of incarceration and other severe adversities are
higher. Tay and Diener (2011) found in a sample of 123 countries that fulfillment of basic needs
was strongly associated with subjective well-being across cultures. Social needs and respect pre-
dicted positive affect, whereas lack of respect and lack of autonomy predicted negative affect
across cultures. They also found that whereas being able to meet basic needs was dependent on
the society in which a person lived, meeting psychosocial needs was possible in many different
kinds of societies, and an ability to meet such needs enables people to adapt even to lives in which
they are unable to meet basic needs.
Among other activities that contribute to well-being is learning. In infancy, we can’t help
doing it. In childhood, we are pretty much compelled to do it at school. In young adulthood, we
can choose to do it, as perhaps you are doing now. We hope that your learning with this book is
worthwhile and contributes to your well-being.
Psychological Therapy with Others and by Oneself
Psychotherapy is a practice in which a therapist listens to clients (or patients) and makes occa-
sional remarks, perhaps to help understand what a person has said, perhaps to engage in the
relationship that is forming, perhaps to make suggestions about what the person, or people, might
think or do (see Figure 14.3).
It’s useful to begin thinking about these issues with Sigmund Freud’s psychotherapy, which
focused on emotionally traumatic events in a patient’s earlier life. We briefly presented the idea
Se
rg
ey
U
ry
ad
ni
ko
v /
S
hu
tte
rs
to
ck
FIGURE 14.2 Often people in traditional cultures with fewer possessions and material wealth, as
in these Massai men participating in a ritual, scored on well-being measures as high as or higher than
people in cultures of greater wealth.
Psychological Therapy with Others and by Oneself 373
of it in Chapter 1: Freud’s case of Katharina (reported in Freud & Breuer, 1895). This therapy
was aimed at having the patient recall the trauma, in this case sexual abuse, enabling its details to
become conscious, and allowing the emotions associated with it to be experienced and expressed.
The idea of this was to free the patient from the trauma’s continuing harmful effects.
Not long after he had published his first papers on this method, however, Freud came to
believe he had been mistaken in thinking that emotional disorders were typically caused by child-
hood sexual abuse. The center of his new idea, the basis of psychoanalysis since then, was that
people can suffer from inner conflict, for instance, feeling sexually attracted to someone in a
way they are not quite aware of and at the same time inhibited by the prohibitions of society.
Almost from its beginning, psychoanalysis attracted both adherents and detractors. Detractors
argued that psychoanalysis was less a therapeutic procedure, more a matter for the police! The
debate continues: Psychoanalytic therapy continues to flourish and has become part of Western
culture. Among attacks have been those of Grünbaum (1986) who argued that Freud was never
able to distinguish between traumatic events that were repressed, to become unconscious so that
they caused neuroses, and those that stayed vividly in people’s memories. An ongoing antagonist
is Crews (2017), a literary theorist who had fallen in love with Freud’s theories, then abandoned
them, and devoted himself over decades to denigrating Freud. Other lines of attack on therapy of
the psychoanalytic kind have come from cases in which people report having recovered memo-
ries of childhood sexual–emotional traumas and abuse (see Ochsner & Schachter, 2003) that,
although they may have been repressed, may have been suggested to them by therapists.
Most enduringly, however, it was Freud who established the idea of therapy as including
listening carefully, with respect, and with what he called “evenly hovering attention,” to patients
who suffered from emotional disorders. In Western psychiatric practice, all psychological thera-
pies with individuals owe something to this practice of active listening. It was Freud, moreover,
who started us thinking about the bases of human character in our emotional relationships with
parents, a direction that Bowlby (1969), a psychoanalyst, took up and made the foundation of our
understanding of attachment.
Many clinical psychologists and psychiatrists describe themselves as eclectic, which means
they incorporate aspects from different kinds of therapy into their practice (Kring, Johnson,
Davison, & Neale, 2012; Lambert, 2004). Most therapies involve a relationship with a thera-
pist, conversation, and suggestion. Nearly, all involve emotions in a more-or-less explicit way
(Greenberg & Safran, 1989). Therapy, then, is an interaction with another person in which, as
st
ur
ti
/ G
et
ty
Im
ag
es
FIGURE 14.3 Almost all forms of psychological therapy involve a therapist listening and coming to
understand a client, or in this picture a woman and a man who talk about their emotional life together.
A MeAningful life374
patient or client, a person can discover some of the properties of his or her emotion schemas.
You will remember the idea of “schema” from our discussion of the work of Frederic Bartlett
(1932), on remembering, in Chapter 10. Most typically schemas that one wants to change are
those that propel us into anxiety, anger, or despair. In therapy, one aspires to make life more
meaningful and less fraught. Therapy offers a relationship in which our distress-prompting
schemas may be better understood and taken responsibility for, so that aspects of behavior and
feeling might be modified.
The medical approach to emotional disorders is that of trying to relieve the suffering and
anguish of emotional symptoms with prescription drugs. Antidepressant and tranquilizer medi-
cations, which we discussed in Chapters 13, are aimed, respectively, at decreasing the intensity of
depression and anxiety states. Drugs are the treatments of choice for many psychiatrists because
they are relatively cheap, convenient for the clinician, and frequently, also, preferred by patients.
Psychological therapies try to enable the client to exert some free will in the domain of the
emotions. First we introduce four basic forms of psychological therapies. Then we’ll review
evidence for their efficacy.
Psychoanalysis: Unconscious Schemas of Relating
The distinctive feature of psychoanalytic therapy is the recognition and interpretation of
transference. The idea of transference was discussed by Freud (1905) in the case of Ida Bauer, to
whom Freud gave the name “Dora.” She came every day except Sunday to see him at his consult-
ing rooms at Berggasse 19, in Vienna (Bernheimer & Kahane, 1985). In his case history of Dora,
Freud explained his new method: the patient was to narrate the story of her life, and say whatever
else came spontaneously to mind. Freud suggested interpretations to fill gaps in her story. One of
the gaps Dora left was that, as she denounced her father for having an affair with another woman,
Frau K., she omitted to say that, partly facilitated by her father’s affair, she herself enjoyed the
courtly attentions of Herr K., the woman’s husband.
Transference is the manifestation of emotion schemas, mental models that embody ways of
relating to others that have become parts of ourselves. It is perhaps best thought of as a set of
emotional attitudes toward significant others from the past. Such attitudes and emotions are pro-
jected onto people in the present, including the therapist. “What are transferences?” asked Freud
(1905). “They are new editions or facsimiles of the impulses and phantasies which ... replace
some earlier person [such as a parent] by the person of the physician” (p. 157). Thus, Dora said
her father “always preferred secrecy and roundabout ways.” Her relationship with him was one of
distrust. For instance, when he started his affair with Frau K., Dora’s father diverted her attention
from it by arranging for Herr K. to pay courtly attention to her. In her analysis, Dora’s transfer-
ence included treating Freud as she had treated her father: with distrust. She took this to the point
of dumping Freud by leaving therapy after three months, just as she had emotionally detached
herself from her father.
Psychoanalytic therapy is designed to recognize transferences and to bring them to the patient’s
consciousness. Transference occurs in many kinds of relationships (Miranda & Andersen, 2010).
It occurs in almost every consultation with a physician, as we find ourselves hoping he or she will
make everything better, as once a mother or other caregiver could. It occurs, as even therapists
who are not analysts admit, in every kind of psychological therapy. It occurs in relationships of
students with teachers. It occurs in encounters with people who have power or influence, so-called
authority figures. It occurs in romantic relationships, in which we may be affectionate, or needy,
or demanding, or irritable, or unavailable, or controlling, as we once were with our parents. These
transferential processes have been demonstrated in the attachment styles of infancy carrying for-
ward into adulthood (Groh, Roisman, van Ijzendoorn, Bakermans-Kranenburg, & Fearon, 2017;
Waters, Merrick, Treboux, Crowell, & Albersheim, 2000), as we discussed in Chapter 11.
Psychological Therapy with Others and by Oneself 375
The idea of psychoanalytic therapy is that our relationships are so fundamental to our emo-
tional health that, if they are based on figures from the past rather than on real people in the pre-
sent, there will be at best misunderstandings and at worst intractable problems. Emotion schemas
that are problematic are often based on intense wishes bound tightly to beliefs that people hold
about what is wrong with them, or how they can never be satisfied (Dahl, 1991). So, a woman
might have an emotion schema derived from childhood in which she knows that only bad things
can ever happen if she is angry. She tries more-or-less unsuccessfully to suppress her anger, per-
haps restricting her life so that occasions for anger do not occur, but then finds her life narrow and
unsatisfying. Or, from experiences with his parents, a man may feel it’s too dangerous to have any
strong emotion because of the likelihood of losing control; so, his personality becomes rigid like
a stone. Yet another person may long for intimacy but be terrified of being taken over by the other.
The idea of psychoanalysis as the interpretation of transference is that effects of the
emotion-relational schema are brought directly into the therapeutic relationship. As Strachey
(1934) wrote, from the viewpoint of the therapist:
Instead of having to deal as best we may with conflicts of the remote past, which are
concerned with dead circumstances and mummified personalities, and whose outcome
is already determined, we find ourselves involved in an actual and immediate situation
in which we and the patient are the principal characters. (p. 151)
Then, as Strachey continues, there is the possibility that, when the partly unconscious terms
of the schema in which the client is lodged become conscious, the client can choose a new solu-
tion in the relationship with the therapist, and this kind of new solution can generalize to other
relationships outside therapy.
An innovative form of psychoanalytic therapy has been pioneered by Fonagy and Luyten
(2009). It is called mentalizing therapy, and it has been particularly important for people with
borderline personality disorders. People with this kind of disorder are impulsive. They have unsta-
ble relationships and an unstable sense of self. They have difficulties in regulating their emotions
and are often self-mutilating and suicidal. The condition is thought to be based on attachment
Significant figure: Sigmund Freud
Sigmund Freud was born in 1856 of an impecunious wool
merchant and his wife. From the age of four until a year
before he died, he lived in Vienna. Soon after qualifying as
a doctor in 1881, he met Martha Bernays, fell deeply in love,
and began a chaste four-year engagement, the frustrations
of which may have contributed to his theories of sexuality.
After various more-or-less unsuccessful attempts to make
his way in biology and neurology, Freud started treating
patients by hypnosis, at which he said he was not very good.
He then began the treatment that has become famous as
psychoanalysis, listening to the narratives people tell about
their lives in order to discover inner conflicts, which, as they
become conscious, can be resolved.
In 1902, Freud was promoted to professor extraordi-
narius (equivalent to associate professor) at the University
in Vienna. Although he was always touchy about the recog-
nition he felt he deserved, in retrospect one can see that
from this time his fortunes improved, and his influence
spread until, in his own lifetime, he became the world’s most
famous psychologist.
In 1938, Freud and his family fled from the Nazis to Eng-
land. His last year, before he died of cancer in Septem-
ber 1939, was spent in London. Freud’s work was not only
foundational to psychology and psychiatry but also impor-
tant in art and literature. He affected the very texture of
twentieth- century thinking: Ideas such as the unconscious,
anxiety, neurosis, and psychotherapy would not have the
meanings they have today without Freud. (Biographical
information: Gay, 1988; Sulloway, 1979.)
A MeAningful life376
(discussed in Chapter 11), which, for these people, has been insecure, or has gone wrong, so that
they have grown up with a very meager sense of others and of themselves. Mentalizing therapy
has the aim of enabling such people to develop empathy and theory-of-mind.
Among empirical studies of transference in therapy are those of Luborsky and Crits-Christoph
(1990), who devised a method to use in brief therapy, to recognize in transference Core Con-
flictual Relationship Themes, such as longing for intimacy but fearing disapproval, which can
pervade a person’s relationships. Using this method, Henry, Strupp, Schacht, and Gaston (1994)
found that when therapists recognize and interpret occurrences of such themes, the patient made
better progress in therapy, and Slonim et al. (2013) found that in therapy for adolescents based on
this method, participants changed their relationships with parents, and their symptoms improved.
In an fMRI study, Loughead et al. (2010) found that autobiographical narratives preferentially
activate areas of the brain concerned with theory-of-mind, self-referential processing, and emo-
tion and that the higher the content of Core Conflictual Relationship Themes in these autobio-
graphical narratives, the stronger was the activation of areas concerned with memory.
Rogerian Counseling: Empathetic Support
The father of counseling therapy was Carl Rogers (1951). Starting in the late 1930s, Rogers
formulated the principles of counseling. The aim for the client is to experience a relationship
with the therapist that is genuine and non judgmental. The aim for the therapist is to enter into
the relationship, to be emotionally warm, and to listen to the client with empathy. In the absence
of threat, and in the presence of this kind of therapist, a person can experience incongruencies in
the self and start to change.
This form of therapy came to be known as “person-centered.” Rogers believed that only the
person him- or herself could initiate change in response to experienced incongruencies. It wasn’t
a matter of a therapist offering interpretations (as in psychoanalysis), or of any kind of teaching
or coaching (as in the behaviorally based therapies). Although it arose separately, Rogers’s form
of humanistic therapy is related to the tradition of existentialist and phenomenological therapies
(Binswanger, 1963).
Rogers was among the first to take audio recorders into therapy sessions for research purposes.
Cognitive-Behavioral Therapy: Changing Emotional Life
by Thought
The idea that we can change our emotions by thinking about them can be traced back to the
ancient Epicureans and Stoics, introduced in Chapter 1; just as they took thought to avoid being
influenced by desires that were worthless, so cognitive-behavioral therapy, founded by Tim Beck
(1976), works on thoughts in a comparable way. It is based on enabling people to recognize and
avoid errors of evaluation of incidents that lead to problematic and disruptive emotions. For
instance, clients who suffer anxiety and depression are asked to keep an emotion diary. In it,
when they experience a negative emotion, they are to write in their diary what incident preceded
the upset, what emotions occurred, and what thoughts. Then they have to write some alternative
thoughts, not necessarily what they believe, just something different. In this way, clients can
gain some distance on their emotions, see some of the repetitive causes, and understand some
of the cycles of thoughts-causing-emotions that bring to mind thoughts that cause more of the
same emotions (Teasdale, 1988). The first intimations of this kind of therapy were discovered by
Marion Blackett (Joanna Field, in the diary she began in 1926, which we introduced earlier in this
chapter). Writing, it turns out, has, in all cultures that have used it, become one of the main means
for reflecting on and becoming conscious of the meanings of emotions.
Psychological Therapy with Others and by Oneself 377
In this therapy, Beck (Beck, 1976; Beck, Rush, Shaw, & Emery,1979) found that patterns of
appraisal that cause anxiety and depression tend to involve evaluations that are arbitrary, absolute,
and personalizing: If clients can make evaluations of other kinds—attributions that are external
rather than internal, local rather than global, impermanent rather than permanent—then differ-
ent emotions can occur that will break vicious cycles. Cognitive-behavioral therapy then allows
revision of both core beliefs and plans, changing the answer to the question that Stein, Trabasso,
and Liwag (1994) proposed as central to the evaluation of an emotion-prompting event: “What
can I do about it?”
In an extension of cognitive-behavioral therapy, many clinicians and theorists have now added
mindfulness meditation (Philippot & Segal, 2009), which we discuss further below. One of the
properties of meditation is that it enables people to learn how to disconnect problematic thoughts
from the emotions such thoughts trigger and emotions from urges to act. Another recent develop-
ment, by Marsha Linehan, is dialectical-behavioral therapy for patients with borderline personal-
ity disorder (Linehan et al., 2006). It targets suicidal and self-injurious behavior, concentrates on
improving patients’ capabilities and motivation (for instance, by reducing interfering emotions),
making sure that gains transfer to the natural environment, and reinforcing functional behavior.
Emotion-Focused Therapy: Changing Emotional Life
by Emotions
Why have emotions such a central role in therapy? One answer is offered by Greenberg (1993;
2017), who argues that making emotions explicit confers on emotion schemas a sense of clar-
ity and possibility of control, something akin to Aristotle’s idea of “catharsis” we spoke of in
Chapter 1. Greenberg (2002) cites Spinoza (1661–1675) as saying that the only way to change
an emotion is by means of another emotion, and this is the goal of emotion-focused therapy. In
therapy, emotions can be explored. For instance, a person who in life and in therapy is angry,
angry, angry, may suddenly find her anger change to sadness as she realizes that she, too, has
been partly responsible for some of what she is angry about.
In the course of life, we take on many goals and many projects. Some, like attachment, are
formed without words. Others formed later may have arisen more explicitly, but without us real-
izing how our goals may affect each other, so some of their implications may be unconscious.
Emotions signal that some goal or concern is affected. If it is only partly known, an emotion may
be our best clue to the importance of this concern. A persistent feeling of sadness may provide
clues to our sense of loss; a sense of chronic fear reveals that we may be uncertain in our lives.
One of the tasks of emotion-focused therapy, then, is to work on such clues to build a consciously
comprehended model of our goal structure as part of our sense of self.
Part of the task of therapy, and life, is to recognize emotions that we have not allowed ourselves
to experience fully enough. Therapy, in this case, consists of encouraging a fuller experience of
such emotions, which Greenberg (2002) calls primary emotions. So, clients may recognize that
they are angry, although they had not allowed themselves to be so, or full of grief that they had
not recognized. With recognition and expression, primary emotions and their origins become
more comprehensible. They become, as philosophers say, more intentional, and the implications
for relationships become clearer.
In addition, however, clients can experience some emotions too much. Greenberg (2017) calls
these secondary emotions. They are what psychoanalysts call defenses. Secondary emotions
derive from, or have emerged to cover up, certain primary emotions that were unacceptable. So,
women who have been taught to be submissive may feel sad when really they are angry, but then
their feeling of impotence makes them despairing and yet more sad. Men who have been brought
up never to be afraid may have covered up their fear with anger, and their angry disposition has
A MeAningful life378
distanced them from others and become a cause of isolation. Often when primary emotions are
not known or accepted, they can metamorphose into secondary emotions rather easily (Elster,
1999). Here the therapeutic task is not to encourage clients to experience secondary emotions—
they do that too much already—but to understand that these emotions conceal something more
authentic.
A third category is of instrumental emotions—the emotions that people have learned will help
them get their way: the tears that elicit sympathy, the easy irritation that makes others hesitate to
challenge or to be close.
Both the process and outcome of emotion-focused therapy have been objects of empirical
research.
Outcomes of Psychotherapy
Do psychological therapies work? We live in an era of evidence-based interventions and empir-
ically supported psychotherapies (Hunsley & Lee, 2010). Health-care systems don’t want to
devote resources to treatments for which there is no evidence of effectiveness.
There have now been thousands of empirical trials of different kinds of psychotherapy, assign-
ing clients randomly to groups, or comparing outcomes for people who received one kind of
therapy with those who received a different kind or with members of a control group. Among
such studies was that of Sloane, Staples, Cristol, Yorkston, and Whipple (1975). One of the first
applications of the now-widespread statistical technique of meta-analysis was by Smith, Glass,
and Miller (1980), who used it to estimate the effects of psychotherapy. Smith et al. found that
Individual Emotion: Gratitude
The Ancient Greeks believed that reverence—the deep
appreciation of all in life that is given to you—is essential
to healthy individuals and societies, and as important as a
sense of justice. Reverence is a form of consciousness, an
awareness of the extraordinary things that are given to us—
the chance to have good health free of disease and to have
enough to eat, to learn, enjoy good health, be surrounded
by loved ones, travel the world, and give to society. One
emotion intimately intertwined with reverence is gratitude.
Robert Emmons, the world’s leading researcher in this area,
defines gratitude as a reverence for things that are given
to you (Emmons, 2007). In the course of this book, we have
written about the evolution of gratitude. It likely emerged
in acts of appreciative touch, in which chimpanzees and
bonobos expressed their own form of gratitude to fellow
primates who had shared food (de Waal, 2009). We humans
can express gratitude, as you learned, with touch, and of
course with the spoken word in acts of appreciation that are
good for relationships.
In a seminal study that explored the benefits of grati-
tude, Michael McCullough and Robert Emmons simply had
students take a moment once a week to write down a few
things they’re grateful for, and this simple act, compared to
a control condition, led to a 25 percent boost in well-being
and physical health (McCullough et al., 2003). Lyubomirsky
and her colleagues found that even taking a few moments
of time and writing down three things you are grateful for
can boost well-being for a month (Boehm, Lyubomirsky, &
Sheldon, 2011). Based on these findings, several kinds of
gratitude interventions or practices have been tested and
are proving to yield important benefits. In his book Thanks
(2007), Emmons reviews ways in which gratitude practices
are becoming an important form of reflection, helping chil-
dren socially and academically in schools, and helping boost
the morale of workers in organizations, the satisfaction of
couples in relationships, and individuals going through
tough times (see also Ma, Tunney, & Ferguson, 2017). Red-
wine et al. (2016) have even found that practicing gratitude
can promote better immune profiles (reduced inflammation;
see Chapter 5) and cardiovascular profiles in people who are
at risk for cardiovascular disease.
Psychological Therapy with Others and by Oneself 379
in over 475 studies, the average effect size over a range of kinds of psychotherapy was 0.85 of
a standard deviation. What this means is that the average person receiving therapy was better
off than 80 percent of the members of control groups who did not receive therapy. In a review
of meta-analyses of psychotherapeutic trials and educational interventions, Lipsey and Wilson
(1993) broadly confirmed these results. In comparison with educational interventions, a relatively
modest amount of time in psychotherapy—typically on the order of a dozen sessions—has been
found to be more effective than the majority of educational interventions designed, for instance,
to produce more effective learning of mathematics. Ten years after this finding, Lambert and
Ogles (2004) offered an extensive review of meta-analyses of different kinds of psychotherapy
and came to similar conclusions. Outcome studies have been performed for many established
psychological therapies, in which emotion is a large component, in the way we have discussed,
usually with positive results. Despite partisan commitments, therapists of different persuasions
often produce effects of similar size.
Not all therapy is effective, however, and not all therapists are helpful. Orlinsky and Howard
(1980) reviewed case files of 143 women seen by 23 therapists. Six therapists were good: over-
all, 84 percent of the clients they saw were improved at the end of therapy and none was worse.
Five therapists were not good: for these, less than 50 percent of their clients were improved and
10 percent were worse. A review of the outcome literature by Westen, Novotny, and Thompson-
Brenner (2004), moreover, concluded that even with empirically supported therapies, some peo-
ple do not get better and many do not maintain the gains they make.
As to psychoanalysis: it has been attacked by some critics because it takes a long time and
is expensive, so there has been skepticism about its efficacy. Efficacy has, however, been found
in a large study by Blomberg, Lazar, and Sandell (2001), in Stockholm, Sweden, with over 400
patients who received national-insurance-funded psychodynamic treatment for up to three years:
either full psychoanalysis, five times a week, or what is called psychoanalytic psychotherapy,
once or twice a week. The authors argued that measuring outcomes as a function of the duration
and frequency of treatment was equivalent to assigning people randomly to treatment groups
(Sandell, Blomberg, & Lazar, 2002): the more psychodynamic treatment, the better the out-
come. Follow-ups after three years of full psychoanalysis of 156 patients who had symptoms
that included depression and anxiety when they started showed substantial improvement with
treatment. As you may see in Figure 14.4, they continued to improve after treatment to the point
at which their mental health scores had become the same as a nonclinical sample (Normgroup
M in Figure 14.4).
In a review of results of randomized controlled trials published between 1960 and 2008,
Leichsenring and Rabung (2008) found that long-term psychodynamic psychotherapy had sig-
nificantly better outcomes in overall effectiveness, target problems, and personality functioning
than shorter forms of psychotherapy, so that patients with complex mental disorders were, on
average, better off than 96 percent of the patients in comparison groups. A follow-up review by
Leichsenring and Rabung (2011), which included newer studies, confirmed that longer term psy-
chodynamic therapy was more effective than shorter therapies. A meta-analysis of randomized
controlled trials by Smit et al. (2012) found that although long-term psychoanalytic therapy did
better than control groups without any therapeutic input, it was no better than other kinds of
psychological therapy.
As to cognitive-behavioral therapy: studies of the effectiveness of relatively short periods of
this therapy have been performed repeatedly and convincingly, especially for depression and
anxiety disorders. It is perhaps for these reasons that cognitive-behavioral therapy has become
a treatment of choice (Hollon & Beck, 2004). Gloaguen, Cottraux, Cucherat, and Blackburn
(1998) found in a meta-analysis that in cases of depression it was more effective than antidepres-
sant medication and associated with a lower rate of relapse. Hollon and Ponniah (2010) found
in a review of 125 published studies that cognitive-behavioral therapy, including variants that
A MeAningful life380
included mindfulness meditation, was effective for depression and other mood disorders. Stewart
and Chambless (2009) found in a meta-analysis that for anxiety disorders, cognitive-behavioral
therapy was effective, not just in specially arranged trials but in clinical practice.
Therapy does seem to require a supportive relationship with the therapist (of the kind empha-
sized by counseling therapies), but such a relationship alone has not been found especially effec-
tive for improvement. Thus, client-centered therapy (counseling) on its own has been found to be
not as effective as cognitive-behavioral therapy (Watson et al., 2003).
Emotion-focused therapy is newer than cognitive-behavioral therapy, so there is less research
on it. It has, however, been found to produce gains of approximately the same size as those of
cognitive-behavioral therapy (Elliott, Greenberg, & Lietaer, 1994). This kind of therapy has also
been found more effective than client-centered therapy and counseling (Goldman, Greenberg, &
Angus, 2006; see Table 14.2).
Before
Treatment start Treatment termination
Normgroup 1 28 SD
Normgroup M
Psychotherapy
Psychoanalysis
1.5
1
0.5
0
early
during
during late
during
Phase in the Treatment Process
G
S
I
soon
after
late
after
after
FIGURE 14.4 Symptom levels, measured by the General Symptom Index (GSI), over different phases
of psychotherapy and psychoanalysis in the study by Blomberg et al. (2001), as compared with norm for
the case level (upper horizontal dotted line, labeled Normgroup 1 28 SD) and a normgroup who were
without significant symptoms, lower horizontal dotted line (labeled Normgroup M). (Source: Blomberg
et al., 2001).
Table 14.2 Pretreatment and posttreatment means on two symptom measures
for clients receiving client-centered therapy or emotion-focused therapy
Client-centered therapy (n = 36) Emotion-focused therapy (n = 36)
Beck Depression Inventory
Pretreatment 24.6 26.1
Posttreatment 9.5 6.2
Global Symptom Index
Pretreatment 1.4 1.5
Posttreatment 0.7 0.5
Posttreatment differences between the two treatments was significant at p < .05 for both symptom measures.
Source: Goldman et al. (2006).
Psychological Therapy with Others and by Oneself 381
In a study of 291 psychiatric in-patients who were hospitalized for their condition, Watzke
et al. (2010) compared the results of random assignment to psychodynamic (i.e., to say psy-
choanalytically based) or cognitive-behavioral therapy with selection of patients as especially
suitable for one or the other kind of therapy. For cognitive-behavioral therapy, selection showed
no advantage over random assignment. For psychodynamic therapy, there was an advantage:
deliberate selection of patients who were thought to be suitable for this form of therapy improved
the treatment effect.
Kallestad et al. (2010) conducted a randomized controlled trial in which cognitive therapy was
compared with psychodynamic therapy in 49 patients with personality disorders of the anxious or
fearful type. Among those in psychodynamic therapy, insight was found to increase and to predict
improvement of symptoms and of interpersonal functioning during a two-year follow-up period.
Among patients assigned to cognitive therapy, measures of insight did not improve substantially
during therapy and insight did not predict improvement.
An important area of research is on whether therapy can maintain well-being and increase
resilience to the natural shocks that we humans are heir to. Fava and Tomba (2009) showed that
therapy aimed at improving well-being by enabling people to evaluate themselves more posi-
tively, by focusing on a sense of continued development and determination, on the belief that life
is meaningful and that relationships with others are important, has been validated in randomized
controlled trials, with outcomes of positive evaluations of oneself, a sense of continued growth
and development, and the belief that life is purposeful and meaningful, especially in relationships
with others.
Although short-term therapies, perhaps especially cognitive-behavioral therapy, have been
found useful in enabling people to lessen symptoms such as those of depression and anxiety,
the kinds of therapies that enable people to gain insight into their emotional life—to come con-
sciously to understand something of the functioning of their own emotion schemas—do better
over the long term than those that merely improve symptoms over the short term.
Among the aims of psychiatric health care should be that of enabling civil society to evolve so
that fewer people become socially marginalized and at risk for emotional disorder. At the same
time, where practices have been discovered by mental health professionals that have been helpful
in therapy for emotional suffering, arguably, rather than distributing these services for fees, the
job of mental health professionals might better be seen as giving them away, diffusing them into
the community.
Psychotherapy Without Therapists
A serious problem for therapy is its availability. Look at the prevalence of psychiatric disorder in
the United States, described in Table 13.1 of the previous chapter, based on the work of Kessler
et al. (2005). Consider the most common disorders, depression and anxiety. Now multiply the
prevalence rates that you see there of 20.8 percent for depression and 28.8 percent for anxiety
disorder by the population of the United States of about 326 million in 2017, more than half
of whom are between 15 and 54, the age-band of these prevalence figures. You will see that
each year several tens of millions of Americans suffer from clinically significant depression or
anxiety or both. Even in such a highly resourced society, there are just not enough mental health
professionals to go around. Kessler et al. indeed found that in any year in which people suffered
a disorder, only about one fifth of them consulted a professional, and for only about half of
those was this person a mental health professional. Psychoanalysis, four or five times a week for
several years, is clearly available only to a few. Even short treatments, such as 8–12 sessions of
cognitive-behavioral therapy, are not available to all. There is a sad irony at play in the United
States: The unavailability of such therapies is especially pronounced for the impoverished, who
are more vulnerable to depression and anxiety disorders.
A MeAningful life382
One answer, proposed by Karen Horney, is self-analysis. In her important and engaging book
of 1942, Horney shows us how to think about ourselves, on how we grew up, and how we can
work on ourselves, for ourselves.
Another answer is that a newly developed form of cognitive-behavioral therapy is delivered by
computer or mobile phone. Ebert et al. (2015) found in a meta-analysis that this kind of therapy
was significantly effective for anxiety and depressive symptoms in adolescents and young adults.
In an example of this kind of intervention, Newby et al. (2018) found that in 86 people of mean
age 30, with a diagnosis of health anxiety according to DSM-5 (fears of being ill, such as being
about to die of cancer), those assigned randomly to a course of six sessions on the Internet, over
12 weeks, of cognitive-behavioral therapy, of the kind described above, which included bring-
ing to awareness experiences of anxiety, understanding how their anxieties occurred, and so on,
did significantly better than those assigned to an education group, who had six deliveries of fact
sheets over the Internet, in a 12-week period.
Another answer is that alongside ideas of individual therapy developed by psychologists
and psychiatrists, another kind of therapy involves people meeting in groups. Its founders
included Jane Addams, who opened a house for group social work for the impoverished in
1889 and was later awarded a Nobel Prize. Not many years later, Joseph Pratt discovered that
tuberculosis patients, whom he arranged to meet together in groups of 20 or so, formed sup-
portive social structures among themselves that had important therapeutic effects on the course
of illness. In terms of outcomes, group therapy, like individual therapy, has generally been
found effective (Lambert & Ogles, 2004; Tillitski, 1990). Many self-help organizations such as
Alcoholics Anonymous base their practices on group processes arranged around emotionally
salient issues.
Still, there is not enough to go around. It is therefore not surprising that when people are sur-
veyed about those to whom they turn in times of emotional crisis, they name a wide variety of
persons, including priests, rabbis, doctors—but principally friends. Recall from Chapter 13 that
one factor most widely found to be protective against emotional disorder is relationships with
other people—close relationships with relatives and friends, known as social support.
In Chapter 6, we introduced the finding by Rimé (2009) that most emotions are socially
shared. At the beginning of this research, he thought that such sharing had a regulatory func-
tion so that intensities of emotions that were shared would diminish as compared with those that
were unshared, but no such difference was found. When an injustice has been experienced, talk-
ing about it does not diminish the anger one feels! People do want to share their emotions and,
when asked, say they benefit from doing so. It derives from being able in conversation to make
meaningful sense of their emotions. This sense includes the implications of the emotions for the
speaker and others, as seen both from the inside the person and from the outside. It seems likely
that this is an important aspect of social support.
Mindfulness, Ancient and Modern
Think back to the emotional anguish that William James (1902) wrote about in The Varieties of
Religious Experience (introduced in Chapter 1). The anguish can propel people toward being
born again, toward conversion. One of the world’s most famous conversions, prompted by emo-
tion, took place some 2,500 years ago. As Armstrong (2001) tells it, at the age of 29, Siddhartha
Gautama put on the yellow robe of an ascetic, took one last look at his wife and new-born son
as they slept in their comfortable home, in Kapilvastu, which now is in western Nepal. Then he
left forever. As he recalled later, his decision caused his family great pain. Ordinary life, he felt,
was pain and suffering. The Indian idea of reincarnation made the problem worse: one life of
suffering after another.
Mindfulness, Ancient and Modern 383
Siddhartha was drawn to discover what it would be to transcend it all. For six years he lived
on alms, took up yoga, spent a period of starving himself, to try conquer the ego, to erase desire,
which he saw as the cause of human suffering. He never fully gave up yoga, but decided it
involved the ego trying to be superhuman, and that wasn’t what he was seeking. After a period of
yoga, or of going without food, there it was still: the ego, wanting this and wanting that.
Armstrong recounts how Siddhartha remembered an incident from his childhood, when he
had sat in the shade of a rose-apple tree, watching a field being ploughed. He saw that young
grass had been torn up and that roots and insects had been destroyed. Looking at this, he felt a
strange sorrow, as though his own relatives had been killed. But the day was beautiful, and an
equally strange joy rose in his heart. Empathetically, he had been taken out of himself. It was six
years after he had left home, emaciated and exhausted from starvation, that this memory came to
mind. It occurred to him that his experience in the ploughed field had not happened in a superhu-
man way. It had happened without effort. He wondered if this could be the way to enlightenment:
a natural state, reached by entering a place of seclusion, in which he could become aware of the
world as it is, of his sensations, of his actions.
Siddhartha Gautama turned to the development of forms of meditation practiced quietly, in
which one calms the nagging and often critical voice of the self, and finds contentment, and
serenity. Siddhartha was a devoted teacher, and these practices would become the foundation of
Buddhism, which would spread to Himalayan countries such as Tibet and Bhutan, to China and
South Korea, to Japan, eventually to the West, and beyond. Within these different strains of Bud-
dhism, there are many meditation practices by which people train their minds. They take place
in the meditative state of quiet and reflection. They are focused on four things: the body, feel-
ings, the mind and its ever-changing mental states, and mental objects such as images or dreams
(Wallace, 2005). They enable the individual to cultivate what in Buddhism is called the four
immeasurables, the four pillars of happiness: loving kindness, compassion, empathetic joy (the
joy experienced in seeing other people be happy), and equanimity (or calmness).
The person who, in recent years, has been most responsible for introducing practices of mind-
ful meditation to the West is Jon Kabat-Zinn (2006, 2013). Earlier in his life he did a PhD at MIT
and became a researcher in molecular biology. He was introduced to mindfulness by Buddhist
teachers. He took up meditation and started to move it from its religious context into a secular
mode. He developed a program called Mindfulness-Based Stress Reduction: a secular set of prac-
tices that includes yoga, mindful breathing, loving kindness, and different kinds of imagery. To
convince the skeptics, Kabat-Zinn first showed that this kind of mindfulness is helpful for people
living with pain and health problems (Ludwig & Kabat-Zinn, 2008). Mindfulness-Based Stress
Reduction is now widely practiced in contemporary society, schools, workplaces, prisons, and
homes. It has become incorporated into psychotherapy often, for instance, paired with cognitive-
behavioral therapy (see Szabo, Long, Villatte, & Hayes, 2015). This practice, with its ancient
roots, has become integrated into contemporary Western life (Wilson, 2014).
In modern times, the practice of meditation is to spend perhaps 10–45 minutes each day when
one goes to a quiet place, adopts a particular posture, puts aside the preoccupations and concerns
of one’s daily life, and concentrates on something such as one’s breathing. If, during this time, a
thought or an emotion comes to mind, one allows it in without judging it, and then brings one’s
mind back again to one’s breathing in and breathing out. This enables mental states such as anxi-
ety, self-criticism, preoccupation, and torment of self-accusation to drift out of the mind again.
Mindfulness may be the most important innovation in psychological therapy to have come to
the Western world in the last 25 years: incorporated into sessions with therapists, or practiced as
a therapy by oneself or in groups (see Figure 14.5).
Does mindfulness work? There have now been many reviews and meta-analyses. They gen-
erally show positive effects. A review of Kabat-Zinn’s approach found that in studies that ran-
domly assigned individuals to treatment or a control condition, engaging in Mindfulness-Based
A MeAningful life384
Stress Reduction led people who were in physical pain to feel less distress and feel greater well-
being and people suffering from clinical disorders to report less depression and anxiety and to
believe they could cope better (Fjorback, Arendt, Fink, & Walbach, 2011). A meta-analysis by
Khoury, Sharma, Rush, and Fournier (2015) showed mindfulness to be useful in stress reduc-
tion, and improvement in quality of life, for healthy people. Another meta-analysis by Parsons
et al. (2017) found that once people begin practicing mindfulness, they tended to integrate it
into their lives.
We have introduced mindfulness as coming from the East, as deriving from Buddhist medi-
tation. But another approach has come from the West, introduced three decades ago by Ellen
Langer (2014). It’s on centering one’s attention on what one is doing, on the making of novel
distinctions, on taking new perspectives. Savoring of the kind introduced as the fifth direction
in the Box on Mindful Practices (on the next page) is one example, and Flow of the kind writ-
ten about by Csikszentmihalyi (1990), which we introduced earlier in this chapter, is another.
Eastern and Western approaches are somewhat different but, as Maja Djikic (2014) has shown,
at a deeper level there is an underlying unity. Eastern practices, based in meditation, make for
acceptance by being non judgmental about one’s thoughts and emotions. Western-derived mind-
fulness—being engaged in what one is doing and perceiving—makes for dissipation of illusions
and helps us not to become too stuck in the past or in worries about the future, or in any other
single view.
Consciously Making Sense of Emotions
When we talk to a friend about an emotion, we narrate a story. Bruner (1986) has contrasted
the narrative mode of thinking with what he calls the paradigmatic mode, which is used in
H
ow
ar
d
Li
pi
n/
U-
T
Sa
n
Di
eg
o/
ZU
M
A
W
ire
/
Al
am
y S
to
ck
P
ho
to
FIGURE 14.5 Mindfulness is being taught and practiced in just about every setting, from schools to
prisons to workplaces of different kinds, including in the military.
Consciously Making Sense of Emotions 385
explanations, for instance, in science. Narrative is the mode in which we understand ourselves
and others as people who have intentions that meet vicissitudes.
Vicissitudes, or problems with goals and intentions, are the events that tend to cause emotions.
Meaning-making occurs by casting emotional events into narratives about the social world, into
stories with settings, characters, conflicts, and character development. Narrative meaning-making
occurs with turning over emotions in our minds or with a friend, and also in reading novels and
poetry and watching plays and movies, which can also help us represent our emotions in narra-
tive form.
Cultivation and Reflection: Mindful Practices
How might you begin a mindful practice, to calm anxieties
in your life, to find more meaning and joy? If you are inter-
ested, you might consult the Greater Good Science Center,
which tracks the science of mindfulness (greatergood.
berkeley.edu), and has provided a free place where you can
download and practice the most widely used practices in
this tradition (ggia.berkeley.edu).
Here we indicate five practices that have been studied
that might appeal for you. First, most practices begin with
mindful breathing. Find a quiet place where you can be
in a comfortable posture (e.g., sitting on a chair or on the
ground). Then simply slow down your breathing to a healthy,
steady rhythm with deep exhalations. You might add count-
ing to this practice: as you expand in your chest and belly
inhaling deeply, count to six; and then as you exhale count
to six. Try this for 21 breaths (Wallace, 2005). This action of
deep breathing, and deep exhalation, activates the vagus
nerve and can reduce stress-related cardiovascular arousal.
A second practice is to take brief moments to attend
mindfully to sensations in the body. As you breathe, slowly
do a body scan, moving your attention to different parts
of your body, beginning, for example, in the toes and mov-
ing progressively up to the facial muscles and crown of the
head. In a similar spirit, an anxious child might be taught to
tighten specific muscles and then relax them, to be aware of
the sensations of tension and relaxation.
Third, most meditation practices—for example, those
popularized by the Dalai Lama in Tibetan Buddhism—
encourage training in loving kindness. Here, the medita-
tor extends feelings of love, warmth, and kindness toward
family members, friends, loved ones, strangers, the self, and
ultimately adversaries, and all sentient beings—other spe-
cies, all living forms. In a field experiment, Fredrickson and
colleagues (2008) tested the benefits of loving kindness with
139 adults, half of whom were assigned to begin a practice
of loving-kindness meditation and half were assigned to a
control group. Over time, this practice increased the medita-
tors’ amounts of positive emotion, which, in turn, produced
increases of personal resources such as increased mindful-
ness, increased sense of purpose in life, and social support,
as well as decreased symptoms of illness and depression. In
a similar vein, you might practice once a week listing three
things you are grateful for.
Fourth, take a moment each week in a state of mind-
fulness to practice self-compassion. We know scientifi-
cally that young people—perhaps you, the readers of this
book—are working harder than ever before, are in many
ways more critical of yourselves and face greater pressures
and anxieties than in past generations. Self-compassion is a
way of being kind to yourself. It involves three components:
accepting failures, being at peace with pain, and appreciat-
ing your common humanity with others, in particular around
themes of making mistakes and failing (Neff, 2011). Here’s
one way to practice self-compassion. Imagine a friend is suf-
fering, and think of kind things you would say and do for that
friend. Now, simply direct these kind thoughts to yourself in
a moment of difficulty or stress. Imagine that voice, or the
voice of a friend, offering forgiving and kind words to you as
you navigate difficulties of modern living.
Fifth, take a savoring walk outdoors (Keltner, 2017).
Savoring involves slowing things down and taking in the
sensations around you and appreciating what is good in the
moment (Bryant, Chadwick, & Kluwe, 2011). In this practice,
once a week you might walk in a beautiful part of the city
you live in or in a park, and take in the sights, the changing
colors of the leaves, architectural touches of favorite build-
ings, sounds of children at a playground, the sound of water
in a river or stream.
http://ggia.berkeley.edu
http://greatergood.berkeley.edu
http://greatergood.berkeley.edu
A MeAningful life386
Emotions can be mere stirrings or unshaped movements of the mind. We have presented
evidence that there is a biological basis for them (see Chapters 5 and 7), and that emotions are
embodied in physiological systems of mammals. If that were all, we would have emotions like
those of our relatives, the apes. But we are born not just into the biological world, but into society,
which includes people to whom we may become attached in friendship or with whom we may
become involved in conflict. In every society, in every community, in every family, narrative his-
tories are recounted, with their characters and their traditions of custom: human meanings about
what we people are up to with each other. In such traditions, emotions and our understandings of
them are the pivotal points.
Emotions in Literature
“There is no history of mankind, there is only an indefinite number of histories of all kinds of
aspects of human life,” wrote Karl Popper. The history most of us learn at school, he continued,
is largely “the history of power politics [which] is nothing but the history of international crime”
(Popper, 1962b, p. 270). This means international power assertion. Among the many histories
that would be more edifying—the history of ideas, the history of technology, the history of the
family—we can think of histories of the emotions, of development of human communities and
relationships, which can be approached via written stories where emotions and their effects are
typically at the center.
From the earliest times, emotion has been a focus of poetic, fictional, and folk-historical nar-
ratives. From the Sumerians comes the epic from 4,000 years ago about Gilgamesh, who experi-
ences a loss of meaning in his life and becomes depressed when his friend, Enkidu, dies. From
Egypt comes “The dispute between a man and his soul,” dating from about 3,700 years ago, in
which a man complains to his soul of his misery and his longing for death. His soul becomes
irritated with this grumbling and says that death will occur in due time (Lichtheim, 1973). From
India, from 3,500 years ago, comes the Mahabharata (Vyasa, c. 1500 bce) about the angry
hostility that becomes a war between the Kauravas and the Pandavas, two branches of a dynastic
family. From the Hebrews come the first five books of the Bible, written about 2,800 years ago,
with their theme of a family history in which the human protagonists oscillate between fear of,
and hopeful dependence on, their god, Yahweh (Rosenberg & Bloom, 1990). From the same
period, from the Greeks, comes the Iliad, whose first words are: “Of rage sing, goddess.” This
work was central to Greek culture. It’s a tale of the repercussions of a sulk by Achilles during the
long and angry war triggered by the abduction of Helen by the Trojan prince Menelaus (Homer,
850 bce).
Hogan (2003) surveyed stories from all round the world, from before the age of European col-
onization. He found that three prototypical stories, all based on emotions, are so common as to be
universals. Most common is the love story, in which two lovers long to be united but are impeded
by a male relative or a powerful suitor. Shakespeare’s Romeo and Juliet is a famous story of this
kind. Second most common is the story of angry conflict, usually between two male members
of a family. The Mahabharata is an example. Third most common is the story of a community,
disintegrating in distress until someone arises to diagnose the problem and sacrifice himself or
herself for the good of all. The Christian Gospel is an example. So from the first, and still con-
tinuing, in stories, originally told orally and then written down, we find the intense preoccupation
to understand and reflect upon emotions and to augment our consciousness of them in narrative.
In the nineteenth century, novels such as those by Gustave Flaubert and Émile Zola in
France, by Jane Austen and George Eliot in England, by Leo Tolstoy and Fyodor Dostoevsky in
Russia, and by Mark Twain and Harriet Beecher Stowe in America came to be ways of experi-
encing emotions so that they could be assimilated, so that identification with others can occur.
Emotion and Free Will 387
In these ways, we can take part emotionally in lives beyond the boundaries of our personal lot,
so that imagined lives can become, as George Eliot put it, “the raw material for moral senti-
ment” (Pinney, 1963, p. 270).
Hunt (2007) argued that novels were important in the invention of human rights—an idea that
didn’t exist before the eighteenth century—as people started to read about others in more difficult
circumstances than their own, to identify with them emotionally, and to experience moral intui-
tions about the autonomy of the individual.
By the 1920s, novels had become more inward, and the idea—not new but beginning at least
with Shakespeare—became common: Becoming a person was concerned with being able to
understand oneself in terms of an emotionally informed narrative of one’s life. Music, too, has
emotional effects, either on its own, or in musical dramas, or as soundtracks to films and videos
(Johnson-Laird & Oatley, 2014).
Stories provide possibilities of mental action and interaction, as well as pieces of solutions and
possibilities, for problems of how to be a person in society. It has been found, too, that reading
fiction is associated with better empathy and understanding of others and that literary reading
can enable people to change their personalities (Oatley, 2016, 2018). Stories in print and film are
externalized pieces of consciousness, which offer examples that we can think about and discuss,
and of emotions and their implications over a wide range. They help us to reflect on and become
part of cultural traditions in which we live. As Baumeister and Masicampo (2010) suggest, by
making the unconscious conscious, we enable conscious thoughts to affect our automatic associ-
ations, so that we align ourselves with ourselves, attain an inner coherence, and be in community
of those with whom we live.
Emotion and Free Will
In his discussions of free will in the regulation of emotions, Nico Frijda (2010, 2013) refers to the
experiments of Milgram (1963) in which volunteers were induced to be obedient to someone in
authority and to administer by a machine that you can see in Figure 14.6, what they thought were
damaging electric shocks to punish someone who seemed to be making mistakes while learning
lists of words.
Frijda refers, also, to the Stanford Prison Experiment (Haney, Banks, & Zimbardo, 1973) in
which men volunteered to take part in a study in which they were assigned to be either prisoners
or guards in a simulated prison.
In a historical study, Browning (1992) analyzed interviews with men who had been recruited
by the Nazis into Battalion 101 of the Order Police, whose jobs would be to murder Jews in
Poland.
In all three of these studies, a substantial proportion of men were cruel, but a minority refused
to act in this way. They did not just go along obediently with social pressures. They exercised
their free will. Instead of being emotionally coerced by obedience, by deference to authority, or
by fear of consequences for themselves, they were able to act in a way that they felt was right,
influenced by their empathetic concern for others. In the same way, Frijda gives examples of
non-Jewish people who harbored Jewish people in Nazi-occupied territories in World War II and
in the 1994 genocide in Rwanda, of some Hutu women who sheltered Tutsi children, putting
themselves at risk of death (Prunier, 1995).
As Simon Baron-Cohen (2011) shows in The Science of Evil, some people lack empathetic
concern for others and don’t have much theory-of-mind, the ability to understand others’ thoughts
and feelings (discussed in Chapter 8). It’s as well if such people don’t take on positions of author-
ity over others, in organizations or nations. They need to be looked after, by society, in ways that
they are not able to look after others.
A MeAningful life388
So what are we to think of free will, and of giving priority to empathetic concern and compas-
sion above other kinds of emotion? We can, if we wish, smile at the naïveté of imagining a self,
sitting inside our head, freely making decisions. But the real issue is to consider our own lives in
relation to what we would do if we were confronted by coercions of the kind faced by participants
in Milgram’s experiment or the Stanford Prison Experiment, or if we were recruits to Battalion
101 of the Order Police. Would we just do what we were told? Or would concern for others be
more important?
Gailliot et al. (2007) found that, whether you believe in free will or not, exercising the will
lowers levels of blood glucose: the conclusion is that it’s effortful. So, whatever you may want
to call the activity of conscious free will, it can be measured psychologically (Baumeister, Masi-
campo, & Vohs, 2011). Belief in free will is associated with thoughtfulness and helpfulness to
others. It can be problematic, as shown by those who have stood out against genocidal policies
in their societies. Baumeister, Masicampo, and DeWall (2009) have shown that people who are
induced to decrease their belief in free will become more aggressive and cruel. Free will affects
how we live and it affects our societies.
Another way to estimate our ability to exercise free will is to consider mental health, as dis-
cussed in Chapter 13. People who suffer from serious anxiety and depressive disorders, and those
in the grip of addictions, have their free will narrowed. They can no longer act as they would wish
and their lives are thereby diminished.
Free will may not be an ideal term, but it refers to something fundamental: the ability to make
meaning in our lives. That, too, is the quest in the psychological therapies, as we have discussed
in this chapter.
By understanding our own makeup, as a human with propensities, and as an individual who
lives in a particular culture, we can, as Stanovich (2004) has put it, join the robot’s rebellion. We
are robot-vehicles for our genes. But selfish as Dawkins (1976) has shown human genes to be,
as programs with the principal function of reproducing themselves, we can rebel: we can make
our own choices, and that’s what free will is about. Our genes, moreover, have given us the gift,
via attachment, of the ability to love our children, our sexual partners, our families. They have
given us the gift of our ability to cooperate and live morally within societies (Tomasello, 2016).
They’ve given us the gift of making our relationships more important than anything else. They’ve
given us gifts of thinking, consciousness, and discussion with others. Using such abilities, we
humans find that we can aspire to human purposes rather than being compelled by mere gene
reproduction.
St
an
le
y M
ilg
ra
m
’s
Ob
ed
ie
nc
e
Ex
pe
rim
en
ts
: A
R
ep
or
t C
ar
d
50
Y
ea
rs
La
te
r,
Au
gu
st
in
e B
ra
nn
ig
an
/h
ttp
s:
//
lin
k.
sp
rin
ge
r.c
om
/a
rt
ic
le
/1
0.
10
07
/
s1
21
15
-0
13
-9
72
4-
3 R
ep
ro
du
ce
d
w
ith
pe
rm
iss
io
n
by
S
pr
in
ge
r
FIGURE 14.6 Stanley Milgram behind the apparatus by means of which participants in his experi-
ments on obedience thought they were delivering painful electrical shocks to others.
https://link.springer.com/article/10.1007/s12115-013-9724-3
https://link.springer.com/article/10.1007/s12115-013-9724-3
https://link.springer.com/article/10.1007/s12115-013-9724-3
Emotion and Meaning in the Social World 389
A principal means by which genes guide their robot-vehicles—us—is our set of emotions:
urges, that motivate us to be friendly, to be downcast, to be hostile. But again, our genes may
have put their vehicles into a state that’s not quite straightforward. This has happened because,
as we discussed in Chapters 6 and 10—a fact that wasn’t realized in the early history of emotion
research—not only have most emotions in humans come to be social rather than individual, but
they often engage us not singly, but several at a time. As Mesquita and Fridja (2011) pointed out,
it’s up to us, in our sense of what is not just urgent but meaningful, to give priority to one emotion
rather than another. In affection for our friends as they sing “Happy Birthday,” we look at them
warmly rather than giving way to the embarrassed urge to leave the room.
We have moved beyond the conviction of the ancient Epicureans and Stoics, discussed in
Chapter 1, that emotions are so dangerous that it would be better if they were abolished. Yes, we
do suffer anger, and it can be destructive, but it can also motivate us toward justice (Bondü &
Richter, 2016). Yes, we do suffer fear and anxiety, but it’s often for reasons such as attachment,
based on keeping loved ones from harm (Nielsen et al., 2017). We do feel sad at significant
losses, but rather than merely despair or sink into depression, as Karnaze and Levine (2018)
explained in their chapter in a book on how and why emotions help us, sadness can be an archi-
tect of cognitive change.
We do have emotions and we are pressed by their urges, but also we can distinguish the impor-
tant from the merely urgent.
Free will does not mean acting outside the laws of neural causality. It means being able to act
for reasons that are meaningful, rather than being compelled. Even though it generally takes time,
and a willing search for understanding, in order for adjustments to be made in the association
structure of our minds (Masicampo & Baumeister, 2013), choice and responsibility in concern
for others and ourselves become possible.
It’s not known how biological beings can make human meaning. It could be an emergent
property of our ability to cooperate. Whatever the explanation, instead of just behaving, we can
act meaningfully and act for reasons that we can articulate consciously and discuss with others.
Human actions are—of course—pressed by emotions in ways that you have been reading about
in this book. It seems also that we have free will and that our movements toward the meaningful
life are assisted by understanding our emotions.
Emotion and Meaning in the Social World
In this chapter, we have focused on individuals and relationships. But meaning-making also
involves the political world: how our societies are organized and run, how international relation-
ships are conducted. Such matters are discussed in newspapers, on television, on internet sites.
Although governments of nations promote policies worked out over decades, with much discus-
sion, they are often portrayed in the news in terms of leaders and their emotions: The Chancellor
was saddened, the Prime Minister felt undermined, the President was furious. This seems to make
politics easier to think about.
A deeper issue is the relation of our personal emotions with those of our community, our
nation, our world. Recall from the previous chapter that a fundamental risk factor for emotional
disorders, physical ill-health, as well as for crime rates, obesity, and other negative outcomes, is
the degree of income-inequality in each society (Wilkinson & Pickett, 2009). How do you feel
about this? Recall too the work of Diener, Tay, et al. (2017) that includes satisfaction and well-
being in different countries.
And what about climate change? Are we passing on to our children, and our children’s chil-
dren, a world that is more dangerous, in which meaningful life is likely to be harder to achieve?
By understanding our relation to the future of our planet, we can perhaps become less greedy,
A MeAningful life390
more thoughtful of our successors. This had better be a possibility or we will go the way of the
dinosaurs.
You might like to recall, too, the statement written by George Eliot, whose novels and other
writings on our emotional lives, we introduced in Chapter 1: “What do we live for except to make
the world less difficult for each other?”
This brings us to the close of our book. If emotions are the joints and sinews of our relation-
ships, the deepest clues to our authentic selves, communications of how things are going within
and between us, they are the means by which we articulate our lives with each other.
S U M M A R Y
Several principles are involved in being able to lead meaningful
lives. They include cooperation, the ability to be happy, relatedness,
and coherence within oneself in relation to our thoughts and emo-
tions. In the twentieth century, many forms of psychotherapy have
been developed, and most have an emotional base: among principal
forms are psychoanalytic therapy, cognitive-behavioral therapy, and
emotion-focused therapy. Benefits of many, though not all, forms of
psychological therapy have been found empirically; however, not
every therapist is helpful with every client. We discuss, too, how
we might undertake therapy with ourselves. One form of doing this
is mindfulness, by means of meditation, and in a way of noticing
what is new, and different, as we act in the world. We discuss, too,
the contribution literature makes to empathy and to understanding
ourselves and others in the world. We end the chapter by suggest-
ing that free will is important, so that because emotions often don’t
come just one at a time, we can choose among them. Our emotional
lives are not just individual and relational, but also political, as we
consider arrangements for society as a whole.
T O T H I N K A B O U T A N D D I S C U S S
1. What benefits do you think you might derive from keeping an
emotion diary? Is there anyone you know who might benefit
from doing this, and if so why?
2. If you were to enter psychological therapy, what kind would
you prefer, and why?
3. What aspects of your life do you find most meaningful? Is
there anything you might do to change your life?
F U R T H E R R E A D I N G
A fundamental study on effects of unemployment:
Jahoda, M., Lazarsfeld, P., & Zeisel, H. (1933). Marienthal: The sociogra-
phy of an unemployed community (J. Reginall & T. Elsaesser, Trans.).
Chicago, IL: Aldine (current edition 1971).
A lovely book on how one may think about how to live:
Field, J. (1934). A life of one’s own. Harmondsworth, England: Penguin
(current edition, 1952).
A book by the leading researcher on happiness:
Fredrickson, B. (2013). Love 2.0: How our supreme emotion affects eve-
rything we feel, think, do and become. New York, NY: Hudson Street
Press.
This handbook displays the range of different approaches to psychotherapy:
Lambert, M. (2013). Bergin and Garfield’s handbook of psychotherapy
and behavior change, sixth edition. New York, NY: Wiley.
On emotions, consciousness, and the arts:
Oatley, K. (2003). Creative expression and communication of emotion in
the visual and narrative arts. In R. J. Davidson, K. R. Scherer, & H. H.
Goldsmith (Eds.), Handbook of affective sciences (pp. 481–502). New
York, NY: Oxford University Press.
391
References
References are for the most part cited in the format recommended by the
American Psychological Association, except that for older books we cite
the date of the original publication in the text, and in this reference list we
generally give the date of a publication available in libraries and/or book-
shops as (current edition 19xx) at the end of the reference.
Abbott, R. A., Croudace, T. J., Ploubidis, G. B., Kuh, D., Richards, M., &
Huppert, F. A. (2008). The relationship between early personality
and midlife psychological well-being: Evidence from a UK birth
cohort study. Social Psychiatry and Psychiatric Epidemiology, 43,
679–687.
Abela, J. R. Z., McGirr, A., & Skitch, S. A. (2007). Depressogenic infer-
ential styles, negative events and depressive symptoms in youth: An
attempt to reconcile past inconsistent findings. Behaviour Research
and Therapy, 45, 2397–2406.
Ablow, J. C., Marks, A. K., Feldman, S., & Huffman, L. C. (2013). Asso-
ciations between first-time expectant women’s representations of
attachment and their physiological reactivity to infant cry. Child Devel-
opment, 84(4), 1373–1391.
Abramson, L. Y., Metalsky, G. I., & Alloy, L. B. (1989). Hopelessness
depression: A theory-based subtype of depression. Psychological
Review, 96, 358–372.
Abramson, L. Y., Seligman, M. E. P., & Teasdale, J. D. (1978). Learned
helplessness in humans: Critique and reformulation. Journal of Abnor-
mal Psychology, 87, 49–74.
Abu-Lughod, L. (1986). Veiled sentiments. Berkeley: University of Cali-
fornia Press.
Abu-Lughod, L., & Lutz, C. A. (1990). Introduction to language and the
politics of emotion. New York, NY: Cambridge University Press.
Abu-Saad, K., & Fraser, D. (2010). Maternal nutrition and birth outcomes.
Epidemiologic Reviews, 32(1), 5–25.
Acevedo, B. P., & Aron, A. (2009). Does a long-term relationship kill
romantic love? Review of General Psychology, 13, 59–65.
Achaibou, A., Loth, E., & Bishop, S. J. (2015). Distinct frontal and amyg-
dala correlates of change detection for facial identity and expression.
Social Cognitive and Affective Neuroscience, 11(2), 225–233.
Achenbach, T. M. (2009a). Some changes needed in the DSM-V: But what
about children? Clinical Psychology: Science and Practice, 16(1),
50–53.
Achenbach, T. M. (2009b). The Achenbach System of Empirically Based
Assessment (ASEBA): Development, findings, theory, and applications.
Burlington, VT: University of Vermont Research Center for Children,
Youth and Families.
Achenbach, T. M., & Rescorla, L. A. (2000). Manual for the ASEBA pre-
school forms and profiles. Burlington, VT: University of Vermont,
Research Center for Children, Youth, & Families.
Adam, E. K., & Gunnar, M. R. (2001). Relationship functioning and
home and work demands predict individual differences in diurnal
cortisol patterns in women. Psychoneuroendocrinology, 26(2),
189–208.
Adler, N. E., Boyce, T., Chesney, M. A., Cohen, S., Folkman, S., & Kahn,
R. L. (1994). Socioeconomic status and health: The challenge of the
gradient. American Psychologist, 49, 15–24.
Adolphs, R. (2002). Neural systems for recognizing emotion. Current
Opinion in Neurobiology, 12(2), 169–177.
Aggleton, J. P. (Ed.). (2000). The amygdala (2nd ed.). Oxford, England:
Oxford University Press.
Agmo, A., Barreau, S., & Lemaire, V. (1997). Social motivation in recently
weaned rats is modified by opiates. Developmental Neuroscience, 19,
505–520.
Aharon, I., Etcoff, N., Ariety, D., Chabris, C., O’Connor, E., & Breiter, H.
(2001). Beautiful faces have variable reward value: fMRI and behavio-
ral evidence. Neuron, 32, 537–551.
Ainsworth, M. (1967). Infancy in Uganda. Baltimore, MD: Johns Hopkins.
Ainsworth, M. D. S., & Bell, S. M. (1970). Attachment, exploration, and
separation: Illustrated by the behavior of one-year-olds in a strange
situation. Child Development, 41(1), 49–67.
Ainsworth, M. D. S., Blehar, M. C., Waters, E., & Wall, S. (1978). Patterns
of attachment: A psychological study of the strange situation. Hills-
dale, NJ: Erlbaum.
Akinola, M., Page-Gould, E., Mehta, P. H., & Lu, J. G. (2016). Collec-
tive hormonal profiles predict group performance. Proceedings of the
National Academy of Sciences, 113(35), 9774–9779.
Aksan, N., & Kochanska, G. (2005). Conscience in childhood: Old ques-
tions, new answers. Developmental Psychology, 41(3), 506–516.
Albertson, B., & Gardarian, S.K. (2015). Anxious politics: Democratic
Citizenship in a threatening world. New York, New York: Cambridge
University Press.
Alexander, F. (1950). Psychosomatic medicine. New York, NY: Norton.
Algoe, S. B. (2012). Find, remind, and bind: The functions of gratitude in
everyday relationships. Social and Personality Psychology Compass,
6(6), 455–469.
Algoe, S. B., Haidt, J., & Gable, S. L. (2008). Beyond reciprocity: Grati-
tude and relationships in everyday life. Emotion, 8, 425–429.
RefeRences392
Ali, A., Oatley, K., & Toner, B. (2002). Life stress, self-silencing, and
domains of meaning in unipolar depression: An investigation of an
outpatient sample of women. Journal of Social and Clinical Psychol-
ogy, 21, 669–685.
Allen, J., McElhaney, K. B., Land, D. J., Kuperminc, G. P., Moore, C. W.,
O’Beirne-Kelly, H., & Kilmer, S. L. (2003). A secure base in adoles-
cence: Markers of attachment security in the mother–adolescent rela-
tionship. Child Development, 74, 282–307.
Allen, J. P., Chango, J., Szwedo, D., Schad, M., & Marston, E. (2012).
Predictors of susceptibility to peer influence regarding substance use in
adolescence. Child Development, 83(1), 337–350. doi:10.1111/j.1467-
8624.2011.01682.x
Alloy, L., Abramson, L. Y., Murray, L. A., Whitehouse, W. G., & Hogan, M.
E. (1997). Self-referent information processing in individuals at high and
low cognitive risk for depression. Cognition and Emotion, 11, 539–568.
Alloy, L. B., Abramson, L. Y., Hogan, M. E., Whitehouse, W. G., Rose, D.
T., Robinson, M. S., . . . Lapkin, J. B. (2000). The Temple-Wisconsin
cognitive vulnerability to depression (CVD) project: Lifetime history
of Axis-I psychopathology in individuals at high and low cognitive risk
for depression. Journal of Abnormal Psychology, 109, 403–418.
Ambadar, Z., Schooler, J., & Cohn, J. F. (2005). Deciphering the ambigu-
ous face. Psychological Science, 16, 403–410.
Ambalavanan, A., Girard, S. L., Ahn, K., Zhou, S., Dionne-Laporte, A.,
Spiegelman, D., . . . Dion, P. A. (2016). De novo variants in sporadic
cases of childhood onset schizophrenia. European Journal of Human
Genetics, 24(6), 944. doi: 10.1038/ejhg.2015.218
American Psychiatric Association. (2013). Diagnostic and statistical
manual of mental disorders, fifth edition: DSM-5. Washington, DC:
American Psychiatric Association.
Amsterdam, B. (1972). Mirror self-image reactions before age two. Devel-
opmental Psychobiology, 5(4), 297–305.
Andalmann, P. K., & Zajonc, R. B. (1989). Facial efference and the experi-
ence of emotion. Annual Review of Psychology, 40, 249–280.
Andersen, S. M., & Saribay, S. A. (2005). The relational self and transfer-
ence: Evoking motives, self-regulation, and emotions through activa-
tion of mental representations of significant others. In M. W. Baldwin
(Ed.), Interpersonal cognition (pp. 1–32). New York, NY: Guilford.
Anderson, A. K., & Phelps, E. A. (2000). Expression without recognition:
Contributions of the human amygdala to emotional communication.
Psychological Science, 11, 106–111.
Anderson, A. K., & Phelps, E. A. (2002). Is the human amygdala critical
for the subjective experience of emotion?: Evidence of intact disposi-
tional affect in patients with amygdala lesions. Journal of Cognitive
Neuroscience, 14, 709–720.
Anderson, C., Keltner, D., & John, O. P. (2003). Emotional convergence
between people over time. Journal of Personality and Social Psychol-
ogy, 84, 1054–1068.
Anderson, C.L., Monroy, M., & Keltner, D. (2018). Emotion in the wilds
of nature: The coherence and contagion of fear during threatening
group-based outdoors experiences. Emotion, 18 (3), 355–368.
Anderson, C.P., John, O.P. & Keltner, D. (2012). The personal sense of
power: An interactionist approach. Journal of Personality, 80, 313–344.
Anderson, E., Siegel, E., Bliss-Moreau, E., & Barrett, L. F. (2011). The
visual impact of gossip. Science, 332, 1446–1448.
Anderson, S. F., Monroe, S. M., Rohde, P., & Lewinsoihn, P. M. (2016).
Questioning kindling: An analysis of cycle acceleration in unipolar
depression. Clinical Psychological Science, 4, 229–238.
Anderson, S. M., & Chen, S. (2002). The relational self. Psychological
Review, 109, 619–645.
Andrew, R. J. (1963). The origin and evolution of the calls and facial
expressions of the primates. Behavior, 20, 1–109.
Andrew, R. J. (1965). The origin of facial expressions. Scientific American,
213, 88–94.
Aneshensel, C. S., Fielder, E. P., & Becerra, R. M. (1989). Fertility and
fertility-related behavior among Mexican- American and non-Hispanic
White female adolescents. Journal of Health and Social Behavior, 30,
56–76.
Aneshensel, C. S., & Sucoff, C. A. (1996). The neighborhood context
of adolescent mental health. Journal of Health and Social Behavior,
37(4), 293–310.
Angell, M. (2008). Industry-sponsored clinical research: A broken system.
Journal of the American Medical Association, 300, 1069–1071.
Anisfeld, E., Casper, V., Nozyce, M., & Cunningham, N. (1990). Does
infant carrying promote attachment? An experimental study of the
increased physical contact on the development of attachment. Child
Development, 61, 1617–1627.
Anusic, I., Yap, S. C. Y., & Lucas, R. E. (2014). Testing set-point theory in
a Swiss national sample: Reaction and adaptation to major life events.
Social Indicators Research, 119, 1265–1288.
Apter-Levi, Y., Pratt, M., Vakart, A., Feldman, M., Zagoory-Sharon, O.,
& Feldman, R. (2016). Maternal depression across the first years of
life compromises child psychosocial adjustment; relations to child
HPA-axis functioning. Psychoneuroendocrinology, 64, 47–56.
doi:10.1016/j.psyneuen.2015.11.006
Apter-Levy, Y., Feldman, M., Vakart, A., Ebstein, R. P., & Feldman, R.
(2013). Impact of maternal depression across the first 6 years of life on
the child’s mental health, social engagement, and empathy: The mod-
erating role of oxytocin. The American Journal of Psychiatry, 170(10),
1161–1168. doi:10.1176/appi.ajp.2013.12121597
Ardrey, R. (1966). The territorial imperative. New York, NY: Dell.
Aristotle (1984). Complete works. Revised Oxford translation in 2 volumes
(J. Barnes, Ed.). Princeton, NJ: Princeton University Press (Original
works mostly composed between 335 and 322BCE).
Armstrong, K. (2001). Buddha. Harmondsworth, England: Penguin.
Armstrong, K. (2006). The great transformation: The beginning of our
religious traditions. New York, NY: Knopf
Arnold, M. B., & Gasson, J. A. (1954). Feelings and emotions as dynamic
factors in personality integration. In M. B. Arnold & S. J. Gasson
(Eds.), The human person (pp. 294–313). New York, NY: Ronald.
References 393
Arnsten, A. F., & Rubia, K. (2012). Neurobiological circuits regulating
attention, cognitive control, motivation, and emotion: Disruptions
in neurodevelopmental psychiatric disorders. Journal of the Ameri-
can Academy of Child and Adolescent Psychiatry, 51(4), 356–367.
doi:10.1016/j.jaac.2012.01.008
Aron, A., & Aron, E. N. (1997). Self-expansion motivation and including
the other in self. In S. Duck (Ed.), Handbook of personal relationships:
Theory, research, and interventions (2nd ed., pp. 251–270). Chichester,
England: Wiley.
Aron, A., & Aron, E. N. (1998). Love and sexuality. In K. S. McKinney
(Ed.), Sexuality and close relationships (pp. 25–48). Hillsdale, NJ:
Lawrence Erlbaum.
Aron, A., Aron, E. N., & Allen, J. (1989). The motivation for unrequited
love: A self-expansion perspective. Paper presented at the International
Conference on Personal Relationships, Iowa City, IA.
Aron, A., Aron, E. N., Tudor, M., & Nelson, G. (1991). Close relationships
as including other in self. Journal of Personality and Social Psychol-
ogy, 60, 241–253.
Aron, A., Fisher, H., Mashek, D, Strong, G., Li, H., & Brown, L. (2005).
Reward, motivation and emotion systems associated with early-stage
intense romantic love. Journal of Neurophysiology, 93, 327–337.
Aron, A., Norman, C. C., Aron, E. N., McKenna, C., & Heyman, R. E.
(2000). Couples’ shared participation in novel and arousing activi-
ties and experienced relationship quality. Journal of Personality and
Social Psychology, 78, 273–284.
Arpi, E., & Ferrari, F. (2013). Preterm birth and behaviour problems in
infants and preschool-age children: A review of the recent literature.
Developmental Medicine and Child Neurology, 55(9), 788–796.
doi:10.1111/dmcn.12142
Arseneault, L. (2017). Annual research review: The persistent and perva-
sive impact of being bullied in childhood and adolescence: Implications
for policy and practice. Journal of Child Psychology and Psychiatry.
doi:10.1111/jcpp.12841
Arsenio, W. F., & Lemerise, E. A. (2004). Aggression and moral devel-
opment: Integrating social information processing and moral domain
models. Child Development, 75, 987–1002.
Asendorpf, J. B., Borkenau, P., Ostendorf, F., & Van Aken, M. A. G.
(2001). Carving personality description at its joints: Confirmation of
three replicable personality prototypes for both children and adults.
European Journal of Personality, 15(3), 169–198.
Asendorpf, J. B., Denissen, J. J. A., van Aken, M. (2008). Inhibited and
aggressive preschool children at 23 years of age: Personality and social
transitions into adulthood. Developmental Psychology, 44, 997–1011.
Ashar, Y. K., Andrews-Hanna, J. R., Dimidjian, S., & Wager, T. D. (2017).
Empathic care and distress: Predictive brain markers and dissociable
brain systems. Neuron, 94(6), 1263–1273.
Ashley, J., & Tomasello, M. (1998). Cooperative problem-solving and
teaching in preschoolers. Social Development, 7(2), 143–163.
Atkinson, A. P., Dittrich, W. H., Gemmell, A. J., & Young, A. W. (2004).
Emotion perception from dynamic and static body expressions in
point-light and full-light displays. Perception, 33(6), 717–746.
Atkinson, L., Beitchman, J., Gonzalez, A., Young, A., Wilson, B., Escobar,
M., . . . Villani, V. (2015). Cumulative risk, cumulative outcome: A
20-year longitudinal study. PloS One, 10(6), e0127650.
Atkinson, L., Goldberg, S., Raval, V., Pederson, D., Benoit, D., Moran,
G., . . . Leung, E. (2005). On the relation between maternal state of
mind and sensitivity in the prediction of infant attachment security.
Developmenal Psychology, 41, 42–53.
Atkinson, L., Niccols, A., Paglia, A., Coolbear, J., Parker, K. C., H., Guger,
S., . . . Sitarenios, G. (2000). A meta- analysis of time between maternal
sensitivity and attachment assessments: Implications for internal work-
ing models in infancy/toddlerhood. Journal of Social and Personal
Relationships, 17(6), 791–810.
Atkinson, R. L., Atkinson, R. C., Smith, E. E., & Bem, D. M. (1989).
Introduction to Psychology (10th ed.). Belmont, CA: Wadsworth.
Aubé, M. (2009). Unfolding commitments management: A systemic view
of emotions. In “J. Valverdú & D. Casacuberta (Eds.),” Handbook of
research on synthetic emotions and sociable robotics: New applica-
tions in affective computing and artificial intelligence (pp. 198–227).
IGI Global, Hershey, PA.
Aubé, M., & Senteni, A. (1996). Emotions as commitments operators: A
foundation for control structure in multi-agents systems. In W. V. de
Velde & J. W. Perram (Eds.), Agents breaking away: Proceedings of
the 7th European Workshop on MAAMAW, Lecture notes on artificial
intelligence, No. 1038 (pp. 13–25). Berlin, Germany: Springer.
Augustine (c.400). Confessions (R. S. Pine-Coffin, Trans.). Harmonds-
worth, England: Penguin (current edition 1960).
Aureli, F., Preston, S. D., & De Waal, F. B. M. (1999). Heart rate responses
to social interactions in Free-moving Rhesus Macaques (Macaca
mulatta): A pilot study. Journal of Comparative Psychology, 133,
59–65.
Aurelius, M. (c.170). Meditations (M. Staniforth, Trans.). London,
England: Penguin (1964).
Averill, J. R. (1985). The social construction of emotion: With special ref-
erence to love. In K. J. Gergen & K. E. Davis (Eds.), The social con-
struction of the person (pp. 89–109). New York, NY: Springer Verlag.
Averill, J. R. (1999). Creativity in the domain of emotion. In T. Dalgleish &
M. Power (Eds.), Handbook of cognition and emotion (pp. 765–782).
Chichester, England: Wiley.
Averill, J. R., & Nunley, E. P. (1992). Voyages of the heart: Living an emo-
tionally creative life. New York, NY: Free Press.
Aviezer, H., Hassin, R. R., Ryan, J., Grady, C., Susskind, J., Anderson,
A., . . . Bentin, S. (2008). Angry, disgusted, or afraid? Psychological
Science, 19(7), 724.
Avinun, R., & Knafo, A. (2014). Parenting as a reaction evoked by
children’s genotype: A meta-analysis of children-as-twins studies. Per-
sonality and Social Psychology Review, 18(1), 87–102.
Axelrod, R. (1984). The evolution of cooperation. New York, NY: Basic
Books.
Azmitia, M., & Hesser, J. (1993). Why siblings are important agents of
cognitive-development – A comparison of siblings and peers. Child
Development, 64(2), 430–444.
RefeRences394
Baars, B. J. (2010). Spontaneous repetitive thoughts can be adaptive: Post-
script on “mind wandering”. Psychological Bulletin, 136(2), 208–210.
Bachorowski, J. A. (1999). Vocal expression and perception of emotion. Cur-
rent Directions in Psychological Science, 8, 53–57.
Bachorowski, J. A., & Owren, M. J. (2001). Not all laughs are alike: Voiced
by not voiced laughter readily elicits positive affect. Psychological Sci-
ence, 12, 252–257.
Bachorowski, J. A., Smoski, M. J., & Owren, M. J. (2001). The acoustic
features of human laughter. Journal of Acoustic Society of America,
110, 1581–1597.
Backs-Dermott, B. J., Dobson, K. S., & Jones, S. (2010). An evaluation
of an integrated model of relapse in depression. Journal of Affective
Disorders, 124, 60–67.
Badanes, L. S., Watamura, S. E., & Hankin, B. L. (2011). Hypocortisolism
as a potential marker of allostatic load in children: Associations with
family risk and internalizing disorders. Development and Psychopa-
thology, 23, 881–896.
Bafunno, D., & Camodeca, M. (2013). Shame and guilt development in
preschoolers: The role of context, audience and individual characteris-
tics. European Journal of Developmental Psychology, 10(2), 128–143.
Bagot, R. C., & Meaney, M. (2010). Epigenetics and the Biological Basis
of Gene x Environment Interactions, Journal of the American Academy
of Child and Adolescent Psychiatry, 49(8), 752–771.
Bai, Y., Maruskin, L. A., Chen, S., Gordon, A. M., Stellar, J. E., McNeil,
G. D., Peng, K., & Keltner, D. (2018). Awe, the diminished self, and
collective engagement: Universals and cultural variations in the small
self. Journal of Personality and Social Psychology, 114(2): 258–269.
Bai, Y., McNeil, G., & Keltner, D. (2018). The communication of emotions
with emoji. Manuscript under review.
Bakermans-Kranenburg, M. J., & van Ijzendoorn, M. H. (2011). Differ-
ential susceptibility to rearing environment depending on dopamine-
related genes: New evidence and a meta-analysis. Development and
Psychopathology, 23, 39–52.
Bakermans-Kranenburg, M. J., & van Ijzendoorn, M. H. (2015). The hid-
den efficacy of interventions: Gene × environment experiments from a
differential susceptibility perspective. Annual Review of Psychology,
66, 381–409.
Bakermans-Kranenburg, M. J., van Ijzendoorn, M. H., & Juffer, F. (2003).
Less is More: meta-analyses of sensitivity and attachment interven-
tions in early childhood. Psychological Bulletin, 129(2), 195–215.
Bakhtin, M. (1963). Problems of Dostoevsky’s poetics (C. Emerson, Trans.).
Minneapolis: University of Minneapolis Press (current edition 1984).
Ball, C. L., Smetana, J. G., & Sturge-Apple, M. L. (2017). Following
my head and my heart: Integrating preschoolers’ empathy, theory of
mind, and moral judgments. Child Development, 88(2), 597–611.
doi:10.1111/cdev.12605
Ball, T. M., Ramsawh, H. J., Campbell-Sills, L., Paulus, M. P., & Stein,
M. B. (2013). Prefrontal dysfunction during emotion regulation in gen-
eralized anxiety and panic disorders. Psychological Medicine, 43(7),
1475–1486. doi:10.1017/S0033291712002383
Baltazar, N. C., Shutts, K., & Kinzler, K. D. (2012). Children show height-
ened memory for threatening social actions. Journal of Experimental
Child Psychology, 112(1), 102–110.
Banerjee, R., Watling, D., & Caputi, M. (2011). Peer relations and the
understanding of faux pas: Longitudinal evidence for bidirectional
associations. Child Development, 82(6), 1887–1905.
Banse, R., & Scherer, K. (1996). Acoustic profiles in vocal emotion expres-
sion. Journal of Personality and Social Psychology, 70, 614–636.
Barbaro, N., Boutwell, B. B., Barnes, J. C., & Shackelford, T. K. (2017).
Rethinking the transmission gap: What behavioral genetics and evo-
lutionary psychology mean for attachment theory: A comment on
Verhage et al. (2016). Psychological Bulletin, 143(1), 107–113.
Barbato, A., & D’Avanzo, B. (2000). Family interventions in schizophre-
nia and related disorders: A critical review. Acta Psychiatrica Scandi-
navica, 102, 81–97.
Barch, D., Pagliaccio, D., Belden, A., Harms, M. P., Gaffrey, M.,
Sylvester, C. M., . . . Luby, J. (2016). Effect of hippocampal and
amygdala connectivity on the relationship between preschool poverty
and school-age depression. American Journal of Psychiatry, 173(6),
625–634.
Bard, P. (1928). A diencephalic mechanism for the expression of rage with
special reference to the sympathetic nervous system. American Journal
of Physiology, 84, 490–513.
Bard, P., & Rioch, D. M. (1937). A study of four cats deprived of neocor-
tex and additional portions of the forebrain. Johns Hopkins Medical
Journal, 60, 73–153.
Bar-Haim, Y., Lamy, D., Pergamin, L., Bakermans-Kranenburg, M. J., &
Van Ijzendoorn, M. H. (2007). Threat-related attentional bias in anx-
ious and nonanxious individuals: A meta-analytic study. Psychological
Bulletin, 133(1), 1–24.
Barker, E. D., Copeland, W., Maughan, B., Jaffee, S. R., & Uher, R.
(2012). Relative impact of maternal depression and associated risk
factors on offspring psychopathology. The british journal of psychia-
try: The journal of mental science, 200(2), 124–129. doi:10.1192/bjp.
bp.111.092346
Barnett, D., Manly, J. T., & Cicchetti, D. (1993). Defining child maltreat-
ment: The interface between policy and research. In D. Cicchetti & S.
L. Toth, (Eds.) Child Abuse, Child Development, and Social Policy (pp.
7–73). Norwood, NJ: Ablex.
Barnhart, S., & Maguire-Jack, K. (2016). Single mothers in their com-
munities: The mediating role of parenting stress and depression
between social cohesion, social control and child maltreatment. Chil-
dren and Youth Services Review, 70, 37–45. doi:10.1016/j.childy-
outh.2016.09.003
Baron, R. A. (1987). Interviewer’s mood and reaction to job applicants.
Journal of Applied Social Psychology, 17, 911–926.
Baron-Cohen, S. (2011). The science of evil: On empathy and the origins
of cruelty. New York, NY: Basic Books.
Barrera, M. E., & Maurer, D. (1981). The perception of facial expressions
by the three-month-old. Child Development, 52(1), 203–206.
References 395
Barrett, D. H., Resnick, H. S., Foy, D. W., Dansky, B. S., Flanders, W.
D., & Stroup, N. E. (1996). Combat exposure and adult psychosocial
adjustment among US Army veterans serving in Vietnam, 1965–1971.
Journal of Abnormal Psychology, 105, 575–581.
Barrett, F.S., Griffiths, R.R. (2017). Classic hallucinogens and mystical
experience: Phenomenology and neural correlates. Current Topics in
Behavioral Neuroscience. doi: 10.1007/7854_2017_474.
Barrett, L. F. (2006). Solving the emotion paradox: Categorization and the
experience of emotion. Personality and Social Psychology Review, 10,
20–46.
Barrett, L. F., & Bliss-Moreau, E. (2009). Affect as a psychological primi-
tive. Advances in Experimental Social Psychology, 41, 167–218.
Barrett, L. F., Lindquist, K. A., Bliss-Moreau, E., Duncan, S., Gendron,
M., Mize, J., & Brennan, L. (2007). Of mice and men: Natural kinds of
emotions in the mammalian brain? A response to Panksepp and Izard.
Perspectives on Psychological Science, 2, 297–311.
Barrett, L. F., Mesquita, B., & Gendron, M. (2011). Context in emotion
perception. Current Directions in Psychological Science, 20, 286–290.
Barrett, L. F., Ochsner, K. N., & Gross, J. J. (2007). On the automaticity of
emotion. In J. A. Bargh (Ed.), Social psychology and the unconscious:
The automaticity of higher mental processes (pp. 173–217). New York,
NY: Psychology Press.
Barrett, L. F., & Satpute, A. B. (2018). Historical pitfalls and new develop-
ments in the neuroscience of emotion. Neuroscience Letters.
Barry, R. A., & Kochanska, G. (2010). A longitudinal investigation of the
affective environment in families with young children: From infancy to
early school age. Emotion, 10(2), 237–249.
Barry, R. A., Kochanska, G., & Philibert, R. A. (2008). G × E interac-
tion in the organization of attachment: Mothers’ responsiveness as a
moderator of children’s genotypes. Journal of Child Psychology and
Psychiatry, 49(12), 1313–1320.
Bartlett, F. C. (1932). Remembering: A study in experimental and social
psychology. Cambridge, England: Cambridge University Press.
Bartlett, M. Y., & DeSteno, D. (2006). Gratitude and prosocial behavior:
Helping when it costs you. Psychological Science, 17, 319–325.
Bartz, J. A., Zaki, J., Bolger, N. & Ochsner, K. N. (2011). Social effects of
oxytocin in humans: Context and person matter. Trends in Cognitive
Sciences, 15, 301–309.
Barzman, D., Geise, C., & Lin, P.-I. (2015). Review of the genetic basis of
emotion dysregulation in children and adolescents. World Journal of
Psychiatry, 5(1), 112.
Bastin, Coralie & Harrison, Ben & Davey, Christopher & Moll, Jorge &
Whittle, Sarah. (2016). Feelings of shame, embarrassment and guilt
and their neural correlates: A Systematic Review. Neuroscience &
Biobehavioral Reviews. 71. 10.1016/j.neubiorev.2016.09.019.
Bateman, A. (2004). Psychoanalysis and psychiatry – Is there a future?
Acta Psychiatrica Scandinavica, 109, 161–163.
Bates, J. E., & Pettit, G. S. (2007). Temperament, parenting, and socializa-
tion. In J. Grusec & P. D. Hastings (Eds.), Handbook of socialization:
Theory and research (pp. 153–177). New York, NY: Guilford Press.
Bateson, P. (1990). Obituary: Konrad Lorenz (1903–1989). American Psy-
chologist, 45, 65–66.
Bateson, P. P. G. (1983). Mate choice. Cambridge, England: Cambridge
University Press.
Batson, C. D., & Shaw, L. L. (1991). Evidence for altruism: Toward a plu-
ralism of prosocial motives. Psychological Inquiry, 2, 107–122.
Battaglia, M., Ogliari, A., Zanoni, A., Villa, F., Citterio, A., Binaghi,
F., . . . Maffei, C. (2004). Children’s discrimination of expressions
of emotions: Relationship with indices of social anxiety and shyness.
Journal of the American Academy of Child and Adolescent Psychiatry,
43(3), 358–365. doi:10.1097/00004583-200403000-00019
Battaglia, M., Touchette, É., Garon-Carrier, G., Dionne, G., Côté, S. M.,
Vitaro, F., . . . Boivin, M. (2016). Distinct trajectories of separation
anxiety in the preschool years: Persistence at school entry and early-
life associated factors. Journal of Child Psychology and Psychiatry,
57(1), 39–46. doi: 10.1111/jcpp.12424
Bauer, D. H. (1976). An exploratory study of developmental changes in
children’s fear. Journal of Child Psychology and Psychiatry, 17, 69–74.
Bauer, M. S., Damschroder, L., Hagedorn, H., Smith, J., & Kilbourne,
A. M. (2015). An introduction to implementation science for the
non-specialist. BMC Psychology, 3(1), 32. doi: 10.1186/s40359-015-
0089-9
Bauer, P. M., Hanson, J. L., Pierson, R. K., Davidson, R. J., & Pollak, S. D.
(2009). Cerebellar volume and cognitive functioning in children who
experienced early deprivation. Biological Psychiatry, 66, 1100–1106.
Baumann, J., & DeSteno, D. (2010). Emotion guided threat detection:
Expecting guns where there are none. Journal of Personality and
Social Psychology, 99(4), 595–610.
Baumeister, R., & Masicampo, E. J. (2010). Conscious thought is for facil-
itating social and cultural interactions: How mental simulations serve
the animal-culture interface. Psychological Review, 117, 945–971.
Baumeister, R., Masicampo, E. J., & DeWall, C. N. (2009). Prosocial
benefits of feeling free: Disbelief in free will increases aggression and
reduces helpfulness. Personality & Social Psychology Bulletin, 35,
260–268.
Baumeister, R., Masicampo, E. J., & Vohs, K. (2011). Do conscious
thoughts cause behavior. Annual Review of Psychology, 62, 331–361.
Baumeister, R. F., Bratslavsky, E., Finkenauer, C., & Vohs, K. D. (2001).
Bad is stronger than good. Review of General Psychology, 5, 323–370.
Baumeister, R. F., Stillwell, A. M., & Heatherton, T. F. (1994). Guilt: An
interpersonal approach. Psychological Bulletin, 115, 243–267.
Baxter, M. G., & Murray, E. A. (2002). The amygdala and reward. Nature
Reviews Neuroscience, 3, 563–574.
Bazhenova, O. V., Plonskaia, O., & Porges, S. W. (2001). Vagal reactivity
and affective adjustment in infants during interaction challenges. Child
Development, 72(5), 1314–1326.
Bear, R. A., & Nietzel, M. T. (1991). Cognitive and behavioral treatment
of impulsivity in children: A meta-analytic review of the outcome lit-
erature. Journal of Clinical Child and Adolescent Psychology, 20(4),
400–412.
RefeRences396
Beauchaine, T. P., & McNulty, T. (2013). Comorbidities and continuities
as ontogenic processes: Toward a developmental spectrum model of
externalizing psychopathology. Development and Psychopathology,
25(4 Pt. 2), 1505–1528. doi:10.1017/S0954579413000746
Beauregard, M., Courtemanche, J., Paquette, V., St-Pierre, E. L. (2009).
The neural basis of unconditional love. Psychiatry Research, 172(2),
93–98.
Beauregard, M., Levesque, J., & Bourgouin, P. (2001). Neural correlates
of conscious self-regulation of emotion. The Journal of Neuroscience,
21, 1–6.
Bechara, A. (2004). The role of emotion in decision-making: Evidence
from neurological patients with orbitofrontal damage. Brain and Cog-
nition, 55(1), 30–40.
Bechara, A., Damasio, H., & Damasio, A. R. (2000). Emotion, decision
making and the orbitofrontal cortex. Cerebral Cortex, 10(3), 295–307.
Bechara, A., Damasio, H., Tranel, D., & Damasio, A. (1997). Deciding
advantageously before knowing the advantageous strategy. Science,
275, 1293–1295.
Beck, A. T. (1976). Cognitive therapy and the emotional disorders. New
York, NY: Meridian.
Beck, A. T. (1983). Cognitive therapy of depression: New perspectives. In
P. J. Clayton & P. E. Barrett (Eds.), Treatment of depression: Old con-
troversies, new approaches (pp. 265–284). New York, NY: Raven Press.
Beck, A. T., & Emery, G. (1985). Anxiety disorders and phobias: A cogni-
tive perspective. New York, NY: Basic Books.
Beck, A. T., Rush, A. J., Shaw, B. F., & Emery, G. (1979). Cognitive
therapy of depression. New York, NY: Guilford.
Beck, A. T., Steer, R., & Garbin, M. (1988). Psychometric properties of the
Beck Depression Inventory: Twenty-five years of evaluation. Clinical
Psychology Review, 8, 77–100.
Beck, L., Kumschick, I. R., Eid, M., & Klann-Delius, G. (2012). Relation-
ship between language competence and emotional competence in mid-
dle childhood. Emotion, 12(3), 503.
Beebe, B., Jaffe, J., Buck, K., Chen, H., Cohen, P., Blatt, S., . . . & Andrews,
H. (2007). Six-week postpartum maternal self-criticism and depend-
ency and 4-month mother-infant self-and interactive contingencies.
Developmental Psychology, 43(6), 1360.
Beebe, B., Jaffe, J., Markese, S., Buck, K., Chen, H., Cohen, P., . . . &
Feldstein, S. (2010). The origins of 12-month attachment: A microa-
nalysis of 4-month mother-infant interaction. Attachment & Human
Development, 12(1–2), 6–141.
Beer, J., Heerey, E. A., Keltner, D., Knight, R., & Scabini, D. (2003). The
regulatory function of self-conscious emotion: Insights from patients
with orbitofrontal damage. Journal of Personality and Social Psychol-
ogy, 85, 594–604.
Beer, J. S. (2002). Self-regulation of social behavior (Unpublished disser-
tation). University of California, Berkeley.
Beer, J. S., Knight, R. T., & D’Esposito, M. (2006). Integrating emotion
and cognition: The role of the frontal lobes in distinguishing between
helpful and hurtful emotion. Psychological Science, 17, 448–453.
Beer, J. S., Shimamura, A. P., & Knight, R. T. (2004). Frontal lobe
contributions to executive control of cognitive and social behavior. In
M. S. Gazzaniga (Ed.) The Newest Cognitive Neurosciences (3rd ed.,
pp. 1091–1104). Cambridge, MA: MIT Press.
Beevers, C. G., Marti, C. N., Lee, H. J., Stote, D. L., Ferrell, R. E., Hariri,
A. R., & Telch, M. J. (2011). Associations between serotonin transporter
gene promoter region (5-HTTLPR) polymorphism and gaze bias for emo-
tional information. Journal of Abnormal Psychology, 120(1), 187–197.
Beevers, C. G., Wells, T. T., Ellis, A. J., & McGeary, J. E. (2009). Associa-
tion of the serotonin transporter gene promoter region (5-HTTLPR)
polymorphism with biased attention for emotional stimuli. Journal of
Abnormal Psychology, 118(3), 670–681.
Beier, E. G., & Sternberg, D. P. (1977). Marital communication. Journal of
Communication, 27, 92–97.
Belay, H., Burton, C. L., Lovic, V., Meaney, M. J., Sokolowski, M., &
Fleming, A. S. (2011). Early adversity and serotonin transporter
genotype intearct with hippocampal glucocorticoid receptor mRNA
expression, corticosterone, and behavior in adult male rats. Behavioral
Neuroscience, 125(2), 150–160.
Belden, A. C., Luby, J. L., Pagliaccio, D., & Barch, D. M. (2014). Neural
activation associated with the cognitive emotion regulation of sad-
ness in healthy children. Developmental Cognitive Neuroscience, 9,
136–147. doi:10.1016/j.dcn.2014.02.003
Belfer, M. L. (2007). Critical review of world policies for mental healthcare
for children and adolescents. Current Opinion in Psychiatry, 20(4),
349.
Belsky, D. W., Moffitt, T. E., Corcoran, D. L., Domingue, B., Harrington,
H., Hogan, S., . . . Caspi, A. (2016). The genetics of success: How
single-nucleotide polymorphisms associated with educational attain-
ment relate to life-course development. Psychological Science, 27(7),
957–972. doi:10.1177/0956797616643070
Belsky, J., Jaffee, S. R., Sligo, J., Woodward, L., & Silva, P. A. (2005).
Intergenerational transmission of warm- sensitive-stimulating parent-
ing: A prospective study of mothers and fathers of 3-year-olds. Child
Development, 76(2), 384–396.
Belsky, J., & Pluess, M. (2009). Beyond diathesis stress: Differential sus-
ceptibility to environmental influences. Psychological Bulletin, 135(6),
885.
Belsky, J., & Pluess, M. (2013). Beyond risk, resilience, and dysregu-
lation: Phenotypic plasticity and human development. Develop-
ment and Psychopathology, 25(4 Pt. 2), 1243–1261. doi:10.1017/
S095457941300059X
Belsky, J., Spritz, B., & Crnic, K. (1996). Infant attachment security and
affective-cognitive information processing at age 3. Psychological
Science, 7(2), 111–114.
Bench, S. W., Lench, H. C., Darbor, K. E., & Moore, M. (2015). A func-
tionalist manifesto: Goal-related discrete emotions from an evolution-
ary perspective. Emotion Review, 7, 90–98.
Benedek, M., & Kaernbach, C. (2011). Physiological correlates and emo-
tional specificity of human piloerection. Biological Psychology, 86(3),
320–329.
References 397
Bennett, D. S., Bendersky, M., & Lewis, M. (2002a). Children’s intellec-
tual and emotional-behavioral adjustment at 4 years as a function of
cocaine exposure, maternal characteristics, and environmental risk.
Developmental Psychology, 38(5), 648–658.
Bennett, D. S., Bendersky, M., & Lewis, M. (2002b). Facial expressivity at
4 months: A context by expression analysis. Infancy, 3, 97–113.
Bennett, D. S., Bendersky, M., & Lewis, M. (2005). Does the organization
of emotional expression change over time? Facial expressivity from 4
to 12 months. Infancy, 8(2), 167–187.
Benoit, D., Parker, K. C., & Zeanah, C. H. (1997). Mothers’ representa-
tions of their infants assessed prenatally: Stability and association with
infants’ attachment classifications. Journal of Child Psychology and
Psychiatry, and Allied Disciplines, 38(3), 307–313.
Benyamin, B., Pourcain, B., Davis, O. S., Davies, G., Hansell, N. K.,
Brion, M. J., . . . & Visscher, P. M. (2014). Childhood intelligence is
heritable, highly polygenic and associated with FNBP1L. Molecular
Psychiatry. Advance online publication. doi:10.1038/mp.2012.184
Ben-Ze’ev, A. (2000). The subtlety of emotions. Cambridge, MA: MIT
Press.
Ben-Ze’ev, A., & Oatley, K. (1996). The intentional and social nature of human
emotions: Reconsideration of the distinctions between basic and non-basic
emotions. Journal for the Theory of Social Behaviour, 26, 81–92.
Bergen, P. V., Salmon, K., Dadds, M. R., & Allen, J. (2009). The effects of
mother training in emotion-rich, elaborative reminiscing on children’s
shared recall and emotion knowledge. Journal of Cognition and Devel-
opment, 10(3), 162–187.
Berk, M. S., & Anderson, S. M. (2000). The impact of past relationships on
interpersonal behavior: Behavioral confirmation in the social-cognitive
process of transference. Journal of Personality and Social Psychology,
79, 546–562.
Berkman, L. F., & Syme, S. L. (1979). Social networks, host resistance,
and mortality: A nine year follow-up study of Alameda County resi-
dents. American Journal of Epidemiology, 100, 186–204.
Berkowitz, L. (1989). The frustration–aggression hypothesis: An examina-
tion and reformulation. Psychological Bulletin, 106, 59–73.
Berkowitz, L. (1990). On the formation and regulation of anger and aggres-
sion: A cognitive-neoassociationistic analysis. American Psychologist,
45, 494–503.
Berkowitz, L., Cochran, S., & Embree, M. (1981). Physical pain and the
goal of aversively stimulated aggression. Journal of Personality and
Social Psychology, 40, 687–700.
Bermond, B., Bleys, J. W., & Stoffels, E. J. (2005). Left hemispheric pref-
erence and alexithymia: A neuropsychological investigation. Cognition
and Emotion, 19, 151–160.
Bermond, B., Fasotti, L., Nieuwenhuyse, B., & Schuerman, J. (1991). Spi-
nal cord lesions, peripheral feedback and intensities of emotional feel-
ings. Cognition and Emotion, 5, 201–220.
Bernard, K., & Dozier, M. (2010). Examining infants’ cortisol responses to
laboratory tasks among children varying in attachment disorganization:
Stress reactivity or return to baseline? Developmental Psychology,
46(6), 1771–1778.
Bernhardt, B. C., & Singer, T. (2012). The neural basis of empathy. Annual
Review of Neuroscience, 35, 1–23.
Bernheimer, C., & Kahane, C. (1985). In Dora’s case: Freud – hysteria –
feminism. New York, NY: Columbia University Press.
Berntson, G. G., Cacioppo, J. T., & Quigley, K. S. (1993). Respiratory
sinus arrhythmia: Autonomic origins, physiological mechanisms, and
psychophysiological implications. Psychophysiology, 30, 183–196.
Berridge, K. C. (2000). Taste reactivity: Measuring hedonic impact in
human infants and animals. Neuroscience and Biobehavioral Reviews,
24, 173–198.
Berridge, K. C. (2003). Comparing the emotional brains of humans and
other animals. In R. J. Davidson, K. Scherer, & H. H. Goldsmith (Eds.),
Handbook of affective sciences (pp. 25–51). New York, NY: Oxford
University Press.
Berscheid, E. (1985). Interpersonal attraction. In G. Lindzey & E. Aronson
(Eds.), Handbook of social psychology (3rd ed., pp. 413–484). New
York, NY: Random House.
Berscheid, E. (1988). Some comments on love’s anatomy; or, whatever
happened to old-fashioned lust? In R. J. Sternberg & M. L. Barnes
(Eds.), The psychology of love (pp. 359–374). New Haven, CT: Yale
University Press.
Berscheid, E., & Ammazzalorso, H. (2004). Emotional experience in close
relationships. In M. B. Brewer & M. Hewstone (Eds.), Emotion and
motivation. Perspectives on social psychology (pp. 47–69). Malden,
MA: Blackwell Publishing.
Bharata Muni (200 BCE). Natyasastra; English translation with critical
notes (A. Rangacharya, Trans.). Bangalore, India: IBH Prakashana
(current edition 1986).
Bierman, K. L., Domitrovich, C. E., Nix, R. L., Gest, S. D., Welsh, J. A.,
Greenberg, M. T., . . . Gill, S. (2008). Promoting academic and social-
emotional school readiness: The head start REDI program. Child
Development, 79(6), 1802–1817.
Biglan, A., Hops, H., Sherman, L., Friedman, L. S., Arthus, J., & Osteen,
V. (1985). Problem-solving interactions of depressed women and their
husbands. Behavior Therapy, 16, 431–451.
Binnoon-Erez, N., Rodrigues, M., Tackett, J. Perlman, M. & Jenkins, J.
M. (in press). Sibling personality traits, dyadic gender composition,
and their association with sibling relationship quality. Merrill Palmer
Quarterly.
Binswanger, L. (1963). Being in the world: Selected papers (J. Needleman,
Ed. & Trans.). New York, NY: Basic Books.
Bird, G., & Cook, R. (2013). Mixed emotions: The contribution of alex-
ithymia to the emotional symptoms of autism. Translational psychia-
try, 3(7), e285. doi:10.1038/tp.2013.61
Bird, G., Silani, G., Brindley, R., White, S., Frith, U., Singer, T. (2010).
Empathic brain responses in insula are modulated by levels of alexithy-
mia but not autism. Brain: A Journal of Neurology, 133, 1515–1525.
RefeRences398
Birdwhistell, R. L. (1970). Kinesics and context. Philadelphia, PA: Univer-
sity of Pennsylvania Press.
Bischof-Köhler, D. (1991). The development of empathy in infants. In M.
Lamb & H. Keller (Eds.), Infant development: Perspectives from Ger-
man-speaking countries (pp. 1–33): Hillsdale, NJ: Erlbaum.
Biswas-Diener, R., & Diener, E. (2001). Making the best of a bad situa-
tion: Satisfaction in the slums of Calcutta. Social Indicators Research,
55, 329–352.
Biswas-Diener, R., Vitterso, J., & Diener, E. (2005). Most people are pretty
happy, but there is cultural variation: The Inughuit, the Amish, and the
Masai. Journal of Happiness Studies, 6, 205–226.
Blair, R. J. R. (2008). Fine cuts of empathy and the amygdala: Dissociable
deficits in psychopathy and autism. Quarterly Journal of Experimental
Psychology, 61, 157–170.
Blair, R. J. R., & Cipolotti, L. (2000). Impaired social response reversal: A
case of acquired sociopathy. Brain, 123, 1122–1141.
Blair, R. J. R., & Mitchell, D. G. V. (2009). Psychopathy, attention and
emotion. Psychological Medicine, 39, 543–555.
Blair, R. J. R., Morris, J. S., Frith, C. D., Perrett, D. I., & Dolan, R. (1999).
Dissociable neural responses to facial expressions of sadness and
anger. Brain, 122, 883–893.
Blandon, A. Y., Calkins, S. D., Keane, S. P., & O’brien, M. (2010). Con-
tributions of child’s physiology and maternal behavior to children’s
trajectories of temperamental reactivity. Developmental Psychology,
46(5), 1089.
Blascovich, J., Spencer, S., Quinn, D., & Steele, C. (2001). African-
Americans and high blood pressure: The role of stereotype threat. Psy-
chological Science, 12, 225–229.
Blasi, A., Lloyd-Fox, S., Sethna, V., Brammer, M. J., Mercure, E., Mur-
ray, L., . . . Johnson, M. H. (2015). Atypical processing of voice
sounds in infants at risk for autism spectrum disorder. Cortex, 71,
122–133.
Blazer, D., Hughes, D., & George, L. K. (1987). Stressful life events and
the onset of a generalized anxiety syndrome. American Journal of
Psychiatry, 144, 1178–1183.
Bless, H., Schwarz, N., & Wieland, R. (1996). Mood and the impact of
category membership and individuating information. European Jour-
nal of Social Psychology, 26, 935–959.
Block, J. H., Block, J., & Gjerde, P. F. (1986). The personality of children
prior to divorce: A prospective study. Child Development, 57, 827–840.
Blomberg, J., Lazar, A., & Sandell, R. (2001). Long-term outcome of long-
term psychoanalytically oriented psychotherapies: First findings of the
Stockholm outcome of psychotherapy and psychoanalysis project.
Psychotherapy Research, 11, 361–382.
Bloom, H. (1989). Ruin the sacred truths: Poetry and belief from the Bible
to the present. Cambridge, MA: Harvard University Press.
Bodenhausen, G., Sheppard, L., & Kramer, G. (1994). Negative affect and
social judgment: The different impact of anger and sadness. European
Journal of Social Psychology, 24, 45–62.
Boehm, J. K., Lyubomirsky, S., & Sheldon, K. M. (2011). A longitudinal
experimental study comparing the effectiveness of happiness-enhanc-
ing strategies in Anglo Americans and Asian Americans. Cognition
and Emotion, 25, 1152–1167.
Boehm, J. K., Peterson, C., Kivimaki, M., & Kubzansky, L. D. (2011).
Heart health when life is satisfying: Evidence from the Whitehall II
cohort study. European Heart Journal, 32(21), 2672–2677.
Boehm, C. H. (1999). Hierarchy in the Forest: The Evolution of Egalitarian
Behavior. Cambridge: Harvard University Press, 1999.
Boehm, C. H. (1993). Egalitarian Behavior and Reverse Dominance Hier-
archy. Current Anthropology, 34, 227–254.
Boesch, C., & Boesch, H. (1989). Hunting behavior of wild chimpanzees
in the Tai National Park. American Journal of Physical Anthropology,
78, 547–573.
Boesch, C., Head, J., Tagg, N., Arandjelovic, M., Vigilant, L., & Robbins,
M. M. (2007). Fatal chimpanzee attack in Loango National Park. Inter-
national Journal of Primatology, 28, 1025–1034.
Boiger, M., Güngör, D., Karasawa, M., & Mesquita, B. (2014). Defending
honour, keeping face: Interpersonal affordances of anger and shame in
Turkey and Japan. Cognition and Emotion, 28(7), 1255–1269.
Boiger, M., & Mesquita, B. (2012). The construction of emotion in inter-
actions, relationships, and cultures. Emotion Review, 4(3), 221–229.
Boiger, M., Mesquita, B., Uchida, Y., & Feldman Barrett, L. (2013). Con-
doned or condemned: The situational affordance of anger and shame
in the United States and Japan. Personality and Social Psychology Bul-
letin, 39(4), 540–553.
Bokhorst, C. L., Bakermans-Kranenburg, M. J., Fonagy, P., & Schuengel,
C. (2003). The importance of shared environment in mother–infant
attachment security: A behavioral genetic study. Child Development,
74(6), 1769–1782.
Bolger, N., Davis, A., & Rafaeli, E. (2003). Diary methods: Capturing life
as it is lived. Annual Review of Psychology, 54, 579–616.
Bolton, W., & Oatley, K. (1987). A longitudinal study of social support and
depression in unemployed men. Psychological Medicine, 17, 453–460.
Bonanno, G. A., & Keltner, D. (2004). The coherence of emotion systems:
Comparing “on-line” measures of appraisal and facial expressions, and
self-report. Cognition and Emotion, 18, 431–444.
Bondü, R., & Richter, P. (2016). Interrelations of justice, rejection, provo-
cation, and moral disgust sensitivity and their links with the hostile
attribution bias, trait anger, and aggression. Frontiers in Psychology,
7, 30.
Booij, L., Tremblay, R. E., Szyf, M., & Benkelfat, C. (2015). Genetic and
early environmental influences on the serotonin system: Consequences
for brain development and risk for psychopathology. Journal of Psy-
chiatry & Neuroscience, 40(1), 5.
Boole, G. (1854). An investigation of the laws of thought. New York, NY:
Dover.
Boom, D. C. (1994). The influence of temperament and mothering on
attachment and exploration: An experimental manipulation of sensitive
References 399
responsiveness among lower-class mothers with irritable infants. Child
Development, 65(5), 1457–1477.
Boomsma, D. I., Van Beijsterveldt, C. E. M., & Hudziak, J. J. (2005).
Genetic and environmental influences on Anxious/depression during
childhood: A study from the Netherlands Twin Register. Genes, Brain
and Behavior, 4, 466–481.
Booth, W. C. (1988). The company we keep: An ethics of fiction. Berkeley:
University of California Press.
Borelli, J. L., Crowley, M. J., David, D. H., Sbarra, D. A., Anderson, G.
M., & Mayes, L. C. (2010). Attachment and emotion in school-aged
children. Emotion, 10(4), 475–485.
Borghuis, J., Denissen, J. J., Oberski, D., Sijtsma, K., Meeus, W. H.,
Branje, S., . . . Bleidorn, W. (2017). Big Five personality stability,
change, and codevelopment across adolescence and early adulthood.
Journal of Personality and Social Psychology, 113(4), 641–657.
Borkowski, J. G., Bisconti, T., Weed, K., Willard, C., Keogh, D. A., &
Whitman, T. L. (2002). The adolescent as parent: Influences on chil-
dren’s intellectual, academic, and socioemotional development. In J.
G. Borkowski, S. L., Ramey, & M. Bristol-Power (Eds.), Parenting
and the child’s world: Influences on academic, intellectual, and social-
emotional development (pp. 161–184). Mahwah, NJ: Erlbaum.
Bornstein, M. H., & Arterberry, M. E. (2003). Recognition, discrimination
and categorization of smiling by 5-month-old infants. Developmental
Science, 6(5), 585–599.
Boucher, J. D., & Brandt, M. E. (1981). Judgment of emotion: American and
Malay antecedents. Journal of Cross-Cultural Psychology, 12, 272–283.
Bouton, M. E., Mineka, S., & Barlow, D. H. (2001). A modern learning
theory perspective on the etiology of panic disorder. Psychological
Review, 108, 4–32.
Bouzouggar, A., Barton, N., Vanhaeren, M., d’Errico, F., Collcutt, S.,
Higham, T., . . . Stambouli, A. (2007). 82,000-year-old shell beads
from North Africa and implications for the origins of modern human
behavior. Proceedings of the National Academy of Sciences of the USA,
104, 9964–9969.
Bower, G. H. (1981). Mood and memory. American Psychologist, 36,
129–148.
Bower, G. H., Gilligan, S. G., & Monteiro, K. P. (1981). Selectivity of
learning caused by affective states. Journal of experimental psychol-
ogy: General, 110, 451–473.
Bowlby, J. (1969). Attachment: Attachment and loss (Vol. 1). New York,
NY: Basic Books.
Bowlby, J. (1979). The making and breaking of affectional bonds. London,
England: Tavistock.
Bowlby, J. (1982). Attachment and loss: Retrospect and prospect. American
Journal of Orthopsychiatry, 52(4), 664.
Bowlby, J. (1991). Charles Darwin: A new life. New York, NY: Norton.
Bowler, J. M., Johnston, H., Olley, J. M., Prescott, J. R., Roberts, R. G., Shaw-
cross, W., & Spooner, N. A. (2003). New ages for human occupation and
climatic change at Lake Mungo, Australia. Nature, 421, 837–840.
Bowman, E., Aigner, T. & Richmond, B. (1996). Neural signals in the
monkey ventral striatum related to motivation for juice and cocaine
rewards. Journal of Neurophysiology, 75, 1061–1073.
Boyle, M. H., Jenkins, J. M., Hadjiyannakis, K., Cairney, J., Duku, E., &
Racine, Y. A. (2004). Differential maternal parenting behavior: Esti-
mating within and between family effects on children. Child Develop-
ment, 75, 1457–1476.
Boyle, M. H., Miskovic, R., Van Lieshout, R., Duncan, L., Schmidt, L.
A., Hoult, L., . . . Saigal, S. (2011). Psychopathology in young adults
born at extremely low birth weight. Psychological Medicine, 41(8),
1763–1774.
Bradley, R. H., & Corwyn, R. F. (2002). Socioeconomic status and child
development. Annual Review of Psychology, 53, 371–399.
Braungart-Rieker, J. M., Hill-Soderlund, A. L., & Karrass, J. (2010). Fear
and anger reactivity trajectories from 4 to 16 months: The roles of
temperament, regulation, and maternal sensitivity. Developmental Psy-
chology, 46(4), 791–804.
Braunstein, L. M., Gross, J. J., & Ochsner, K. N. (2017). Explicit and
implicit emotion regulation: A multi-level framework. Social Cogni-
tive and Affective Neuroscience, 12(10), 1545–1557.
Brazier, M. A. B. (1959). The historical development of neurophysiology.
In Handbook of physiology Section 1 (Vol. 1, pp. 1–58). Bethesda, MD:
American Physiological Association.
Breines, J., & Chen, S. (2012). Self-compassion increases self-improve-
ment motivation. Personality and Social Psychology Bulletin, 38,
1133–1143.
Breiter, H. C., Etcoff, N. L., Whalen, P. J., Kennedy, W. A., Rauch, S. L.,
Buckner, R. L., . . . Rosen, B. R. (1996). Response and habituation
of the human amygdala during visual processing of facial expression.
Neuron, 17, 875–887.
Bremner, J. G., & Slater, A. (Eds.). (2004). Theories of infant development.
New York, NY: Blackwell.
Brennan, S. (1985). The caricature generator. Leonardo, 18, 59–87.
Brestan, E. V., & Eyberg, S. M. (1998). Effective psychosocial treat-
ments of conduct-disordered children and adolescents: 29 years, 82
studies, and 5,272 kids. Journal of Clinical Child Psychology, 27(2),
180–189.
Bretherton, I., & Beeghly, M. (1982). Talking about internal states: The
acquisition of an explicit theory of mind. Developmental Psychology,
18(6), 906–921.
Brewer, M. B. (1979). In-group bias in the minimal intergroup situa-
tion: A cognitive-motivational analysis. Psychological Bulletin, 86(2),
307–324.
Brewer, R., Biotti, F., Catmur, C., Press, C., Happé, F., Cook, R., & Bird,
G. (2016). Can neurotypical individuals read autistic facial expres-
sions? Atypical production of emotional facial expressions in autism
spectrum disorders. Autism Research, 9(2), 262–271.
Brewin, C. R., Andrews, B., & Gotlib, I. H. (1993). Psychopathology and
early experience: A reappraisal of retrospective reports. Psychological
Bulletin, 133, 82–98.
RefeRences400
Brewin, C. R., Andrews, B., & Hejdenberg, J. (2012). Recognition and
treatment of psychological disorders during military service in the UK
armed forces: A study of war pensioners. Social Psychiatry and Psy-
chiatric Epidemiology, 47, 1891–1897.
Brewin, C. R., Dalgleish, T., & Joseph, S. (1996). A dual representation
theory of posttraumatic stress disorder. Psychological Review, 103,
670–686.
Bridgett, D. J., Burt, N. M., Edwards, E. S., & Deater-Deckard, K. (2015).
Intergenerational transmission of self- regulation: A multidisciplinary
review and integrative conceptual framework. Psychological Bulletin,
141(3), 602.
Bridgett, D. J., Oddi, K. B., Laake, L. M., Murdock, K. W., & Bachmann,
M. N. (2013). Integrating and differentiating aspects of self-regulation:
Effortful control, executive functioning, and links to negative affectiv-
ity. Emotion, 13(1), 47–63. doi:10.1037/a0029536
Brière, F. N., Janosz, M., Fallu, J. S., & Morizot, J. (2015). Adolescent
trajectories of depressive symptoms: Codevelopment of behavioral and
academic problems. Journal of Adolescent Health, 57(3), 313–319.
doi: 10.1016/j.jadohealth.2015.05.012
Briggs, J. L. (1970). Never in anger: Portrait of an Eskimo family. Cam-
bridge, MA: Harvard University Press.
Briley, D. A., & Tucker-Drob, E. M. (2014). Genetic and environmental
continuity in personality development: A meta-analysis. Psychological
Bulletin, 140(5), 1303–1331.
Briñol, P., Petty, R. E., & Barden, J. (2007). Happiness versus sadness
as determinant of thought confidence in persuasion: A self-validation
analysis. Journal of Personality and Social Psychology, 93, 711–727.
Broadbent, D. E., & Broadbent, M. (1988). Anxiety and attentional bias:
State and trait. Cognition and Emotion, 2, 165–183.
Brockmeyer, T., Skunde, M., Wu, M., Bresslein, E., Rudofsky, G., Her-
zog, W., & Friederich, H. C. (2014). Difficulties in emotion regulation
across the spectrum of eating disorders. Comprehensive Psychiatry,
55(3), 565–571. doi:10.1016/j.comppsych.2013.12.001
Brody, L., R., & Hall, J. A. (2000). Gender, emotion, and expression. In M.
Lewis & J. Haviland-Jones (Eds.), Handbook of emotions (2nd ed., pp.
338–349). New York, NY: Guilford.
Broidy, L. M., Nagin, D. S., Tremblay, R. E., Bates, J. E., Brame, B.,
Dodge, K. A., . . . Vitaro, F. (2003). Developmental trajectories of
childhood disruptive behaviors and adolescent delinquency: A six-site,
cross-national study. Developmental Psychology, 39(2), 222.
Bronfenbrenner, U. (1977). Toward an experimental ecology of human
development. American Psychologist, 32(7), 513–531.
Bronfenbrenner, U. (1992). Ecological systems theory. London, England:
Jessica Kingsley Publishers.
Bronfenbrenner, U. (2005). Ecological Systems Theory. In U. Bronfen-
brenner, Making human beings human: Bioecological perspectives on
human development (pp. 106–173). London, England: Sage.
Brooker, R. J., Buss, K. A., Lemery-Chalfant, K., Aksan, N., Davidson,
R. J., & Goldsmith, H. H. (2013). The development of stranger fear
in infancy and toddlerhood: Normative development, individual dif-
ferences, antecedents, and outcomes. Developmental Science, 16(6),
864–878.
Brooks-Gunn, J., & Lewis, M. (1982). Affective exchanges between nor-
mal and handicapped infants and their mothers. In T. Field and A.
Fogetl (Eds.) Emotion and Early Interaction (pp. 161–188). Hillsdale,
NJ: Erlbaum.
Brosch, T., Pourtois, G., & Sander, D. (2010). The perception and catego-
risation of emotional stimuli: A review. Cognition and Emotion, 24(3),
377–400.
Brosch, T., & Sander, D. (2013). The appraising brain: Towards a neuro-
cognitive model of appraisal processes in emotion. Emotion Review,
5, 163–168.
Brosch, T., & Sander, D. (2014). Appraising value: The role of universal
core values and emotions in decision-making. Cortex, 59, 203–205.
Brosch, T., Scherer, K. R., Grandjean, D. M., & Sander, D. (2013). The
impact of emotion on perception, attention, memory, and decision-
making. Swiss Medical Weekly, 143, w13786.
Brown, D. E. (1991). Human universals. Philadelphia, PA: Temple
University Press.
Brown, G. W., Adler, Z., & Bifulco, A. (1988). Life events, difficulties and
recovery from chronic depression. British Journal of Psychiatry, 152,
487–498.
Brown, G. W., Birley, J. L. T., & Wing, J. K. (1972). Influence of family
life on the course of schizophrenic disorders. British Journal of Psy-
chiatry, 121, 241–258.
Brown, G. W., & Harris, T. (Eds.). (2012). Social origins of depression: A
study of psychiatric disorder in women. London, England: Routledge.
Brown, G. W., & Harris, T. O. (1978). Social origins of depression: A study
of psychiatric disorder in women. London, England: Tavistock.
Brown, G. W., & Harris, T. O. (1993). Aetiology of anxiety and depressive
disorders in an inner-city population. 1. Early adversity. Psychological
Medicine, 23, 143–154.
Brown, G. W., Harris, T. O., & Hepworth, C. (1995). Loss, humiliation and
entrapment among women developing depression: A patient and non-
patient comparison. Psychological Medicine, 25, 7–21.
Brown, G. W., Lemyre, L., & Bifulco, A. (1992). Social factors and recov-
ery from anxiety and depressive disorders: A test of specificity. British
Journal of Psychiatry, 161, 44–54.
Brown, G. W., & Moran, P. (1994). Clinical and psychosocial origins of
chronic depressive episodes. 1. A community study. British Journal of
Psychiatry, 165, 447–456.
Brown, G. W., & Moran, P. (1998). Emotion and the etiology of depressive
disorders. In W. F. Flack & J. D. Laird (Eds.), Emotions in psychopa-
thology: Theory and research (pp. 171–184). New York, NY: Oxford
University Press.
Brown, G. W., & Rutter, M. (1966). The measurement of family activities
and relationships: A methodological study. Human Relations, 19(3),
241–263.
References 401
Brown, J. R., Donelan-McCall, N., & Dunn, J. (1996). Why talk about
mental states? The significance of children’s conversations with
friends, siblings, and mothers. Child Development, 67(3), 836–849.
Brown, R. P., & Gerbarg, P. L. (2005). Sudarshan Kriya Yogic breathing
in the treatment of stress, anxiety, and depression, Part I: Neurophysi-
ologic model. The Journal of Alternative and Complementary Medi-
cine, 11, 189–201.
Browne, D. T., Leckie, G., Prime, H., Perlman, M., & Jenkins, J. M.
(2016). Observed sensitivity during family interactions and cumulative
risk: A study of multiple dyads per family. Developmental Psychology,
52(7), 1128.
Browne, D. T., Wade, M., Plamondon, A., Leckie, G., Perlman, M.,
Madigan, S., & Jenkins, J. M. (2018). Child and contextual effects in the
emergence of differential maternal sensitivity across siblings. Develop-
mental Psychology. 54(7), 1265–1276. doi:10.1037/dev0000506
Browne, D. T., Wade, M., Prime, H., & Jenkins, J. M. (2018). School readi-
ness amongst urban Canadian families: Risk profiles and family media-
tion. Journal of Educational Psychology, 110(1), 133–146. doi:http://
dx.doi.org/10.1037/edu0000202
Brownell, C. A. (2013). Early development of prosocial behavior: Current
perspectives. Infancy, 18(1), 1–9. doi:10.1111/infa.12004
Brownell, C. A., Svetlova, M., Anderson, R., Nichols, S. R., & Drummond,
J. (2013). Socialization of early prosocial behavior: Parents’ talk about
emotions is associated with sharing and helping in toddlers. Infancy,
18(1), 91–119.
Brownell, C. A., Zerwas, S., & Ramani, G. B. (2007). “So big”: The devel-
opment of body self-awareness in toddlers. Child Development, 78(5),
1426–1440.
Browning, C. R. (1992). Ordinary men: Reserve Police Battalion 101 and
the final solution in Poland. New York, NY: HarperCollins.
Bruneau, E., Pluta, A., Saxe, R., (2012). Distinct roles of the ‘Shared Pain’
and ’Theory of Mind’ networks in processing others’ emotional suffer-
ing. Neuropsychologia, 50(2), 219–231.
Bruner, J. (1986). Actual minds, possible worlds. Cambridge, MA: Harvard
University Press.
Bruner, J. S. (2003, September 25). Do not pass go. [Review of the book
The culture of control: Crime and social order in contemporary soci-
ety, by D. W. Garland]. New York Review of Books, 50.
Brunetti M, Babiloni C, Ferretti A, Del Gratta C, Merla A, Olivetti Belar-
dinelli M, Romani GL. (2008). Hypothalamus, sexual arousal, and psy-
chosexual identity in human males: A functional magnetic resonance
imaging study. European Journal of Neuroscience. 27(11), 2922–7.
Bryant, F. B., Chadwick, E. D., & Kluwe, K. (2011). Understanding the
processes that regulate positive emotional experience: Unsolved prob-
lems and future directions for theory and research on savoring. Inter-
national Journal of Wellbeing, 1, 107–126.
Buck, R. (1999). The biology of affects: A typology. Psychological
Review, 106, 301–336.
Buck, R. (2002). The genetics and biology of true love: Prosocial biological
affects and the left hemisphere. Psychological Review, 109, 739–744.
Buck, R., & Ginsberg, B. E. (1997). Communicative genes and the
evolution of empathy: Selfish and social emotions as voices of selfish
and social genes. In C. S. Carter, I. I. Lederhendler, & B. Kirkpatrick
(Eds.), The integrative neurobiology of affiliation (pp. 481–483). New
York, NY: New York Academy of Sciences.
Buckholz, J. W., Asplund, C. L., Dux, P. E., Zald, D. H., Gore, J. C., Jones,
O. D., & Marois, R. (2008). The neural correlates of third-party punish-
ment. Neuron, 60, 930–940.
Buckley, T. C., Blanchard, E. B., & Neill, W. T. (2000). Information pro-
cessing and PTSD: A review of the empirical literature. Clinical Psy-
chology Review, 20(8), 1041–1065.
Bufferd, S. J., Dougherty, L. R., Carlson, G. A., Rose, S., & Klein, D. N.
(2012). Psychiatric disorders in preschoolers: Continuity from ages 3 to
6. American Journal of Psychiatry, 169(11), 1157–1164. doi:10.1176/
appi.ajp.2012.12020268
Buhle, J., Kober, H., Ochsner, K., Mende-Siedlecki, P., Weber, J.,
Hughes, . . . Wager, T. (2013). Common representation of pain and
negative emotion in the midbrain periaqueductal gray. Social Cognitive
and Affective Neuroscience, 8, 609–616.
Buist, K. L., Deković, M., & Prinzie, P. (2013). Sibling relationship qual-
ity and psychopathology of children and adolescents: A meta-analysis.
Clinical Psychology Review, 33(1), 97–106.
Bullivant, S. B., Sellergren, S. A., Stern, K., Spencer, N. A., Jacob, S.,
Mennella, J. A., & McClintock, M. K. (2004). Women’s sexual expe-
rience during the menstrual cycle: Identification of the sexual phase
by noninvasive measurement of luteinizing hormone. Journal of Sex
Research, 41(1), 82–93.
Burgess, E. W., & Wallin, P. (1953). Engagement and marriage. Philadel-
phia, PA: Lippincott.
Burleson, M. H., Trevathan, W. R., & Gregory, W. L. (2002). Sexual behavior
in lesbian and heterosexual women: Relations with menstrual cycle phase
and partner availability. Psychoneuroendocrinology, 27(4), 489–503.
Burnam, M. A., Stein, J. A., Golding, J. M., Siegel, J. M., Sorenson, S. B.,
Forsythe, A. B., & Telles, C. A. (1988). Sexual assault and mental dis-
orders in a community population. Journal of Consulting and Clinical
Psychology, 56, 843–850.
Burnay, C., & Cordovil, R. (2016). Crawling experience predicts avoid-
ance of real cliffs and water cliffs: Insights from a new paradigm.
Infancy, 21(5), 677–684.
Buss, A. H., & Plomin, R. (1975). A temperament theory of personality
development. Oxford, England: Wiley-Interscience.
Buss, D. (1992). Mate preference mechanisms: Consequences for part-
ner choice and intrasexual competition. In J. H. Barkow, L. Cos-
mides, & J. Tooby (Eds.), The adapted mind (pp. 267–288). New
York, NY: Oxford University Press.
Buss, D. M. (1994). The evolution of desire: Strategies of human mating.
New York, NY: Basic Books.
Buss, D. M., Larsen, R., Westen, D., & Semmelroth, J. (1992). Sex differ-
ences in jealousy: Evolution, physiology, and psychology. Psychologi-
cal Science, 3, 251–255.
http://dx.doi.org/10.1037/edu0000202
http://dx.doi.org/10.1037/edu0000202
RefeRences402
Buss, K. A., Davis, E. L., Ram, N., & Coccia, M. (2018). Dysregulated
fear, social inhibition, and respiratory sinus arrhythmia: A replication
and extension. Child Development, 89(3), e214–e228.
Buss, D. M. (1989). Sex differences in human mate preferences: Evolu-
tionary hypotheses tested in 37 cultures. Behavioral and Brain Sci-
ences, 12, 1–49.
Buss, D.M. (2009). The great struggles of life: Darwin and the emergence
of evolutionary psychology. American Psychologist, 64, 140–148.
Butler, A. C., Chapman, J. E., Forman, E. M., & Beck, A. T. (2006). The
empirical status of cognitive-behavioral therapy: A review of meta-
analyses. Clinical Psychology Review, 26(1), 17–31.
Butler, E. A. (2015). Interpersonal affect dynamics: It takes two (and time)
to tango. Emotion Review, 7, 336–341.
Butzlaff, R. L., & Hooley, J. M. (1998). Expressed emotion and psychiatric
relapse: A meta-analysis. Archives of General Psychiatry, 55, 547–552.
Byrne-Davis, L. M. T., & Vedhara, K. (2008). Psychoneuroimmunology.
Social and Personality Psychology Compass, 2, 751–764.
Cabaj, J. L., McDonald, S. W., & Tough, S. C. (2014). Early childhood risk
and resilience factors for behavioural and emotional problems in middle
childhood. BMC Pediatrics, 14, 166. doi:10.1186/1471-2431-14-166
Cacioppo, J. T., & Gardner, W. L. (1999). Emotion. Annual Review of Psy-
chology, 50, 191–214.
Cacioppo, J. T., Klein, D. J., Berntson, G. C., & Hatfield, E. (1993). The
psychophysiology of emotion. In M. Lewis & J. M. Haviland (Eds.),
Handbook of emotions (pp. 119–142). New York, NY: Guilford.
Caine, S., & Koob, G. (1993). Modulation of cocaine self-administration
in the rat through D-3 dopamine receptors. Science, 260, 1814–1816.
Calkins, S. D., Graziano, P. A., & Keane, S. P. (2007). Cardiac vagal regu-
lation differentiates among children at risk for behavior problems. Bio-
logical Psychology, 74(2), 144–153.
Calkins, S. D., & Keane, S. P. (2004). Cardiac vagal regulation across the
preschool period: Stability, continuity, and implications for childhood
adjustment. Developmental Psychobiology, 45(3), 101–112.
Call, J., & Tomasello, M (2008). Does the chimpanzee have a theory of
mind? 30 years later. Trends in Cognitive Science, 12, 187–192.
Calvo, M. G., & Avero, P. (2005). Time course of attentional bias to emo-
tional scenes in anxiety: Gaze direction and duration. Cognition and
Emotion, 19, 433–451.
Cameron, J. (Writer & Director). (2009). Avatar [Movie]. USA.
Campbell, S. B., Leezenbaum, N. B., Schmidt, E. N., Day, T. N., &
Brownell, C. A. (2015). Concern for another’s distress in toddlers at
high and low genetic risk for autism spectrum disorder. Journal of
Autism and Developmental Disorders, 45(11), 3594–3605.
Campos, B., & Kim, H. S. (2017). Incorporating the cultural diversity of
family and close relationships into the study of health. American Psy-
chologist, 72(6), 543.
Campos, B., Shiota, M. N., Keltner, D., Gonzaga, G. C., & Goetz, J. L.
(2013). What is shared, what is different? Core relational themes and
expressive displays of eight positive emotions. Cognition & Emotion,
27(1), 37–52.
Campos, J. J., Barrett, K. C., Lamb, M. E., Goldsmith, H. H., & Sten-
berg, C. (1983). Socioemotional development. In M. M. Haith & J.
J. Campos (Eds.), Handbook of Child Psychology (4th ed., Vol. II,
pp. 783–915). New York, NY: John Wiley.
Campos, J. J., Bertenthal, B. I., & Kermoian, R. (1992). Early experience
and emotional development: The emergence of wariness of heights.
Psychological Science, 3(1), 61–64.
Campos, J. J., Kermoian, R., & Zumbahlen, M. R. (1992). Socioemotional
transformations in the family system following infant crawling onset.
In N. Eisenberg & R. A. Fabes (Eds.), Emotion and its regulation in
early development. (New Directions in Child Development No. 55)
(pp. 25–40). San Francisco, CA: Jossey-Bass.
Campos, J. J., Walle, E. A., Dahl, A., & Main, A. (2011). Reconceptual-
izing emotion regulation. Emotion Review, 3, 26–35.
Camras, L., Meng, Z., Ujiie, T., Dharamsi, S., Miyake, K., Oster,
H., . . . Campos J. (2002). Observing emotion in infants: Facial
expression, body behavior, and rater judgments of responses to an
expectancy-violating event. Emotion, 2(2), 179–193.
Camras, L., Oster, H., Campos, J. J., & Bakemand, R. (2003). Emotional
facial expressions in European-American, Japanese, and Chinese
infants. Annual New York Academy of Science, 1000, 135–151.
Camras, L. A., & Fatani, S. S. (2016). The development of facial expres-
sions: Current perspectives on infant emotions. In L. F. Barrett, M.
Lewis, & J. M. Haviland-Jones (Eds.), Handbook of Emotions (4th
ed.). New York, NY: Guilford Publications.
Camras, L. A., Meng, Z., Ujiie, T., Dharamsi, S., Miyake, K., Oster,
H., . . . Campos, J. (2002). Observing emotion in infants: Facial expres-
sion, body behavior, and rater judgments of responses to an expec-
tancy-violating event. Emotion, 2(2), 179–193.
Camras, L. A., Oster, H., Ujiie, T., Campos, J. J., Bakeman, R., & Meng,
Z. (2007). Do infants show distinct negative facial expressions for fear
and anger? Emotional expression in 11-month-old European American,
Chinese, and Japanese infants. Infancy, 11(2), 131–155.
Canli, T., Zhao, Z., Desmond, J. E., Kang, E., Gross, J., & Gabrieli, J. D.
(2001). An fMRI study of personality influences on brain reactivity to
emotional stimuli. Behavioral Neuroscience, 115(1), 33–42.
Canli, T., Zhao, Z. U. O., Desmond, J. E., Glover, G., & Gabrieli, J. D. (1999).
fMRI identifies a network of structures correlated with retention of posi-
tive and negative emotional memory. Psychobiology, 27(4), 441–452.
Cannon, W. B. (1927). The James–Lange theory of emotion: A critical
examination and an alternative theory. American Journal of Psychol-
ogy, 39, 106–124.
Cannon, W. B. (1929). Bodily changes in pain, hunger, fear and rage (2nd
ed.). New York, NY: Appleton.
Cannon, W. B. (1931). Again the James–Lange and the thalamic theories
of emotion. Psychological Review, 38, 281–295.
Caputi, M., Lecce, S., Pagnin, A., & Banerjee, R. (2012). Longitudinal effects
of theory of mind on later peer relations: the role of prosocial behavior.
Developmental Psychology, 48(1), 257–270. doi:10.1037/a0025402
Carey, N. (2013). The Epigenetics Revolution. New York, NY: Columbia
University Press
References 403
Carlson, E., Sroufe, A., & Egeland, B. (2004). The construction of experi-
ence: A longitudinal study of representation and behavior. Child Devel-
opment, 75(1), 66–83.
Carlson, N. (2004). Foundations of physiological psychology (6th ed.).
Boston, MA: Allyn & Bacon.
Carlson, S. M., & Wang, T. S. (2007). Inhibitory control and emotion
regulation in preschool children. Cognitive Development, 22(4),
489–510.
Carmichael, M. S., Humbert, R., Dixen, J., Palmisano, G., Greenleaf,
W., Davidson, J. M. (1987). Plasma oxytocin increases in the human
sexual response. Journal of Clinical Endocrinology and Metabolism,
64(1), 27–31.
Carney, D., Cuddy, A., & Yap, A. J. (2010). Power posing: Brief nonverbal
displays affect neuroendocrine levels and risk tolerance. Psychological
Science, 21, 1363–1368.
Carpenter, M., Nagell, K., & Tomasello, M. (1998). Social cognition, joint
attention, and communicative competence from 9 to 15 months of age.
Monographs of the Society for Research in Child Development, 63(4),
1–174.
Carr, A. (2009). The effectiveness of family therapy and systemic inter-
ventions for child-focused problems. Journal of Family Therapy, 31,
3–45.
Carr, A. (2014). The evidence base for family therapy and systemic inter-
ventions for child-focused problems. Journal of Family Therapy,
36(2), 107–157. doi:10.1111/1467-6427.12032
Carr, C. P., Martins, C. M., Stingel, A. M., Lemgruber, V. B., & Juruena, M.
F. (2013). The role of early life stress in adult psychiatric disorders: A
systematic review according to childhood trauma subtypes. The Jour-
nal of Nervous and Mental Disease, 201(12), 1007–1020. doi:10.1097/
NMD.0000000000000049
Carr, E. W., Winkielman, P., & Oveis, C. (2014). Transforming the mirror:
Power fundamentally changes facial responding to emotional expres-
sions. Journal of Experimental Psychology: General, 143, 997–1003.
Carragher, N., Krueger, R. F., Eaton, N. R., & Slade, T. (2015). Disorders
without borders: Current and future directions in the meta-structure
of mental disorders. Social Psychiatry and Psychiatric Epidemiology,
50(3), 339–350.
Carstensen, L. L., Turan, B., Scheibe, S., Ram, N., Ersner-Hershfield, H.,
Samanez-Larkin, G. R., . . . Nesselroade, J. R. (2011). Emotional expe-
rience improves with age: Evidence based on over 10 years of experi-
ence sampling. Psychology and Aging, 26(1), 21–33.
Carter, A. S., Wagmiller, R. J., Gray, S. A., McCarthy, K. J., Horwitz, S.
M., & Briggs-Gowan, M. J. (2010). Prevalence of DSM-IV disorder
in a representative, healthy birth cohort at school entry: Sociodemo-
graphic risks and social adaptation. Journal of the American Academy
of Child & Adolescent Psychiatry, 49(7), 686–698.
Carter, C. S. (1992). Oxytocin and sexual behavior. Neuroscience and
Biobehavioral Reviews, 16, 131–144.
Carter, C. S. (1998). Neuroendocrine perspectives on social attachment
and love. Psychoneuroendocrinology, 23(8), 779–818.
Carter, C. S., & Altemus, M. (1997). Integrative functions of lactational
hormones in social behavior and stress management. Annals of The
New York Academy of Sciences , 807, 164–174.
Cartwright, F. F. (1977). A social history of medicine. London, England:
Longman.
Carver, C. S., Johnson, S. L., & Joormann, J. (2008). Serotonergic func-
tion, two-mode models of self-regulation, and vulnerability to depres-
sion: What depression has in common with impulsive aggression.
Psychological Bulletin, 134(6), 912–943.
Carver, C. S., Johnson, S. L., & Timpano, K. R. (2017). Towards a func-
tional view of the p factor in psychopathology. Clinical Psychological
Science, 5, 880–889.
Carver, C.S., & White, T.L. (1994). Behavioral inhibition, behavioral acti-
vation, and affective responses to impending reward and punishment:
The BIS/BAS Scales. Journal of Personality and Social Psychology,
67, 319–333.
Carver, L. J., & Vaccaro, B. G. (2007). 12-month-old infants allocate
increased neural resources to stimuli associated with negative adult
emotion. Developmental Psychology, 43(1), 54–69.
Cashon, C. H., & Cohen, L. B. (2003). The construction, deconstruc-
tion, and reconstruction of infant face perception. In O. Pascalis &
A. Slater (Eds.), The development of face processing in infancy and
early childhood: Current perspectives (pp. 55–68). New York, NY:
Nova Science.
Caspi, A., Harrington, H. L., Milne, B., Amell, J. W., Theodore, R. F., &
Moffitt, T. E. (2003). Children’s behavioral styles at age 3 are linked
to their adult personality traits at age 26. Journal of Personality, 71,
495–513.
Caspi, A., Houts, R., Belsky, D. W., Goldman-Mellor, S. J., Harrington,
H., Israel, S., . . . & Moffitt, T. E. (2014). The p factor: One gen-
eral psychopathology factor in the structure of psychiatric disor-
ders? Clinical Psychological Science, 2, 119–137. doi:10.1177/
2167702613497473
Caspi, A., McClay, J., Moffitt, T. E., Mill, J., Martin, J., Craig, I.
W., . . . Poulton, R. (2002). Role of the genotype in the cycle of vio-
lence in maltreated children. Science, 297, 851–854.
Caspi, A., Moffitt, T. E., Morgan, J., Rutter, M., Taylor, A., Arseneault,
L., . . . Polo-Tomas, M. (2004). Maternal expressed emotion predicts
children’s antisocial behavior problems: Using MZ-twin differences to
identify environmental effects on behavioral development. Develop-
ment Psychology, 40(2), 149–161.
Caspi, A., Roberts, B. W., & Shiner, R. L. (2005). Personality development:
Stability and change. Annual Review of Psychology, 55, 453–484.
Caspi, A., & Silva, P. A. (1995). Temperamental qualities at age 3 predict
personality traits in young adulthood: Longitudinal evidence from a
birth cohort. Child Development, 66, 486–498.
Caspi, A., Sugden, K., Moffitt, T. E., Taylor, A., Craig, I. W., Harrington,
H., . . . & Poulton, R. (2003). Influence of life stress on depres-
sion: Moderation by a polymorphism in the 5-HTT gene. Science,
301(5631), 386–389.
RefeRences404
Cassidy, B. S., & Krendl, A. C. (2016). Dynamic neural mechanisms
underlie race disparities in social cognition. Neuroimage, 132, 238–
246. doi:10.1016/j.neuroimage.2016.02.043
Cassidy, J. (1994). Emotion regulation: Influences of attachment relation-
ships. Monographs of the Society for Research in Child Development,
59(2–3), 228–249.
Cassidy, J., Aikins, J. W., Chernoff, J. J. (2003). Children’s peer selection:
Experimental examination of the role of self-perceptions. Develop-
mental Psychology, 39(3), 495–508.
Castro, V. L., Camras, L. A., Halberstadt, A. G., & Shuster, M. (2018).
Children’s prototypic facial expressions during emotion-eliciting con-
versations with their mothers. Emotion, 18(2), 260–276.
Catalino, L. I., Algoe, S. B., & Fredrickson, B. L. (2014). Prioritizing
positivity: An effective approach to pursuing happiness? Emotion, 14,
1155–1161.
Cecchini, M., Baroni, E., Di Vito, C., Piccolo, F., Aceto, P., & Lai, C.
(2013). Effects of different types of contingent tactile stimulation on
crying, smiling, and sleep in newborns: An observational study. Devel-
opmental Psychobiology, 55(5), 508–517. doi:10.1002/dev.21054
Cecil, C. A., Lysenko, L. J., Jaffee, S. R., Pingault, J. B., Smith, R. G.,
Relton, C. L., . . . Barker, E. D. (2014). Environmental risk, oxytocin
receptor gene (OXTR) methylation and youth callous-unemotional
traits: A 13-year longitudinal study. Molecular psychiatry, 19(10),
1071. doi: 10.1038/mp.2014.95
Centers for Disease Control. (2018). Suicide rate rising across the US.
Retrieved from https://www.cdc.gov/vitalsigns/suicide/index.html
Centifanti, L., Meins, E., & Fernyhough, C. (2016). Callous-unemotional
traits and impulsivity: Distinct longitudinal relations with mind-mind-
edness and understanding of others. Journal of Child Psychology and
Psychiatry, 57(1), 84–92.
Chagnon, N. A. (1968). Yanomamö: The fierce people. New York, NY:
Holt, Rinehart & Winston.
Chaiken, S., Lieberman, A., & Eagly, A. H. (1989). Heuristic and systematic
information processing within and beyond the persuasion context. In J.
S. Uleman & J. A. Bargh (Eds.), Unintended thought: Limits of aware-
ness, intention and control (pp. 212–252). New York, NY: Guilford.
Chamberlain, P., Price, J., Leve, L. D., Laurent, H., Landsverk, J. A., & Reid,
J. B. (2008). Prevention of behavior problems for children in foster care:
Outcomes and mediation effects. Prevention Science, 9(1), 17–27.
Chapman, H. A., Kim, D. A., Susskind, J. M., & Anderson, A. K. (2009).
In bad taste: Evidence for the oral origins of moral disgust. Science,
323, 1222–1226.
Charney, E. (2012). Behavior genetics and postgenomics. The Behavioral
and Brain Sciences, 35(5), 331–358. doi:10.1017/S0140525X11002226
Chatterjee, D., Chatterjee-Chakraborty, M., Rees, S., Cauchi, J., de
Medeiros, C. B., & Fleming, A. S. (2007). Maternal isolation alters the
expression of neural proteins during development: ‘Stroking’ stimula-
tion reverses these effects. Brain Research, 1158, 11–27.
Chen, E. & Matthews, K. A. (2001). Cognitive appraisal biases: An
approach to understanding the relation between socioeconomic status
and cardiovascular reactivity in children. Annals of Behavioral Medi-
cine, 23, 101–111.
Cheng, J. T., Tracy, J. L., Ho, S., & Henrich, J. (2016). Listen, follow me:
Dynamic vocal signals of dominance predict emergent social rank in
humans. Journal of Experimental Psychology: General, 145(5), 536–
547.
Cheng, Y., Lee, S. Y., Chen, H. Y., Wang, P. Y., & Decety, J. (2012). Voice
and emotion processing in the human neonatal brain. Journal of Cogni-
tive Neuroscience, 24(6), 1411–1419. doi:10.1162/jocn_a_00214
Cherlin, A. J., Furstenberg, F. F., Chase-Lansdale, P. L., Kiernan, K. E., &
Robins, P. K. (1991). Longitudinal studies of effects of divorce on chil-
dren in Great Britain and the United States. Science, 252, 1386–1389.
Chetty, R., Hendren, N., & Katz, L. F. (2016). The effects of exposure
to better neighborhoods on children: New evidence from the mov-
ing to opportunity experiment. American Economic Review, 106(4),
855–902. doi:10.1257/aer.20150572
Cheung, H. S., & Elliott, J. M. (2016). Measuring maternal sensitivity:
Cultural variations in the measurement of emotional availability. Child
Development, 87(3), 898–915.
Chevalier, N. (2015). The development of executive function: Toward
more optimal coordination of control with age. Child Development
Perspectives, 9(4), 239–244.
Cheyney, D. L., & Seyfarth, R. M. (1990). How monkeys see the world:
Inside the mind of another species. Chicago, IL: University of Chicago
Press.
Chiarella, S. S., & Poulin-Dubois, D. (2013). Cry babies and pollyannas:
Infants can detect unjustified emotional reactions. Infancy, 18(s1),
E81–E96.
Chimpanzee Sequencing and Analysis Consortium (2005). Initial sequence
of the chimpanzee genome and comparison with the human genome.
Nature, 437, 69–87.
Chivers, M. L., Seto, M. C., Lalumière, M. L., Laan, E., & Grimbos, T.
(2010). Agreement of genital and subjective measures of sexual arousal
in men and women: A meta-analysis. Archives of Sexual Behavior, 39,
5–56.
Cho, H., Gonzalez, R., Lavaysse, L. M., Pence, S., & Fulford, D. (2017).
Do people with schizophrenia experience more negative emotion and
less positive emotion in their daily lives? A meta-analysis of experi-
ence sampling studies. Schizophrenia Research, 183, 49–55.
Chojnacki, J. T., & Walsh, W. B. (1990). Reliability and concurrent valid-
ity of the Sternberg Triangular Love Scale. Psychological Reports, 67,
219–224.
Chorpita, B. F., Park, A., Tsai, K., Korathu-Larson, P., Higa-McMillan,
C. K., Nakamura, B. J., . . . Krull, J. (2015). Balancing effectiveness
with responsiveness: Therapist satisfaction across different treatment
designs in the Child STEPs randomized effectiveness trial. Journal of
Consulting and Clinical Psychology, 83(4), 709.
Chorpita, B. F., & Weisz, J. R. (2009). Modular approach to therapy
for children with anxiety, depression, trauma, or conduct problems
(MATCH-ADTC).
https://www.cdc.gov/vitalsigns/suicide/index.html
References 405
Chow, S. M., Haltigan, J. D., & Messinger, D. S. (2010). Dynamic infant-
parent affect coupling during the face-to-face/still-face. Emotion,
10(1), 101–114. doi:10.1037/a0017824
Chrétien De Troyes (1180). The knight of the cart. In D.
Staines (Ed.), The complete romances of Chrétien de Troyes
(pp. 170–256). Bloomington: Indiana University Press (1990).
Christakis, N. A., & Fowler, J. H. (2007). The spread of obesity in a large
social network over 32 years. New England Journal of Medicine,
357(4), 370–379.
Christian, D. (2004). Maps of time: An introduction to big history.
Berkeley: University of California Press.
Christianson, S.-Å., & Loftus, E. (1991). Remembering emotional events:
The fate of detailed information. Cognition and Emotion, 5, 81–108.
Chu, B. C., Hoffman, L., Johns, A., Reyes-Portillo, J., & Hansford, A.
(2015). Transdiagnostic behavior therapy for bullying-related anxi-
ety and depression: Initial development and pilot study. Cognitive and
Behavioral Practice, 22(4), 415–429. doi:10.1016/j.cbpra.2014.06.007
Chung, H. L., & Steinberg, L. (2006). Relations between neighborhood
factors, parenting behavior, peer deviance and delinquency among seri-
ous juvenile offenders. Developmental Psychology, 42(2), 319–331.
Cicchetti, D. (2013). Annual research review: Resilient functioning in
maltreated children—Past, present, and future perspectives. Journal
of Child Psychology and Psychiatry, and Allied Disciplines, 54(4),
402–422. doi:10.1111/j.1469-7610.2012.02608.x
Cicchetti, D., & Rogosch, F. A. (1996). Equifinality and multifinality in
developmental psychopathology. Development and Psychopathology,
597–600.
Cicchetti, D., Rogosch, F. A., & Thibodeau, E. L. (2012). The effects of
child maltreatment on early signs of antisocial behavior: Genetic mod-
eration by tryptophan hydroxylase, serotonin transporter, and mono-
amine oxidase A genes. Development and Psychopathology, 24(3),
907–928. doi:10.1017/S0954579412000442
Cicchetti, D., & Toth, S. (2005). Child maltreatment. Annual Review of
Clinical Psychology, 1, 409–438.
Cicero (45 BCE). Tusulan disputations In J. E. King (Ed. & Trans.). Loeb
ed., Cicero (Vol. 18). Cambridge, MA: Harvard University Press (cur-
rent edition 1927).
Cikara, M., Botvinick, M. M., & Fiske, S. T. (2011). Us versus them:
Social identity shapes neural responses to intergroup competition and
harm. Psychological Science, 22, 306–313.
Cikara, M., Bruneau, E. G., & Saxe, R. R. (2011). Us and them: Intergroup
failures of empathy. Current Directions in Psychological Science, 20,
149–153.
Cipriani, A., Furukawa, T. A., Salanti, G., Chaimani, A., Atkinson, L.
Z., Ogawa, Y., . . . & Geddes, J. R. (2018). Comparative efficacy and
acceptability of 21 antidepressant drugs for the acute treatment of adults
with major depressive disorder: A systematic review and network meta-
analysis. The Lancet, 391, 1357–1366.
Clark, A. E., & Oswald, A. J. (1994). Unhappiness and unemployment. The
Economic Journal, 104, 648–659.
Clark, C. (1990). Emotions and the micropolitics in everyday life: Some pat-
terns and paradoxes of “Place”. In T. D. Kemper (Ed.), Research agendas
in the sociology of emotions (pp. 305–334). Albany: State University of
New York Press.
Clark, L. A. (2005). Temperament as a unifying basis for personality and
psychopathology. Journal of Abnormal Psychology, 114(4), 505–521.
Clark, M. S., & Finkel, E. J. (2005). Willingness to express emotion: The
impact of relationship type, communal orientation, and their interac-
tion. Personal Relationships, 12, 169–180.
Clark, M. S., Fitness, J., & Brissette, I. (2004). Understanding people’s
perceptions of relationships is crucial to understanding their emo-
tional lives. In M. Brewer & M. Hewstone (Eds.), Emotion and moti-
vation. Perspectives on social psychology (pp. 21–46). Malden, MA:
Blackwell.
Clark, M. S., & Williamson, G. M. (1989). Moods and social judgments. In
H. Wagner & A. Manstead (Eds.), Handbook of social psychophysiol-
ogy (pp. 347–370). Chichester, England: Wiley.
Clauss, J., Avery, S., & Blackford, J. (2015). The nature of individual dif-
ferences in inhibited temperament and risk for psychiatric disease: A
review and meta-analysis. Progress in Neurobiology, 127, 23–45.
Clayton, A. H., Clavet, G. J., McGarvey, E. L., Warnock, J. K., & Weiss, K.
(1999). Assessment of sexual functioning during the menstrual cycle.
Journal of Sex & Marital Therapy, 25(4), 281–291.
Clore, G. L. (1992). Cognitive phenomenology: Feelings and the construc-
tion of judgment. In L. L. Martin & A. Tesser (Eds.), The construction
of social judgment (pp. 133–163). Hillsdale, NJ: Erlbaum.
Clore, G. L., & Gasper, K. (2000). Feeling is believing: Some affective
influences on belief. In N. H. Frijda, A. S. R. Manstead, & S. Bem
(Eds.), Emotions and beliefs: How feelings influence thoughts (pp.
10–44). Cambridge, England: Cambridge University Press.
Clore, G. L., Gasper, K., & Garvin, E. (2001). Affect as information. In
J. P. Forgas (Ed.), Handbook of affect and social cognition (pp. 121–
144). Nahwah, NJ: Erlbaum.
Clore, G. L., & Huntsinger, J. R. (2007). How emotions inform judgments
and regulate thought. Trends in Cognitive Sciences, 11, 393–399.
Clore, G. L., & Ortony, A. (2008). Appraisal theories: How cognition
shapes affect into emotion. In M. Lewis, J. Haviland Jones & L. F.
Barrett (Eds.), Handbook of emotions (3rd ed., pp. 628–642). New
York, NY: Guilford.
Clore, G. L., & Ortony, A. (2013). Psychological construction in the OCC
model of emotion. Emotion Review, 5(4), 335–343.
Clore, G. L., & Palmer, J. (2009). Affective guidance of intelligent agents:
How emotion controls cognition. Cognitive Systems Research, 10, 21–30.
Clore, G. L., & Pappas, J. (2007). The affective regulation of social interac-
tion. Social Psychology Quarterly, 70, 333–339.
Cohen, J. (1988). Statistical power analysis for the behavioral sciences
(2nd ed.). Hillsdale, NJ: Lawrence Erlbaum Associates.
Cohen, S., Frank, E., Doyle, W. J., Skoner, D. P., Rabin, B. S. , Gwaltney,
J. M., Jr. (1998). Types of stressors that increase susceptibility to the
common cold in healthy adults. Health Psychology, 17, 214–223.
RefeRences406
Cohen, S., & Wills, T. A. (1985). Stress, social support, and the buffering
hypothesis. Psychological Bulletin, 98, 310–357.
Cohen Charash, Y. & Larson, E.C. (2017). What is the nature of envy. In
R.H. Smith, U, Merlone, & M.K. Duffy (Eds.) Envy at work and in
organizations (pp. 1–37). New York, NY: Oxford University Press.
Cohen, M. A., Fredrickson, B. L., Brown, S. L., Mikels, J. A., & Conway,
A. M. (2009). Happiness unpacked: Positive emotions increase life
satisfaction by building resilience. Emotion, 9, 361–368.
Coid, J., & Yang, M. (2011). The impact of psychopathy on violence
among the household population of Great Britain. Social Psychiatry
and Psychiatric Epidemiology, 46, 473–480.
Cole, P. M. (1986). Children’s spontaneous control of facial expression.
Child Development, 1309–1321.
Cole, P. M., Armstrong, L. M., & Pemberton, C. K. (2010). The role of
language in the development of emotion regulation. In S. D. Calkins &
M. A. Bell (Eds.), Human brain development. Child development at the
intersection of emotion and cognition (pp. 59–77).
Cole, P. M., & Deater-Deckard, K. (2009). Emotion regulation, risk and
psychopathology. Journal of Child Psychology and Psychiatry, 50(11),
1327–1330.
Cole, P. M., Martin, S. E., & Dennis, T. A. (2004). Emotion regulation as a
scientific construct: Methodological challenges and directions for child
development research. Child Development, 75(2), 317–333.
Collingwood, R. G. (1938). The principles of art. Oxford, England: Oxford
University Press.
Collins, R. C. (1990). Stratification, emotional energy, and the transient
emotions. In T. D. Kemper (Ed.), Research agendas in the sociology of
emotions (pp. 27–57). Albany: The State University of New York Press.
Colman, I., Murray, J., Abbott, R. A., Maughan, B., Kuh, D., Croudace,
T. J., & Jones, P. B. (2009). Outcomes of conduct problems in adoles-
cence: 40 year follow-up of national cohort. British Medical Journal
(Clinical Research Ed.), 338, 2981.
Colman, I., Ploubidis, G. B., Wadsworth, M. E. J., Jones, P. B., &
Croudace, T. J. (2007). A longitudinal typology of symptoms of
depression and anxiety over the life course. Biological Psychiatry,
62(11), 1265–1271.
Coln, K. L., Jordan, S. S., & Mercer, S. H. (2013). A unified model
exploring parenting practices as mediators of marital conflict and chil-
dren’s adjustment. Child Psychiatry and Human Development, 44(3),
419–429. doi:10.1007/s10578-012-0336-8
Comer, J. S., & Barlow, D. H. (2014). The occasional case against broad
dissemination and implementation: Retaining a role for specialty care
in the delivery of psychological treatments. American Psychologist,
69(1), 1. doi:10.1037/a0033582
Conan-Doyle, A. (1894). Silver Blaze. In The Penguin complete adven-
tures of Sherlock Holmes (pp. 335–350). London, England: Penguin
(current edition 1981).
Condon, P., & DeSteno, D. (2011). Compassion for one reduces punish-
ment for another. Journal of Experimental Social Psychology, 47,
698–701.
Conger, R. D., & Donnellan, M. B. (2007). An interactionist perspective
on the socioeconomic context of human development. Annual Review
Psychology, 58, 175–199.
Conger, R. D., Schofield, T. J., & Neppl, T. K. (2012). Intergenerational con-
tinuity and discontinuity in harsh parenting. Parenting, 12(2–3), 222–231.
Conway, M. A. (1990). Conceptual representation of emotions: The role
of autobiographical memories. In K. J. Gilhooly, M. T. G. Keene, R.
H. Logie, & G. Erdos (Eds.), Lines of thinking: Reflections on the
psychology of thought, Vol. 2. Skills, emotion, creative processes, indi-
vidual differences and teaching thinking. Chichester, England: Wiley.
Conway, M. A., & Bekerian, D. A. (1987). Situational knowledge and
emotions. Cognition and Emotion, 1, 145–191.
Cooke, J. E., Stuart-Parrigon, K. L., Movahed-Abtahi, M., Koehn, A. J., &
Kerns, K. A. (2016). Children’s emotion understanding and mother–
child attachment: A meta-analysis. Emotion, 16(8), 1102.
Coontz, S. (2005). Marriage, A History: How Love Conquered Marriage.
New York, NY: Penguin.
Copeland, W., Shanahan, L., Costello, E. J., & Angold, A. (2011). Cumulative
prevalence of psychiatric disorders by young adulthood: A prospective
cohort analysis from the Great Smoky Mountains Study. Journal of the
American Academy of Child & Adolescent Psychiatry, 50(3), 252–261.
Copeland, W. E., Angold, A., Shanahan, L., & Costello, E. J. (2014).
Longitudinal patterns of anxiety from childhood to adulthood: The
great smoky mountains study. Journal of the American Academy
of Child and Adolescent Psychiatry, 53(1), 21–33. doi:10.1016/j.
jaac.2013.09.017
Copeland, W. E., Wolke, D., Shanahan, L., & Costello, E. J. (2015). Adult
functional outcomes of common childhood psychiatric problems: A
prospective, longitudinal study. JAMA Psychiatry, 72(9), 892–899. doi:
10.1001/jamapsychiatry.2015.0730
Coppola, G., Ponzetti, S., & Vaughn, B. E. (2014). Reminiscing style
during conversations about emotion-laden events and effects of attach-
ment security among Italian mother–child dyads. Social Development,
23(4), 702–718.
Cordaro, D.T., Keltner, D., Tshering, S., Wangchuk, D., & Flynn, L.
(2016). The voice conveys emotion in ten globalized cultures and one
remote village in Bhutan. Emotion, 1, 117–128.
Cordaro, D.T., Sun, R., Keltner, D., Kamble, S. Huddar, N., & McNeil, G.
(2018). Universals and cultural variations in 22 emotional expressions
across five cultures. Emotion, 18 (1), 75–93.
Cornew, L., Dobkins, K. R., Akshoomoff, N., McCleery, J. P., & Carver,
L. J. (2012). Atypical social referencing in infant siblings of children
with autism spectrum disorders. Journal of Autism and Developmental
Disorders, 42(12), 2611–2621. doi:10.1007/s10803-012-1518-8
Corter, C. M., & Fleming, A. S. (1990). Maternal responsiveness in
humans: Emotional, cognitive, and biological factors. Advances in the
Study of Behavior, 19, 83–136.
Cortes, B. P., Demoulin, S., Rodriguez, R. T., Rodriguez, A. P., & Leyens,
J. P. (2005). Infrahumanization or familiarity? attribution of uniquely
human emotions to the self, the ingroup, and the outgroup. Personality
and Social Psychology Bulletin, 31(2), 243–253.
References 407
Costello, E. J., Compton, S. N., Keeler, G., & Angold, A. (2003). Rela-
tionships between poverty and psychopathology: A natural experiment.
Journal of the American Medical Association, 290, 2023–2029.
Costello, E. J., Mustillo, S., Erkanli, A., Keeler, G., & Angold, A. (2003).
Prevalence and development of psychiatric disorders in childhood and
adolescence. Archives of General Psychiatry, 60(8), 837–844.
Costello, E. J., Worthman, C., Erkanli, A., & Angold, A. (2007). Pre-
diction from low birth weight to female adolescent depression: A
test of competing hypotheses. Archives of General Psychiatry, 64,
343–350.
Cowen, A.S., & Keltner, D. (2017). Self-report captures 27 distinct cat-
egories of emotion with gradients between them. Proceedings of the
National Academy of Science, 114 (38), E7900-7909.
Coyne, J. C. (1976). Depression and response to others. Journal of Abnor-
mal Psychology, 85, 186–193.
Coyne, J. C. (1994). Self-reported distress: Analog or ersatz depression.
Psychological Bulletin, 116, 29–45.
Coyne, J. C. (1999). Thinking interactionally about depression: A radical
restatement. In T. Joiner & J. C. Coyne (Eds.), The interactional nature
of depression (pp. 365–392). Washington, DC: American Psychologi-
cal Association.
Coyne, J. C., & Gotlib, I. H. (1983). The role of cognition in depression: A
critical appraisal. Psychological Bulletin, 94, 472–505.
Coyne, J. C., Kessler, R. C., Tal, M., Turnbull, J., Wortman, C., & Greden,
J. (1987). Living with a depressed person: Burden and psychological
distress. Journal of Consulting and Clinical Psychology, 55, 347–352.
Coyne, J. C., & Whiffen, V. E. (1995). Issues in personality as diathesis
for depression: The case of sociotropy- dependency and autonomy-self
criticism. Psychological Bulletin, 118, 358–378.
Craddock, N., & Jones, I. (1999). Genetics of bipolar disorder. Journal of
Medical Genetics, 36, 585–594.
Craig, A.D. (2009). How do you feel-now? The anterior insula and human
awareness. Nature Reviews Neuroscience, 10, 59–70.
Craig, A. D. (2015). How do you feel?: An interoceptive moment with your
neurobiological self. Princeton, NJ: University Press.
Crews, F. (2017). Freud: The making of an illusion. New York, NY:
Metropolitan Books.
Critchley, H.D., & Garfinkel, S.N. (2017). Interoception and emotion. Cur-
rent Opinion in Psychology, 17, 7–14.
Cronin, H. (1991). The ant and the peacock. New York, NY: Cambridge
University Press.
Cross-Disorder Group of the Psychiatric Genomics Consortium. (2013).
Identification of risk loci with shared effects on five major psychi-
atric disorders: A genome-wide analysis. The Lancet, 381(9875),
1371–1379.
Crowell, J., Treboux, D., & Waters, E. (2002). Stability of attachment rep-
resentations: The transition to marriage. Developmental Psychology,
38, 467–479.
Csikszentmihalyi, M. (1990). Flow: The psychology of optimal experience.
New York, NY: HarperCollins.
Csikszentmihalyi, M. (1996). Creativity: Flow and the psychology of dis-
covery and invention. New York: HarperCollins.
Csikszentmihalyi, M., & Larson, R. (1984). Being adolescent: Conflict
and growth in the teenage years. New York: Basic Books.
Culp, A., Osofsky, J. D., & O’Brien, M. (1996). Language patterns of
adolescent and older mothers and their one-year-old children: A com-
parison study. First Language, 16(46), 61–75.
Cummings, E. M., & Davies, P. T. (2002). Effects of marital conflict on
children: Recent advances and emerging themes in process-oriented
research. Journal of Child Psychology and Psychiatry, and Allied
Disciplines, 43(1), 31–63.
Cummings, E. M., Davies, P. T., & Campbell, S. T. (2000). Developmental
psychopathology and family process: Theory, research, and clinical
implications. New York, NY: Guilford.
Cunningham, W. A., Johnson, M. K., Raye, C. L., Gatenby, J. C., Gore,
J. C., & Banaji, M. R. (2004). Separable neural components in the
processing of black and white faces. Psychological Science, 15(12),
806–813.
Cunningham, W. A., Raye, C. L., & Johnson, M. K. (2004). Implicit and
explicit evaluation: fMRI correlates of valence, emotional intensity,
and control in the processing of attitudes. Journal of Cognitive Neuro-
science, 16, 1717–1729.
Cunningham, W. A., Raye, C. L., & Johnson, M. K. (2005). Neural corre-
lates of evaluation associated with promotion and prevention regulatory
focus. Cognitive, Affective, & Behavioral Neuroscience, 5, 202–211.
Cupchik, G. C. (2002). The evolution of psychical distance as an aesthetic
concept. Culture and Psychology, 8, 155–187.
Curtis, W. J., & Cicchetti, D. (2011). Affective facial expression processing in
young children who have experienced maltreatment during the first year
of life: An event-related potential study. Development and Psychopathol-
ogy, 23(2), 373–395.
Curtis, W. J., & Cicchetti, D. (2013). Affective facial expression process-
ing in 15-month-old infants who have experienced maltreatment: An
event-related potential study. Child Maltreatment, 18(3), 140–154.
Cutlip, W. D., II, & Leary, M. R. (1993). Anatomic and physiological
bases of social blushing: Speculations from neurology and psychology.
Behavioural Neurology, 6, 181–185.
Cutting, A. L., & Dunn, J. (2006). Conversations with siblings and with
friends: Links between relationship quality and social understanding.
British Journal of Developmental Psychology, 24(1), 73–87.
Cyr, C., Euser, E. M., Bakermans–Kranenburg, M. J., & Van IJzendoorn,
M. H. (2010). Attachment security and disorganization in maltreating
and high-risk families: A series of meta-analyses. Development and
Psychopathology, 22, 87–108.
Dahl, H. (1991). The key to understanding change: Emotions as
appetitive wishes and beliefs about their fulfillment. In J. D. Safran
& L. S. Greenberg (Eds.), Emotions, psychotherapy, and change
(pp. 130–165). New York, NY: Guilford.
Daley, S. E., Hammen, C. L., Burge, D., Davila, J., Paley, B., Lindberg,
N., & Herzberg, D. S. (1997). Predictors of the generation of episodic
RefeRences408
stress: A longitudinal study of late adolescent women. Journal of
Abnormal Psychology, 105, 251–259.
Damasio, A. R. (1994). Descartes’ error. New York, NY: Putnam.
Damasio, A. R. (2003). Looking for Spinoza: Joy, sorrow, and the feeling
brain. Orlando, FL: Harcourt.
Damasio, H., Grabowski, T., Frank, R., Galaburda, A. M., & Damasio, A.
R. (1994). The return of Phineas Gage: The skull of a famous patient
yields clues about the brain. Science, 264, 1102–1105.
Danese, A., & McEwen, B. S. (2012). Adverse childhood experiences,
allostasis, allostatic load, and age-related disease. Physiology &
Behavior, 106(1), 29–39. doi:10.1016/j.physbeh.2011.08.019
Daniel, E., Plamondon, A., & Jenkins, J. M. (2018). An examination of the
sibling training hypothesis for disruptive behavior in early childhood.
Child Development, 89(1), 235–247.
Dante Alighieri (1295). La vita nuova (The new life) (B. Reynolds, Ed. &
Trans.). Harmondsworth, England: Penguin (1969).
Dante Alighieri (1307–1321). La divina comedia (The divine comedy) (M.
Musa, Ed. & Trans.). Harmondsworth, England: Penguin (1984).
Darbor, K. E., Lench, H. C., Davis, W. E., & Hicks, J. A. (2016). Experi-
encing versus contemplating: Language use during descriptions of awe
and wonder. Cognition and Emotion, 30, 1118–1196.
Darwin, C. (1859). On the origin of species by means of natural selection.
London, England: Murray.
Darwin, C. (1872). The expression of the emotions in man and animals.
Chicago, IL: University of Chicago Press (current edition 1965).
Darwin, C. (1872/1998). The expression of emotions in man and animals
(3rd ed.). New York, NY: Oxford University Press.
Dasgupta, N., DeSteno, D., Williams, L. A., & Hunsinger, M. (2009).
Fanning the flames: The influence of specific incidental emotions on
implicit prejudice. Emotion, 9, 585–591.
Davalos, D. B., Yadon, C. A., & Tregellas, H. C. (2012). Untreated prena-
tal maternal depression and the potential risks to offspring: A review.
Archives of Women’s Mental Health, 15(1), 1–14. doi:10.1007/s00737-
011-0251-1
Davidov, M., & Grusec, J. E. (2006). Untangling the links of parental
responsiveness to distress and warmth to child outcomes. Child Devel-
opment, 77(1), 44–315.
Davidson, R. J. (1992). Anterior cerebral asymmetry and the nature of
emotion. Brain and Cognition, 20, 125–151.
Davidson, R. J. (1993). The neuropsychology of affective style. In
M. Lewis & J. M. Haviland (Eds.), Handbook of emotions (pp. 143–154).
New York, NY: Guilford.
Davidson, R. J., Ekman, P., Saron, C. D., Senulis, J. A., & Friesen, W.
V. (1990). Approach–withdrawal and cerebral asymmetry: Emotional
expression and brain physiology I. Journal of Personality and Social
Psychology, 58, 330–341.
Davidson, R. J., & Irwin, W. (1999). The functional neuroanatomy of emo-
tion and affective style. Trends in Cognitive Sciences, 3, 11–21.
Davidson, R. J., Jackson, D. C., & Kalin, N. H. (2000). Emotion, plasticity,
context, and regulation. Psychological Bulletin, 126, 890–906.
Davidson, R. J., Kabat-Zinn, J., Schumacher, J., Rosenkrantz, M., Muller,
D., Santorelli, S. F., . . . & Sheridan, J. F. (2003a). Alterations in brain
and immune function produced by mindfulness meditation. Psychoso-
matic Medicine, 65, 564–570.
Davidson, R. J., Pizzagalli, D., Nitschke, J. B., & Kalin, N. H. (2003b).
Parsing the subcomponents of emotion and disorders: Perspectives
from affective neuroscience. In R. J. Davidson, K. Scherer & H. H.
Goldsmith (Eds.), Handbook of affective sciences (pp. 8–24). New
York, NY: Oxford University Press.
Davies, C. D., Niles, A. N., Pittig, A., Arch, J. J., & Craske, M. G. (2015).
Physiological and behavioral indices of emotion dysregulation as pre-
dictors of outcome from cognitive behavioral therapy and acceptance
and commitment therapy for anxiety. Journal of Behavior Therapy and
Experimental Psychiatry, 46, 35–43. doi:10.1016/j.jbtep.2014.08.002
Davies, P. T., Cicchetti, D., & Martin, M. J. (2012). Toward greater speci-
ficity in identifying associations among interparental aggression, child
emotional reactivity to conflict, and child problems. Child Develop-
ment, 83(5), 1789–1804. doi:10.1111/j.1467-8624.2012.01804.x
Davis, J. D., Senghas, A., & Ochsner, K. N. (2010). The effects of Botox
injections on emotional experience. Emotion, 10, 433–440.
Davis, J. D., Winkielman, P., & Coulson, S. (2015). Facial action and
emotional language: ERP evidence that blocking facial feedback selec-
tively impairs sentence comprehension. Journal of Cognitive Neurosci-
ence, 27(11), 2269–2280.
Davis, J. I., Senghas, A., Brandt, F., & Ochsner, K. N. (2010). The effects
of BOTOX injections on emotional experience. Emotion, 10(3), 433.
Davis, M. H. (1983). Measuring individual differences in empathy:
Evidence for a multidimensional approach. Journal of Personality and
Social Psychology, 44, 113–126.
Davis, P. (2017). The transferred life of George Eliot. Oxford, England:
Oxford University Press.
Dawkins, R. (1976). The selfish gene. Oxford, England: Oxford University
Press.
Dawkins, R. (1986). The blind watchmaker. New York, NY: Norton.
Dawson, S. J., Suschinsky, K. D., & Lalumiere, M. L. (2012). Sexual fan-
tasies and viewing times across the menstrual cycle: A diary study.
Archives of sexual Behavior, 41(1), 173–183.
De Castro, B. O., Veerman, J. W., Koops, W., Bosch, J. D., & Monshouwer,
H. J. (2002). Hostile attribution of intent and aggressive behaviour: A
meta-analysis. Child Development, 73(3), 916–934.
De Dreu, C. K., Greer, L. L., Handgraaf, M. J., Shalvi, S., Van Kleef, G.
A., Baas, M., . . . & Feith, S. W. (2010). The neuropeptide oxytocin
regulates parochial altruism in intergroup conflict among humans. Sci-
ence, 328(5984), 1408–1411.
De Dreu, C. K., Greer, L. L., Van Kleef, G. A., Shalvi, S., & Handgraaf,
M. J. (2011). Oxytocin promotes human ethnocentrism. Proceedings of
the National Academy of Sciences, 108(4), 1262–1266.
References 409
de Haan, M., Belsky, J., Reid, V., Volein, A., & Johnson, M. H. (2004).
Maternal personality and infants’ neural and visual responsivity to
facial expressions of emotion. Journal of Child Psychology and Psy-
chiatry, 45(7), 1209–1218.
de Haan, M., Pascalis, O., & Johnson, M. H. (2002). Specialization of neu-
ral mechanisms underlying face recognition in human infants. Journal
of Cognitive Neuroscience, 14(2), 199–209.
De Lamater, J., & Sill, M. (2005). Sexual desire in later life. Journal of Sex
Research, 42:138–149.
De Leersnyder, J., Kim, H., & Mesquita, B. (2015). Feeling right is feel-
ing good: Psychological well-being and emotional fit with culture
in autonomy-versus relatedness-promoting situations. Frontiers in
Psychology, 6, 630.
De Leersnyder, J., Mesquita, B., & Kim, H. S. (2011). Where do my emo-
tions belong? A study of immigrants’ emotional acculturation. Person-
ality and Social Psychology Bulletin, 37, 451–463.
De Leersnyder, J., Mesquita, B., Kim, H., Eom, K., & Choi, H. (2014).
Emotional fit with culture: A predictor of individual differences in rela-
tional well-being. Emotion, 14(2), 241.
De Lorris, G., & De Meun, J. (1237–1277). The romance of the rose (H.
W. Robbins, Trans.). New York, NY: Dutton (current edition 1962).
De Rosnay, M., & Harris, P. L. (2002). Individual differences in children’s
understanding of emotion: The roles of attachment and language.
Attachment & Human Development, 4(1), 39–54.
De Sousa, R. (1987). The rationality of emotions. Cambridge, MA: MIT
Press.
De Sousa, R. (2004). Emotions: What I know, what I’d like to think I know,
and what I’d like to think. In R. C. Solomon (Ed.), Thinking about feel-
ing: Contemporary philosophers on emotions (pp. 61–75). New York,
NY: Oxford University Press.
De Vignemont, F., & Singer, T. (2006). The empathetic brain: How, when,
and why. Trends in Cognitive Sciences, 10, 435–441.
De Waal, F. (1982). Chimpanzee politics. New York, NY: Harper & Row.
De Waal, F. (1989). Peacemaking among primates. Cambridge, MA: Har-
vard University Press.
De Waal, F. (1996). Good natured: The origins of right and wrong in
humans and other animals. Cambridge, MA: Harvard University Press.
De Waal, F. (2011). Interview http://www.wonderlance.com/febru-
ary2011_scientech_fransdewaal.html
De Waal, F., & Lanting, F. (1997). Bonobo: The forgotten ape. Berkeley:
University of California Press.
De Waal, F. B. M. (1995). Bonobo sex and society. Scientific American,
272(March), 82–88.
De Waal, F. B. M. (2000). Primates: A natural heritage of conflict resolu-
tion. Science, 289, 586–590.
De Wolff, M. S., & van Ijzendoorn, M. H. (1997). Sensitivity and attach-
ment: A meta-analysis on parental antecedents of infant attachment.
Child Development, 68(4), 571–591.
Dean, K., Stevens, H., Mortensen, P. B., Murray, R. M., Walsh, E., & Ped-
ersen, C. B. (2010). Full spectrum of psychiatric outcomes among off-
spring with parental history of mental disorder. Archives of General
Psychiatry, 67(8), 822–829.
Deater-Deckard K., Dodge K.A., Bates J. E., & Pettit, G. S. (1998). Multi-
ple risk factors in the development of externalizing behavior problems:
Group and individual differences. Developmental Psychopathology,
10, 469–493.
Deci, E. L., & Ryan, R. M. (2000). The “what” and “why” of goal pursuits:
Human needs and the self-determination of behavior. Psychological
Inquiry, 11(4), 227–268.
DeGangi, G. A., DiPietro, J. A., Greenspan, S. I., & Porges, S. W. (1991).
Psychophysiological characteristics of the regulatory disordered infant.
Infant Behavior and Development, 14(1), 37–50.
Dehaene, S., Changeux, J. P., Naccache, L., Sackur, J., & Sergent, C.
(2006). Conscious, preconscious, and subliminal processing: A test-
able taxonomy. Trends in Cognitive Sciences, 10(5), 204–211.
del Carmen, R., Pedersen, F. A., Huffman, L. C., & Bryan, Y. E. (1993).
Dyadic distress management predicts subsequent security of attach-
ment. Infant Behavior & Development, 16(2), 131–147.
Del Giudice, M. (2016). The life history model of psychopathology
explains the structure of psychiatric disorders and the emergence of
the p factor: A simulation study. Clinical Psychological Science, 4,
299–311.
Deleaveau, P., Jabourian, M., Lemogne, C., Guionnet, S., Bergouignan, L.,
& Fossati, P. (2011). Brain effects of antidepressants in major depres-
sion: A meta-analysis of emotional processing studies. Journal of
Affective Disorders, 130, 66–74.
Demers, I., Bernier, A., Tarabulsy, G. M., & Provost, M. A. (2010). Mind-
mindedness in adult and adolescent mothers: Relations to maternal
sensitivity and infant attachment. International. Journal of Behavioral
Development (Print), 34(6), 529–537.
Demir, M., & Weitekamp, L. A. (2007). I am so happy’cause today I found
my friend: Friendship and personality as predictors of happiness. Jour-
nal of Happiness Studies, 8, 181–211.
DeMunck, V.C., Korotayev, A., de Munck, J., & Khaltourina, D. (2010).
Cross-cultural analysis of models of romantic love among U.S. Resi-
dents, Russians, and Lithuanians. Cross-cultural research, 45 (2),
128–154.
Deneault, J., Ricard, M., Décarie, T. G., Morin, P. L., Quintal, G., Boivin,
M., . . . Pérusse, D. (2008). False belief and emotion understanding in
monozygotic twins, dizygotic twins and non-twin children. Cognition
and Emotion, 22(4), 697–708.
Denham, S. A. (1986). Social cognition, prosocial behavior, and emo-
tion in preschoolers: Contextual validation. Child Development,
194–201.
Denham, S. A., Blair, K. A., DeMulder, E., Levitas, J., Sawyer, K., Auer-
bach-Major, S., & Queenan, P. (2003). Preschool emotional competence:
Pathway to social competence? Child Development, 74(1), 238–256.
http://www.wonderlance.com/february2011_scientech_fransdewaal.html
http://www.wonderlance.com/february2011_scientech_fransdewaal.html
RefeRences410
Denham, S. A., Mitchell-Copeland, J., Strandberg, K., Auerbach, S., &
Blair, K. (1997). Parental contributions to preschoolers’ emotional
competence: Direct and indirect effects. Motivation and Emotion,
21(1), 65–86.
Denham, S. A., Workman, E., Cole, P., Weissbrod, C., Kendziora, K., &
Zahn-Waxler, C. (2000). Prediction of externalizing behavior problems
from early to middle childhood: The role of parental socialization and
emotion expression. Development and Psychopathology, 12, 23–45.
Denissen, J. J., Aken, M. A., Penke, L., & Wood, D. (2013). Self-regulation
underlies temperament and personality: An integrative developmental
framework. Child Development Perspectives, 7(4), 255–260.
Dennis, T., Talih, M., Cole, P. M., Zahn-Waxler, C., & Mizuta, I. (2007).
The socialization of autonomy and relatedness: Sequential verbal
exchanges in Japanese and U.S. mother-preschooler dyads. Journal of
Cross-Cultural Psychology, 38, 729–749.
Denson, T.F., Spanovic, M., & Miller, N. (2009). Cognitive appraisals and
emotions predict cortisol and immune response: A meta-analysis of
acute laboratory social stressors and emotion inductions. Psychologi-
cal Bulletin, 135, 823–853.
Dentan, R. K. (1968). The Semai: A nonviolent people of Malaya.
New York, NY: Holt, Rinehart & Winston.
Depue, R. A., & Collins, P. F. (1999). Neurobiology of the structure of
personality: Dopamine, facilitation of incentive motivation, and extra-
version. Behavioral and Brain Sciences, 22, 491–569.
Depue, R. A., & Morrone-Strupinsky, J. V. (2005). A neurobehavioral
model of affiliative bonding: Implications for conceptualizing a human
trait of affection. Behavioral and Brain Sciences, 28(3): 313–350.
Descartes, R. (1649). Passions of the soul. In E. L. Haldane & G. R. Ross
(Eds.), The philosophical works of Descartes. New York, NY: Dover
(current edition 1911).
DeSteno, D. (2018). Emotional success: The power of gratitude, compas-
sion, and pride. New York, NY: Houghton Mifflin.
DeSteno, D., Bartlett, M., Baumann, J., Williams, L., & Dickens, L.
(2010). Gratitude as moral sentiment: Emotion-guided cooperation in
economic exchange. Emotion, 10, 289–293.
DeSteno, D., Dasgupta, N., Bartlett, M. Y., & Cajdric, A. (2004). Prejudice
from thin air: The effect of emotion on automatic intergroup attitudes.
Psychological Science, 15, 319–324.
DeSteno, D., Petty, R. E., Rucker, D. D., Wegener, D. T., & Braverman,
J. (2004). Discrete emotions and persuasion: The role of emotion-
induced expectancies. Journal of Personality and Social Psychology,
86, 43–56.
DeSteno, D., Petty, R., Wegener, D., & Rucker, D. (2000). Beyond valence
in the perception of likelihood: The role of emotion specificity. Journal
of Personality and Social Psychology, 78, 397–416.
DeSteno, D. A., & Salovey, P. (1996). Jealousy and the characteristics of
one’s rival: A self-evaluation maintenance perspective. Personality and
Social Psychology, 22, 920–932.
Detert, N. B., Llewelyn, S., Hardy, G. E., Bakham, M., & Stiles, W. B.
(2006). Assimilation in good- and poor-outcome cases of very brief
psychotherapy for mild depression: An initial comparison. Psychother-
apy Research, 16, 393–407.
DeYoung, C. G. (2006). Higher-order factors of the Big Five in a multi-
informant sample. Journal of Personality and Social Psychology,
91(6), 1138–1151.
De Ven,, Zeelenberg, M., & Pieters, R. (2010). Warding off the evil eye:
when the fear of being envied increases prosocial behavior. Psycho-
logical Science, 21(11), 1671–1677.
Di Ciano, P., Blaha, C. D., & Phillips, A. G. (1998). Conditioned changes
in dopamine oxidation currents in the nucleus accumbens of rats by
stimuli paired with self-administration or yoked-administration of
d-amphetamine. European Journal of Neuroscience, 10(3), 1121–
1127.
Di Giorgio, E., Leo, I., Pascalis, O., & Simion, F. (2012). Is the face-per-
ception system human-specific at birth? Developmental Psychology,
48(4), 1083.
Diamond, J. (1997). Guns, germs, and steel: The fates of human societies.
New York, NY: Norton.
Diamond, L. M. (2003). What does sexual orientation orient?: A biobehav-
ioral model distinguishing romantic love and sexual desire. Psycho-
logical Review, 110(1), 173–192.
Diaz, A., & Bell, M. A. (2012). Frontal EEG asymmetry and fear reactiv-
ity in different contexts at 10 months. Developmental Psychobiology,
54(5), 536–545.
Dickerson S. S., Gable S. L., Irwin M. R., Aziz N., Kemeny M. E. (2009).
Social-evaluative threat and proinflammatory cytokine regulation: An
experimental laboratory investigation. Psychological Science, 20(10):
1237–1244.
Dickerson, S. S., Gruenewald, T. L., & Kemeny, M. E. (2004). Immuno-
logical effects of induced shame and guilt. Psychosomatic Medicine,
66, 124–131.
Dickerson, S. S., & Kemeny, M. E. (2004). Acute stressors and corti-
sol responses: A theoretical integration and synthesis of laboratory
research. Psychological Bulletin, 130, 355–391.
Diener, E., & Biswas-Diener, R. (2002). Will money increase subjective
well-being? A literature review and guide to needed research. Social
Indicators Research, 57, 119–169.
Diener, E., Heintzelman, S. J., Kushlev, K., Tay, L., Wirtz, D., Lutes,
L., & Oishi, S. (2017). Findings all psychologists should know from
the new science on subjective well-being. Canadian Psychology, 58,
87–104.
DiLalla, L. F., Bersted, K., & John, S. G. (2015). Evidence of reactive
gene-environment correlation in preschoolers’ prosocial play with
unfamiliar peers. Developmental Psychology, 51(10), 1464–1475.
Dimberg, U., & Thunberg, M. (2007). Speech anxiety and rapid emotional
reactions to angry and happy facial expressions. Scandinavian Journal
of Psychology, 48(4), 321–328.
Dimberg, U., Thunberg, M., & Elmehed, K. (2000). Unconscious facial
reactions to emotional facial expressions. Psychological Science, 11,
86–89.
References 411
Dimberg, U., Thunberg, M., & Grunedal, S. (2002). Facial reactions to
emotional stimuli: Automatically controlled emotional responses. Cog-
nition and Emotion, 16, 449–471.
Dimitsantos, E., Escorihuela, R. M., Fuentes, S., Armario, A., & Nadal, R.
(2007). Litter size affects emotionality in adult male rats. Physiology &
Behavior, 92(4), 708–716.
Ding, X. P., Wellman, H. M., Wang, Y., Fu, G., & Lee, K. (2015). Theory-
of-mind training causes honest young children to lie. Psychological
Science, 26(11), 1812–1821.
DiPietro, J. A., Hodgson, D. M., Costigan, K. A., & Johnson, T. R. B.
(1996). Fetal antecedents of infant temperament. Child Development,
67(5), 2568–2583.
Dishion, T. J., Ha, T., & Véronneau, M. H. (2012). An ecological analysis
of the effects of deviant peer clustering on sexual promiscuity, problem
behavior, and childbearing from early adolescence to adulthood: An
enhancement of the life history framework. Developmental Psychol-
ogy, 48(3), 703–717.
Dishion, T. J., & Tipsord, J. M. (2011). Peer contagion in child and adoles-
cent social and emotional development. Annual Review of Psychology,
62, 189–214.
Disner, S. G., Beevers, C. G., Haigh, E. A. P., & Beck, A. T. (2011). Neu-
ral mechanisms of the cognitive model of depression. Nature Reviews:
Neuroscience, 12, 467–477.
Ditzen, B., Schaer, M., Gabriel, B., Bodenmann, G., Ehlert, U., &
Heinrichs, M. (2009). Intranasal oxytocin increases positive commu-
nication and reduces cortisol levels during couple conflict. Biological
Psychiatry, 65, 728–731.
Dix, T. (1991). The affective organization of parenting: Adaptive and mal-
adaptative processes. Psychological Bulletin, 110(1), 3–25.
Dixon, T. (2012). “Emotion:” The history of a keyword in crisis. Emotion
Review, 4, 338–344.
Djikic, M. (2014). Art of mindfulness: Integrating Eastern and Western
approaches. In A. Ngnoumen & E. J. Langer (Eds.), Handbook of
Mindfulness (pp. 139–148). Chicester: Wiley.
Djikic, M., & Oatley, K. (2004). Love and personal relationships: Navigat-
ing on the border between the ideal and the real. Journal for the Theory
of Social Behaviour, 34, 199–209.
Djikic, M., Oatley, K., Zoeterman, S., & Peterson, J. (2009). On being
moved by art: How reading fiction transforms the self. Creativity
Research Journal, 21, 24–29.
Doan, S. N., & Wang, Q. (2010). Maternal discussions of mental states
and behaviors: Relations to emotion situation knowledge in European
American and immigrant Chinese children. Child Development, 81(5),
1490–1503.
Dodge, K. A. (2006). Translational science in action: Hostile attributional
style and the development of aggressive behaviour problems. Develop-
ment and Psychopathology, 18, 791–814.
Dodge, K. A., Bates, J. E., & Pettit, G. S. (1990). Mechanisms in the cycle
of violence. Science, 250, 1678–1683.
Dodge, K. A., & Coie, J. D. (1987). Social-information-processing factors
in reactive and proactive aggression in children’s peer groups. Journal
of Personality and Social Psychology, 53, 1146–1158.
Dodge, K. A., Malone, P. S., Lansford, J. E., Miller, S., Pettit, G. S., &
Bates, J. E. (2009). A dynamic cascade model of the development of
substance-use onset. Monographs of the Society for Research in Child
Development, 74(294), 1–120.
Dodge, K. A., & Pettit, G. S. (2003). A biopsychosocial model of the
development of chronic conduct problems in adolescence. Develop-
mental Psychology, 39(2), 349–371.
Dohrenwend, B. P., Link, B. C., Kern, R., Shrout, P. E., & Markowitz, J.
(1990). Measuring life events: The problem of variability within event
categories. Stress Medicine, 6, 179–187.
Doi, T. (1973). The anatomy of dependence (J. Beste, Trans.). Tokyo,
Japan: Kodansha.
Dolan, M. (2012). The neuropsychology of prefrontal function in anti-
social personality disordered offenders with varying degrees of psy-
chopathy. Psychological Medicine, 42(8), 1715–1725. doi:10.1017/
S0033291711002686
Doll, R., & Peto, R. (1981). The causes of cancer. Oxford, England:
Oxford University Press.
Dollard, J., Doob, L. W., Miller, N. E., Mowrer, O. H., & Sears, R. R. (1939).
Frustration and aggression. New Haven, CT: Yale University Press.
Domes, G., Heinrichs M., Michel A., Berger C., and Herpertz S. C. (2007).
Oxytocin improves “mind-reading” in humans. Biological Psychiatry,
61, 731–733.
Domes, G., Kumbier, E., Heinrichs, M., & Herpertz, S. C. (2014). Oxy-
tocin promotes facial emotion recognition and amygdala reactivity in
adults with Asperger syndrome. Neuropsychopharmacology, 39(3),
698–706.
Donahue, J. J., Goranson, A. C., McClure, K. S., & Van Male, L. M. (2014).
Emotion dysregulation, negative affect, and aggression: A moderated,
multiple mediator analysis. Personality and Individual Differences, 70,
23–28. doi:10.1016/j.paid.2014.06.009
Donahue, J. J., McClure, K. S., & Moon, S., M. (2014). The relationship
between emotion regulation difficulties and psychopathic personality
characteristics. Personality disorders: Theory, research, and treatment,
5, 186–194.
Dong, M., Anda, R. F., Felitti, V. J., Dube, S. R., Williamson, D. F., Thomp-
son, T. J., . . . Giles, W. H. (2004). The interrelatedness of multiple
forms of childhood abuse, neglect and household dysfunction. Child
Abuse & Neglect, 28, 771–784.
D’Onofrio, B. M., Turkheimer, E., Emery, R., Slutske, W., Heath, A. C.,
Madden, P. A., & Martin, N. G. (2005). A genetically informed study
of marital instability and its association with offspring psychopathol-
ogy. Journal of Abnormal Psychology, 114(4), 570–586.
Doosje, B., Branscombe, N., Spears, R. & Manstead, A.S.R. (1998). Guilty
by association: When one’s group has a negative history. Journal of
Personality and Social Psychology, 75(4), 872–886.
RefeRences412
Dostoevsky, F. (1955). Introduction by D. Magarshak (Trans.). The Idiot.
Harmondsworth, England: Penguin.
Dougherty, L. R. (2006). Children’s emotionality and social status: A
meta-analytic review. Social Development, 15(3), 394–417.
Dougherty, L. R., Bufferd, S. J., Carlson, G. A., Dyson, M. W., Olino, T. M.,
& Klein, D. N. (2011). Preschoolers’ observed temperament and DSM-
IV psychiatric disorders assessed with a parent diagnostic interview.
Journal of Clinical Child and Adolescent Psychology, 40, 295–306.
Downey, D. B., & Condron, D. J. (2004). Playing well with others in kin-
dergarten: The benefit of siblings at home. Journal of Marriage and
Family, 66(2), 333–350.
Doyle, C.M. & Lindquist, K.A. (2018). When a word is worth a thousand
pictures: Language shapes perceptual memory for emotion. Journal of
Experimental Psychology: General, 147, 62–73.
Dozois, D. J. A., & Dobson, K. S. (Eds.). (2004). The prevention of anxi-
ety and depression: Theory, research, and practice. Washington, DC:
American Psychological Association.
Dranovsky, A., & Hen, R. (2006). Hippocampal neurogenesis: Regulation
by stress and antidepressants. Biological Psychiatry, 59, 1136–1143.
Drummond, J. D., Hammond, S. I., Satlof-Bedrick, E., Waugh, W. E., &
Brownell, C. A. (2017). Helping the one you hurt: Toddlers’ rudimen-
tary guilt, shame, and prosocial behavior after harming another. Child
Development, 88(4), 1382–1397.
Drummond, P.D., & Lim, H.K. (2000). The significance of blushing for
fair- and dark-skinned people. Personality and Individual Differences,
29(6) 1123–1132.
Dube, S. R., Felitti, V. J., Dong, M., Chapman, D. P., Giles, W. H., & Anda,
R. F. (2003). Childhood abuse, neglect, and household dysfunction and
the risk of illicit drug use: The adverse childhood experiences study.
Pediatrics, 111(3), 564–572.
Duchesne, S., Larose, S., Vitaro, F., & Tremblay, R. E. (2010). Trajec-
tories of anxiety in a population sample of children: Clarifying the
role of children’s behavioral characteristics and maternal parenting.
Development and Psychopathology, 22(2), 361–373. doi: 10.1017/
S0954579410000118
Duivis, H. E., Kupper, N., Vermunt, J. K., Penninx, B. W., Bosch, N. M.,
Riese, H., . . . de Jonge, P. (2015). Depression trajectories, inflammation,
and lifestyle factors in adolescence: The tracking adolescents’ individual
lives survey. Health psychology: Official journal of the division of health
psychology, american psychological association, 34(11), 1047–1057.
Dumont, M., Yzerbyt, V. Y., Wigboldus, D., & Gordijn, E. (2003). Social
categorization and fear reactions to the September 11th terrorist
attacks. Personality and Social Psychology Bulletin, 29, 1509–1520.
Dunbar, K. (1993). How scientists really reason: Scientific reasoning in
real-world laboratories. In R. J. Sternberg & J. Davidson (Eds.), Mech-
anisms of insight. Cambridge, MA: MIT Press.
Dunbar, R. I. M. (1993). Coevolution of neocortical size, group size, and
language in humans. Behavioral and Brain Sciences, 16, 681–735.
Dunbar, R. I. M. (1996). Grooming, gossip and the evolution of language.
London, England: Faber & Faber.
Dunbar, R. I. M. (2001). Brains on two legs: Group size and the evolution
of intelligence. In F. B. M. De Waal (Ed.), Tree of origin: What pri-
mate behavior can tell us about human social evolution (pp. 173–191).
Cambridge, MA: Harvard University Press.
Dunbar, R. I. M. (2003). The social brain: Mind, language, and society in
evolutionary perspective. Annual Review of Anthropology, 32, 163–181.
Dunbar, R. I. M. (2004). The human story: A new history of mankind’s
evolution. London: Faber.
Duncan, G., Ziol-Guest, K., Kalil, A. (2010). Early-childhood poverty
and adult attainment, behavior and health. Child Development, 81(1),
306–325.
Duncan, G. J., Morris, P. A., & Rodrigues, C. (2011). Does money really
matter? Estimating impacts of family income on young children’s
achievement with data from random-assignment experiments. Develop-
mental Psychology, 47(5), 1263.
Duncan, G. J., & Murnane, R. J. (Eds.). (2011). Whither opportunity?:
Rising inequality, schools, and children’s life chances. New York, NY:
Russell Sage Foundation.
Dunfield, K. A., & Kuhlmeier, V. A. (2013). Classifying prosocial behav-
ior: Children’s responses to instrumental need, emotional distress, and
material desire. Child Development, 84(5), 1766–1776. doi:10.1111/
cdev.12075
Dunfield, K., Kuhlmeier, V. A., O’Connell, L., & Kelley, E. (2011). Exam-
ining the diversity of prosocial behavior: Helping, sharing, and com-
forting in infancy. Infancy, 16(3), 227–247.
Dunkel Schetter, C., & Tanner, L. (2012). Anxiety, depression and stress
in pregnancy: Implications for mothers, children, research, and prac-
tice. Current Opinion in Psychiatry, 25(2), 141–148. doi:10.1097/
YCO.0b013e3283503680
Dunn, B. D., Billotti, D., Murphy, V., & Dalgliesh, T. (2009). The conse-
quences of effortful emotion regulation when processing distress-
ing material: A comparison of suppression and acceptance. Behavior
Research and Therapy, 47, 761–773.
Dunn, J. (1983). Sibling relationships in early childhood. Child Develop-
ment, 54(4), 787.
Dunn, J. (2004). The development of individual differences in understand-
ing emotion and mind: Antecedents and sequelae. In N. H. Frijda, A. S.
R. Manstead, & A. Fischer (Eds.), Feelings and emotions: The Amster-
dam Symposium (pp. 303–320). New York, NY: Cambridge University
Press.
Dunn, J., Bretherton, I., & Munn, P. (1987). Conversations about feeling
states between mothers and their young children. Developmental Psy-
chology, 23(1), 132–139.
Dunn, J., Brown, J., & Beardsall, L. (1991). Family talk about feeling
states and children’s later understanding of others’ emotions. Develop-
mental Psychology, 27(3), 448.
Durán, J., Reisenzein, R., & Fernández-dols, J. M. (2017). Coherence
Between Emotions and Facial Expressions. In J. M. Fernández-dols &
J. A. Russell (Eds.), The Science of Facial Expression (pp. 107–129).
New York: Oxford University Press.
References 413
Durand, K., Gallay, M., Seigneuric, A., Robichon, F., & Baudouin, J. Y.
(2007). The development of facial emotion recognition: The role of
configural information. Journal of Experimental Child Psychology,
97(1), 14–27.
Durlak, J. A., Fuhrman, T., & Lampman, C. (1991). Effectiveness of cogni-
tive-behavior therapy for maladapting children: A meta-analysis. Psy-
chological Bulletin, 110(2), 204.
Durlak, J. A., Weissberg, R. P., Dymnicki, A. B., Taylor, R. D., & Schell-
inger, K. B. (2011). The impact of enhancing students’ social and
emotional learning: A meta-analysis of school-based universal inter-
ventions. Child Development, 82(1), 405–432.
Durlauf, S. N., & Nagin, D. (2011). Imprisonment and crime: Can both be
reduced? Criminology and Public Policy, 11, 9–54.
Dutton, D. (2009). The art instinct: Beauty, pleasure, and human evolu-
tion. London, England: Bloomsbury.
Dutton, D. G., & Aron, A. P. (1974). Some evidence for heightened sexual
attraction under conditions of high anxiety. Journal of Personality and
Social Psychology, 30, 510–517.
Dyson, M. W., Olino, T. M., Durbin, C. E., Goldsmith, H. H., & Klein,
D. N. (2012). The structure of temperament in preschoolers: A two-
stage factor analytic approach. Emotion, 12(1), 44–57. doi:10.1037/
a0025023
Eagly, A., & Wood, W. (1999). The origins of sex differences in human
behavior: Evolved dispositions versus social roles. American Psychol-
ogist, 54, 408–423.
Eales, M. J. (1992). Shame and guilt: Instincts and their vicissitudes in
human evolution. Unpublished manuscript.
Easterling, D. V., & Leventhal, H. (1989). Contribution of concrete cogni-
tion to emotion: Neutral symptoms as elicitors of worry about cancer.
Journal of Applied Psychology, 74, 787–796.
Eastwick, P. W., Finkel, E. J., Mochon, D., & Ariely, D. (2007). Selective
versus unselective romantic desire: Not all reciprocity is created equal.
Psychological Science, 18, 317–319.
Eastwick, P. W., Luchies, L. B., Finkel, E. J, & Hunt, L. L. (2014). The
predictive validity of ideal partner preferences: A review and meta-
analysis. Psychological Bulletin, 140, 623–665.
Eberhart, N. K., Auerbach, R. P., Bigda-Peyton, J., & Abela, J. R. A.
(2011). Maladaptive schemas and depression: Tests of stress genera-
tion and diathesis-stress models. Journal of Social and Clinical Psy-
chology, 30, 75–104.
Ebert, D. D., Zarski, A. C., Christensen, H., Stikkelbroek, Y., Cuijpers, P.,
Berking, M., & Riper, H. (2015). Internet and computer-based cogni-
tive behavioral therapy for anxiety and depression in youth: A meta-
analysis of randomized controlled outcome trials. PLoS One, 10(3).
doi:10.1371/journal.pone.0119895
Ebisch, S. J., Aureli, T., Bafunno, D., Cardone, D., Romani, G. L., & Merla,
A. (2012). Mother and child in synchrony: Thermal facial imprints of
autonomic contagion. Biological Psychology, 89(1), 123–129.
Edelmann, R. J. (1990). Embarrassment and blushing: A component-
process model, some initial descriptive and cross-cultural data. In
W. R. Crozier (Ed.), Shyness and embarrassment: Perspectives from
social psychology (pp. 205–229). Cambridge, England: Cambridge
University Press.
Edelmann, R. J., & Hampson, S. E. (1979). Changes in nonverbal behavior
during embarrassment. British Journal of Social and Clinical Psychol-
ogy, 18, 385–390.
Edelmann, R. J., & Hampson, S. E. (1981). Embarrassment in dyadic inter-
action. Social Behavior and Personality, 9, 171–177.
Edelstein, R. S., Kean, E. L., & Chopik, W. J. (2012). Women with an
avoidant attachment style show attenuated estradiol responses to emo-
tionally intimate stimuli. Hormones and Behavior, 61(2), 167–175.
Edwards, R. C., & Hans, S. L. (2015). Infant risk factors associated
with internalizing, externalizing, and co-occurring behavior prob-
lems in young children. Developmental Psychology, 51(4), 489–499.
doi:10.1037/a0038800
Edwards, V. J., Holden, G. W., Felitti, V. J., Anda, R. F. (2003). Relation-
ship between multiple forms of childhood maltreatment and adult
mental health and community respondents: Results from the adverse
childhood experiences study. American Journal of Psychiatry, 160,
1453–1460.
Egeland, B., & Farber, E. A. (1984). Infant-mother attachment: Factors
related to its development and changes over time. Child Development,
55(3), 753–771.
Eggum-Wilkens, N. D., Lemery-Chalfant, K., Aksan, N., & Goldsmith, H.
H. (2015). Self-conscious shyness: Growth during toddlerhood, strong
role of genetics, and no prediction from fearful shyness. Infancy, 20(2),
160–188.
Ehrenreich-May, J., & Bilek, E. L. (2012). The development of a trans-
diagnostic, cognitive behavioral group intervention for childhood
anxiety disorders and co-occurring depression symptoms. Cognitive
and Behavioral Practice, 19(1), 41–55. doi:10.1016/j.cbpra.2011.
02.003
Ehring, T., Tuschen-Caffler, B., Schnulle, J., Fischer, S., & Gross, J. J.
(2010). Emotion regulation and vulnerability to depression: Sponta-
neous versus instructed use of emotion suppression and reappraisal.
Emotion, 10, 563–572.
Eibl-Eibesfeldt, I. (1970). Ethology: The biology of behavior. New York,
NY: Holt, Rinehart & Winston.
Eibl-Eibesfeldt, I. (1989). Human ethology. New York, NY: Aldine de
Gruyter.
Eich, E., & Macaulay, D. (2000). Fundamental factors in mood-dependent
memory. In J. Forgas (Ed.), Feeling and thinking: The role of affect in
social cognition (pp. 109–130). New York, NY: Cambridge University
Press.
Eich, E., Macaulay, D., & Ryan, L. (1994). Mood dependent memory for
events of the personal past. Journal of Experimental Psychology (Gen-
eral), 123, 201–215.
Eichelsheim, V. I., Deković, M., Buist, K. L., & Cook, W. L. (2009). The
social relations model in family studies: A systematic review. Journal
of Marriage and Family, 71(4), 1052–1069.
RefeRences414
Eisenberg, N. (1992). The caring child. Cambridge, MA: Harvard Uni-
versity Press.
Eisenberg, N., Cumberland, A., & Spinrad, T. L. (1998). Parental socializa-
tion of emotion. Psychological Inquiry, 9, 241–273.
Eisenberg, N., & Fabes, R. A. (1994). Mothers’ reactions to children’s
negative emotions: Relations to children’s temperament and anger
behavior. Merrill-Palmer Quarterly (1982), 138–156.
Eisenberg, N., Fabes, R. A., Carlo, G., & Karbon, M. (1992). Emotional
responsivity to others: Behavioral correlates and socialization anteced-
ents. New Directions in Child Development, 55, 57–73.
Eisenberg, N., Fabes, R. A., Guthrie, I. K., & Reiser, M. (2000). Dispo-
sitional emotionality and regulation: Their role in predicting quality
of social functioning. Journal of Personality and Social Psychology,
78(1), 136–157.
Eisenberg, N., Fabes, R. A., Miller, P. A., Fultz, J., Shell, R., Mathy,
R. M., & Reno, R. R. (1989). Relation of sympathy and distress to
prosocial behavior: A multimethod study. Journal of Personality and
Social Psychology, 57, 55–66.
Eisenberg, N., Fabes, R. A., & Murphy, B. C. (1996). Parents’ reac-
tions to children’s negative emotions: Relations to children’s social
competence and comforting behavior. Child Development, 67,
2227–2247.
Eisenberg, N., & Spinrad, T. L. (2004). Emotion-related regulation: Sharp-
ening the definition. Child Development, 75(2), 334–339.
Eisenberg, N., Spinrad, T. L., & Morris, A. S. (2002). Regulation, resil-
iency, and quality of social functioning. Self and Identity, 1(2),
121–128.
Eisenberger, N. I. (2016). Social pain and social pleasure: Two overlooked
but fundamental mammalian emotions? In Feldman-Barrett, L., Lewis,
M., & Haviland-Jones, J. M. (Eds.). Handbook of emotions (4th ed.,
pp. 440–452). New York, NY: Guilford.
Eisenberger, N. I., & Lieberman, M. D. (2004). Why rejection hurts: A
common neural alarm system for physical and social pain. Trends in
Cognitive Sciences, 8, 294–300.
Eisenberger, N. I., Lieberman, M. D., & Williams, K. D. (2003). Does
rejection hurt? An fMRI study of social exclusion. Science, 302, 290–
292.
Eisenberger, N. I., Moieni, M., Inagaki, T. K., Muscatell, K. A., & Irwin,
M. R. (2017). In sickness and in health: The co-regulation of inflam-
mation and social behavior. Neuropsychopharmacology, 42(1), 242.
Ekman, P. (1972). Universals and cultural differences in facial expressions
of emotion. In J. Cole (Ed.), Nebraska symposium on motivation, 1971
(pp. 207–283). Lincoln: University of Nebraska Press.
Ekman, P. (1984). Expression and the nature of emotion. In K. R. Scherer
& P. Ekman (Eds.), Approaches to emotion (pp. 319–344). Hillsdale,
NJ: Erlbaum.
Ekman, P. (1992). An argument for basic emotions. Cognition and Emo-
tion, 6, 169–200.
Ekman, P. (1993). Facial expression and emotion. American Psychologist,
48, 384–392.
Ekman, P. (1994). Strong evidence for universals in facial expressions:
A reply to Russell’s mistaken critique. Psychological Bulletin, 115,
268–287.
Ekman, P., & Friesen, W. V. (1969). The repertoire of nonverbal behavior:
categories, origins, usage and coding. Semiotica, 1, 49–98.
Ekman, P., & Friesen, W. V. (1971). Constants across culture in the face and
emotion. Journal of Personality and Social Psychology, 17, 124–129.
Ekman, P., & Friesen, W. V. (1975). Pictures of facial affect. Palo Alto,
CA: Consulting Psychologists Press.
Ekman, P., & Friesen, W. V. (1984). Emotion facial action coding system
(EM-FACS). Obtainable from Paul Ekman, University of California,
San Franciso.
Ekman, P., Friesen, W. V., & Ellsworth, P. C. (1982). Emotion in the human
face. Cambridge, England: Cambridge University Press.
Ekman, P., Levenson, R. W., & Friesen, W. V. (1983). Autonomic nervous
system activity distinguishes among emotions. Science, 221, 1208–
1210.
Ekman, P., & Rosenberg, E. L. (1997). What the face reveals. New York,
NY: Oxford University Press.
Ekman, P., Sorenson, E. R., & Friesen, W. V. (1969). Pan-cultural elements
in the facial displays of emotions. Science, 164, 86–88.
Elder, G. H. (1986). Military times and turning points in men’s lives.
Developmental Psychology, 22, 233–245.
Elder, G. H., & Clipp, E. C. (1989). Combat experience and emotional
health: Impairment and resilience in later life. Journal of Personality,
57, 311–341.
Elfenbein, H. A., & Ambady, N. (2002). On the universality and cultural
specificity of emotion recognition: A meta-analysis. Psychological
Bulletin, 128, 203–235.
Elfenbein, H. A., & Ambady, N. (2003). Universals and cultural differ-
ences in recognizing emotions. Current Directions in Psychological
Science, 12, 159–164.
Elfenbein, H. A., Beaupré, M., Lévesque, M., & Hess, U. (2007). Toward
a dialect theory: Cultural differences in the expression and recognition
of posed facial expressions. Emotion, 7(1), 131.
Elgar, F. J., McGrath, P. J., Waschbusch, D. A., Stewart, S. H., & Curtis, L.
J. (2004). Mutual influences on maternal depression and child adjust-
ment problems. Clinical Psychology Review, 24, 441–459.
Elgar, F. J., Pförtner, T. K., Moor, I., De Clercq, B., Stevens, G. W., &
Currie, C. (2015). Socioeconomic inequalities in adolescent health
2002–2010: A time-series analysis of 34 countries participating in
the Health Behaviour in School-aged Children study. The Lancet,
385(9982), 2088–2095. doi:10.1016/S0140-6736(14)61460-4
Elias, N. (1939). The history of manners: The civilization process, Vol. 1
(E. Jephcott, Trans.). New York, NY: Pantheon (1978).
Eliot, G. (1860). The mill on the Floss. Edinburgh: Blackwood (current
edition Penguin, 1973).
Eliot, G. (1871–1872). Middlemarch: A study of provincial life. Edinburgh,
Scotland: Blackwood (current edition Penguin, 1965).
References 415
Ellard, K. K., Fairholme, C. P., Boisseau, C. L., Farchione, T. J., & Barlow,
D. H. (2010). Unified protocol for the transdiagnostic treatment of
emotional disorders: Protocol development and initial outcome data.
Cognitive and Behavioral Practice, 17(1), 88–101.
Elliott, D., Wilson, W. J., Huizinga, D., Sampson, R., Elliott, A., & Rankin,
B. (1996). The effects of neighborhood disadvantage on adolescent
development. Journal of Research in Crime and Delinquency, 33,
389–426.
Elliott, R., Greenberg, L. S., & Lietaer, G. (2004). Research on experiential
psychotherapies. In M. J. Lambert (Ed.), Bergin and Garfield’s hand-
book of psychotherapy and behavior change (5th ed., pp. 493–539).
New York, NY: Wiley.
Ellis, B. H., Fisher, P. A., & Zaharie, S. (2004). Predictors of disruptive
behavior, developmental delays, anxiety, and affective symptoma-
tology among institutionally reared Romanian children. Journal of
the American Academy of Child and Adolescent Psychiatry, 43,
1283–1292.
Ellis, B. J., Boyce, W. T., Belsky, J., Bakermans-Kranenburg, M. J., & van
Izjenboorn, M. H. (2011). Differential susceptibility to the environment:
An evolutionary-neurodevelopmental theory. Development and Psycho-
pathology, 23, 7–28.
Ellsworth, P. (1991). Some implications of cognitive appraisal theories of
emotion. In K. T. Strongman (Ed.), International review of studies on
emotion (pp. 143–161). Chichester, England: Wiley.
Ellsworth, P. C. (2013). Appraisal theory: Old and new questions. Emotion
Review, 5(2), 125–131.
Ellsworth, P. C., & Smith, C. A. (1985). Patterns of cognitive appraisal in
emotion. Journal of Personality and Social Psychology, 48, 813–838.
Ellsworth, P. C., & Smith, C. A. (1988). From appraisal to emotion: Differ-
ences among unpleasant feelings. Motivation and Emotion, 12, 271–302.
Elmadjian, F. J., Hope, M., & Lamson, E. T. (1957). Excretion of E and
NE in various emotional states. Journal of Clinical Endocrinology, 17,
608–620.
El-Sheikh, M., Erath, S. A., Buckhalt, J. A., Granger, D. A., & Mize, J.
(2008). Cortisol and children’s adjustment: The moderating role of
sympathetic nervous system activity. Journal of Abnormal Child Psy-
chology, 36(4), 601–611.
El-Sheikh, M., Harger, J., & Whitson, S. M. (2001). Exposure to inter-
parental conflict and children’s adjustment and physical health: The
moderating role of vagal tone. Child Development, 72(6), 1617–1636.
El-Sheikh, M., & Hinnant, J. B. (2011). Marital conflict, respiratory sinus
arrhythmia and allostatic load: Interrelations and associations with the
development of children’s externalizing behaviour. Development and
Psychopathology, 23, 815–829.
El-Sheikh, M., Keiley, M., Erath, S., & Dyer, W. J. (2013). Marital con-
flict and growth in children’s internalizing symptoms: The role of
autonomic nervous system activity. Developmental Psychology, 49(1),
92–108. doi:10.1037/a0027703
Elster, J. (1999). Alchemies of the mind: Rationality and the emotions.
Cambridge, England: Cambridge University Press.
Emery, N. J., & Amaral, D. G. (2000). The role of the amygdala in primate
social cognition. In R. D. Lane & L. Nadel (Eds.), Cognitive neurosci-
ence of emotion (pp. 156–191). New York, NY: Oxford University Press.
Emmons, R. A. (2007). THANKS! How the new science of gratitude can
make you happier. Boston, MA: Houghton-Mifflin.
Emmons, R. A., & McCullough, M. E. (2003). Counting blessings ver-
sus burdens: An experimental investigation of gratitude and subjective
well-being in daily life. Journal of Personality and Social Psychology,
84, 377–389.
Enoch, M. A., Kitzman, H., Smith, J. A., Anson, E., Hodgkinson, C. A.,
Goldman, D., & Olds, D. L. (2016). A prospective cohort study of
influences on externalizing behaviors across childhood: Results from a
nurse home visiting randomized controlled trial. Journal of the Ameri-
can Academy of Child and Adolescent Psychiatry, 55(5), 376–382.
doi:10.1016/j.jaac.2016.02.007
Epictetus (c.100). Discourses and Encheiridion (W. A. Oldfather, Trans.).
Cambridge, MA: Loeb-Harvard University Press (1998).
Erikson, E. H. (1950). Childhood and society. London: Penguin (reissued
1965).
Ermer, E., Kahn, R. E., Salovey, P., & Kiehl, K. A. (2012). Emotional intel-
ligence in incarcerated men with psychopathic traits. Journal of Per-
sonality and Social Psychology, 103, 194–204.
Eser, D., Zwanzger, M.D., Pasini, A., Baghai, T.C., Rupprecht, R., &
Romeo, E. (2005). Panic induction with cholecystokinin-tetrapeptide
(CCK-4) increases plasma concentrations of the neuroactive steroid
3alpha, 5 alpha tetradrodeoxycorticosterone (3alpha, 5 alpha-THDOC)
in healthy volunteers. Neuropsychopharmacology, 30(1), 192–195.
Esquivel, L. (1992). Like water for chocolate (T. & C. Christensen, Trans.).
New York, NY: Doubleday.
Essex, M. J., Boyce, W. T., Hertzman, C., Lam, L. L., Armstrong, J. M.,
Neumann, S. M., & Kobor, M. S. (2013). Epigenetic vestiges of early
developmental adversity: Childhood stress exposure and DNA meth-
ylation in adolescence. Child Development, 84(1), 58–75. doi:10.1111/
j.1467-8624.2011.01641.x
Essex, M. J., Kraemer, H. C., Slattery, M. J., Burk, L. R., Boyce, T. W.,
Woodward, H. R., & Kupfer, D. J. (2009). Screening for childhood
mental health problems: Outcomes and early identification. Journal of
Child Psychology and Psychiatry, 50(5), 562–570.
Esteves, F., Dimberg, U., & Öhman, A. (1994). Automatically elicited fear:
Conditioned skin conductance responses to masked facial expressions.
Cognition and Emotion, 8, 393–413.
Etkin, A., Klemenhagen, K. C., Dudman, J. T., Rogan, M. T., Hen, R.,
Kandel, E. R., & Hirsch, J. (2004). Individual differences in trait anxi-
ety predict the response of the basolateral amygdala to unconsciously
processed fearful faces. Neuron, 44(6), 1043–1055.
Evans, G. W. (2003). A multimethodological analysis of cumulative risk
and allostatic load among rural children. Developmental Psychology,
39(5), 924–933.
Evans, R. J. (2005). The Third Reich in power, 1933-1939. New York:
Penguin.
RefeRences416
Evans, R. J. (2008). The Third Reich at war. 1939-1945. New York:
Penguin.
Evans-Lacko, S., Takizawa, R., Brimblecombe, N., King, D., Knapp, M.,
Maughan, B., & Arseneault, L. (2017). Childhood bullying victimiza-
tion is associated with use of mental health services over five decades:
A longitudinal nationally representative cohort study. Psychological
Medicine, 47(1), 127–135. doi:10.1017/S0033291716001719
Evers, C., Hopp, H., Gross, J. J., Fischer, A., Manstead, A., & Mauss, I.
B. (2014). Emotion response coherence: A dual-process perspective.
Biological Psychology, 98, 43–49.
Eysenck, M., Derakshan, N., Santos, R., & Calvo, M. G. (2007). Anxi-
ety and cognitive performance: Attentional control theory. Emotion, 7,
336–353.
Eysenck, M. W. (1992). Anxiety: The cognitive perspective. Howe: Erl-
baum.
Fair, D. A., Cohen, A. L., Power, J. D., Dosenbach, N. U., Church, J. A.,
Miezin, F. M., . . . Petersen, S. E. (2009). Functional brain networks
develop from a “local to distributed” organization. PLoS Computa-
tional Biology, 5(5), e1000381.
Faircloth, W. B., Schermerhorn, A. C., Mitchell, P. M., Cummings, J. S., &
Cummings, E. M. (2011). Testing the long-term efficacy of a preven-
tion program for improving marital conflict in community families.
Journal of Applied Developmental Psychology, 32(4), 189–197.
Faja, S., & Dawson, G. (2015). Reduced delay of gratification and effortful
control among young children with autism spectrum disorders. Autism,
19(1), 91–101.
Farb, N. A. S., Irving, J. A., Anderson, A. K., & Segal, Z. V. (2015). A two-
factor model of relapse/recurrence vulnerability in unipolar depres-
sion. Journal of Abnormal Psychology, 124, 38–53.
Faris, R., & Ennett, S. (2012). Adolescent aggression: The role of peer
group status motives, peer aggression, and group characteristics. Social
Networks, 34(4), 371–378.
Farrington, D. P., & Welsh, B. C. (2007). Saving children from a life of
crime: Early risk factors and effective interventions. Oxford: Oxford
University Press.
Farroni, T., Menon, E., Rigato, S., & Johnson, M. H. (2007). The percep-
tion of facial expressions in newborns. European Journal of Develop-
mental Psychology, 4(1), 2–13.
Faulkner, D., & Miell, D. (1993). Settling into school: The importance of
early friendships for the development of children’ social understanding
and communicative competence. International Journal of Early Years
Education, 1, 23–46.
Fava, G., A., & Tomba, E. (2009). Increasing psychological well-being
and resilience by psychotherapeutic methods. Journal of Personality,
77, 1903–1934.
Fearon, P., Shmueli-Goetz, Y., Viding, E., Fonagy, P., & Plomin, R. (2014).
Genetic and environmental influences on adolescent attachment. Jour-
nal of Child Psychology and Psychiatry, 55(9), 1033–1041.
Fearon, R. M., Van Ijzendoorn, M. H., Fonagy, P., Bakermans-kranenburg,
M. J., Schuengel, C., & Bokhorst, C. L. (2006). In search of shared and
nonshared environmental factors in security of attachment: A behavior-
genetic study of the association between sensitivity and attachment
security. Developmental Psychology, 42(6), 1026–1040.
Fearon, R. M. P., Bakermans-Kranenburg, M. J., Van IJzendoorn, M.
H., Lapsley, A., & Roisman, G. I. (2010). The significance of inse-
cure attachment and disorganization in the development of children’s
externalizing behavior: A meta-analytic study. Child Development, 81,
435–456.
Feather, N. T. (2006). Deservingness and emotions: Applying the struc-
tural model of deservingness to the analysis of affective reactions to
outcomes. European Review of Social Psychology, 17, 38–73.
Federenko, I., Schlotz, W., Kirschbaum, C., Bartels, M., Hellhammer,
D. H., & Wust, S. (2006). The heritability of perceived stress. Psycho-
logical Medicine, 36, 375–385.
Fehr, B., & Russell, J. A. (1984). Concept of emotion viewed from a proto-
type perspective. Journal of Experimental Psychology: General, 113,
464–486.
Fehr, B., & Russell, J. A. (1991). The concept of love viewed from a pro-
totype perspective. Journal of Personality and Social Psychology, 60,
425–438.
Feigeson, N., Park, J., & Salovey, P. (2001). The role of emotions in com-
parative negligence judgments. Journal of Applied Social Psychology,
31, 576–603.
Feinberg, M. E., Solmeyer, A. R., Hostetler, M. L., Sakuma, K. L., Jones,
D., & McHale, S. M. (2013). Siblings are special: Initial test of a new
approach for preventing youth behavior problems. Journal of Adoles-
cent Health, 53(2), 166–173.
Feld G. I. (2017). Attachment in the early life course: Meta-analytic evi-
dence for its role in socioemotional development. Child Development
Perspectives, 11(1), 70–76.
Feldman, R. (2012). Bio-behavioral synchrony: A model for integrating
biological and microsocial behavioral processes in the study of parent-
ing. Parenting, 12(2–3), 154–164.
Feldman, R. (2015). Sensitive periods in human social development: New
insights from research on oxytocin, synchrony, and high-risk parent-
ing. Development and Psychopathology, 27(2), 369–395.
Feldman, R., Gordon, I., & Zagoory-Sharon, O. (2011). Maternal and
paternal plasma, salivary, and urinary oxytocin and parent–infant syn-
chrony: Considering stress and affiliation components of human bond-
ing. Developmental Science, 14(4), 752–761.
Feldman, R., Magori-Cohen, R., Galili, G., Singer, M., & Louzoun, Y. (2011).
Mother and infant coordinate heart rhythms through episodes of interac-
tion synchrony. Infant Behavior and Development, 34(4), 569–577.
Feldman, R., Weller, A., Sirota, L., & Eidelman, A. I. (2002). Skin-to-Skin
contact (Kangaroo care) promotes self-regulation in premature infants:
Sleep-wake cyclicity, arousal modulation, and sustained exploration.
Developmental Psychology, 38(2), 194.
Feldman-Barrett, L. (1997). The relationship among momentary emotional
experiences, personality descriptions, and retrospective ratings of emo-
tion. Personality and Social Psychology Bulletin, 23, 1100–1110.
References 417
Feldman-Barrett, L., & Barrett, D. J. (2001). Computerized experience-
sampling: How technology facilitates the study of conscious experi-
ence. Social Science Computer Review, 19, 175–185.
Feldman-Barrett, L., & Russell, J. A. (1999). Structure of current affect.
Current Directions in Psychological Science, 8, 10–14.
Feldman-Barrett, L., Quigley, K. S., Bliss-Moreau, E., & Aronson, K. R.
(2004). Interoceptive sensitivity and self-reports of emotional experi-
ence. Journal of Personality and Social Psychology, 87, 684–697.
Felger, J. C., & Lotrich, F. E. (2013). Inflammatory cytokines in depres-
sion: Neurobiological mechanisms and therapeutic implications. Neu-
roscience, 246, 199–229.
Felver, J. C., Celis-de Hoyos, C. E., Tezanos, K., & Singh, N. N. (2016).
A systematic review of mindfulness-based interventions for youth in
school settings. Mindfulness, 7(1), 34–45.
Feng, X., Shaw, D. S., & Silk, J. S. (2008). Developmental trajectories
of anxiety symptoms among boys across early and middle childhood.
Journal of Abnormal Psychology, 117(1), 32.
Fenning, R. M., Baker, B. L., & Juvonen, J. (2011). Emotion discourse,
social cognition, and social skills in children with and without devel-
opmental delays. Child Development, 82(2), 717–731.
Fenske, M. L., & Raymond, J. E. (2006). Affective influences of selective
attention. Current Directions in Psychological Science, 15, 312–316.
Ferdinand, R. F., Dieleman, G., Ormel, J., & Verhulst, F. C. (2007). Homo-
typic versus heterotypic continuity of anxiety symptoms in young ado-
lescents: Evidence for distinctions between DSM-IV subtypes. Journal
of Abnormal Child Psychology, 35(3), 325–333.
Ferguson, M., & Zayas, V. (2009). Automatic evaluation. Current Direc-
tions in Psychological Science, 18, 362–366.
Fergusson, D. M., & Horwood, L. J. (2002). Male and female offending
trajectories. Development and Psychopathology, 14(1), 159–177.
Fernald, A. (1992). Human maternal vocalizations to infants as biologi-
cally relevant signals: An evolutionary perspective. In J. H. Barkow,
L. Cosmides, & J. Tooby (Eds.), The adapted mind: Evolutionary psy-
chology and the generation of culture (pp. 391–428). New York, NY:
Oxford University Press.
Fernandez-Dols, J. M., & Ruiz-Belda, M. A. (1995). Are smiles a sign
of happiness? Gold medal winners at the Olympic Games. Journal of
Personality and Social Psychology, 69, 1113–1119.
Fernandez-Dols, J. M., & Ruiz-Belda, M. A. (1997). Spontaneous facial
behavior during intense emotional episodes: Artistic truth and optical
truth. In J. A. Russell & J. M. Fernandez-Dols (Eds.), The psychology
of facial expression (pp. 255–294). Cambridge, England: Cambridge
University Press.
Fernyhough, C. (1996). The dialogic mind: A dialogic approach to the
higher mental functions. New Ideas in Psychology, 14(1), 47–62.
Fernyhough, C. (2008). A thousand days of wonder: A scientist’s chronicle
of his daughter’s developing mind. Harmondsworth, England: Penguin.
Fernyhough, C. (2008). Getting Vygotskian about theory of mind:
Mediation, dialogue, and the development of social understanding.
Developmental Review, 28(2), 225–262.
Ferrari, A. J., Charlson, F. J., Norman, R. E., Patten, S. B., Freedman, G.,
Murray, C. J., . . . Whiteford, H. A. (2013). Burden of depressive disor-
ders by country, sex, age, and year: Findings from the global burden of
disease study 2010. PLoS Medicine, 10(11), e1001547.
Ferrari, M., & Koyama, E. (2002). Meta-emotions about anger and amae.
Consciousness and Emotion, 3, 197–212.
Fett, A. K., Shergill, S. S., & Krabbendam, L. (2015). Social neuroscience
in psychiatry: Unravelling the neural mechanisms of social dysfunc-
tion. Psychological Medicine, 45(6), 1145–1165.
Field, J. (1934). A life of one’s own. Harmondsworth, England: Penguin
(current edition 1952).
Field, T. (2001). Touch. Cambridge, MA: MIT Press.
Field, T., Healy, B., Goldstein, S., Perry, S., Bendell, D., Schanberg, S.,
Zimmerman, E. A., & Kuhn, C. (1988). Infants of depressed moth-
ers show “depressed” behavior even with nondepressed adults. Child
Development, 59, 1569–1579.
Filliter, J. H., Longard, J., Lawrence, M. A., Zwaigenbaum, L., Brian, J.,
Garon, N., . . . Bryson, S. E. (2015). Positive affect in infant siblings of
children diagnosed with autism spectrum disorder. Journal of Abnor-
mal Child Psychology, 43(3), 567–575. doi:10.1007/s10802-014-
9921-6
Fink, E., Begeer, S., Peterson, C. C., Slaughter, V., & Rosnay, M. (2015).
Friendlessness and theory of mind: A prospective longitudinal study.
British Journal of Developmental Psychology, 33(1), 1–17.
Finkel, E. J., & Eastwick, P. W. (2008). Speed-dating. Current Directions
in Psychological Science, 17, 193–197.
Finkel, E. J., Slotter, E. B., Luchies, L. B., Walton, G. M., & Gross, J. J.
(2013). A brief intervention to promote conflict reappraisal preserves
marital quality over time. Psychological Science, 24(8), 1595–1601.
Finkel, N. J., & Parrott, W. G. (2006). Emotions and culpability: How the
law is at odds with psychology, jurors, and itself. Washington, DC:
American Psychological Association.
Finkel, E. J., Simpson, J. A., Eastwick, P. W. (2017). The psychology of
close relationships: Fourteen core principles. Annual Review of Psy-
chology, 68, 383–411.
Finkenauer, C., Engels, R., & Baumeister, R. F. (2005). Parenting behav-
iour and adolescent behavioural and emotional problems: The role of
self-control. International Journal of Behavioral Development, 29,
58–69.
Finlay-Jones, R. (1989). Anxiety. In G. W. Brown & T. O. Harris (Eds.),
Life events and illness (pp. 95–112). London, England: Unwin Hyman.
Fiorino, D. F., Coury, A., & Phillips, A. G. (1997). Dynamic changes in
nucleus accumbens dopamine efflux during the Coolidge effect in male
rats. Journal of Neuroscience, 17(12), 4849–4855.
Fischer, A., & Giner-Sorolla, R. (2016). Contempt: Derogating Others
While Keeping Calm. Emotion Review, 8(4), 346–357.
Fischer, A. H. (2000). Gender and emotion: Social psychological perspec-
tives. Cambridge, England: Cambridge University Press.
Fischer, A. H., & Manstead, A. S. R. (2000). The relation between gender
and emotions in different cultures. In A. H. Fischer (Ed.), Gender and
RefeRences418
emotion: Social psychological perspectives (pp. 71–93). Cambridge,
England: Cambridge University Press.
Fisher, H. E. (1992). Anatomy of love. New York, NY: Norton.
Fiske, A. P. (1991). Structures of social life. New York, NY: Free Press.
Fiske, A. P., Kitayama, S., Markus, H. R., & Nisbett, R. E. (1998). The
cultural matrix of social psychology. In D. T. Gilbert, S. T. Fiske, & G.
Lindzey (Eds.), Handbook of social psychology (4th ed., pp. 915–981).
Boston, MA: McGraw-Hill.
Fiske, S. T. (2010). Interpersonal stratification: Status, power, and subordi-
nation. In S. T. Fiske, D. T. Gilbert, & G. Lindzey (Eds.), Handbook of
social psychology (5th ed., pp. 941–982). New York, NY: Wiley.
Fivush, R., & Wang, Q. (2005). Emotion talk in mother-child conver-
sations of the shared past: The effects of culture, gender, and event
valence. Journal of Cognition and Development, 6(4), 489–506.
Fjorback, L. O., Arendt, M. E., Fink P., & Walach H. (2011). Mindfulness-
based stress reduction and mindfulness-based cognitive therapy—A
systematic review of randomized controlled trials. Acta Psychiatrica
Scandinavica, 124, 102–119.
Flack, W. F., & Laird, J. D. (Eds.). (1998). Emotions in psychopathology:
Theory and research. New York, NY: Oxford University Press.
Flack, W. F., Laird, J. D., Cavallaro, L. A., & Miller, D. R. (1998). Emo-
tional expression and experience: A psychosocial perspective on
schizophrenia. In W. F. Flack & J. D. Laird (Eds.), Emotions in psycho-
pathology: Theory and research (pp. 315–322). New York, NY: Oxford
University Press.
Flak, A. L., Su, S., Bertrand, J., Denny, C. H., Kesmodel, U. S., & Cog-
swell, M. E. (2014). The association of mild, moderate, and binge
prenatal alcohol exposure and child neuropsychological outcomes:
A meta-analysis. Alcoholism, Clinical And Experimental Research,
38(1), 214–226. doi:10.1111/acer.12214
Flannery, K. (2012). The creation of inequality: How our prehistoric
ancestors set the stage for monarchy, slavery, and empire. Cambridge,
England: Harvard University Press.
Fleming, A. S., & Corter, C. (1995). Psychobiology of maternal behavior in
nonhuman mammals: Role of sensory, experiential and neural factors.
In M. Bornstein (Ed.), Handbook of parenting. Hillsdale, NJ: Erlbaum.
Fleming, A. S., Kraemer, G. W., Gonzalez, A., Lovie, V., Rees, S., & Melo,
A. (2002). Mothering begets mothering: The transmission of behavior
and its neurobiology across generations. Pharmacology, Biochemistry
and Behavior, 73, 61–75.
Fletcher, A. C., Steinberg, L., & Williams-Wheeler, M. (2004). Parental
influences on adolescent problem behavior: Revisiting Stattin and
Kerr. Child Development, 75(3), 781–796.
Fletcher, G. J. O., Tither, J., O’Loughlin, C., Friesen, M., & Overall, N.
(2004). Warm and homely or cold and beautiful? Sex differences in
trading off traits in mate selection. Personality and Social Psychology
Bulletin, 30, 659–672.
Flinn, M., & Alexander, R. (2007). Runaway social selection in human
evolution In S. W. Gangestad & J. A. Simpson (Eds.), The evolution of
mind: Fundamental questions and controversies (pp. 249–255). New
York, NY: Guilford.
Flom, R., & Bahrick, L. E. (2007). The development of infant discrimi-
nation of affect in multimodal and unimodal stimulation: The role of
intersensory redundancy. Developmental Psychology, 43(1), 238–252.
Foa, E. B., Feske, U., Murdoch, T. B., Kozak, M. J., & McCarthy, P. R.
(1991). Processing of threat-related information in rape-victims. Jour-
nal of Abnormal Psychology, 100, 156–162.
Fonagy, P. (2000). The outcome of psychoanalysis: The hope of a future.
The Psychologist, 13, 620–623.
Fonagy, P., & Luyten, P. (2009). A developmental, mentalization-based
approach to the understanding and treatment of borderline personality
disorder. Development and Psychopathology, 21, 1355–1381.
Fonagy, P., Steele, M., Steele, H., Leigh, T., Kennedy, R., Mattoon, G.,
& Target, M. (1995). Attachment, the reflective self, and borderline
states: The predictive specificity of the Adult Attachment Interview
and pathological emotional development. In S. Goldberg, R. Muir, &
J. Kerr (Eds.), Attachment theory: Social, developmental and clinical
perspectives (pp. 233–278). Hillsdale, NJ: The Analytic Press.
Fonagy, P., Steele, M., Steele, H., Moran, G. S., & Higgitt, A. C. (1991).
The capacity for understanding mental states – The reflective self in
parent and child and its significance for security of attachment. Infant
Mental Health Journal, 12(3), 201–218.
Font, S. A. (2014). Kinship and nonrelative foster care: The effect of place-
ment type on child well-being. Child Development, 85(5), 2074–2090.
Fontaine, N. M. G., McCrory, E. J. P., Boivin, M., Moffit, T. E., & Viding,
E. (2011). Predictors and outcomes of joint trajectories of callous-une-
motional traits and conduct problems in childhood. Journal of Abnor-
mal Psychology, 120(3), 730–742.
Fontaine, R. G. (2010). New developments in developmental research
on social information processing and antisocial behavior. Journal of
Abnormal Child Psychology, 38, 569–573.
Fontaine, R. G., & Dodge, K. A. (2009). Social information processing
and aggressive behavior: A transactional perspective. In A. J. Sameroff
(Ed.), The transactional model of development: How children and
contexts shape each other (pp. 117–135). Washington, DC: American
Psychological Association.
Foot, P. (1978). The problem of abortion and the doctrine of the double
effect. In P. Foot (Ed.), Virtues and vices and other essays in moral
philosophy (pp. 19–32). Oxford, England: Blackwell. (Originally pub-
lished 1967)
Forbes, M. K., Rapee, R. M., Camberis, A. L., & McMahon, C. A. (2017).
Unique associations between childhood temperament characteristics
and subsequent psychopathology symptom trajectories from childhood
to early adolescence. Journal of Abnormal Child Psychology, 45(6),
1221–1233.
Ford, B. Q., Dmitrieva, J., Heller, D., Chentsova-Dutton, Y., Grossmann,
I., Tamir, M., . . . & Mauss, I. B. (2015). Culture shapes whether the
pursuit of happiness predicts higher or lower wellbeing. Journal of
Experimental Psychology: General, 144, 1053–1062.
References 419
Ford, B. Q. & Gross, J. J. (2018). Emotion regulation: Why beliefs matter.
Canadian Psychology, 59, 1–15.
Ford, B. Q., Lwi, S., Hankin, B., Gentzler, A. L., & Mauss, I. B. (2018).
The cost of believing emotions are uncontrollable: Youths’ beliefs
about emotion predict emotion regulation and depressive symptoms.
Journal of Experimental Psychology: General, 47, 1170–1190.
Ford, B. Q., Mauss, I. B., & Gruber, J. (2015). Valuing happiness is associ-
ated with bipolar disorder. Emotion, 15, 211–222.
Forehand, R., Lafko, N., Parent, J., & Burt, K. B. (2014). Is parenting
the mediator of change in behavioral parent training for externaliz-
ing problems of youth? Clinical Psychology Review, 34(8), 608–619.
doi:10.1016/j.cpr.2014.10.001
Forgas, J. (1994). Sad and guilty. Affective influences on the explanation
of conflict episodes. Journal of Personality and Social Psychology, 66,
56–68.
Forgas, J., & Laham, S. M. (2005). The interaction between affect and
motivation in social judgments and behavior. In J. Forgas, K. Williams,
et al. (Eds.), Social motivation: Conscious and unconscious processes
(pp. 168–193). New York, NY: Cambridge University Press.
Forgas, J. P. (2003). Affective influences on attitudes and judgments. In R. J.
Davidson, K. R. Scherer, & H. H. Goldsmith (Eds.), Handbook of affec-
tive sciences (pp. 596–618). New York, NY: Oxford University Press.
Forgas, J. P., & Moylan, S. (1987). After the movies: The effect of mood
on social judgments. Personality and Social Psychology Bulletin, 13,
465–477.
Forgas, J. (1995). Mood and judgement: The affect infusion model (AIM).
Psychological Bulletin, 117, 39–66.
Forgas, J. (2014). On the regulatory functions of mood: Affective influ-
ences on memory, judgments and behavior. In E. Harmon-Jones (Ed.),
Motivation and its regulation: The control within (pp. 169–192).
New York: Psychology Press.
Forgas, J. (2016). Affective influences on moral decisions: Mood effects
on selfishness versus fairness. In J. Forgas, L. Jussim & P. Van Lange
(Eds.), The social psychology of morality (pp. 152–170). New York:
Routledge.
Forman, D. R., Aksan, N., & Kochanska, G. (2004). Toddlers’ responsive
imitation predicts preschool-age conscience: 1. Psychological Science,
15(10), 699–704.
Fortuin, J., van Geel, M., & Vedder, P. (2015). Peer influences on internaliz-
ing and externalizing problems among adolescents: A longitudinal social
network analysis. Journal of Youth and Adolescence, 44(4), 887–897.
Foster, C. A., Witcher, B. S., Campbell, W. K., & Green, J. D. (1998).
Arousal and attraction: Evidence for automatic and controlled
processes. Journal of Personality and Social Psychology, 74, 86–101.
Fox, E., Mathews, A., Calder, A. J., & Yiend, J. (2007). Anxiety and sensi-
tivity to gaze direction in emotionally expressive faces. Emotion, 7(3),
478–486.
Fox, E., Russo, R., & Georgiou, G. A. (2005). Anxiety modulates the
degree of attentive resources required to process emotional faces. Cog-
nitive, Affective, & Behavioral Neuroscience, 5(4), 396–404.
Fox, G.R., Kaplan, J., Damasio, H., & Damasio, A. (2015). Neural cor-
relates of gratitude. Frontiers in Psychology, 30(6), 1491.
Fox, N., & Davidson, R. A. (1987). Electroencephalogram asymmetry
in response to the approach of a stranger and maternal separation in
10-month-old infants. Developmental Psychology, 23, 233–240.
Fox, N. A., Henderson, H. A., Marshall, P. J., Nichols, K. E., & Ghera, M.
M. (2005). Behavioral inhibition: Linking biology and behavior within a
developmental framework. Annual Review of Psychology, 56, 235–262.
Fox, R. (1991). Aggression then and now. In M. H. Robinson & L. Tiger
(Eds.), Man and beast revisited (pp. 81–93). Washington, DC: Smith-
sonian Institute Press.
Fox, S. E., Wagner, J. B., Shrock, C. L., Tager-Flusberg, H., & Nelson,
C. A. (2013). Neural processing of facial identity and emotion in
infants at high-risk for autism spectrum disorders. Frontiers in Human
Neuroscience, 7, 89.
Frampton, K. L., Jenkins, J. M., & Dunn, J. (2010). Within-family differ-
ences in internalizing behaviors: The role of children’s perspectives of
the mother-child relationship. Journal of Abnormal Child Psychology,
38, 557–568.
Francis, D., & Meaney, M. J. (1999). Maternal care and the development
of stress responses. Development, 9, 128–134.
Frank, M., Ekman, P., & Friesen, W. V. (1993). Behavioral markers and
recognizability of the smile of enjoyment. Journal of Personality and
Social Psychology, 64, 83–93.
Frank, M. G., & Stennet, J. (2001). The forced-choice paradigm and the
perception of facial expressions of emotion. Journal of Personality and
Social Psychology, 80, 75–85.
Frank, R. H. (1988). Passions within reason: The strategic role of the emo-
tions. New York, NY: W. W. Norton & Co.
Fredrickson, B. L. (2001). The role of positive emotions in positive
psychology: The broaden-and-build theory of positive emotions.
American Psychologist, 56, 218–226.
Fredrickson, B. L. (2003). The value of positive emotions. American Sci-
entist, 91, 330–335.
Fredrickson, B. L. (2013). Love 2.0 How our supreme emotion affects eve-
rything we feel, think, do and become. New York, NY: Hudson Street
Press.
Fredrickson, B. L., & Branigan, C. (2005). Positive emotions broaden the
scope of attention and thought–action repertoires. Cognition and Emo-
tion, 19, 313–332.
Fredrickson, B. L., & Cohn, M. A. (2008). Positive emotions. In M. Lewis,
J. Haviland Jones & L. F. Barrett (Eds.), Handbook of emotions (3rd
ed., pp. 777–796). New York, NY: Guilford.
Fredrickson, B. L., Cohn, M. A., Coffey, K., A., Pek, J., & Finkel, S. M.
(2008). Open hearts build lives: Positive emotions, induced through
loving-kindness meditation, build consequential personal resources.
Journal of Personality and Social Psychology, 95, 1045–1062.
Fredrickson, B. L., & Levenson, R. W. (1998). Positive emotions speed
recovery from the cardiovascular sequelae of negative emotions. Cog-
nition and Emotion, 12, 191–220.
RefeRences420
Fredrickson, B. L., Tugade, M. M., Waugh, C. E., & Larkin, G. R. (2003).
What good are positive emotions in crises? A prospective study of
resilience and emotions following the terrorist attacks on the United
States on September 11th 2001. Journal of Personality and Social Psy-
chology, 84, 365–376.
Freedman, D., & Woods, G. W. (2013). Neighborhood effects, mental
illness and criminal behavior: A review. Journal of Politics and Law,
6(3), 1–16. doi:10.5539/jpl.v6n3p1
Freedman, J. L. (1978). Happy people: What happiness is, who has it, and
why. New York, NY: Harcourt Brace Jovanovich.
Freud, A. (1937). The ego and the mechanisms of defense. London, Eng-
land: Hogarth Press.
Freud, S. (1901). The psychopathology of everyday life. The Pelican Freud
Library, Vol. 5 (J. Strachey, A. Richards, & A. Tyson, Eds., A. Tyson,
Trans.). Harmondsworth: Penguin (current edition 1975).
Freud, S. (1904/1985). Psychopathic characters on the stage. In A.
Dickson (Ed.), The Pelican Freud Library, Vol. 14. Art and literature
(pp. 119–127). London, England: Penguin.
Freud, S. (1905). Fragment of an analysis of a case of hysteria (Dora). In
J. Strachey & A. Richards (Eds.), The Pelican Freud Library, Vol. 9.
Case histories, II. Harmondsworth, England: Penguin (current edition
1979).
Freud, S. (1920). Beyond the pleasure principle. In J. Strachey & A. Rich-
ards, (Eds.) The Pelican Freud Library, Vol. 11. (pp. 1–64) On meta-
psychology: The theory of psychoanalysis. Harmondsworth, England:
Penguin (current edition 1974).
Freud, S., & Breuer, J. (1895). Studies on hysteria. In J. Strachey, A.
Strachey, & A. Richards, (Eds.), The Pelican Freud Library, Vol. 3.
Harmondsworth, England: Penguin (current edition 1974).
Frick, P. J., Ray, J. V., Thornton, L. C., & Kahn, R. E. (2014). Annual
research review: A developmental psychopathology approach to under-
standing callous-unemotional traits in children and adolescents with
serious conduct problems. Journal of Child Psychology and Psychia-
try, and Allied Disciplines, 55(6), 532–548. doi:10.1111/jcpp.12152
Fridlund, A. J. (1992). The behavioral ecology and sociality of human
faces. Review of Personality and Social Psychology, 13, 90–121.
Fridlund, A. J. (1994). Human facial expression: An evolutionary view.
San Diego, CA: Academic Press.
Fried, I., Mukamel, R., & Kreiman, G. (2011). Internally generated pre-
activation of single neurons in human medial frontal cortex predicts
volition. Neuron, 69, 548–562.
Friesen, W. V. (1972). Cultural differences in facial expressions in a social
situation. An experimental test of the concept of display rules. Doctoral
thesis, University of California, San Francisco.
Frijda, N. (1993a). Moods, emotion episodes, and emotions. In M. Lewis
& J. M. Haviland (Eds.), Handbook of emotions (pp. 381–403). New
York, NY: Guilford.
Frijda, N. (2013). Emotion regulation and free will. In A. Clark, J. Kiver-
stein & T. Vierkant (Eds.), Decomposing the will (pp. 199–220). New
York, NY: Oxford University Press.
Frijda, N. H. (1987). Emotion, cognitive structure and action tendency.
Cognition and Emotion, 1, 115–143.
Frijda, N. H. (1988). The laws of emotion. American Psychologist, 43,
349–358.
Frijda, N. H. (1994). The lex talionis: On vengeance. In S. H. M. Van
Goozen, N. E. Van der Poll, & J. A. Sergeant (Eds.), Emotions: Essays
on emotion theory (pp. 263–289). Hillsdale, NJ: Erlbaum.
Frijda, N. H. (2005). Emotion experience. Cognition and Emotion, 19,
473–497.
Frijda, N. H. (2007). The laws of emotion. Mahwah, NJ: Erlbaum.
Frijda, N. H. (2010). Not passion’s slave. Emotion Review, 2, 68–75.
Frijda, N. H. (2013). Emotion regulation and free will. In T. Vierkant, A.
Clark, & J. Kiverstein (Eds.). Decomposing the will. Oxford, England:
Oxford University Press.
Frijda, N. H. (Ed.). (1993b). Appraisal and beyond: The issue of cognitive
determinants of emotion. Cognition and Emotion, 7, 225–387.
Frijda, N. H., Kuipers, P., & ter Schure, E. (1989). Relations among emo-
tion, appraisal, and emotional action readiness. Journal of Personality
and Social Psychology, 57, 212–228.
Frijda, N. H., & Mesquita, B. (1994). The social rules and functions of
emotions. In S. Kitayama & H. R. Markus (Eds.), Emotion and culture:
Empirical studies of mutual influence (pp. 51–87). Washington, DC:
American Psychological Association.
Fugate J. M. B., Lindquist K. A., Barrett L. F., (2014). Emotion generation
vs. emotion construction. In K. Oschner & S. Kosslyn (Eds.), Oxford
Handbook of Cognitive Neuroscience Vol. II (pp. 32–51). New York:
Oxford University Press.
Fyer, A., Mannuzza, S., & Coplan, J. D. (1996). Panic disorders and ago-
raphobia. In H. I. Kaplan & B. J. Saddock (Eds.), Comprehensive text-
book of psychiatry (6th ed., Vol. 1, pp. 1191–1204). Baltimore, MD:
Williams & Wilkins.
Gabbay, F. H., Krantz, D. S., Kop, W., Hedges, S. M., Klein, J., Gottdiener,
J. S., & Rozanski, A. (1996). Triggers of myocardial ischemia during
daily life in patients with coronary artery disease: Physical and men-
tal activities, anger, and smoking. Journal of the American College of
Cardiology, 27, 585–592.
Gable, S. L., Gonzaga, G., & Strachman, A. (2006). Will you be there for
me when things go right? Social Support for Positive Events. Journal
of Personality and Social Psychology, 91, 904–917.
Gable, S. L., Reis, H. T., Impett, E., & Asher, E. R. (2004). What do you
do when things go right? The intrapersonal and interpersonal benefits
of sharing positive events. Journal of Personality and Social Psychol-
ogy, 87, 228–245.
Gabrielsson, A., & Juslin, P. N. (2003). Emotional expression in music. In
R. Davidson, K. Scherer, & H. H. Goldsmith (Eds.), Handbook of affec-
tive sciences (pp. 503–534). London, England: Oxford University Press.
Gagne, J. R., Van Hulle, C. A., Aksan, N., Essex, M. J., & Goldsmith, H.
H. (2011). Deriving childhood temperament measures from emotion-
eliciting behavioral episodes: Scale construction and initial validation.
Psychological Assessment, 23(2), 337.
References 421
Gailliot, M. T., Baumeister, R., DeWall, C. N., Maner, J. K., Plant, A., Tice,
D. M., . . . Schmeichel, B. J. (2007). Self-control relies on glucose as a
limited energy source: Willpower is more than a metaphor. Journal of
Personality and Social Psychology, 92, 325–336.
Galdi, S., Arcuri, L., & Gawronski, B. (2008). Automatic mental associa-
tions predict future choices of undecided decision-makers. Science,
321, 1100–1102.
Galea, S., Ahern, J., Resnick, H., Kilpatrick, D., Bucuvalas, M., Gold, J.,
& Vlahov, D. (2002). Psychological sequelae of the September 11 ter-
rorist attacks in New York City. New England Journal of Medicine,
346, 982–987.
Galinsky, A. D., Magee, J. C., Inesi, M. E., & Gruenfeld, D. H. (2006).
Power and perspectives not taken. Psychological Science, 17,
1068–1074.
Galinsky, A. D., Rucker, D. D., & Magee, J. C. (2016). Power and perspec-
tive-taking: A critical examination. Journal of Experimental Social
Psychology, 67, 91–92.
Gangestad, S. W., Thornhill, R., & Garver, C. E. (2002). Changes in
women’s sexual interests and their partner’s mate–retention tactics
across the menstrual cycle: Evidence for shifting conflicts of interest.
Proceedings of the royal society of London B: Biological sciences,
269(1494), 975–982.
Ganiban, J. M., Ulbricht, J. A., Spotts, E. L., Lichtenstein, P., Reiss, D.,
Hansson, K., & Neiderhiser, J. M. (2009). Understanding the role of
personality in explaining associations between marital quality and par-
enting. Journal of Family Psychology, 23(5), 646–660.
Gao, W., Zhu, H., Giovanello, K. S., Smith, J. K., Shen, D., Gilmore,
J. H., & Lin, W. (2009). Evidence on the emergence of the brain’s
default network from 2-week-old to 2-year-old healthy pediatric
subjects. Proceedings of the National Academy of Sciences, 106(16),
6790–6795.
Garcia Coll, C., Vohr, B. R., Hoffman, J., & Oh, W. (1986). Maternal and
environmental factors affecting developmental outcome of infants of
adolescent mothers. Journal of Developmental and Behavioral Pedi-
atrics, 7(4), 230–236.
Gardner, H. (1993). Creating minds: An anatomy of creativity seen through
the lives of Freud, Einstein, Picasso, Stravinsky, Eliot, Graham, and
Ghandi. New York, NY: Basic Books.
Garfinkel, S. N., & Critchley, H. D. (2016). Threat and the body: How
the heart supports fear processing. Trends in Cognitive Sciences, 20(1),
34–46.
Garfinkel, S. N., Manassei, M. F., Hamilton-Fletcher, G., den Bosch, Y. I.,
Critchley, H. D., & Engels, M. (2016). Interoceptive dimensions across
cardiac and respiratory axes. Philosophical Transactions of the Royal
Society B, 371(1708), 20160014.
Garfinkel, S. N., Tiley, C., O’Keeffe, S., Harrison, N. A., Seth, A. K., &
Critchley, H. D. (2016). Discrepancies between dimensions of intero-
ception in autism: Implications for emotion and anxiety. Biological
Psychology, 114, 117–126.
Garnefski, N., Kraaij, V., & van Etten, M. (2005). Specificity of relations
between adolescents’ cognitive emotion regulation strategies and
internalizing and externalizing psychopathology. Journal of Adoles-
cence, 28(5), 619–631.
Garrett-Peters, P. T., Castro, V. L., & Halberstadt, A. G. (2017). Parents’
beliefs about children’s emotions, children’s emotion understanding,
and classroom adjustment in middle childhood. Social Development,
26(3), 575–590.
Gartstein, M. A., & Skinner, M. K. (2017). Prenatal influences on tempera-
ment development: The role of environmental epigenetics. Develop-
ment and Psychopathology, 30(4), 1–35.
Gasper, K., & Clore, G. L. (1998). The persistent use of negative affect by
anxious individuals to estimate risk. Journal of Personality and Social
Psychology, 74, 1350–1363.
Gasper, K., & Clore, G. L. (2000). Do you have to pay attention to your
feelings in order to be influenced by them? Personality and Social Psy-
chology Bulletin, 26, 698–711.
Gass, K., Jenkins, J., & Dunn, J. (2007). Are sibling relationships protec-
tive? A longitudinal study. Journal of Child Psychology and Psychia-
try, 48(2), 167–175.
Gass, K., Jenkins, J. M., & Dunn, J. (2007a). Are sibling relationships pro-
tective? A longitudinal study. Journal of Child Psychology and Psy-
chiatry, and Allied Disciplines, 48(2), 167–175.
Gass, K., Jenkins, J. M., & Dunn, J. (2007b). The sibling relationship as
protective for children experiencing life events: A longitudinal study.
Journal of Child Psychology and Psychiatry, 48, 167–175.
Gault-Sherman, M. (2012). It’s a two-way street: The bidirectional rela-
tionship between parenting and delinquency. Journal of Youth and
Adolescence, 41(2), 121–145.
Gay, P. (1988). Freud: A life for our time. London, England: Dent.
Gazzaniga, M. S. (1985). The social brain. New York, NY: Basic Books.
Gazzaniga, M. S. (1988). Brain modularity: Towards a philosophy of con-
scious experience. In A. J. Marcel & E. Bisiach (Eds.), Consciousness
in contemporary science (pp. 218–238). Oxford, England: Oxford Uni-
versity Press.
Gazzaniga, M. S., Ivry, R. B., & Mangun, G. R. (2002). Cognitive neuro-
science. New York, NY: Norton.
Geertz, C. (1973). The interpretation of cultures. New York, NY: Basic
Books.
Gelder, M., Andreasen, N., Lopez-Ibor, J., & Geddes, J. (Eds.). (2009).
New Oxford Textbook of Psychiatry (2nd ed.). Oxford, England:
Oxford University Press.
George, C., Kaplan, N., & Main, M. (1985). Attachment interview for
adults. Unpublished manuscript, University of California, Berkeley.
Gewertz, D. (1981). A historical reconsideration of female dominance
among the Chambri of Papua New Guinea. American Ethnologist, 8,
94–106.
Ghera, M. M., Marhsall, P. J., Fox, N. A., Zeanah, C. H., Nelson, C. A.,
Smyke, A. T., & Gurthie, D. (2009). The effects of foster care interven-
tion on socially deprived institutionalized children’s attention and posi-
tive affect: Results from the BEIP study. Journal of Child Psychology
and Psychiatry, 50(3), 246–253.
RefeRences422
Gibbs, E. L., Gibbs, F. A., & Fuster, B. (1948). Psychomotor epilepsy.
Archives of Neurology and Psychiatry, 60, 331–339.
Giedd, J. N. (2004). Structural magnetic resonance imaging of the adoles-
cent brain. Annals of the New York Academy of Sciences, 1021, 77–85.
doi:10.1196/annals.1308.009
Gilbert, P. (1998). What is shame? Some core issues and controversies. In
P. Gilbert & B. Andrews (Eds.), Shame: Interpersonal behavior, psy-
chopathology, and culture (pp. 3–38). New York, NY: Oxford Univer-
sity Press.
Gilbert, P. (2000). The relationship of shame, social anxiety and depres-
sion: The role of the evaluation of social rank. Clinical Psychology and
Psychotherapy, 7, 174–189.
Gilbert, P. (2005). Evolution and depression: issues and implications. Psy-
chological Medicine, 35, 1–11.
Gilbert, P., Broomhead, C., Irons, C., McEwan, E., Bellew, R., Mills, A.,
Gale, C., & Knibb, R. (2007). Development of a striving to avoid infe-
riority scale. British Journal of Social Psychology, 46, 633–648.
Gildersleeve, K., Haselton, M. G., & Fales, M. R. (2014). Meta- analysis and
p-curves support genuine and robust shifts in women’s mate preferences
across the ovulatory cycle: Reply to Harris, Pashler, & Mickes (2014)
and Wood and Carden (2014). Psychological Bulletin, 5, 1272–1280.
Giletta, M., Scholte, R. H., Burk, W. J., Engels, R. C., Larsen, J. K., Prin-
stein, M. J., & Ciairano, S. (2011). Similarity in depressive symptoms
in adolescents’ friendship dyads: Selection or socialization?. Develop-
mental Psychology, 47(6), 1804.
Givens, D. B. (1983). Love signals: How to attract a mate. New York, NY:
Crown.
Gladwell, M. (2005). Blink. New York, NY: Little, Brown & Co.
Glaser, R., Kiecolt-Glaser, J. K., Malarkey, W. B., & Sheridan, J. F. (1998).
The influence of psychological stress on the immune response to vac-
cines. Annals of the New York Academy of Sciences, 840, 656–663.
Glickman, S. E., & Schiff, B. B. (1967). A biological theory of reinforce-
ment. Psychological Review, 74, 81–109.
Gloaguen, V., Cottraux, J., Cucherat, M., & Blackburn, I. (1998). A meta-
analysis of the effects of cognitive therapy in depressed patients. Jour-
nal of Affective Disorders, 49, 59–72.
Goel, V., & Vartanian, O. (2011). Negative emotions can attenuate the influ-
ence of beliefs on logical reasoning. Cognition and Emotion, 25, 121–131.
Goetz, J. L., Keltner, D., & Simon-Thomas, E. (2010). Compassion: An
evolutionary analysis and empirical review. Psychological Bulletin,
136(3), 351.
Gogtay, N., Giedd, J. N., Lusk, L., Hayashi, K. M., Greenstein, D.,
Vaituzis, A. C., . . . Thompson, P. M. (2004). Dynamic mapping of
human cortical development during childhood through early adult-
hood. Proceedings of the National Academy of Sciences of the United
States of America, 101(21), 8174–8179.
Goldberg, S., Grusec, J. E., & Jenkins, J. M. (1999). Confidence in pro-
tection: Arguments for a narrow definition of attachment. Journal of
Family Psychology, 13(4), 475–483.
Goldberg, S., Perrotta, M., Minde, K., & Corter, C. (1986). Maternal
behavior and attachment in low-birth-weight twins and singletons.
Child Development, 57(1), 34–46.
Goldin, P. R., McRae, K., Ramel, W., & Gross, J. J. (2008). The neural
bases of emotion regulation: Reappraisal and suppression of negative
emotion. . Biological Psychiatry, 63, 577–586.
Goldman, R. N., Greenberg, L. S., & Angus, L. (2006). The effects of add-
ing emotion-focused interventions to the client-centered relationship
conditions in the treatment of depression. Psychotherapy Research, 16,
537–549.
Goldsmith, H. H., & Alansky, J. A. (1987). Maternal and infant tempera-
mental predictors of attachment: A meta-analytic review. Journal of
Consulting and Clinical Psychology, 55, 805–816.
Goldsmith, H. H., Buss, K. A., & Lemery, K. S. (1997). Toddler and child-
hood temperament: Expanded content, stronger genetic evidence, new
evidence for the importance of environment. Developmental Psychol-
ogy, 33(6), 891–905.
Gombrich, E. H. (1972). The story of art (12th ed.). London, England:
Phaidon.
Gonzaga, G.C., Keltner, D., & Ward, D. (2008). Power in mixed-sex inter-
actions. Cognition & Emotion, 22, 1555–1568.
Gonzaga, G. C., Keltner, D., Londahl, E. A., & Smith, M. (2001). Love and
the commitment problem in romantic relations and friendship. Journal
of Personality and Social Psychology, 81, 247–262.
Gonzaga, G. C., Turner, R., Keltner, D., Campos, B., & Altemus, M.
(2006). Romantic love and sexual desire: Distinctions in nonverbal
display and neurohormonal response. Emotion, 6(2), 163–179.
Goodall, J. (1986). The chimpanzees of Gombe: Patterns of behavior.
Cambridge, MA: Harvard University Press.
Goodall, J. (1992). Unusual violence in the overthrow of an alpha male
chimpanzee at Gombe. In T. Nishida, W. C. McGrew, P. Marler, M.
Pickford, & F. B. M. De Waal (Eds.), Topics in primatology, Vol. 1.
Human origins (pp. 131–142). Tokyo, Japan: University of Tokyo Press.
Goodkind, M. S., Sollberger, M., Gyurak, A., Rosen, H. J., Rankin, K. P.,
Miller, B., & Levenson, R. (2012). Tracking emotional valence: The
role of the orbitofrontal cortex. Human Brain Mapping, 33(4), 753–
762. doi:10.1002/hbm.21251
Goodman, S. H., Rouse, M. H., Connell, A. M., Broth, M. R., Hall, C. M.,
& Heyward, D. (2010). Maternal depression and child psychopathol-
ogy: A meta-analytic review. Clinical Child and Family Psychology
Review, 14(1), 1–27.
Goodwin, H., Yiend, J., & Hirsch, C. (2017). Generalized anxiety disorder,
worry and attention to threat: A systematic review. Clinical Psychology
Review, 54, 107–122.
Gordon, A. M., Impett, E. A., Kogan, A., Oveis, C., & Keltner, D. (2012).
To have and to hold: Gratitude promotes relationship maintenance in
intimate bonds. Journal of Personality and Social Psychology, 103,
257–274.
Gordon, A. M., Stellar, J. E., Anderson, C. L., McNeil, G. D., Loew, D.,
& Keltner, D. (2016). The dark side of the sublime: Distinguishing a
References 423
threat-based variant of awe. Journal of Personality and Social Psychol-
ogy, 113(2), 310.
Gottfried, J. A., O’Doherty, J., & Dolan, R. J. (2003). Encoding predic-
tive reward value in human amygdala and orbitofrontal cortex. Science,
301, 1104–1107.
Gottlieb, J., & Polirstok, S. (2006). The impact of positive behavior inter-
vention training for teachers on referral rates for misbehavior, special
education evaluation and student reading achievement in the elementary
grades. International Journal of Behavioral Consultation 2(3), 354–361.
Gottman, J. M. (1993a). Why marriages succeed or fail. New York, NY:
Simon & Schuster.
Gottman, J. M. (1993b). The roles of conflict engagement, escalation, and
avoidance in marital interaction: A longitudinal view of five types of
couples. Journal of Consulting and Clinical Psychology, 61, 6–15.
Gottman, J. M., & Levenson, R. W. (1992). Marital processes predictive of
later dissolution: Behavior, physiology and health. Journal of Person-
ality and Social Psychology, 63, 221–233.
Gottman, J. M., & Levenson, R. W. (2000). The timing of divorce: Predict-
ing when a couple will divorce over a 14-year period. Journal of Mar-
riage and the Family, 62, 737–745.
Gottman, J. M., Katz, L. F., & Hooven, C. (1996). Parental meta-emotion
philosophy and the emotional life of families: Theoretical models and
preliminary data. Journal of Family Psychology, 10(3), 243–268.
Gottman, J. M., Katz, L. F., & Hooven, C. (1997). Meta-emotion. Mahwah,
NJ: Lawrence Erlbaum.
Graham, C. (2010). Happiness around the world: The paradox of happy
peasants and miserable millionaires. New York: Oxford University
Press.
Graham, C. (2017). Happiness for all? Unequal hopes and lives in pursuit
of the American dream. Princeton, NJ: Princeton University Press.
Granic, I., & Patterson, G. R. (2006). Toward a comprehensive model of
antisocial development: A dynamic systems approach. Psychological
Review, 113, 101–131.
Grant, A., and F. Gino. A little thanks goes a long way: Explaining why
gratitude expressions motivate prosocial behavior. Journal of Personal-
ity and Social Psychology 98, no. 6 (June 2010): 946–955.
Gray, J. A., & McNaughton, N. (2000). The neuropsychology of anxiety:
An enquiry into the functions of the septo-hippocampal system (2nd
ed.). Oxford, England: Oxford University Press.
Gray, L., Watt, L., & Blass, E. M. (2000). Skin-to-skin contact is analgesic
in healthy newborns. Pediatrics, 105, 1–6.
Graziano, P., & Derefinko, K. (2013). Cardiac vagal control and children’s
adaptive functioning: A meta-analysis. Biological Psychology, 94(1),
22–37. doi:10.1016/j.biopsycho.2013.04.011
Green, D. P., Goldman, S. L., & Salovey, P. (1993). Measurement error
masks bipolarity in affect ratings. Journal of Personality and Social
Psychology, 64, 1029–1041.
Green, J., Charman, T., Pickles, A., Wan, M. W., Elsabbagh, M., Slonims,
V., . . . Jones, E. J. (2015). Parent-mediated intervention versus no
intervention for infants at high risk of autism: A parallel, single-blind,
randomised trial. The Lancet Psychiatry, 2(2), 133–140.
Green, K., & Keltner, D. (2017, March). What happens when we reconnect
with nature. Greater Good.
Greenberg, L. S. (1993). Emotion and change processes in psychotherapy.
In M. Lewis & J. M. Haviland (Eds.), Handbook of emotions (pp. 499–
508). New York, NY: Guilford.
Greenberg, L. S. (2002). Emotion focused therapy: Coaching clients to
work through their feelings. Washington, DC: American Psychological
Association.
Greenberg, L. S. (2010). Emotion-focused therapy: A clinical synthesis.
Focus, 8(1), 32–42.
Greenberg, L. S. (2017). Emotion-focused therapy (Rev. ed.). Washington,
DC: American Psychological Association.
Greenberg, L. S., & Safran, J. D. (1989). Emotion in psychotherapy. Amer-
ican Psychologist, 44, 19–29.
Greene, J., & Haidt, J. (2002). How (and where) does moral judgment
work? Trends in Cognitive Sciences, 6, 517–523.
Greene, J. D. (2007). Why are VMPFC patients more utilitarian?: A dual-
process theory of moral judgment explains. Trends in Cognitive Sci-
ences, 11(8), 322–323.
Greene, J. D., Sommerville, R. B., Nystrom, L. E., Darley, J. M., & Cohen,
J. D. (2001). An fMRI investigation of emotional engagement in moral
judgment. Science, 75, 2105–2108.
Grice, S. J., Kuipers, E., Bebbington, P., Dunn, G., Fowler, D., Freeman,
D., & Garety, P (2007). Carers’ attributions about positive events in
psychosis relate to expressed emotion. Behavior Research and Ther-
apy, 47, 783–789.
Grienenberger, J. F., Kelly, K., & Slade, A. (2005). Maternal reflective
functioning, mother-infant affective communication, and infant attach-
ment: Exploring the link between mental states and observed car-
egiving behavior in the intergenerational transmission of attachment.
Attachment & Human Development, 7(3), 299–311.
Griffiths, P. E. (1997). What emotions really are. Chicago, IL: University
of Chicago Press.
Grinker, R. R., & Spiegel, J. P. (1945). Men under stress. New York, NY:
Blakiston.
Griskevicius, V., Haselton, M. G., & Ackerman, J. M. (2015). Evolution
and close relationships. APA Handbook of Personality and Social
Psychology, 3, 3–32.
Groh, A. M., Fearon, R. M., IJzendoorn, M. H., Bakermans-Kranenburg,
M. J., & Roisman, G. I. (2017). Attachment in the early life course:
Meta-analytic evidence for its role in socioemotional development.
Child Development Perspectives, 11(1), 70–76.
Groh, A. M., Roisman, G. I., van Ijzendoorn, M. H., Bakermans-
Kranenburg, M. J., & Fearon, R. P. (2012). The significance of insecure
and disorganized attachment for children’s internalizing symptoms: A
meta-analytic study. Child Development, 83(2), 591–610. doi:10.1111/
j.1467-8624.2011.01711.x
RefeRences424
Gross, J. J. (1998). Antecedent- and response-focused emotion regulation:
Divergent consequences for experience, expression, and physiology,
Journal of Personality and Social Psychology, 74, 224–237.
Gross, J. J. (2002). Emotion regulation: Affective, cognitive, and social
consequences. Psychophysiology, 39(3), 281–291. doi:10.1017.
S0048577201393198
Gross, J. J. (2008). Emotion and emotion regulation: Personality processes
and individual differences. In O. P. John, R. W. Robins, & L. A. Per-
vin (Eds.), Handbook of personality: Theory and research (3rd ed., pp.
701–724). New York, NY: Guilford.
Gross, J. J. (2008). Emotion regulation. In M. Lewis, J. M. Haviland-Jones,
& L. Feldman Barrett (Eds.) Handbook of emotions (pp. 497–513).
New York, NY: Guilford Press.
Gross, J. J. (Ed.). (2014). Handbook of emotion regulation (2nd ed.). New
York, NY: Guilford Press.
Gross, J. J. (2015). Emotion regulation: Current status and future pros-
pects. Psychological Inquiry, 26(1), 1–26.
Gross, J. J., & John, O. P. (2003). Individual differences in two emotion
regulation processes: Implications for affect, relationships, and well-
being. Journal of Personality and Social Psychology, 85(2), 348–362.
Gross, J. J., & Levenson, R. W. (1997). Hiding feelings: The acute effects
of inhibiting negative and positive emotion. Journal of Abnormal Psy-
chology, 106(1), 95–103.
Gross, J. J., Richards, J. M., & John, O. P. (2006). Emotion regulation in eve-
ryday life. In D. K. Synder, J. Simpson, & J. N. Hughes (Eds.), Emotion
regulation in couples and families: Pathways to dysfunction and health
(pp. 13–35). Washington, DC: American Psychological Association.
Gross, J. J., Sheppes, G., & Urry, H. L. (2011). Cognition and Emotion
Lecture at the 2010 SPSP Emotion Preconference. Emotion genera-
tion and emotion regulation: A distinction we should make (carefully).
Cognition and Emotion, 25, 765–781.
Gross, J. J., & Thompson, R. A. (2007). Emotion regulation: Conceptual
foundations. In J. J. Gross (Ed.), Handbook of emotion regulation
(pp. 3–24). New York, NY: Guilford Press.
Grossmann, I., & Ellsworth, P. C. (2017). What are mixed emotions and
what conditions foster them? Life-span experiences, culture and social
awareness. Current Opinion in Behavioral Sciences, 15, 1–5.
Grossmann, K., Grossmann, K. E., Kindler, H., & Zimmermann, P. (2008).
A wider view of attachment and exploration. In J. Cassidy & P. R.
Shaver (Eds.), Handbook of attachment: Theory, research, and clinical
applications (2nd ed.). New York, NY: The Guilford Press.
Grossmann, K., Grossmann, K. E., Spangler, G., Suess, G., & Unzner, L.
(1985). Maternal sensitivity and newborns’ orientation responses as
related to quality of attachment in northern Germany. In I. Bretherton
& E. Waters (Eds.), Growing points in attachment theory and research.
Monographs of the Society for Research in Child Development, 50,
233–256.
Grossmann, K. E., Grossmann, K., & Waters, E. (2005). Attachment from
infancy to adulthood: The major longitudinal studies. New York, NY:
Guilford.
Grossmann, K. E., Grossmann, K., Winter, M., & Zimmerman, P. (2002).
Attachment relationships and appraisal of partnership: From early
experience of sensitive support to later relationship representation. In
L. Pulkkinen & A. Caspi (Eds.), Paths to successful development: Per-
sonality in the life course (pp. 73–105). New York, NY: Cambridge
University Press.
Grossmann, T., Johnson, M. H., Vaish, A., Hughes, D. A., Quinque, D.,
Stoneking, M., & Friederici, A. D. (2011). Genetic and neural dissocia-
tion of individual responses to emotional expressions in human infants.
Developmental Cognitive Neuroscience, 1(1), 57–66. doi:10.1016/j.
dcn.2010.07.001
Grossmann, T., Oberecker, R., Koch, S. P., & Friederici, A. D. (2010). The
developmental origins of voice processing in the human brain. Neuron,
65(6), 852–858. doi:10.1016/j.neuron.2010.03.001
Grossmann, T., Striano, T., & Friederici, A. D. (2006). Crossmodal integra-
tion of emotional information from face and voice in the infant brain.
Developmental Science, 9(3), 309–315.
Grossmann, T., Striano, T., & Friederici, A. D. (2007). Developmental
changes in infants’ processing of happy and angry facial expressions:
A neurobehavioral study. Brain and Cognition, 64, 30–41.
Grossman, P., & Taylor, E. W. (2007). Toward understanding respiratory
sinus arrhythmia: Relations to cardiac vagal tone, evolution and biobe-
havioral functions. Biological Psychology, 74, 263–285
Gruber, H. E., & Barrett, P. H. (1974). Darwin on man: A psychological
study of scientific creativity, together with Darwin’s early and unpub-
lished notebooks. New York, NY: Dutton.
Gruber, J., Harvey, A. G., & Purcell, A. (2011). What goes up can come down?
A preliminary investigation of emotion reactivity and emotion recovery in
bipolar disorder. Journal of Affective Disorders, 133, 457–466.
Gruber, J., Johnson, S. L., Oveis, C., & Keltner, D. (2008). Risk for mania
and positive emotional responding: Too much of a good thing? Emo-
tion, 8, 23–33.
Gruber, J., & Keltner, D. (2007). Emotional behavior and psychopathol-
ogy: A survey of methods and concepts. In J. Gruber & D. Keltner
(Eds.), Emotion and psychopathology: Bridging affective and clini-
cal science (pp. 35––52). Washington, DC: American Psychological
Association.
Gruber, J., & Keltner, D. (2011). Too close for comfort? Lessons from
excesses and deficits of compassion in psychopathology. In S. Brown,
M. Brown, & L. Penner (Eds.), Moving beyond self-interest: Toward
a new understanding of human caregiving. New York, NY: Oxford
University Press.
Gruber, J., Kogan, A., Quoidbach, J., & Mauss, I. B. (2013). Happiness is
best kept stable: Positive emotion variability is associated with poorer
psychological health. Emotion, 13, 1–6.
Gruber, J., Mauss, I. B., & Tamir, M. (2011). A dark side of happiness?
How, when, and why happiness is not always good. Perspectives on
Psychological Science, 6, 222–133.
Grunbaum, A. (1986). Precis of The foundations of psychoanalysis: A phil-
osophical critique. Behavioral and Brain Sciences, 9, 217–284.
References 425
Grusec, J. E. (2011). Socialization processes in the family: Social and emo-
tional development. Annual Review of Psychology, 62(1), 243–269.
Grusec, J. E., Goodnow, J. J., & Kuczynski, L. (2000). New directions in
analyses of parenting contributions to children’s acquisition of values.
Child Development, 71(1), 205–211.
Grynberg, D., Luminet, O., Corneille, O., Grèzes, J., & Berthos, S. (2010).
Alexithymia in the interpersonal domain: A general deficit of empa-
thy? Personality and Individual Differences, 49, 845–850.
Guastella, A. J., Einfeld, S. L., Gray, K. M., Rinehart, N. J., Tonge, B. J.,
Lambert, T. J., & Hickie, I. B. (2010). Intranasal oxytocin improves
emotion recognition for youth with autism spectrum disorders. Bio-
logical Psychiatry, 67(7), 692–694.
Gudjonsson, G., & Pearse, J. (2011). Subject interviews and false confes-
sions. Current Directions in Psychological Science, 20, 33–37.
Guhn, M., Hamm, A., & Zentner, M. (2007). Physiological and musico-
acoustic correlates of the chill response. Music Perception: An Inter-
disciplinary Journal, 24(5), 473–484.
Guinote, A. (2017). How power affects people: Activating, wanting, and
goal seeking. Annual Review of Psychology, 68, 353–381.
Gunnar, M. R., & Donzella, B. (2002). Social regulation of the cortisol
levels in early human development. Psychoneuroendocrinology, 27(1),
199–220.
Gunnar, M. R., Mangelsdorf, S., Larson, M., & Hertsgaard, L. (1989).
Attachment, temperament, and adrenocortical activity in infancy: A
study of psychoendocrine regulation. Developmental Psychology,
25(3), 355–363.
Gunnar, M., & Quevedo, K. (2007). The neurobiology of stress and develop-
ment. Annual Review of Psychology, 58, 145–173.
Gunnar, M. R., & Quevedo, K. M. (2007). Early care experiences and HPA
axis regulation in children: A mechanism for later trauma vulnerability.
Progress in Brain Research, 167, 137–149.
Haber, S. N., Knutson, B. (2010). The reward circuit: Linking primate
anatomy and human imaging. Neuropsychopharmacology, 35, 4–26.
Haidt, J. (2001). The emotional dog and its rational tail: A social intui-
tionist approach to moral judgment. Psychological Review, 108,
814–834.
Haidt, J. (2003). The moral emotions. In R. Davidson, K. Scherer, & H.
H. Goldsmith (Eds.), Handbook of affective sciences (pp. 852–870).
London, England: Oxford University Press.
Haidt, J. (2007). The new synthesis in moral psychology. Science, 316,
998–1002.
Haidt, J., & Keltner, D. (1999). Culture and facial expression: Open ended
methods find more faces and a gradient of universality. Cognition and
Emotion, 13, 225–266.
Haidt, J., Koller, S. H., & Dias, M. G. (1993). Affect, culture, and moral-
ity, or is it wrong to eat your dog? Journal of Personality and Social
Psychology, 65, 613–628.
Haight, G. S. (Ed.). (1985). Selections from George Eliot’s letters. New
Haven, CT: Yale University Press.
Hajat, A., Diez-Roux, A., Franklin, T. G., Seeman, T., Shrager, S., Ranjit,
N., . . . Kirschbaum, C. (2010). Socioeconomic and race/ethnic dif-
ferences in daily salivary cortisol profiles: The multi-ethnic study of
atherosclerosis. Psychoneuroendocrinology, 35, 932–943.
Halberstadt, A. G., Thompson, J. A., Parker, A. E., & Dunsmore, J. C.
(2008). Parents’ emotion-related beliefs and behaviours in relation to
children’s coping with the 11 September 2001 terrorist attacks. Infant
and Child Development, 17, 557–580.
Halfon, N., Larson, K., Lu, M., Tullis, E., & Russ, S. (2014). Lifecourse
health development: Past, present and future. Maternal and Child
Health Journal, 18(2), 344–365.
Hall, C. W. (2006). Self-reported aggression and the perception of anger in
facial expression photos. The Journal of Psychology, 140(3), 255–267.
Halligan, S. L., Cooper, P. J., Fearon, P., Wheeler, S. L., Crosby, M., &
Murray, L. (2013). The longitudinal development of emotion regula-
tion capacities in children at risk for externalizing disorders. Develop-
ment and Psychopathology, 25(2), 391–406.
Hallion, L. S., & Ruscio, A. M. (2011). A meta-analysis of the effect of
cognitive bias modification on anxiety and depression. Psychological
Bulletin, 137, 940–958.
Halperin, E. (2016). Emotions in Conflict: Inhibitors and Facilitators of
Peace Making. New York: Routledge.
Hamilton, M. (1960). A rating scale for depression. Journal of Neurologi-
cal and Neurosurgical Psychiatry, 23, 56–62.
Hamlin, J. K., Wynn, K., & Bloom, P. (2010). Three-month-olds show
a negativity bias in their social evaluations. Developmental Science,
13(6), 923–929.
Hamm, A. O., Vaitl, D., & Lang, P. J. (1990). Fear conditioning, meaning
and belongingness: A selective association analysis. Journal of Abnor-
mal Psychology, 98, 395–406.
Hammen, C. (1988). Self cognitions, stressful events and the prediction
of depression in children of depressed mothers. Journal of Abnormal
Child Psychology, 16, 347–360.
Hammen, C. (1991). Generation of stress in the course of unipolar depres-
sion. Journal of Abnormal Psychology, 100, 555–561.
Hammen, C. (1999). The emergence of an interpersonal approach to dep-
ression. In T. Joiner & J. C. Coyne (Eds.), The interactional nature of
depression (pp. 21–35). Washington, DC: American Psycho-logical
Association.
Hammen, C., Ellicott, A., Gitlin, M., & Jamison, K. R. (1989). Sociot-
ropy/autonomy and vulnerability to specific life events in patients
with unipolar depression and bipolar disorders. Journal of Abnor-
mal Psychology, 98, 154–160.
Haney, C., Banks, C., & Zimbardo, P. (1973). Interpersonal dynamics in a
simulated prison. International Journal of Criminology and Penology,
1, 69–97.
Hankin, B., Abramson, L. Y., Miller, N., & Haeffel, G. J. (2004). Cognitive
vulnerability-stress theories of depression: Examining affective speci-
ficity in the prediction of depression versus anxiety in three prospective
studies. Cognitive Therapy and Research, 28, 309–345.
RefeRences426
Hankin, B. L., Badanes, L. S., Abela, J. R., & Watamura, S. E. (2010).
Hypothalamic–pituitary–adrenal axis dysregulation in dysphoric chil-
dren and adolescents: Cortisol reactivity to psychosocial stress from
preschool through middle adolescence. Biological Psychiatry, 68(5),
484–490.
Harbaugh, B. T., Mayr, U., & Burghart, D. (2007). Neural responses to
taxation and voluntary giving reveal motives for charitable donations.
Science, 316, 1622–1655.
Hardt, J., & Rutter, M. (2004). Validity of adult retrospective reports of
adverse childhood experiences: Review of the evidence. Journal of
Child Psychology and Psychiatry, 45, 260–273.
Hare, R. D., Clark, D., Grann, M., & Thornton, D. (2000). Psychopathy
and the predictive validity of the PCL-R: An international perspective.
Behavioral Sciences and the Law, 18, 623–645.
Hare, T. A., Tottenham, N., Galvan, A., Voss, H. U., Glover, G. H., &
Casey, B. J. (2008). Biological substrates of emotional reactivity and
regulation in adolescence during an emotional go-nogo task. Biologi-
cal Psychiatry, 63(10), 927–934.
Hariri, A. R., Mattay, V. S., Tessitore, A., Kolachana, B., Fera, F., Goldman,
D., . . . Weinberger, D. R. (2002). Serotonin transporter genetic varia-
tion and the response of the human amygdala. Science, 297, 400–403.
Hariri, A. R., & Whalen, P. J. (2011). The amygdala: Inside and out. F1000
Reports Biology, 3, 2.
Harker, L., & Keltner, D. (2001). Expressions of positive emotion in wom-
en’s college yearbook pictures and their relationship to personality
and life outcomes across adulthood. Journal of Personality and Social
Psychology, 80(1), 112–124.
Harkness, S., & Super, C. M. (2002). Culture and parenting. Biology and
Ecology of Parenting, 2, 253–280.
Harlé, K. M., & Sanfey, A. G. (2010). Effects of approach and withdrawal
motivation on interactive economic decisions. Cognition and Emotion,
24, 1456–1465.
Harris, C. R. (2001). Cardiovascular responses of embarassment and
effects of emotional suppression in a social setting. Journal of Person-
ality and Social Psychology, 81, 886–897.
Harris, C. R. (2003). A review of sex differences in sexual jealousy, includ-
ing self-report data, psychophysiological responses, interpersonal vio-
lence, and morbid jealousy. Personality and Social Psychology Review,
7, 102–128.
Harris, C. R., & Christenfeld, N. (1996). Gender, jealousy, and reason.
Psychological Science, 7, 364–366.
Harris, P. L. (1989). Children and emotion: The development of
psychological understanding. Oxford, England: Blackwell.
Harris, P. L. (2008). Children’s understanding of emotion. Handbook of
Emotions, 3, 320–331.
Harrison, P. J. (2002). The neuropathology of primary mood disorder.
Brain, 125, 1428–1449.
Hart, A. J., Whalen, P. J., Shin, L. M., Mclnerney, S. C., Fischer, H., &
Rauch, S. L. (2000). Differential response of the human amygdala to
racial outgroup vs. ingroup face stimuli. Neuroreport, 11, 2351–2354.
Hart, B., & Risley, T. R. (1995). Meaningful differences in the everyday
experience of young American children. Baltimore, MD: Brookes Pub-
lishing.
Hart, H. L. A. (1961). The concept of law. Oxford, England: Oxford Uni-
versity Press.
Hartley, C.A., Fischl, B. & Phelps, E.A. (2011). Brain structure correlates
of individual differences in the acquisition and inhibition of condition
fear. Cerebral Cortex, 21, 1954–62.
Haslam, N., Holland, E., & Kuppens, P. (2012). Categories versus dimen-
sions in personality and psychopathology: A quantitative review
of taxometric research. Psychological Medicine, 42(5), 903–920.
doi:10.1017/S0033291711001966
Hastie, R. (2001). Emotions in jurors’ decisions. Brooklyn Law Review,
66, 991–1009.
Hastie, R. (2008). Conscious and non-conscious processes in jurors’ deci-
sions. In C. Engel & W. Singer (Eds.), Better than conscious: Deci-
sion making, the human mind, and implications for institutions (pp.
371–390). Cambridge, MA: MIT Press.
Hastings, P. D. (Eds.), Handbook of socialization (pp. 153–177). New
York, NY: Guilford.
Hastings, P. D., Nuselovici, J. N., Klimes-Dougan, B., Kendziora, K. T.,
Usher, B. A. Ho, M. R., & Zahn-Waxler, C. (2009). Dysregulated
coherence of subjective and cardiac emotional activation in adoles-
cence with internalizing and externalizing problems. Journal of Child
Psychology and Psychiatry, 50(11), 1348–1356.
Hastings, P. D., Shirtcliff, E. A., Klimes-Dougan, B., Allison, A. L.,
Derose, L., Kendziora, K. T., . . . Zahn-Waxler, C. (2011). Allosta-
sis and the development of internalizing and externalizing problems:
Changing relations with physiological systems across adolescence.
Development and Psychopathology, 23(4), 1149–1165.
Hatch, S. L., Harvey, S. B., & Maughan, B. (2010). A developmental-
contextual approach to understanding mental health and well-being in
early adulthood. Social Science & Medicine, 70(2), 261–268.
Hatfield, E., & Rapson, R. L. (2002). Passionate love and sexual desire:
Cultural and historical perspectives. In A. L. Vangelista, H. T. Reis,
& M. A. Fitzpatrick (Eds.), Stability and change in relationships (pp.
306–324). New York, NY: Cambridge University Press.
Hauser, M., Chomsky, N., & Fitch, W. T. (2002). The faculty of lan-
guage: What is it, who has it, and how did it evolve? Science, 298,
1569–1579.
Hauser, M. D. (1996). The evolution of communication. Cambridge, MA:
MIT Press.
Havighurst, S. S., Duncombe, M., Frankling, E., Holland, K., Kehoe, C., &
Stargatt, R. (2015). An emotion-focused early intervention for children
with emerging conduct problems. Journal of Abnormal Child Psychol-
ogy, 43(4), 749–760.
Havighurst, S. S., Wilson, K. R., Harley, A. E., Kehoe, C., Efron, D., &
Prior, M. R. (2013). “Tuning into Kids”: Reducing young children’s
behavior problems using an emotion coaching parenting program.
Child Psychiatry & Human Development, 44(2), 247–264.
References 427
Havighurst, S. S., Wilson, K. R., Harley, A. E., Prior, M. R., & Kehoe, C.
(2010). Tuning in to kids: Improving emotion socialization practices in
parents of preschool children—Findings from a community trial. The
Journal of Child Psychology and Psychiatry and Allied Disciplines,
51(12), 1342–1350.
Hay, D. F. (1979). Cooperative interactions and sharing between very
young children and their parents. Developmental Psychology, 15(6),
647.
Hayden, E. P., Hanna, B., Sheikh, H. I., Laptook, R. S., Kim, J., Singh, S.
M., & Klein, D. N. (2013). Child dopamine active transporter 1 geno-
type and parenting: Evidence for evocative gene–environment correla-
tions. Development and Psychopathology, 25(1), 163–173.
Hazan, C., & Shaver, P. (1987). Romantic love conceptualized as an
attachment process. Journal of Personality and Social Psychology, 52,
511–524.
Hazebroek, J. F., Howells, K., & Day, A. (2001). Cognitive appraisals asso-
ciated with high trait anger. Personality and Individual Differences,
30(1), 31–45.
Hecht, D. B., Inderbirtzen, H. M., & Bukowski, A. L. (1998). The
relationship between peer status and depressive symptoms in chil-
dren and adolescents. Journal of Abnormal Child Psychology, 26,
153–160.
Hecht, M., & LaFrance, M. (1998). License or obligation to smile: The
effect of power and sex on amount and type of smiling. Personality and
Social Psychology Bulletin, 24, 1332–1342.
Heelas, P. (1986). Emotion talk across cultures. In R. Harré (Ed.), The
social construction of emotions (pp. 234–266). Oxford, England:
Blackwell.
Heinrichs, M., von Dawans, B., & Domes, G. (2009). Oxytocin, vasopres-
sin, and human social behavior. Frontiers in Neuroendocrinology, 30,
548–557.
Hejmadi, A., Davidson, R. J., & Rozin, P. (2000). Exploring Hindu Indian
emotion expressions: Evidence for accurate recognition by Americans
and Indians. Psychological Science, 11, 183–187.
Heller, A. S., Johnstone, T., Shackman, A. J., Light, S. N., Peterson, M. J.,
Kolden, G. G., . . . Davidson, R. J. (2009). Reduced capacity to sustain
positive emotion in major depression reflects diminished maintenance
of fronto-striatal brain activation. Proceedings of the National Acad-
emy of Sciences, 106(52), 22445–22450.
Heller, A. S., Lapate, R. C., Mayer, K., & Davidson, R. J. (2014). The
face of negative affect: Trial-by-trial corrugator responses to negative
pictures are positively associated with amygdala and negatively associ-
ated with ventromedial prefrontal cortex activity. Journal of Cognitive
Neuroscience, 26(9): 2102–2110.
Heller, A. S., van Reekum, C. M., Schaefer, S. M., Lapate, R. C., Radler,
B. T., Ryff, C. D., & Davidson, R. J. (2013). Sustained striatal activity
predicts eudaimonic well-being and cortisol output. Psychological Sci-
ence, 24(11), 2191–2200.
Henggeler, S. W. (2002). Serious emotional disturbance in children and
adolescents: Multisystemic therapy. New York, NY: The Guilford
Press.
Henggeler, S. W., Melton, G. B., & Smith, L. A. (1992). Family preserva-
tion using multisystemic therapy: An effective alternative to incarcer-
ating serious juvenile offenders. Journal of Consulting and Clinical
Psychology, 60(6), 953.
Henggeler, S. W., Schoenwald, S. K., Borduin, C. M., Rowland, M. D.,
& Cunningham, P. B. (1998). Multisystemic treatment of antisocial
behavior in children and adolescents. New York, NY: Guilford Press.
Henriques, J. B., & Davidson, R. J. (1991). Left frontal hypoactivation in
depression. Journal of Abnormal Psychology, 100, 535–545.
Henry, W. P., Strupp, H. H., Schacht, T. E., & Gaston, L. (1994). Psychody-
namic approaches. In A. E. Bergin & S. L. Garfield (Eds.), Handbook
of psychotherapy and behavior change (4th ed., pp. 467–508). New
York, NY: Wiley.
Henshilwood, C. S., & Dubreuil, B. (2009). Reading the artifacts: Gleaning
language skills from the Middle Stone Age in southern Africa. In R. P.
Botha & C. Knight (Eds.), The cradle of language: Studies in the evolu-
tion of language (pp. 41–61). New York, NY: Oxford University Press.
Hepach, R., Vaish, A., & Tomasello, M. (2012). Young children are intrin-
sically motivated to see others helped. Psychological Science, 23(9),
967–972.
Hernandez-Martinez, C., Arija Val, V., Escribano Subias, J., & Canals Sans,
J. (2012). A longitudinal study on the effects of maternal smoking and
secondhand smoke exposure during pregnancy on neonatal neurobe-
havior. Early Human Development, 88(6), 403–408. doi:10.1016/j.
earlhumdev.2011.10.004
Herrmann, E., Call, J., Hernandez-Lloreda, M. V., Hare, B., & Tomasello,
M. (2007). Humans have evolved specialized skills of social cognition:
The cultural intelligence hypothesis. Science, 317, 1360–1366.
Hertel, P., & Mathews, A. (2011). Cognitive bias modification: Past per-
spectives, current findings, and future applications. Perspectives on
Psychological Science, 6, 521–536.
Hertel, P. T., & Hardin, T. S. (1990). Remembering with and without
awareness in a depressed mood. Journal of experimental psychology:
General, 119, 45–59.
Hertenstein, M. J. (2002). Touch: Its communicative functions in infancy.
Human Development, 45, 70–94.
Hertenstein, M. J., & Campos, J. J. (2001). Emotion regulation via mater-
nal touch. Infancy, 2(4), 549–566.
Hertenstein, M. J., Holmes, R., McCullough, M., & Keltner, D. (2009).
The communication of emotion via touch. Emotion, 9, 566–573.
Hertzman, C. & Boyce, W. T. (2010). How experience gets under the skin
to create gradients in developmental health. Annual Review of Public
Health, 31, 329–347.
Hess, U. (2015). Introduction: Gender and emotion. Emotion Review, 7(1), 4.
Hess, U., Adams, R. B., & Kleck, R. E. (2005). Who may frown and who
should smile? Dominance, affiliation, and the display of happiness and
anger. Cognition and Emotion, 19, 515–536.
Hess, U., Banse, R., & Kappas, A. (1995). The intensity of facial expres-
sion is determined by underlying affective states and social situations.
Journal of Personality and Social Psychology, 69, 280–288.
RefeRences428
Hess, U., & Hareli, S. (2017). The social signal value of emotions: The role
of contextual factors in social inferences drawn from emotion displays.
In J.-M. Fernández-Dols & J. A. Russell (Eds.), The science of facial
expression (pp. 375–396). New York, NY: Oxford University Press.
Hess, U., & Thibault, P. (2009). Darwin and emotion expression. American
Psychologist, 64, 120–128.
het Rot M, Moskowitz DS, de Jong PJ (2015) Intrapersonal and Inter-
personal Concomitants of Facial Blushing during Everyday Social
Encounters. PLoS ONE 10(2): e0118243.
Hetherington, E. M., Stanley-Hagan, M., & Anderson, E. R. (1989).
Marital transitions: A child’s perspective. American Psychologist, 44,
303–312.
Hiatt, K., & Newman, J. P. (2006). Understanding psychopathy: The
cognitive side. In C. J. Patrick (Ed.), Handbook of psychopathy
(pp. 334–352). New York, NY: Guilford.
Hibbing, J. R., Smith, K. B., & Alford, J. R. (2014). Differences in negativ-
ity bias underlie variations in political ideology. Behavioral and Brain
Sciences, 37, 297–307.
Hibbs, E. D., Zahn, T. P., Hamburger, S. D., Kruesi, M. J. P., & Rapoport,
J. L. (1992). Parental expressed emotion and psychophysical reactivity
in disturbed and normal children. British Journal of Psychiatry, 160,
504–510.
Hieronymus, F., Emilsson, J. F., Nilsson, S., & Eriksson, E. (2016). Con-
sistent superiority of selective serotonin reuptake inhibitors over pla-
cebo in reducing depressed mood in patients with major depression.
Molecular Psychiatry, 21, 523–530.
Hill, A. L., Degnan, K. A., Calkins, S. D., & Keane, S. P. (2006). Pro-
files of externalizing behavior problems for boys and girls across
preschool: The roles of emotion regulation and inattention. Develop-
mental Psychology, 42(5), 913–928.
Hilton, S. M., & Zbrozyna, A. W. (1963). Amygdaloid region for defense
reactions and its efferent pathway to the brainstem. Journal of Physiol-
ogy, 165, 160–173.
Hirata, S. (2009). Chimpanzee social intelligence: Selfishness, altruism,
and the mother–infant bond. Primates, 50, 3–11.
Hirshfeld-Becker, D. R., Biederman, J., Henin, A., Faraone, S. V., Davis,
S., Harrington, K., & Rosenbaum, J. F. (2007). Behavioral inhibition
in preschool children at risk is a specific predictor of middle child-
hood social anxiety: A five-year follow-up. Journal of Developmental
& Behavioral Pediatrics, 28(3), 225–233.
Hitchcock, A. (Writer and Director). (1958). Vertigo. USA.
Ho, A. P., Gillin, J. C., Buchsbaum, M. S., Wu, J. C., Abel, L., & Bun-
ney, W. E., Jr. (1996). Brain glucose metabolism during non-rapid eye
movement sleep in major depression. A positron emission tomography
study. Archives of General Psychiatry, 53, 645–652.
Hochschild, A. R. (1983). The managed heart: Commercialization of human
feeling. Berkeley: University of California Press.
Hochschild, A. R. (1990). Ideology and emotion management. In T. D.
Kemper (Ed.), Research agendas in the sociology of emotions (pp.
117–142). Albany: The State University of New York Press.
Hoeve, M., Dubas, J. S., Eichelsheim, V. I., Van Der Laan, P. H., Smeenk,
W., & Gerris, J. R. (2009). The relationship between parenting and
delinquency: A meta-analysis. Journal of Abnormal Child Psychology,
37(6), 749–775.
Hoffmann, D. L., Standish, C. D., García-Diez, M., Pettitt, P. B., Milton,
J. A., Zilhão, J., . . . Lorblanchet, M. (2018). U-Th dating of car-
bonate crusts reveals Neandertal origin of Iberian cave art. Science,
359(6378), 912–915.
Hofmann, S. G., Asnaani, A., Vonk, I. J., Sawyer, A. T., & Fang, A. (2012).
The efficacy of cognitive behavioral therapy: A review of meta-anal-
yses. Cognitive Therapy and Research, 36(5), 427–440. doi:10.1007/
s10608-012-9476-1
Hofmann, S. G., Sawyer, A. T., Fang, A., & Asnaani, A. (2012). Emotion
dysregulation model of mood and anxiety disorders. Depression and
Anxiety, 29(5), 409–416. doi:10.1002/da.21888
Hofmann, W., & Baumert, A. (2010). Immediate affect as a basis for intui-
tive moral judgement: An adaptation of the affect misattribution proce-
dure. Cognition and Emotion, 24, 522–535.
Hofstede, G. (1980). Culture’s consequences: International differences in
work-related values. Beverley Hills, CA: Sage.
Hogan, P. C. (2003). The mind and its stories. Cambridge, England: Cam-
bridge University Press.
Hogan, P. C. (2009). Understanding nationalism: On narrative, cognitive
science, and identity. Columbus: Ohio State University Press.
Hogarty, G. E., Anderson, C. M., Reiss, M. A., Kornblith, S. J., Greenwald,
D. P., Javna, C. D., & Madonia, M. J. (1986). Family psychoeducation,
social skills training, and maintenance chemotherapy in the aftercare
treatment of schizophrenia. One-year effects of a controlled study of
relapse and Expressed Emotion. Archives of General Psychiatry, 43,
633–642.
Hohmann, G. W. (1966). Some effects of spinal cord lesions on experi-
enced emotional feelings. Psychophysiology, 3, 143–156.
Hokanson, J. E., Hummer, J. T., & Butler, A. C. (1991). Interpersonal
perceptions by depressed college students. Cognitive Therapy and
Research, 15, 443–457.
Holl, J., Wolff, S., Schumacher, M., Höcker, A., Arens, E. A., Spindler,
G., . . . Schäfer, I. (2017). Substance use to regulate intense posttrau-
matic shame in individuals with childhood abuse and neglect. Develop-
ment and Psychopathology, 29(3), 737–749.
Hollon, S. D., & Beck, A. T. (2004). Cognitive and cognitive-behavioral
therapies. In M. J. Lambert (Ed.), Bergin and Garfield’s handbook of
psychotherapy and behavior change (5th ed., pp. 447–492). New York,
NY: Wiley.
Hollon, S. D., & Ponniah, K. (2010). A review of empirically supported
psychological therapies for mood disorders in adults. Depression and
Anxiety, 27, 891–932.
Holman, S. D., & Goy, R. W. (1995). Experiential and hormonal corre-
lates of care-giving in rhesus macaques. In C. R. Pryce & R. D. Mar-
tin (Eds.), Motherhood in human and nonhuman primates: Biosocial
determinants (pp. 87–93). Basel, Switzerland: Karger.
References 429
Holmes, T. H., & Rahe, R. H. (1967). The social readjustment rating scale.
Journal of Psychosomatic Research, 11, 213–218.
Hom, H. L., & Arbuckle, B. (1988). Mood induction effects upon goal
setting and performance in young children. Motivation and Emotion,
12, 113–122.
Homer (762 BCE). The Iliad (ed. and trans M. Hammond). Harmonds-
worth: Penguin (current edition 1987).
Homer. (c.850 BCE). The Iliad (M. Hammond, Ed. & Trans.). Harmonds-
worth, England: Penguin (current edition 1987).
Hooley, J. M., & Teasdale, J. D. (1989). Predictors of relapse in unipolar
depressives: Expressed emotion, marital distress and perceived criti-
cism. Journal of Abnormal Psychology, 98, 229–237.
Horberg, E. J., Oveis, C., Keltner, D., & Cohen, A. B. (2009). Disgust and
the moralization of purity. Journal of Personality and Social Psychol-
ogy, 97, 963–976.
Horberg, E.J., Oveis, C., & Keltner, D. (2011). Emotions as moral ampli-
fiers: An appraisal tendency approach to the influences of distinct emo-
tions upon moral judgment. Emotion Review, 3, 237–244.
Horney, K. (1942). Self-analysis. New York, NY: Norton.
Hornstein, E. A., Fanselow, M. S., & Eisenberger, N. I. (2016). A safe
haven: Investigating social-support figures as prepared safety stimuli.
Psychological Science, 27(8), 1051–1060.
Hou, J., Wu, W., Lin, Y., Wang, J., Zhou, D., Guo, J., . . . Li, H. (2012).
Localization of cerebral functional deficits in patients with obsessive–
compulsive disorder: A resting-state fMRI study. Journal of Affective
Disorders, 138(3), 313–321.
Howell, S. (1981). Rules not words. In P. H. A. Lock (Ed.), Indigenous
psychologies: The anthropology of the self (pp. 133–143). London,
England: Academic Press.
Howes, C. (2000). Social-emotional classroom climate in child care, child-
teacher relationships and children’s second grade peer relations. Social
Development, 9(2), 191–204.
Howes, C., & Matheson, C. C. (1992). Sequences in the development of
competent play with peers: Social and social pretend play. Develop-
mental Psychology, 28(5), 961–974.
Hoyt, W. T., Fincham, F. D., McCullough, M. E., Maio, G., & Davila, J.
(2005). Responses to interpersonal transgressions in families: Forgiv-
ingness, forgivability, and relationship-specific effects. Journal of Per-
sonality and Social Psychology, 89, 375–394.
Hrdy, S. B. (1999). Mother nature. New York, NY: Ballantine Publishing.
Hsu, H.-C., & Fogel, A. (2003). Stability and transitions in mother–infant
face-to-face communication during the first 6 months: A microhistori-
cal approach. Developmental Psychology, 39(6), 1061–1082.
Hudziak, J. J., Achenbach, T. M., Althoff, R. R., & Pine, D. S. (2007).
A dimensional approach to developmental psychopathology. Interna-
tional Journal of Methods in Psychiatric Research, 16(1), 16–23.
Hudziak, J. J., Achenbach, T. M., Althoff, R. R., & Pine, D. S. (2008). Dimen-
sional approaches in diagnostic classification–Refining the research
agenda for DSM-V. International Journal of Methods in Psychiatric
Research, 16(Suppl. 1), S16–S23.
Huebner, R. R., & Izard, C. E. (1988). Mothers’ responses to infants, facial
expressions of sadness, anger and physical distress. Motivation and
Emotion, 12, 185–196.
Huesmann, L. R., Dubow, E. F., & Boxer, P. (2009). Continuity of aggres-
sion from childhood to early adulthood as a predictor of life outcomes:
Implications for the adolescent-limited and life-course-persistent mod-
els. Aggressive Behavior, 35, 136–149.
Huey, S. J., Jr., Henggeler, S. W., Brondino, M. J., & Pickrel, S. G. (2000).
Mechanisms of change in multisystemic therapy: Reducing delinquent
behavior through therapist adherence and improved family and peer
functioning. Journal of Consulting and Clinical Psychology, 68(3), 451.
Huey, S. J., Jr., Henggeler, S. W., Rowland, M. D., Halliday-Boykins, C.
A., Cunningham, P. B., Pickrel, S. G., & Edwards, J. (2004). Multi-
systemic therapy effects on attempted suicide by youths presenting
psychiatric emergencies. Journal of the American Academy of Child &
Adolescent Psychiatry, 43(2), 183–190.
Hugenberg, K., & Bodenhausen, G. V. (2003). Facing prejudice: Implicit
prejudice and the perception of facial threat. Psychological Science,
14, 640–643.
Hughes, C. (2011). Changes and challenges in 20 years of research into
the development of executive functions. Infant and Child Develop-
ment, 20(3), 251–271.
Hughes, C., & Dunn, J. (2002). ‘When I say a naughty word’. A longitudi-
nal study of young children’s accounts of anger and sadness in them-
selves and close others. British Journal of Developmental Psychology,
20(4), 515–535.
Hughes, C., & Ensor, R. (2008). Does executive function matter for pre-
schoolers’ problem behaviors? Journal of Abnormal Child Psychology,
36(1), 1–14.
Hughes, C., Ensor, R., Wilson, A., & Graham, A. (2010). Tracking execu-
tive function across the transition to school: A latent variable approach.
Developmental Neuropsychology, 35(1), 20–36.
Hughes, C., Fujisawa, K. K., Ensor, R., Lecce, S., & Marfleet, R. (2006).
Cooperation and conversations about the mind: A study of individual
differences in 2-year-olds and their siblings. British Journal of Devel-
opmental Psychology, 24(1), 53–72.
Hughlings-Jackson, J. (1959). In J. Taylor (Ed.), Selected writings of John
Hughlings-Jackson. New York, NY: Basic Books.
Huijbregts, S. C. J., Seguin, J. R., Zelazo, P. D., Parent, S., Japel, C., &
Tremblay, R. E. (2006). Interrelations between maternal smoking during
pregnancy, birthweight and sociodemographic factors in the prediction
of early cognitive abilities. Infant and Child Development, 15, 593–607.
Hume, D. (1972). A treatise of human nature. London, England: Fontana/
Collins (original publication 1739–1740).
Hunsley, J., & Lee, C. M. (2010). Introduction to clinical psychology: An
evidenced-base approach. Hoboken, NJ: Wiley.
Hunt, L. (2007). Inventing human rights. New York, NY: Norton.
Hupka, R. B. (1991). The motive for the arousal of romantic jealousy: Its
cultural origin. In P. Salovey (Ed.), The psychology of jealousy and
envy (pp. 252–270). New York, NY: Guilford.
RefeRences430
Huron, D. (2003). Is music an evolutionary adaptation? In I. Peretz &
R. Zatorre (Eds.), The cognitive neuroscience of music (pp. 57–75).
Oxford, England: Oxford University Press.
Huston, A. C., Duncan, G. J., Granger, R., Bos, J., McLoyd, V., Mistry,
R., . . . Ventura, A. (2001). Work-based antipoverty programs for par-
ents can enhance the school performance and social behavior of chil-
dren. Child Development, 72, 318–336.
Huston, A. C., Duncan, G. J., McLoyd, V. C., Crosby, D. A., Ripke, M. N.,
Weisner, T. S., & Eldred, C. A. (2005). Impacts on children of a policy
to promote employment and reduce poverty for low-income parents:
New hope after 5 years. Developmental Psychology, 41(6), 902.
Huston, A. C., Gupta, A. E., Bentley, A. C., Dowsett, C., Ware, A., & Epps,
S. R. (2008). New hope’s effect on social behavior, parenting, and
activities at eight years. New York, NY: MDRC.
Huston, A. C., Gupta, A. E., Walker, J. T., Dowsett, C. J., Epps, S. R., Imes,
A. E., & McLoyd, V. C. (2011). The long-term effects on children
and adolescents of a policy providing work supports for low-income
parents. Journal of Policy Analysis and Management, 30(4), 729–754.
Hyman, S. E. (2010). The diagnosis of mental disorders: The problem of
reification. Annual Review of Clinical Psychology, 6, 155–179.
Ikeda, A., & Itakura, S. (2013). Influence of maternal social communi-
cation on ticklishness in infants: A comparison with being stroked.
Infancy, 18(s1), E69-E80.
Imada, T., & Ellsworth, P. (2011). Proud Americans and lucky Japanese:
Cultural differences in appraisal and corresponding emotion. Emotion,
11, 329–345.
Impett, E.A., Muise, A., & Peragine, D. (2013). Sexuality in the context
of relationships. In L. Diamond & D. Tolman (Eds.), APA Handbook
of Sexuality and Psychology (Vol 1., pp. 269–316). Washington, D.C.:
American Psychological Association.
Inagaki, T.K. & Eisenberger, N.I. (2012). Neural correlates of giving sup-
port to a loved one. Psychosomatic Medicine, 74, 3–7.
Inagaki, T. K., Ray, L. A., Irwin, M. R., Way, B. M., & Eisenberger, N. I.
(2016). Opioids and social bonding: Naltrexone reduces feelings of social
connection. Social Cognitive and Affective Neuroscience, 11(5), 728–735.
Inbar, Y., Pizarro, D. A., & Bloom, P. (2012). Disgusting smells cause
decreased liking of gay men. Emotion, 12, 23–27.
Inbar, Y., Pizarro, D. A., Knobe, J., & Bloom, P. (2009). Disgust sensitivity
predicts intuitive disapproval of gays. Emotion, 9, 435–439.
Inbar, Y., Westgate, E. C., Pizarro, D. A., & Nosek, B. A. (2016). Can a
naturally-occurring pathogen threat change social attitudes? Evalua-
tions of gay men and lesbians during the 2014 Ebola epidemic. Social
Psychological and Personality Science, 7, 420–427.
Ingersoll-Dayton, B., Campbell, R., Kurokawa, Y., & Saito, M. (1996).
Separateness and togetherness: Interdependence over the life course
in Japanese and American marriages. Journal of Social and Personal
Relationships, 13(3), 387– 400.
Insel, T. (1992). Oxytocin—A neuropeptide for affiliation: Evidence from
behavioral, receptor autoradiographic, and comparative studies. Psy-
choneuroendocrinology, 17(1), 3–35.
Insel, T. R. (1993). Oxytocin and the neuroendocrine basis of affiliation. In
J. Schulkin (Ed.), Hormonally induced changes in mind and brain (pp.
225–251). San Diego, CA: Academic Press.
Insel, T. R., & Harbaugh, C. R. (1989). Lesions of the hypothalamic para-
ventricular nucleus disrupt the initiation of maternal behavior. Physiol-
ogy and Behavior, 45, 1033–1041.
Insel, T., Young, L., & Wang, Z. (1997). Molecular aspects of monogamy.
Annals of The New York Academy of Sciences, 807, 302–316.
Iossifov, I., O’roak, B. J., Sanders, S. J., Ronemus, M., Krumm, N.,
Levy, D., . . . Smith, J. D. (2014). The contribution of de novo cod-
ing mutations to autism spectrum disorder. Nature, 515(7526), 216.
doi:10.1038/nature13908
Ironson, G., Wynings, C., Schneiderman, N., Baum, A., Rodriguez, M.,
Greenwood, D., . . . Fletcher, M. A.. (1997). Postraumatic stress symp-
toms, intrusive thoughts, loss and immune function after Hurricane
Andrew. Psychosomatic Medicine, 59, 128–141.
Isabella, R. A. (1993). Origins of attachment: Maternal interactive behav-
ior across the first year. Child Development, 64(2), 605–621.
Isabella, R. A., Belsky, J., & von Eye, A. (1989). Origins of infant-mother
attachment: An examination of interactional synchrony during the
infant’s first year. Developmental Psychology, 25(1), 12–21.
Isen, A. (1970). Success, failure, attention and reactions to others: The
warm glow of success. Journal of Personality and Social Psychology,
15, 294–301.
Isen, A. M. (1987). Positive affect, cognitive processes and social behav-
ior. In L. Berkowitz (Ed.), Advances in experimental social psychology
(Vol. 20, pp. 203–253). New York, NY: Academic Press.
Isen, A. M. (1993). Positive affect and decision making. In M. Lewis & J.
M. Haviland (Eds.), Handbook of emotions (pp. 261–278). New York,
NY: Guilford.
Isen, A. M., Daubman, K. A., & Nowicki, G. P. (1987). Positive affect
facilitates creative problem solving. Journal of Personality and Social
Psychology, 52, 1122–1131.
Isen, A. M., Shalker, T., Clark, M., & Karp, L. (1978). Affect, accessibil-
ity of material in memory and behavior: A cognitive loop? Journal of
Personality and Social Psychology, 36, 1–12.
Isley, S., O’Neil, R., & Parke, R. (1996). The relation of parental affect and
control behaviors to children’s classroom acceptance: A concurrent
and predictive analysis. Early Education and Development, 7(1), 7–23.
Isley, S. L., O’Neil, R., Clatfelter, D., & Parke, R. D. (1999). Parent
and child expressed affect and children’s social competence: Mod-
eling direct and indirect pathways. Developmental Psychology, 35(2),
547–560.
Ispa, J. M., Su-Russell, C., Palermo, F., & Carlo, G. (2017). The interplay
of maternal sensitivity and toddler engagement of mother in predicting
self-regulation. Developmental Psychology, 53(3), 425.
Ito, T. A., Larsen, J. T., Smith, N. K., & Cacioppo, J. T. (1998). Nega-
tive information weighs more heavily on the brain: The negativity
bias in evaluative categorizations. Journal of Personality and Social
Psychology, 75, 887–900.
References 431
Izard, C. (1983). The maximally discriminative facial movement coding
system (Rev. ed.). Newark: Instructional Resources Center, University
of Delaware.
Izard, C. E. (1971). The face of emotion. New York, NY: Appleton-Century
Crofts.
Izard, C. E. (1977). Human emotions. New York, NY: Plenum Press.
Izard, C. E. (1991). The psychology of emotions. New York, NY:
Plenum.
Izard, C. E. (1993). Four systems for emotion activation: Cognitive and
non-cognitive processes. Psychological Review, 100, 68–90.
Izard, C. E. (1994). Innate and universal facial expressions: Evidence from
developmental and cross-cultural research. Psychological Bulletin,
115, 288–299.
Izard, C. E. (2007). Basic emotions, natural kinds, emotion schemas,
and a new paradigm. Perspectives on Psychological Science, 2(3),
260–280.
Izard, C. E. (2010). The many meanings/aspects of emotion: Definitions,
functions, activation, and regulation. Emotion Review, 2, 363–370.
Izard, C. E. (2011). Forms and functions of emotions: Matters of emotion–
cognition interactions. Emotion Review, 3(4), 371–378.
Izard, C. E., Ackerman, B. P., Schoff, K. M., & Fine, S. E. (2000). Self-
organization of discrete emotions, emotion patterns, and emotion-
cognition relations. In M. D. Lewis & I. Granic (Eds.), Emotion,
development, and self-organization: Dynamic systems approaches to
emotional development (pp. 15–36). New York, NY: Cambridge Uni-
versity Press.
Jablensky, A. (2016). Psychiatric classifications: Validity and utility. World
Psychiatry, 15(1), 26–31. doi:10.1002/wps.20284
Jack, R. E. , Sun, W., Delis, I., Garrod, O. G. B. and HYPERLINK Schyns,
P. G. (2016). Four not six: revealing culturally common facial expres-
sion of emotion. Journal of Experimental Psychology: General,
145(6), pp. 708–730.
Jackendoff, R. (2002). Foundations of Language: Brain, Meaning, Gram-
mar, Evolution. Oxford, UK: Oxford University Press
Jacobson, N. C., & Newman, M. G. (2017). Anxiety and depression as
bidirectional risk factors for one another: A meta-analysis of longitudi-
nal studies. Psychological Bulletin, 143, 1155–1200.
Jacoby, N., Bruneau, E., Koster-Hale, J., & Saxe, R. (2016). Localizing
Pain Matrix and Theory of Mind networks with both verbal and non-
verbal stimuli. NeuroImage, 126, 39–48.
Jaffee, S., Caspi, A., Moffitt, T. E., Belsky, J., & Silva, P. (2001). Why are
children born to teen mothers at risk for adverse outcomes in young
adulthood? Results from a 20-year longitudinal study. Development
and Psychopathology, 13(2), 377–397.
Jaffee, S. R., & Price, T. S. (2007). Gene-environment correlations: A
review of the evidence and implications for prevention of mental ill-
ness. Molecular Psychiatry, 12, 432–442.
Jahoda, M., Lazarsfeld, P. F., & Zeisel, H. (1971). Marienthal: The sociog-
raphy of an unemployed community. Chicago, IL: Aldine.
Jambon, M., Madigan, S., Plamondon, A., Daniel, E., & Jenkins, J. (2018).
The development of empathic concern in siblings: A reciprocal influ-
ence model. Child Development, 1–16.
James, W. (1884). What is an emotion? Mind, 9, 188–205.
James, W. (1890). The principles of psychology. New York, NY: Dover
(current edition 1950).
James, W. (1902). The varieties of religious experience. New York: Long-
mans, Green, & Co (current edition Viking Penguin, 1982).
Jamison, K. R. (1993). Touched with fire: Manicdepressive illness and the
artistic temperament. New York, NY: Free Press.
Jamison, K. R. (1995). An unquiet mind. New York, NY: Knopf.
Jamner, L. D., Alberts, J., Leigh, H., & Klein, L. C. (1998, March). Affilia-
tive need and endogenous opiods. Paper presented at the annual meet-
ing of the Society of Behavioral Medicine, New Orleans, LA.
Janig, W. (2003). The autonomic nervous system and its coordination
by the brain. In R. Davidson, K. Scherer, & H. H. Goldsmith (Eds.),
Handbook of affective sciences (pp. 135–186). London, England:
Oxford University Press.
Jankowiak, W. R., & Fischer, E. F. (1992). A crosscultural perspective on
romantic love. Ethos, 31, 149–155.
Janssens, A., Uvin, K., Van Impe, H., Laroche, S. M. F., Van Reempts,
P., & Deboutte, D. (2009). Psychopathology among preterm infants
using the Diagnostic Classification Zero to Three. Acta Paediatrica,
98, 1988–1993.
Jaynes, J. (1990). The origin of consciousness in the breakdown of the bicam-
eral mind. London. England: Penguin Books Ltd.
Jenike, M. A. (1996). Obsessive-compulsive disorder. In H. I. Kaplan & B.
J. Saddock (Eds.), Comprehensive textbook of psychiatry (6th ed., Vol.
1, pp. 1218–1227). Baltimore, MD: Williams & Wilkins.
Jenkins, J., Madigan, S., & Arseneault, L. (2015). Psychosocial adversity.
In A. Thapar, D. S. Pine, J. F. Leckman, S. Scott, M. J. Snowling, & E.
A. Taylor (Eds.). Rutter’s handbook of child and adolescent psychiatry
(pp. 330–340). Hoboken, NJ: Wiley.
Jenkins, J., Rasbash, J., Leckie, G., Gass, K., & Dunn, J. (2012). The role
of maternal factors in sibling relationship quality: A multilevel study of
multiple dyads per family. Journal of Child Psychology and Psychia-
try, 53(6), 622–629.
Jenkins, J., Simpson, A., Dunn, J., Rasbash, J., & O’Connor, T. G. (2005).
Mutual influence of marital conflict and children’s behavior problems:
Shared and nonshared family risks. Child Development, 76(1), 24–39.
Jenkins, J. M. (2008). Psychosocial adversity. In M. Rutter, D. Bishop, D.
Pine, S. Scott, J. Stevenson, E. Taylor, & A. Thapar (Eds.), Rutter’s
child and adolescent psychiatry (5th ed.). New York, NY: Blackwell.
Jenkins, J. M., & Astington, J. (2000). Theory of mind and social behavior:
Causal models tested in a longitudinal study. Merrill Palmer Quarterly,
46, 203–220.
Jenkins, J. M., & Astington, J. W. (1996). Cognitive factors and family
structure associated with theory of mind development in young chil-
dren. Developmental Psychology, 32(1), 70–78.
RefeRences432
Jenkins, J. M., & Ball, S. (2000). Distinguishing between negative emo-
tions: Children’s understanding of the social-regulatory aspects of
emotion. Cognition and Emotion, 14, 261–282.
Jenkins, J. M., Dunn, J., O’Connor, T. G., Rasbash, J., & Simpson, A. (2005).
The mutual influence of marital conflict and children’s behavior prob-
lems: Shared and non-shared family risks. Child Development, 76, 24–39.
Jenkins, J. M., McGowan, P., & Knafo-Noam, A. (2016). Parent-offspring
transaction: Mechanisms and the value of within family designs. Hor-
mones and Behavior, 77, 53–61.
Jenkins, J. M., & Oatley, K. (1996). Emotional episodes and emotionality
through the life span. In C. Magai & S. H. McFadden (Eds.), Handbook
of emotion, adult development, and aging (pp. 421–441). San Diego,
CA: Academic Press.
Jenkins, J. M., & Oatley, K. (1998). The development of emotion schemas
in children: The processes underlying psychopathology. In W. F. Flack
& J. D. Laird (Eds.), Emotions and psychopathology (pp. 45–56). New
York, NY: Oxford University Press.
Jenkins, J. M., & Oatley, K. (2000). Psychopathology and short-term emo-
tion: The balance of affects. Journal of Child Psychology and Psychia-
try, 41, 463–472.
Jenkins, J. M., Rasbash, J., Leckie, G., Gass, K., & Dunn, J. (2012). The
role of maternal factors in sibling relationship quality: A multilevel
study of multiple dyads per family. Journal of Child Psychology &
Psychiatry, 53, 622–629.
Jenkins, J. M., Shapka, J., & Sorenson, A. (2006). Teenage mothers’ anger
over twelve years: Partner conflict, partner transitions and children’s
anger. Journal of Child Psychology & Psychiatry, 47, 775–782.
Jenkins, J. M., Smith, M. A., & Graham, P. (1989). Coping with parental
quarrels. Journal of the American Academy of Child and Adolescent
Psychiatry, 28, 182–189.
Jenkins, J. M., Turrell, S. L., Kogushi, Y., Lollis, S., & Ross, H. S. (2003).
A longitudinal investigation of the dynamics of mental state talk in
families. Child Development, 74(3), 905–920.
Jennings, W. G., & Reingle, J. M. (2012). On the number and shape of
developmental/life-course violence, aggression, and delinquency tra-
jectories: A state-of-the-art review. Journal of Criminal Justice, 40(6),
472–489. doi:10.1016/j.jcrimjus.2012.07.001
Jenson, P. S., Xenakis, S. N., Davis, H., & Degroot, J. (1988). Child psycho-
pathology rating scales and interrater agreement: II. Child and family
characteristics. Journal of the American Academy of Child and Adoles-
cent Psychiatry, 27, 451–461.
Jeon, S., & Neppl, T. K. (2016). Intergenerational continuity in economic
hardship, parental positivity, and positive parenting: The association
with child behavior. Journal of Family Psychology, 30(1), 22–32.
Jeronimus, B. F., Kotov, R., Riese, H., & Ormel, J. (2016). Neuroticism’s
prospective association with mental disorders halves after adjustment
for baseline symptoms and psychiatric history, but the adjusted asso-
ciation hardly decays with time: A meta-analysis on 59 longitudinal/
prospective studies with 443 313 participants. Psychological Medicine,
46, 2883–2906.
John, O. P., Naumann, L. P., & Soto, C. J. (2008). Paradigm shift to the
integrative Big Five trait taxonomy: History, measurement, and con-
ceptual issues. In O. P. John, R. W. Robins, & L. A. Pervin (Eds.),
Handbook of personality: Theory and research (pp. 114–58). New
York, NY: Guilford.
John-Henderson, N. A., Stellar, J. E., Mendoza-Denton, R., & Francis, D.
D. (2015). The role of interpersonal processes in shaping inflamma-
tory responses to social-evaluative threat. Biological Psychology, 110,
134–137.
Johnson, D. P., Whisman, M. A., Corley, R. P., Hewitt, J. P., & Friedman, N.
P. (2014). Genetic and environmental influences on rumination and its
covariation with depression. Cognition and Emotion, 28, 1270–1286.
Johnson, D. R. (2012). Transportation into a story increases empathy,
prosocial behavior, and perceptual bias toward fearful expressions.
Personality and Individual Differences, 52, 150–155.
Johnson, E. J., & Tversky, A. (1983). Affect, generalization, and the per-
ception of risk. Journal of Personality and Social Psychology, 45,
20–31.
Johnson, J. G., Alloy, L., Panzarella, C., Metalsky, G. I., Rabkin, J. G.,
Williams, J. B., & Abramson, L. Y. (2001). Hopelessness as a mediator
of the association between social support and depressive symptoms:
Findings of a study of men with HIV. Journal of Consulting and Clini-
cal Psychology, 69, 1056–1060.
Johnson, K. J., & Fredrickson, B. L. (2005). “We all look the same to me”:
Positive emotions eliminate the own-race bias in face recognition. Psy-
chological Science, 16, 875–881.
Johnson, M. H. (2005). Subcortical face processing. Nature Reviews Neu-
roscience, 6(10), 766–774.
Johnson, S. L. (2005). Mania and dysregulation in goal pursuit: A review.
Clinical Psychology Review, 25, 241–262.
Johnson, S. L., & Kizer, A. (2002). Bipolar and unipolar depression: A
comparison of clinical phenomenology and psychosocial predictors.
In I. H. Gotlib & C. L. Hammen (Eds.), Handbook of depression (pp.
141–165). New York, NY: Guilford.
Johnson, S. L., Tharp, J. A., Peckham, A. D., & McMaster, K. J. (2016).
Emotion in bipolar I disorder: Implications for functional and symp-
tom outcomes. Journal of Abnormal Psychology, 125, 40–52.
Johnson-Laird, P. N., Mancini, F., & Gangemi, A. (2006). A hyper-emotion
theory of psychological illnesses. Psychological Review, 113, 822–841.
Johnson-Laird, P. N., & Oatley, K. (1989). The language of emotions: An
analysis of a semantic field. Cognition and Emotion, 3, 81–123.
Johnson-Laird, P. N., & Oatley, K. (2014). Emotions in music, litera-
ture, and film. In L. Feldman Barrett, M. Lewis & J. Haviland Jones
(Eds.), Handbook of emotions (4th ed., pp. 82–97). New York, NY:
Guilford.
Joiner, T. (2002). Depression in its interpersonal context. In I. H. Gotlib
& C. L. Hammen (Eds.), Handbook of depression (pp. 295–313). New
York, NY: Guilford.
Jonas, H. (1958). The gnostic religion: The message of the alien God and the
beginnings of Christianity. Boston, MA: Beacon.
References 433
Jones, D. E., Greenberg, M., & Crowley, M. (2015). Early social-emotional
functioning and public health: The relationship between kindergarten
social competence and future wellness. American Journal of Public
Health, 105(11), 2283–2290.
Jones, N. A. (2012). Delayed reactive cries demonstrate emotional and
physiological dysregulation in newborns of depressed mothers. Biologi-
cal Psychology, 89(2), 374–381. doi:10.1016/j.biopsycho.2011.11.011
Jones, P. B. (2013). Adult mental health disorders and their age at onset.
British Journal of Psychiatry. Supplement, 54, s5–10. doi:10.1192/bjp.
bp.112.119164
Jones, S., Eisenberg, N., & Fabes, R. (2002). Parents’ reactions to elemen-
tary school children’s negative emotions: Relations to social and emo-
tional functioning at school. Merrill-Palmer Quarterly, 48, 133–159.
Joormann, J., Dkane, M., & Gotlib, I. H. (2006). Adaptive and maladap-
tive components of rumination? Diagnostic specificity and relation to
depressive biases. Behavior Therapy, 37, 269–280.
Jourard, S. M. (1966). An exploratory study of body accessibility. British
Journal of Social and Clinical Psychology, 5, 221–231.
Jung, C. G. (1925). Marriage as a psychological relationship. In J. Camp-
bell (Ed.), The portable Jung (pp. 163–177). New York, NY: Viking-
Penguin (current edition 1971).
Juslin, P. N., & Laukka, P. (2003). Communication of emotions in vocal
expression and music performance: Different channels, same code?
Psychological Bulletin, 129, 770–814.
Juslin, P. N., Liljeström, S., Västfjäll, D., Barradas, G., & Silva, A. (2008).
An experience sampling study of emotional reactions to music: Lis-
tener, music, and situation. Emotion, 8, 668–683.
Justice, L. M., Petscher, Y., Schatschneider, C., & Mashburn, A. (2011).
Peer effects in preschool classrooms: Is children’s language growth
associated with their classmates’ skills? Child Development, 82(6),
1768–1777.
Kabat-Zinn, J. (2006). Mindfulness-based interventions in context: Past,
present, and future. Clinical Psychology Science and Practice, 10,
125–244.
Kabat-Zinn, J. (2013). Full catastrophe living: Using the wisdom of your
body and mind to face stress, pain, and illness (Rev. and Updated ed.).
New York, NY: Bantam.
Kagan, J., Kearsley, R. B., & Zelazo, P. R. (1980). Infancy: Its place in
human development. Cambridge, MA: Harvard University Press.
Kagan, J., Snidman, N., Kahn, V., & Towsley, S. (2007). The preservation
of two infant temperaments into adolescence. Monographs of the Soci-
ety for Research in Child Development, 72(2), 1–95.
Kahneman, D. (2011). Thinking fast and slow. Toronto: Doubleday Canada.
Kahneman, D, and A Deaton. 2010. High income improves evaluation of
life but not emotional well-being. Proceedings of the National Acad-
emy of Sciences 107 (38): 16489–16493.
Kahneman, D., Kreuger, A. B., Schkade, D. A., Schwarz, N., & Stone, A.
(2006). Would you be happier if you were richer? A focusing illusion.
Science, 312, 1908–1910.
Kallestad, H., Valen, J., McCullough, L., Svartberg, M., Hoglend, P., &
Stiles, T. C. (2010). The relationship between insight gained during
therapy and long-term outcome in short-term dynamic psychotherapy
and cognitive therapy for cluster C personality disorders. Psychother-
apy Research, 20, 526–534.
Kamarack, T. W., Manuch, S., & Jennings, J. R. (1990). Social support
reduces cardiovascular reactivity to psychological challenge: A labora-
tory model. Psychosomatic Medicine, 52, 42–58.
Kandasamy, N., Garfinkel, S. N., Page, L., Hardy, B., Critchley, H. D.,
Gurnell, M., & Coates, J. M. (2016). Interoceptive ability predicts sur-
vival on a London trading floor. Scientific Reports, 6, 32986.
Kandel, E. R., Schwartz, J. H., & Jessell, T. M. (1991). Principles of neural
science (3rd ed.). Norwalk, CT: Appleton & Lange.
Kane, F., Coulombe, D., & Miliaressis, E. (1991). Amygdaloid self-stimu-
lation: A movable electrode mapping study. Behavioral Neuroscience,
105, 926–932.
Kano, T. (1992). The last ape: Pygmy chimpanzee behavior and ecology
(E. O. Vineberg, Trans.). Stanford, CA: Stanford University Press.
Kant, I. (1764, 1960). Observations on the feeling of the beautiful and the
sublime (J. T. Goldthwait, Trans.). Berkeley, CA: University of Cali-
fornia Press.
Kaplan, R. L., Van Damme, I., Levine, L. J., & Loftus, E. (2016). Emotion
and false memory. Emotion Review, 8, 8–13.
Kappas, A., Bherer, F., & Thériault, M. (2000). Inhibiting facial expres-
sions: Limitations to the voluntary control of facial expressions of
emotion. Motivation and Emotion, 24, 259–270.
Karg, K., Burmeister, M., Shedden, K., & Sen, S. (2011). The serotonin
transporter promoter variant (5-HTTLPR), stress and depression meta-
analysis revisited: Evidence of genetic moderation. Archives of Gen-
eral Psychiatry, 68(5), 444–454.
Karnaze, M. M., & Levine, L. J. (2018). Sadness, the architect of cognitive
change. In H. C. Lench (Ed.), Functions of emotion: When and why
emotions help us. New York: Springer.
Karns, C. M., Moore, W. E., III, & Mayr, U. (2017). The cultivation of pure
altruism via gratitude: A functional MRI study of change with gratitude
practice. Frontiers in Human Neuroscience, 11, 599.
Karos, L., Howe, N., & Aquan-Assee, J. (2007). Reciprocal and comple-
mentary sibling interactions, relationship quality and socio-emotional
problem solving. Infant and Child Development, 16(6), 577–596.
Kashdan, T. B., Barrett, L. F., & McKnight, P. (2015). Unpacking emo-
tion differentiation: Transforming unpleasant experience by perceiving
distinctions in negativity. Current Directions in Psychological Science,
24, 10–16.
Katkin, E. S. (1985). Blood, sweat, and tears: Individual differences in
autonomic self-perception. Psychophysiology, 22, 125–137.
Katkin, E. S., Blascovich, J., & Godband, S. (1981). Empirical assessment
of visceral self-perception: Individual and sex differences in the acqui-
sition of heart rate discrimination. Journal of Personality and Social
Psychology, 40, 1095–1101.
RefeRences434
Katz, L. F., Maliken, A. C., & Stettler, N. M. (2012). Parental meta-emo-
tion philosophy: A review of research and theoretical framework. Child
Development Perspectives, 6(4), 417–422.
Kaufman, N. K., Rohde, P., Seeley, J. R., Clarke, G. N., & Stice, E. (2005).
Potential mediators of cognitive-behavioral therapy for adolescents
with comorbid major depression and conduct disorder. Journal of Con-
sulting and Clinical Psychology, 73(1), 38.
Kawabata, H., & Zeki, S. (2004). Neural correlates of beauty. Journal of
Neurophysiology, 91, 1699–1705.
Kawakami, K., Dunn, E., Karmali, F., & Davidio, J. F. (2009). Mispre-
dicting affective and behavioral responses to racism. Science, 323,
276–278.
Kazdin, A. E. (1986). Comparative outcome studies of psychotherapy:
Methodological issues and strategies. Journal of Consulting and Clini-
cal Psychology, 54, 95–105.
Kazdin, A. E. (2004). Evidence-based treatments: Challenges and priori-
ties for practice and research. Child and Adolescent Psychiatric Clinics
of North America, 13(4), 923–940.
Kazdin, A. E. (2017). Parent management training and problem-solving
skills training for child and adolescent conduct problems. In J. R. Weisz
& A. E. Kazdin (Eds.), Evidence-based psychotherapies for children
and adolescents (3rd ed., pp. 142–158). New York, NY: Guilford Press.
Keegan, J. (1994). A history of warfare. New York, NY: Vintage.
Kellam, S. G., Brown, C. H., Poduska, J. M., Ialongo, N. S., Wang, W.,
Toyinbo, . . . Wilcox, H. C. (2008). Effects of a universal classroom
behavior management program in first and second grades on young
adult behavioral, psychiatric, and social outcomes. Drug and Alcohol
Dependence, 95(1), 5–28.
Kellam, S. G., Ling, X., Merisca, R., Brown, C. H., & Ialongo, N. (1998).
The effect of the level of aggression in the first grade classroom on
the course and malleability of aggressive behavior into middle school.
Development and Psychopathology, 10(2), 165–185.
Keller, M. B., & Boland, R. J. (1998). Implications of failing to achieve
successful long term maintenance treatment of recurrent unipolar
major depression. Biological Psychiatry, 44, 348–360.
Keltner, D. (1995). Signs of appeasement: Evidence for the distinct dis-
plays of embarrassment, amusement, and shame. Journal of Personal-
ity and Social Psychology, 68, 441–454.
Keltner, D. (2004). The compassionate instinct. Greater Good, 1, 6–9.
Keltner, D. (2017, April 24). How to cultivate awe with a walking medita-
tion. Greater Good Magazine.
Keltner, D. (2017). The power paradox: How we gain and lose influence.
New York, NY: Penguin Press.
Keltner, D., & Anderson, C. (2000). Saving face for Darwin: Functions and
uses of embarrassment. Current Directions in Psychological Science,
9, 187–191.
Keltner, D., & Bonanno, G. A. (1997). A study of laughter and dissocia-
tion: The distinct correlates of laughter and smiling during bereave-
ment. Journal of Personality and Social Psychology, 73, 687–702.
Keltner, D., & Buswell, B. (1996). Evidence for the distinctness of embar-
rassment, shame, and guilt: A study of recalled antecedents and facial
expressions of emotion. Cognition and Emotion, 10(2), 155–172.
Keltner, D., & Buswell, B. N. (1997). Embarrassment: Its distinct form and
appeasement functions. Psychological Bulletin, 122, 250–270.
Keltner, D., Capps, L. M., Kring, A. M., Young, R. C., & Heerey, E. A.
(2001). Just teasing: A conceptual analysis and empirical review. Psy-
chological Bulletin, 127, 229–248.
Keltner, D., Ellsworth, P. C., & Edwards, K. (1993). Beyond simple pes-
simism: Effects of sadness and anger on social perception. Journal of
Personality and Social Psychology, 64, 740–752.
Keltner, D., & Gross, J. J. (1999). Functional accounts of emotions. Cogni-
tion and Emotion, 13, 467–480.
Keltner, D., Gruenfeld, D. H., & Anderson, C. (2003). Power, approach
and inhibition. Psychological Review, 110(2), 265–284.
Keltner, D., & Haidt, J. (1999). Social functions of emotions at four levels
of analysis. Cognition and Emotion, 13, 505–521.
Keltner, D., & Haidt, J. (2001). Social functions of emotions. In T. Mayne
& G. Bonanno (Eds.), Emotions: Current issues and future directions
(pp. 192–213). New York, NY: Guilford.
Keltner, D., & Haidt, J. (2003). Approaching awe, a moral, spiritual, and
aesthetic emotion. Cognition and Emotion, 17(2), 297–314.
Keltner, D., Haidt, J., & Shiota, M. N. (2006). Social functionalism and the
evolution of emotions. In M. Schaller, J. A. Simpson, & D. T. Kenrick
(Eds.), Evolution and Social Psychology (pp. 115–142). Madison, CT:
Psychosocial Press.
Keltner, D., & Harker, L. A. (1998). The forms and functions of the non-
verbal display of shame. In P. Gilbert & B. Andrews (Eds.), Interper-
sonal approaches to shame (pp. 78–98). Oxford, England: Oxford
University Press.
Keltner, D., Kogan, A., Piff, P. K., & Saturn, S. R. (2014). The sociocul-
tural appraisals, values, and emotions (SAVE) framework of prosocial-
ity: Core processes from gene to meme. Annual Review of Psychology,
65, 425–460.
Keltner, D., & Kring, A. (1998). Emotion, social function, and psychopa-
thology. General Psychological Review, 2, 320–342.
Keltner, D., & Lerner, J. (2010). Emotion. In S. Fiske & D.Gilbert (Eds.),
The handbook of social psychology (pp. 312–347). New York, NY:
McGraw Hill Publishers.
Keltner, D., Locke, K. D., & Audrain, P. C. (1993). The influence of attri-
butions on the relevance of negative emotions to personal satisfaction.
Personality and Social Psychology Bulletin, 19, 21–29.
Keltner, D., & Shiota, M. N. (2005). New facial displays of emotions.
Unpublished manuscript.
Keltner, D., Young, R., & Buswell, B. N. (1997). Appeasement in human emo-
tion, personality, and social practice. Aggressive Behavior, 23, 359–374.
Keltner, D., Young, R. C., Heerey, E. A., Oemig, C., & Monarch, N. D.
(1998). Teasing in hierarchical and intimate relations. Journal of Per-
sonality and Social Psychology, 75, 1231–1247.
References 435
Kemeny, M. (2009). Psychobiological responses to social threat: Evolution
of a psychological model in psychoneuroimmunology. Brain, Behav-
ior, and Immunity, 23, 1–9.
Kemper, T. D. (1978). A social-interactional theory of emotions. New
York, NY: Wiley.
Kemper, T. D. (2006). Power and status and the power-status theory of
emotions. In J. E. Stets & J. H. Turner (Eds.), Handbook of the Sociol-
ogy of Emotions. New York, NY: Springer.
Kemper, T. D. (2011). Status, power and ritual interaction. Ashgate.
Kempton, M. J., Salvador, Z., Munafo, M. R., Geddes, J. R., Simmons, A.,
Frangou, S., & Williams, S. C. (2011). Structural neuroimaging studies
in major depressive disorder: Meta-analysis and comparison with bipo-
lar disorder. Archives of General Psychiatry, 68, 675–690.
Kendler, K. S., & Baker, J. H. (2007). Genetic influences on measures of
the environment: A systematic review. Psychological Medicine, 37(5),
615–626.
Kendler, K. S., Gardner, C. O., & Lichtenstein, P. (2008). A develop-
mental twin study of symptoms of anxiety and depression: Evidence
for genetic innovation and attenuation. Psychological Medicine, 38,
1567–1575.
Kendler, K. S., Gatz, M., Gardner, C. O., & Pedersen, N. L. (2006). A
Swedish national twin study of lifetime major depression. American
Journal of Psychiatry, 163, 109–114.
Kendler, K. S., Heath, A., Martin, A., & Eaves, I. J. (1986). Symptoms
of anxiety and depression in a volunteer twin population. Archives of
General Psychiatry, 43, 213–221.
Kendler, K. S., Hettema, J. M., Butera, F., Gardner, C. O., & Prescott, C.
A. (2003). Life event dimensions of loss, humiliation, entrapment, and
danger. Archives of General Psychiatry, 60, 789–796.
Kendler, K. S., & Myers, J. (2010). The genetic and environmental rela-
tionship between major depression and the five-factor model of person-
ality. Psychological Medicine, 40, 801–806.
Kendler, K. S., Neale, M. C., Kessler, R. C., Heath, A. C., & Eaves, L. J.
(1993a). A twin study of recent life events. Archives of General Psy-
chiatry, 50, 789–796.
Kendler, K. S., Neale, M. C., Kessler, R. C., Heath, A. C., & Eaves, L.
J. (1993b). A longitudinal twin study of 1-year prevalence of major
depression in women. Archives of General Psychiatry, 50, 843–852.
Kendler, K. S., Thornton, L. M., & Gardner, C. O. (2000). Stressful life
events and previous episodes in the etiology of major depression in
women: An evaluation of the “kindling” hypothesis. American Journal
of Psychiatry, 157, 1243–1251.
Kendler, K. S., Thornton, L. M., & Gardner, C. O. (2001). Genetic risk,
number of previous episodes, and stressful life events in predict-
ing onset of major depression. American Journal of Psychiatry, 158,
582–586.
Kennedy, D. E., & Kramer, L. (2008). Improving emotion regulation and
sibling relationship quality: The more fun with sisters and brothers pro-
gram. Family Relations, 57(5), 567–578.
Kenny, D. A., Kashy, D. A., & Cook, W. L. (2006). Dyadic data analysis.
New York, NY: Guilford.
Kensinger, E., & Schachter, D. (2008). Memory and emotion. In M. Lewis,
J. Haviland Jones, & L. F. Barrett (Eds.), Handbook of emotions (3rd
ed., pp. 601–617). New York, NY: Guilford.
Kerr, M., Stattin, H., & Ozdemir, M. (2012). Perceived parenting style and
adolescent adjustment: Revisiting directions of effects and the role of
parental knowledge. Developmental Psychology, 48(6), 1540–1553.
doi:10.1037/a0027720
Kessler, H., Taubner, S., Buchheim, A., Münte, T. F., Stasch, M., Kächele,
H., . . . Wiswede, D. (2011). Individualized and clinically derived stim-
uli activate limbic structures in depression: An fMRI study. PLoS One,
6(1), e15712.
Kessler, R. C., Bergland, P., Demler, O., Jin, R., Merihangas, K. R., & Wal-
ters, E. E. (2005). Lifetime prevalence and age-of-onset distributions
of DSM-IV disorders in the National Comorbidity Survey replication.
Archives of General Psychiatry, 62, 593–602.
Kessler, R. C., & Bromet, E. J. (2013). The epidemiology of depression
across cultures. Annual Review of Public Health, 34, 119–138.
Kessler, R. C., Ormel, J., Petukhova, M., McLaughlin, K. A., Green, J. G.,
Russo, L. J., . . . Ustun, T. B. (2011). Development of lifetime comor-
bidity in the World Health Organization World Mental Health Surveys.
Archives of General Psychiatry, 68, 90–100.
Kessler, R. C., Zhao, S., Blazer, D. G., & Swarz, M. (1997). Prevalence,
correlates, and course of minor depression and major depression in the
national comorbidity study. Journal of Affective Disorders, 45, 19–30.
Ketelaar, T. (2004). Ancestral emotions, current decisions: Using evolu-
tionary game theory to explore the role of emotions in decision-making.
In C. Crawford & C. Salmon (Eds.), Evolutionary psychology, public
policy and personal decisions (pp. 145–168). Mahwah, NJ: Erlbaum.
Ketelaar, T. (2005). Emotions and economic decision-making: The role of
moral sentiments in experimental economics. In D. DeCremer, K. Mur-
nighan, &. M. Zeelenberg (Eds.), Social psychology and experimental
economics. Hillsdale, NJ: Lawrence Erlbaum Publishers. (pp. 97–112).
Ketelaar, T., & Clore, G. L. (1997). Emotions and reason: The proximate
effects and ultimate functions of emotions. In G. Matthews (Ed.),
Advances in personality (pp. 355–396). Amsterdam, The Netherlands:
Elsevier.
Ketelaar, T., Gross, J. J., & Sutton, S. K. (1998). Relations between affect
and personality: Support for the affect-level and affective-reactivity
views. Personality and Social Psychology Bulletin, 24(3), 279–288.
Keverne, E. B. (1996). Psychopharmacology of maternal behaviour. Jour-
nal of Psychopharmacology, 10, 16–22.
Keverne, E. B., Nevison, C. M., & Martel, F. L. (1997). Early learning
and the social bond. In C. S. Carter, I. I. Lederhendler, & B. Kirkpat-
rick (Eds.), The integrative neurobiology of affiliation (Vol. 807). New
York: New York Academy of Sciences.
Keyes, K. M., Grant, B. F., & Hasin, D. S. (2008). Evidence for a closing
gender gap in alcohol use, abuse, and dependence in the United States
population. Drug and Alcohol Dependence, 93, 21–29.
RefeRences436
Kharitonova, M., Martin, R. E., Gabrieli, J. D., & Sheridan, M. A. (2013).
Cortical gray-matter thinning is associated with age-related improve-
ments on executive function tasks. Developmental Cognitive Neurosci-
ence, 6, 61–71.
Khoury, B., Sharma, M., Rush, S. E., & Fournier, C. (2015). Mindfulness-
based stress reduction for healthy individuals: A meta-analysis. Jour-
nal of Psychosomatic Research, 78, 519–528.
Kiecolt-Glaser, J. K. (2009). Psychoneuroimmunology. Perspectives on
Psychological Science, 4, 367–369.
Kiecolt-Glaser, J. K., Fagundes, C. P., Andridge, R., Peng, J., Malarkey,
W. B., Habash, D., & Belury, M. A. (2017). Depression, daily stressors
and inflammatory responses to high-fat meals: When stress overrides
healthier food choices. Molecular Psychiatry, 22, 476–482.
Kiecolt-Glaser, J. K., & Glaser, R. (1999). Chronic stress and mortality
among older adults. Journal of the American Medical Association, 282,
2259–2260.
Kiecolt-Glaser, J. K., McGuire, L., Robles, T., & Glaser, R. (2002). Psy-
choneuroimmunology: Psychological influences on immune func-
tion and health. Journal of Consulting and Clinical Psychology, 70,
537–547.
Kiecolt-Glaser, J. K., Robles, T. F., Heffner, K. L., Loving, T. J., & Glaser,
R. (2002). Psycho-oncology and cancer: Psychoneuroimmunology and
cancer. Annals of Oncology, 13(Suppl. 4), 166–169.
Kieslowski, K. (Writer and Director). (1991). Decalogue: The ten com-
mandments. Poland.
Kim, J., & Cicchetti, D. (2010). Longitudinal pathways linking child mal-
treatment, emotion regulation, peer relations, and psychopathology.
Journal of Child Psychology and Psychiatry, 51(6), 706–716.
Kim, J., McHale, S. M., & Crouter, A. C. (2007). Longitudinal linkages
between sibling relationships and adjustment from middle childhood
through adolescence. Developmental Psychology, 43(4), 960–973.
Kim, J. W., Kim, S.-E., Kim, J.-J., Jeong, B., Park, C. H., Son, A.
R., . . . Ki, S. W. (2009). Compassionate attitude towards others’ suffer-
ing activates the mesolimbic neural system. Neuropsychologia, 47(10),
2073–2081.
Kim, P., Evans, G. W., Angstadt, M., Ho, S. S., Sripada, C. S., Swain, J.
E., . . . Phan, K. L. (2013). Effects of childhood poverty and chronic
stress on emotion regulatory brain function in adulthood. Proceed-
ings of the National Academy of Sciences, 110(46), 18442–18447.
doi:10.1073/pnas.1308240110
Kim-Cohen, J., Caspi, A., Taylor, A., Williams, B., Newcombe, R., Craig,
I. W., & Moffit, T. E. (2006). MAOA, maltreatment and gene-envi-
ronment interaction predicting children’s mental health: New evidence
and a meta-analysis. Molecular Psychiatry, 11, 903–913.
Kinyanda, E., Woodburn, P., Tugumisirize, J., Kagugube, J., Ndanabangi,
S., & Paatel, V. (2011). Poverty, life events and the risk for depres-
sion in Uganda. Social Psychiatry and Psychiatric Epidemiology, 46,
35–44.
Kirsch, I. (2009). Antidepressants and the placebo response. Epidemiology
and Psychiatric Sciences, 18, 318–322.
Kirsch, L. P., Urgesi, C., & Cross, E. S. (2016). Shaping and reshaping the
aesthetic brain: Emerging perspectives on the neurobiology of embod-
ied aesthetics. Neuroscience and Biobehavioral Reviews, 62, 56–68.
Kitayama, S., Karasawa, M., & Mesquita, B. (2003). Collective and per-
sonal processes in regulating emotions: Emotion and self in Japan and
the United States. In P. Philipott & R. S. Feldman (Eds.), The regula-
tion of emotion. Hillsdale, NJ: Erlbaum.
Kitayama, S., Markus, H. R., & Kurokawa, M. (2000). Culture, emotions,
and well-being: Good feelings in Japan and the United States. Cogni-
tion and Emotion, 14, 93–124.
Kitayama, S., Mesquita, B., & Karasawa, M. (2006). The emotional basis
of independent and interdependent selves: Socially disengaging and
engaging emotions in the US and Japan. Journal of Personality and
Social Psychology, 91, 890–903.
Kitzman, H. J., Olds, D. L., Cole, R. E., Hanks, C. A., Anson, E. A., Arco-
leo, K. J., . . . Holmberg, J. R. (2010). Enduring effects of prenatal
and infancy home visiting by nurses on children: Follow-up of a rand-
omized trial among children at age 12 years. Archives of Pediatrics &
Adolescent Medicine, 164(5), 412–418.
Kitzman, K. M., Gaylord, N. K., Holt, A. R., & Kenny, E. D. (2003). Child
witness to domestic violence: A meta-analytic review. Journal of Con-
sulting and Clinical Psychology, 71(2), 339–352.
Kiuru, N., Burk, W. J., Laursen, B., Nurmi, J. E., & Salmela-Aro, K.
(2012). Is depression contagious? A test of alternative peer socializa-
tion mechanisms of depressive symptoms in adolescent peer networks.
Journal of Adolescent Health, 50(3), 250–255.
Klahr, A. M., & Burt, S. A. (2014). Elucidating the etiology of individ-
ual differences in parenting: A meta-analysis of behavioral genetic
research. Psychological Bulletin, 140(2), 544.
Klasmeyer, G., & Sendlmeier, W. F. (1999). Voice and emotional states. In
R. Kent & M. Ball (Eds.), Voice quality measurement (pp. 339–359).
San Diego, CA: Singular Publishing.
Klaus, M. H., & Kennell, J. H. (1976). Maternal–infant bonding. St Louis,
MO: Mosby.
Klebanov, P. K., Brooks-Gunn, J., Chase-Lansdale, L., & Gordon, R.
(1997). Are neighborhood effects on young children mediated by fea-
tures of the home environment? In J. Brooks-Gunn, G. Duncan, & J.
L. Aber (Eds.), Neighborhood poverty: Context and consequences for
children (Vol. 1, pp. 119–145). New York, NY: Russell Sage.
Klengel, T., & Binder, E. B. (2015). Epigenetics of stress-related psychi-
atric disorders and gene × environment interactions. Neuron, 86(6),
1343–1357. doi:10.1016/j.neuron.2015.05.036
Klimecki, O.M., Leiberg, S., Ricard, M., & Singer, T. (2013). Differential
pattern of functional brain plasticity after compassion and empathy
training. Social Cognitive and Affective Neuroscience, 9 (6), 873–879.
Kling, J., Liebman, J., Katz, L., & Sanbonmatsu, L. (2004). Moving to oppor-
tunity and tranquility: Neighborhood effects on adult economic self-suffi-
ciency and health from a randomized housing voucher experiment.
Kling, J. R., Ludwig, J., & Katz, L. F. (2005). Neighborhood effects on
crime for female and male youth: Evidence from a randomized housing
References 437
voucher experiment. The Quarterly Journal of Economics, 120(1),
87–130.
Klüver, H., & Bucy, P. C. (1937). “Psychic blindness” and other symptoms
following bilateral temporal lobectomy. American Journal of Physiol-
ogy, 119, 352–353.
Knafo, A., & Jaffee, S. R. (2013). Gene-environment correlation in develop-
mental psychopathology. Development and Psychopathology, 25(1), 1–6.
Knafo, A., & Plomin, R. (2006). Prosocial behavior from early to mid-
dle childhood: Genetic and environmental influences on stability and
change. Developmental Psychology, 42(5), 771.
Knutson, B. (1996). Facial expressions of emotion influence interpersonal
trait inferences. Journal of Nonverbal Behavior, 20, 165–182.
Knutson, B., Burgdorf, J., & Panksepp, J. (2002). Ultrasonic vocaliza-
tions as indices of affective states in rats. Psychological Bulletin, 128,
961–977.
Knutson, B., & Greer, S. M. (2008). Anticipatory affect: Neural correlates
and consequences for choice. Philosophical Transactions of the Royal
Society B, 363, 3771–3786.
Knutson, B., Wolkowitz, O. M., Cole, S. W., Chan, T., Moore, E. A., John-
son, R. C., . . . Reus, V. I. (1998). Selective alteration of personality
and social behavior by serotonergic intervention. American Journal of
Psychiatry, 155, 373–379.
Knyazev, G. G., Bocharov, A. V., Slobodskaya, H. R., & Ryabichenko,
T. I. (2008). Personality-linked biases in perception of emotional
facial expressions. Personality and Individual Differences, 44(5),
1093–1104.
Kober, H. (2014). Emotion regulation in substance use disorders. In J. J.
Gross (Ed.), Handbook of emotion regulation (2nd ed., pp. 428–446).
New York, NY: Guilford.
Kober, H., Barrett, L.F., Joseph, J., Bliss-Moreau, E., Lindquist, K., &
Wager, T.D. (2008). Functional group and cortical-subcortical interac-
tions in emotion: A meta-analysis of neuroimaging studies. Neuroim-
age, 42 (2), 998–1031.
Kochanska, G. (1997). Mutually responsive orientation between mothers
and their young children: Implications for early socialization. Child
Development, 68(1), 94–112.
Kochanska, G. (2001). Emotional development in children with different
attachment histories: The first three years. Child Development, 72(2),
474–490.
Kochanska, G. (2002). Mutually responsive orientation between mothers
and their young children: A context for the early development of con-
science. Current Directions in Psychological Science, 11(6), 191–195.
Kochanska, G., & Aksan, N. (2004). Development of mutual responsive-
ness between parents and their young children. Child Development,
75(6), 1657–1676.
Kochanska, G., Aksan, N., & Joy, M. E. (2007). Children’s fearfulness as a
moderator of parenting in early socialization: Two longitudinal studies.
Developmental Psychology, 43(1), 222–237.
Kochanska, G., Forman, D. R., Aksan, N., & Dunbar, S. B. (2005). Path-
ways to conscience: Early mother-child mutually responsive orientation
and children’s moral emotion, conduct, and cognition. Journal of Child
Psychology and Psychiatry, and Allied Disciplines, 46(1), 19–34.
Kochanska, G., Forman, D. R., & Coy, K. C. (1999). Implications of the
mother-child relationship in infancy for socialization in the second
year of life. Infant Behavior & Development, 22(2), 249–265.
Kochanska, G., Kim, S., & Boldt, L. J. (2015). (Positive) power to the
child: The role of children’s willing stance toward parents in develop-
mental cascades from toddler age to early preadolescence. Develop-
ment and Psychopathology, 27(4 Pt. 1), 987–1005.
Kochanska, G., & Knaack, A. (2003). Effortful control as a personality
characteristic of young children: Antecedents, correlates, and conse-
quences. Journal of Personality, 71(6), 1087–1112.
Kochanska, G., Philibert, R. A., & Barry, R. A. (2009). Interplay of genes
and early mother-child relationship in the development of self-regula-
tion from toddler to preschool age. Journal of Child Psychology and
Psychiatry, 50(11), 1331–1338.
Kochanska, G., Woodard, J., Kim, S., Koenig, J. L., Yoon, J. E., & Barry,
R. A. (2010). Positive socialization mechanisms in secure and insecure
parent child dyads: Two longitudinal studies. Journal of Child Psychol-
ogy and Psychiatry, 51(9), 998–1009.
Kofink, D., Boks, M. P., Timmers, H. M., & Kas, M. J. (2013). Epige-
netic dynamics in psychiatric disorders: Environmental programming
of neurodevelopmental processes. Neuroscience & Biobehavioral
Reviews, 37(5), 831–845.
Kogan, A., Oveis, C., Carr, E. W., Gruber, J., Mauss, I. B., Shallcross,
A. J., . . . Keltner, D. (2014). Vagal activity is quadratically related to
prosocial traits, prosocial emotions, and observer perceptions of proso-
ciality. Journal of Personality and Social Psychology, 107, 1051–1063.
Kohen, D. E., Brooks-Gunn, J., Leventhal, T., & Hertzman, C. (2002).
Neighborhood income and physical and social disorder in Canada:
Associations with young children’s competencies. Child Development,
73(6), 1844–1860.
Kohen, D. E., Leventhal, T., Dahinten, V. S., & McIntosh, C. N. (2008).
Neighborhood disadvantage: Pathways of effects for young children.
Child Development, 79(1), 156–169.
Kohlberg, L. (1969). Stage and sequence: The cognitive developmental
approach to socialization. In D. A. Goslin (Ed.), Handbook of sociali-
zation theory and research (pp. 347–480). Chicago, IL: Rand McNally.
Kok, B. E., & Fredrickson, B. L. (2010). Upward spirals of the heart:
Autonomic flexibility, as indexed by vagal tone, reciprocally and pro-
spectively predicts positive emotions and social connectedness. Bio-
logical Psychology, 85, 432–436.
Kommattam, P., Jonas, K. J., & Fischer, A. H. (2017). We are sorry, they
don’t care: Misinterpretation of facial embarrassment displays in
Arab–White intergroup contexts. Emotion, 17(4), 658–668.
Komsi, N., Räikkönen, K., Pesonen, A. K., Heinonen, K., Keskivaara,
P., Järvenpää, A. L., & Strandberg, T. E. (2006). Continuity of tem-
perament from infancy to middle childhood. Infant Behavior and
Development, 29(4), 494–508.
Konner, M. (2002). The Tangled Wing: Biological Constraints on the
Human Spirit. New York, NY: Henry Holt and Company.
RefeRences438
Konstan, D. (2006). The emotions of the ancient Greeks: Studies in Aristo-
tle and classical literature (Vol. 5). University of Toronto Press.
Kopp, C. B., & Neufeld, S. J. (2003). Emotional development during
infancy. In R. J. Davidson, K. R. Scherer, & H. H. Goldsmith (Eds.),
Handbook of affective sciences (pp. 347–374). New York, NY: Oxford
University Press.
Korkeila, J., Vahtera, J., Nabi, H., Kivimaki, M., Korkeila, K., Sumanen,
M., . . . Koskenvuo, M. (2010). Childhood adversities, adulthood life
events, and depression. Journal of Affective Disorders, 127, 130–138.
Kosfeld, M., Heinrichs, M., Zak, P., Fischenbacher, U., & Fehr, E. (2005).
Oxytocin increases trust in humans. Nature, 435, 673–676.
Koss, K. J., George, M. R., Cummings, E. M., Davies, P. T., El-Sheikh, M.,
& Cicchetti, D. (2014). Asymmetry in children’s salivary cortisol and
alpha-amylase in the context of marital conflict: Links to children’s
emotional security and adjustment. Developmental Psychobiology,
56(4), 836–849. doi:10.1002/dev.21156
Kotsoni, E., De Haan, M., & Johnson, M. (2001). Categorical percep-
tion of facial expressions by 7-month-old infants. Perception, 30(9),
1115–1125.
Kouchaki, M., Oveis, C., & Gino, F. (2014). Guilt enhances the sense of
control and drives risky judgments. Journal of Experimental Psychol-
ogy: General, 143, 2103–2110.
Kovacs, M., & Devlin, B. (1998). Internalizing disorders in childhood. The
Journal of Child Psychology and Psychiatry and Allied Disciplines,
39(1), 47–63.
Kovan, N. M., Chung, A. L., & Sroufe, L. A. (2009). The intergenerational
continuity of observed early parenting: A prospective, longitudinal
study. Developmental Psychology, 45(5), 1205–1213.
Kövesces, Z. (2003). Metaphor. London, England: Oxford University
Press.
Kovesces, Z. (2012). Emotion Concepts. Berlin, Germany: Springer Sci-
ence and Business Media.
Kraepelin, E. (1899). Psychiatrie: Ein Lehrbuch für Studirende und Aerzte
(2nd ed.). Leipzig, Germany: Barth.
Kragel, P.A., & LaBar, K.S. (2015). Multivariate neural biomarkers of
emotional states are categorically distinct. Social Cognitive and Affec-
tive Neuroscience, 10(11), 1437–1448.
Kragel, P.A., & LaBar, K.S. (2016). Decoding the nature of emotion in the
brain. Trends in cognitive neuroscience, 20(6), 444–455.
Kramer, L. (2014). Learning emotional understanding and emotion regu-
lation through sibling interaction. Early Education and Development,
25(2), 160–184.
Kramer, L., & Conger, K. J. (2009). What we learn from our sisters and
brothers: For better or for worse. New Directions for Child and Adoles-
cent Development, 2009(126), 1–12.
Kramer, L., & Radey, C. (1997). Improving sibling relationships among
young children: A social skills training model. Family Relations, 46(3),
237–246.
Kramer, M. S. (1987). Determinants of low birth weight: Methodological
assessment and meta-analysis. Bulletin of the World Health Organiza-
tion, 65(5), 663.
Kramer, P. D. (1993). Listening to Prozac. New York, NY: Viking.
Kramer, P. D. (2016). Ordinarily well: The case for antidepressants. New
York: Farrar, Strauss & Giroux.
Kraus, M. W., Côté, S., & Keltner, D. (2010). Social class, contextualism,
and empathic accuracy. Psychological Science, 21, 1716–1723.
Kraus, M. W., Huang, C., & Keltner, D. (2010). Tactile communication,
cooperation, and performance: An ethological study of the NBA. Emo-
tion, 10, 745–749.
Kraus, M. W., Piff, P. K., & Keltner, D. (2011). Social class as culture: The
convergence of resources and rank in the social realm. Current Direc-
tions in Psychological Science 20, 246–250.
Kraus, M. W., Piff, P. K., Mendoza-Denton, R., Rheinschmidt, M. L.,
& Keltner, D. (2012). Social class, solipsism, and contextualism:
How the rich are different from the poor. Psychological Review,
119, 546–572.
Kraut, R. E., & Johnson, R. E. (1979). Social and emotional messages of
smiling: An ethological approach. Journal of Personality and Social
Psychology, 37, 1539–1553.
Krebs, J. R., & Davies, N. B. (1993). An introduction to behavioural ecol-
ogy. Oxford, England: Blackwell.
Kreibig, S.D. (2010). Autonomic Nervous system activity in emotion: A
review. Biological Psychology, 84(3), 394–421.
Kreitler, H., & Kreitler, S. (1972). Psychology and the arts. Durham, NC:
Duke University Press.
Kring, A., Johnson, S. L., Davison, G. C., & Neale, J. M. (2014). Abnormal
psychology (13th ed.). Hoboken, NJ: Wiley.
Kring, A., & Werner, K. H. (2004). Emotion regulation and psychopathol-
ogy. In P. Philippot & R. S. Feldman (Eds.), The regulation of emotion
(pp. 359–385). Mahwah, NJ: Erlbaum.
Kring, A. M. (2008). Emotion disturbances as transdiagnostic processes.
In M. Lewis, J. Haviland Jones, & L. F. Barrett (Eds.), Handbook of
Emotions (3rd ed., pp. 691–705). New York, NY: Guilford.
Kring, A. M., & Elis, O. (2013). Emotion deficits in people with schizo-
phrenia. Annual Review of Clinical Psychology, 9, 409–433.
Kringelbach, M. L., & Berridge, K. C. (2009). Toward a functional neu-
roanatomy of pleasure and happiness. Trends in Cognitive Sciences,
13(11), 479–487.
Krishnakumar, A., Narine, L., Roopnarine, J. L., & Logie, C. (2014). Mul-
tilevel and cross-level effects of neighborhood and family influences
on children’s behavioral outcomes in Trinidad and Tobago: The inter-
vening role of parental control. Journal of Abnormal Child Psychology,
42(6), 1057–1068.
Kromm, H., Färber, M., & Holodynski, M. (2015). Felt or false smiles?
Volitional regulation of emotional expression in 4-, 6-, and 8-year-old
children. Child Development, 86(2), 579–597.
References 439
Krpan, K., Coombs, R., Zinga, D., Steiner, M., & Fleming, A. S. (2005).
Experiential and hormonal correlates of maternal behavior in teen and
adult mothers. Hormones and Behavior, 47, 112–122.
Krueger, R. F., & Eaton, N. R. (2015). Transdiagnostic factors of mental
disorders. World Psychiatry, 14(1), 27–29. doi:10.1002/wps.20175
Krumhuber, E. G., Kappas, A., & Manstead, A. S. R. (2013). Effects of
dynamic aspects of facial expressions: A review. Emotion Review, 5(1),
41–46.
Krumhuber, E., & Manstead, A. S. R. (2009). Can Duchenne smiles be
feigned? New evidence on felt and false smiles. Emotion, 9, 807–820.
Krumm, N., Turner, T. N., Baker, C., Vives, L., Mohajeri, K., Witherspoon,
K., . . . Eichler, E. E. (2015). Excess of rare, inherited truncating muta-
tions in autism. Nature Genetics, 47(6), 582. doi:10.1038/ng.3303
Kuczynski, L. (Ed.). (2003). Parent-child relationships as a dyadic pro-
cess. Thousand Oaks, CA: Sage
Kuebli, J., Butler, S., & Fivush, R. (1995). Mother-child talk about past
emotions: Relations of maternal language and child gender over time.
Cognition and Emotion, 9(2–3), 265–283.
Kuipers, L., & Bebbington, P. (1988). Expressed emotion research in
schizophrenia: Theoretical and clinical implications. Psychological
Medicine, 18, 893–909.
Kumsta, R., Kreppner, J., Rutter, M., Beckett, C., Castle, J., Stevens, S.,
& Sonuga-Barke, E. J. (2010). III. Deprivation-specific psychological
patterns. Monographs for the Society of Research in Child Develop-
ment, 75(1), 48–78.
Kumsta, R., Rutter, M., Stevens, S., & Sonuga-Barke, E. J. (2010). IX.
Risk, causation, mediation and moderation. Monographs of the Society
for Research in Child Development, 75(1), 187–211.
Kuntsman, J.W., & Maner, J.K. (2011). Sexual Overperception: power,
mating motives, and biases in social judgment. Journal of Personality
and Social Psychology, 100(2), 282–294.
Kuper, H., & Marmot, M. (2003). Job strain, job demands, decision lati-
tude, and risk of coronary heart disease within the Whitehall II study.
Journal of Epidemiology and Community Health, 57, 147–153.
Kuppens, P., Van Mechelen, I., Smits, D. J. M., De Boeck, P., & Caulemans,
E. (2007). Individual differences in patterns of appraisal and anger
experience. Cognition and Emotion, 21, 689–713.
Kurtz, L. E., & Algoe, S. B. (2015). Putting laughter in context: Shared
laughter as a behavioral indicator of relationship well-being. Personal
Relationships, doi: 10.111/pere.12095.
Kurtz, L. E., & Algoe, S. B. (2017). When sharing a laugh means sharing
more: Testing the role of shared laughter on short-term interpersonal
consequences. Journal of Nonverbal Behavior, 41(1), 45–65.
Kushlev, K., Dunn, E.W., & Lucas, R.E. (2015). Higher income is asso-
ciated with less daily sadness but not more daily happiness. Social
psychological and personality science, https://doi.org/10.1177/
1948550614568161.
La Bar, K. S., & LeDoux, J. E. (2003). Emotional learning circuits in ani-
mals and humans. In R. J. Davidson, K. R. Scherer, & H. H. Goldsmith
(Eds.), Handbook of affective sciences (pp. 52–65). New York, NY:
Oxford University Press.
La Rochefoucauld. (1665). Maxims (L. Tancock, Trans.). Harmondsworth,
England: Penguin (current edition 1959).
Laceulle, O. M., Kleber, R. J., & Alisic, E. (2015). Children’s experi-
ence of posttraumatic growth: Distinguishing general from domain-
specific correlates. PLoS One, 10(12), e0145736. doi:10.1371/journal.
pone.0145736
Lagattuta, K. H., & Wellman, H. M. (2001). Thinking about the past: Early
knowledge about links between prior experience, thinking, and emo-
tion. Child Development, 72(1), 82–102.
Lahey, B. B. (2015). Why are children who exhibit psychopathology at
high risk for psychopathology and dysfunction in adulthood? JAMA
Psychiatry, 72(9), 865–866. doi:10.1001/jamapsychiatry.2015.0798
Lahey, B. B., Applegate, B., Hakes, J. K., Zald, D. H., Hariri, A. R., &
Rathouz, P. J. (2012). Is there a general factor of prevalent psychopa-
thology during adulthood? Journal of Abnormal Psychology, 121(4),
971–977. doi:10.1037/a0028355
Lahey, B. B., Rathouz, P. J., Van Hulle, C., Urbano, R. C., Krueger, R. F.,
Applegate, B., . . . Waldman, I. D. (2008). Testing of structural models
of DSM-IV symptoms of common forms of child and adolescent psy-
chopathology. Journal of Abnormal Child Psychology, 36, 187–206.
Lahey, B. B., Van Hulle, C. A., Singh, A. L., Waldman, I. D., & Rathouz, P.
J. (2011). Higher-order genetic and environmental structure of preva-
lent forms of child and adolescent psychopathology. Archives of Gen-
eral Psychiatry, 68(2), 181–189.
Lahey, B. B., Zald, D. H., Hakes, J. K., Krueger, R. F., & Rathouz, P. J.
(2014). Patterns of heterotypic continuity associated with the cross-
sectional correlational structure of prevalent mental disorders in
adults. JAMA Psychiatry, 71(9), 989–996. doi:10.1001/jamapsychia-
try.2014.359
Laible, D. (2004). Mother-child discourse in two contexts: Links with
child temperament, attachment security, and socioemotional compe-
tence. Developmental Psychology, 40(6), 979–992.
Laible, D. (2011). Does it matter if preschool children and mothers discuss
positive vs. negative events during reminiscing? Links with Mother-
reported attachment, family emotional climate, and socioemotional
development. Social Development, 20(2), 394–411.
Laible, D., Murphy, T., & Augustine, M. (2013). Constructing emotional
and relational understanding: The role of mother–child reminiscing
about negatively valenced events. Social Development, 22(2), 300–318.
Laible, D., & Panfile, T. (2009). Mother-child reminiscing in the context of
secure attachment relationships: Lessons in understanding and coping
with negative emotion. In J. Quas & R. Fivush (Eds.), Emotion and
memory in development: Biological, cognitive, and social considera-
tions. Oxford series in affective science (pp. 166–195). Oxford, Eng-
land: Oxford University Press.
Laible, D. J., & Thompson, R. A. (1998). Attachment and emotional under-
standing in preschool children. Developmental Psychology, 34(5),
1038–1045.
https://doi.org/10.1177/1948550614568161
https://doi.org/10.1177/1948550614568161
RefeRences440
Lam, C. B., Solmeyer, A. R., & McHale, S. M. (2012). Sibling relation-
ships and empathy across the transition to adolescence. Journal of
Youth and Adolescence, 41(12), 1657–1670.
Lam, L. L., Emberly, E., Fraser, H. B., Neumann, S. M., Chen, E., Miller,
G. E., & Kobor, M. S. (2012). Factors underlying variable DNA meth-
ylation in a human community cohort. PNAS, 109(Suppl. 2), 17253–
17260.
Lambert, A. J., Khan, S. R., Lickel, B. A., & Fricke, K. (1997). Mood and
the correction of positive versus negative stereotypes. Journal of Per-
sonality and Social Psychology, 72, 1002–1016.
Lambert, K. G. (2003). The life and career of Paul MacLean: A journey
toward neurobiological and social harmony. Physiology & Behavior,
79(3), 343–349.
Lambert, M. J. (2004). Bergin and Garfield’s handbook of psychotherapy
and behavior change (5th ed.). New York, NY: Wiley.
Lambert, M. J., & Ogles, B. M. (2004). The efficacy and effectiveness of
psychotherapy. In M. J. Lambert (Ed.), Bergin and Garfield’s hand-
book of psychotherapy and behavior change (5th ed., pp. 139–193).
New York, NY: Wiley.
Lambie, J., & Marcel, A. J. (2002). Consciousness and emotion experi-
ence: A theoretical framework. Psychological Review, 109, 219–259.
Lancaster, J. B., & Kaplan, H. (1992). Human mating and family forma-
tion strategies: The effects of variability among males in quality and
the allocation of mating effort and parental investment. In T. Nishida,
W. C. McGrew, P. Marler, M. Pickford, & F. B. M. de Waal (Eds.), Top-
ics in primatology, Vol. 1. Human origins (pp. 21–33). Tokyo, Japan:
University of Tokyo Press.
Landry, S. H., Smith, K. E., Swank, P. R., & Guttentag, C. (2008). A respon-
sive parenting intervention: The optimal timing across early childhood
for impacting maternal behaviors and child outcomes. Developmental
Psychology, 44(5), 1335–1353.
Lane, R. D., Fink, G. R., Chau, P. M., & Dolan, R. J. (1997). Neural activa-
tion during selective attention to subjective emotional responses. Neu-
roreport, 8, 3969–3972.
Lang, P. J., Greenwald, M. K., Bradley, M. M., & Hamm, A. O. (1993).
Looking at pictures: Affective, facial, visceral, and behavioral reac-
tions. Psychophysiology, 30, 261–273.
Lange, C. (1885). The emotions. In E. Dunlap (Ed.), The emotions. Baltimore,
MD: Williams & Wilkins (current edition 1922).
Langner, C.A., & Keltner, D. (2008). Social power and emotional experi-
ence: Actor and partner effects within dyadic interactions. Journal of
Experimental Social Psychology, 44, 848–856.
Lange, J., & Crusius, J. (2015). Dispositional envy revisited: unraveling
the motivational dynamics of benign and malicious envy. Personality
and Social Psychology Bulletin, 41, 284–294.
Langer, E. J. (2014). Mindfulness: Twenty-fifth anniversary edition.
Philadelphia, PA: Merloyd Lawrence.
Langer, S. K. (1957). Philosophy in a new key: A study in the symbolism
of reason, rite, and art. Cambridge, MA: Harvard University Press.
Lansford, J. E., Dodge, K. A., Fontaine, R. G., Bates, J. E., & Pettit, G.
S. (2014). Peer rejection, affiliation with deviant peers, delinquency,
and risky sexual behavior. Journal of Youth and Adolescence, 43(10),
1742–1751.
Lansford, J. E., Yu, T., Pettit, G. S., Bates, J. E., & Dodge, K. A. (2014).
Pathways of peer relationships from childhood to young adulthood.
Journal of Applied Developmental Psychology, 35(2), 111–117.
Laranjo, J., Bernier, A., Meins, E., & Carlson, S. M. (2014). The roles of
maternal mind-mindedness and infant security of attachment in pre-
dicting preschoolers’ understanding of visual perspective taking and
false belief. Journal of Experimental Child Psychology, 125(1), 48–62.
Larocque, L., & Oatley, K. (2006). Joint plans, emotions, and relation-
ships: A diary study of errors. Journal of Cultural and Evolutionary
Psychology, 3-4, 246–265.
Larson, E. (2011). In the garden of the beasts: Love, terror, and an Ameri-
can family in Hitler’s Berlin. New York: Crown.
Larsen, R. J., Kasimatis, M., & Frey, K. (1992). Facilitating the furrowed
brow: An unobtrusive test of the facial feedback hypothesis applied to
unpleasant affect. Cognition and Emotion, 6, 321–338.
Larsen, R. J., & Ketelaar, T. (1991). Personality and susceptibility to posi-
tive and negative emotional states. Journal of Personality and Social
Psychology, 61(1), 132–140.
Larson, R. W., Moneta, G., Richards, M. H., & Wilson, S. (2002). Continu-
ity, stability, and change in daily emotional experience across adoles-
cence. Child Development, 73(4), 1151–1165.
Laukka, P., Elfenbein, H. A., Thingujam, N. S., Rockstuhl, T., Iraki, F.
K., Chui, W., & Althoff, J. (2016). The expression and recognition of
emotions in the voice across five nations: A lens model analysis based
on acoustic features. Journal of Personality and Social Psychology,
111(5), 686.
Laukkanen, J., Ojansuu, U., Tolvanen, A., Alatupa, S., & Aunola, K.
(2013). Child’s difficult temperament and mothers’ parenting styles.
Journal of Child and Family Studies, 23(2), 312–323. doi:10.1007/
s10826-013-9747-9
Lavelli, M., & Fogel, A. (2005). Developmental changes in the relationship
between the infant’s attention and emotion during early face-to-face
communication: The 2-month transition. Developmental Psychology,
41(1), 265–280.
Lawler, K. A., Younger, J. W., Piferi, R. L., Billington, E., Jobe, R.,
Edmondson, K., . . . Jones, W. H. (2003). A change of heart: Cardio-
vascular correlates of forgiveness in response to interpersonal conflict.
Journal of Behavioral Medicine, 26, 373–393.
Lawson, D. W., & Mace, R. (2010). Siblings and childhood mental health:
Evidence for a later-born advantage. Social Science & Medicine
(1982), 70(12), 2061–2069.
Layous, K., Nelson, S. K., Oberle, E., Schonert-Reichl, K. A., & Lyubomir-
sky, S. (2012). Kindness counts: Prompting prosocial behavior in pre-
adolescents boosts peer acceptance and well-being. PLoS One, 7(12),
e51380.
References 441
Lazarus, R. S. (1991). Emotion and adaptation. New York, NY: Oxford
University Press.
Lazarus, R. S., & Lazarus, B. N. (1994). Passion and reason: Making sense
of our emotions. New York, NY: Oxford University Press.
Le, B. M., Impett, E. A., Lemay, E. P., Jr., Muise, A., & Tskhay, K. O.
(2018). Communal motivation and well-being in interpersonal rela-
tionships: An integrative review and meta-analysis. Psychological Bul-
letin, 144(1), 1.
Leakey, R., & Lewin, R. (1991). Origins. Harmondsworth, England: Penguin.
Leary, M. R., Britt, T. W., Cutlip, W. D., & Templeton, J. L. (1992). Social
blushing. Psychological Bulletin, 112, 446–460.
Lebra, T. S. (1983). Shame and guilt: A psychological view of the Japanese
self. Ethos, 11, 192–209.
LeCun, Y., Bengio, Y., & Hinton, G. E. (2015). Deep learning. Nature, 521,
436–444.
LeDoux, J. (1996). The emotional brain: The mysterious underpinnings of
emotional life. New York, NY: Simon & Schuster.
LeDoux, J. E. (1993). Emotional networks in the brain. In M. Lewis & J.
M. Haviland (Eds.), Handbook of emotions (pp. 109–118). New York,
NY: Guilford.
LeDoux, J. E. (2017). Semantics, surplus meaning, and the science of fear.
Trends in Cognitive Sciences, 21(5), 303–306.
LeDoux, J. E., & Pine, D. S. (2016). Using neuroscience to help under-
stand fear and anxiety: A two-system framework. American Journal of
Psychiatry, 173(11), 1083–1093.
Lee, R. B. (1984). The Dobe !Kung. New York, NY: Holt, Rinehart & Win-
ston.
Lee, S. H., Ripke, S., Neale, B. M., Faraone, S. V., Purcell, S. M., Perlis,
R. H., . . . Absher, D. (2013). Genetic relationship between five psychi-
atric disorders estimated from genome-wide SNPs. Nature Genetics,
45(9), 984.
Leerkes, E. M., Supple, A. J., O’Brien, M., Calkins, S. D., Haltigan, J. D.,
Wong, M. S., & Fortuna, K. (2015). Antecedents of maternal sensitiv-
ity during distressing tasks: Integrating attachment, social information
processing, and psychobiological perspectives. Child Development,
86(1), 94–111.
Leichsenring, F., & Rabung, S. (2008). Effectiveness of long-term psycho-
dynamic psychotherapy. Journal of the American Medical Association,
300, 1551–1565.
Leichsenring, F., & Rabung, S. (2011). Long-term psychodynamic psy-
chotherapy in complex mental disorders: Update of a meta-analysis.
British Journal of Psychiatry, 199, 15–22.
Leick, G. (2001). Mesopotamia: The invention of the city. London, Eng-
land: Penguin.
Leijten, P., Gardner, F., Landau, S., Harris, V., Mann, J., Hutchings,
J., . . . Scott, S. (2017). Research Review: Harnessing the power of
individual participant data in a meta-analysis of the benefits and harms
of the Incredible Years parenting program. Journal of Child Psychol-
ogy and Psychiatry, 59, 99–109.
Lemery, K. S., & Goldsmith, H. H. (2002). Genetic and environmental
influences on preschool sibling cooperation and conflict: Associations
with difficult temperament and parenting style. Marriage & Family
Review, 33, 77–99.
LeMoult, J., Kirkanski, K., Prasad, G., & Gotlib, I. H. (2017). Negative
self-referential processing predicts the recurrence of major depressive
episodes. Clinical Psychological Science, 5, 178–181.
Lench, H. C., Darbor, K. E., & Berg, L. A. (2013). Functional perspectives
on emotion, behavior, and cognition. Behavioral Sciences, 3, 1–5.
Lench, H. C., Flores, S. A., & Bench, S. W. (2011). Discrete emotions
predict changes in cognition, judgment, experience, behavior, and
physiology: A meta-analysis of experimental emotion elicitations. Psy-
chological Bulletin, 137, 834–855.
Lench, H. C., Tibbett, T. P., & Bench, S. W. (2016). Exploring the toolkit of
emotion: What do sadness and anger do for us? Social and Personality
Psychology Compass, 10, 11–25.
Lengua, L. J., & Kovacs, E. A. (2005). Bidirectional associations between
temperament and parenting and the prediction of adjustment problems
in middle childhood. Journal of Applied Developmental Psychology,
26, 21–38.
Lenroot, R. K., & Giedd, J. N. (2006). Brain development in children and
adolescents: Insights from anatomical magnetic resonance imaging.
Neuroscience and Biobehavioral Reviews, 30(6), 718–729.
Leppänen, J. M., & Nelson, C. A. (2008). Tuning the developing brain
to social signals of emotions. Nature Reviews Neuroscience, 10(1),
37–47.
Leppänen, J. M., & Nelson, C. A. (2012). Early development of fear
processing. Current Directions in Psychological Science, 21(3),
200–204.
Lereya, S. T., Copeland, W. E., Costello, E. J., & Wolke, D. (2015). Adult
mental health consequences of peer bullying and maltreatment in
childhood: Two cohorts in two countries. The Lancet Psychiatry, 2(6),
524–531. doi:10.1016/S2215-0366(15)00165-0
Lerner, J. S., Goldberg, J. H., & Tetlock, P. E. (1998). Sober second
thoughts: The effects of accountability, anger, and authoritarianism on
attributions of responsibility. Personality and Social Psychology Bul-
letin, 24, 563–574.
Lerner, J. S., & Keltner, D. (2000). Beyond valence: Toward a model of
emotion-specific influences on judgement and choice. Cognition &
Emotion, 14(4), 473–493.
Lerner, J. S., Li, Y., Valdesolo, P., & Kassam, K. S. (2015). Emotion and
decision making. Annual Review of Psychology, 66, 799–823.
Lerner, R. M. (2006). Developmental science, developmental systems,
and contemporary theories of human development. Handbook of Child
Psychology (Vol. 3). Hoboken, NJ: Wiley.
Lesch, K. P., Bengel, D., Heils, A., Sabol, S. Z., Greenberg, B. D., Petri,
S., . . . Murphy, D. L. (1996). Association of anxiety-related traits with
a polymorphism in the serotonin transporter gene regulatory region.
Science, 274(5292), 1527–1531.
RefeRences442
Letcher, P., Sanson, A., Smart, D., & Toumbourou, J. W. (2012). Precursors
and correlates of anxiety trajectories from late childhood to late ado-
lescence. Journal of Clinical Child & Adolescent Psychology, 41(4),
417–432.
Letourneau, N. L., Duffett-Leger, L., Levac, L., Watson, B., & Young-
Morris, C. (2011). Socioeconomic status and child development.
Journal of Emotional and Behavioral Disorders, 21(3), 211–224.
doi:10.1177/1063426611421007
Levenson, R. W. (1999). The intrapersonal functions of emotion. Cogni-
tion and Emotion, 13, 481–504.
Levenson, R. W., Carstensen, L. L., Friesen, W. V., & Ekman, P. (1991).
Emotion, physiology, and expression in old age. Psychology and
Aging, 6, 28–35.
Levenson, R. W., Ekman, P., & Friesen, W. V. (1990). Voluntary facial
action generates emotion-specific autonomic nervous system activity.
Psychophysiology, 27, 363–384.
Levenson, R. W., Ekman, P., Heider, K., & Friesen, W. V. (1992). Emotion
and autonomic nervous system activity in the Minangkabau of West
Sumatra. Journal of Personality and Social Psychology, 62, 972–988.
Leventhal, T., & Brooks-Gunn, J. (2003). Moving to opportunity: An
experimental study of neighborhood effects on mental health. Ameri-
can Journal of Public Health, 93(9), 1576–1582.
Leventhal, T., & Brooks-Gunn, J. (2004). A randomized study of neighbor-
hood effects on low-income children’s educational outcomes. Develop-
mental Psychology, 40(4), 488.
Levesque, J., Eugene, F., Joanette, Y., Paquette, V., Mensour, B., Beau-
doin, . . . Beauregard, M. (2003). Neural circuitry underlying voluntary
suppression of sadness. Biological Psychiatry, 53, 502–510.
Levi, P. (1958). If this is a man (S. Woolf, Trans.). London, England:
Sphere (current edition 1987).
Levine, L. (1997). Reconstructing memory for emotions. Journal of
Experimental Psychology: General, 126, 165–177.
Levine, L., & Pizarro, D. (2004). Emotion and memory research: A
grumpy overview. Social Cognition, 22, 530–554.
Levine, L., Whalen, C. K., Henker, B., & Jamner, L. D. (2005). Look-
ing back on September 11, 2001: Appraised impact and memory for
emotions in adolescents and adults. Journal of Adolescent Health, 20,
497–523.
Levine, L. J., Lench, H. C., Karnaze, M., & Carlson, S. (in press). Bias
in predicted and remembered emotion. Current Opinion in Behavioral
Sciences.
Levine, L. J., & Edelstein, R. S. (2009). Emotion and memory narrowing:
A review and goal relevance approach. Cognition and Emotion, 23,
833–875.
Levine, L. J., & Safer, M. A. (2002). Sources of bias in memory for emo-
tions. Current Directions in Psychological Science, 11, 169–173.
Levine, S., & Stanton, M. E. (1984). The hormonal consequences of
mother–infant contact in primates and rodents. In C. C. Brown (Ed.),
The many facets of touch: The foundation of experience, its importance
through life, with initial emphasis for infants and young children (pp.
51–58). Skillman, NJ: Johnson & Johnson Baby Products Co.
Levy, R. J. (1984). Emotion, knowing, and culture. In R. A. Shweder & R.
A. Levine (Eds.), Culture theory: Essays on mind, self, and emotion
(pp. 214–237). Cambridge, England: Cambridge University Press.
Levy, R. I. (1985). Local rationality, ideal rationality, and emotion. Scocial
Science Information, 24, 325–329.
Lewis, C., Freeman, N., Kyriakidou, C., Maridaki-Kassotaki, K., & Ber-
ridge, D. (1996). Social influences on false belief access: Specific
sibling influences or general apprenticeship? Child Development, 6,
2930–2947.
Lewis, C. S. (1936). The allegory of love: A study in medieval tradition.
Oxford, England: Oxford University Press.
Lewis, M. (1992a). Shame: The exposed self. New York, NY: Free Press.
Lewis, M. (1992b). The self in self-conscious emotions. Monographs of
the Society for Research in Child Development, 57(1), 85–95.
Lewis, M. (1993). Self-conscious emotions: Embarrassment, pride, shame,
and guilt. In M. Lewis & J. M. Haviland (Eds.), Handbook of emotions
(pp. 563–573). New York, NY: Guilford.
Lewis, M. (1997). The self in self-conscious emotions. Annals of the New
York Academy of Sciences, 818(1), 119–142.
Lewis, M., Haviland, J. M., & Barrett, L. F. (Eds.). (2008). Handbook of
emotions (3rd ed.). New York, NY: Guilford.
Lewis, M., & Michalson, L. (1983). Children’s emotions and moods:
Developmental theory and measurement. New York, NY: Plenum Press.
Lewis, M., & Ramsay, D. (2002). Cortisol response to embarrassment and
shame. Child Development, 73, 1034–1045.
Lewis, M., & Ramsay, D. (2005). Infant emotional and cortisol responses
to goal blockage. Child Development, 76(2), 518–530.
Lewis, M., Sullivan, M. W., & Kim, H. M. (2015). Infant approach and
withdrawal in response to a goal blockage: Its antecedent causes and
its effect on toddler persistence. Developmental Psychology, 51(11),
1553–1563. doi:10.1037/dev0000043
Lewis, M., Sullivan, M. W., Stanger, C., & Weiss, M. (1989). Self-develop-
ment and self-conscious emotions. Child Development, 60, 146–156.
Lewis, M. D. (1993). Emotion-cognition interactions in early infant devel-
opment. Cognition and Emotion, 7(2), 145–170.
Lewis, M. D. (2010). Desire, dopamine, and conceptual development. In
S. D. Calkins & M. A. Bell (Eds.), Child development at the intersec-
tion of emotion and cognition (1st ed.). Washington, DC: American
Psychological Association.
Lewis, M. D. (2011). Memoirs of an addicted brain. Toronto: Doubleday
Canada.
Lewis, M. D., & Granic, I. (Eds.). (2000). Emotion, development, and self-
organization: Dynamic systems approaches to emotional development.
New York, NY: Cambridge University Press.
Lewis, M. D., & Ramsay, D. (2005). Infant emotional and cortisol
responses to goal blockage. Child Development, 76, 518–530.
References 443
Li, J., Wang, L., & Fischer, K. W. (2004). The organization of Chinese
shame concepts. Cognition and Emotion, 18, 767–797.
Li, M., & Fleming, A. S. (2003). The nucleus accumbens shell is criti-
cal for normal expression of pup-retrieval in postpartum female rats.
Behavioural Brain Research, 145, 99–111.
Li, W. D., Fay, D., Frese, M., Harms, P. D., & Gao, X. Y. (2014). Recipro-
cal relationship between proactive personality and work characteris-
tics: A latent change score approach. Journal of Applied Psychology,
99(5), 948–965.
Libet, B. (1985). Unconscious cerebral initiative and the role of con-
scious will in voluntary action. Behavioral and Brain Sciences, 8,
529–566.
Lichtenstein, J., & Cassidy, J. (1991, April). The Inventory of Adult Attach-
ment (INVAA): Validation of a new measure of adult attachment. Paper
presented at the biennial meeting of the Society for Research in Child
Development, Seattle, WA.
Lichtheim, M. (1973). Ancient Egyptian literature: Vol. 1. The Old and
Middle Kingdoms. Berkeley: University of California Press.
Lieberman, M. D. (Oct 2013). Social: Why our brains are wired to connect.
New York: Crown.
Lieberman, M. D., Eisenberger, N. I., Crockett, M. J., Tom, S. M., Pfeifer,
J. H., & Way, B. M. (2007). Putting feelings into words: Affect labeling
disrupts amygdala activity to affective stimuli. Psychological Science,
18, 421–428.
Lieberman, M. D., & Eisenberger, N. I. (2009). Pains and pleasures of
social life. Science, 323, 890–891.
Lieberman, M. D., Inagaki, T. K., Tabibnia, G., & Crockett, M. J. (2011).
Subjective responses to emotional stimuli during labeling, reappraisal,
and distraction. Emotion, 11(3), 468.
Liebowitz, M. R. (1983). The chemistry of love. Boston, MA: Little,
Brown.
Lillard, A. (1993). Pretend play skills and the child’s theory of mind. Child
Development, 64(2), 348–371.
Lillard, A. S., Lerner, M. D., Hopkins, E. J., Dore, R. A., Smith, E. D., &
Palmquist, C. M. (2013). The impact of pretend play on children’s devel-
opment: A review of the evidence. Psychological Bulletin, 139(1), 1–34.
Lim, J., Wood, B. L., Miller, B. D., & Simmens, S. J. (2011). Effects of
paternal and maternal depressive symptoms on child internalizing
symptoms and asthma disease activity: Mediation by interparental neg-
ativity and parenting. Journal of Family Psychology, 25(1), 137–146.
Lindquist, K. A. (2017). The role of language in emotion: Existing evidence
and future directions. Current Opinion in Psychology, 17, 135–139.
Lindquist, K. A., Wager, T. D., Kober, H., Bliss-Moreau, E., & Barrett,
L. F. (2012). The brain basis of emotion: A meta-analytic review.
Behavioral and Brain Sciences, 35(3), 121–143. doi:10.1017/
S0140525X11000446
Lindsley, D. B. (1951). Emotions. In S. S. Stevens (Ed.), Handbook of
experimental psychology (pp. 473–516). New York, NY: Wiley.
Lindstrom, K. M., Mandell, D. J., Musa, G. J., Britton, J. C., Sankin, L.
S., Mogg, K., . . . Hoven, C. W. (2011). Attention orientation in par-
ents exposed to the 9/11 terrorist attacks and their children. Psychiatry
Research, 187, 261–266.
Linehan, M. M., Comtois, K.A. Murray, A. M. Brown, M. Z., Gallop, R.
J., Heard, H. L., . . . Lindenboim, N. (2006). Two-year randomized
controlled trial and follow-up of dialectical behavior therapy vs therapy
by experts for suicidal behaviors and borderline personality disorder.
Archives of General Psychiatry, 63, 757–766.
Lipps, T. (1962). Empathy, inner imitation, and sense feeling. In M. Rader
(Ed.), A modern book on esthetics: An anthology (3rd ed., pp. 374–
382). New York, NY: Holt, Rinehart & Winston.
Lipsey, M. W., & Wilson, D. B. (1993). The efficacy of psychological,
educational, and behavioral treatment. American Psychologist, 48,
1181–1209.
Little, A. C., Jones, B. C., & Burriss, R. P. (2007). Preferences for mascu-
linity in male bodies change across the menstrual cycle. Hormones and
Behavior, 51(5), 633–639.
Liu, R. T., Choi, J. Y., Boland, E. M., Mastin, B. M., & Alloy, L. B. (2013).
Childhood abuse and stress generation: The mediational effect of
depressogenic cognitive styles. Psychiatry research, 206(2), 217–222.
Lochman, J. E., & Wells, K. C. (2002). Contextual social-cognitive media-
tors and child outcome: A test of the theoretical model in the coping
power program. Development and Psychopathology, 14(4), 945–967.
Locke, E. A. (2015). Theory building, replication, and behavioral priming:
Where do we need to go from here? Perspectives on Psychological
Science, 10, 408–414.
Lockwood, P. L., Sebastian, C. L., McCrory, E. J., Hyde, Z. H., Gu, X.,
De Brito, S. A., & Viding, E. (2013). Association of callous traits
with reduced neural response to others’ pain in children with con-
duct problems. Current Biology, 23(10), 901–905. doi:10.1016/j.
cub.2013.04.018
Lodi-Smith, J., & Roberts, B. W. (2007). Social investment and personal-
ity: A meta-analysis of the relationship of personality traits to invest-
ment in work, family, religion, and volunteerism. Personality and
Social Psychology Review, 11, 68–86.
Loeber, R., & Farrington, D. P. (2000). Young children who commit crime:
Epidemiology, developmental origins, risk factors, early interventions,
and policy implications. Development and Psychopathology, 12, 737–
762.
Loftus, E. F., & Davis, D. (2006). Recovered memories. Annual Review of
Clinical Psychology, 2, 469–498.
Loftus, E. F., & Doyle, J. M. (1987). Eyewitness testimony: Civil and crim-
inal. New York, NY: Kluwer.
Lonigan, C. J., Phillips, B. M., & Hooe, E. S. (2003). Tripartite model of anxi-
ety and depression in children: Evidence from a latent variable longitudi-
nal study. Journal of Consulting and Clinical Psychology, 71, 465–481.
Lopez, S. R., Nelson-Hipke, K., Polo, A. J., Jenkins, J. H., Karno, M.,
Vaughn, C., & Snyder, K. S. (2004). Ethnicity, expressed emotion,
RefeRences444
attributions, and course of schizophrenia: Family warmth matters.
Journal of Abnormal Psychology, 113, 428–439.
Lorenz, K. (1937). Über die Bildung des Instinktbegriffes. Die Naturwis-
senschaften, 25, 289–331. [The conception of instinctive behavior.]
In C. Schiller (Ed. & Trans.), Instinctive behavior: Development of a
modern concept (pp. 176–208). London, England: Methuen.
Lorenz, K. (1967). On aggression (M. Latzke, Trans.). London, England:
Methuen.
Loughead, J. W., Luborsky, L., Weingarten, C. P., Krause, E. D., German,
R. E., Kirk, D., & Gur, R. C. (2010). Brain activation during autobio-
graphical relationship episode narratives: A core conflictual relation-
ship theme approach. Psychotherapy Research, 20, 321–336.
Lovejoy, C. O. (1981). The origin of man. Science, 211, 341–350.
Lövheim, H. (2012). A new three-dimensional model for emotions and
monoamine neurotransmitters. Medical Hypotheses, 78(2), 341–348.
Lowenstein, G. (2007). Affect regulation and affective forecasting. In J.
Gross (Ed.), Handbook of emotion regulation (pp. 180–203). New
York, NY: Guilford.
Lowenstein, G., & Lerner, J. S. (2003). The role of affect in decision
making. In R. J. Davidson, K. R. Scherer, & H. H. Goldsmith (Eds.),
Handbook of affective sciences (pp. 619–642). New York, NY: Oxford
University Press.
Lozada, F. T., Halberstadt, A. G., Craig, A. B., Dennis, P. A., & Dunsmore,
J. C. (2016). Parents’ beliefs about children’s emotions and parents’
emotion-related conversations with their children. Journal of child and
Family Studies, 25(5), 1525–1538.
Lozier, L. M., Vanmeter, J. W., & Marsh, A. A. (2014). Impairments in
facial affect recognition associated with autism spectrum disorders: A
meta-analysis. Developmental Psychopathology, 26(4 Pt. 1), 933–945.
doi:10.1017/S0954579414000479
Luborsky, L., & Crits-Christoph, P. (1990). Understanding transference.
New York, NY: Basic Books.
Luby, J. L., Xuemei, S., Belden, A. C., Tandon, M., & Spitznagel, E.
(2009). Preschool depression: Homotypic continuity and course over
24 months. Archives of General Psychiatry, 66(8), 897–905.
Lucas, R. E., & Baird, B. M. (2004). Extraversion and emotional reactivity.
Journal of Personality and Social Psychology, 86(3), 473–485.
Lucas, R. E., Diener, E., Grob, A., Suh, E. M., & Shao, L. (2000). Cross-
cultural evidence for the fundamental features of extraversion. Journal
of Personality and Social Psychology, 79(3), 452–468.
Lucassen, N., Tharner, A., van IJzendoorn, M. H., Bakermans-Kranen-
burg, M. J., Volling, B. L., Verhulst, F. C., . . . Tiemeier, H. (2011). The
association between paternal sensitivity and infant–father attachment
security: A meta-analysis of three decades of research. Journal of Fam-
ily Psychology, 25(6), 986–992.
Luck , S. J. (2014). An introduction to the event-related potential tech-
nique: Cambridge, MA: MIT press.
Ludwig, D. S., & Kabat-Zinn, J. (2008). Mindfulness in medicine. Journal
of the American Medical Association, 300, 1350–1352.
Luijk, M. P., Saridjan, N., Tharner, A., van IJzendoorn, M. H., Bakermans-
Kranenburg, M. J., Jaddoe, V. W., . . . Tiemeier, H. (2010). Attachment,
depression, and cortisol: Deviant patterns in insecure-resistant and
disorganized infants. Developmental Psychobiology, 52(5), 441–452.
Luke, N., & Banerjee, R. (2013). Differentiated associations between
childhood maltreatment experiences and social understanding: A meta-
analysis and systematic review. Developmental Review, 33(1), 1–28.
doi:10.1016/j.dr.2012.10.001
Luminet, O., Rimé, B., Bagby, R. M., & Taylor, G. J. (2004). A multimodal
investigation of emotional responding in alexithymia. Cognition and
Emotion, 18, 741–766.
Lundorff, M., Holmgren, H., Zachariae, R., Farver-Vestergaard, I., &
O’Connor, M. (2017). Prevalence of prolonged grief disorder in adult
bereavement: A systematic review and meta-analysis. Journal of Affec-
tive Disorders, 212, 138–149.
Lundström, J. N., Mathe, A., Schaal, B., Frasnelli, J., Nitzsche, K.,
Gerber, J., & Hummel, T. (2013). Maternal status regulates cortical
responses to the body odor of newborns. Frontiers in Psychology, 4, 597.
Lundy, B. L. (2003). Father- and mother-infant face-to-face interactions:
Differences in mind-related comments and infant attachment? Infant
Behavior & Development, 26(2), 200–212.
Lutz, C. (1990). Engendered emotion: Gender, power, and the rhetoric
of emotional control in American discourse. In C. A. Lutz & L. Abu-
Lughod (Eds.), Language and the politics of emotions (pp. 69–91).
New York, NY: Cambridge University Press.
Lutz, C., & White, G. M. (1986). The anthropology of emotions. Annual
Review of Anthropology, 15, 405–436.
Lutz, P. E., & Turecki, G. (2014). DNA methylation and childhood mal-
treatment: From animal models to human studies. Neuroscience, 264,
142–156. doi:10.1016/j.neuroscience.2013.07.069
Lynam, D. R., Miller, D. J., Vachon, D., Loeber, R., & Stouthamer-
Loeber, M. (2009). Psychopathy in adolescence predicts official reports
of offending in adulthood. Youth Violence and Juvenile Justice, 7,
189–207.
Lynch, M., Manly, J. T., & Cicchetti, D. (2015). A multilevel prediction
of physiological response to challenge: Interactions among child mal-
treatment, neighborhood crime, endothelial nitric oxide synthase gene
(eNOS), and GABA (A) receptor subunit alpha-6 gene (GABRA6).
Development and Psychopathology, 27, 1471–1487.
Lyons-Ruth, K., Pechtel, P., Yoon, S. A., Anderson, C. M., & Teicher, M.
H. (2016). Disorganized attachment in infancy predicts greater amyg-
dala volume in adulthood. Behavioural Brain Research, 308, 83–93.
Lytton, H. (1990). Child and parent effects in boys’ conduct disorder. A
reinterpretation. Developmental Psychology, 26(5), 683–704.
Lyubomirsky, S. (2007). The How of Happiness. New York, NY: The
Penguin Press.
Lyubomirsky, S., King, L., & Diener, E. (2005). The benefits of frequent
positive affect: Does happiness lead to success? Psychological Bulle-
tin, 131, 803–855.
References 445
Lyubomirsky, S., & Layous, K. (2013). How do simple positive activities
increase well-being? Current Directions in Psychological Science, 22,
57–62.
Ma, L. K., Tunney, R. J., & Ferguson, E. (2017). Does gratitude enhance
prosociality?: A meta-analytic review. Psychological Bulletin, 143,
601–635.
Ma, N., Roberts, R., Winefield, H., & Furber, G. (2015). The prevalence of
psychopathology in siblings of children with mental health problems:
A 20-year systematic review. Child Psychiatry & Human Develop-
ment, 46(1), 130–149.
MacDonald, K. (1992). Warmth as a developmental construct: An evolu-
tionary analysis. Child Development, 63, 753–773.
MacDonald, K. B. (2008). Effortful control, explicit processing, and the
regulation of human evolved predispositions. Psychological Review,
115(4), 1012–1031.
Macintyre, M. (1986). Female autonomy in a matrilineal society. In N.
Grieve & A. Burns (Eds.), Australian women: New feminist per-
spectives (pp. 248–256). Melbourne, Australia: Oxford University
Press.
Mackie, D. M., Devos, T., & Smith, E. R. (2000). Intergroup emotions:
Explaining offensive action tendencies in an intergroup context. Jour-
nal of Personality and Social Psychology, 79, 602–616.
Mackie, D. M., & Worth, L. T. (1989). Processing deficits and the media-
tion of positive affect in persuasion. Journal of Personality and Social
Psychology, 57, 27–40.
Mackie, D. M., & Worth, L. T. (1991). Feeling good but not thinking
straight: The impact of positive mood on persuasion. In J. P. Forgas
(Ed.), Emotion and Social Judgments (pp. 181–200). Oxford, England:
Pergamon Press.
MacKinnon, N., Kingsbury, M., Mahedy, L., Evans, J., & Colman, I.
(2018). The association between prenatal stress and externalizing
symptoms in childhood: Evidence from the Avon Longitudinal Study
of Parents and Children. Biological Psychiatry, 83(2), 100–108.
MacLean, P. D. (1949). Psychosomatic disease and the “visceral brain”:
Recent developments bearing on the Papez theory of emotion. Psycho-
somatic Medicine, 11, 338–353.
MacLean, P. D. (1990). The triune brain in evolution. New York, NY: Ple-
num.
Macmillan, R., McMorris, B. J., & Kruttschnitt, C. (2004). Linked lives:
Stability and change in maternal circumstances and trajectories of anti-
social behavior. Child Development, 75(1), 205–220.
Madigan, S., Atkinson, L., Laurin, K., & Benoit, D. (2013). Attach-
ment and internalizing behavior in early childhood: A meta-analysis.
Developmental Psychology, 49(4), 672–689. doi:10.1037/a0028793
Madigan, S., Plamondon, A., & Jenkins, J. M. (2017). Marital conflict tra-
jectories and associations with children’s disruptive behavior. Journal
of Marriage and Family, 79(2), 437–450. doi:10.1111/jomf.12356
Madigan, S., Wade, M., Plamondon, A., & Jenkins, J. M. (2016). Neigh-
borhood collective efficacy moderates the association between
maternal adverse childhood experiences and marital conflict. American
Journal of Community Psychology, 57(3–4), 437–447. doi:10.1002/
ajcp.12053
Magai, C. (2008). Long-lived emotions: A life course perspective on emo-
tional development. In M. Lewis, J. M. Haviland-Jones, & L. Feld-
man Barrett (Eds.), Handbook of emotions (3rd ed.). New York, NY:
Guilford.
Maguire, M. C. (1997). Friendships in early childhood, and social under-
standing. International Journal of Behavioral Development, 21(4),
669–686.
Main, M. (1990). Parental aversion to infant-initiated contact is corre-
lated with the parent’s own rejection during childhood: The effects
of experience on signals of security with respect to attachment. In
K. E. Barnard & T. B. Brazelton (Eds.), Touch: The foundation of
experience (pp. 461–495). Madison, CT: International Universities
Press, Inc.
Main, M., & Solomon, J. (1986). Discovery of an insecure-disorganized/
disoriented attachment pattern. In T. B. Brazelton & M. W. Yogman
(Eds.), Affective development in infancy (pp. 95–124). Westport, CT:
Ablex Publishing.
Main, M., & Stadtman, J. (1981). Infant response to rejection of physi-
cal contact by the mother. Journal of the American Academy of Child
Psychiatry, 20, 292–307.
Malatesta, C. Z., & Haviland, J. M. (1982). Learning display rules: The
socialization of emotion expression in infancy. Child Development,
53(4), 991–1003.
Malooly, A. M., Genet, J. J., & Siemer, M. (2013). Individual differences
in reappraisal effectiveness: The role of affective flexibility. Emotion,
13(2), 302–313. doi:10.1037/a0029980
Mandler, G. (1964). The interruption of behavior. In E. Levine (Ed.),
Nebraska symposium on motivation (Vol. 12). Lincoln: Nebraska Uni-
versity Press.
Mandler, G. (1984). Mind and body: Psychology of emotions and stress.
New York, NY: Norton.
Manninen, S., Tuominen, L., Dunbar, R. I., Karjalainen, T., Hirvonen,
J., Arponen, E., . . . Nummenmaa, L. (2017). Social laughter trig-
gers endogenous opioid release in humans. Journal of Neuroscience,
37(25), 6125–6131.
Manstead, A. S. R., & Wagner, H. L. (1981). Arousal, cognition, and
emotion: An appraisal of two-factor theory. Current Psychological
Reviews, 1, 35–54.
Mar, R. A., Oatley, K., & Peterson, J. B. (2009). Exploring the link between
reading fiction and empathy: Ruling out individual differences and
examining outcomes. Communications The European Journal of Com-
munication, 34, 407–428.
Mardaga, S., Laloyaux, O., & Hansenne, M. (2006). Personality traits modu-
late skin conductance response to emotional pictures: An investigation
with Cloninger’s model of personality. Personality and Individual Dif-
ferences, 40(8), 1603–1614.
RefeRences446
Margolin, G., Christensen, A., & John, R. S. (1996). The continuance and
spillover of everyday tensions in distressed and nondistressed families.
Journal of Family Psychology, 10(3), 304.
Markon, K. E., Chmielewski, M., & Miller, C. J. (2011). The reliability
and validity of discrete and continuous measures of psychopathology:
A quantitative review. Psychological Bulletin, 137(5), 856.
Marks, J. (1992). The promises and problems of molecular anthropology
in hominid origins. In T. Nishida, W. C. McGrew, P. Marler, M. Pick-
ford, & F. B. M. De Waal (Eds.), Topicsin primatology, Vol. 1. Human
origins (pp. 441–453). Tokyo, Japan: University of Tokyo Press.
Markus, H. R., & Kitayama, S. (1994). The cultural construction of self and
emotion: Implications for social behavior. In S. Kitayama & H. R. Markus
(Eds.), Emotion and culture: Empirical studies of mutual influence (pp.
89–130). Washington, DC: American Psychological Association.
Marmot, M. G., & Shipley, M. J. (1996). Do socioeconomic differences in
mortality persist after retirement? 25 year follow up of civil servants
from first Whitehall study. British Medical Journal, 313, 1177–1180.
Maroney, T. A. (2006). Law and emotion: A proposed taxonomy. Law and
Human Behavior, 30, 119–142.
Maroney, T. A. (2011). The persistent cultural script of judicial dispassion.
California Law Reviews, 99, 629–681.
Maroucha, P. T., Kiecolt-Glaser, J. K., & Favegehi, M. (1998). Mucosal
wound healing is impaired by examination stress. Psychosomatic Med-
icine, 60, 362–365.
Marshall, L. (1976). The !Kung of Nyae Nyae. Cambridge, MA: Harvard
University Press.
Marshall, T. C. (2012). Attachment and amae in Japanese romantic rela-
tionships. Asian Journal of Social Psychology, 14, 89–100.
Marsland, A., Walsh, C., Lockwood, K., John-Henderson, N. A., (2017).
The effects of acute psychological stress on circulating and stimulated
inflammatory markers: A systematic review and meta-analysis. Brain
Behavior and Immunity, 64, 208–219.
Martens, J.P., & Tracy, J.L. (2013). The emotional origins of a social learn-
ing bias: Does the pride expression cue copying? Social Psychological
and Personality Science, 4, 492–499.
Martel, M. M. (2013). Sexual selection and sex differences in the preva-
lence of childhood externalizing and adolescent internalizing disorders.
Psychological Bulletin, 139(6), 1221–1259. doi:10.1037/a0032247
Martel, M. M., Pan, P. M., Hoffmann, M. S., Gadelha, A., do Rosario, M.
C., Mari, J. J., . . . Salum, G. A. (2017). A general psychopathology fac-
tor (P factor) in children: Structural model analysis and external valida-
tion through familial risk and child global executive function. Journal
of Abnormal Psychology, 126(1), 137–148. doi:10.1037/abn0000205
Martela, F., Ryan, R. M., & Steger, M. F. (2017). Meaningfulness as sat-
isfaction of autonomy, competence, relatedness, and beneficence:
Comparing the four satisfactions and positive affect as predictors of
meaning in life. Journal of Happiness Studies. doi: 10.1007/s10902-
017-9869-7
Martin, J., O’Donovan, M. C., Thapar, A., Langley, K., & Williams, N.
(2015). The relative contribution of common and rare genetic variants
to ADHD. Translational Psychiatry, 5(2), e506.
Martin, J., Rychlowska, M., Wood, A., & Niedenthal, P. M. (2017). Smiles
as multipurpose social signals. Trends in Cognitive Sciences. http://doi.
org/10.1016/j.tics.2017.08.007
Martin, L. L. (2000). Moods do not convey information: Moods in context
do. In J. Forgas (Ed.), Feeling and thinking: The role of affect in social
cognition (pp. 153–177). New York, NY: Cambridge University Press.
Martin, L. L., & Clore, G. L. (2001). Theories of mood and cognition: A
user’s guidebook. Mahwah, NJ: Erlbaum.
Maruskin, L. A., Thrash, T. M., & Elliot, A. J. (2012). The chills as a
psychological construct: Content universe, factor structure, affective
composition, elicitors, trait antecedents, and consequences. Journal of
Personality and Social Psychology, 103(1), 135.
Maser, J. D., Norman, S. B., Zislook, S., Everall, I. P., Stein, M. B., Schettler,
P. J., & Judd, L. L. (2009). Psychiatric nosology is ready for a paradigm
shift in DSM-V. Clinical Psychology: Science and Practice, 16, 24–40.
Masicampo, E. J., & Baumeister, R. (2013). Conscious thought does not
guide moment-by-moment actions—It serves social and cultural func-
tions. Frontiers in Psychology, 4, 478.
Mason, W. A., & Mendoza, S. P. (Eds.). (1993). Primate social conflict.
Albany: State University of New York Press.
Masten, A. S. (2007). Resilience in developing systems: Progress and
promise as the fourth wave rises. Development and Psychopathology,
19(3), 921–930.
Masten, A. S. (2014). Global perspectives on resilience in children and
youth. Child Development, 85(1), 6–20.
Masten, A. S., Roisman, G. I., Long, J. D., Burt, K. B., Obradović, J.,
Riley, J. R., . . . Tellegen, A. (2005). Developmental cascades: Linking
academic achievement and externalizing and internalizing symptoms
over 20 years. Developmental Psychology, 41(5), 733.
Mastropieri, D., & Turkewitz, G. (1999). Prenatal experience and neonatal
responsiveness to vocal expressions of emotion. Developmental Psy-
chobiology, 35(3), 204–214.
Masuda, T., Ellsworth, P. C., Mesquita, B., Leu, J., Tanida, S., & van de
Veerdonk, E. (2008). Placing the face in context: Cultural differences
in the perception of facial emotion. Journal of Personality and Social
Psychology, 94, 365–381.
Masuda, T., Gonzalez, R. Kwan, L., & Nisbett, R. E. (2008). Culture and
aesthetic preference: Comparing the attention to context of East Asians
and European Americans. Personality and Social Psychology Bulletin,
34, 1260–1275.
Matarazzo, O. (2008). Use and effectiveness of three modalities of emo-
tion regulation after negative life events: Rumination, distraction and
social sharing. In A. B. Turley & G. C. Hoffman (Eds.), Life style and
health research progress (pp. 87–138). Happauge, NY: Nova Biomedi-
cal Books.
Matas, L., Arend, R. A., & Sroufe, L. A. (1978). Continuity of adaptation
in the second year: The relationship between quality of attachment and
later competence. Child Development, 49, 547–556.
Matheson, M. D., & Bernstein, I. S. (2000). Grooming, social bonding, and
agonistic aiding in rhesus monkeys. American Journal of Primatology,
51, 177–186.
http://doi.org/10.1016/j.tics.2017.08.007
http://doi.org/10.1016/j.tics.2017.08.007
References 447
Mathews, A., Gelder, M. G., & Johnson, D. W. (1981). Agoraphobia:
Nature and treatment. London, England: Tavistock.
Mathews, A., Yiend, J., & Lawrence, A. (2004). Individual differences in
the modulation of fear-related brain activation by attentional control.
Journal of Cognitive Neuroscience, 16, 1683–1694.
Matsumoto, D. (1989). Cultural influences on the perception of emotion.
Journal of Cross-Cultural Psychology, 20(1), 92–105.
Matsumoto, D. (1990). Cultural similarities and differences in display
rules. Motivation & Emotion, 14(3), 195–214.
Matsumoto, D., & Ekman, P. (1989). American-Japanese cultural differ-
ences in intensity ratings of facial expressions of emotion. Motivation
& Emotion, 13(2), 143–157.
Matsumoto, D., & Ekman, P. (2004). The relationship between expres-
sions, labels, and descriptions of contempt. Journal of Personality and
Social Psychology, 87(4), 529–540.
Matsumoto, D., & Hwang, H. S. (2012). Culture and emotion: The integra-
tion of biological and cultural contributions. Journal of Cross-Cultural
Psychology, 43(1), 91–118.
Matsumoto, D., Keltner, D., Shiota, M. N., O’Sullivan, M., & Frank, M.
(2008). Facial expressions of emotion. In M. Lewis, J. M. Haviland-
Jones, & L. F. Barrett (Eds.), Handbook of emotions (3rd ed., pp. 211–
234). New York, NY: Guilford Press.
Matsumoto, D., Weissman, M., Preston, K., Brown, B., & Kupperbusch,
C. (1997). Context-specific measurement of individualism-collectiv-
ism on the individual level: The IC Interpersonal Assessment Inventory
(ICIAI). Journal of Cross-Cultural Psychology, 28, 743–767.
Matsumoto, D., Yoo, S. H., & Nakagawa, S., & 37 members of the Mul-
tinational Study of Cultural Display Rules. (2008). Culture, emotion
regulation, and adjustment. Journal of Personality and Social Psychol-
ogy, 94(6), 925–937.
Matthys, W., Vanderschuren, L. J., & Schutter, D. J. (2013). The neurobi-
ology of oppositional defiant disorder and conduct disorder: Altered
functioning in three mental domains. Development and Psychopathol-
ogy, 25(1), 193–207. doi:10.1017/S0954579412000272
Maughn, A., Cicchetti, D., Toth, S. L., & Rogosch, F. A. (2006). Early-
occurring maternal depression and maternal negativity in predicting
young children’s emotion regulation and socioemotional difficulties.
Journal of Abnormal Child Psychology, 35, 685–703.
Mauro, R., Sato, K., & Tucker, J. (1992). The role of appraisal in human
emotions: A cross-cultural study. Journal of Personality and Social
Psychology, 62, 301–317.
Mauss, I. B., Butler, E. A., Roberts, N. A., & Chu, A. (2010). Emotion
control values and responding to an anger provocation in Asian-
American and European-American individuals. Cognition and Emo-
tion, 24, 1026–1043.
Mauss, I. B., Levenson, R. W., McCarter, L., Wilhelm, F. H., & Gross, J.
J. (2005). The tie that binds? Coherence among emotion experience,
behavior, and physiology. Emotion, 5, 175–190.
Mauss, I. B., & Robinson, M. D. (2009). Measures of emotion: A review.
Cognition and Emotion, 23, 209–237.
Mayberg, H. S., Lozano, A. M., Voon, V., McNeely, H. E., Seminowicz,
D., Hamani, C., . . . Kennedy, S. H. (2005). Deep brain stimulation for
treatment-resistant depression. Neuron, 45, 651–660.
Mayer, J. D., Barsade, S. G., & Roberts, R. D. (2008). Human abilities:
Emotional intelligence. Annual Review of Psychology, 59, 507–536.
Mayer, J. D., Gaschke, Y. N., Braverman, D. L., & Evans, T. W. (1992).
Mood-congruent judgment is a general effect. Journal of Personality
and Social Psychology, 63, 119–132.
Maynard-Smith, J. (1984). Evolution and the theory of games. Cambridge,
England: Cambridge University Press.
Mazefsky, C. A., Herrington, J., Siegel, M., Scarpa, A., Maddox, B.
B., Scahill, L., & White, S. W. (2013). The role of emotion regula-
tion in autism spectrum disorder. Journal of the American Academy
of Child and Adolescent Psychiatry, 52(7), 679–688. doi:10.1016/j.
jaac.2013.05.006
McAdams, D. P., & Olson, B. D. (2010). Personality development: Con-
tinuity and change over the life course. Annual Review of Psychology,
61(1), 517–542.
McCoy, K., Cummings, E. M., & Davies, P. T. (2009). Constructive and
destructive marital conflict, emotional security and children’s prosocial
behavior. The Journal of Child Psychology and Psychiatry and Allied
Disciplines, 50(3), 270–279.
McCoy, K. P., George, M. R., Cummings, E. M., & Davies, P. T. (2013).
Constructive and destructive marital conflict, parenting, and children’s
school and social adjustment. Social Development, 22(4), 641–662.
McCrae, R. R., & Costa, P. T. (2008). The five-factor theory of personal-
ity. In O. P. John, R. W. Robins, & L. A. Pervin (Eds.), Handbook
of personality: Theory and research (pp. 159–81). New York, NY:
Guilford.
McCullough, M. E. (2000). Forgiveness as human strength: Theory, meas-
urement, and links to well-being. Journal of Social and Clinical Psy-
chology, 19, 43–55.
McCullough, M. E., Kilpatrick, S. D., Emmons, R. A., & Larson, D.
B. (2001). Is gratitude a moral affect? Psychological Bulletin, 127,
249–266.
McCullough, M. E., Sandage, S. J., & Worthington, E. L. J. (1997). To
forgive is human. Downers Grove, NJ: InterVarsity.
McCullough, M. E., Tsang, J., & Emmons, R. A. (2004). Gratitude in
“intermediate affective terrain”: Grateful moods and their links to per-
sonality and daily life events. Journal of Personality and Social Psy-
chology, 86, 295–309.
McFarland, C., & Ross, M. (1987). The relation between current impres-
sions and memories of self and dating partners. Personality & Social
Psychology Bulletin, 13, 228–238.
McGowan, P. O., Sasaki, A., D’Alessio, A. C., Dymov, S., Labonte, B.,
Szyf, M., . . . Meaney, M. J. (2009). Epigenetic regulation of the glu-
cocorticoid receptor in human brain associates with childhood abuse.
Nature Neuroscience, 12(3), 342–348.
McGrath, C. (2004, October 31). Wolfe’s world. New York Times, Maga-
zine Section, pp. 34–39.
RefeRences448
McGuffin, P., & Sargeant, M. P. (1991). Genetic markers and affective dis-
order. In P. McGuffin & R. Murray (Eds.), The new genetics of mental
illness (pp. 165–181). Oxford, England: Butterworth-Heinemann.
McLaughlin, K. A., Costello, E. J., Leblanc, W., Sampson, N. A., &
Kessler, R. C. (2012). Socioeconomic status and adolescent mental
disorders. American Journal of Public Health, 102(9), 1742–1750.
doi:10.2105/AJPH.2011.300477
McLaughlin, K. A., Gadermann, A. M., Hwang, I., Sampson, N. A.,
Al-Hamzawi, A., Andrade, L. H., . . . Kessler, R. C. (2012). Parent psy-
chopathology and offspring mental disorders: Results from the WHO
World Mental Health Surveys. British Journal of Psychiatry, 200(4),
290–299. doi:10.1192/bjp.bp.111.101253
McLaughlin, K. A., Green, J. G., Alegria, M., Costello, E., Gruber, M.
J., Sampson, N. A., & Kessler, R. C. (2012). Food insecurity and
mental disorders in a national sample of U.S. adolescents. Journal of
the American Academy of Child and Adolescent Psychiatry, 51(12),
1293–1303. doi:10.1016/j.jaac.2012.09.009
McLaughlin, K. A., & King, K. (2015). Developmental trajectories of anx-
iety and depression in early adolescence. Journal of Abnormal Child
Psychology, 43(2), 311–323.
McMahon, R. J., Forehand, R. L., & Foster, S. L. (2005). Helping the non-
compliant child: Family-based treatment for oppositional behavior.
New York, NY: The Guilford Press.
McMahon, S. D., Grant, K. E., Compas, B. E., Thurm, A. E., & Ey, S.
(2003). Stress and psychopathology in children and adolescents: Is
there evidence of specificity? Journal of Child Psychology and Psy-
chiatry, 44, 107–133.
McMunn, A., Nazroo, J., Wahrendorf, M., Breeze, E., & Zaninotto, P.
(2009). Participation in socially-productive activities, reciprocity and
wellbeing in later life: Baseline results in England. Ageing and Society,
29, 765–782.
McNally, R. J. (1999). Panic and phobias. In T. Dalgleish & M. Power
(Eds.), Handbook of cognition and emotion (pp. 479–496). Chichester,
England: Wiley.
McNally, R. J. (2003). Progress and controversy in the study of post-
traumatic stress disorder. Annual Review of Psychology, 54, 229–
252.
McNally, R. J., Kaspi, S. P., Riemann, B. C., & Zeitlin, S. B. (1990). Selec-
tive processing of threat cues in posttraumatic stress disorder. Journal
of Abnormal Psychology, 99, 398–402.
McNeill, D. (Ed.). (2000). Language and gesture. New York, NY: Cam-
bridge University Press.
McQuaid, J. R., Monroe, S. M., Roberts, J. E., Kupfer, D. J., & Frank,
E. (2000). A comparison of two life stress assessment approaches:
Prospective prediction of treatment outcome in recurrent depression.
Journal of Abnormal Psychology, 109, 787–791.
McRae, K., Gross, J. J., Weber, J., Robertson, E. R., Sokol-Hessner, P.,
Ray, R. D., . . . Ochsner, K. N. (2012). The development of emotion
regulation: An fMRI study of cognitive reappraisal in children, adoles-
cents and young adults. Social Cognitive and Affective Neuroscience,
7(1), 11–22. doi:10.1093/scan/nsr093
Meaney, M. J. (2001). Maternal care, gene expression, and the transmis-
sion of individual differences in stress reactivity across generations.
Annual Review of Neuroscience, 24, 1161–1192.
Meaney, M. J. (2017). Epigenetics and the biology of gene × environment
interactions. In P. H. Tolan & B. L. Leventhal (Eds.), Gene-environment
transactions in developmental psychopathology: The role in interven-
tion research (pp. 59–94). Cham, Switzerland: Springer International
Publishing.
Mehta, P. H., & Prasad, S. (2015). The dual-hormone hypothesis: A brief
review and future research agenda. Current Opinion in Behavioral Sci-
ences, 3, 163–168.
Meins, E. (1997). Security of attachment and the social development of
cognition. Hove, England: Psychology Press.
Meins, E. (1999). Sensitivity, security and internal working models: Bridg-
ing the transmission gap. Attachment & Human Development, 1(3),
325–342.
Meins, E., Centifanti, L. C. M., Fernyhough, C., & Fishburn, S. (2013).
Maternal mind-mindedness and children’s behavioral difficulties: Miti-
gating the impact of low socioeconomic status. Journal of Abnormal
Child Psychology, 41(4), 543–553.
Meins, E., & Fernyhough, C. (1999). Linguistic acquisitional style and
mentalising development: The role of maternal mind-mindedness.
Cognitive Development, 14(3), 363–380.
Meins, E., Fernyhough, C., Arnott, B., Leekam, S., & de Rosnay, M.
(2013). Mind-mindedness and theory of mind: Mediating roles of
language and perspectival symbolic play. Child Development, 84(5),
1777–1790.
Meins, E., Fernyhough, C., Fradley, E., & Tuckey, M. (2001). Rethinking
maternal sensitivity: “Mothers” comments on infants mental processes
predict security of attachment at 12 months. Journal of Child Psychol-
ogy and Psychiatry, 42(5), 637–648.
Meins, E., Fernyhough, C., Wainwright, R., Das Gupta, M., Fradley, E.,
& Tuckey, M. (2002). Maternal mind-mindedness and attachment
security as predictors of theory of mind understanding. Child Devel-
opment, 73(6), 1715–1715.
Melchers, M., Montag, C., Markett, S., & Reuter, M. (2013). Relationship
between oxytocin receptor genotype and recognition of facial emotion.
Behavioral Neuroscience, 127(5), 780.
Melchior, M., Touchette, É., Prokofyeva, E., Chollet, A., Fombonne, E.,
Elidemir, G., & Galéra, C. (2014). Negative events in childhood pre-
dict trajectories of internalizing symptoms up to young adulthood: An
18-year longitudinal study. PLoS One, 9(12), e114526. doi:10.1371/
journal.pone.0114526
Mellars, P. (2004). Neanderthals and the modern human colonization of
Europe. Nature, 432, 461–465.
Mellars, P., & French, J. C. (2011). Tenfold population increase in Western
Europe at the Neanderthal-to-modern human transition. Science, 333,
623–627.
Melo, H. L., & Anderson, A. K. (2016). The function of positive emotions
in exploration. Positive Neuroscience, 209.
References 449
Mence, M., Hawes, D. J., Wedgwood, L., Morgan, S., Barnett, B., Kohl-
hoff, J., & Hunt, C. (2014). Emotional flooding and hostile discipline
in the families of toddlers with disruptive behavior problems. Journal
of Family Psychology, 28(1), 12–21. doi:10.1037/a0035352
Mendes, W. (2016). Emotion and the autonomic nervous system. In L.F.
Barrett, M. Lewis, & J. Haviland-Jones (Eds.), Handbook of emotions,
4th ed. (pp. 166–181). New York: Guilford.
Mendes, W. B., Major, B., McCoy, S., & Blascovich, J. (2008). How attri-
butional ambiguity shapes physiological and emotional responses to
social rejection and acceptance. Journal of Personality and Social Psy-
chology, 94, 278–291.
Menon, U., & Shweder, R. A. (1994). Kali’s tongue: Cultural psychol-
ogy, cultural consensus and the meaning of “shame” in Orissa, India.
In H. Markus & S. Kitayama (Eds.), Emotion and culture: Empirical
studies of mutual influence (pp. 241–284). Washington, DC: American
Psychological Association.
Merikangas, K. R., He, J. P., Burstein, M., Swanson, S. A., Avenevoli, S., Cui,
L., . . . Swendsen, J. (2010). Lifetime prevalence of mental disorders in US
adolescents: Results from the National Comorbidity Survey Replication–
Adolescent Supplement (NCS-A). Journal of the American Academy
of Child & Adolescent Psychiatry, 49(10), 980–989. doi:10.1016/j.
jaac.2010.05.017
Mercier, B.M., Kramer, S.R., & Shariff, A.F. (2018). The belief in God:
why people believe and why they don’t. Current Directions in Psycho-
logical Science, 27(4)
Merikangas, K. R., Jin, R., He, J. P., Kessler, R. C., Lee, S., Sampson,
N. A., . . . Ladea, M. (2011). Prevalence and correlates of bipolar spec-
trum disorder in the world mental health survey initiative. Archives
of General Psychiatry, 68(3), 241–251. doi:10.1001/archgenpsychia-
try.2011.12
Mersky, J. P., Topitzes, J., & Reynolds, A. J. (2013). Impacts of adverse
childhood experiences on health, mental health, and substance use
in early adulthood: A cohort study of an urban, minority sample in
the U.S. Child Abuse & Neglect, 37(11), 917–925. doi:10.1016/j.chi-
abu.2013.07.011
Merz, E. C., Tottenham, N., & Noble, K. G. (2017). Socioeconomic status,
amygdala volume, and internalizing symptoms in children and adoles-
cents. Journal of Clinical Child & Adolescent Psychology, 1–12. doi:1
0.1080/15374416.2017.1326122
Mesman, J., Minter, T., Angnged, A., Cissé, I. A., Salali, G. D., & Migli-
ano, A. B. (2017). Universality without uniformity: A culturally inclu-
sive approach to sensitive responsiveness in infant caregiving. Child
Development, 89(3), 837–850.
Mesman, J., Oster, H., & Camras, L. (2012). Parental sensitivity to infant
distress: What do discrete negative emotions have to do with it? Attach-
ment & Human Development, 14(4), 337–348.
Mesman, J., Oster, H., & Camras, L. (2012). Parental sensitivity to infant
distress: What do discrete negative emotions have to do with it? Attach-
ment and Human Development, 14, 337–348.
Mesman, J., van IJzendoorn, M. H., & Bakermans-Kranenburg, M. J.
(2012). Unequal in opportunity, equal in process: Parental sensitivity
promotes positive child development in ethnic minority families. Child
Development Perspectives, 6(3), 239–250.
Mesquita, B. (2001). Culture and emotion: Different approaches to
the question. In T. J. Mayne & G. A. Bonanno (Eds.), Emotions:
Current issues and future directions. emotions and social behavior
(pp. 214–250). New York, NY: Guilford.
Mesquita, B. (2003). Emotions as dynamic cultural phenomena. In J.
Davidson Richard, K. R. Scherer, & H. H. Goldsmith (Eds.), Hand-
book of affective sciences (pp. 871–890). New York, NY: Oxford Uni-
versity Press.
Mesquita, B., De Leersnyder, J., & Boiger, M. (2016). The cultural psy-
chology of emotion. In L. Feldman-Barrett, M. Lewis, & J. M. Havi-
land-Jones (Eds.), Handbook of emotion (4th ed., pp. 393–411). New
York, NY: Guilford.
Mesquita, B., & Ellsworth, P. C. (2001). The role of culture in appraisal.
In K. R. Scherer & A. Schorr (Eds.), Appraisal processes in emotion.
Theory, methods, research. New York, NY: Oxford University Press.
Mesquita, B., & Frijda, N. (1992). Cultural variations in emotions: A
review. Psychological Bulletin, 112, 179–204.
Mesquita, B., & Frijda, N. H. (2011). An emotion perspective on emotion
regulation. Cognition and Emotion, 25, 782–784.
Mesquita, B., Frijda, N. H., & Scherer, K. R. (1997). Culture and emotion.
In P. R. Dasen & T. S. Saraswathi (Eds.), Handbook of cross-cultural
psychology, Vol. 2: Basic processes and human development (pp. 255–
297). Boston, MA: Allyn & Bacon.
Mesquita, B., & Markus, H. R. (2004). Culture and emotion: Models of
agency as sources of cultural variation in emotion. In N. H. Frijda,
A. S. R. Manstead, & A. Fischer (Eds.), Feelings and emotions: The
amsterdam symposium (pp. 341–358). New York, NY: Cambridge Uni-
versity Press.
Messinger, D. (2002). Positive and negative: Infant facial expressions and
emotions. Current Directions in Psychological Science, 11(1), 1–6.
Messinger, D., & Fogel, A. (2007). The interactive development of social
smiling. Advances in Child Development and Behaviour, 35, 328–366.
Meston, C.M., & Frohlich, P.F. (2000). The neurobiology of sexual func-
tion. Archives of General Psychiatry, 2000, 57(11), 1012–1030.
Meunier, J. C., Bisceglia, R., & Jenkins, J. M. (2012). Differential parent-
ing and children’s behavioral problems: Curvilinear associations and
mother–father combined effects. Developmental Psychology, 48(4), 987.
Meunier, J. C., Boyle, M., O’Connor, T. G., & Jenkins, J. M. (2013). Mul-
tilevel mediation: Cumulative contextual risk, maternal differential
treatment, and children’s behavior within families. Child Development,
84(5), 1594–1615.
Meuwissen, I., & Over, R. (1992). Sexual arousal across phases of the
human menstrual cycle. Archives of Sexual Behavior, 21(2), 101–119.
Meyer-Lindenberg, A., Buckholtz, J. W., Kolancha, B., Hariri, B., Peza-
was, L., Blasi, G., . . . Weinberger, D. R. (2006). Neural mechanisms of
genetic risk for impulsivity and violence in humans. Proceedings from
the National Academy of Sciences of the United States of America,
103(16), 6269–6274.
RefeRences450
Meyer-Lindenberg, A., & Tost, H. (2012). Neural mechanisms of social
risk for psychiatric disorders. Nature Neuroscience, 15(5), 663.
doi:10.1038/nn.3083
Meyvis, T., Ratner, R. R., & Levav, J. (2010). Why don’t we learn to accu-
rately forecast feelings? How misremembering our predictions blinds
us to past forecasting errors. Journal of Experimental Psychology:
General, 139, 579–589.
Miall, D. S., & Kuiken, D. (2002). A feeling for fiction: Becoming what we
behold. Poetics, 30, 221–241.
Michelson, D., Davenport, C., Dretzke, J., Barlow, J., & Day, C. (2013).
Do evidence-based interventions work when tested in the “real world?”
A systematic review and meta-analysis of parent management training
for the treatment of child disruptive behavior. Clinical Child and Fam-
ily Psychology Review, 16(1), 18–34.
Michl, L. C., McLaughlin, K. A., Shepherd, K., & Nolen-Hoeksema,
S. (2013). Rumination as a mechanism linking stressful life events
to symptoms of depression and anxiety: Longitudinal evidence in
early adolescents and adults. Journal of Abnormal Psychology, 122,
339–352.
Middeldorp, C. M., Cath, D. C., Beem, A. L., Willemsen, G., &
Boomsma, D. I. (2008). Life events, anxious depression and person-
ality: A prospective and genetic study. Psychological Medicine, 38,
1557–1565.
Milgram, S. (1963). Behavioral study of obedience. Journal of Abnormal
and Social Psychology, 67, 371–378.
Milkie, M. A., & Warner, C. H. (2011). Classroom learning environments
and the mental health of first grade children. Journal of Health and
Social Behavior, 52(1), 4–22.
Miller, E. K., & Cohen, J. D. (2001). An integrative theory of prefrontal
cortex function. Annual Review of Neuroscience, 24, 167–202.
Miller, G. (2000). The mating mind: How sexual choice shaped the evolu-
tion of human nature. New York: Random House.
Miller, G. E., & Cole, S. W. (2012). Clustering of depression and inflam-
mation in adolescents previously exposed to childhood adversity. Bio-
logical Psychiatry, 72(1), 34–40. doi:10.1016/j.biopsych.2012.02.034
Miller, G. F., (2001). The mating mind: How sexual choice shaped the
evolution of human nature. New York, NY: Anchor.
Miller, G. F., Tybur, J., & Jordan, B. (2007). Ovulatory cycle effects on tip
earnings by lap-dancers: Economic evidence for human estrus? Evolu-
tion and Human Behavior, 28, 375–381.
Miller, R. S. (1995). On the nature of embarrassability: Shyness, social-
evaluation, and social skill. Journal of Personality, 63, 315–339.
Miller, R. S., & Tangney, J. P. (1994). Differentiating embarrassment from
shame. Journal of Social and Clinical Psychology, 13, 273–287.
Miller, R.W. (1992). The nature and severity of self-reported embarrass-
ing circumstances. Personality and Social Psychology Bulletin, 18(2),
190–198.
Miller, W. I. (2006). An eye for an eye. Cambridge, England: Cambridge
University Press.
Miller, W. L. (1994). The politics of emotion display in heroic society. In
N. Frijda (Ed.), Proceedings of the 8th conference of the International
Society for Research on Emotions, Cambridge, 14–17 July (pp. 43–46).
Storrs, CT: ISRE Publications.
Mills, R. S., Hastings, P. D., Serbin, L. A., Stack, D. M., Abela, J. R., Arbeau,
K. A., & Lall, D. I. (2015). Depressogenic thinking and shame prone-
ness in the development of internalizing problems. Child Psychiatry &
Human Development, 46(2), 194–208. doi:10.1007/s10578-013-0416-4
Milojev, P., & Sibley, C. G. (2017). Normative personality trait develop-
ment in adulthood: A 6-year cohort-sequential growth model. Journal
of Personality and Social Psychology, 112(3), 510–526.
Minagawa-Kawai, Y., Matsuoka, S., Dan, I., Naoi, N., Nakamura, K., &
Kojima, S. (2009). Prefrontal activation associated with social attach-
ment: Facial-emotion recognition in mothers and infants. Cerebral
Cortex, 19(2), 284–292.
Mineka, S., & Cook, M. (1993). Mechanisms involved in the observational
conditioning of fear. Journal of Experimental Psychology: General,
122, 24–38.
Mineka, S., & Gilboa, E. (1998). Cognitive biases in anxiety and depression.
In W. F. Flack & J. D. Laird (Eds.), Emotions in psychopathology: Theory
and research (pp. 216–228). New York, NY: Oxford University Press.
Mineka, S., Rafeali, E., & Yovel, I. (2003). Cognitive biases in emotional
disorders: Information processing and social-cognitive perspectives. In
R. J. Davidson, K. R. Scherer, & H. H. Goldsmith (Eds.), Handbook of
affective sciences (pp. 976–1009). New York, NY: Oxford University
Press.
Mirabile, S. P., Oertwig, D., & Halberstadt, A. G. (2016). Parent emotion
socialization and children’s socioemotional adjustment: When is sup-
portiveness no longer supportive? Social Development. doi:10.1111/
sode.12226
Miranda, R., & Andersen, S. M. (2010). The social psychology of trans-
ference. In J. E. Maddux & J. P. Tangney (Eds.), Social psychologi-
cal foundations of clinical psychology (pp. 476–496). New York, NY:
Guilford.
Miranda, R., & Kihlstrom, J. F. (2005). Mood congruence in childhood
and recent autobiographical memory. Cognition and Emotion, 19,
981–998.
Mischel, W., & Shoda, Y. (1995). A cognitive-affective system theory of
personality: Reconceptualizing situations, dispositions, dynamics,
and invariance in personality structures. Psychological Review, 102,
244–268.
Missana, M., Altvater-Mackensen, N., & Grossmann, T. (2017). Neu-
ral correlates of infants’ sensitivity to vocal expressions of peers.
Developmental Cognitive Neuroscience, 26, 39–44. doi:10.1016/j.
dcn.2017.04.003
Missana, M., Atkinson, A. P., & Grossmann, T. (2015). Tuning the devel-
oping brain to emotional body expressions. Developmental Science,
18(2), 243–253.
Missana, M., Grigutsch, M., & Grossmann, T. (2014). Developmental and
individual differences in the neural processing of dynamic expressions
References 451
of pain and anger. PLoS One, 9(4), e93728. doi:10.1371/journal.
pone.0093728
Missana, M., Rajhans, P., Atkinson, A. P., & Grossmann, T. (2014). Dis-
crimination of fearful and happy body postures in 8-month-old infants:
An event-related potential study. Frontiers in Human Neuroscience, 8,
531. doi:10.3389/fnhum.2014.00531
Mitchell, R. H., & Goldstein, B. I. (2014). Inflammation in children and
adolescents with neuropsychiatric disorders: A systematic review.
Journal of the American Academy of Child & Adolescent Psychiatry,
53(3), 274–296.
Mithen, S. (1996). The prehistory of the mind: The cognitive origins of art
and science. London, England: Thames and Hudson.
Mithen, S. (2001). The evolution of imagination: An archeological per-
spective. SubStance 94/9595, 28–54.
Miyake, K., Campos, J., Kagan, J., & Bradshaw, D. L. (1986). Issues in
socioemotional development. In H. Stevenson, H. Azuma, & K. Hakuta
(Eds.), Child development and education in Japan (pp. 239–261). New
York, NY: Freeman.
Miyamoto, Y., Uchida, Y., & Ellsworth, P. C. (2010). Culture and mixed
emotions: Co-occurrence of positive and negative emotions in Japan
and the United States. Emotion, 10(3), 404–415.
Moffitt, T. E. (1993). Adolescence-limited and life-course persistent anti-
social behavior: A developmental taxonomy. Psychological Review,
100, 674–701.
Moffitt, T. E., Caspi, A., Harrington, H., & Milne, B. J. (2002). Males on
the life-course persistent and adolescence-limited antisocial pathways:
Follow up at age 26 years. Development and Psychopathology, 14(1),
179–207.
Moffitt, T. E., Caspi, A., Taylor, A., Kokaua, J., Milne, B. J., Polanczyk, G.,
& Poulton, R. (2010). How common are common mental disorders?
Evidence that lifetime prevalence rates are doubled by prospective
versus retrospective ascertainment. Psychological Medicine, 40(6),
899–909. doi:10.1017/S0033291709991036
Mogg, K., & Bradley, B. P. (1999). Selective attention and anxiety: A
cognitive-motivational perspective. In T. Dalgleish & M. Power (Eds.),
Handbook of cognition and emotion (pp. 145–170). Chichester, Eng-
land: Wiley.
Mogg, K., & Bradley, B. P. (2003). Selective processing of nonverbal infor-
mation in anxiety: Attentional biases for threat. In P. Philippot (Ed.),
Nonverbal behavior in clinical settings (pp. 127–143). London, Eng-
land: Oxford University Press.
Mogg, K., & Bradley, B. P. (2004). A cognitive-motivational perspective
on the processing of threat information and anxiety. In J. Yiend (Ed.),
Cognition, emotion, and psychopathology: Theoretical, empirical and
clinical directions (pp. 68–85). New York, NY: Cambridge University
Press.
Mogg, K., & Bradley, B. P. (2005). Attentional bias in generalized anxiety
disorder versus depressive disorder. Cognitive Therapy and Research,
29(1), 29–45.
Molano, A., Jones, S. M., Brown, J. L., & Aber, J. L. (2013). Selection
and socialization of aggressive and prosocial behavior: The moderating
role of social-cognitive processes. Journal of Research on Adoles-
cence, 23(3), 424–436.
Moller, E. L., Majdandzic, M., & Bogels, S. M. (2014). Fathers’ versus
mothers’ social referencing signals in relation to infant anxiety and
avoidance: A visual cliff experiment. Developmental Science, 17(6),
1012–1028. doi:10.1111/desc.12194
Moller, E. L., Nikolic, M., Majdandzic, M., & Bogels, S. M. (2016). Asso-
ciations between maternal and paternal parenting behaviors, anxiety
and its precursors in early childhood: A meta-analysis. Clinical Psy-
chology Review, 45, 17–33. doi:10.1016/j.cpr.2016.03.002
Monroe, S. M., & Hadjiyannakis, K. (2002). The social environment and
depression. In I. H. Gotlib & C. L. Hammen (Eds.), Handbook of
depression (pp. 314–340). New York, NY: Guilford.
Monroe, S. M., & Harkness, K. (2011). Recurrence in major depression: A
conceptual analysis. Psychological Review, 118, 655–674.
Monroe, S. M., & Simons, A. D. (1991). Diathesis stress in the context of
life stress research: Implications for the depressive disorders. Psycho-
logical Bulletin, 110, 406–425.
Monroe, S. M., & Wade, S. L. (1988). Life events. In C. G. Last & M.
Hersen (Eds.), Handbook of anxiety disorders (pp. 293–305). New
York, NY: Pergamon Press.
Montagna, A., & Nosarti, C. (2016). Socio-emotional development fol-
lowing very preterm birth: Pathways to psychopathology. Frontiers in
Psychology, 7, 80. doi:10.3389/fpsyg.2016.00080
Montagne, B., Kessels, R. P., Frigerio, E., de Haan, E. H., & Perrett, D.
I. (2005). Sex differences in the perception of affective facial expres-
sions: Do men really lack emotional sensitivity? Cognitive Processing,
6(2), 136–41.
Montague, D. P. F., & Walker-Andrews, A. S. (2001). Peekaboo: A new
look at infants’ perception of emotion expressions. Developmental
Psychology, 37(6), 826–838.
Montepare, J. M., Goldstein, S. B., & Clausen, A. (1987). The identifica-
tion of emotions from gait information. Journal of Nonverbal Behav-
ior, 11, 33–42.
Moons, W. G., Eisenberger, N. I., & Taylor, S. E. (2010). Anger and fear
responses to stress have different biological profiles. Brain, Behavior,
and Immunity, 24, 215–219.
Moore, C., & Dunham, P. J. (1995). Joint attention: Its origins and role in
development: Hillsdale, NJ: Lawrence Erlbaum.
Moors, A. (2007). Can cognitive methods be used to study the unique
aspect of emotion: An appraisal theorist’s answer. Cognition and Emo-
tion, 21, 1238–1269.
Moors, A. (2009). Theories of emotion causation: A review. Cognition and
Emotion, 23, 625–662.
Moors, A., De Houwer, J., & Eelen, P. (2004). Automatic stimulus-goal
comparisons: Support from motivational affective priming studies.
Cognition and Emotion, 18, 29–54.
Moors, A., Ellsworth, P., Scherer, K.R., & Frijda, N. (2013). Appraisal
theories of emotion: State of the art and future development. Emotion
Review, 5(2), 119–124.
RefeRences452
Morales, S., Taber-Thomas, B. C., & Pérez-Edgar, K. E. (2017). Patterns of
attention to threat across tasks in behaviorally inhibited children at risk
for anxiety. Developmental Science, 20(2). doi:10.1111/desc.12391
Morey, J. N., & Gentzler, A. L. (2017). Parents’ perceptions of and
responses to children’s emotions: Relations with meta-emotion phi-
losophy and adult attachment. Parenting, 17(2), 73–103.
Morin, A. J., Maiano, C., Nagengast, B., Marsh, H. W., Morizot, J., &
Janosz, M. (2011). General growth mixture analysis of adolescents’
developmental trajectories of anxiety: The impact of untested invari-
ance assumptions on substantive interpretations. Structural equation
modeling: A multidisciplinary journal, 18(4), 613–648. doi:10.1080/1
0705511.2011.607714
Morris, A. S., Silk, J. S., Steinberg, L., Myers, S. S., & Robinson, L. R.
(2007). The role of the family context in the development of emotion
regulation. Social Development, 16(2), 361–388.
Morris, D., Collett, P., Marsh, P., & O’Shaughnessy, M. (1979). Under-
standing emotions from gestures: Their origin and distribution. Lon-
don, England: Cape.
Morris, M. W., & Peng, K. (1994). Culture and cause: American and Chi-
nese attributions for social and physical events. Journal of Personality
and Social Psychology, 67, 949–971.
Morton, J. B., & Trehub, S. E. (2001). Children’s understanding of emo-
tion in speech. Child Development, 72, 834–843.
Moskowitz, A. K. (2004). “Scared stiff”: Catatonia as an evolutionary
based fear response. Psychological Review, 111, 984–1002.
Mountain, G., Cahill, J., & Thorpe, H. (2017). Sensitivity and attachment
interventions in early childhood: A systematic review and meta-analy-
sis. Infant Behavior and Development, 46, 14–32.
Moutsiana, C., Fearon, P., Murray, L., Cooper, P., Goodyer, I., Johnstone,
T., & Halligan, S. (2014). Making an effort to feel positive: Insecure
attachment in infancy predicts the neural underpinnings of emotion
regulation in adulthood. Journal of Child Psychology and Psychiatry,
55(9), 999–1008.
Moutsiana, C., Johnstone, T., Murray, L., Fearon, P., Cooper, P. J., Pliatsi-
kas, C., . . . Halligan, S. L. (2015). Insecure attachment during infancy
predicts greater amygdala volumes in early adulthood. Journal of
Child Psychology and Psychiatry, 56(5), 540–548.
Mroczek, D. K., Almeida, D. M., Spiro, A., & Pafford, C. (2006). Mod-
eling intraindividual stability and change in personality. In D. K. Mroc-
zek & T. D. Little (Eds.), Handbook of Personality Development (pp.
163–80). Mahwah, NJ: Erlbaum.
Mueller, T. I., Keller, M. B., Leon, A., Solomon, D. A., Shea, M. T., Coryell,
W., & Endicott, J. (1996). Recovery after five years of unremitting major
depressive disorder. Archives of General Psychiatry, 53, 794–799.
Muise, A., Impett, E.A., & Desmarais, S. (2013). Getting it on versus get-
ting it over with: Sexual motivation, desire, and satisfaction in intimate
bonds. Personality and Social Psychology Bulletin, 39, 1320–1332.
Mumme, D. L., & Fernald, A. (2003). The infant as onlooker: Learning
from emotional reactions observed in a television scenario. Child
Development, 74(1), 221–237.
Mumme, D. L., Fernald, A., & Herrera, C. (1996). Infants’ responses to
facial and vocal emotional signals in a social referencing paradigm.
Child Development, 67(6), 3219–3237.
Mund, M., Finn, C., Hagemeyer, B., & Neyer, F. J. (2016). Understanding
dynamic transactions between personality traits and partner relation-
ships. Current Directions in Psychological Science, 25(6), 411–416.
Muñoz, L. C. (2009). Callous-unemotional traits are related to combined
deficits in recognizing afraid faces and body poses. Journal American
Academy of Child and Adolescent Psychiatry, 48(5), 554–562.
Munoz, R. F., Mrazek, P. J., & Haggerty, R. J. (1995). Institute of Medicine
report on prevention of mental disorders: Summary and commentary.
American Psychologist, 51, 1116–1122.
Muris, P., & Meesters, C. (2014). Small or big in the eyes of the other:
On the developmental psychopathology of self-conscious emotions as
shame, guilt, and pride. Clinical Child and Family Psychology Review,
17(1), 19–40.
Murphy, M. R., Seckl, J. R., Burton, S., Checkley, S. A., & Lightman, S. L.
(1987). Changes in oxytocin and vasopressin secretion during sexual
activity in men. Journal of Clinical Endocrinology and Metabolism,
65(4), 738–742.
Murphy, S. T., & Zajonc, R. (1993). Affect, cognition, and awareness:
Affective priming with optimal and suboptimal stimulus exposures.
Journal of Personality and Social Psychology, 64, 723–739.
Murray, C. J. L., & Lopez, A. D. (Eds.). (1996). The global burden of
disease: A comprehensive assessment of mortality and disability from
diseases, injuries, and risk factors in 1990 and projected to 2020.
Cambridge, MA: Harvard University Press.
Murray, S. L., & Holmes, J. G. (1993). Seeing virtues in faults: Neg-
ativity and the transformation of interpersonal narratives in close
relationships. Journal of Personality and Social Psychology, 65,
707–723.
Murray, S. L., & Holmes, J. G. (1997). A leap of faith? Positive illusions:
Idealization and the construction of satisfaction in close relationships.
Journal of Personality and Social Psychology, 70, 79–98.
Muscatell, K. A., Dedovic, K., Slavich, G. M., Jarcho, M. R., Breen, E. C.,
Bower, J. E., Irwin, M. R., & Eisenberger, N. I. (2016). Neural mecha-
nisms linking social status with inflammatory responses to social
stress. Social Cognitive and Affective Neuroscience, 11, 915–922.
Muscatell, K. A., Moieni, M., Inagaki, T. K., Dutcher, J. M., Jevtic, I.,
Breen, E. C., . . . Eisenberger, N. I. (2016). Exposure to an inflam-
matory challenge enhances neural sensitivity to negative and positive
social feedback. Brain, Behavior, and Immunity, 57, 21–29.
Musliner, K. L., Munk-Olsen, T., Eaton, W. W., & Zandi, P. P. (2016).
Heterogeneity in long-term trajectories of depressive symptoms: Pat-
terns, predictors and outcomes. Journal of Affective Disorders, 192,
199–211.
Myers, D. G., & Diener, E. (1996, May). The pursuit of happiness. Scien-
tific American, 274, 54–56.
Myers, D. G., & Diener, E. (2018). The scientific pursuit of happiness.
Perspectives on Psychological Science, 13, 218–225.
References 453
Myers, S. A., & Berscheid, E. (1997). The language of love: The difference
a preposition makes. Personality and Social Psychology Bulletin, 23,
347–362.
Nadal, M., & Pearce, M. T. (2011). The Copenhagen Neuroaesthetics con-
ference: Prospects and pitfalls for an emerging field. Brain and Cogni-
tion, 76, 172–183.
Nagin, D., & Tremblay, R. E. (1999). Trajectories of boys’ physical
aggression, opposition, and hyperactivity on the path to physically vio-
lent and nonviolent juvenile delinquency. Child Development, 70(5),
1181–1196.
Nakota, T., & Trehub, S. (2004). Infants’ responsiveness to maternal
speech and singing. Infant Behavior and Development, 27, 455–464.
Nance, J. (1975). The gentle Tasaday. New York, NY: Harcourt Brace
Jovanovich.
Nangle, D. W., & Erdley, C. A. (2001). Editors’ notes. In D. W. Nangle &
C. A. Erdley (Series Eds.) & W. Damon (Volume Ed.), New directions
for child and adolescent development: The role of friendship in psycho-
logical adjustment. San Francisco, CA: Jossey-Bass.
Narayan, A. J., Englund, M. M., Carlson, E. A., & Egeland, B. (2014).
Adolescent conflict as a developmental process in the prospective
pathway from exposure to interparental violence to dating violence.
Journal of Abnormal Child Psychology, 42(2), 239–250. doi: 10.1007/
s10802-013-9782-4
National-Institute-of-Mental-Health. (2015). Any mental illness (AMA)
among US adults. Retrieved from https://www.nimh.nih.gov/health/
statistics/prevalence/any-mental-illness-ami-among-us-adults.shtml
Naumova, O. Y., Lee, M., Koposov, R., Szyf, M., Dozier, M., & Grig-
orenko, E. L. (2012). Differential patterns of whole-genome DNA
methylation in institutionalized children and children raised by
their biological parents. Development and Psychopathology, 24(1),
143–155.
Neal, D. T., & Chartrand, T. (2011). Embodied emotion perception: Ampli-
fying and dampening facial feedback modulates emotion perception
accuracy. Psychological Science, 2, 673–678.
Neff, K. (2011). Self-compassion: Stop beating yourself up and leave self-
doubt behind. New York, NY: William Morrow.
Neff, K. (2015). Self-compassion: The proven power of being kind to your-
self. New York, NY: Harper Collins
Negriff, S., James, A., & Trickett, P. K. (2015). Characteristics of the social
support networks of maltreated youth: Exploring the effects of mal-
treatment experience and foster placement. Social Development, 24(3),
483–500. doi:10.1111/sode.12102
Nelson, C. A., Fox, N. A., & Zeanah, C. H. (2016). The effects of early
psychosocial deprivation on brain and behavioral development: Find-
ings from the Bucharest Early Intervention Project. In D. Cicchetti
(Ed). Developmental Psychopathology: Risk, Resilience and Interven-
tion, Vol. 4, 3rd edition. p 934–970. Wiley: Hoboken, NJ.
Nelson, E., & Panksepp, J. (1996). Oxytocin mediates acquisition of
maternally associated odor preferences in preweaning rat pups. Behav-
ioral Neuroscience, 110(3), 583–592.
Nelson, E. E., & Panksepp, J. (1998). Brain substrates of infant–mother
attachment: Contributions of opioids, oxytocin, and norepinephrine.
Neuroscience and Biobehavioral Reviews, 22(3), 437–452.
Nelson, N. L., & Russell, J. A. (2011a). Preschoolers’ use of dynamic
facial, bodily, and vocal cues to emotion. Journal of Experimental
Child Psychology, 110(1), 52–61.
Nelson, N. L., & Russell, J. A. (2011b). Putting motion in emotion: Do
dynamic presentations increase preschooler’s recognition of emotion?
Cognitive Development, 26(3), 248–259.
Nelson, N. L., & Russell, J. A. (2011c). When dynamic, the head and face
alone can express pride. Emotion, 11(4), 990–993.
Neppl, T. K., Conger, R. D., Scaramella, L. V., & Ontai, L. L. (2009). Inter-
generational continuity in parenting behavior: Mediating pathways and
child effects. Developmental Psychology, 45(5), 1241–1256.
Nes, R. B., & Roysamb, E. (2015). The heritability of subjective well-
being: Review and meta-analysis. In M. Pluess (Ed.), The genetics
of psychological well-being: The role of heritability and genetics in
positive psychology (pp. 75–96). Oxford, England: Oxford University
Press.
Nesse, R. (2000). Is depression an adaptation? Archives of General Psy-
chiatry, 57, 14–20.
Nesse, R. (2006). Why so many people with selfish genes are pretty nice-
except for their hatred of the selfish gene. In A. Grafen & M. Ridley
(Eds.), Richard Dawkins: How a scientist changed the way we think:
Reflections by scientists, writers, and philosophers (pp. 203–212).
New York, NY: Oxford University Press.
Nesse, R. M. (1990). Evolutionary explanations of emotions. Human
Nature, 1, 261–283.
Nesse, R., & Ellsworth, P. C. (2009). Evolution, emotions, and emotional
disorders. American Psychologist, 64, 129–139.
Nestler, E. J. (2014). Epigenetic mechanisms of depression. Journal of the
American Medical Association, Psychiatry, 71, 454–456.
Newby, J. M., Smith, J., Uppal, S., Mason, E., Mahoney, A. E. J., &
Andrews, G. (2018). Internet-based cognitive behavioral therapy ver-
sus psychoeducation control for illness anxiety disorder and somatic
symptom disorder: A randomized controlled trial. Journal of Consult-
ing and Clinical Psychology, 86, 89–98.
Ng, W., & Diener, E. (2009). Personality differences in emotions does
emotion regulation play a role? Journal of Individual Differences,
30(2), 100–106.
Nichols, C. M., Ibañez, L. V., Foss-Feig, J. H., & Stone, W. L. (2014).
Social smiling and its components in high-risk infant siblings without
later ASD symptomatology. Journal of Autism and Developmental Dis-
orders, 44(4), 894–902.
Nie, J., Li, G., & Shen, D. (2013). Development of cortical anatomical
properties from early childhood to early adulthood. Neuroimage, 76,
216–224. doi:10.1016/j.neuroimage.2013.03.021
Niedenthal, P., Rychlowska, M., & Wood, A. (2017). Feelings and con-
texts: Socioecological influences on the nonverbal expression of emo-
tion. Current Opinion in Psychology, 17, 170–175.
https://www.nimh.nih.gov/health/statistics/prevalence/any-mental-illness-ami-among-us-adults.shtml
https://www.nimh.nih.gov/health/statistics/prevalence/any-mental-illness-ami-among-us-adults.shtml
RefeRences454
Niedenthal, P. M. (2007). Embodying emotion. Science, 316, 1002–1005.
Niedenthal, P. M., & Halberstadt, J. H. (2000). Grounding categories in
emotional response. In J. Forgas (Ed.), Feeling and thinking: The role
of affect in social cognition (pp. 357–386). New York, NY: Cambridge
University Press.
Niedenthal, P. M., Mermillod, M., Maringer, M., & Hess, U. (2010).
The Simulation of Smiles (SIMS) model: Embodied simulation and
the meaning of facial expression. Behavioral and Brain Sciences, 33,
417–433.
Niedenthal, P. M., & Setterlund, M. B. (1994). Emotion congruence in
perception. Personality and Social Psychology Bulletin, 20, 401–411.
Niedenthal, P. M., Winkielman, P., Mondillon, L., & Vermeulen, N. (2009).
Embodiment of emotional concepts: Evidence from EMG measures.
Journal of Personality and Social Psychology, 96, 1120–1136.
Nielsen, M., & Dissanayake, C. (2004). Pretend play, mirror self-recog-
nition and imitation: A longitudinal investigation through the second
year. Infant Behavior and Development, 27(3), 342–365.
Nielsen, S. K. K., Lønfeldt, N., Wolitzky-Taylor, K. B., Hageman, I., Van-
qkilde, S., & Daniel, S. I. F. (2017). Adult attachment style and anxi-
ety—The mediating role of emotion regulation. Journal of Affective
Disorders, 218, 253–259.
Nievar, M. A., & Becker, B. J. (2008). Sensitivity as a privileged predictor
of attachment: A second perspective on de Wolff and van IJzendoorn’s
meta-analysis. Social Development, 17(1), 102–114.
Nigg, J. T. (2017). Annual Research Review: On the relations among self-
regulation, self-control, executive functioning, effortful control, cogni-
tive control, impulsivity, risk-taking, and inhibition for developmental
psychopathology. Journal of Child Psychology and Psychiatry, 58(4),
361–383.
Nishida, T., Hasegawa, T., Hayaki, H., Takahata, Y., & Uehara, S. (1992).
Meat-sharing as a coalition strategy by an alpha male chimpanzee. In
T. Nishida, W. C. McGrew, P. Marler, M. Pickford, & F. B. M. De Waal
(Eds.), Topics in primatology, Vol. 1. Human origins (pp. 159–174).
Tokyo, Japan: University of Tokyo Press.
Nishiyori, R. (2016). fNIRS: An emergent method to document functional
cortical activity during infant movements. Frontiers in Psychology, 7,
533. doi:10.3389/fpsyg.2016.00533
Nivard, M. G., Lubke, G. H., Dolan, C. V., Evans, D. M., Pourcain, B.
S., Munafò, M. R., & Middeldorp, C. M. (2017). Joint developmen-
tal trajectories of internalizing and externalizing disorders between
childhood and adolescence. Development and Psychopathology, 29(3),
919–928. doi:10.1017/S0954579416000572
Noble, K. G., Houston, S. M., Brito, N. H., Bartsch, H., Kan, E., Kuper-
man, J. M., . . . Schork, N. J. (2015). Family income, parental education
and brain structure in children and adolescents. Nature Neuroscience,
18(5), 773–778.
Noë, N., Whitaker, R. M., & Allen, S. M. (2016, August). Personal-
ity homophily and the local network characteristics of Facebook.
Advances in Social Networks Analysis and Mining (ASONAM), 2016
IEEE/ACM International Conference on (pp. 386–393). IEEE.
Nofzinger, E. A., Nichols, T. E., Meltzer, C. C., Price, J., Steppe, D. A.,
Miewald, J. M., . . . Moore, R. Y. (1999). Changes in forebrain func-
tion from waking to REM sleep in depression: Preliminary analyses of
[18F] FDG PET studies. Psychiatry Research, 91, 59–78.
Nolen-Hoeksema, S. (2000). The role of rumination in depressive disor-
ders and mixed anxiety/depressive symptoms. Journal of Abnormal
Psychology, 109, 504–511.
Nolen-Hoeksema, S. (2002). Gender differences in depression. In I. H.
Gotlib & C. L. Hammen (Eds.), Handbook of depression (pp. 492–
509). New York, NY: Guilford.
Nolen-Hoeksema, S., & Jackson, B. (2001). Mediators of the gender dif-
ference in rumination. Psychology of Women Quarterly, 25, 37–47.
Nolen-Hoeksema, S., Larson, J., & Grayson, C. (1999). Explaining the
gender difference in depression. Journal of Personality and Social Psy-
chology, 77, 1061–1072.
Nolen-Hoeksema, S., & Morrow, J. (1991). A prospective study of depres-
sion and posttraumatic stress symptoms after a natural disaster: The
1989 Loma Prieta earthquake. Journal of Personality and Social Psy-
chology, 61, 115–121.
Nolen-Hoeksema, S., Morrow, J., & Fredrickson, B. J. (1993). Response
styles and the duration of episodes of depressed mood. Journal of
Abnormal Psychology, 102, 20–28.
Nolen-Hoeksema, S., Parker, L. E., & Larson, J. (1994). Ruminative cop-
ing with depressed mood following loss. Journal of Personality and
Social Psychology, 67, 92–104.
Noon-Erez, N. B., Rodrigues, M., Tackett, J., Perlman, M., & Jenkins, J. (in
press). Sibling personality traits, dyadic gender composition, and their
association with sibling relationship quality. Merill Palmer Quarterly.
Norcross, J. C., & Goldfried, M. R. (Eds.). (2005). Handbook of psycho-
therapy integration (2nd ed.). New York, NY: Oxford University Press.
Noriuchi, M., Kikuchi, Y., & Senoo, A. (2008). The functional neuroanat-
omy of maternal love: Mother’s response to infant’s attachment behav-
iors. Biological Psychiatry, 63(4), 415–423.
Norman, R. E., Byambaa, M., De, R., Butchart, A., Scott, J., & Vos, T.
(2012). The long-term health consequences of child physical abuse,
emotional abuse, and neglect: A systematic review and meta-analysis.
PLoS Medicine, 9(11), e1001349. doi:10.1371/journal.pmed.1001349
Nowak, M., & Highfield, R. (2011). Super Cooperators. New York, NY:
Free press.
Nummenmaa, L., Glerean, E., Hari, R., & Hietanen, J. K. (2014). Bodily
maps of emotions. Proceedings of the National Academy of Sciences,
111(2), 646–651.
Nummenmaa, L., & Saarimäki, H. (2017). Emotions as discrete patterns of
systemic activity. Neuroscience Letters (In Press).
Nummenmaa, L., Tuominen, L., Dunbar, R., Hirvonen, J., Manninen, S.,
Arponen, E., . . . Sams, M. (2016). Social touch modulates endogenous
μ-opioid system activity in humans. Neuroimage, 138, 242–247.
Nussbaum, M. (2001). Upheavals of thought: The intelligence of emotions.
New York, NY: Cambridge University Press.
References 455
Nussbaum, M. C. (1986). The fragility of goodness: Luck and ethics in
Greek tragedy and philosophy. Cambridge, England: Cambridge Uni-
versity Press.
Nussbaum, M. C. (1994). The therapy of desire: Theory and practice in
Hellenistic ethics. Princeton, NJ: Princeton University Press.
Nussbaum, M. C. (2004). Hiding from humanity: Disgust, shame, and the
law. Princeton, NJ: Princeton University Press.
O’Connor, F. (1963). My Oedipus complex and other stories. London,
England: Penguin Books.
O’Connor, T. G., Ben-Shlomo, Y., Heron, J., Golding, J., Adams, D., &
Glover, V. (2005). Prenatal anxiety predicts individual differences in cor-
tisol in pre-adolescent children. Biological Psychiatry, 58(3), 211–217.
O’Connor, T. G., Heron, J., Golding, J., & Glover, V. (2003). Maternal
antenatal anxiety and behavioural/emotional problems in children: A
test of a programming hypothesis. Journal of Child Psychology and
Psychiatry, 44, 1025–1036.
O’Connor, T. G., Marvin, R. S., Rutter, M., Olrick, J. T., Britner, P. A.,
& English and Romanian Adoptees Study Team. (2003). Child-parent
attachment following early institutional deprivation. Development and
Psychopathology, 15, 19–38.
O’Doherty, J., Kringelbach, M., Rolls, E., Hornak, J., & Andrews, C.
(2001). Abstract reward and punishment representations in the human
orbitofrontal cortex. Nature Neuroscience, 4, 95–102.
O’Donnell, K., O’Connor, T. G., & Glover. (2009). Prenatal stress and
neurodevelopment of the child: Focus on the HPA axis and role of the
placenta. Developmental Neuroscience, 31, 285–292.
Oatley, K. (1988). Life events, social cognition and depression. In S. Fisher
& J. Reason (Eds.), Hand-book of life stress, cognition and health (pp.
543–557). New York, NY: Wiley.
Oatley, K. (1992). Best laid schema: The psychology of emotions. New
York, NY: Cambridge University Press.
Oatley, K. (1999). Why fiction may be twice as true as fact: Fiction as
cognitive and emotional simulation. Review of General Psychology,
3, 101–117.
Oatley, K. (2002). Emotions and the story worlds of fiction. In M. C.
Green, J. J. Strange, & T. C. Brock (Eds.), Narrative impact: Social
and cognitive foundations (pp. 39–69). Mahwah, NJ: Erlbaum.
Oatley, K. (2003). Creative expression and communication of emotion in
the visual and narrative arts. In R. J. Davidson, K. R. Scherer, & H. H.
Goldsmith (Eds.), Handbook of affective sciences (pp. 481–502). New
York, NY: Oxford University Press.
Oatley, K. (2004a). From the emotions of conversation to the passions of
fiction. In A. S. R. Manstead, N. Frijda, & A. Fischer (Eds.), Feelings
and emotions: The amsterdam symposium (pp. 98–115). Cambridge,
England: Cambridge University Press.
Oatley, K. (2004b). Scripts, transformations, and suggestiveness, of emo-
tions in Shakespeare and Chekhov. Review of General Psychology, 8,
323–340.
Oatley, K. (2004c). Emotions: A brief history. Malden, MA: Blackwell.
Oatley, K. (2010). Other bodies, other minds. Review of Avatar (2009) dir.
James Cameron, PsycCRITIQUES, 55(5), 2010.
Oatley, K. (2011). Such stuff as dreams: The psychology of fiction. Oxford,
England: Wiley-Blackwell.
Oatley, K. (2016). Fiction: Simulation of social worlds. Trends in Cogni-
tive Sciences, 20(8), 618–628.
Oatley, K. (2018). Our minds, our selves: A brief history of psychology.
Princeton, NJ: Princeton University Press.
Oatley, K., & Bolton, W. (1985). A social-cognitive theory of depression in
reaction to life events. Psychological Review, 92, 372–388.
Oatley, K., & Djikic, M. (2002). Emotions and transformation: Varieties
of experience of identity. Journal of Consciousness Studies, 9–10,
97–116.
Oatley, K., & Duncan, E. (1992). Incidents of emotion in daily life. In K.
T. Strongman (Ed.), International review of studies on emotion (pp.
250–293). Chichester, England: Wiley.
Oatley, K., & Duncan, E. (1994). The experience of emotions in everyday
life. Cognition and Emotion, 8, 369–381.
Oatley, K., & Jenkins, J. M. (1992). Human emotions: Function and dys-
function. Annual Review of Psychology, 43, 55–85.
Oatley, K., & Johnson-Laird, P. N. (1987). Towards a cognitive theory of
emotions. Cognition and Emotion, 1, 29–50.
Oatley, K., & Johnson-Laird, P. N. (1995). The communicative theory of
emotions: Empirical tests, mental models, and implications for social
interaction. In L. L. Martin & A. Tesser (Eds.), Striving and feeling:
Interactions among goals, affect, and self-regulation (pp. 363–393).
Mahwah, NJ: Erlbaum.
Oatley, K., & Johnson-Laird, P. N. (2011). Basic emotions in social rela-
tionships, reasoning, and psychological illnesses. Emotion Review, 3,
424–433.
Oatley, K., & Perring, C. (1991). A longitudinal study of psychological and
social factors affecting recovery from psychiatric breakdown. British
Journal of Psychiatry, 158, 28–32.
Oberle, E., Schonert-Reichl, K., & Thomson, K. C. (2010). Understanding
the link between social and emotional well-being and peer relations
in early adolescence: Gender-specific predictors of peer acceptance.
Journal of Youth and Adolescence, 39(11), 1330–1342.
Oberman, L., Winkielman, P., & Ramachandran, V. S. (2007). Face to face:
Blocking facial mimicry can selectively impair recognition of emo-
tional expressions. Social Neuroscience, 2, 167–178.
Ochsner, K. N. (2008). The social-emotional processing stream: Five
core constructs and their translational potential for schizophrenia and
beyond. Biological Psychiatry, 64, 48–61.
Ochsner, K. N., Bunge, S. A., Gross, J. J., & Gabrieli, J. D. E. (2002).
Rethinking feelings: An fMRI study of the cognitive regulation of emo-
tion. Journal of Cognitive Neuroscience, 14, 1215–1229.
Ochsner, K. N., & Gross, J. J. (2008). Cognitive emotion regulation:
Insights from social cognitive and affective neuroscience. Currents
Directions in Psychological Science, 17(1), 153–158.
RefeRences456
Ochsner, K., & Schachter, D. (2003). Remembering emotional events: A
social cognitive and neuroscience approach. In R. J. Davidson, K. R.
Scherer, & H. H. Goldsmith (Eds.), Handbook of affective sciences (pp.
643–660). New York, NY: Oxford University Press.
O’Connor, T. G., & Croft, C. M. (2001). A twin study of attachment in
preschool children. Child Development, 72(5), 1501–1511.
Odgers, C. L. (2015). Income inequality and the developing child: Is it all
relative?. American Psychologist, 70(8), 722. doi:10.1037/a0039836
Odgers, C. L., Moffitt, T. E., Broadbent, J. M., Dickson, N., Hancox, R.
J., Harrington, H., . . . Caspi, A. (2008). Female and male antisocial
trajectories: From childhood origins to adult outcomes. Development
and Psychopathology, 20(02), 673–716.
O’Driscoll, C., Laing, J., & Mason, O. (2014). Cognitive emotion regula-
tion strategies, alexithymia and dissociation in schizophrenia, a review
and meta-analysis. Clinical Psychology Review, 34, 482–495.
Oenguer, D., & Price, J. L. (2000). The organization of networks within
the orbital and medial prefrontal cortex of rats, monkeys, and humans.
Cerebral Cortex, 10(3), 206–219.
Offord, D. R., Boyle, M. H., Racine, Y. A., Fleming, J. E., Cadman, D. T.,
Blum, H. M., . . . MacMillan, H. L. (1992). Outcome, prognosis, and
risk in a longitudinal follow-up study. Journal of the American Acad-
emy of Child & Adolescent Psychiatry, 31(5), 916–923.
Ogas, O., & Gaddam, S. (2011). A billion wicked thoughts: What the
world’s largest experiment reveals about hidden desires. New York,
NY: Dutton.
Ohgi, S., Fukuda, M., Moriuchi, H., Kusumoto, T., Akiyama, T., Nugent,
J. K., . . . Saitoh, H. (2002). Comparison of kangaroo care and stand-
ard care: Behavioral organization, development, and temperament in
healthy, low-birth-weight infants through 1 year. Journal of Perinatol-
ogy, 22(5), 374–379.
Öhman, A. (1986). Face the beast and fear the face: Animal and social
fears as prototypes for evolutionary analyses of emotion. Psychophysi-
ology, 23, 123–145.
Öhman, A. (2000). Fear and anxiety: Evolutionary, cognitive, and clinical
perspectives. In M. Lewis & J. Haviland-Jones (Eds.), Handbook of
emotions (2nd ed., pp. 573–593). New York, NY: Guilford.
Öhman, A., & Dimberg, U. (1978). Facial expressions as conditioned stim-
uli for electrodermal responses: A case of “preparedness”? Journal of
Personality and Social Psychology, 36, 1251–1258.
Öhman, A., & Mineka, S. (2001). Fears, phobias, and preparedness:
Towards an evolved module of fear and fear learning. Psychological
Review, 108(3), 483–522.
Öhman, A., & Soares, J. J. F. (1994). “Unconscious anxiety”: Phobic
responses to masked stimuli. Journal of Abnormal Psychology, 103,
231–240.
Oishi, S., Kesebir, S., & Diener, E. (2011). Income inequality and happi-
ness. Psychological Science, 22, 1095–1100.
Oishi, S., Schimmack, U., & Diener, E. (2012). Progressive taxation
and the subjective well-being of nations. Psychological Science, 23,
86–92.
Olds, D. L., Eckenrode, J., Henderson, C. R., Kitzman, H., Powers, J.,
Cole, R., . . . Luckey, D. (1997). Long-term effects of home visita-
tion on maternal life course and child abuse and neglect: Fifteen-year
follow-up of a randomized trial. JAMA, 278(8), 637–643.
Olds, D. L., Henderson, C. R., Tatelbaum, R., & Chamberlin, R. (1986).
Improving the delivery of prenatal care and outcomes of pregnancy:
A randomized trial of nurse home visitation. Pediatrics, 77(1), 16–28.
Olds, D. L., Kitzman, H., Hanks, C., Cole, R., Anson, E., Sidora-Arco-
leo, K., . . . Stevenson, A. J. (2007). Effects of nurse home visiting on
maternal and child functioning: Age-9 follow-up of a randomized trial.
Pediatrics, 120(4), e832–e845.
Olds, D. L., Sadler, L., & Kitzman, H. (2007). Programs for parents of
infants and toddlers: Recent evidence from randomized trials. Journal
of Child Psychology and Psychiatry, 48(3–4), 355–391.
Olds, J., & Milner, P. (1954). Positive reinforcement produced by electri-
cal stimulation of septal area and other regions of rat brain. Journal of
Comparative and Physiological Psychology, 47, 419–427.
Olff, M., Frijling, J. L., Kubzansky, L. D., Bradley, B., Ellenbogen, M.
A., Cardoso, C., . . . van Zuiden, M. (2013). The role of oxytocin in
social bonding, stress regulation and mental health: An update on the
moderating effects of context and interindividual differences. Psycho-
neuroendocrinology, 38(9), 1883–1894.
Olfson, M., Druss, B. G., & Marcus, S. C. (2015). Trends in mental health
care among children and adolescents. New England Journal of Medi-
cine, 372(21), 2029–2038. doi:10.1056/NEJMsa1413512
Ollendick, T. H., & King, N. J. (2004). Empirically supported treatments
for children and adolescents: Advances toward Evidence-Based prac-
tice. In P. M. Barrett & T. H. Ollendick (Eds.), Handbook of interven-
tions that work with children and adolescents (pp. 1–25). West Sussex,
England: John Wiley & Sons.
Olson, D. R. (1994). The world on paper. New York, NY: Cambridge Uni-
versity Press.
Oltmanns, T. F. (2003). Case studies in abnormal psychology (6th ed.).
New York, NY: Wiley.
Ong, A. D., Benson, L., Zautra, A. J., & Ram, N. (2018). Emodiversity and
biomarkers of inflammation. Emotion, 18(1), 3.
Ontai, L. L., & Thompson, R. A. (2002). Patterns of attachment and mater-
nal discourse effects on children’s emotion understanding from 3 to 5
years of age. Social Development, 11(4), 433–450.
Oppenheim, D., & Koren-Karie, N. (2002). Mothers’ insightfulness
regarding their children’s internal worlds: The capacity underlying
secure child–mother relationships. Infant Mental Health Journal,
23(6), 593–605.
Orlinsky, D. E., & Howard, K. I. (1980). Gender and psychotherapeutic
outcome. In A. M. Brodsky & R. T. Hare-Martin (Eds.), Women and
psychotherapy (pp. 3–34). New York, NY: Guilford.
Ormel, J., Bastiaansen, A., Riese, H., Bos, E. H., Servaas, M., Ellenbogen,
M., . . . Aleman, A. (2013). The biological and psychological basis
of neuroticism: Current status and future directions. Neuroscience &
Biobehavioral Reviews, 37(1), 59–72.
References 457
O’roak, B. J., Stessman, H. A., Boyle, E. A., Witherspoon, K. T., Martin,
B., Lee, C., . . . Eichler, E. E. (2014). Recurrent de novo mutations
implicate novel genes underlying simplex autism risk. Nature Com-
munications, 5, 5595. doi:10.1038/ncomms6595
Orobio de Castro, B., Veerman, J., Koops, W., Bosch, J., & Monshouwer,
H. (2002). Hostile attribution of intent and aggressive behavior: A
meta-analysis. Child Development, 73, 916–934.
Orth, U., Trzesniewski, K. H., & Robins, R. W. (2010). Self-esteem devel-
opment from young adulthood to old age: A cohort-sequential longi-
tudinal study. Journal of Personality and Social Psychology, 98(4),
645–658.
Orth-Gomer, K., Wamala, S. P., Horsten, M., Schenck-Gustafsson, K.,
Schneiderman, N., & Mittleman, M. A. (2000). Marital stress wors-
ens prognosis in women with coronary heart disease: The stockholm
female coronary risk study. Journal of the American Medical Associa-
tion, 284, 3008–3014.
Ortony, A., Clore, G., & Collins, A. (1988). The cognitive structure of emo-
tions. New York, NY: Cambridge University Press.
Osgood, C. E., May, W. H., & Miron, M. S. (1975). Cross-cultural univer-
sals of affective meaning. Urbana, IL: Illinois University Press.
Oskis, A., Loveday, C., Hucklebridge, F., Thorn, L., & Clow, A. (2011).
Anxious attachment style and salivary cortisol dysregulation in healthy
female children and adolescents. Journal of Child Psychology and Psy-
chiatry, 52(2), 111–118.
Öst, L. G. (2008). Efficacy of the third wave of behavioral therapies: A sys-
tematic review and meta-analysis. Behaviour Research and Therapy,
46, 296–321.
Oster, H. (2005). The repertoire of infant facial expressions: An ontoge-
netic perspective. In J. Nadel & D. Muir (Eds.), Emotional develop-
ment: Recent research advances (pp. 261–292). Oxford, England:
Oxford University press.
Oster, H. (2006). Baby FACS: Facial Action Coding System for infants
and young children. Unpublished monograph and coding manual, New
York University.
Osumi, T., & Ohira, H. (2009). Cardiac responses predict decisions: An
investigation of the relation between orienting response and decisions
in the ultimatum game. International Journal of Psychophysiology,
74, 74–79.
Ouellet-Morin, I., Wong, C. C. Y., Danese, A., Pariante, C. M., Papado-
poulos, A. S., Mill, J., & Arseneault, L. (2013). Increased serotonin
transporter gene (SERT) DNA methylation is associated with bully-
ing victimization and blunted cortisol response to stress in childhood:
A longitudinal study of discordant monozygotic twins. Psychological
Medicine, 43(9), 1813–1823.
Oveis, C., Cohen, A. B., Gruber, J., Shiota, M. N., Haidt, J., & Keltner, D.
(2009). Resting respiratory sinus arrhythmia is associated with tonic
positive emotionality. Emotion, 9, 265–270.
Oveis, C., Horberg, E. J., & Keltner, D. (2010). Compassion, pride, and
social intuitions of self-other similarity. Journal of Personality and
Social Psychology, 98, 618–630.
Oveis, C., Spectre, A., Smith, P. K., Liu, M. Y., & Keltner, D. (2016).
Laughter conveys status. Journal of Experimental Social Psychology,
65, 109–115.
Overton, W. F. (2006). Developmental psychology: Philosophy, concepts,
methodology. In R. M. Lerner, Handbook of child psychology, Volume
1: Theoretical models of human development (6th ed., pp. 18–88).
Hoboken, NJ: John Wiley & Sons.
Owren, M. J., & Bachorowski, J. (2001). The evolution of emotional
expression: A “selfish-gene” account of smiling and laughter in early
hominids and humans. In T. J. Mayne & G. A. Bonanno (Eds.), Emo-
tions: Current issues and future directions (pp. 152–191). New York,
NY: Guilford.
Ozer, D. J., & Benet-Martínez, V. (2006). Personality and the prediction
of consequential outcomes. Annual Review of Psychology, 57(1),
401–421.
Ozonoff, S., Young, G. S., Carter, A., Messinger, D., Yirmiya, N., Zwaigen-
baum, L., . . . & Dobkins, K. (2011). Recurrence risk for autism spec-
trum disorders: A baby siblings research consortium study. Pediatrics,
128(3), e488–e495.
Page, D. (1955). Sappho and Alceus: An introduction to the study of
ancient Lesbian poetry. Oxford, England: Oxford University Press.
Page-Gould, E., & Mendoza-Denton, R. (2011). Friendship and social
interaction with outgroup members. In L. R. Tropp & R. Mallett (Eds.),
Beyond prejudice reduction: Pathways to positive intergroup relations
(pp. 139–158). Washington, DC: APA Books.
Pagliaccio, D., Luby, J. L., Bogdan, R., Agrawal, A., Gaffrey, M. S.,
Belden, A. C., . . . & Barch, D. M. (2014). Stress-system genes and
life stress predict cortisol levels and amygdala and hippocampal vol-
umes in children. Neuropsychopharmacology, 39(5), 1245–1253.
doi:10.1038/npp.2013.327
Pagliaccio, D., Luby, J. L., Bogdan, R., Agrawal, A., Gaffrey, M. S.,
Belden, A. C., . . . & Barch, D. M. (2015). Amygdala functional con-
nectivity, HPA axis genetic variation, and life stress in children and
relations to anxiety and emotion regulation. Journal of Abnormal Psy-
chology, 124(4), 817.
Panksepp, J. (1993). Neurochemical control of moods and emotions:
Amino acids to neuropeptides. In M. Lewis & J. M. Haviland (Eds.),
Handbook of emotions (pp. 87–107). New York, NY: Guilford.
Panksepp, J. (2001). The neuro-evolutionary cusp between emotions and
cognitions: Implications for understanding consciousness and the
emergence of a unified mind science. Evolution and Cognition, 7,
141–163.
Panksepp, J. (2005). Affective consciousness: Core emotional feelings in
animals and humans. Consciousness and Cognition, 14, 30–80.
Panksepp, J. (2005). Beyond a joke: From animal laughter to human joy.
Science, 308, 62–63.
Panksepp, J., Lane, R. D., Solms, M., & Smith, R. (2017). Reconciling
cognitive and affective neuroscience perspectives on the brain basis
of emotional experience. Neuroscience & Biobehavioral Reviews, 76,
187–215.
RefeRences458
Panksepp, J., Nelson, E., & Bekkedal, M. (1997). Brain systems for the
mediation of social separation distress and social-reward. Evolution-
ary antecedents and neuropeptide intermediaries. In C. S. Carter, I. I.
Lederhendler, & B. Kirkpatrick (Eds.), The integrative neurobiology
of affiliation (Vol. 807, pp. 78–100). New York: New York Academy
of Sciences.
Panksepp, J., & Biven, L. (2012). The archeology of mind: Neuroevolu-
tionary Origins of Human Emotion. New York: New York: WW Norton
publishing.
Papez, J. W. (1937). A proposed mechanism of emotion. Archives of Neu-
rology and Psychiatry, 38, 725–743.
Pappa, I., Fedko, I. O., Mileva-Seitz, V. R., Hottenga, J. J., Bakermans-
Kranenburg, M. J., Bartels, M., . . . Boomsma, D. I. (2015). Single
nucleotide polymorphism heritability of behavior problems in child-
hood: Genome-wide complex trait analysis. Journal of the American
Academy of Child & Adolescent Psychiatry, 54(9), 737–744.
Pappa, I., Szekely, E., Mileva-Seitz, V. R., Luijk, M. P., Bakermans-
Kranenburg, M. J., van IJzendoorn, M. H., & Tiemeier, H. (2015).
Beyond the usual suspects: A multidimensional genetic exploration of
infant attachment disorganization and security. Attachment & Human
Development, 17(3), 288–301.
Pappert, A. T., Williams, A., & Moore, C. (2017). The influence of com-
petition on resource allocation in preschool children. Social Develop-
ment, 26(2), 367–381.
Pardini, D., & Frick, P. J. (2013). Multiple developmental pathways to
conduct disorder: Current conceptualizations and clinical implications.
Journal of the Canadian Academy of Child and Adolescent Psychia-
try, 22(1), 20–25. Retrieved from http://www.ncbi.nlm.nih.gov/pub-
med/23390429
Park, B., Tsai, J., Chim, L., & Blevins, E. (2016). Neural evidence for cul-
tural differences in the valuation of positive facial expressions. Social
Cognitive and Affective Neuroscience, 11, 243–252.
Parke, R. D. (1994). Progress, paradigms, and unresolved problems: A
commentary on recent advances in our understanding of children’s
emotions. Merrill-Palmer Quarterly, 40(1), 157–169.
Parker, J. G., & Asher, S. R. (1993). Friendship and friendship quality in
middle childhood: Links between peer group acceptance and feelings
of loneliness and social dissatisfaction. Developmental Psychology, 29,
611–621.
Parkes, A., Sweeting, H., & Wight, D. (2016). Early childhood precursors
and school age correlates of different internalising problem trajectories
among young children. Journal of Abnormal Child Psychology, 44(7),
1333–1346. doi:10.1007/s10802-015-0116-6
Parkinson, B. (1996). Emotions are social. British Journal of Psychology,
87, 663–683.
Parkinson, B., Fischer, A. H., & Manstead, A. S. R. (2004). Emotion in
social relations: Cultural, group, and interpersonal processes. Phila-
delphia, PA: Psychology Press.
Parrott, W. G., & Sabini, J. (1990). Mood and memory under natural con-
ditions: Evidence for mood incongruent recall. Journal of Personality
and Social Psychology, 59, 321–336.
Parrott, W. G., & Smith, S. F. (1991). Embarrassment: Actual vs. typical
cases and classical vs. prototypical representations. Cognition and
Emotion, 5, 467–488.
Parrott, W. G., & Spackman, M. P. (2000). Emotion and memory. In M.
Lewis & J. Haviland-Jones (Eds.), Handbook of emotions (2nd ed., pp.
476–490). New York, NY: Guilford.
Parry, G., & Shapiro, D. A. (1986). Social support and life events in work-
ing-class women. Archives of General Psychiatry, 43, 315–323.
Parsons, C., E., Crane, C., Parsons, L., Fjoback, L. O., & Kuyken, W.
(2017). Home practice in mindfulness-based cognitive therapy and
mindfulness-based stress reduction: A systematic review and metaanal-
ysis of participants’ mindfulness practice and its association with out-
comes. Behaviour Research and Therapy, 95, 29–41.
Paster, G. K., Rowe, K., & Floyd-Wilson, M. (Eds.). (2004). Reading the
passions: Essays on the cultural history of emotion. Philadelphia: Uni-
versity of Pennsylvania Press.
Patalay, P., Fonagy, P., Deighton, J., Belsky, J., Vostanis, P., & Wolpert, M.
(2015). A general psychopathology factor in early adolescence. British
Journal of Psychiatry, 207(1), 15–22. doi:10.1192/bjp.bp.114.149591
Patel, V., Araya, R., De Lima, M., Ludermir, A., & Todd, C. (1999).
Women, poverty and common mental disorders in four restructuring
societies. Social Science and Medicine, 49, 1461–1471.
Patrick, C. J. (Ed.). (2018). Handbook of psychopathy, (2nd ed.) New York:
Guilford.
Patterson, G., Reid, J., & Dishion, T. (1992). A social learning approach:
Vol. 4. Antisocial boys. Eugene, OR: Castalia.
Patterson, G. R. (1982). Coercive family process. Eugene, OR: Castalia.
Patterson, G. R. (1986). Performance models for antisocial boys. American
Psychologist, 41(4), 432.
Pauli-Pott, U., Friedel, S., Hinney, A., & Hebebrand, J. (2009). Serotonin
transporter gene polymorphism (5-HTTLPR), environmental condi-
tions, and developing negative emotionality and fear in early child-
hood. Journal of Neural Transmission, 116(6), 503–512.
Paulus, M. (2014). The emergence of prosocial behavior: Why do infants
and toddlers help, comfort, and share? Child Development Perspec-
tives, 8(2), 77–81.
Paulus, M., Kühn-Popp, N., Licata, M., Sodian, B., & Meinhardt, J. (2013).
Neural correlates of prosocial behavior in infancy: Different neurophysi-
ological mechanisms support the emergence of helping and comforting.
Neuroimage, 66, 522–530.
Paulus, M., & Moore, C. (2017). Preschoolers’ generosity increases with
understanding of the affective benefits of sharing. Developmental Sci-
ence, 20(3). doi:10.1111/desc.12417
Pavlenko, A. (2005). Emotions and multilingualism. New York:
Cambridge University Press.
Pavlov, I. P. (1927). Conditioned reflexes (G. V. Anrep, Trans.). New York,
NY: Dover (current edition 1960).
Pearson, R. M., Evans, J., Kounali, D., Lewis, G., Heron, J., Ramchan-
dani, P. G., . . . Stein, A. (2013). Maternal depression during pregnancy
and the postnatal period: Risks and possible mechanisms for offspring
http://www.ncbi.nlm.nih.gov/pubmed/23390429
http://www.ncbi.nlm.nih.gov/pubmed/23390429
References 459
depression at age 18 years. JAMA Psychiatry, 70(12), 1312–1319.
doi:10.1001/jamapsychiatry.2013.2163
Pecina, S., & Berridge, K. C. (2000). Opioid site in nucleus accumbens
shell mediates eating and hedonic “liking” for food: Map based on
microinjection Fos plumes. Brain Research, 863, 71–86.
Pedersen, C. (1997). Oxytocin control of maternal behavior. Regulation by
sex steroids and offspring stimuli. Annals of the New York Academy of
Sciences, 807, 126–145.
Pellicano, E. (2012). The development of executive function
in autism. Autism Research and Treatment, 2012, 146132.
doi:10.1155/2012/146132
Peltola, M. J., Hietanen, J. K., Forssman, L., & Leppänen, J. M. (2013).
The emergence and stability of the attentional bias to fearful faces in
infancy. Infancy, 18(6), 905–926.
Peltola, M. J., Leppänen, J. M., Vogel-Farley, V. K., Hietanen, J. K., & Nel-
son, C. A. (2009). Fearful faces but not fearful eyes alone delay atten-
tion disengagement in 7-month-old infants. Emotion, 9(4), 560–565.
Peng, K., Ames, D., & Knowles, E. (2001). Culture and human inference:
Perspectives from three traditions. In D. Masumoto (Ed.), Handbook
of culture and psychology (pp. 243–263). New York, NY: Oxford Uni-
versity Press.
Peng, K., & Nisbett, R. (1999). Culture, dialectics, and reasoning about
contradiction. American Psychologist, 54, 741–754.
Pennebaker, J. W. (1989). Confession, inhibition, and disease. In L.
Berkowitz (Ed.), Advances in experimental social psychology (Vol. 22,
pp. 211–244). San Diego, CA: Academic Press.
Pennebaker, J. W. (1997). Writing about emotional experiences as a thera-
peutic process. Psychological Science, 8, 162–166.
Pennebaker, J. W. (2002). Writing, social processes, and psychotherapy:
From past to future. In S. J. Lepore & J. M. Smyth (Eds.), The writ-
ing cure: How expressive writing promotes health and emotional
well-being (pp. 281–291). Washington, DC: American Psychological
Association.
Pennebaker, J. W. (2012). Can expressive writing change emotions? An
oblique answer to a misguided question. In D. Hermans, B. Rimé, &
B. Mesquita (Eds.), Changing emotions. Hove, England: Psychology
Press.
Pennebaker, J. W., & Chung, C. K. (2011). Expressive writing: Connections
to mental and physical health. In H. S. Friedman (Ed.), Oxford hand-
book of health psychology. New York, NY: Oxford University Press.
Pennebaker, J. W., Kiecolt-Glaser, J. K., & Glaser, R. (1988). Disclosure of
traumas and immune function: Health implications of psychotherapy.
Journal of Consulting and Clinical Psychology, 56, 239–245.
Pennebaker, J. W., Mehl, M. R., & Niederhoffer, K. G. (2003). Psycho-
logical aspects of natural language use: Our words, our selves. Annual
Review of Psychology, 54, 547–577.
Pennebaker, J. W., & Seagal, J. D. (1999). Forming a story: The health
benefits of narrative. Journal of Clinical Psychology, 55, 1243–1254.
Pennebaker, J. W., Zech, E., & Rimé, B. (2001). Disclosing and sharing
emotion: Psychological, social, and health consequences. In M. S.
Stroebe, R. O. Hansson, W. Stroebe, & H. Schut (Eds.), Handbook of
bereavement research: Consequences, coping, and care (pp. 517–543).
Washington, DC: American Psychological Association.
Pennington, N., & Hastie, R. (1988). Explanation-based decision making:
Effects of memory structure on judgment. Journal of Experimental
Psychology: Learning, Memory, and Cognition, 14, 521–533.
Perälä, J., Suvisaari, J., Saarni, S. I., Kuoppasalmi, K., Isometsä, E.,
Pirkola, S., . . . Lönngvist, J. (2007). Lifetime prevalence of psychotic
and bipolar I disorders in a general population. Archives of General
Psychiatry, 64, 19–28.
Pergamin-Hight, L., Bakermans-Kranenburg, M. J., van IJzendoorn, M.
H., & Bar-Haim, Y. (2012). Variations in the promoter region of the
serotonin transporter gene and biased attention for emotional informa-
tion: A meta-analysis. Biological Psychiatry, 71(4), 373–379.
Perlman, M., Lyons-Amos, M., Leckie, G., Steele, F., & Jenkins, J. (2015).
Capturing the temporal sequence of interaction in young siblings.
PLoS One, 10(5), e0126353.
Perner, J., Ruffman, T., & Leekam, S. (1994). Theory of mind is contagious
- you catch it from your sibs. Child Development, 65(4), 1228–1238.
Perou, R., Bitsko, R. H., Blumberg, S. J., Pastor, P., Ghandour, R. M., Gfro-
erer, J. C., . . . Huang, L. N. (2013). Mental health surveillance among
children—United States, 2005–2011. MMWR Supplements, 62(2),
1–35. Retrieved from http://www.ncbi.nlm.nih.gov/pubmed/23677130
Perper, T. (1985). Sex signals: The biology of love. Philadelphia, PA: ISI
Press.
Perrow, C. (1984). Normal accidents: Living with high-risk technologies.
New York, NY: Basic Books.
Perry, N. B., Nelson, J. A., Calkins, S. D., Leerkes, E. M., O’Brien, M.,
& Marcovitch, S. (2014). Early physiological regulation predicts
the trajectory of externalizing behaviors across the preschool period.
Developmental Psychobiology, 56(7), 1482–1491. doi:10.1002/dev.
21228
Perry, N. B., Nelson, J. A., Swingler, M. M., Leerkes, E. M., Calkins, S. D.,
Marcovitch, S., & O’brien, M. (2013). The relation between maternal
emotional support and child physiological regulation across the pre-
school years. Developmental Psychobiology, 55(4), 382–394.
Pervanidou, P., & Chrousos, G. P. (2012). Metabolic consequences of
stress during childhood and adolescence. Metabolism, 61(5), 611–619.
doi:10.1016/j.metabol.2011.10.005
Petersen, I. T., Bates, J. E., Dodge, K. A., Lansford, J. E., & Pettit, G. S.
(2015). Describing and predicting developmental profiles of external-
izing problems from childhood to adulthood. Development and Psy-
chopathology, 27(3), 791–818. doi:10.1017/S0954579414000789
Peterson, C. (2000). Kindred spirits—Influences of siblings’ perspectives
on theory of mind. Cognitive Development, 15(4), 435–455.
Peterson, G., Mehl, L., & Leiderman, H. (1979). The role of some birth
related variables in father attachment. American Journal of Orthopsy-
chiatry, 40, 330–338.
Petty, R., & Cacioppo, J. (1986). The elaboration likelihood model of
persuasion. In L. Berkowitz (Ed.), Advances in experimental social
psychology (Vol. 19, pp. 124–205). New York, NY: Academic Press.
http://www.ncbi.nlm.nih.gov/pubmed/23677130
RefeRences460
Phan, K. L., Taylor, S. F., Welsh, R. C., Ho, S.-H., Britton, J. C., & Liber-
zon, I. (2004). Neural correlates of individual ratings of emotional sali-
ence. Neuroimage, 21, 768–780.
Philippot, P., & Segal, Z. V. (2009). Mindfulness based psychological
interventions: Developing emotional awareness for better being. Jour-
nal of Consciousness Studies, 16, 285–306.
Phillips, M. L., Young, A. W., Senior, C., Brammer, M. J., Andrew, C. M.,
Calder, A. J., . . . Davis, A. S. (1997). A specific neural substrate for
perceiving facial expressions of disgust. Nature, 389, 495–498.
Pickles, A., & Angold, A. (2003). Natural categories or fundamental
dimensions: On carving nature at the joints and the rearticulation of
psychopathology. Development and Psychopathology, 15(3), 529–551.
Pickles, A., Rowe, R., Simonoff, E., Foley, D., Rutter, M., & Silberg, J.
(2001). Child psychiatric symptoms and psychosocial impairment:
Relationship and prognostic significance. British Journal of Psychia-
try, 179, 230–235.
Piff, P.K., Kraus, M.W., & Keltner, D. (2018). Unpacking the inequal-
ity paradox: The psychological roots of inequality and social class.
Advances in Experimental Social Psychology, 57, 53–124.
Pillsworth, E. G., Haselton, M. G., & Buss, D. M. (2004). Ovulatory shifts
in female sexual desire. Journal of Sex Research, 41(1), 55–65.
Pilowsky, I., & Katsikitis, M. (1994). The classification of facial emotions:
A computer based taxonomic approach. Journal of Affective Disorders,
30, 61–71.
Pina-Camacho, L., Jensen, S. K., Gaysina, D., & Barker, E. D. (2015).
Maternal depression symptoms, unhealthy diet and child emotional-
behavioural dysregulation. Psychological Medicine, 45(9), 1851–
1860. doi:10.1017/S0033291714002955
Pingault, J. B., Tremblay, R. E., Vitaro, F., Carbonneau, R., Genolini, C.,
Falissard, B., & Côté, S. M. (2011). Childhood trajectories of inatten-
tion and hyperactivity and prediction of educational attainment in early
adulthood: A 16-year longitudinal population-based study. American
Journal of Psychiatry, 168(11), 1164–1170.
Pinney, T. (Ed.). (1963). Essays of George Eliot. New York, NY: Columbia
University Press.
Pinquart, M. (2017). Associations of parenting dimensions and styles with
externalizing problems of children and adolescents: An updated meta-
analysis. Developmental Psychology, 53(5), 873. doi:10.1037/dev0000295
Pinquart, M., & Teubert, D. (2010). Effects of parenting education with
expectant and new parents: A meta-analysis. Journal of Family Psy-
chology, 24(3), 316–327.
Pittam, J., & Scherer, K. R. (1993). Vocal expression and communication
of emotion. In M. Lewis & J. M. Haviland (Eds.), Handbook of emo-
tions (pp. 185–197). New York, NY: Guilford.
Plamondon, A., Browne, D. T., Madigan, S., & Jenkins, J. M. (2017). Dis-
entangling child-specific and family-wide processes underlying nega-
tive mother-child transactions. Journal of Abnormal Child Psychology,
46, 437–447.
Plamper, J. (2015). The history of emotions: An introduction (K. Tibe,
Trans.). Oxford: Oxford University Press.
Plato. (375 BCE). The republic. London, England: Penguin (current edi-
tion 1955).
Plomin, R. (1983). Developmental behavioral genetics. Child Develop-
ment, 54(2), 253–259.
Plomin, R. (2013). Child development and molecular genetics: 14 years
later. Child Development, 84(1), 104–120.
Plomin, R., & Bergeman, C. S. (1991). The nature of nurture: Genetic
influence on environmental measures. Behavioral and Brain Sciences,
14, 373–427.
Plomin, R., Chipuer, H. M., & Loelin, J. C. (1990). Behavioral genetics
and personality. In L. A. Pervin (Ed.), Handbook of personality (pp.
225–243). New York, NY: Guilford.
Plomin, R., DeFries, J. C., Knopik, V. S., & Neiderhiser, J. M. (2016).
Top 10 replicated findings from behavioral genetics. Perspectives on
Psychological Science, 11(1), 3–23.
Plomin, R., DeFries, J. C., & Loehlin, J. C. (1977). Genotype-environment
interaction and correlation in the analysis of human behavior. Psycho-
logical Bulletin, 84(2), 309–322.
Plomin, R., Haworth, C. M. A., & Davis, O. S. P. (2009). Common dis-
orders are quantitative traits. Nature Reviews Genetics, 10, 872–878.
Plomin, R., Lichtenstein, P., Pedersen, N., McClearn, G. E., & Nes-
selroade, J. R. (1990). Genetic influences on life events during the last
half of the life span. Psychology of Aging, 5, 25–30.
Plomin, R., & McGuffin, P. (2003). Psychopathology in the Postgenomic
Era. Annual Review of Psychology, 54, 205–228.
Pluess, M., Bolten, M., Pirke, K. M., & Hellhammer, D. (2010). Mater-
nal trait anxiety, emotional distress, and salivary cortisol in pregnancy.
Biological Psychology, 83(3), 169–175.
Plutchik, R. (1980). Emotion: A psychobioevolutionary synthesis. New
York, NY: Harper & Row.
Pochedly, J.T., Widen, S.C., & Russell, J.A. (2012). What emotion does the
“facial expression of disgust” expression? Emotion, 12(6), 1315–1319.
Polanczyk, G. V., Salum, G. A., Sugaya, L. S., Caye, A., & Rohde, L. A.
(2015). Annual research review: A meta-analysis of the worldwide
prevalence of mental disorders in children and adolescents. Journal
of Child Psychology and Psychiatry, 56(3), 345–365. doi:10.1111/
jcpp.12381
Polderman, T. J., Benyamin, B., De Leeuw, C. A., Sullivan, P. F., Van
Bochoven, A., Visscher, P. M., & Posthuma, D. (2015). Meta-analysis
of the heritability of human traits based on fifty years of twin studies.
Nature Genetics, 47(7), 702–709.
Polirstok, S., & Gottlieb, J. (2006). The impact of positive behavior inter-
vention training for teachers on referral rates for misbehavior, special
education evaluation and student reading achievement in the elemen-
tary grades. International Journal of Behavioral Consultation and
Therapy, 2(3), 354–361.
Pollak, S. D. (2012). The emergence of human emotion: New approaches
to the old nature-nurture debate. Parenting Science and Practice, 12(2–
3), 232–242.
References 461
Pollak, S. D., & Sinha, P. (2002). Effects of early experience on children’s
recognition of facial displays of emotion. Developmental Psychology,
38(5), 784–791.
Pollak, S. D., & Tolley-Schell, S. A. (2003). Selective attention to facial
emotion in physically abused children. Journal of Abnormal Psychol-
ogy, 112(3), 323–338.
Pollard, T. M. (1995). Use of cortisol as a stress marker - practical and theo-
retical problems. American Journal of Human Biology, 7(2), 265–274.
Pollatos, O., Traut-Mattausch, E., Schroeder, H., & Schandry, R. (2007).
Interoceptive awareness mediates the relationship between anxiety
and the intensity of unpleasant feelings. Journal of Anxiety Disorders,
21(7), 931–943.
Polya, G. (1957). How to solve it: A new aspect of mathematical method
(2nd ed.). Garden City, NY: Doubleday.
Pomerantz, A. J. (2016). Clinical psychology: Science, practice, and cul-
ture (4th ed.). Thousand Oaks, CA: Sage.
Pons, F., Harris, P. L., & de Rosnay, M. (2004). Emotion comprehension
between 3 and 11 years: Developmental periods and hierarchical organi-
zation. European Journal of Developmental Psychology, 1(2), 127–152.
Pool, E., Brosch, T., Delplanque, S., & Sander, D. (2016). Attentional bias
for positive emotional stimuli: A meta-analytic investigation. Psycho-
logical Bulletin, 142(1), 79–106.
Popper, K. R. (1962a). Conjectures and refutations. New York, NY: Basic
Books.
Popper, K. R. (1962b). The open society and its enemies (4th ed., Vol. 2).
London, England: Routledge & Kegan Paul.
Porges, S. (1998). Love: An emergent property of the mammalian auto-
nomic nervous system. Pychoendocrinology, 23, 837–861.
Porges, S. W. (2003). The polyvagal theory: Phylogenetic contributions to
social behavior. Physiology & Behavior, 79(3), 503–513.
Posner, M. I., & Rothbart, M. K. (2000). Developing mechanisms of self-
regulation. Development and Psychopathology, 12, 427–441.
Potijk, M. R., de Winter, A. F., Bos, A. F., Kerstjens, J. M., & Reijneveld, S.
A. (2012). Higher rates of behavioural and emotional problems at pre-
school age in children born moderately preterm. Archives of Disease in
Childhood, 97(2), 112–117. doi:10.1136/adc.2011.300131
Potts, R. (1998). Variability selection in hominid evolution. Evolutionary
Anthropology, 7, 81–96.
Power, M., & Dalgleish, T. (2008). Cognition and emotion: From order to
disorder (2nd ed.). Hove, England: Psychology Press.
Power, T. G., & Hill, L. G. (2010). Individual differences in appraisal of
minor, potentially stressful events: A cluster analytic approach. Cogni-
tion and Emotion, 24, 1081–1094.
Powers, S. I., Pietromonaco, P. R., Gunlicks, M., & Sayer, A. (2006). Dat-
ing couples’ attachment styles and patterns of cortisol reactivity and
recovery in response to a relationship conflict. Journal of Personality
and Social Psychology, 90(4), 613–628.
Prime, H., Browne, D., Akbari, E., Wade, M., Madigan, S., & Jenkins,
J. M. (2015). The development of a measure of maternal cognitive
sensitivity appropriate for use in primary care health settings. Journal
of Child Psychology and Psychiatry, 56(4), 488–495.
Prime, H., Pauker, S., Plamondon, A., Perlman, M., & Jenkins, J. (2014).
Sibship size, sibling cognitive sensitivity, and children’s receptive
vocabulary. Pediatrics, 133(2), e394-e401.
Prime, H., Perlman, M., Tackett, J. L., & Jenkins, J. M. (2014). Cognitive
sensitivity in sibling interactions: Development of the construct and
comparison of two coding methodologies. Early Education and Devel-
opment, 25(2), 240–258.
Prime, H., Plamondon, A., & Jenkins, J. M. (2017). Birth order and pre-
school children’s cooperative abilities: A within-family analysis. Brit-
ish Journal of Developmental Psychology, 35(3), 392–405.
Prime, H., Plamondon, A., Pauker, S., Perlman, M., & Jenkins, J. M.
(2016). Sibling cognitive sensitivity as a moderator of the relationship
between sibship size and children’s theory of mind: A longitudinal
analysis. Cognitive Development, 39, 93–102.
Prinz, W. (2007). A critique of free will: Psychological remarks on a social
institution. In M. Ash & T. Sturm (Eds.), Psychologyy’s territories:
Historical and contemporary perspectives from different disciplines
(pp. 67–88). Hove, England: Psychology Press.
Proust, M. (1913–1927). A la recherche du temps perdu [Remembrance of
things past] (C. K. Scott-Moncreiff, T. Kilmartin, & A. Mayor, Trans.).
London, England: Chatto & Windus (current edition 1981).
Provine, R. R. (1992). Contagious laughter: Laughter is a sufficient stimu-
lus for laughs and smiles. Bulletin of the Psychonomic Society, 30, 1–4.
Provine, R. R. (1993). Laughter punctuates speech: Linguistic, social, and
gender contexts of laughter. Ethology, 95, 291–298.
Provine, R. R., & Fischer, K. R. (1989). Laughing, smiling, and talk-
ing: Relation to sleeping and social context in humans. Ethology,
83, 295–305.
Provost, M. P., Quinsey, V. L., & Troje, N. F. (2008). Differences in gait
across the menstrual cycle and their attractiveness to men. Archives of
Sexual Behavior, 37(4), 598–604.
Prunier, G. (1995). The Rwanda crisis: History of a genocide. London,
England: Hurst.
Purkis, J. (1985). A preface to George Eliot. London, England: Longman.
Putnam, H. (1975). The meaning of meaning. In K. Gunderson (Ed.), Lan-
guage, mind and knowledge. Minnesota studies in the philosophy of
science (Vol. 7). Minneapolis, MN: University of Minnesota Press.
Putnam-Hornstein, E., & King, B. (2014). Cumulative teen birth rates
among girls in foster care at age 17: An analysis of linked birth and
child protection records from California. Child Abuse & Neglect,
38(4), 698–705. doi:10.1016/j.chiabu.2013.10.021
Pynoos, R. S., & Nader, K. (1989). Children’s memory and proximity to
violence. Journal of the American Academy of Child and Adolescent
Psychiatry, 28, 236–241.
Pyszczynski, T., & Greenberg, J. (1987). Self-regulatory perseveration and
the depressive self-focusing style: A self-awareness theory of reactive
depression. Psychological Bulletin, 102, 122–138.
RefeRences462
Qiu, A., Rifkin-Graboi, A., Chen, H., Chong, Y. S., Kwek, K., Gluckman,
P. D., . . . Meaney, M. J. (2013). Maternal anxiety and infants’ hip-
pocampal development: Timing matters. Translational Psychiatry, 3,
e306. doi:10.1038/tp.2013.79
Quigley, B., & Tedeschi, J. (1996). Mediating effects of blame attributions
on feelings of anger. Personality and Social Psychology Bulletin, 22,
1280–1288.
Quinton, D., Rutter, M., & Liddle, C. (1984). Institutional rearing, parental
difficulties and marital support. Psychological Medicine, 14, 107–124.
Quirin, M., Pruessner, J. C., & Kuhl, J. (2008). HPA system regulation and
adult attachment anxiety: Individual differences in reactive and awak-
ening cortisol. Psychoneuroendocrinology, 33(5), 581–590.
Rabin, B. S. (1999). Stress, immune function, and health: The connection.
New York, NY: Wiley.
Raby, K. L., Steele, R. D., Carlson, E. A., & Sroufe, L. A. (2015). Continu-
ities and changes in infant attachment patterns across two generations.
Attachment & Human Development, 17(4), 414–428.
Raila, H., Scholl, B. J., & Gruber, J. (2015). Seeing the world through rose-
colored glasses: People who are happy and satisfied with life preferen-
tially attend to positive stimuli. Emotion, 15(4), 449–462.
Raine, A. (2000). Annotation: The role of prefrontal deficits, low auto-
nomic arousal, and early health factors in the development of antisocial
and aggressive behavior in children. Journal of Child Psychology &
Psychiatry, 43(4), 417–434.
Raine, A. (2011). An amygdala structural abnormality common to two sub-
types of conduct disorder: A neurodevelopmental conundrum. Ameri-
can Journal of Psychiatry, 168, 569–571.
Rajhans, P., Jessen, S., Missana, M., & Grossmann, T. (2016). Putting the
face in context: Body expressions impact facial emotion processing in
human infants. Developmental Cognitive Neuroscience, 19, 115–121.
doi:10.1016/j.dcn.2016.01.004
Ramsden, S. R., & Hubbard, J. A. (2002). Family expressiveness and
parental emotion coaching: Their role in children’s emotion regula-
tion and aggression. Journal of Abnormal Child Psychology, 30(6),
657–667.
Rand, D. G. (2016). Cooperation, fast and slow: Meta-analytic evidence
for a theory of social heuristics and self- interested deliberation. Psy-
chological Science, 27(9), 1192–1206.
Randall, A. K., Post, J. H., Reed, R. G., & Butler, E. A. (2013). Cooperat-
ing with your romantic partner: Associations with interpersonal emo-
tion coordination. Journal of Social and Personal Relationships, 30,
1072–1095.
Ranehill, E., Dreber, A., Johannesson, M., Leiberg, S., Sul, S., & Weber,
R. A. (2015). Assessing the robustness of power posing: No effect on
hormones and risk tolerance in a large sample of men and women.
Psychological Science, 26(5), 653–656.
Rasbash, J., Jenkins, J., O’Connor, T. G., Tackett, J., & Reiss, D. (2011).
A social relations model of observed family negativity and positivity
using a genetically informative sample. Journal of Personality and
Social Psychology, 100(3), 474–491.
Rasbash, J., Leckie, G., Pillinger, R., & Jenkins, J. (2010). Children’s edu-
cational progress: Partitioning family, school and area effects. Journal
of the Royal Statistical Society: Series A (Statistics in Society), 173(3),
657–682.
Rasic, D., Hajek, T., Alda, M., & Uher, R. (2014). Risk of mental illness
in offspring of parents with schizophrenia, bipolar disorder, and major
depressive disorder: A meta-analysis of family high-risk studies. Schiz-
ophrenia Bulletin, 40(1), 28–38. doi:10.1093/schbul/sbt114
Raval, V. V., Raval, P. H., Salvina, J. M., Wilson, S. L., & Writer, S. (2013).
Mothers’ socialization of children’s emotion in India and the USA:
A cross-and within-culture comparison. Social Development, 22(3),
467–484.
Rayner, K. E., Schniering, C. A., Rapee, R. M., Taylor, A., & Hutch-
inson, D. M. (2013). Adolescent girls’ friendship networks, body
dissatisfaction, and disordered eating: Examining selection and
socialization processes. Journal of Abnormal Psychology, 122(1),
93–104.
Ready, R. E., & Robinson, M. D. (2008). Do older individuals adapt to
their traits? Personality-emotion relations among younger and older
adults. Journal of Research in Personality, 42, 1020–1030.
Recchia, H. E., Howe, N., & Alexander, S. (2009). “You didn’t teach me,
you showed me”: Variations in sibling teaching strategies in early and
middle childhood. Merrill-Palmer Quarterly, 55(1), 55–78.
Redwine, L. S., Henry, B. L., Pung, M. A, Wilson, K., Chinh, K., Knight,
B., . . . Mills, P. J. (2016). Pilot randomized study of a gratitude journal-
ing intervention on heart rate variability and inflammatory biomarkers
in patients with Stage B heart failure. Psychosomatic Medicine, 78,
667–676.
Regier, D. A., Kuhl, E. A., & Kupfer, D. J. (2013). The DSM-5: Classifica-
tion and criteria changes. World Psychiatry, 12(2), 92–98. doi:10.1002/
wps.20050
Reicher, S. D., & Haslam, S. A. (2011). The shock of the old. The Psy-
chologist, 24, 650–652.
Reisenzein, R. (1983). The Schachter theory of emotion: Two decades
later. Psychological Bulletin, 94, 239–264.
Reisenzein, R. (1992a). A structuralist reconstruction of Wundt’s three-
dimensional theory of emotion. In H. Westmeyer (Ed.), The struc-
turalist program in psychology: Foundations and applications (pp.
141–189). Toronto, Canada: Hopgrefe & Huber.
Reisenzein, R. (1992b). Stumpf’s cognitive-evaluative theory of emotion.
American Psychologist, 47, 34–45.
Reisenzein, R., & Weber, H. (2009). Personality and emotion. In P. J. Corr
& G. Matthews (Eds.), The Cambridge handbook of personality psy-
chology (pp. 54–71). New York, NY: Cambridge University Press.
Reiss, F. (2013). Socioeconomic inequalities and mental health problems
in children and adolescents: A systematic review. Social Science &
Medicine, 90, 24–31. doi:10.1016/j.socscimed.2013.04.026
Repacholi, B. M., & Gopnik, A. (1997). Early reasoning about desires:
Evidence from 14-and 18-month-olds. Developmental Psychology,
33(1), 12–21.
References 463
Repacholi, B. M., & Meltzoff, A. N. (2007). Emotional eavesdropping:
Infants selectively respond to indirect emotional signals. Child Devel-
opment, 78(2), 503–521.
Repetti, R. L., Taylor, S. E., & Seeman, T. E. (2002). Risky families: Fam-
ily social environments and the mental and physical health of offspring.
Psychological Bulletin 128(2), 330–366.
Reschke, P. J., Walle, E. A., & Dukes, D. (2017). Interpersonal develop-
ment in infancy: The interconnectedness of emotion understanding and
social cognition. Child Development Perspectives, 11(3), 178–183.
Richards, I. A. (1925). Principles of literary criticism. New York, NY: Har-
court Brace Jovanovich.
Richards, M., & Huppert, F. A. (2011). Do positive children become posi-
tive adults? Evidence from a longitudinal birth cohort study. Journal of
Positive Psychology, 6, 75–87.
Richmond, M. K., Stocker, C. M., & Rienks, S. L. (2005). Longitudinal
associations between sibling relationship quality, parental differential
treatment, and children’s adjustment. Journal of Family Psychology,
19(4), 550.
Riem, M. M., Bakermans-Kranenburg, M. J., van IJzendoorn, M. H., Out,
D., & Rombouts, S. A. (2012). Attachment in the brain: Adult attach-
ment representations predict amygdala and behavioral responses to
infant crying. Attachment & Human Development, 14(6), 533–551.
Riina, E. M., Martin, A., & Brooks-Gunn, J. (2014). Parent-to-child physi-
cal aggression, neighborhood cohesion, and development of children’s
internalizing and externalizing. Journal of Applied Developmental
Psychology, 35(6), 468–477. doi:10.1016/j.appdev.2014.04.005
Rimé, B. (2009). Emotion elicits social sharing of emotion: Theory and
empirical review. Emotion Review, 1, 60–85.
Rimé, B., Finkenauer, C., Luminet, O., Zech, E., & Philippot, P. (1998).
Social sharing of emotion: New evidence and new questions. European
Review of Social Psychology, 9, 145–189.
Rimé, B., Mesquita, B., Philippot, P., & Boca, S. (1991). Beyond the emo-
tional event: Six studies on the social sharing of emotions. Cognition
and Emotion, 5, 435–465.
Rimé, B., Philippot, P., & Cisamolo, D. (1990). Social schemata of periph-
eral changes in emotion. Journal of Personality and Social Psychology,
59, 38–49.
Rinn, W. E. (1984). The neuropsychology of facial expression: A review
of the neurological and psychological mechanisms for producing facial
expressions. Psychological Bulletin, 95, 52–77.
Ripke, S., Neale, B. M., Corvin, A., Walters, J. T., Farh, K. H., Holmans, P.
A., . . . O’Donovan, M. C. (2014). Biological insights from 108 schiz-
ophrenia-associated genetic loci. Nature, 511(7510), 421. doi:10.1038/
nature13595
Roben, P., Caroline, K., Bass, A. J., Moore, G. A., Murray-Kolb, L., Tan,
P. Z., . . . Teti, L. O. (2012). Let me go: The influences of crawling
experience and temperament on the development of anger expression.
Infancy, 17(5), 558–577.
Roberts, B. W., & Mroczek, D. (2008). Personality trait change in adult-
hood. Current Directions in Psychological Science, 17(1), 31–35.
Roberts, B. W., Wood, D., & Caspi, A. (2008). The development of person-
ality traits in adulthood. In O. P. John, R. W. Robins, & L. A. Pervin
(Eds.), Handbook of personality: Theory and research (pp. 375–398).
New York, NY: Guilford.
Roberts, B. W., Wood, D., & Caspi, A. (2010). The development of personal-
ity traits in adulthood. In O. P. John, R. W. Robins, & L. A. Pervin (Eds.),
Handbook of personality: Theory and research (Vol. 3, pp. 375–398).
New York, NY: Guilford.
Roberts, T. A., & Pennebaker, J. W. (1995). Gender differences in perceiv-
ing internal state: Toward a his-and-hers model of perceptual cue use.
In M. Zanna (Ed.), Advances in experimental social psychology (Vol.
27, pp. 143–176). New York, NY: Academic Press.
Rodger, H., Vizioli, L., Ouyang, X., & Caldara, R. (2015). Mapping the
development of facial expression recognition. Developmental Science,
18(6), 926–939.
Rodrigues, M., Binnoon-Erez, N., Plamondon, A., & Jenkins, J. M. (2017).
Behavioral risk assessment from newborn to preschool: The value of
older siblings. Pediatrics, 140, e20164279.
Rodrigues, M., Binnoon-Erez, N., Prime, H., Perlman, M., & Jenkins, J.
M. (2017). Familial risk and sibling mentalization: Links with pre-
schoolers’ internalizing problems. Journal of Family Psychology. 31,
785–791. doi:10.1037/fam0000308
Rodrigues, S. M., LeDoux, J. E., & Sapolsky, R. M. (2009). The influence
of stress hormones on fear circuitry. Annual Review of Neuroscience,
32, 289–313.
Rogers, C. R. (1951). Client centered therapy. Boston: Houghton Mifflin.
Roisman, G. I., Newman, D. A., Fraley, R. C., Haltigan, J. D., Groh, A. M.,
Haydon, K. C. (2012). Distinguishing differential susceptibility from
diathesis–stress: Recommendations for evaluating interaction effects.
Development and Psychopathology, 24, 389–409.
Rolls, E. T. (1997). Taste and olfactory processing in the brain and its relation
to the control of eating. Critical Reviews in Neurobiology, 11(4), 263–287.
Rolls, E. T. (1999). The brain and emotion. New York, NY: Oxford Uni-
versity Press.
Rolls, E. T. (2000). The orbitofrontal cortex and reward. Cerebral Cortex,
10, 284–294.
Rolls, E. T., & Bayliss, L. L. (1994). Gustatory, olfactory, and visual con-
vergence within the primate orbitofrontal cortex. Journal of Neurosci-
ence, 14(9), 1532–1540.
Rolls, E. T., Hornak, J., Wade, D., & McGrath, J. (1994). Emotion related
learning in patients with social and emotional changes associated with
frontal lobe damage. Journal of Neurology, Neurosurgery and Psychia-
try, 57, 1518–1524.
Romeo, R. R., Leonard, J. A., Robinson, S. T., West, M. R., Mackey, A. P.,
Rowe, M. L., & Gabrieli, J. D. (2018). Beyond the 30-Million-Word
Gap: Children’s conversational exposure is associated with language-
related brain function. Psychological science, 29(5), 700–710.
Romney, A. K., Moore, C. C., & Rusch, C. D. (1997). Cultural univer-
sals: Measuring the semantic structure of emotion terms in English
RefeRences464
and Japanese. Proceedings from the National Academy of Sciences, 94,
5489–5494.
Root, C. A., & Jenkins, J. M. (2005). Maternal appraisal styles, family
risk status and anger biases of children. Journal of Abnormal Child
Psychology, 33(2), 193–204.
Rosaldo, M. (1980). Knowledge and passion: Ilongot notions of self and
social life. Cambridge, England: Cambridge University Press.
Roseman, I. (1984). Cognitive determinants of emotion: A structural the-
ory. Review of Personality and Social Psychology, 5, 11–36.
Roseman, I. (2011). Emotional behaviors, emotivational goals, emotion
strategies: Multiple levels of organization integrate variable and con-
sistent responses. Emotion Review, 3, 434–443.
Roseman, I., Dhawan, N., Rettek, I., Naidu, R. K., & Thapa, K. (1995).
Cultural differences and cross-cultural similarities in appraisals and
emotional responses. Journal of Cross-Cultural Psychology, 26, 23–48.
Roseman, I., & Evdokas, A. (2004). Appraisals cause experienced emo-
tions: Experimental evidence. Cognition and Emotion, 18, 1–28.
Roseman, I. J. (1984). Cognitive determinants of emotion: A structural
theory. In P. Shaver (Ed.), Review of personality and social psychol-
ogy, Vol. 5. Emotions, relationships and health (pp. 11–36). Beverley
Hills, CA: Sage.
Roseman, I. J. (2013). Appraisal in the emotion system: Coherence in
strategies for coping. Emotion Review, 5, 141–149.
Rosen, H. J., & Levenson, R. W. (2009). The emotional brain: Combining
insights from patients and basic science. Neurocase, 15, 173–181.
Rosenberg, D., & Bloom, H. (1990). The book of J. New York, NY: Grove
Weidenfeld.
Rosenberg, E. L., & Ekman, P. (1994). Coherence between expressive and
experiential systems in emotion. Cognition and Emotion, 8, 201–229.
Rosenman, R. H., Brand, R. J., Jenkins, C. D., Friedman, M., Straus, R.,
& Wurm, M. (1975). Coronary heart disease in the Western collabora-
tive group study. Journal of the American Medical Association, 233,
872–877.
Ross, E. D. (1984). Right hemisphere’s role in language, affective behav-
ior, and emotion. Trends in Neuroscience, 7, 342–346.
Ross, J., Yilmaz, M., Dale, R., Cassidy, R., Yildirim, I., & Suzanne Zeedyk,
M. (2017). Cultural differences in self-recognition: The early devel-
opment of autonomous and related selves? Developmental Science,
20(3). doi:10.1111/desc.12387
Rothbart, M. K. (1981). Measurement of temperament in infancy. Child
Development, 52, 569–578.
Rothbart, M. K., Derryberry, D., & Hershey, K. (2000). Stability of tem-
perament in childhood: Laboratory infant assessment to parent report
at seven years. In V. J. Molfese & D. L. Molfese (Eds.), Tempera-
ment and personality development across the life span (pp. 85–119).
Mahwah, NJ: Lawrence Erlbaum Associates Publishers.
Rothbart, M. K., & Rueda, M. R. (2005). The development of effortful
control. In Developing individuality in the human brain: A tribute to
Michael I. Posner (pp. 167–188).
Rothbart, M. K., Sheese, B. E., Rueda, M. R., & Posner, M. I. (2011).
Developing mechanisms of self-regulation in early life. Emotion
Review, 3(2), 207–213.
Rothbart, M. K., Ziaie, H., & O’Boyle, C. G. (1992). Self regulation and
emotion in infancy. In N. Eisenberg & R. A. Fabes (Eds.), Emotion and
its regulation in early development (New directions in child develop-
ment, No. 55) (pp. 7–24). San Francisco, CA: Jossey-Bass.
Rousseau, J.-J. (1755). Discourse on the origin and basis of inequality
among men. In The essential Rousseau (pp. 125–201). New York, NY:
Penguin (current edition 1975).
Rousseau, J.-J. (1762). The social contract, or principles of political right.
In The essential Rousseau (pp. 1–124). New York, NY: Penguin.
Rozin, P., & Fallon, A. E. (1987). A perspective on disgust. Psychological
Review, 94, 23–41.
Rozin, P., Haidt, J., & McCauley, C. R. (2008). Disgust. In M. Lewis,
J. Haviland, & L. F. Barrett (Eds.), Handbook of emotions (3rd ed.,
pp. 757–776). New York, NY: Guilford.
Rozin, P., & Kalat, J. (1971). Specific hungers and poison avoidance
as adaptive specialization of learning. Psychological Review, 78,
459–486.
Rozin, P., Lowery, L., Imada, S., & Haidt, J. (1999). The CAD triad
hypothesis: A mapping between three moral emotions (contempt,
anger, and disgust), and three moral codes (community, autonomy,
divinity). Journal of Personality and Social Psychology, 66, 870–881.
Rozin, P., & Royzman, E. B. (2001). Negativity bias, negativity domi-
nance, and contagion. Personality and Social Psychology Review, 5,
296–320.
Rubin, K. H., Bukowski, W., & Parker, J. (2006). Peer interactions, rela-
tionships, and groups. In N. Eisenberg (Ed.), Handbook of child psy-
chology: Social, emotional and personality development (6th ed., pp.
571–645). New York, NY: Wiley.
Rubino, V., Blasi, G., Latorre, V., Fazio, L., d’Errico, I., Mazzola,
V., . . . Bertolino, A. (2007). Activity in medial prefrontal cortex during
cognitive evaluation of threatening stimuli as a function of personality
style. Brain Research Bulletin, 74(4), 250–257.
Rudd, M., Vohs, K. D., & Aaker, J. (2012). Awe expands people’s percep-
tion of time, alters decision making, and enhances well-being. Psycho-
logical Science, 23(10), 1130–1136.
Ruff, C.C., & Fehr, E. (2014). The neurobiology of rewards and values in
social decision making. Nature Reviews Neurosciences, 15(8), 549–562.
Runions, K. C., & Keating, D. P. (2007). Young children’s social informa-
tion processing: Family antecedents and behavioral correlates. Devel-
opmental Psychology, 43(4), 838–849.
Rusbult, C. E. (1980). Commitment and satisfaction in romantic associa-
tions: A test of the investment model. Journal of Experimental Social
Psychology, 17, 172–186.
Rusbult, C. E. (1983). A longitudinal test of the investment model: The
development (and deterioration) of satisfaction and commitment in
heterosexual involvements. Journal of Personality and Social Psychol-
ogy, 45, 101–117.
References 465
Ruschena, E., Prior, M., Sanson, A., & Smart, D. (2005). A longitudinal
study of adolescent adjustment following family transitions. Journal of
Child Psychology and Psychiatry, 46, 353–363.
Ruscio, A. M., Hallion, L. S., Lim, C. C., Aguilar-Gaxiola, S., Al-Hamzawi,
A., Alonso, J., . . . Scott, K. M. (2017). Cross-sectional comparison of
the epidemiology of DSM-5 generalized anxiety disorder across the
globe. JAMA Psychiatry, 74(5), 465–475. doi:10.1001/jamapsychia-
try.2017.0056
Russell, B. (1938). Power: A new social analysis. London, England: Allen
and Unwin.
Russell, J. A. (1991). In defense of a prototype approach to emotion con-
cepts. Journal of Personality and Social Psychology, 60, 37–47.
Russell, J. A. (1994). Is there universal recognition of emotion from facial
expression? A review of methods and studies. Psychological Bulletin,
115, 102–141.
Russell, J. A. (2003). Core affect and the psychological construction of
emotion. Psychological Review, 110, 145–1724.
Russell, J. A., Bachorowski, J. A., & Fernández-Dols, J. M. (2003). Facial
and vocal expressions of emotion. Annual Review of Psychology,
54(1), 329–349.
Russell, J. A., & Fernandez-Dols, J. M. (1997). What does a facial expres-
sion mean? In J. A. Russell & J. M. Fernandez-Dols (Eds.), The psy-
chology of facial expression (pp. 3–30). New York, NY: Cambridge
University Press.
Rutter, M. (1979). Protective factors in children’s responses to stress and
disadvantage. In M. W. Kent & J. E. Rolf (Eds.), Primary prevention
in psychopathology, Vol. 3: Social competence in children (pp. 49–74).
Hanover, NH: University Press of New England.
Rutter, M. (2005). Environmentally mediated risks for psychopathology:
Research strategies and findings. Journal of the American Academy of
Child and Adolescent Psychiatry, 44, 3–18.
Rutter, M. (2009). Understanding and testing risk mechanisms for men-
tal disorders. Journal of Child Psychology and Psychiatry, 50(1–2),
44–52.
Rutter, M. (2011). Research review: Child psychiatric diagnosis and classi-
fication: Concepts, findings, challenges and potential. Journal of Child
Psychology and Psychiatry, 52(6), 647–660.
Rutter, M. (2013). Annual Research Review: Resilience–clinical implica-
tions. Journal of Child Psychology and Psychiatry, 54(4), 474–487.
doi:10.1111/j.1469-7610.2012.02615.x
Rutter, M., Sonuga-Barke, E., & Castle, J. (2010). I. Investigating the
impact of early institutional deprivation on development: Background
and research strategy of the English and Romanian Adoptees (ERA)
Study. Monographs of the Society of Research and Child Development,
75(1), 1–20.
Rutter, M., & Taylor, E. A. (2002). Child and adolescent psychiatry.
Wiley-Blackwell, Hoboken, NJ.
Rutter, M., Tizard, J., & Whitmore, K. (1970). Education, health and
behaviour: Psychological and medical study of childhood develop-
ment. [New York]: Wiley
Rychlowska, M., Jack, R. E., Garrod, O. G., Schyns, P. G., Martin, J.
D., & Niedenthal, P. M. (2017). Functional smiles: Tools for love,
sympathy, and war. Psychological Science, 28(9), 1259–1270.
0956797617706082.
Rydell, A., Berlin, L., & Bohlin, G. (2003). Emotionality, emotion regula-
tion, and adaptation among 5- to 8-year-old children. Emotion, 3(1),
30–47.
Saarimäki, H., Gotsopoulos, A., Jääskeläinen, I. P., Lampinen, J., Vuille-
umier, P., Hari, R., . . . Nummenmaa, L. (2015). Discrete neural signa-
tures of basic emotions. Cerebral Cortex, 26(6), 2563–2573.
Saarni, C. (1990). Emotional competence: How emotions and relationships
become integrated. In R. A. Thompson (Ed.), Nebraska Symposium on
Motivation, 1988: Socioemotional development. Current theory and
research in motivation (Vol. 36, pp. 115–182). Lincoln, NE: University
of Nebraska Press.
Saarni, C., Campos, J. J., Camras, L. A., & Witherington, D. (2006). Emo-
tional development: Action, communication, and understanding. In N.
Eisenberg, W. Damon, & R. M. Lerner (Eds.), Handbook of child psy-
chology (6th ed., Vol. 3, pp. 226–299). Hoboken, NJ: John Wiley & Sons.
Saarni, C., Campos, J. J., Camras, L. A., & Witherington, D. (2008).
Principles of emotion and emotional competence. In Child and
adolescent development: An advanced course (pp. 361–405).
Saarni, C., Mumme, D., & Campos, J. J. (1998). Emotional development:
Action, communication, and understanding. In N. Eisenberg (Ed.),
Handbook of child psychology, Vol. 3: Social, emotional and personal-
ity development (5th ed., pp. 237–309). New York, NY: Wiley.
Saby, J. N., & Marshall, P. J. (2012). The utility of EEG band power analy-
sis in the study of infancy and early childhood. Developmental Neu-
ropsychology, 37, 253–273.
Sacks, O. (1973). Awakenings. London, England: Duckworth.
Sadock, B. J., Sadock, V. A., & Ruiz, P. (2015). Kaplan and Sadock’s Syn-
opsis of psychiatry (11th ed., updated with DSM-5). Philadelphia, PA:
Wolters Kluwer.
Safer, M. A., Bonanno, G. A., & Field, N. P. (2001). It was never that
bad: Biased recall of grief and long-term adjustment to the death of a
spouse. Memory, 9, 195–204.
Salaman, E. (1982). A collection of moments. In U. Neisser (Ed.), Memory
observed: Remembering in natural contexts (pp. 49–63). San Fran-
cisco, CA: Freeman.
Saleh, A., Potter, G. C., McQuoid, D. R., Boyd, B., Turner, R., MacFall, J.
R., & Taylor, W. D. (2017). Effects of early life stress on depression,
cognitive performance and brain morphology. Psychological Medicine,
47, 171–181.
Salem, J. E., & Kring, A. (1999). Flat affect and social skills in schizo-
phrenia: Evidence for their independence. Psychiatry Research, 87,
159–167.
Sallquist, J. V., Eisenberg, N., Spinrad, T. L., Reiser, M., Hofer, C., Zhou,
Q., . . . Eggum, N. (2009). Positive and negative emotionality: Trajec-
tories across six years and relations with social competence. Emotion,
9(1), 15–28.
RefeRences466
Salovey, P. (1991). The psychology of jealousy and envy. New York, NY:
Guilford.
Sameroff, A. (2010). A unified theory of development: A dialectic integra-
tion of nature and nurture. Child Development, 81(1), 6–22.
Sampson, R., Raudenbush, S., & Earls, F. (1997). Neighborhoods and
violent crime: A multilevel study of collective efficacy. Science,
277(5328), 918–924.
Sampson, R. J., & Laub, J. H. (1996). Socioeconomic achievement in the
life course of disadvantaged men: Military service as a turning point,
circa 1940–1965. American Sociological Review, 61(3), 347–367.
Samson, A. C., Hardan, A. Y., Podell, R. W., Phillips, J. M., & Gross, J.
J. (2015). Emotion regulation in children and adolescents with autism
spectrum disorder. Autism Research, 8(1), 9–18. doi:10.1002/aur.1387
Samson, A. C., Wells, W. M., Phillips, J. M., Hardan, A. Y., & Gross, J.
J. (2015). Emotion regulation in autism spectrum disorder: Evidence
from parent interviews and children’s daily diaries. Journal of Child
Psychology and Psychiatry, 56(8), 903–913. doi:10.1111/jcpp.12370
Sandell, R., Blomberg, J., & Lazar, A. (2002). Time matters: On tempo-
ral interactions in long term follow-up of long term psychotherapies.
Psycho-therapy Research, 12, 39–58.
Sander, D., Grandjean, D., & Scherer, K. R. (2005). A systems approach to
appraisal mechanisms in emotion. Neural Networks, 18(4), 317–352.
Sander, D., & Scherer, K. R. (2009). The Oxford Companion to emotion
and the affective sciences. New York, NY: Oxford University Press.
Sanders, M. R., Ralph, A., Sofronoff, K., Gardiner, P., Thompson, R.,
Dwyer, S., & Bidwell, K. (2008). Every family: A population approach
to reducing behavioral and emotional problems in children making
the transition to school. The Journal of Primary Prevention, 29(3),
197–222.
Sangsue, J., Scherer, K. R., Scherer, U., Tran, V., & Wranik, T. (2004).
Emotions in everyday life: Probability of occurrence, risk factors,
appraisal and reaction patterns. Social Science Information, 43(4),
499–570.
Sapolsky, R. (2017). Behave. New York, NY: Penguin Press.
Sapolsky, R., Romero, M., & Munck, A. U. (2000). How do glucocorti-
coids influence stress responses? Integrating permissive, suppressive,
stimulatory, and preparative actions. Endocrine Reviews, 21, 55–89.
Sarason, B. R., Shearin, E. N., Pierce, G. R., & Sarason, G. R. (1987). Inter-
relations of social support measures: Theoretical and practical implica-
tions. Journal of Personality and Social Psychology, 52, 813–832.
Sartre, J.-P. (1962). Sketch for a theory of the emotions (P. Mairet, Trans.).
London, England: Methuen.
Sasser, T. R., Beekman, C. R., & Bierman, K. L. (2015). Preschool
executive functions, single-parent status, and school quality predict
diverging trajectories of classroom inattention in elementary school.
Development and Psychopathology, 27(3), 681–693. doi:10.1017/
S0954579414000947
Sasser, T. R., Kalvin, C. B., & Bierman, K. L. (2016). Developmental tra-
jectories of clinically significant attention-deficit/hyperactivity disor-
der (ADHD) symptoms from grade 3 through 12 in a high-risk sample:
Predictors and outcomes. Journal of Abnormal Psychology, 125(2),
207. doi:10.1037/abn0000112
Satpute, A. B., Wager, T. D., Cohen-Adad, J., Choi, J. K., Bianciardi, M.,
Buhle, J., Wald, L., & Barrett, L. F., (2013). Identification of discrete
functional subregions of the human periaqueductal gray. Proceedings
of the National Academy of Science, U.S.A., 110, 17101–17106.
Satpute, A. B., Nook, E. C.§, Narayanan, S., Weber, J., Shu, J.§ & Ochsner,
K. N. (2016). Emotions in ‘black or white’ or ‘shades of gray’? How
we think about emotion shapes our perception and neural representa-
tion of emotion. Psychological Science, 27, 1428–1442.
Sauter, D. (2010). More than happy: The need for disentangling positive
emotions. Current Directions in Psychological Science, 19, 36–40.
Sauter, D., Eisner, F., Ekman, P., & Scott, S. K. (2010). Cross-cultural rec-
ognition of basic emotions through nonverbal emotional vocalizations.
Proceedings of the National Academy of Sciences, 107(6), 2408–2412.
Sauter, D., & Scott, S. K. (2007). More than one kind of happiness: Can
we recognize vocal expressions of different positive states? Motivation
and Emotion, 31(3), 192–199.
Scarantino, A. (2016). The philosophy of emotions and its impact on affec-
tive science. In L. Feldman-Barrett, M. Lewis, & J. M. Haviland-Jones
(Eds.), Handbook of emotions (4th ed., pp. 3–65). New York, NY, Guil-
ford.
Scarantino, A. (2017a). Do emotions cause actions, and if so how?.
Emotion Review, 9(4), 326–334.
Scarantino, A. (2017b). How to do things with emotional expressions:
The theory of affective pragmatics. Psychological Inquiry, 28(2–3),
165–185.
Scarr, S., & Salapatek, P. (1970). Patterns of fear development during
infancy. Merrill-Palmer Quarterly, 16, 53–90.
Schachter, S., & Singer, J. (1962). Cognitive, social and physiological
determinants of emotional state. Psychological Review, 69, 379–399.
Schaeffer, C. M., Petras, H., Ialongo, N., Poduska, J., & Kellam, S.
(2003). Modeling growth in boys’ aggressive behavior across ele-
mentary school: Links to later criminal involvement, conduct disor-
der, and antisocial personality disorder. Developmental Psychology,
39(6), 1020.
Schaffer, H. R. (1974). Cognitive components of the infant’s response to
strangeness. In M. Lewis & L. A. Rosenblum (Eds.), The origins of
fear (pp. 11–25). New York, NY: John Wiley & Sons.
Schank, R., & Abelson, R. (1977). Scripts, plans, goals and understand-
ing: An inquiry into human knowledge structures. Hillsdale, NJ: Erl-
baum.
Schechner, R. (2001). Rasaesthetics. The Drama Review, 43, 27–50.
Scheff, T. J. (1979). Catharsis in healing, ritual, and drama. Berkeley:
University of California Press.
Scheff, T. J. (1997). Emotions, the social bond, and human reality: Part/
whole analysis. New York, NY: Cambridge University Press.
Scheff, T., & Retzinger, S. (2001). Emotions and violence: Shame and rage
in destructive conflicts. Lincoln, NE: iUniverse.
References 467
Scherer, J. F., True, W. R., Xian, H., Lyons, M. J., Eisen, S. A., Goldberg,
J., . . . Tsuang, M. T. (2000). Evidence for genetic influences common
and specific to symptoms of generalized anxiety and panic. Journal of
Affective Disorders, 57, 25–35.
Scherer, K. R. (1986). Vocal affect expression: A review and a model for
future research. Psychological Bulletin, 99, 143–165.
Scherer, K. R. (1988). Criteria for emotion antecedent appraisal: A review.
In V. Hamilton, G. H. Bower, & N. H. Frijda (Eds.), Cognitive per-
spectives on emotion and motivation (pp. 89–126). Dordrecht, The
Netherlands: Kluwer.
Scherer, K. R. (1997). The role of culture in emotion antecedent appraisal.
Journal of Personality and Social Psychology, 73, 902–922.
Scherer, K. R., Johnstone, T., & Klasmeyer, G. (2003). Vocal expression of
emotion. In R. J. Davidson, K. R. Scherer, & H. H. Goldsmith (Eds.),
Handbook of affective sciences (pp. 433–456). New York, NY: Oxford
University Press.
Scherer, K. R., Zentner, M. R., & Stern, D. (2004). Beyond surprise: The
puzzle of infants’ expressive reactions to expectancy violation. Emo-
tion, 4(4), 389–402.
Schimmack, U. (1996). Cultural influences on the recognition of emotion
by facial expressions: Individualistic or Caucasian cultures? Journal of
Cross-Cultural Psychology, 27, 37–50.
Schimmack, U., Oishi, S., & Diener, E. (2002). Cultural influences on the
relation between pleasant emotions and unpleasant emotions: Asian
dialectic philosophies or individualism-collectivism? Cognition and
Emotion, 16, 705–719.
Schimmack, U., Oishi, S., & Diener, E. (2005). Individualism: A valid and
important dimension of cultural differences between nations. Personal-
ity and Social Psychology Review, 9, 17–31.
Schnall, S. (2011). Clean, proper, and tidy are more than the absence of
dirty, disgusting and wrong. Emotion Review, 3, 264–266.
Schneider, T. R., Rench, T. A., Lyons, J. B., & Riffle, R. R. (2012).
The influence of neuroticism, extraversion and openness on stress
responses. Stress and Health, 28(2), 102–110.
Schoemaker, K., Mulder, H., Dekovic, M., & Matthys, W. (2013). Execu-
tive functions in preschool children with externalizing behavior prob-
lems: A meta-analysis. Journal of Abnormal Child Psychology, 41(3),
457–471. doi:10.1007/s10802-012-9684-x
Schofield, T. J., Lee, R. D., & Merrick, M. T. (2013). Safe, stable, nurtur-
ing relationships as a moderator of intergenerational continuity of child
maltreatment: A meta-analysis. Journal of Adolescent Health, 53(4),
S32–S38.
Schonert-Reichl, K. A., Oberle, E., Lawlor, M. S., Abbott, D., Thomson,
K., Oberlander, T. F., & Diamond, A. (2015). Enhancing cognitive
and social-emotional development through a simple-to-administer
mindfulness-based school program for elementary school children: A
randomized controlled trial. Developmental Psychology, 51(1), 52–66.
Schore, A. N. (1999). Affect regulation and the origin of the self: The neu-
robiology of emotional development. Hillsdale, NJ: Lawrence Erlbaum
Associates.
Schubert, T. W., & Koole, S. L. (2009). The embodied self: Making a fist
enhances men’s power-related self-conceptions. Journal of Experimen-
tal Social Psychology, 45, 828–834.
Schueller, S. M., & Seligman, M. E. P. (2010). Pursuit of pleasure, engage-
ment, and meaning: Relationships to subjective and objective measures
of well-being. Journal of Positive Psychology, 5, 253–263.
Schultz, W., Dayan, P., & Montague, P. R. (1997). A neural substrate of
prediction and reward. Science, 275, 1593–1599.
Schwarz, N. (1990). Feelings as information: Informational and motiva-
tional functions of affective states. In E. T. Higgins & R. M. Sorrentino
(Eds.), Handbook of motivation and cognition (Vol. 2, pp. 527–561).
New York, NY: Guilford.
Schwarz, N. (2005). When thinking feels difficult: Meta-cognitive experi-
ences in judgment and decision making. Medical Decision Making,
25, 105–112.
Scrimgeour, M. B., Davis, E. L., & Buss, K. A. (2016). You get what you
get and you don’t throw a fit!: Emotion socialization and child physiol-
ogy jointly predict early prosocial development. Developmental Psy-
chology, 52(1), 102–116.
Scull, A. (2015). Madness in civilization: A cultural history of insan-
ity, from the Bible to Freud, from the madhouse to modern medicine.
Princeton, NJ: Princeton University Press.
Sebeok, T. A., & Umiker–Sebeok, J. (1983). “You know my method”: A
juxtaposition of Charles S. Peirce and Sherlock Holmes. In U. Eco
& T. A. Sebeok (Eds.), The sign of three: Dupin, Holmes, Peirce
(pp. 11–54). Bloomington: Indiana University Press.
Segal, Z. V., Williams, J. M. G., & Teasdale, J. D. (2002). Mindfulness
based cognitive therapy for depression: A new approach to preventing
relapse. New York, NY: Guilford.
Segal, Z. V., Williams, J. M. G., Teasdale, J. D., & Gemar, M. (1996).
A cognitive science perspective on kindling and episode sensitization
in recurrent affective disorder. Psychological Medicine, 26, 371–380.
Selye, H. (1936). A syndrome produced by diverse nocuous agents.
Nature, 138, 32.
Selzam, S., Dale, P. S., Wagner, R. K., DeFries, J. C., Cederlöf, M.,
O’Reilly, P. F., . . . Plomin, R. (2017). Genome-wide polygenic scores
predict reading performance throughout the school years. Scientific
Studies of Reading, 21(4), 334–349.
Serketich, W. J., & Dumas, J. E. (1996). The effectiveness of behavioral
parent training to modify antisocial behavior in children: A meta-anal-
ysis. Behavior Therapy, 27(2), 171–186.
Sessa, F. M., Steinberg, L., Avenevoli, S., Silk, J. S., & Morris, A. S.
(2004). Neighborhood cohesion as a buffer against hostile maternal
parenting. Journal of Family Psychology, 18(1), 135–146.
Seyfarth, R. M., & Cheney, D. L. (1992). Meaning and mind in monkeys.
Scientific American, 267, 122–129.
Shaffer, A., Burt, K. B., Obradović, J., Herbers, J. E., & Masten, A. S.
(2009). Intergenerational continuity in parenting quality: The medi-
ating role of social competence. Developmental Psychology, 45(5),
1227–1240.
RefeRences468
Shakespeare, W. (1600). Hamlet. London, England: Methuen (current edi-
tion 1981).
Shakespeare, W. (1623). In S. Greenblatt (Ed.), The Norton Shakespeare.
New York, NY: Norton (modern edition 1997).
Shakespeare, W. (1623). As you like it. In A. Harbage (Ed.), The complete
Pelican Shakespeare: Comedies and romances (pp. 200–229). Har-
mondsworth, England: Penguin (current edition 1969).
Shariff, A.F., & Norenzayan, A. (2007). God is watching you: Priming
god concepts increases prosocial behavior in an anonymous economic
game. Psychological Science, 18(9), 803–809.
Shariff, A. F., & Tracy, J. L. (2011). What are emotion expressions for?
Current Directions in Psychological Science, 20(6), 395–399.
Sharot, T., Korn, C. W., & Dolan, R. J. (2011). How unrealistic optimism
is maintained in the face of reality. Nature Neuroscience, 14, 1475–
1479.
Shaver, P., Hazan, C., & Bradshaw, D. (1988). Love as attachment: The
integration of three behavioral systems. In R. J. Sternberg & M. L.
Barnes (Eds.), The psychology of love (pp. 68–99). New Haven, CT:
Yale University Press.
Shaver, P.R. and Mikulincer, M. (2002) Attachment-Related Psychody-
namics. Attachment & Human Development, 4, 133–161.
Shaver, P., Schwartz, J. C., Kirson, D., & O’Connor, C. (1987). Emotion
knowledge: Further exploration of a prototype approach. Journal of
Personality and Social Psychology, 52, 1061–1086.
Shaw, D. S., Gilliom, M., Ingoldsby, E. M., & Nagin, D. S. (2003). Tra-
jectories leading to school-age conduct problems. Developmental Psy-
chology, 39(2), 189.
Shaw, D. S., Hyde, L. W., & Brennan, L. M. (2012). Early predictors of
boys’ antisocial trajectories. Developmental Psychopathology, 24(3),
871–888. doi:10.1017/S0954579412000429
Shaw, D. S., Lacourse, E., & Nagin, D. S. (2005). Developmental trajecto-
ries of conduct problems and hyperactivity from ages 2 to 10. Journal
of Child Psychology and Psychiatry, 46(9), 931–942.
Shaw, P., Kabani, N. J., Lerch, J. P., Eckstrand, K., Lenroot, R., Gogtay, N., . . .
Wise, S. P. (2008). Neuro developmental trajectories of the human cere-
bral cortex. Journal of Neuroscience, 28(14), 3586–3594. doi:10.1523/
JNEUROSCI.5309-07.2008
Shaw, P., Stringaris, A., Nigg, J., & Leibenluft, E. (2014). Emotion dys-
regulation in attention deficit hyperactivity disorder. American Journal
of Psychiatry, 171(3), 276–293. doi:10.1176/appi.ajp.2013.13070966
Shay, J. (1995). Achilles in Vietnam: Combat trauma and the undoing of
character. New York, NY: Simon & Schuster.
Shearn, D., Bergman, E., Hill, K., Abel, A., & Hinds, L. (1990). Facial
coloration and temperature responses in blushing. Psychophysiology,
27, 687–693.
Shearn, D., Bergman, E., Hill, K., Abel, A., & Hinds, L. (1992). Blushing
as a function of audience size. Psychophysiology, 29, 431–436.
Shearn, D., Spellman, L., Straley, B., Meirick, J., & Stryker, K. (1999).
Empathic blushing in friends and strangers. Motivation and Emotion,
23(4), 307–316.
Shelley, M. (1818). Frankenstein, or modern Prometheus. Harmonds-
worth, England: Penguin (current edition 1985).
Shenk, C. E., Noll, J. G., Putnam, F. W., & Trickett, P. K. (2010). A pro-
spective examination of the role of childhood sexual abuse and physi-
ological asymmetry in the development of psychopathology. Child
Abuse & Neglect, 34(10), 752–761.
Sherif, M. (1956, November). Experiments in group conflict. Scientific
American, 195, 54–58.
Sherif, M., & Sherif, C. W. (1953). Groups in harmony and in tension.
New York, NY: Harper & Row.
Sherman, G. D., & Haidt, J. (2011). Cuteness and disgust: The humanizing
and dehumanizing effects of emotion. Emotion Review, 3, 245–251.
Shevlin, M., McElroy, E., Bentall, R. P., Reininghaus, U., & Murphy, J.
(2016). The psychosis continuum: Testing a bifactor model of psy-
chosis in a general population sample. Schizophrenia Bulletin, 43(1),
133–141. doi:10.1093/schbul/sbw067
Shevlin, M., McElroy, E., & Murphy, J. (2017). Homotypic and hetero-
typic psychopathological continuity: A child cohort study. Social psy-
chiatry and psychiatric epidemiology, 52(9), 1135–1145.
Shields, S. A. (1991). Gender in the psychology of emotion: A selective
research review. In K. T. Strongman (Ed.), International review of stud-
ies in emotion (Vol. 1, pp. 227–245). Chichester, England: Wiley.
Shields, S. A. (2002). Speaking from the heart: Gender and the social
meaning of emotion. Cambridge, England: Cambridge University Press.
Shields, S. A. (2005). The politics of emotion in everyday life: “Appropri-
ate” emotion and claims on identity. Review of General Psychology,
9, 3–15.
Shikibu, M. (c.1000). The tale of Genji (R. Tyler, Trans.). New York, NY:
Viking Penguin (2001).
Shiner, R. L., Allen, T. A., & Masten, A. S. (2017). Adversity in adoles-
cence predicts personality trait change from childhood to adulthood.
Journal of Research in Personality, 67, 171–182.
Shiner, R. L., & Masten, A. S. (2012). Childhood personality as a har-
binger of competence and resilience in adulthood. Development and
Psychopathology, 24(2), 507–528.
Shiota, M. N., Campos, B., Oveis, C., Hertenstein, M., Simon-Thomas, E.,
& Keltner, D. (2017). Beyond happiness: Building a science of discrete
positive emotions. American Psychologist, 72 (7), 617–643.
Shiota, M. N., Campos, B. C., Gonzaga, G. C., Keltner, D., & Peng, K.
(2010). I love you but. . . cultural differences in emotional complex-
ity during interaction with a romantic partner. Cognition and Emotion,
24(5), 786–799.
Shiota, M. N., Keltner, D., & John, O. P. (2006). Positive emotion disposi-
tions differentially associated with big five personality and attachment
style. The Journal of Positive Psychology, 1(2), 61–71.
Shiota, M. N., Neufeld, S. L., Yeung, W. H., Moser, S. E., & Perea, E. F.
(2011). Feeling good: Autonomic nervous system responding in five
positive emotions. Emotion, 11(6), 1368–1378.
Shirk, S. R., Crisostomo, P. S., Jungbluth, N., & Gudmundsen, G. R.
(2013). Cognitive mechanisms of change in CBT for adolescent
References 469
depression: Associations among client involvement, cognitive distor-
tions, and treatment outcome. International Journal of Cognitive Ther-
apy, 6(4), 311–324.
Shokonoff, J. P., Boyce, W. T., & McEwen, B. S. (2009). Neurosci-
ence, molecular biology and the childhood roots of health dispari-
ties: Building a new framework for health promotion and disease
prevention. Journal of the American Medical Association, 301(21),
2252–2259.
Shore, L., Toumbourou, J. W., Lewis, A. J., & Kremer, P. (2017). Longi-
tudinal trajectories of child and adolescent depressive symptoms and
their predictors—A systematic review and meta-analysis. Child and
Adolescent Mental Health. doi:10.1111/camh.12220
Shrout, P. E., Link, B. G., Dohrenwend, B. P., Skodal, A. E., Stueve, A.,
& Mirtznik, J. (1989). Characterizing life events as risk factors for
depression: The role of fateful loss events. Journal of Abnormal Psy-
chology, 98, 460–467.
Shweder, R. (1990). In defense of moral realism: Reply to Gabannesch.
Child Development, 61, 2060–2067.
Shweder, R. A., & Haidt, J. (2000). The cultural psychology of the emo-
tions: Ancient and new. In M. Lewis & J. M. Haviland-Jones (Eds.),
Handbook of emotions (2nd ed., pp. 397–414). New York, NY: Guilford.
Shweder, R. A., Much, N. C., Mahapatra, M., & Park, L. (1997). The “big
three” of morality (autonomy, community, divinity), and the “big three”
explanations of suffering. In A. Brandt & P. Rozin (Eds.), Morality and
health (pp. 119–169). New York, NY: Routledge.
Sibley, C., & Ahlquist, J. E. (1984). The phylogeny of the hominid pri-
mates, as indicated by DNA–RNA hybridization. Journal of Molecular
Evolution, 20, 2–15.
Siegel, E. H., Sands, M. K., Van den Noortgate, W., Condon, P., Chang,
Y., Dy, J., . . . & Barrett, L. F. (2018). Emotion fingerprints or emotion
populations? A meta-analytic investigation of autonomic features of
emotion categories. Psychological Bulletin, 144(4), 343–393.
Siegle, G. J., Steinhauer, S. R., Thase, M. E., Stenger, V. A., & Carter, C.
S. (2002). Can’t shake that feeling: Event-related fMRI assessment of
sustained amygdala activity in response to emotional information in
depressed individuals. Biological Psychiatry, 51, 693–707.
Siegman, A. W., Townsend, S. T., Civilek, A. C., & Blumenthal, R. S.
(2000). Antagonistic behavior, dominance, hostility, and coronary
heart disease. Psychosomatic Medicine, 62, 248–257.
Sievers, B., Polansky, L., Casey, M., & Wheatley, T. (2013). Music and
movement share a dynamic structure that supports universal expres-
sions of emotion. Proceedings of the National Academy of Sciences,
110, 70–75.
Sijtsema, J. J., Ojanen, T., Veenstra, R., Lindenberg, S., Hawley, P. H.,
& Little, T. D. (2009). Forms and function sof aggression in adoles-
cent friendship selection and influence: A longitudinal social network
analysis. Social Development, 19, 515–534.
Sijtsema, J. J., Rambaran, J. A., Caravita, S. C., & Gini, G. (2014). Friend-
ship selection and influence in bullying and defending: Effects of
moral disengagement. Developmental Psychology, 50(8), 2093–2104.
doi:10.1037/a0037145
Silberg, J. L., Copeland, W., Linker, J., Moore, A. A., Roberson-Nay, R.,
& York, T. P. (2016). Psychiatric outcomes of bullying victimization:
A study of discordant monozygotic twins. Psychological Medicine,
46(9), 1875–1883. doi:10.1017/S0033291716000362
Silk, J. B., Alberts, S. C., & Altmann, J. (2003). Social bonds of female
baboons enhance infant survival. Science, 302, 1231–1234.
Silk, J. S., Sessa, F. M., Morris, A. S., Steinberg, L., & Avenevoli, S.
(2004). Neighborhood cohesion as a buffer against hostile maternal
parenting. Journal of Family Psychology, 18, 120–134.
Silvers, J. A., Insel, C., Powers, A., Franz, P., Helion, C., Martin, R.
E., . . . Ochsner, K. N. (2017). vlPFC-vmPFC-amygdala interactions
underlie age-related differences in cognitive regulation of emotion.
Cerebral Cortex, 27(7), 3502–3514.
Silvers, J. A., Wager, T. D., Weber, J., & Ochsner, K. N. (2015). The neural
bases of uninstructed negative emotion modulation. Social Cognitive
and Affective Neuroscience, 10(1), 10–18.
Simon, H. A. (1967). Motivational and emotional controls of cognition.
Psychological Review, 74, 29–39.
Simon-Thomas, E., Godzik, J., Castel, E., Antonenko, O., Ponz, A., Kogan,
A., & Keltner, D. (2011). An fMRI study of caring vs self-focus during
induced compassion and pride. Social and Cognitive Affective Neuro-
science, 7(6), 635–648.
Simon-Thomas, E. R., Keltner, D. J., Sauter, D., Sinicropi-Yao, L., &
Abramson, A. (2009). The voice conveys specific emotions: Evidence
from vocal burst displays. Emotion, 9, 838–846.
Simpson, J. A., Collins, W. A., Tran, S., & Haydon, K. C. (2007). Attach-
ment and the experience and expression of emotions in romantic rela-
tionships: A developmental perspective. Journal of Personality and
Social Psychology, 92(2), 355–367.
Simpson, J. A., & Kenrick, D. T. (1998). Evolutionary social psychology.
Hillsdale, NJ: Lawrence Erlbaum.
Sims, T., & Tsai, J. (2015). Patients respond more positively to physicians
who focus on their ideal affect. Emotion, 15, 303–318.
Singer, J. A., & Salovey, P. (1993). The remembered self: Emotion and
memory in personality. New York, NY: Free Press.
Singer, J. A., & Singer, J. L. (1992). Transference in psychotherapy
and daily life: Implications of current memory and social cognition
research. In J. W. Barron, M. N. Eagle, & D. L. Wolinsky (Eds.), Inter-
face of psychoanalysis and psychology (pp. 516–538). Washington,
DC: American Psychological Association.
Singer, T., Seymour, B., O’Doherty, J., Kaube, H., Dolan, R. J., & Frith, C.
(2004). Empathy for pain involves the affective but not sensory com-
ponents of pain. Science, 303, 1157–1162.
Singh, D., Dixson, B. J., Jessop, T. S., Morgan, B., & Dixson, A. F. (2010).
Cross-cultural consensus for waist-hip ratio and women’s attractive-
ness. Ethology and Sociobiology, 31, 176–181.
Singh, L., Morgan, J. L., & Best, C. T. (2002). Infants’ listening prefer-
ences: Baby talk or happy talk? Infancy, 3(3), 365–394.
Skarin, K. (1977). Cognitive and contextual determinants of stranger fear in
six-and eleven-month-old infants. Child Development, 48(2), 537–544.
RefeRences470
Skuse, D. H., Lori, A., Cubells, J. F., Lee, I., Conneely, K. N., Puura,
K., . . . Young, L. J. (2014). Common polymorphism in the oxytocin
receptor gene (OXTR) is associated with human social recognition
skills. Proceedings of the National Academy of Sciences, 111(5),
1987–1992.
Slade, A. (2005). Parental reflective functioning: An introduction. Attach-
ment & Human Development, 7(3), 269–281.
Slade, A., Grienenberger, J., Bernbach, E., Levy, D., & Locker, A. (2005).
Maternal reflective functioning, attachment, and the transmission gap: A
preliminary study. Attachment & Human Development, 7(3), 283–298.
Slagt, M., Dubas, J. S., Deković, M., & van Aken, M. A. (2016). Differ-
ences in sensitivity to parenting depending on child temperament: A
meta-analysis. Psychological Bulletin, 142(10), 1068–1110.
Slater, A., Bremner, G., Johnson, S. P., Sherwood, P., Hayes, R., & Brown,
E. (2000). Newborn infants’ preference for attractive faces: The role of
internal and external facial features. Infancy, 1(2), 265–274.
Slater, A., & Lewis, M. (2007). Introduction to infant development (2nd
ed.). New York, NY: Oxford University Press.
Slaughter, V., Imuta, K., Peterson, C. C., & Henry, J. D. (2015). Meta-
analysis of theory of mind and peer popularity in the preschool and
early school years. Child Development, 86(4), 1159–1174.
Sloane, R. B., Staples, F. R., Cristol, A. H., Yorkston, N. J., & Whipple,
K. (1975). Psychotherapy versus behavior therapy. Cambridge, MA:
Harvard University Press.
Slonim, D. A., Shefler, G., & Slonim, N. (2013). Adolescents in psychody-
namic psychotherapy: Changes in internal representations of relation-
ships with parents. Psychotherapy Research, 23, 201–217.
Slopen, N., Fitzmaurice, G., Williams, D. R., & Gilman, S. E. (2010). Pov-
erty, food insecurity, and the behavior for childhood internalizing and
externalizing disorder. Journal of the Academy of Child and Adolescent
Psychiatry, 49(5), 444–452.
Smillie, L. D., DeYoung, C. G., & Hall, P. J. (2015). Clarifying the rela-
tion between extraversion and positive affect. Journal of Personality,
83(5), 564–574.
Smillie, L. D., Pickering, A. D., & Jackson, C. J. (2006). The new rein-
forcement sensitivity theory: Implications for personality measure-
ment. Personality and social psychology review: An official journal of
the society for personality and social psychology, Inc, 10(4), 320–335.
Smit, Y., Hulbers, M. J. H., Ioannidis, J. P. A., van Dyck, R., van Tilberg,
W., & Artz, A. (2012). The effectiveness of long-term psychoanalytic
psychotherapy: A meta-analysis of randomized controlled trials. Clinical
Psychology Review, 32, 81–92.
Smith, A. (1759). The theory of moral sentiments. Oxford, England:
Oxford University Press (1976).
Smith, C., & Ellsworth, P. (1985). Patterns of cognitive appraisal in emo-
tion. Journal of Personality and Social Psychology, 48, 813–838.
Smith, E. R. (1993). Social identity and social emotions: Toward new
conceptualizations of prejudice. In D. M. Mackie & D. L. Hamilton
(Eds.), Affect, cognition, and stereotyping (pp. 297–315). New York,
NY: Academic Press.
Smith, J. M., Alloy, L. B., & Abramson, L. Y. (2006). Rumination, hope-
lessness and suicidal ideation: Multiple pathways to self-injurious
thinking. Suicide and Life-Threatening Behavior 36(4), 443–454.
Smith, M. L., Glass, G. V., & Miller, T. I. (1980). The benefits of psycho-
therapy. Baltimore, MD: Johns Hopkins University Press.
Smith, R., Alkozei, A., Bao, J., Smith, C., Lane, R. D., & Killgore, W. D.
(2017). Resting state functional connectivity correlates of emotional
awareness. NeuroImage, 159, 99–106.
Smith, R., Alkozei, A., Lane, R. D., & Killgore, W. D. (2016). Unwanted
reminders: The effects of emotional memory suppression on subsequent
neuro-cognitive processing. Consciousness and Cognition, 44, 103–113.
Smith, R., & Lane, R. D. (2015). The neural basis of one’s own conscious
and unconscious emotional states. Neuroscience & Biobehavioral
Reviews, 57, 1–29.
Smith, R., & Lane, R. D. (2016). Unconscious emotion: A cognitive neu-
roscientific perspective. Neuroscience & Biobehavioral Reviews, 69,
216–238.
Smith, R., Thayer, J. F., Khalsa, S. S., & Lane, R. D. (2017). The hierarchi-
cal basis of neurovisceral integration. Neuroscience & Biobehavioral
Reviews, 75, 274–296.
Smith, T. W., & Ruiz, J. M. (2002). Psychosocial influences on the develop-
ment and course of coronary heart disease: Current status and impli-
cations for research and practice. Journal of Consulting and Clinical
Psychology, 70, 548–568.
Smoller, J. W., & Finn, C. T. (2003). Family, twin, and adoption studies of
bipolar disorder. American Journal of Medical Genetics, 123C, 48–58.
Smoski, M. J., & Bachorowski, J.-A. (2003). Antiphonal laughter between
friends and strangers. Cognition and Emotion, 17, 327–340.
Snowdon, C. T. (2003). Expression of emotion in non-human animals. In
R. Davidson, K. Scherer, & H. H. Goldsmith (Eds.), Handbook of affec-
tive sciences (pp. 457–480). London, England: Oxford University Press.
Snyder, C. R., & Heinze, L. S. (2005). Forgiveness as a mediator of the
relationship between PTSD and hostility in survivors of childhood
abuse. Cognition and Emotion, 19, 413–431.
Snyder, H. R., Hankin, B. L., Sandman, C. A., Head, K., & Davis, E. P.
(2017). Distinct patterns of reduced prefrontal and limbic gray matter
volume in childhood general and internalizing psychopathology. Clini-
cal Psychological Science, 5(6), 1001–1013.
Snyder, H. R., Young, J. F., & Hankin, B. L. (2017). Strong homotypic continuity
in common psychopathology-, internalizing-, and externalizing-specific
factors over time in adolescents. Clinical Psychological Science, 5(1),
98–110. doi:10.1177/2167702616651076
Snyder, J., Stoolmiller, M., Wilson, M., & Yamamoto, M. (2003). Child
anger regulation, parental responses to children’s anger displays, and
early child antisocial behavior. Social Development, 12(3), 335–360.
Sober, E., & Wilson, D. S. (1998). Unto others: The evolution and psy-
chology of unselfish behavior. Cambridge, MA: Harvard University
Press.
Sogon, S., & Masutani, M. (1989). Identification of emotion from body
movements. Psychological Reports, 65, 35–46.
References 471
Solomon, R. C. (1977). The passions. New York, NY: Anchor.
Solomon, R. C. (2004). Emotions, thoughts, and feelings: Emotions as
engagements with the world. In R. C. Solomon (Ed.), Thinking about
feeling: Contemporary philosophers on emotions (pp. 76–88). New
York, NY: Oxford University Press.
Solomon, R. C. (2007). True to our feelings: What our emotions are really
telling us. New York, NY: Oxford University Press.
Solomon, Z. (2013). Combat stress reaction: The enduring toll of war.
New York, NY: Springer Science & Business Media.
Solomon, Z., & Bromet, E. (1982). The role of social factors in affective
disorder: An assessment of the vulnerability model of Brown and his
colleagues. Psychological Medicine, 12, 125–130.
Sorabji, R. (2000). Emotion and peace of mind: From Stoic agitation to
Christian temptation. Oxford, England: Oxford University Press.
Sorce, J. F., Emde, R. N., Campos, J., & Klinnert, M. D. (1985). Maternal
emotional signaling: Its effect on the visual cliff behavior of 1-year-
olds. Developmental Psychiatry, 21(1), 195–200.
Soto, C. J., & John, O. P. (2014). Traits in transition: The structure of par-
ent-reported personality traits from early childhood to early adulthood.
Journal of Personality, 82(3), 182–199.
Soto, C. J., & Tackett, J. L. (2015). Personality traits in childhood and ado-
lescence: Structure, development, and outcomes. Current Directions in
Psychological Science, 24(5), 358–362.
Soto, J., Perez, C. R., Kim, Y.-H., Lee, E., A., & Minnick, M. R. (2011).
Is expressive suppression always associated with poorer psychological
functioning? A cross-cultural comparison between European Ameri-
cans and Hong Kong Chinese. Emotion, 11(6), 1450–1455.
Spangler, G., & Grossmann, K. E. (1993). Biobehavioral organization in
securely and insecurely attached infants. Child Development, 64(5),
1439–1450.
Spangler, G., Maier, U., Geserick, B., & von Wahlert, A. (2010). The influ-
ence of attachment representation on parental perception and inter-
pretation of infant emotions: A multilevel approach. Developmental
Psychobiology, 52(5), 411–423.
Speed, B. C., Nelson, B. D., Perlman, G., Klein, D. N., Kotov, R., & Haj-
cak, G. (2015). Personality and emotional processing: A relationship
between extraversion and the late positive potential in adolescence.
Psychophysiology, 52(8), 1039–1047.
Spielberger, C. D. (1983). State-trait anxiety inventory for adults. Palo
Alto, CA: Mind Garden.
Spielberger, C. D. (1996). Manual for the State-Trait Anger Expression
Inventory (STAXI). Odessa, FL: Psychological Assessment Resources.
Spinoza, B. (1661–1675). On the improvement of the understanding. The
ethics, and correspondence (R. H. M. Elwes, Trans.). New York, NY:
Dover (current edition 1955).
Spock, B. (1945). The common sense book of baby and child care. New
York, NY: Dell, Sloan & Pearce.
Sroufe, A. (2005). Attachment and development: A prospective, longitudi-
nal study from birth to adulthood. Attachment & Human Development,
7, 349–367.
Sroufe, A. (2009). The concept of development in developmental psycho-
pathology. Child Development Perspectives, 3(3), 178–183.
Sroufe, L. A. (1997). Psychopathology as an outcome of development.
Development and Psychopathology, 9, 251–268.
Stace, Walter Terence (1960). Mysticism and Philosophy. New York, NY:
MacMillan.
Stack, D. M. (2001). The salience of touch and physical contact during
infancy: Unraveling some of the mysteries of the somesthetic sense. In
G. Bremner & A. Fogel (Eds.), Blackwell handbook of infant develop-
ment (pp. 351–378). Malden, MA: Blackwell.
Stack, E. C., Balakrishnan, R., Numan, M. J., & Numan, M. (2002). A
functional neuroanatomical investigation of the role of the medial pre-
optic area in neural circuits regulating maternal behavior. Behavioral
Brain Research, 131(1–2), 17–36.
Stahl, A. E., & Feigenson, L. (2015). Cognitive development. Observing
the unexpected enhances infants’ learning and exploration. Science,
348(6230), 91–94. doi:10.1126/science.aaa3799
Stahl, A. E., & Feigenson, L. (2017). Expectancy violations promote
learning in young children. Cognition, 163, 1–14. doi:10.1016/j.cogni-
tion.2017.02.008
Staines, J. (2004). Compassion in the public sphere of Milton and King
Charles. In G. K. Paston, K. Rowe, & M. Floyd-Wilson (Eds.), Read-
ing the early modern passions: Essays in the cultural history of emo-
tion (pp. 89–110). Philadelphia: University of Pennsylvania Press.
Stamkou, E., van Kleef, G. A., Fischer, A. H., & Kret, M. E. (2016). Are
the powerful really blind to the feelings of others? How hierarchical
concerns shape attention to emotions. Personality and Social Psychol-
ogy Bulletin, 42(6), 755–768.
Stanislavski, C. (1965). An actor prepares (E. R. Habgood, Trans.).
New York, NY: Theater Arts Books.
Stanovich, K. E. (2004). The robot’s rebellion: Finding meaning in the age
of Darwin. Chicago, IL: University of Chicago Press.
Starkstein, S. E., & Robinson, R. G. (1991). The role of the frontal lobes
in affective disorder following stroke. In H. S. Levin, H. M. Eisenberg,
& A. L. Benton (Eds.), Frontal lobe function and dysfunction
(pp. 288–303). New York, NY: Oxford University Press.
Stattin, H., & Kerr, M. (2000). Parental monitoring: A reinterpretation.
Child development, 71(4), 1072–1085.
Stearns, P. N., & Haggarty, T. (1991). The role of fear: Transitions in
American emotional standards for children, 1850–1950. The American
Historical Review, 96, 63–94.
Stein, M. B., Simmons, A. N., Feinstein, J. S., & Paulus, M. P. (2007).
Increased amygdala and insula activation during emotion processing in
anxiety-prone subjects. The American Journal of Psychiatry, 164(2),
318–327.
Stein, N., Folkman, S., Trabasso, T., & Richards, T. A. (1997). Appraisal and
goal processes as predictors of psychological well-being in bereaved
caregivers. Journal of Personality and Social Psychology, 72, 872–884.
Stein, N. L., Liwag, M., & Trabasso, T. (1995, March 30–April 2). Remem-
bering the distant past: Understanding and remembering emotional
RefeRences472
events. Paper presented to the biennial meeting of the Society for
Research in Child Development, Indianapolis.
Stein, N. L., Trabasso, T., & Liwag, M. (1994). The Rashomon phenom-
enon: Personal frames and future-oriented appraisals in memory for
emotional events. In M. M. Haith, J. B. Benson, R. J. Roberts, & B. F.
Pennington (Eds.), Future oriented processes. Chicago, IL: University
of Chicago Press.
Steinbeis, N., & Singer, T. (2013). The effects of social comparison on
social emotions and behavior during childhood: The ontogeny of envy
and Schadenfreude predicts developmental changes in equity-related
decisions. Journal of Experimental Child Psychology, 115(1), 198–
209. doi:10.1016/j.jecp.2012.11.009
Steiner, J. E., Glaser, D., Hawilo, M. E., & Berridge, K. C. (2001). Com-
parative expression of hedonic impact: Affective reactions to taste by
human infants and other primates. Neuroscience and Biobehavioral
Reviews, 25(1), 53–74.
Stellar, J. E., Cohen, A., Oveis, C., & Keltner, D. (2015). Affective and
physiological responses to the suffering of others: Compassion and
vagal activity. Journal of Personality and Social Psychology, 108,
572–585.
Stellar, J. E., John-Henderson, N., Anderson, C. L., Gordon, A. M., McNeil,
G. D., & Keltner, D. (2015). Positive affect and markers of inflamma-
tion: Discrete positive emotions predict lower levels of inflammatory
cytokines. Emotion, 15(2), 129.
Stellar, J. E., Gordon, A., Piff, P. K., Anderson, C.L., Cordaro, D., Bai, Y.
& Maruskin, L. & Keltner, D. (2017).Self-transcendent emotions and
their social functions: Compassion, gratitude, and awe bind us to others
through prosociality. Emotion Review, 9(3), 200–207.
Stemmler, G. (2003). Methodological considerations in the psychophysi-
ological study of emotion. In R. J. Davidson, K. R. Scherer, & H. H.
Goldsmith (Eds.), Handbook of affective sciences (pp. 225–255). New
York, NY: Oxford University Press.
Stemmler, G., & Wacker, J. (2010). Personality, emotion, and individual dif-
ferences in physiological responses. Biological Psychology, 84, 541–551.
Stenberg, C. R., Campos, J. J., & Emde, R. N. (1983). The facial expres-
sion of anger in seven-month-old infants. Child Development, 54(1),
178–184.
Sterba, S. K., Prinstein, M. J., & Cox, M. J. (2007). Trajectories of internal-
izing problems across childhood: Heterogeneity, external validity, and
gender differences. Development and Psychopathology, 19(2), 345.
Stern, D. N. (1985). The interpersonal world of the infant: A view from
psychoanalysis and developmental psychology: New York, NY: Karnac
Books.
Sternberg, R. J. (1997). Construct validation of a triangular love scale.
European Journal of Social Psychology, 27, 313–335.
Stevenson, R. L. (1886). Dr Jekyll and Mr Hyde. Harmondsworth, Eng-
land: Penguin (current edition 1979).
Stewart, M. E., Ebmeier, K. P., & Deary, I. J. (2005). Personality correlates
of happiness and sadness: EPQ-R and TPQ compared. Personality and
Individual Differences, 38, 1085–1096.
Stewart, R. E., & Chambless, D. L. (2009). Cognitive-behavioral therapy
for adult anxiety disorders in clinical practice: A meta-analysis of
effectiveness studies. Journal of Consulting and Clinical Psychology,
77, 595–606.
Stice, E. (2002). Risk and maintenance factors for eating pathology: A
meta-analytic review. Psychological Bulletin, 128(5), 825–848.
Stice, E., Ragan, J., & Randall, P. (2004). Prospective relations between
social support and depression: Differential direction of effects for par-
ent and peer support. Journal of Abnormal Psychology, 113, 155–159.
Stipek, D., Recchia, S., & McClintic, S. (1992). Self-evaluation in young
children. Monographs of the Society for Research in Child Develop-
ment, 57(1), 1–84.
Stone, L. L., Giletta, M., Brendgen, M., Otten, R., Engels, R. C. M. E., &
Janssens, J. M. A. M. (2013). Friendship similarities in internalizing
problems in early childhood. Early Childhood Research Quarterly,
28(2), 210–217. doi:10.1016/j.ecresq.2012.12.003
Storbeck, J., & Clore, G. L. (2008). Affective arousal as information: How
affective arousal influences judgments, learning, and memory. Social
and Personality Psychology Compass, 2, 1824–1843.
Stover, C. S., Connell, C. M., Leve, L. D., Neiderhiser, J. M., Shaw, D.
S., Scaramella, L. V., . . . Reiss, D. (2012). Fathering and mother-
ing in the family system: Linking marital hostility and aggression in
adopted toddlers. Journal of Child Psychology and Psychiatry, 53(4),
401–409.
Strachey, J. (1934). The nature of the therapeutic action in psychoanalysis.
International Journal of Psychoanalysis, 15, 127–159.
Strack, F., Martin, L. L., & Stepper, S. (1988). Inhibiting and facilitat-
ing conditions of the human smile: A nonobtrusive test of the facial
feedback hypothesis. Journal of Personality and Social Psychology,
54, 768–777.
Strakowski, S. M., DelBello, M. P., Sax, K. W., Zimmerman, M. E., Shear,
P. K., Hawkins, J. M., & Larson, E. R. (1999). Brain magnetic reso-
nance imaging of structural abnormalities in bipolar disorder. Archives
of General Psychiatry, 56, 254–260.
Stretton, M. S., & Salovey, P. (1998). Cognitive and affective components
of hypochondriacal concerns. In W. F. Flack & J. D. Laird (Eds.), Emo-
tions in psychopathology: Theory and research (pp. 265–279). New
York, NY: Oxford University Press.
Striano, T., Brennan, P. A., & Vanman, E. J. (2002). Maternal depressive
symptoms and 6-month-old infants’ sensitivity to facial expressions.
Infancy, 3(1), 115–126.
Striano, T., Henning, A., & Stahl, D. (2005). Sensitivity to social contin-
gencies between 1 and 3 months of age. Developmental Science, 8(6),
509–518.
Stringer, C., & Gamble, C. (1993). In search of the Neanderthals. New
York, NY: Thames and Hudson.
Stroebe, W., & Stroebe, M. S. (1996). The social psychology of social
support. In E. T. Higgins & A. W. Kruglanski (Eds.), Social psychol-
ogy: Handbook of basic principles (pp. 597–521). New York, NY:
Guilford.
References 473
Strohminger, N., Lewis, R. L., & Meyer, D. E. (2011). Divergent effects
of different positive emotions on moral judgment. Cognition, 119,
295–300.
Stroop, J. R. (1935). Studies of interference in serial verbal reactions. Jour-
nal of Experimental Psychology, 18, 643–662.
Stroud, C. B., Davila, J., Hammen, C. L., & Vrshek-Schallhorn, S. (2011).
Severe and nonsevere events in first onsets versus recurrences of
depression: Evidence for stress sensitization. Journal of Abnormal
Psychology, 120, 142–154.
Stroud, C. B., Meyers, K. M., Wilson, S., & Durbin, C. E. (2015). Marital
quality spillover and young children’s adjustment: Evidence for dyadic
and triadic parenting as mechanisms. Journal of Clinical Child & Ado-
lescent Psychology, 44(5), 800–813.
Stuckey, H.L. & Nobel, J. (2010). The connection between art, healing,
and public health: A review of current literature. American Journal of
Public Health, 100(2), 254–263.
Sturgeon, D., Turpin, D., Kuipers, L., Berkowitz, R., & Leff, J. (1984).
Psychophysiological responses of schizophrenic patients to high and
low Expressed Emotion relatives: A follow-up study. British Journal
of Psychiatry, 145, 62–69.
Stuss, D. T., & Benson, D. F. (1984). Neuropsychological studies of the
frontal lobes. Psychological Bulletin, 95, 3–28.
Stylianou, S. (2003). Measuring crime seriousness perceptions: What have
we learned and what else do we want to know. Journal of Criminal
Justice, 31, 37–56.
Sugaya, L., Hasin, D. S., Olfson, M., Lin, K. H., Grant, B. F., & Blanco,
C. (2012). Child physical abuse and adult mental health: A national
study. Journal of Traumatic Stress, 25(4), 384–392. doi:10.1002/
jts.21719
Suh, E., Diener, E., Oishi, S., & Triandis, H. C. (1998). The shifting basis
of life satisfaction judgments across cultures: Emotions versus norms.
Journal of Personality and Social Psychology, 74, 482–493.
Suitor, J. J., Sechrist, J., Plikuhn, M., Pardo, S. T., & Pillemer, K. (2008).
Within-family differences in parent–child relations across the life
course. Current Directions in Psychological Science, 17(5), 334–338.
Sullivan, G.B. (2015). Collective Emotions. Social and Personality Psy-
chology Compass, 9(8), 383–393.
Sullivan, H. S. (1953). The collected works (Vol. 1). New York, NY:
Norton.
Sullivan, H. S. (1953). The interpersonal theory of psychiatry. New York,
NY: Norton.
Sullivan, M. W., & Lewis, M. (2012). Relations of early goal blockage
response and gender to subsequent tantrum behavior. Infancy, 17(2),
159–178. doi:10.1111/j.1532-7078.2011.00077.x
Sullivan, P. F., Neale, M. C., & Kendler, K. S. (2000). The genetic epide-
miology of major depression: A review and a meta-analysis. American
Journal of Psychiatry, 157, 1552–1562.
Sulloway, F. J. (1979). Freud, biologist of the mind: Beyond the psychoana-
lytic legend. New York, NY: Basic Books.
Suls, J., & Martin, R. (2005). The daily life of the garden-variety neurotic:
Reactivity, stressor exposure, mood spillover, and maladaptive coping.
Journal of Personality, 73(6), 1485–1510.
Sun, P., Zheng, L., Li, L., Guo, Z., Zhang, W., & Zheng, Y. (2016). The
neural responses to social cooperation in gain and loss context. PLoS
One, 11(8), e0160503.
Sundararajan, L. (2010). Two flavors of aesthetic tasting: Rasa and Savor-
ing, a cross-cultural study with implications for the psychology of
emotion. Review of General Psychology, 14, 22–30.
Sutton, S. K., & Davidson, R. J. (1997). Prefrontal brain asymmetry: A
biological substrate of the behavioral approach and inhibition systems.
Psychological Science, 8, 204–210.
Svaldi, J., Griepenstroh, J., Tuschen-Caffier, B., & Ehring, T. (2012). Emo-
tion regulation deficits in eating disorders: A marker of eating pathology
or general psychopathology? Psychiatry Research, 197(1–2), 103–111.
doi:10.1016/j.psychres.2011.11.009
Svejda, M. J., Campos, J. J., & Emde, R. N. (1980). Mother–infant “bond-
ing”: Failure to generalize. Child Development, 56, 775–779.
Svejda, M. J., Pannabecker, B. J., & Emde, R. N. (1982). Parent-to-infant
attachment: A critique of the early “bonding” model. In R. N. Emde
& R. J. Harmon (Eds.), The development of attachment and affiliative
systems (pp. 83–93). New York, NY: Plenum.
Swain, J. E. (2010). The human parental brain: In vivo neuroimaging.
Progress in Neuropsychopharmacology & Biological Psychiatry, 35,
1242–54.
Szabo, T. G., Long, D. M., Villatte, M., & Hayes, S. C. (2015). Mindful-
ness in cognitive behavioral models. In K. W. Brown, J. D. Creswell,
& R. M. Ryan (Eds.), Handbook of mindfulness: Theory, research, and
practice (pp. 130–147). New York, NY: Guilford.
Szczepanski, S. M., & Knight, R. T. (2014). Insights into human behavior
from lesions to the prefrontal cortex. Neuron, 83(5), 1002–1018.
Szechtman, H., & Woody, E. (2004). Obsessive compulsive disorder as a
disturbance of security motivation. Psychological Review, 111, 111–127.
Sznycer, D., Cosmides, L., & Tooby, J. (2017). Adaptationism carves emo-
tions at their functional joints. Psychological Inquiry, 28(1), 56–62.
Sznycer, D., Tooby, J., Cosmides, L., Porat, R., Shalvi, S., & Halperin, E.
(2016). Shame closely tracks the threat of devaluation by others, even
across cultures. Proceedings of the National Academy of Sciences of
the USA, 113, 2625–2630.
Szyf, M., & Bick, J. (2013). DNA methylation: A mechanism for embed-
ding early life experiences in the genome. Child Development, 84(1),
49–57. doi:10.1111/j.1467-8624.2012.01793.x
Tabibnia, G., Satpute, A. B., & Lieberman, M. D. (2008). The sunny side
of fairness: Preference for fairness activates reward Ccircuitry (and
disregarding unfairness activates self-control sircuitry). Psychological
Science, 19, 339–347.
Tackett, J. L., Lahey, B. B., van Hulle, C., Waldman, I., Krueger, R. F.,
& Rathouz, P. J. (2013). Common genetic influences on negative
emotionality and a general psychopathology factor in childhood and
RefeRences474
adolescence. Journal of Abnormal Psychology, 122(4), 1142–1153.
doi:10.1037/a0034151
Tajfel, H. (1982). Social psychology of intergroup relations. Annual
Review of Psychology, 33, 1–39.
Tajfel, H., & Turner, J. (1979). An integrative theory of intergroup conflict.
In W. G. Austin & S. Worchel (Eds.), The socialpsychology of inter-
group relations. Monterey, CA: Brooks Cole.
Takahashi, H., Kato, M., Matsuura, M., Mobbs, D., Suhara, T., & Okubo,
Y. (2009). When your gain is my pain and your pain is my gain: neural
correlates of envy and schandenfreude. Science, 323 (5916), 937–939.
Takizawa, R., Danese, A., Maughan, B., & Arseneault, L. (2015). Bullying
victimization in childhood predicts inflammation and obesity at mid-
life: A five-decade birth cohort study. Psychological Medicine, 45(13),
2705–2715. doi:10.1017/S0033291715000653
Takizawa, R., Maughan, B., & Arseneault, L. (2014). Adult health out-
comes of childhood bullying victimization: Evidence from a five-dec-
ade longitudinal British birth cohort. American Journal of Psychiatry,
171(7), 777–784. doi:10.1176/appi.ajp.2014.13101401
Tamir, M., Mitchell, C., & Gross, J. J. (2008). Hedonic and instrumental
motives in anger regulation. Psychological Science, 19, 324–328.
Tan, E. S. (1996). Emotion and the structure of film: Film as an emotion
machine. Mahwah, NJ: Erlbaum.
Tandon, M., Tillman, R., Agrawal, A., & Luby, J. (2016). Trajectories
of ADHD severity over 10 years from childhood into adulthood.
ADHD Attention Deficit and Hyperactivity Disorders, 8(3), 121–130.
doi:10.1007/s12402-016-0191-8
Tangney, J. P. (1990). Assessing individual differences in proneness to shame
and guilt: Development of the self-conscious affect and attribution inven-
tory. Journal of Personality and Social Psychology, 59, 102–111.
Tangney, J. P. (1992). Situational determinants of shame and guilt in young
adulthood. Personality and Social Psychology Bulletin, 18, 199–206.
Tangney, J. P., Miller, R. S., Flicker, L., & Barlow, D. H. (1996). Are
shame, guilt, and embarrassment distinct emotions? Journal of Person-
ality and Social Psychology, 70, 1256–1264.
Tannen, D. (1991). You just don’t understand: Women and men in conver-
sation. New York, NY: Ballantine.
Tapias, M., Glaser, J., Vasquez, K. V., Keltner, D., & Wickens, T. (2007).
Emotion and prejudice: Specific emotions toward outgroups. Group
Processes & Intergroup Relations, 10, 27–41.
Tarrier, N., Barrowclough, C., Porceddu, K., & Watts, S. (1988). The
assessment of psychophysiological reactivity to the expressed emotion
of the relatives of schizophrenic patients. British Journal of Psychiatry,
152, 618–624.
Taumoepeau, M., & Ruffman, T. (2006). Mother and infant talk about
mental states relates to desire language and emotion understanding.
Child Development, 77(2), 465–481.
Taumoepeau, M., & Ruffman, T. (2008). Stepping stones to others’ minds:
Maternal talk relates to child mental state language and emotion under-
standing at 15, 24, and 33 months. Child Development, 79(2), 284–302.
Tay, L., & Diener, E. (2011). Needs and subjective well-being around the
world. Journal of Personality and Social Psychology, 101, 354–365.
Taylor, G. J., Bagby, R. M., & Parker, J. D. A. (1991). The alexithymia
construct: A potential program for psychosomatic medicine. Psycho-
somatics, 32, 153–164.
Taylor, G. J., Bagby, R. M., & Parker, J. D. A. (1997). Disorders of affect
regulation: Alexithymia in medical and psychiatric illness. Cambridge,
England: Cambridge University Press.
Taylor, S. E., Burklund, L. J., Eisenberger, N. I., Lehman, B. J., Hilmert, C.
J., & Lieberman, M. D. (2008). Neural bases of moderation of cortisol
stress responses by psychosocial resources. Journal of Personality and
Social Psychology, 95, 197–211.
Taylor, S. E., Klein, L. C., Lewis, B. P., Gruenewal, T. L., Gurung, R.
A. R., & Updegraff, J. A. (2000). Biobehavioral responses to stress in
females: Tend-and-befriend, not fight-or-flight. Psychological Review,
107, 411–429.
Teasdale, J. (1988). Cognitive vulnerability to persistent depression. Cog-
nition and Emotion, 2, 247–274.
Thagard, P., & Nerb, J. (2002). Emotional gestalts: Appraisal, change, and
the dynamics of affect. Personality and Social Psychology Review,
6(4), 274–282.
Thangaratinam, S., Rogozińska, E., Jolly, K., Glinkowski, S., Roseboom,
T., Tomlinson, J. W., . . . Khan, K. S. (2012). Effects of interventions in
pregnancy on maternal weight and obstetric outcomes: Meta-analysis
of randomised evidence. British Medical Journal, 344(7858), e2088.
Tharner, A. (2011). Parents and infants: Determinants of attachment in a
longitudinal population-based study (Doctoral dissertation). Retrieved
from https://www.generationr.nl/wp-content/uploads/2017/03/Tharner-
110516-Proefschrift
Tharner, A., Herba, C. M., Luijk, M. P., van IJzendoorn, M. H., Bakermans-
Kranenburg, M. J., Govaert, P. P., . . . Tiemeier, H. (2011). Subcortical
structures and the neurobiology of infant attachment disorganization:
A longitudinal ultrasound imaging study. Social Neuroscience, 6(4),
336–347.
Theall, K. P., Drury, S. S., & Shirtcliff, E. A. (2012). Cumulative neigh-
borhood risk of psychosocial stress and allostatic load in adolescents.
American Journal of Epidemiology, 176(Suppl. 7), S164–S174.
doi:10.1093/aje/kws185
Thiruchselvam, R., Blechert, J., Sheppes, G., Rydstrom, A., & Gross, J. J.
(2011). The temporal dynamics of emotion regulation: An EEG study
of distraction and reappraisal. Biological Psychology, 87, 84–92.
Thirwall, K., & Creswell, C. (2010). Behaviour Research and Therapy,
48, 1041–1046.
Thoits, P. A. (1986). Social support as coping assistance. Journal of Con-
sulting and Clinical Psychology, 54, 416–423.
Thoits, P. A. (1995). Identity-relevant events and psychological symptoms:
A cautionary tale. Journal of Health and Social Behavior, 36, 72–82.
Thomas, A., & Chess, S. (1977). Temperament and development. New
York, NY: Brunner/Mazel.
https://www.generationr.nl/wp-content/uploads/2017/03/Tharner-110516-Proefschrift
https://www.generationr.nl/wp-content/uploads/2017/03/Tharner-110516-Proefschrift
References 475
Thomas, E. M. (1989). The harmless people (Rev. ed.). New York, NY:
Random House.
Thompson, R. A. (1994). Emotion regulation: A theme in search of defini-
tion. Monographs of the Society for Research in Child Development
(Serial No. 240), 59(2–3), 25–52.
Thompson, R. A. (2008). Early attachment and later development: Famil-
iar questions, new answers. In J. Cassidy & P. R. Shaver (Eds.), Hand-
book of attachment (2nd ed., pp. 348–365). New York, NY: Guilford.
Thompson, R. A. (Ed.). (2007). Handbook of emotion regulation. New
York, NY: Guilford Press.
Thompson, R. A., Lewis, M. D., & Calkins, S. D. (2008). Reassessing
emotion regulation. Child Development Perspectives, 2(3), 124–131.
Thompson-Booth, C., Viding, E., Mayes, L. C., Rutherford, H. J., Hodsoll,
S., & McCrory, E. J. (2014). Here’s looking at you, kid: Attention to
infant emotional faces in mothers and non-mothers. Developmental
Science, 17(1), 35–46.
Tibbett, T. P., & Lench, H. C. (2015). When do feelings help us? The
interpersonal function of emotion. In Advances in psychology research
(Vol. 107, pp. 1–10). New York, NY: Nova Science.
Tick, B., Bolton, P., Happé, F., Rutter, M., & Rijsdijk, F. (2016). Herit-
ability of autism spectrum disorders: A meta-analysis of twin studies.
Journal of Child Psychology and Psychiatry, 57(5), 585–595.
Tiedens, L., & Leach, C. W. (Eds.). (2004). The social life of emotions.
New York, NY: Cambridge University Press.
Tiedens, L. Z. (2000). Powerful emotions: The vicious cycle of social sta-
tus positions and emotions. In Emotions in the workplace: Research,
theory, and practice (pp. 72–81). Westport, CT: Quorum Books/Green-
wood Publishing.
Tiedens, L. Z. (2001). Anger and advancement versus sadness and sub-
jugation: The effect of negative emotion expressions on social sta-
tus conferral. Journal of Personality & Social Psychology, 80(1),
86–94.
Tiedens, L. Z., Ellsworth, P. C., & Mesquita, B. (2000). Stereotypes about
sentiments and status: Emotional expectations for high- and low-status
group members. Personality and Social Psychology Bulletin, 26(5),
560–574.
Tiedens, L. Z., & Fragale, A. R. (2003). Power moves: Complementarity
in submissive and dominant nonverbal behavior. Journal of Personality
and Social Psychology, 84, 558–568.
Tiesler, C. M., & Heinrich, J. (2014). Prenatal nicotine exposure and child
behavioural problems. European Child & Adolescent Psychiatry,
23(10), 913–929. doi:10.1007/s00787-014-0615-y
Tillitski, C. J. (1990). A meta-analysis of estimated effect sizes for group
versus individual versus control treatments. International Journal of
Group Psychotherapy, 40, 215–224.
Tinbergen, N. (1951). The study of instinct. Oxford, England: Oxford Uni-
versity Press.
Tizard, B., & Hodges, J. (1978). The effect of early institutional rearing on
the development of eight year old children. Journal of Child Psychol-
ogy and Psychiatry, 19(2), 99–118.
Tomasello, M. (1999). The cultural origins of human cognition. Cam-
bridge, MA: Harvard University Press.
Tomasello, M. (2008). Origins of human communication. Cambridge, MA:
MIT Press.
Tomasello, M. (2009). Why we cooperate. Cambridge, MA: MIT press.
Tomasello, M. (2010a). Human culture in evolutionary perspective.
Advances in Culture and Psychology, 1(7), 5–52.
Tomasello, M. (2010b). Origins of human communication. Cambridge,
MA: MIT press.
Tomasello, M. (2014a). A natural history of human thinking: Cambridge,
MA: Harvard University Press.
Tomasello, M. (2014b). The ultra-social animal. European Journal of
Social Psychology, 44(3), 187–194.
Tomasello, M. (2016). Precís of a natural history of human thinking. Jour-
nal of Social Ontology, 2(1), 59–64.
Tomasello, M., Carpenter, M., Call, J., Behne, T., & Moll, H. (2005a). In
search of the uniquely human. Behavioral and Brain Sciences, 28(5),
721–727.
Tomasello, M., Carpenter, M., Call, J., Behne, T., & Moll, H. (2005b).
Understanding and sharing intentions: The origins of cultural cogni-
tion. Behavioral and Brain Sciences, 28(5), 675–690.
Tomkins, S. S. (1962). Affect, imagery, consciousness: Vol. 1. The positive
affects. New York, NY: Springer.
Tomkins, S. S. (1963). Affect, imagery, consciousness, Vol. 2. The negative
affects. New York, NY: Springer.
Tomkins, S. S. (1970). Affect as the primary motivational system. In M.
B. Arnold (Ed.), Feelings and emotions: The Loyola symposium (pp.
101–110). New York, NY: Academic Press.
Tomkins, S. S. (1978). Script theory: Differential magnification of affects.
In H. E. Howe & R. A. Dienstbier (Eds.), Nebraska symposium on
motivation (Vol. 26, pp. 201–236). Lincoln: University of Nebraska
Press.
Tomkins, S. S. (1979). Script theory: Differential magnification of affects.
In H. E. Howe & R. A. Dienstbier (Eds.), Nebraska symposium on moti-
vation, 1978 (pp. 201–236). Lincoln: University of Nebraska Press.
Tomkins, S. S. (1984). Affect theory. In K. Scherer & P. Ekman (Eds.),
Approaches to emotion (pp. 163–195). Hillsdale, NJ: Erlbaum.
Tomkins, S. S. (1995). In E. V. Demos (Ed.), Exploring affect: The selected
writings of Sylvan S. Tomkins. New York, NY: Cambridge University
Press.
Tong, E. M. W. (2010). Personality influences in appraisal emotion rela-
tionships: The role of neuroticism. Journal of Personality, 78, 393–417.
Tooby, J., & Cosmides, L. (1990). The past explains the present: Emotional
adaptations and the structure of ancestral environments. Ethology and
Sociobiology, 11, 375–424.
Tooby, J., & Cosmides, L. (2008). The evolutionary psychology of the
emotions and their relationship to internal regulatory variables. In M.
Lewis, J. M. Haviland-Jones & L. F. Barrett (Eds.), Handbook of Emo-
tions, Third edition (pp. 114–137). New York: Guilford Press.
RefeRences476
Tooby, J., & Cosmides, L. (2016). The theoretical foundations of evolu-
tionary psychology. The Handbook of Evolutionary Psychology.
Tooby, J. & Cosmides, L. (2015). The theoretical foundations of evolution-
ary psychology In Buss, D. M. (Ed.), The Handbook of Evolutionary
Psychology, Second edition. Volume 1: Foundations. (pp. 3–87). Hobo-
ken, NJ: John Wiley & Sons.
Tooby, J. & Cosmides, L. (1992). The psychological foundations of cul-
ture. In J. Barkow, L. Cosmides, & J. Tooby (Eds.), The adapted mind:
Evolutionary psychology and the generation of culture. New York:
Oxford University Press.
Torre, J. B., & Lieberman, M. D. (2018). Putting feelings into words:
Affect labeling as implicit emotion regulation. Emotion Review:
Invited Special Section, 10, 116–124.
Toyokawa, S., Uddin, M., Koenen, K. C., & Galea, S. (2012). How does
the social environment ‘get into the mind’? Epigenetics at the intersec-
tion of social and psychiatric epidemiology. Social Science & Medi-
cine, 74(1), 67–74. doi:10.1016/j.socscimed.2011.09.036
Tracy, J. L., & Robins, R. W. (2004). Show your pride: Evidence for a
discrete emotion expression. Psychological Science, 15(3), 194–197.
Tracy, J. L., & Robins, R. W. (2007). Emerging insights into the nature
and function of pride. Current Directions in Psychological Science,
16, 147–150.
Tracy, J. L., Weidman, A. C., Cheng, J. T., & Martens, J. P. (2014). The
fundamental emotion of success, power, and status. Handbook of Posi-
tive Emotions, 294–310.
Tranel, D. (1994). “Acquired sociopathy?”: The development of socio-
pathic behavior following focal brain damage. In D. Fowles (Ed.), Pro-
gress in experimental personality and psychopathology research. New
York, NY: Springer.
Tranel, D., & Damasio, H. (1994). Neuroanatomical correlates of electro-
dermal skin conductance responses. Psychophysiology, 31, 427–438.
Triandis, H. (1972). The analysis of subjective culture. New York, NY:
Wiley.
Triandis, H. C. (1989). The self and social behavior in differing cultural
contexts. Psychological Review, 96, 269–289.
Triandis, H. C. (1994). Culture and social behavior. New York, NY:
McGraw-Hill.
Triandis, H. C. (1995). Individualism and collectivism. Boulder, CO: West-
view Press.
Trivers, R. L. (1971). The evolution of reciprocal altruism. Quarterly
Review of Biology, 46, 35–57.
Troller-Renfree, S., McLaughlin, K. A., Sheridan, M. A., Nelson, C. A.,
Zeanah, C. H., & Fox, N. A. (2017). The beneficial effects of a positive
attention bias amongst children with a history of psychosocial dep-
rivation. Biological Psychology, 122, 110–120. doi:10.1016/j.biopsy-
cho.2016.04.008
Tronick, E. Z. (1989). Emotions and emotional communications in
infants. American Psychologist, 44, 112–119.
Tropp, M. (1976). Mary Shelley’s monster. Boston, MA: Houghton Mifflin.
Tsai, J., Ang, J. Y. Z., Blevins, E., Goernandt, J., & al. (2016). Lead-
ers’ smiles reflect cultural differences in ideal affect. Emotion, 16,
183–195.
Tsai, J. L. (2007). Ideal affect: Cultural causes and behavioral conse-
quences. Perspectives on Psychological Science, 2, 242–259.
Tsai, J. L. (2017). Ideal affect in daily life: Implications for affective experi-
ence, health, and social behavior. Current Opinion in Psychology, 17,
118–128.
Tsai, J. L., & Chentsova-Dutton, Y. (2002). Understanding depression
across cultures. In I. H. Gotlib & C. L. Hammen (Eds.), Handbook of
depression (pp. 467–491). New York, NY: Guilford.
Tsai, J. L., Chentsova-Dutton, Y., Friere-Bebeau, L. H., & Przymus, D.
(2002). Emotional expression and physiology in European Americans
and Hmong Americans. Emotion, 2, 380–397.
Tsai, J. L., Knutson, B., & Fung, H. H. (2006). Cultural variation in
affect valuation. Journal of Personality and Social Psychology, 90,
288–307.
Tsai, J. L., & Levenson, R. W. (1997). Cultural influences on emotional
responding: Chinese American and European American dating couples
during interpersonal conflict. Journal of Cross-Cultural Psychology,
28, 600–625.
Tsai, J. L., Levenson, R. W., & Carstensen, L. L. (2000). Autonomic,
expressive, and subjective responses to emotional films in older and
younger Chinese American and European American adults. Psychol-
ogy and Aging, 15, 684–693.
Tsai, J. L., Louie, J. Y., Chen, E. E., & Uchida, Y. (2007). Learning what
feelings to desire: Socialization of ideal affect through children’s story-
books. Personality & Social Psychology Bulletin, 33, 17–30.
Tsai, J. L., Miao, F., & Seppala, E. (2007). Good feelings in Christianity
and Buddhism: Religious differences in ideal affect. Personality and
Social Psychology Bulletin, 33, 409–421.
Tsai, J. L., Simenova, D., & Watanabe, J. (2004). Somatic and social: Chi-
nese Americans talk about emotion. Personality and Social Psychology
Bulletin, 30, 1226–1238.
Tsang, J., McCullough, M. E., & Fincham, F. D. (2006). The longitudinal
association between forgiveness and relationship closeness and com-
mitment. Journal of Social and Clinical Psychology, 25, 448–472.
Tsuchida, A., & Fellows, L. K. (2012). Are you upset? Distinct roles for
orbitofrontal and lateral prefrontal cortex in detecting and distinguish-
ing facial expressions of emotion. Cerebral Cortex, 22(12), 2904–
2912. doi:10.1093/cercor/bhr370
Tsukiura, T., & Cabeza, R. (2011). Shared brain activity for aesthetic and
moral judgments: Implications for the Beauty-is-Good stereotype.
Social, Cognitive and Affective Neuroscience, 6, 138–148.
Turner, R. A., Altemus, M., Enos, T., Cooper, B., & McGuinness, T.
(1999). Preliminary research on plasma oxytocin in normal cycling
women: Investigating emotion and interpersonal distress. Psychiatry:
Interpersonal & biological processes, 62, 97–113.
Turner, R. A., Altemus, M., Yip, D. N., Kupferman, E., Fletcher, D., Bos-
trom, A., . . . Amico, J. A. (2002). Effects of emotion on oxytocin,
References 477
prolactin, and ACTH in women. Stress: The international journal on
the biology of stress, 5, 269–276.
Turner, V. (1974). Dramas, fields, and metaphors: Symbolic action in
human society. Ithaca, NY: Cornell University Press.
Tuvblad, C., Bezdjian, S., Raine, A., & Baker, L. A. (2013). Psychopathic
personality and negative parent-to-child affect: A longitudinal cross-
lag twin study. Journal of Criminal Justice, 41(5), 331–341.
Tybur, J. M., Lieberman, D., Kurzban, R., & DeScioli, P. (2013). Disgust:
Evolved function and structure. Psychological Review, 120(1), 65–84.
doi:10.1037/a0030778
Uchida, Y., Kitayama, S., Mesquita, B., Reyes, J. A. M., & Morling, B.
(2008). Is perceived emotional support beneficial? Well-being and
health in independent and interdependent cultures. Personality and
Social Psychology Bulletin, 34, 741–754.
Uebelacker, L. A., Eaton, C. B., Weisberg, R., Sands, M., & Wllliams, C.
(2013). Social support and physical activity as moderators of life stress
in predicting baseline depression and change in depression over time
in the Women’s Health Initiative. Social Psychology and Psychiatric
Epidemiology, 48, 1971–1982.
Uher, R., & Zwicker, A. (2017). Etiology in psychiatry: Embracing the
reality of poly-gene-environmental causation of mental illness. World
Psychiatry, 16(2), 121–129.
Uljarevic, M., & Hamilton, A. (2013). Recognition of emotions in autism:
A formal meta-analysis. Journal of Autism and Developmental Disor-
ders, 43(7), 1517–1526.
Ursache, A., Blair, C., & Raver, C. C. (2012). The promotion of self-
regulation as a means of enhancing school readiness and early
achievement in children at risk for school failure. Child Development
Perspectives, 6, 122–128.
Ursache, A., Blair, C., Stifter, C., Voegtline, K., & Family Life Project
Investigators. (2013). Emotional reactivity and regulation in infancy
interact to predict executive functioning in early childhood. Develop-
mental Psychology, 49(1), 127–137. doi:10.1037/a0027728
Ursache, A., Merz, E. C., Melvin, S., Meyer, J., & Noble, K. G. (2017).
Socioeconomic status, hair cortisol and internalizing symptoms in par-
ents and children. Psychoneuroendocrinology, 78, 142–150.
Uvnas-Moberg, K. (1994). Role of efferent and afferent vagal nerve activ-
ity during reproduction: Integrating function of oxytocin on metabo-
lism and behaviour. Psychoneuroendocrinology, 19, 687–695.
Uvnas-Moberg, K. (1997). Physiological and endocrine effects of social
contact. In C. S. Carter, I. I. Lederhendler, & B. Kirkpatrick (Eds.), The
integrative neurobiology of affiliation (Vol. 807, pp. 146–163). New
York: New York Academy of Sciences.
Uvnas-Moberg, K. (1998). Oxytocin may mediate the benefits of positive
social interaction and emotions. Psychoneuroendocrinology, 23(8),
819–835.
Vaccarino, F. J., Schiff, B. B., & Glickman, S. E. (1989). A biological view
of reinforcement. In S. B. Klein & R. R. Mowrer (Eds.), Contemporary
learning theories. Hillsdale, NJ: Erlbaum.
Vacharkulksemsuk, T., Reit, E., Khambatta, P., Eastwick, P. W., Finkel,
E. J., & Carney, D. R. (2016). Dominant, open nonverbal displays are
attractive at zero-acquaintance. Proceedings of the National Academy
of Sciences, 113(15), 4009–4014.
Vaish, A., Grossmann, T., & Woodward, A. (2008). Not all emotions are
created equal: The negativity bias in social-emotional development.
Psychological Bulletin, 134(3), 383–403.
Vaish, A., & Striano, T. (2004). Is visual reference necessary? Contribu-
tions of facial versus vocal cues in 12-month-olds’ social referencing
behavior. Developmental Science, 7(3), 261–269.
Vaish, A., & Warneken, F. (2011). Social cognitive contributors to young
children’s empathic and prosocial behavior. In J. Decety (Ed.), Empa-
thy from bench to bedside (pp. 131–146). Cambridge, MA: MIT Press.
Valdesolo, P., & DeSteno, D. (2011). Synchrony and the social tuning of
compassion. Emotion, 11, 262–266.
Valdesolo, P., & Graham, J. (2014). Awe, uncertainty, and agency detec-
tion. Psychological Science, 25(1), 170–178.
Van, I. M. H., & Bakermans-Kranenburg, M. J. (2012). A sniff of trust:
Meta-analysis of the effects of intranasal oxytocin administration on
face recognition, trust to in-group, and trust to out-group. Psycho-
neuroendocrinology, 37(3), 438–443. doi:10.1016/j.psyneuen.2011.
07.008
Van Bavel, J. (2016, May 27). Why do so many studies fail to replicate?
New York Times Sunday Review Section.
Van Bezooijen, R., Van Otto, S. A., & Heenan, T. A. (1983). Recognition of
vocal dimensions of emotion: A three-nation study to identify universal
characteristics. Journal of Cross-Cultural Psychology, 14, 387–406.
Van Cappellen, P. & Saroglou, V. (2012). Awe activates religious and spir-
itual feelings and behavioral intentions. Psychology of Religion and
Spirituality, 4, 223–236.
Van de Velde, S., Bracke, P., & Levecque, K. (2010). Gender differences
in depression in 23 European countries. Cross-national variation
in the gender gap in depression. Social Science and Medicine, 71,
305–313.
Van de Ven, N. (2017). Envy and admiration: Emotion and motivation
following upward social comparison. Cognition and Emotion, 31(1),
193−200.
Van den Berghe, P. L. (1979). Human family systems: An evolutionary
view. Amsterdam, The Netherlands: Elsevier.
van der Pol, L. D., Groeneveld, M. G., van Berkel, S. R., Endendijk, J. J.,
Hallers-Haalboom, E. T., Bakermans- Kranenburg, M. J., & Mesman,
J. (2015). Fathers’ and mothers’ emotion talk with their girls and boys
from toddlerhood to preschool age. Emotion, 15(6), 854–864.
van der Schalk, J., Hawk, S. T., Fischer, A. H., & Doosje, B. (2011). Mov-
ing faces, looking places: validation of the Amsterdam Dynamic Facial
Expression Set (ADFES). Emotion, 11(4), 907–920.
van der Stouwe, T., Asscher, J. J., Stams, G. J. J., Deković, M., & van
der Laan, P. H. (2014). The effectiveness of Multisystemic Therapy
(MST): A meta-analysis. Clinical Psychology Review, 34(6), 468–481.
RefeRences478
van Dijk, C., de Jong, P. J., & Peters, M. L. (2009). The remedial value
of blushing in the context of transgressions and mishaps. Emotion, 9,
287–291.
Van Egeren, L. A., Barratt, M. S., & Roach, M. A. (2001). Mother-infant
responsiveness: Timing, mutual regulation, and interactional context.
Developmental Psychology, 37(5), 684–697.
van Harmelen, A.-L., van Tol, M.-J., Demenescu, L. R., van der Wee, N.
J., Veltman, D. J., Aleman, A., . . . Elzinga, B. M. (2012). Enhanced
amygdala reactivity to emotional faces in adults reporting childhood
emotional maltreatment. Social Cognitive and Affective Neuroscience,
8(4), 362–369.
Van Honk, J. V., Tuiten, A., de Haan, E., vann de Hout, M., & Stam, H.
(2001). Attentional biases for angry faces: Relationships to trait anger
and anxiety. Cognition & Emotion, 15(3), 279–297.
Van Hulle, C., Zahn-Waxler, C., Robinson, J. L., Rhee, S. H., Hastings, P.
D., & Knafo, A. (2013). Autonomic correlates of children’s concern and
disregard for others. Social Neuroscience, 8(4), 275–290. doi:10.1080/
17470919.2013.791342
van Ijzendoorn, M., Schuengel, C., & Bakermans-Kranenburg, M. (1999).
Disorganized attachment in early childhood: Meta-analysis of precur-
sors, concomitants, and sequelae. Development and Psychopathology,
11, 225–249.
van Ijzendoorn, M., H., Moran, G., Belsky, J., Pederson, D., Bakermans-
Kranenburg, M., & Fisher, K. (2000). The similarity of siblings’
attachments to their mother. Child Development, 71(4), 1086–1098.
Van Kleef, G. A. (2016). The interpersonal dynamics of emotion: Toward
an integrative theory of emotions as social information. Cambridge,
England: Cambridge University Press.
Van Kleef, G. A., Cheshin, A., Fischer, A. H., & Schneider, I. K. (2016).
The social nature of emotions. Frontiers in Psychology, 7, 896.
Van Kleef, G. A., De Dreu, C. K. W., Pietroni, D., & Manstead, A. S. R.
(2006). Power and emotion in negotiation: Power moderates the inter-
personal effects of anger and happiness on concession making. Euro-
pean Journal of Social Psychology: Special issue on social power, 36,
557–581.
Van Kleef, G. A., Homan, A. C., Beersma, B., & Van Knippenberg, D.
(2010). On angry leaders and agreeable followers: How leaders’ emo-
tions and followers’ personalities shape motivation and team perfor-
mance. Psychological Science, 12, 1827–1834.
Van Kleef, G. A., Oveis, C., van der Löwe, I., LuoKogan, A., Goetz,
J., & Keltner, D. (2008). Power, distress, and compassion: Turning
a blind eye to the suffering of others. Psychological Science, 19,
1315–1322.
Van Ryzin, M. J., & Dishion, T. J. (2013). From antisocial behavior to
violence: A model for the amplifying role of coercive joining in adoles-
cent friendships. Journal of Child Psychology and Psychiatry, 54(6),
661–669.
Van Tol, M. J., Van der Wee, N. J. A., Van den Heuvel, O. A., Nielen, M. M.
A., Demenscu, L. R., Aleman, A., . . . Veltman, D. J. (2010). Regional
brain volume in depression and anxiety disorders. Archives of General
Psychiatry, 67, 1002–1011.
Van Zalk, N., Van Zalk, M., Kerr, M., & Stattin, H. (2011). Social anxiety
as a basis for friendship selection and socialization in adolescents’
social networks. Journal of Personality, 79(3), 499–526.
Vanderveen, J. A., Bassler, D., Robertson, C. M. T., & Kirpalani, H. (2009).
Early interventions involving parents to improve neurodevelopmental
outcomes of premature infants: A meta-analysis. Journal of Perinatol-
ogy, 29(5), 343–351.
van’t Wout, M., Chang, L. J., & Sanfey, A. G. (2010). The influence of
emotion regulation on social-interactive decision-making. Emotion,
10, 815–821.
Vassilopoulos, S. P., Banerjee, R., & Prantzalou, C. (2009). Experimen-
tal modification of interpretation bias in socially anxious children:
Changes in interpretation, anticipated interpersonal anxiety, and social
anxiety symptoms. Behaviour Research and Therapy, 47(12), 1085–
1089. doi:10.1016/j.brat.2009.07.018
Vaughn, C. E., & Leff, J. P. (1976). The influence of family and social fac-
tors on the course of psychiatric illness: A comparison of schizophrenic
and depressed patients. British Journal of Psychiatry, 129, 125–137.
Veblen, T. (1899). The theory of the leisure class: An economic study of
institutions. New York, NY: Macmillan.
Vergara, C., & Roberts, J. E. (2011). Motivation and goal orientation in
vulnerability to depression. Cognition and Emotion, 25(7), 1281–1290.
Verhage, M. L., Schuengel, C., Madigan, S., Fearon, R. M., Oosterman,
M., Cassibba, R., . . . van IJzendoorn, M. H. (2016). Narrowing the
transmission gap: A synthesis of three decades of research on inter-
generational transmission of attachment. Psychological Bulletin,
142(4), 337.
Vernon-Feagans, L. (2013). Cumulative risk and its relation to parent-
ing and child outcomes at 36 months. Monographs of the Society for
Research in Child Development, 78(5), 66–91.
Vesga-López, O., Schneier, F., Wang, S., Heimberg, R. G., Liu, S. M., L.,
Hasin, D. S., & Blanco, C. (2008). Gender differences in generalized
anxiety disorder: Results from the national epidemiologic survey on
alcohol and related conditions (NESARC). Journal of Clinical Psy-
chiatry, 69, 1606–1616.
Vinkhuyzen, A. A., Pedersen, N. L., Yang, J., Lee, S. H., Magnusson, P.
K., Iacono, W. G., . . . Wray, N. R. (2012). Common SNPs explain
some of the variation in the personality dimensions of neuroticism and
extraversion. Translational Psychiatry, 2(4), e102.
Visalberghi, E., & Sonetti, M. G. (1994). Lorenz’s concept of aggression
and recent primatological studies on aggressive and reconciliatory
behaviors. La Nuova Critica, Nuova serie, 23–24, 57–67.
Visted, E., Vollestadt, J., Birkeland, M. B., & Schanche, E. (2018). Emo-
tion regulation in current and remitted depression: A systematic
review and meta-analysis. Frontiers in Psychology. doi.org/10.3389/
fpsyg.2018.00756
von Goethe, J. W. (1774). The sorrows of young Werther (M. Hulse,
Trans.). Harmondsworth, England: Penguin (current edition 1989).
von Scheve, C., Esche, F., & Schupp, J. (2016). The emotional timeline
of unemployment: Anticipation, reaction, and adaptation. Journal of
Happiness Studies, 18, 1231–1254.
http://doi.org/10.3389/fpsyg.2018.00756
http://doi.org/10.3389/fpsyg.2018.00756
References 479
Von Uexküll, J. (1934). A stroll through the worlds of animals and men.
In C. H. Schiller (Ed.), Instinctive behavior: Development of a mod-
ern concept (pp. 5–80). London, England: Methuen (current edition
1957).
Vrshek-Schallhorn, S., Stroud, C. B., Mineka, S., Hammen, C., Zinbarg, R.
E., Wolitzky-Taylor, K., & Craske, M. G. (2015). Chronic and episodic
interpersonal stress as statistically unique predictors of depression in
two samples of emerging adults. Journal of Abnormal Psychology,
124, 918–932.
Vu, N. L., Jouriles, E. N., McDonald, R., & Rosenfield, D. (2016). Chil-
dren’s exposure to intimate partner violence: A meta-analysis of
longitudinal associations with child adjustment problems. Clinical
Psychology Review, 46, 25–33. doi:10.1016/j.cpr.2016.04.003
Vyasa. (c.1500 BCE). Mahabharata (W. Buck, Trans.). Berkeley: Univer-
sity of California Press (current edition 1973).
Vyasa. (1500 BCE). The Mahabharata of Vyasa: English prose trans-
lation (K. M. Ganguli, Trans.): EBook HYPERLINK “http://www
.holybooks.com” www.holybooks.com (current edition 2013).
Vygotsky, L. S. (1987). Emotions and their development in childhood. In
R. W. Rieber & A. S. Carton (Eds.), Collected works of L. S. Vygotsky
(Vol. 1, pp. 325–337). New York, NY: Plenum.
Vytal, K., & Hamann, S. (2010). Neuroimaging support for discrete neu-
ral correlates of basic emotions: A voxel-based meta-analysis. Jour-
nal of Cognitive Neuroscience, 22(12), 2864–2885. doi:10.1162/
jocn.2009.21366
Wade, M., Madigan, S., Plamondon, A., Rodrigues, M., Browne, D. T., &
Jenkins, J. M. (2018). Cumulative psychosocial risk, parental sociali-
zation, and child cognitive functioning: A longitudinal cascade model.
Developmental Psychology. doi:10.1037/dev0000493.
Wade, M., Prime, H., Browne, D., & Jenkins, J. M. (2011). A multilevel
perspective on school readiness: Implications for programs and policy.
In M. Boivin & K. Bierman (Eds.), Promoting school readiness and
early learning: The implications of developmental research for prac-
tice. New York, NY: Guilford.
Wade, T. D., & Kendler, K. S. (2000). Absence of interactions between
social support and stressful life events in the prediction of major
depression and depressive symptomatology in women. Psychological
Medicine, 30, 965–974.
Waganaar, W. A. (1986). My memory: A study of autobiographical mem-
ory over six years. Cognitive Psychology, 18, 225–252.
Wagenmakers, E. J., Beek, T., Dijkhoff, L., Gronau, Q. F., Acosta, A.,
Adams, R. B., Jr., . . . Zwaan, R. A. (2016). Registered Replication
Report: Strack, Martin, & Stepper (1988). Perspectives on Psychologi-
cal Science, 11(6), 917–928.
Wager, T. D., Kang, J., Johnson, T. D., Nichols, T. E., Satpute, A. B., &
Barrett, L. F. (2015). A Bayesian model of category-specific emotional
brain responses. PLoS Computational Biology, 11(4), e1004066.
Wagner, H. L., MacDonald, C. J., & Manstead, A. S. R. (1986). Com-
munication of individual emotions by spontaneous facial expression.
Journal of Personality and Social Psychology, 50, 737–743.
Wakschlag, L. S., Pickett, K. E., Cook, E., Jr., Benowitz, N. L., & Lev-
enthal, B. L. (2002). Maternal smoking during pregnancy and severe
antisocial behavior in offspring: A review. American Journal of Public
Health, 92, 966–974.
Waldemann, M. R., & Dieterich, J. H. (2007). Throwing a bomb on a per-
son versus throwing a person on a bomb. Psychological Science, 18,
247–253.
Waldman, I. D., Poore, H. E., van Hulle, C., Rathouz, P. J., & Lahey, B. B.
(2016). External validity of a hierarchical dimensional model of child
and adolescent psychopathology: Tests using confirmatory factor anal-
yses and multivariate behavior genetic analyses. Journal of Abnormal
Psychology, 125(8), 1053.
Walker, S. P., Wachs, T. D., Gardner, J. M., Lozoff, B., Wasserman, G.
A., Pollitt, E., … & The International Child Development Steering
Group. (2007). Child development: Risk factors for adverse outcomes
in developing countries. The Lancet, 369, 145–157.
Wallace, B. A. (2005). Genuine happiness. New York, NY: John Wiley &
Sons.
Wallbott, H. G., & Scherer, K. (1986). How universal and specific is emo-
tional experience? Evidence from 27 countries on five continents.
Social Science Information, 25, 763–795.
Walle, E. A., & Campos, J. J. (2012). Interpersonal responding to discrete
emotions: A functionalist approach to the development of affect speci-
ficity. Emotion Review, 4(4), 413–422.
Wallis, J. D. (2007). Orbitofrontal cortex and its contribution to decision-
making. Annual Review of Neuroscience, 30, 31–56.
Wang, Q. (2001). “Did you have fun?” American and Chinese mother-
child conversations about shared emotional experiences. Cognitive
Development, 16(2), 693–715.
Wang, Z., Cai, L., Qian, J., & Peng, J. (2014). Social support moderates
stress effects on depression. International Journal of Mental Health
Systems, 8, 41.
Wankerl, M., Wüst, S., & Otte, C. (2010). Current developments and
controversies: Does the serotonin transporter gene-linked polymor-
phic region (5-HTTLPR) modulate the association between stress and
depression? Current Opinion in Psychiatry, 23, 582–587.
Warneken, F., & Tomasello, M. (2006). Altruistic helping in human infants
and young chimpanzees. Science, 311(5765), 1301–1303. doi:10.1126/
science.1121448
Warneken, F., & Tomasello, M. (2009). The roots of human altruism. Brit-
ish Journal of Psychology, 100, 455–471.
Warneken, F., Chen, F., & Tomasello, M. (2006). Cooperative activities in
young children and chimpanzees. Child Development, 77, 640–663.
Washburn, S. L. (1991). Biochemical insights into our ancestry. In M.
H. Robinson & L. Tiger (Eds.), Man and beast revisited (pp. 61–73).
Washington, DC: Smithsonian Institute Press.
Waters, E., Merrick, S., Treboux, D., Crowell, J., & Albersheim, L. (2000).
Attachment security in infancy and early adulthood: A twenty-year
longitudinal study. Child Development, 71, 684–689.
http://www.holybooks.com
http://www.holybooks.com
http://www.holybooks.com
RefeRences480
Watson, D. (1988). Intraindividual and interindividual analyses of posi-
tive and negative affect: Their relation to health complaints, perceived
stress, and daily activities. Journal of Personality and Social Psychol-
ogy, 54(6), 1020–1030.
Watson, D., Clark, L., McIntyre, C. W., & Hamaker, S. (1992). Affect,
personality, and social activity. Journal of Personality and Social Psy-
chology, 63(6), 1011–1025.
Watson, D., Clark, L. A., & Tellegen, A. (1988). Development and
validation of brief measures of positive and negative affect: The
PANAS scales. Journal of Personality and Social Psychology, 54,
1063–1070.
Watson, J. C., Goldman, R. N., & Greenberg, L. S. (2007). Case studies in
emotion-focused treatment of depression: A comparison of good and
poor outcome. Washington, DC: American Psychological Association.
Watson, J. C., Gordon, L. B., Stermac, L., Kalogerakos, F., & Steckley,
P. (2003). Comparing the effectiveness of process-experiential with
cognitive-behavioral psychotherapy in the treatment of depression.
Journal of Consulting and Clinical Psychology, 71, 773–781.
Watzke, B., Rüddel, H., Jürgenson, R., Koch, U., Kriston, L., Grothgar, B.,
& Schulz, H. (2010). Effectiveness of systematic treatment selection
for psychodynamic and cognitive–behavioural therapy: Randomised
controlled trial in routine mental healthcare. British Journal of Psy-
chiatry, 197, 96–105.
Waugh, C. E., & Fredrickson, B. L. (2006). Nice to know you: Positive
emotions, self-other overlap, and complex understanding in the forma-
tion of a new relationship. Journal of Positive Psychology, 1, 93–106.
Weaver, I. C., Cervoni, N., Champagne, F. A., D’Alessio, A. C., Sharma,
S., Seckl, J. R., . . . Meaney, M. J. (2004). Epigenetic programming by
maternal behavior. Nature Neuroscience, 7(8), 847–854.
Weaver, I. C., Champagne, F. A., Brown, S. E., Dymov, S., Sharma, S.,
Meaney, M. J., & Szyf, M. (2005). Reversal of maternal programming
of stress responses in adult offspring through methyl supplementation:
Altering epigenetic marking later in life. The Journal of Neuroscience,
25(47), 11045–11054.
Weaver, I. C., D’Alessio, A. C., Brown, S. E., Hellstrom, I. C., Dymov, S.,
Sharma, S., . . . Meaney, M. J. (2007). The transcription factor nerve
growth factor-inducible protein A mediates epigenetic programming:
Altering epigenetic marks by immediate-early genes. The Journal of
Neuroscience, 27(7): 1756–1768.
Webb, C. A., & Pizzagalli, D. A. (2016). Sadness and depression. In L. F.
Barrett, M. Lewis, & J. M. Haviland-Jones (Eds.), Handbook of emo-
tions (4th ed., pp. 859–870). New York, NY: Guilford Press.
Weber, M. (1947). The theory of social and economic organization (A. M.
Henderson & Talcott Parsons, Trans.). London, England: Hodge.
Weber, R., Tamborini, R., Lee, H. E., & Stipp, H. (2008). Soap opera expo-
sure and enjoyment: A longitudinal test of disposition theory. Media
Psychology, 11, 462–487.
Webster, C. M., & Doob, A. N. (2011). Searching for Sasquatch: Deter-
rence of crime though sentence severity. In J. Petersilia & K. Reitz
(Eds.), Oxford handbook of sentencing and corrections. New York,
NY: Oxford University Press.
Webster-Stratton, C., & Herman, K. C. (2008). The impact of parent
behavior-management training on child depressive symptoms. Journal
of Counseling Psychology, 55(4), 473.
Webster-Stratton, C., Reid, J., & Hammond, M. (2001). Social skills and
problem-solving training for children with early-onset conduct prob-
lems: Who benefits? Journal of Child Psychology and Psychiatry,
42(07), 943–952.
Webster-Stratton, C., Reid, M. J., & Hammond, M. (2001). Preventing
conduct problems, promoting social competence: A parent and teacher
training partnership in head start. Journal of Clinical Child Psychol-
ogy, 30(3), 283–302.
Weder, N., Zhang, H., Jensen, K., Yang, B. Z., Simen, A., Jackowski,
A., . . . Kaufman, J. (2014). Child abuse, depression, and methyla-
tion in genes involved with stress, neural plasticity, and brain circuitry.
Journal of the American Academy of Child and Adolescent Psychiatry,
53(4), 417–424 e415. doi:10.1016/j.jaac.2013.12.025
Weeks, M., Cairney, J., Wild, T. C., Ploubidis, G. B., Naicker, K., & Col-
man, I. (2014). Early-life predictors of internalizing symptom trajec-
tories in Canadian children. Depression and Anxiety, 31(7), 608–616.
doi:10.1002/da.22235
Weersing, V. R., Rozenman, M. S., Maher-Bridge, M., & Campo, J. V.
(2012). Anxiety, depression, and somatic distress: Developing a trans-
diagnostic internalizing toolbox for pediatric practice. Cognitive and
Behavioral Practice, 19(1), 68–82. doi:10.1016/j.cbpra.2011.06.002
Weiner, B. (1985). An attributional theory of achievement motivation and
emotion. Psychological Review, 92, 548–573.
Weiner, B. (1986). An attributional theory of motivation and emotion. New
York, NY: Springer-Verlag.
Weiner, B., & Graham, S. (1989). Understanding the motivational role of
affect: Lifespan research from an attributional perspective. Cognition
and Emotion, 3, 401–419.
Weinstein, S. M., Mermelstein, R. J., Hankin, B. L., Hedeker, D., & Flay,
B. R. (2007). Longitudinal patterns of daily affect and global mood
during adolescence. Journal of Research on Adolescence, 17(3), 587–
600.
Weintraub, M. J., Hall, D. L., Carbonella, J. Y., Weisman de Mamani, A., &
Holoey, J. M. (2017). Integrity of literature on expressed emotion and
relapse in patients with schizophrenia verified by a p-curve analysis.
Family Processes, 56, 436–444.
Weisfeld, G. E. (1980). Social dominance and human motivation. In D.
R. Omark, E. F. Strayer, & D. G. Freedman (Eds.), Dominance rela-
tions: An ethological view of human conflict and social interaction (pp.
273–286). New York, NY: Garland.
Weiss, S. J., Wilson, P., Hertenstein, M. J., & Campos, R. (2000). The
tactile context of a mother’s caregiving: Implications for attachment
of low birth weight infants. Infant Behavior and Development, 23,
91–111.
Weissman, M. M., Bland, R., Canino, G. J., Faravelli, C., Greenwald, S.,
Hwu, H. G., . . . Yeh, E. K. (1996). Cross-national epidemiology of
major depression and bipolar disorder. Journal of the American Medi-
cal Association, 24, 293–299.
References 481
Weisz, J. R., Chorpita, B. F., Palinkas, L. A., Schoenwald, S. K., Miranda,
J., Bearman, S. K., . . . Research Network on Youth Mental Health.
(2012). Testing standard and modular designs for psychotherapy treat-
ing depression, anxiety, and conduct problems in youth: A randomized
effectiveness trial. Archives of General Psychiatry, 69(3), 274–282.
doi:10.1001/archgenpsychiatry.2011.147
Weisz, J. R., Kuppens, S., Eckshtain, D., Ugueto, A. M., Hawley, K. M.,
& Jensen-Doss, A. (2013). Performance of evidence-based youth
psychotherapies compared with usual clinical care: A multilevel
meta-analysis. JAMA Psychiatry, 70(7), 750–761. doi:10.1001/jama-
psychiatry.2013.1176
Weisz, J. R., Kuppens, S., Ng, M. Y., Eckshtain, D., Ugueto, A. M.,
Vaughn-Coaxum, R., . . . Fordwood, S. R. (2017). What five decades
of research tells us about the effects of youth psychological therapy:
A multilevel meta-analysis and implications for science and practice.
American Psychologist, 72(2), 79.
Wellman, H. M., Cross, D., & Watson, J. (2001). Meta-analysis of theory-
of-mind development: The truth about false belief. Child Development,
72(3), 655–684.
Wellman, H. M., Harris, P. L., Banerjee, M., & Sinclair, A. (1995). Early
understanding of emotion: Evidence from natural language. Cognition
& Emotion, 9(2–3), 117–149.
Wellman, H. M., & Woolley, J. D. (1990). From simple desires to ordinary
beliefs: The early development of everyday psychology. Cognition,
35(3), 245–275.
Weltzin, T. E., Weisensel, N., Franczyk, D., Burnett, K., Klitz, C., & Bean,
P. (2005). Eating disorders in men: Update. Journal of Men’s Health
and Gender, 2(2), 186–193.
Wentzel, K. R. (2009). Peers and academic functioning at school. In K.
H. Rubin, W. M. Bukowski, & B. Laursen (Eds.), Handbook of peer
interactions, relationships, and groups (pp. 531–547). New York, NY:
The Guilford Press.
Werner, E. E. (1989, April). Children of the Garden Island. Scientific
American, 260, 106–111.
Werner, G. G., Ford, B. Q., Mauss, I. B., Schabus, M., Blechert, J., &
Wilhelm, F. H. (2015). High cardiac vagal control is related to better
subjective and objective sleep quality. Biological Psychology, 106,
79–86.
West, A. E., Weinstein, S. M., Peters, A. T., Katz, A. C., Henry, D. B.,
Cruz, R. A., & Pavuluri, M. N. (2014). Child-and family-focused cog-
nitive-behavioral therapy for pediatric bipolar disorder: A randomized
clinical trial. Journal of the American Academy of Child & Adolescent
Psychiatry, 53(11), 1168–1178. doi:10.1016/j.jaac.2014.08.013
Westen, D., Novotny, C. M., & Thompson-Bremner, H. (2004). The empiri-
cal status of empirically supported therapies: Assumptions, findings,
and reporting in controlled clinical trials. Psychological Bulletin, 130,
631–663.
Whalen, P. J., Rauch, S. L., Etcoff, N. L., McInerney, S. C., Lee, M. B., &
Jenike, M. A. (1998). Masked presentations of emotional facial expres-
sions modulate amygdala activity without explicit knowledge. Journal
of Neuroscience, 18, 411–418.
Wheatley, T., & Haidt, J. (2005). Hypnotic disgust makes moral judgments
more severe. Psychological Science, 16, 780–785.
Wheeler, M.E., & Fiske, S.T. (2005). Controlling facial prejudice: Social-
cognitive goals affect amygdala and stereotype activation. Psychologi-
cal Science, 16(1), 56-63.
Whipple, N., Bernier, A., & Mageau, G. A. (2011). Broadening the study
of infant security of attachment: Maternal autonomy-support in the
context of infant exploration. Social Development, 20(1), 17–32.
White, L. K., Degnan, K. A., Henderson, H. A., Pérez-Edgar, K., Walker,
O. L., Shechner, T., . . . Fox, N. A. (2017). Developmental relations
among behavioral inhibition, anxiety, and attention biases to threat and
positive information. Child Development, 88(1), 141–155.
Whitley, B. E. (1993). Reliability and aspects of the construct validity of
Sternberg’s Triangular Love Scale. Journal of Social and Personal
Relationships, 10, 475–483.
Whittle, S., Vijayakumar, N., Simmons, J. G., Dennison, M., Schwartz,
O., Pantelis, C., . . . Allen, N. B. (2017). Role of positive parenting in
the association between neighborhood social disadvantage and brain
development across adolescence. JAMA Psychiatry. doi:10.1001/jama-
psychiatry.2017.1558.
Wichstrøm, L., Belsky, J., & Steinsbekk, S. (2017). Homotypic and het-
erotypic continuity of symptoms of psychiatric disorders from age 4
to 10 years: A dynamic panel model. Journal of Child Psychology and
Psychiatry, 58(11), 1239–1247. doi:10.1111/jcpp.12754
Wichstrøm, L., Berg-Nielsen, T. S., Angold, A., Egger, H. L., Solheim,
E., & Sveen, T. H. (2012). Prevalence of psychiatric disorders in
preschoolers. Journal of Child Psychology and Psychiatry, 53(6),
695–705.
Wicker, B., Keysers, C., Plailly, J., Royet, J.-P., Gallese, V., & Rizzolatti,
G. (2003). Both of us disgusted in my insula: The common neural basis
of seeing and feeling disgust. Neuron, 40, 655–664.
Widen, S. C. (2013). Children’s interpretation of facial expressions: The
long path from valence-based to specific discrete categories. Emotion
Review, 5(1), 72–77.
Widen, S. C., & Russell, J. A. (2003). A closer look at preschoolers’ freely
produced labels for facial expressions. Developmental Psychology,
39(1), 114–128.
Widen, S. C., & Russell, J. A. (2008). Children acquire emotion categories
gradually. Cognitive Development, 23(2), 291–312.
Widen, S. C., & Russell, J. A. (2010). Differentiation in preschooler’s
categories of emotion. Emotion, 10(5), 651–661. doi:10.1037/
a0019005
Widen, S. C., & Russell, J. A. (2013). Children’s recognition of disgust in
others. Psychological Bulletin, 139(2), 271.
Wierzbicka, A. (1999). Emotions across languages and cultures: Diversity
and universals. Cambridge, England: Cambridge University Press.
Wiessner, P., & Schiefenhövel, W. (Eds.). (1996). Food and the status quest:
An interdisciplinary perspective. Providence, RI: Berghahn Books.
Wilkinson, R. G., & Pickett, K. (2009). The spirit level: Why more equal
societies almost always do better. London, England: Allen Lane.
RefeRences482
Williams, J. M. G., Watts, F. N., MacLeod, C., & Mathews, A. (1997).
Cognitive psychology and emotional disorders (2nd ed.). Chichester,
England: Wiley.
Williams, J. R., Insel, T. R., Harbaugh, C. R., & Carter, C. S. (1994).
Oxytocin administered centrally facilitates formation of a partner pref-
erence in female prairie voles (Microtus ochrogaster). Journal of Neu-
roendocrinology, 6, 247–250.
Williams, L. A., & DeSteno, D. (2009). Pride: Adaptive social emotion or
seventh sin? Psychological Science, 20, 284–288.
Williams, L. M., Gatt, J. M., Schofield, P. R., Olivieri, G., Peduto, A., &
Gordon, E. (2009). ‘Negativity bias’ in risk for depression and anxiety:
Brain-body fear circuitry correlates, 5-HTT-LPR and early life stress.
Neuroimage, 47(3), 804–814.
Willis, F. N., & Briggs, L. F. (1992). Relationship and touch in public set-
tings. Journal of Nonverbal Behavior, 16, 55–63.
Willis, F. N., & Hamm, H. K. (1980). The use of interpersonal touch in
securing compliance. Journal of Nonverbal Behavior, 5, 49–55.
Wilson, A. C., & Cann, R. L. (1992, April). The recent African genesis of
humans. Scientific American, 266, 68–73.
Wilson, E.O. (2012). The social conquest of earth. New York, NY: WW Norton.
Wilson, J. (2014). Mindful America: The mutual transformation of Bud-
dhist meditation and American culture. New York, NY: Oxford Uni-
versity Press.
Wilson, M. I., & Daly, M. (1996). Male sexual proprietariness and violence
against wives. Current Directions in Psychological Science, 5, 2–7.
Winkielman, P., Niedenthal, P., Wielgosz, J., Eelen, J., & Kavanagh, L.
C. (2015). Embodiment of cognition and emotion. APA Handbook of
Personality and Social Psychology, 1, 151–175.
Winkielman, P., Zajonc, R., & Schwartz, N. (1997). Subliminal affective
priming resists attributional intervention. Cognition and Emotion, 11,
433–465.
Winnicott, D. W. (1958). Through paediatrics to psychoanalysis. London,
England: Tavistock.
Witherington, D. C., & Crichton, J. A. (2007). Frameworks for understand-
ing emotions and their development: Functionalist and dynamic sys-
tems approaches. Emotion, 7(3), 628–637.
Witt, D. M., Carter, C., & Walton, D. (1990). Central and peripheral effects
of oxytocin administration. Physiology and Behavior, 37, 63–69.
Witt, D. M., Winslow, J. T., & Insel, T. (1992). Enhanced social interaction
in rats following chronic, centrally infused oxytocin. Pharmacology,
Biochemistry, and Behavior, 43, 855–861.
Witvliet, C., Ludwig, T. E., & Vander Laan, K. L. (2001). Granting forgive-
ness or harboring grudges: Implications for emotion, physiology, and
health. Psychological Science, 12, 117–123.
Wong, M., Diener, M. L., & Isabella, R. (2008). Parents’ emotion-related
beliefs and behaviors: Associations with children’s perceptions of peer
competence, child grade and sex. Journal of Applied Developmental
Psychology, 29, 175–186.
Wood, A., Martin, J., & Niedenthal, P. (2017). Towards a social functional
account of laughter: Acoustic features convey reward, affiliation, and
dominance. PLoS One, 12(8), e0183811.
Wood, J. V., Heimpel, S. A., & Michela, J. L. (2003). Savoring versus
dampening: Self-esteem differences in regulating positive affect. Jour-
nal of Personality and Social Psychology, 85(3), 566–580.
Wood, W. (2016). Reply to Gangestad’s commentary. Emotion Review, 8,
90–94.
Woolf, V. (1965). Jacob’s Room. Harmondsworth, England: Penguin.
Woolley, J. D., & Wellman, H. M. (1990). Young children’s understanding
of realities, nonrealities, and appearances. Child Development, 61(4),
946–961.
Wordsworth, W. (1802). Preface to Lyrical Ballads of 1802. In S. Gill
(Ed.), William Wordsworth. Oxford, England: Oxford University Press
(1984).
World Health Organization. (1983). Depressive disorders in different cul-
tures. Geneva, Switzerland.
World Health Organization. (1992). The ICD-10 classification of mental
and behavioural disorders: Clinical descriptions and diagnostic guide-
lines. Geneva, Switzerland.
World Health Organization. (1992). The ICD-10 classification of mental
and behavioural disorders: Clinical descriptions and diagnostic guide-
lines. Geneva, Switzerland: Author.
World Health Organization. (2003). International classification of dis-
eases, 10th revision, Clinical modification (ICD-10-CM) pre-release
draft. Geneva, Switzerland: Available from www.cdc.gov/nchs/
about/otheract/icd9/icd10cm.htm
World Health Organization. (2003). International classification of dis-
eases, 10th revision, Clinical modification (ICD-10-CM) pre-release
draft. Geneva, Switzerland: Author. Available from www.cdc.gov/
nchs/about/otheract/icd9/icd10cm.htm
World Health Organization. (2004). Prevalence, severity, and unmet need
for treatment of mental disorders in the World Health Organization
World Mental Health Surveys. Journal of the American Medical
Association, 291, 2581–2590.
World Health Organization. (2008). ICD-10: International statistical clas-
sification of diseases and related health problems (10th Rev. ed.). New
York, NY.
World Health Organization. (2014). Mental health: A state of well-being.
Retrieved from http://www.who.int/features/factfiles/mental_health/en/
World Health Organization. (2017). Depression, fact sheet. Retrieved from
http://www.who.int/mediacentre/factsheets/fs369/en/
World Health Organization Consortium. (2004). Prevalence, severity, and
unmet need for treatment of mental disorders in the World Health
Organization World Mental Health Surveys. Journal of the American
Medical Association, 291, 2581–2590.
Worth, L. T., & Mackie, D. M. (1987). Cognitive mediation of positive
affect in persuasion. Social Cognition, 5, 76–94.
Worthington, E. L. J. (1998). Empirical research in forgiveness: Looking
backward, looking forward. In J. E. L. Worthington (Ed.), Dimensions
of forgiveness (pp. 321–339). Philadelphia, PA: Templeton Foundation
Press.
Wright, M. R. (1981). Empedocles, the extant fragments. New Haven, CT:
Yale University Press.
http://www.who.int/features/factfiles/mental_health/en/
http://www.who.int/mediacentre/factsheets/fs369/en/
http://www.cdc.gov/nchs/about/otheract/icd9/icd10cm.htm
http://www.cdc.gov/nchs/about/otheract/icd9/icd10cm.htm
http://www.cdc.gov/nchs/about/otheract/icd9/icd10cm.htm
http://www.cdc.gov/nchs/about/otheract/icd9/icd10cm.htm
References 483
Wright, R. (1992). Stolen continents: The “New World” through Indian
eyes. Toronto, Canada: Penguin.
Wright, R. (2004). A short history of progress. Toronto, Canada: Anansi.
Wright, T. (1604). The passions of the mind in general. (reprint edited by
T. O. Sloan. Urbana: University of Illinois Press (1971).
Wu, Y., Muentener, P., & Schulz, L. E. (2017). One-to four-year-olds con-
nect diverse positive emotional vocalizations to their probable causes.
Proceedings of the National Academy of Sciences, 114, 11896–11901.
Xiang, Y., Kong, F., Wen, X., Wu, Q., & Mo, L. (2016). Neural correlates
of envy: regional homogeneity of resting-state brain activity predicts
dispositional envy. Neuroimage, 142, 225–230.
Xiao , N. G., Quinn, P. C., Liu, S., Ge, L., Pascalis, O., & Lee, K. (2017).
Older but not younger infants associate own-race faces with happy
music and other-race faces with sad music. Developmental Science.
2018 May; 89(3): e229–e244. doi:10.1111/cdev.12798.
Xue, Y., Leventhal, T., Brooks-Gunn, J., & Earls, F. J. (2005). Neighbor-
hood residence and mental health problems of 5- to 11-year-olds.
Archives of Genetic Psychiatry, 62, 554–563.
Yagoubzadeh, Z, Jenkins, J. M., & Pepler, D. (2010). Transactional models
in the relationship between child behavior and maternal negativity: A
6-year longitudinal study. International Journal of Behavioral Devel-
opment, 34, 218–228.
Yamagata, S., Takahashi, Y., Kijima, N., Maekawa, H., Ono, Y., & Ando, J.
(2005). Genetic and environmental etiology of effortful control. Twin
Research and Human Genetics, 8(4), 300–306.
Yang, C.-X., Zhang, D.-J., Liang, Y.-H., & Hu, T.-Q. (2016). Relation-
ship between social support and depression among college students in
China: A meta-analysis. Chinese Mental Health Journal, 30, 939–945.
Yang, T. T., Simmons, A. N., Matthews, S. C., Tapert, S. F., Frank, G. K.,
Max, J. E., . . . Paulus, M. P. (2010). Adolescents with major depression
demonstrate increased amygdala activation. Journal of the American
Academy of Child & Adolescent Psychiatry, 49, 42–51.
Yang, Y., Raine, A., Narr, K. L., Colletti, P., & Toga, A. W. (2009). Locali-
zation of deformations within the amygdala in individuals with psy-
chopathy. Archives of General Psychiatry, 66, 986–994.
Yates, F. A. (1964). Giordano Bruno and the Hermetic tradition. London,
England: Routledge & Kegan Paul.
Yeager, D. S., Miu, A. S., Powers, J., & Dweck, C. S. (2013). Implicit theo-
ries of personality and attributions of hostile intent: A meta-analysis,
an experiment, and a longitudinal intervention. Child development,
84(5), 1651–1667.
Youngblade, L. M., & Dunn, J. (1995). Individual differences in young chil-
dren’s pretend play with mother and sibling: Links to relationships and
understanding of other people’s feelings and beliefs. Child Develop-
ment, 66(5), 1472–1492.
Young-Browne, G., Rosenfeld, H. M., & Horowitz, F. D. (1977). Infant dis-
crimination of facial expressions. Child Development, 48(2), 555–562.
Yuille, J. C., & Cutshall, J. L. (1986). A case study of eyewitness testimony
to a crime. Journal of Applied Psychology, 71, 291–301.
Yzerbyt, V. Y., Dumont, M., Wigboldus, D., & Gordijn, E. (2003). I feel
for us: The impact of categorization and identification on emotions and
action tendencies. British Journal of Social Psychology, 42, 533–549.
Zadeh, Z. Y., Jenkins, J., & Pepler, D. (2010). A transactional analysis of
maternal negativity and child externalizing behavior. International
Journal of Behavioral Development, 34(3), 218–228.
Zahn-Waxler, C., & Radke-Yarrow, M. (1990). The origins of empathic
concern. Motivation and Emotion, 14(2), 107–130.
Zahn-Waxler, C., Radke-Yarrow, M., Wagner, E., & Chapman, M. (1992).
Development of concern for others. Developmental Psychology, 28,
126–136.
Zajonc, R. B. (1980). Feeling and thinking: Preferences need no infer-
ences. American Psychologist, 35, 151–175.
Zaki, J., & Ochsner, K. N. (2012). The neuroscience of empathy: Progress,
pitfalls and promise. Nature Neuroscience, 15(5), 675.
Zaki, J., & Ochsner, K. N. (2016). Empathy. In L. Feldman-Barrett, M.
Lewis, & J. M. Haviland-Jones (Eds.), Handbook of Emotions (4th ed.,
pp. 871–884). New York, NY: Guilford.
Zald, D. (2003). The human amygdala and the emotional evaluation of sen-
sory stimuli. Brain Research Reviews, 41, 88–123.
Zald, D. H., Lee, J. T., Fluegel, K. W., & Pardo, J. V. (1998). Aversive
gustatory stimulation activates limbic circuits in humans. Brain, 121,
1143–1154.
Zastrow, B. L., Martel, M. M., & Widiger, T. A. (2016). Preschool oppo-
sitional defiant disorder: A disorder of negative affect, surgency, and
disagreeableness. Journal of Clinical Child & Adolescent Psychology,
1–11.
Zeanah, C. H., Humphreys, K. L., Fox, N. A., & Nelson, C. A. (2017).
Alternatives for abandoned children: Insights from the Bucharest
Early Intervention Project. Current Opinion in Psychology, 15,
182–188.
Zeegers, M. A., Colonnesi, C., Stams, G. J. J., & Meins, E. (2017). Mind
matters: A meta-analysis on parental mentalization and sensitivity
as predictors of infant–parent attachment. Psychological Bulletin,
143(12), 1245.
Zelazo, P. D., & Müller, U. (2002). The balance beam in the balance:
Reflections on rules, relational complexity, and developmen-
tal processes. Journal of Experimental Child Psychology, 81(4),
458–465.
Zelazo, P. D., & Müller, U. (2010). Executive function in typical and atypi-
cal development. In The Wiley-Blackwell handbook of childhood cog-
nitive development (2nd ed., pp. 574–603).
Zenner, C., Herrnleben-Kurz, S., & Walach, H. (2014). Mindfulness-based
interventions in schools - a systematic review and meta-analysis. Fron-
tiers in Psychology, 5, 603.
Zhan, Y., Wang, M., & Shi, J. (2016). Interpersonal process of emotional
labor: The role of negative and positive customer treatment. Personnel
Psychology, 69(3), 525–557.
Zhang, D., Liu, Y., Hou, X., Sun, G., Cheng, Y., & Luo, Y. (2014). Dis-
crimination of fearful and angry emotional voices in sleeping human
neonates: A study of the mismatch brain responses. Frontiers in Behav-
ioral Neuroscience, 8, 422. doi:10.3389/fnbeh.2014.00422
Zhou, Q., Lengua, L. J., & Wang, Y. (2009). The relations of temperament
reactivity and regulation to children’s adjustment problems in China
and the United States. Developmental Psychology, 45, 764–781.
RefeRences484
Zhou, Q., Main, A., & Wang, Y. (2010). Temperament effortful control
and anger/frustration to Chinese children’s academic achievement and
social adjustment: A longitudinal study. Journal of Educational Psy-
chology, 102(1), 180–196.
Zhou, Q., Sandler, I. N., Millsap, R. E., Wolchik, S. A., & Dawson-
McClure, S. R. (2008). Mother-child relationship quality and effective
discipline as mediators of the six-year effects of the New Beginnings
Program for children from divorced families. Journal of Consulting
and Clinical Psychology, 76, 579–594.
Zhou, Q., Wang, Y., Deng, X, Eisenberg, N., Wolchik, S., & Tein, J-Y.
(2008). Relations of parenting and temperament to Chinese children’s
experience of negative life events, coping efficacy, and externalizing
problems. Child Development, 79, 493–513.
Zieber, N., Kangas, A., Hock, A., & Bhatt, R. S. (2014). Infants’ percep-
tion of emotion from body movements. Child Development, 85(2),
675–684. doi:10.1111/cdev.12134
Zillman, D. (1978). Attribution and misattribution of excitatory reactions.
In J. H. Harvey, W. J. Ickes, & R. F. Kidd (Eds.), New directions in
attribution research (Vol. 2, pp. 335–368). Hillsdale, NJ: Erlbaum.
Zillman, D. (1988). Cognitive excitation interdependencies in aggressive
behavior. Aggressive Behavior, 14, 51–64.
Zillmann, D. (1989). Effects of prolonged consumption of pornography. In
D. Zillman & J. Bryand (Eds.), Pornography: Research advances and
early policy considerations. Hillsdale, NJ: Erlbaum.
Zillmann, D. (2000). Humor and comedy. In D. Zillmann & P. Vorderer
(Eds.), Media entertainment: The psychology of its appeal (pp. 37–57).
Mahwah, NJ: Erlbaum.
Zillmann, D., & Vorderer, P. (Eds.). (2000). Media entertainment: The psy-
chology of its appeal. Mahwah, NJ: Erlbaum.
Zimbardo, P. G. (2007). The Lucifer effect: Understanding how good peo-
ple turn evil. New York, NY: Random House.
485
Author Index
A
Aaker, J., 130
Abbott, R. A., 371
Abel, A., 127, 239
Abela, J. R., 321
Abela, J. R. A., 349
Abela, J. R. Z., 311
Abelson, R., 77
Abu-Lughod, L., 24–26, 61–63, 241
Aceto, P., 202
Acevedo, B. P., 232
Achaibou, A., 179
Achenbach, T. M., 309, 310
Ackerman, J. M., 33
Adamec, R., 182
Adler, N. E., 246
Agmo, A., 182
Aharon, I., 182
Ainsworth, M., 52–54, 288
Ainsworth, M. D. S., 288
Akinola, M., 132, 141
Aksan, N., 204, 206, 222, 286, 287, 296
Akshoomoff, N., 211
Albersheim, L., 374
Albertson, B., 247
Aleman, A., 216
Alexander, R., 34
Alexander, S., 300
Alford, J. R., 153
Algoe, S. B., 54, 236, 238, 239, 264
Ali, A., 353
Alkozei, A., 184, 185
Allen, J., 52, 232, 295
Allen, J. P., 311
Allen, S. M., 285
Allen, T. A., 283
Alloy, L. B., 311
Almeida, D. M., 285
Althoff, R. R., 309
Altvater-Mackensen, N., 213
Ambadar, Z., 96
Ambady, N., 94
Amell, J. W., 224
American Psychiatric Association, 11, 30,
309, 338
Ames, D., 65
Andersen, S. M., 374
Anderson, C. P., 230, 241, 245
Anderson, A., 28
Anderson, A. K., 40, 230, 242, 358
Anderson, C., 54, 79, 240, 241, 244,
245, 273
Anderson, C. L., 131, 141, 229
Anderson, C. M., 289
Anderson, E., 156
Anderson, S. F., 355
Anderson, S. M., 230
Ando, J., 221
Andreasen, N., 338
Andrew, R. J., 36
Andrews, B., 354
Andrews-Hanna, J. R., 21
Angell, M., 359
Angold, A., 312, 313
Angus, L., 380
Anisfeld, E., 108
App, B., 109
Araya, R., 346
Ariely, D., 232
Aristotle, 12
Armstrong, K., 237, 382, 383
Armstrong, L. M., 219, 382, 383
Arnold, M. B., 22, 23, 28, 144
Aron, A., 181, 232
Aron, A. P., 261, 262
Aron, E. N., 232, 236
Asendorpf, J. B., 280, 281
Ashar, Y. K., 21
Asher, E. R., 235
Ashley, J., 207
Atkinson, A. P., 213, 214
Atkinson, L., 317
Aube, M., 6, 229
Audrain, P. C., 263
Auerbach-Major, S., 200
Auerbach, R. P., 349
Augustine, M., 294
Aureli, F., 108
Austen, J., 98, 126–128, 232, 233, 237, 386
Averill, J. R., 75, 77, 79, 114
Avero, P., 266
Avery, S., 222
Aviezer, H., 102
Aziz, N., 133
B
Bachmann, M. N., 221
Bachorowski, J., 110
Bachorowski, J.-A., 91, 103, 104, 110,
210, 240
Backs-Dermott, B. J., 355
Badanes, L. S., 321
Bafunno, D., 208
Bagby, R. M., 158
Bai, Y., 163, 249
Bai, Y., 86
Baird, B. M., 283
Baker, B. L., 294
Baker, L. A., 286
Bakermans-Kranenburg, M. J., 223, 226, 286,
288, 289, 291, 292, 312, 318, 325, 374
Ball, C. L., 209
Ball, T. M., 312
Baltazar, N. C., 217
Banerjee, M., 209
Banerjee, R., 209, 302, 324, 333
Banks, C., 387
Banse, R., 104
Bao, J., 184, 185
Bar-Haim, Y., 223, 226
Bard, P., 174
Barden, J., 269
Barlow, D. H., 133, 193, 333, 335, 342
Barlow, J., 333
Baron-Cohen, S., 360, 387
Baroni, E., 202
Barrett, L. F., 35, 50, 158, 162, 170, 194
Barratt, M. S., 204
Barrera, M. E., 211
Barrett, D. H., 343
Barrett, D. J., 161
Barrett, K. C., 222
Barrett, L. F., 35, 50, 66, 95, 102, 112, 135,
158, 160–163, 170, 177, 187, 192,
194, 201
Barrett, P. H., 6, 9
Barsade, S. G., 138
Bartlett, F. C., 266, 268, 374
Bartlett, M. Y., 238
Bartz, J. A., 38
Bass, A. J., 203
Bastin, 193
Bates, J. E., 286, 302
Battaglia, M., 212, 331
Bauer, M. S., 333
Baumann, J., 265
Baumeister, R., 387–389
Author Index486
Baumeister, R. F., 54, 147, 234, 273
Baxter, M. G., 180
Beardsall, L., 217
Beauregard, M., 180, 182
Bechara, A., 20, 140
Beck, A. T., 357, 358, 376, 377, 379
Beck, L., 209
Beebe, B., 202
Beeghly, M., 217
Beem, A. L., 349
Beer, J. S., 184, 188, 190, 209
Beevers, C. G., 358
Behne, T., 210
Beier, E. G., 108
Belden, A. C., 322
Bell, M. A., 204
Bell, S. M., 288
Belsky, D. W., 344
Belsky, J., 286, 298, 312, 318, 321,
329, 344
Ben-Ze’ev, A., 156
Bendersky, M., 203, 205, 206
Benedek, M., 128
Benkelfat, C., 226
Bennett, D. S., 203, 205, 206
Benson, D. F., 140, 188
Benyamin, B., 225
Bergman, E., 127, 239
Bergson, H., 160
Berkman, L. F., 240
Bernard, K., 289
Bernhardt, B. C., 21
Bernheimer, C., 374
Bernier, A., 293
Bernstein, I. S., 181
Berntson, G. C., 125
Berridge, K. C., 108, 146, 181, 202
Berscheid, E., 234
Bharata Muni, 116
Bhatt, R. S., 214
Bherer, F., 91
Biederman, J., 224
Biehl, M., 112
Bierman, K. L., 331
Bifulco, A., 356
Bigda-Peyton, J., 349
Binnoon-Erez, N., 222
Binswanger, L., 376
Biotti, F., 201
Bird, G., 201, 312
Birley, J. L. T., 361
Bisceglia, R., 324
Bishop, S. J., 179
Biven, L., 175
Blackburn, I., 379
Blackford, J., 222
Blaha, C. D., 181
Blair, K. A., 200
Blair, R. J. R., 180, 184, 190, 360
Blasi, A., 213
Blass, E. M., 108
Blazer, D., 348
Bless, H., 264
Bliss-Moreau, E., 177, 201
Blomberg, J., 379, 380
Bloom, H., 386
Bocharov, A. V., 284
Bodenhausen, G. V., 102
Bodenhausen, G., 264
Boehm, C. H., 45
Boehm, J. K., 48, 362, 378
Boesch, C., 47
Bogels, S. M., 211
Boiger, M., 62, 64, 206
Boland, E. M., 311
Boland, R. J., 355
Bolger, N., 161
Bolton, P., 304
Bolton, W., 348, 353
Bonanno, G. A., 153, 268
Bondü, R., 389
Booij, L., 226
Boole, G., 143, 169
Boomsma, D. I., 344, 349
Borduin, C. M., 334
Bosch, J. D., 311
Bouton, M. E., 342
Bouzouggar, A., 49, 113
Bowlby, J., 9, 11, 43, 52–54, 56, 97,
190, 200, 230–232, 287–288,
366, 373
Bowler, J. M., 49, 113
Bowman, E., 181
Boyce, T., 246
Boyce, W. T., 312
Boyle, M., 324
Bracke, P., 353
Bradley, B. P., 357
Bradley, R. H., 302, 303
Brammer, M. J., 213
Branigan, C., 264
Braungart-Rieker, J. M., 203, 204
Braunstein, L. M., 20
Braverman, J., 269
Breeze, E., 365
Breines, J., 352
Brennan, L. M., 331
Brennan, P. A., 211
Bretherton, I., 217, 296
Breuer, J., 10, 373
Brewer, M. B., 49, 251
Brewer, R., 201
Brewin, C. R., 343, 354
Bridgett, D. J., 221
Briggs, J. L., 63, 111
Briggs, L. F., 108
Brinol, P., 269
Bromet, E. J., 346
Bronfenbrenner, U., 299, 315
Brooker, R. J., 204, 205
Brooks-Gunn, J., 296, 327
Brosch, T., 178
Brosch, T., 6, 28, 146
Brown, D. E., 251
Brown, G. W., 303, 317, 346–348, 351, 353,
354, 356, 361, 362
Brown, J., 217, 301
Brown, J. L., 303
Brown, J. R., 301
Brown, S. L., 371
Browne, D. T., 202, 210, 286, 293, 295,
303, 323
Brownell, C. A., 206, 208, 294
Browning, C. R., 387
Bruer, 19, 194
Bruneau, E. G., 22, 189
Bruner, J., 383, 384
Brunetti, M., 193
Buckholz, J. W., 272
Bucy, P. C., 174
Bufferd, S. J., 330
Buhle, J., 182, 188
Bukowski, A. L., 245
Bulleit, B., 109
Bullivant, S. B., 232
Bunge, S. A., 188
Burgess, E. W., 75
Burnam, M. A., 343
Burnay, C., 204
Buss, A. H., 223
Buss, D., 231
Buss, D. M., 67, 34–36
Buss, K. A., 204, 287
Buswell, B. N., 80, 98, 158, 273
Butera, F., 348
Butler, A. C., 357
Butler, E. A., 67, 229
Butzlaff, R. L., 361
Byant, F. B., 385
Byrne-Davis, L. M. T., 362
C
Cabeza, R., 36
Cacioppo, J. T., 125, 147, 239
Caine, S., 181
Caldara, R., 212
Calkins, S. D., 220
Call, J., 51, 57, 210, 293
Calvo, M. G., 266
Cameron, J., 22
Camodeca, M., 208
Campbell, R., 234
Campbell, S. B., 208
Campos, B., 65, 129
Campos, J., 204, 211
Campos, J. J., 97, 99, 201, 203,
222, 297
Author Index 487
Camras, L., 204, 213
Camras, L. A., 200, 201, 204, 206,
213, 297
Canli, T., 180
Cann, R. L., 41
Cannon, W. B., 20, 121, 125, 174
Capps, L. M., 244
Caputi, M., 209, 302
Carbonella, J. Y., 361
Carey, N., 39
Carlo, G., 219, 297
Carlson, E. A., 290
Carlson, G. A., 330
Carlson, S. M., 293
Caroline, K., 203
Carpenter, M., 210, 293
Carr, A., 141, 333
Carr, C. P., 323
Carstensen, L. L., 63, 125, 181, 282
Carter, A., 202
Carter, A. S., 312
Carter, C. S., 175, 176, 358
Cartwright, F. F., 338
Carver, C. S., 176, 320, 350, 153
Carver, L. J., 211
Caspi, A., 224, 280, 285, 286, 314, 320, 323,
330, 339, 344, 350
Cassidy, B. S., 201
Cassidy, J., 288
Cassidy, R., 208
Cath, D. C., 349
Cathart-Harris, 19
Catmur, C., 201
Cecchini, M., 202
Chadwick, E. D., 385
Chagnon, N. A., 242
Chambless, D. L., 380
Champagne, F. A., 321
Chang, L. J., 165
Chapman, H. A., 40
Chapman, M., 207
Charash, Y., 243
Chartrand, T., 141
Chen, 146, 241
Chen, E., 246
Chen, F., 207
Chen, H. Y., 213, 216
Chen, S., 230, 352
Cheng, J. T., 6, 180, 242
Cheng, Y., 213, 216
Cheshin, A., 6, 229
Chesney, M. A., 246
Chevalier, N., 219, 220
Cheyney, D. L., 107
Chiarella, S. S., 215
Chimpanzee Sequencing and Analysis
Consortium, 43
Cho, H., 361
Choi, H., 69
Chojnacki, J. T., 232
Chopik, W. J., 132
Chow, S. M., 202
Chrétien De Troyes, 76
Christenfeld, N., 67
Chung, A. L., 298
Chung, C. K., 159
Cicchetti, D., 216, 222, 314, 318,
324, 327
Cikara, M., 22
Cipolotti, L., 184, 190
Cipriani, A., 359
Clark, A. E., 365
Clark, C., 79
Clark, D., 360
Clark, L. A., 161, 317
Clark, M., 28, 263
Clark, M. S., 54
Clauss, J., 222
Clipp, E. C., 73, 343
Clore, 256
Clore, G. L., 2, 12, 146, 162, 256, 261,
263, 265
Clow, A., 289
Cohen, J., 334
Cohen, S., 246
Cohn, J. F., 96
Cohn, M. A., 368, 371
Coid, J., 360
Cole, P. M., 219, 220, 311
Cole, S. W., 321
Collingwood, R. G., 114
Collins, 247
Collins, A., 150
Collins, P. F., 181
Collins, R. C., 80
Colman, I., 330–331
Conan-Doyle, A., 359
Condon, P., 237, 271
Conger, R. D., 298, 299, 302, 303
Conneely, K. N., 226
Conway, A. M., 371
Cook, R., 201, 312
Cook, W. L., 286, 295
Cooke, J. E., 288
Coontz, S., 230
Cooper, P. J., 222
Coplan, J. D., 342
Cordaro, D. T., 96, 97, 99
Cordovil, R., 204
Corley, R. P., 357
Cornew, L., 211
Cortes, B. P., 251
Corwyn, R. F., 302–303
Cosmides, L., 33, 35, 36, 41, 56,
79, 242
Costa, P. T., 282
Costello, E. J., 312, 313, 326, 328, 329
Cottraux, J., 379
Coulombe, D., 178
Coulson, S., 139
Coury, A., 181
Cowen, A. S., 241
Craig, A. D., 21, 137
Craig, A. B., 183
Craig, I. W., 183
Creswell, C., 323
Crews, F., 11, 373
Crighton, J. A., 201
Cristol, A. H., 378
Critchley, H. D., 229, 137
Crits-Christoph, P., 376
Crockett, M. J., 187
Crosby, M., 222
Cross, E. S., 117
Cross, D., 117, 209
Crouter, A. C., 300
Crowell, J., 374
Crowley, M., 200
Crozier, W. R., 126
Crucius, J., 243
Csikszentmihalyi, M., 114, 367,
369, 384
Cubells, J. F., 226
Cucherat, M., 379
Cummings, E. M., 295
Cunningham, P. B., 334
Cunningham, W. A., 145, 180
Curtis, L. J., 327
Curtis, W. J., 216
Cutlip, W. D. II, 127
Cyr, C., 291
D
Dahinten, V. S., 327
Dahl, H., 375
Dale, R., 208
Daley, S. E., 357
Dalgleish, T., 343, 351, 352
Damasio, A., 140
Damasio, A. R., 20, 140, 255
Damasio, H., 140
Darbor, K. E., 249
Darwin, C., 6–9, 11, 12, 18, 33, 40, 44, 54, 57,
86, 91–94, 96, 99, 124, 127, 129, 161,
175, 259
Davidson, R. J., 116, 187, 204, 358
Davies, P. T., 295, 324
Davila, J., 237
Davis, A., 161
Davis, D., 269
Davis, E. L., 287
Davis, J. D., 139, 141, 332
Davis, M. H., 161
Davis, P., 17, 204
Davis, S., 224
Davison, G. C., 338, 373, 374
Dawkins, R., 38, 388
Author Index488
Day, A., 224
Day, C., 333
Day, T. N., 208
Dayan, P., 181
De Dreu, C. K. W., 245
de Haan, E., 284
De Houwer, J., 147
de Jong, P. J., 128
de Lamater, J., 235
De Leersnyder, J., 62, 69, 80
De Leeuw, C. A., 225
De Lima, M., 346
De Lorris, G., 76
De Meun, J., 76
de Munch, 234
de Rosnay, M., 212
De Sousa, R., 158, 256
De Steno, D., 243
de Vignemont, F., 20
De Waal, 45, 55
De Waal, F., 48, 57, 98, 107
De Waal, F. B. M., 43, 108
Deary, I. J., 371
Deater-Deckard, K., 311
Deaton, A., 246
Decety, J., 189, 213, 216
DeFries, J. C., 225, 343
Dekovic, M., 219
Del Giudice, M., 350
Delplanque, S., 146
Demenescu, L. R., 216
Demir, M., 369
Demoulin, S., 251
DeMulder, E., 200
Denham, S. A., 200, 301
Denissen, J. J. A., 281, 285
Dennett, D., 33
Dennis, T. A., 219
Denson, T. F., 131
DePue, 182
Depue, R. A., 181
Descartes, R., 15–17, 145, 173
DeScioli, P., 202
D‚Esposito, M., 184, 209
DeSteno, D., 15, 67, 237, 238, 240, 250, 263,
265, 269, 271
Devlin, B., 310
Devos, T., 250
DeWall, C. N., 388
Dharamsi, S., 204
Di Ciano, P., 181
Di Vito, C., 202
Diamond, J., 41
Diamond, L. M., 41, 53, 231, 232
Diaz, A., 204
Dickerson, S. S., 130, 133
Diener, E., 65, 66, 246, 283, 345, 368, 371,
372, 389
Dieterich, J. H., 272
Dimberg, U., 91, 146, 147, 239, 284
Dimidjian, S., 21
Ding, X. P., 220
Dishion, T. J., 285, 303, 333
Disner, S. G., 358
Dittrich, W. H., 213
Dixon, T., 73
Djikic, M., 53, 122, 231, 370, 383, 384
Dkane, M., 357
Dobkins, K., 202
Dobkins, K. R., 211
Dobson, K. S., 338, 355
Dodge, K. A., 286, 302
Doi, T., 63
Dolan, R. J., 180, 266, 322
Domes, G., 226
Dong, M., 315
Doob, A. N., 274
Doosje, B., 96
Doojse, 247
Dore, R. A., 208
Dostoevsky, F., 175, 386
Dougherty, L. R., 330
Doyle, C. M., 163
Doyle, J. M., 250
Dozier, M., 289
Dozois, D. J. A., 338
Drummond, P. D., 128
Drummond, J. D., 208
Dubreuil, B., 49
Dukes, D., 215
Dumont, M., 250
Dunbar, R. I. M., 32, 35, 42, 47, 50, 103,
107, 173
Duncan, E., 114, 162, 338, 367
Duncan, G. J., 306, 328
Dunfield, K., 207
Dunfield, K. A., 207
Dunn, J., 209, 217, 300, 301, 314, 317
Durand, K., 212
Durbin, C. E., 222, 295
Durlauf, S. N., 274
Dutton, D., 113
Dutton, D. G., 261
Dyson, M. W., 222
E
Eales, M. J., 45
Earls, F. J., 327
Eastwick, P. W., 231, 232
Eaton, C. B., 353
Eberhart, N. K., 349
Ebert, D. D., 382
Ebmeier, K. P., 371
Edelmann, R. J., 98, 127
Edelstein, R. S., 132, 268
Edwards, E. S., 311
Edwards, K., 263, 275
Edwards, R. C., 323, 325
Eelen, J., 137
Eelen, P., 147
Eggum-Wilkens, N. D., 206
Ehrenreich, B., 55
Ehring, T., 165, 167, 312
Eibl-Eibesfeldt, I., 26, 37, 42, 97, 107
Eich, E., 260
Eid, M., 209
Einfeld, S. L., 226
Eisenberg, N., 97, 218, 237, 295, 297
Eisenberger, N. I., 140, 181, 182, 190, 191, 240
Ekman, P., 23, 56, 62, 77, 79, 88, 91, 93–97,
99–101, 105, 110, 112, 123–125, 161
El-Sheikh, M., 287, 317, 322, 324
Elder, G. H., 73, 283, 343
Elfenbein, H. A., 94, 104, 111–112
Elgar, F. J., 327, 329
Elias, N., 70–71
Eliot, E., 390
Eliot, G., 17–18, 386–387, 390
Eliot, J., 386
Elis, O., 361
Ellicott, A., 348
Elliot, A. J., 129
Elliott, J. M., 288
Elliott, R., 380
Ellis, B. J., 312
Ellsworth, P., 153, 241
Ellsworth, P. C., 12, 33, 41, 65, 66, 144,
149–151, 153, 163, 177, 237, 241,
243, 245, 263, 275
Elmehed, K., 147
Elster, J., 378
Elzinga, B. M., 216
Emde, R. N., 203, 211
Emery, G., 377
Emilsson, J. F., 359
Emmons, R. A., 161, 238, 239, 378
Ensor, R., 300
Eom, K., 69
Eriksson, E., 359
Ermer, E., 360
Esche, F., 365
Eser, D., 162
Esposito, M., 184
Esquivel, L., 231
Essex, M. J., 222, 321
Eugene, F., 180
Euser, E. M., 291
Evans, R. J., 250
Evans, J., 331
Evdokas, A., 153
Evers, C., 135
F
Fabes, R. A., 297
Fair, D. A., 220
Fales, M. R., 36
Fallon, A. E., 147
Author Index 489
Faraone, S. V., 224
Farb, N. A. S., 358
Farber, M., 220
Farver-Vestergaard, I., 349
Fatani, S. S., 200
Fava, G. A., 381
Favegehi, M., 363
Fearon, P., 222, 292
Fearon, R. M., 288, 292, 374
Fearon, R. M. P., 325
Fearon, R. P., 325
Feather, 259
Federenko, I., 349
Fehr, E., 184
Fehr, B., 157, 233, 234
Feigenson, L., 205
Feigeson, N., 275
Feldman Barrett, L., 62
Feldman, R., 220
Fellows, L. K., 216
Fenske, M. L., 266
Ferguson, M., 145
Ferguson, E., 378
Fernandez-Dols, J. M., 88, 210
Fernyhough, C., 293
Ferrari, F., 322, 327
Ferrari, M., 65
Field, J., 366, 376
Field, N. P., 268
Field, T., 107, 268
Fielder, E. P., 73
Filliter, J. H., 203
Fincham, F. D., 237
Fink, P., 383
Finkel, E., 232, 235
Finkel, E. J., 54, 232, 305
Finkel, N. J., 273
Finlay-Jones, R., 348
Finn, C., 286
Finn, C. T., 342
Fiorino, D. F., 181
Fischer, A., 141, 239
Fischer, A. H., 6, 56, 152, 229, 235, 247, 96,
235, 251
Fischer, E. F., 75
Fischer, K. R., 103
Fisher, H. E., 231
Fiske, S. T., 45, 49, 52, 54, 230
Fjorback, L., 383
Flack, W. F., 351
Flannery, K., 41, 47, 48
Fleming, A. S., 354
Fletcher, A. C., 290
Flicker, L., 133, 193
Flinn, M., 34
Floyd-Wilson, M., 17
Fogel, A., 202
Folkman, S., 246
Fonagy, P., 292, 375
Fontaine, R. G., 286
Foot, P., 271
Ford, B. Q., 368, 156
Forehand, R. L., 333
Forgas, J. P., 260, 263, 256, 259, 260, 263, 264
Forssman, L., 204, 211
Foss-Feig, J. H., 203
Fox, G. R., 193
Fox, A. M., 317
Fox, N. A., 222, 223, 325
Fox, S. E., 211, 216
Fraley, B., 232
Francis, D., 108
Francis, D. D., 133
Frank, E., 347
Frank, M., 88, 91
Frank, R. H., 6, 56, 259
Fredrickson, B. L., 126, 127, 180, 264, 368,
371, 385
Freedman, J. L., 368
French, J. C., 48
Freud, S., 6, 10–12, 116, 257, 368,
372–375
Fridlund, A. J., 88, 96, 99, 102
Friederici, A. D., 203, 211
Friedman, N. P., 357
Friesen, W. V., 88, 93, 95–97, 99, 101, 105,
123–125
Frijda, N., 149, 387, 389, 161, 241
Frijda, N. H., 5–6, 23, 29, 30, 63, 77,
79, 144, 149, 150, 161, 165, 167,
241, 387
Frohlich, P. F., 132
Fu, G., 220
Fugate, J. M. B., 7
Fulford, D., 361
Fuster, B., 175
Fyer, A., 342
G
Gable, S. L., 133, 235, 239
Gabrieli, J. D., 219
Gabrieli, J. D. E., 180, 188
Gabrielsson, A., 115
Gagne, J. R., 222
Gailliot, M. T., 388
Galea, S., 321, 349, 357
Galinsky, A. D., 245
Gallese, V., 141
Gangemi, A., 352
Ganiban, J. M., 295
Gao, W., 220
Gao, X. Y., 286
Garbin, M., 357
Gardarian, S. K., 247
Gardner, C. O., 344, 348, 356
Gardner, H., 114
Gardner, W. L., 147
Garfinkel, S. N., 137, 138–140, 229
Gartstein, M. A., 225
Garvin, E., 146
Gasper, K., 146
Gass, K., 300, 317
Gasson, J. A., 22, 23, 144
Gaston, L., 376
Gates, G., 367
Gatz, M., 344
Gavin, 247
Gay, P., 375
Gaylord, N. K., 324
Gazzaniga, M. S., 27, 184
GDavis, W. E., 249
Ge, L., 210
Geddes, J., 338
Geertz, C., 60
Gelder, M., 338
Gelder, M. G., 338, 342
Gemar, M., 355
Gemmell, A. J., 213
Gendron, M., 66, 389
Genet, J. J., 220
George, C., 290
George, L. K., 348
George, M. R., 295
Gernsbacher, M., 141
Geserick, B., 289
Ghera, M. M., 222, 223
Gibbs, E. L., 175
Gibbs, F. A., 175
Giedd, J. N., 221
Gilbert, D., 242
Gilbert, P., 133, 242, 243
Gildersleeve, K., 36
Gilliom, M., 330
Gilovich, T., 259
Giner-Sorolla, R., 235, 272
Gino, F., 239
Gitlin, M., 348
Glaser, D., 202
Glaser, R., 240, 363
Glass, G. V., 378
Gloaguen, V., 379
Goel, V., 260
Goetz, J., 245
Goetz, J. L., 21, 126, 226, 271
Goffman, E., 24, 26
Goldberg, J. H., 272, 275
Goldberg, S., 54, 293
Goldin, P. R., 166, 187
Goldman, R. N., 380
Goldman, S. L., 160
Goldsmith, H. H., 204, 206, 222
Goldstein, B. I., 322
Gonzaga, G., 97, 177, 231, 232, 235
Gonzaga, G. C., 53, 97, 177, 245
Gonzalez, R., 361
Goodall, J., 43–47, 272
Goodkind, M. S., 216
Author Index490
Goodman, S. H., 327
Goodwin, H., 357
Gordon, A. M., 125, 130, 235, 249
Gordon, I., 292
Gospic, K., 259
Gotlib, I. H., 180, 354–357
Gottfried, J. A., 180
Gottman, J. M., 235, 236, 294, 297
Goy, R. W., 175
Graham, J., 249
Graham, C., 371
Graham, S., 151
Granic, I., 323
Grann, M., 360
Grant, A., 239
Grant, B. F., 339
Gray, K. M., 226
Gray, L., 108
Graziano, P., 317
Green, D. P., 160
Green, J., 304
Greenberg, L. S., 373, 377, 380
Greenberg, M., 200
Greene, J., 56, 271
Greene, J. D., 271, 272
Greer, S. M., 181
Grice, S. J., 362
Griffiths, R. R., 194
Grigutsch, M., 203
Grinker, R. R., 343
Griskevicius, V., 33
Grob, A., 283
Groh, A. M., 374
Gross, J. J., 14, 16, 20, 29, 156, 160, 165, 188,
217–219, 283, 305, 312
Grossmann, I., 163
Grossmann, K. E., 288
Grossmann, T., 126, 203, 213–215
Gruber, H. E., 6, 9
Gruber, J., 224, 341, 351, 368
Gruenfeld, D. H., 54, 79, 241, 244, 245
Grünbaum, A., 373
Grunedal, S., 91
Grusec, J. E., 54, 293, 295
Guastella, A. J., 226
Gudjonsson, G., 274
Guhn, M., 128
Guinote, A., 241
Gunnar, M. R., 220
Guo, Z., 193
Gyurak, A., 216
H
Hadjiyannakis, K., 343
Haggerty, R. J., 338
Haidt, J., 6, 33, 40, 52, 56, 79, 98, 112, 116,
129, 229, 239, 249, 250, 269–273
Haigh, E. A. P., 358
Haight, G. S., 17, 18
Hajat, A., 246
Halberstadt, A. G., 206, 296, 297
Hall, C. W., 284
Hall, D. L., 361
Hall, S. L., 284
Halligan, S. L., 222
Halperin, E., 247
Haltigan, J. D., 202
Hamann, S., 201
Hamilton, A., 201
Hamilton, M., 359
Hamm, A., 128
Hamm, A. O., 344
Hamm, H. K., 108
Hammen, C., 348, 354, 357
Hammen, C. L., 357
Hammond, M., 208
Hammond, S. I., 208
Hampson, S. E., 98
Haney, C., 387
Hankin, B. L., 285, 321, 330
Happe, F., 201
Harbaugh, B. T., 181
Harbaugh, C. R., 175, 176
Hardt, J., 269
Hare, B., 51
Hare, R. D., 360
Hareli, S., 66, 102, 110
Harger, J., 317
Harker, L., 98
Harker, L. A., 98, 242, 243, 281
Harkness, K., 355
Harlé, K. M., 259
Harlow, J., 19
Harmon, R. J., 121, 134, 137
Harrington, H. L., 224
Harrington, K., 224
Harris, C. R., 67, 98
Harris, P. L., 201, 212
Harris, T., 317, 346–348, 353, 354
Harris, T. O., 209, 212, 346–348, 351, 353, 354
Hart, B., 303
Hartley, C. A., 178
Hartley, L. P., 69
Harvey, A. G., 341
Harvey, S. B., 323
Haselton, M. G., 33, 36
Hasin, D. S., 339
Haslam, N., 310
Hastie, R., 275
Hastings, P. D., 311. 322
Hatch, S. L., 323
Hatfield, E., 125, 231, 239
Hauser, M., 77
Havighurst, S. S., 298
Hawilo, M. E., 202
Hawk, S. T., 96
Hay, D. F., 207
Hayes, S. C., 383
Hazebroek, J. F., 224
Heatherton, T. F., 273
Hecht, D. B., 245
Hecht, M., 245
Heerey, E. A., 229, 244
Heider, K., 125
Heinrichs, M., 226
Heinze, L. S., 237
Hejmadi, A., 116
Heller, A. S., 181
Henderson, H. A., 222
Henggeler, S. W., 334
Henin, A., 224
Henning, A., 202
Henry, W. P., 376
Henshilwood, C. S., 49, 113
Hepach, R., 207
Hernandez-Lloreda, M. V., 51
Herpertz, S. C., 226
Herrmann, E., 51, 272
Hertenstein, M. J., 107, 109, 110
Hess, U., 7, 66, 78, 91, 97, 102, 110–112,
141, 239
Hettema, J. M., 348
Hewitt, J. P., 357
Heyes, C., 141
Heyman, R. E., 236
Hibbing, J. R., 153
Hickie, I. B., 226
Hicks, J. A., 249
Hieronymus, F., 359
Hietanen, J. K., 204, 211
Highfield, R., 34
Hill, A. L., 127
Hill, K., 127, 239
Hill, L. G., 154
Hill-Soderlund, A. L., 203–204
Hilton, S. M., 178
Hinds, L., 127, 239
Hinnant, J. B., 287
Hirata, S., 43
Hirsch, C., 357
Hirshfeld-Becker, D. R., 224
Hitchcock, A., 127, 144, 154
Hochschild, A. R., 24–26
Hock, A., 214
Hodsoll, S., 202
Hoffmann, D. L., 113
Hogan, P. C., 274, 386
Hokanson, J. E., 357
Hollon, S. D., 379
Holman, S. D., 175
Holmes, J. G., 231
Holmes, T. H., 347
Holmgren, H., 349
Holodynski, M., 220
Holoey, J. M., 361
Holt, A. R., 324
Homer, 386
Hooley, J. M., 361
Hooven, C., 294
Hopkins, E. J., 208
Horberg, E. J., 256, 271, 272
Hornak, J., 188, 190
Horney, K., 379, 382
Author Index 491
Houts, R., 344
Howard, K. I., 379
Howe, N., 300
Howells, K., 224
Howes, C., 303
Hoyt, W. T., 237
Hrdy, S. B., 36, 47, 230, 237
Huang, C., 108
Hubbard, J. A., 294
Hucklebridge, F., 289
Hudziak, J. J., 309, 344
Hugenberg, K., 102
Hughes, C., 175, 209, 300
Hughes, D., 348
Hume, D., 256
Hummer, J. T., 357
Hunsley, J., 378
Hunt, L., 387
Huntsinger, J. R., 256, 263
Hupka, R. B., 67
Huppert, F. A., 369
Huron, D., 113
Huston, A. C., 306
Hwang, H. S., 78
I
Iacono, W. G., 225
Ialongo, N. S., 303, 330
Ibanez, L. V., 203
IJzendoorn, M. H., 374
Imada, T., 153
Impett, E., 231, 235
Impett, E. A., 236, 231, 234, 235
Inagaki, 240
Inagaki, T. K., 182, 187
Inbar, 251
Inbar, Y., 251
Inderbirtzen, H. M., 245
Inesi, M. E., 245
Ingersoll-Dayton, B., 234
Ingoldsby, E. M., 330
Insel, T., 175
Insel, T. R., 175, 176, 181
Ironson, G., 343
Irving, J. A., 358
Irwin, M. R., 133, 182
Irwin, W., 133
Isbell, 256
Isen, A. M., 27–28, 263–264
Ispa, J. M., 219
Ito, T. A., 147
Ivry, R. B., 184
Izard, C., 23, 202
Izard, C. E., 23, 56, 93, 201, 202, 210, 222
J
Jack, R. E., 96
Jack, R., 96
Jackendoff, R., 49
Jackson, 132
Jacobson, N. C., 349
Jaffee, S. R., 285, 298, 327
Jahoda, M., 365
James, W., 6, 10–12, 20, 28, 108, 120–122,
124, 134–138, 162, 165, 193–194, 242,
265, 324, 369–370, 382
Jamison, K. R., 342, 348
Jamner, L. D., 182
Janig, W., 122
Jankowiak, W. R., 75
Janssens, A., 322
Jaskolka, A., 109
Jenike, M. A., 342
Jenkins, J. M., 16, 54, 202, 207, 210, 217, 219,
222, 286, 293, 295, 299–301, 303, 311,
314, 317–318, 323–325
Jennings, J. R., 240, 330
Jeronimus, B. F., 344
Jessen, S., 214
Jiang, 229
John-Henderson, N. A., 133, 245.,
John, O. P., 161, 245, 282
John, S. J., 302
Johnson, D. P., 357
Johnson, D. W., 342
Johnson, E. J., 263
Johnson, J. G., 353
Johnson, K. J., 264
Johnson-Laird, P. N., 29, 149, 155, 157, 161,
162, 257, 258, 352, 387
Johnson, M., 353
Johnson, M. H., 213
Johnson, M. K., 349
Johnson, S. L., 176, 320, 338, 341, 349,
350, 374
Johnstone, T., 79, 104
Joiner, T., 357
Jones, D. E., 200
Jones, N. A., 220
Jones, P. B., 329
Jones, S., 355
Jones, S. M., 303, 355
Joormann, J., 176, 357
Jordan, S. S., 324
Joseph, S., 343
Juffer, F., 289
Juslin, P. N., 104, 115, 116
K
Kabat-Zinn, J., 383
Kaernbach, C., 128
Kagan, J., 205
Kahane, C., 374
Kahn, R. E., 360
Kahn, R. L., 246
Kahneman, 246
Kahneman, D., 246, 264, 269, 371
Kalat, J., 35
Kalin, N. H., 358
Kallestad, H., 381
Kamarack, T. W., 240
Kandasamy, N., 141
Kane, F., 178
Kangas, A., 214
Kano, T., 43
Kaplan, R. L., 268
Kaplan, N., 290
Kappas, A., 91, 96
Karasawa, M., 64
Karbon, M., 297
Karnaze, M., 268
Karnaze, M. M., 389
Karney, B. R., 236
Karp, L., 28, 263
Karrass, J., 203, 204
Kashdan, T. B., 158
Kaspi, S. P., 343
Kassam, K. S., 10
Katz, L., 327
Katz, L. F., 294, 297, 327, 328
Kavanagh, L. C., 137
Kawabata, H., 113
Kawakami, K., 152
Kazdin, A. E., 333
Kean, E. L., 132
Kearsley, R. B., 205
Keegan, J., 72
Kellam, S., 330
Kellam, S. G., 303
Keller, M. B., 355
Kelley, 207
Keltner, 132, 161, 241, 245, 246
Keltner, D., 6, 16, 21, 33, 38, 45, 52–56,
79–80, 95–99, 101, 108–110, 112, 126,
129–130, 132, 153, 158, 161, 163, 229,
232, 236, 240–247, 249, 256, 263,
271–273, 275, 281, 282, 351, 385
Kemeny, M. E., 130, 133
Kempton, M. J., 358
Kendler, K. S., 343, 344, 348, 353, 356
Kennedy, 229
Kenny, D. A., 286
Kenny, E. D., 324
Kesebir, S., 345
Kessler, R. C., 313, 328, 329, 339, 340, 342,
344, 346, 381
Ketelaar, T., 263, 283
Keverne, E. B., 175, 181
Keyes, K. M., 339
Khaltourina, D., 234
Kharitonova, M., 219
Kiecolt-Glaser, J. K., 240, 362–363
Kiehl, K. A., 360
Kiernan, K. E., 250
Kieslowski, K., 270
Kihlstrom, J. F., 260
Kijima, N., 221
Killgore, W. D., 184, 185
Kim, D. A., 40
Kim, H., 65, 69
Kim, H. M., 203
Kim, H. S., 65, 80
Kim, J., 222, 300
Author Index492
Kim, J. W., 182
Kim, P., 328
Kim, S., 289
Kim, Y.-H., 167
King, B., 324
King, K., 332
Kinyanda, E., 348
Kinzler, K. D., 217
Kirkanski, K., 355
Kirsch, L. P., 117
Kirsch, I., 359
Kitayama, S., 64, 66, 78
Kitzman, H. J., 305
Kitzman, K. M., 324
Kivimaki, M., 362
Kizer, A., 341
Klann-Delius, G., 209
Klasmeyer, G., 79, 104
Klein, D. J., 125
Klein, D. N., 222
Klimecki, O. M., 187
Kluwe, K., 385
Knafo, A., 225
Knight, R. T., 20, 184, 190, 209
Knopik, V. S., 225, 343
Knowles, E., 65
Knutson, B., 110, 180, 181, 243
Knyazev, G. G., 284
Kober, 177, 179, 182, 183
Kober, H., 177, 179, 183, 201, 339
Koch, S. P., 211
Kochanska, G., 286, 289, 296
Kogan, A., 38, 126, 232, 368
Kogushi, Y., 217
Kohen, D. E., 327
Kohlberg, L., 270
Kok, B. E., 126–127
Konner, M., 47
Konstan, D., 12, 70
Koops, W., 311
Koratayev, 234
Korkeila, J., 348
Korn, C. W., 266
Kotov, R., 344
Kovacs, M., 310
Kovan, N. M., 298
Kovesces, 50
Kövesces, Z., 156
Koyama, E., 65
Kragel, P. A., 170, 177, 192, 193
Kramer, S. R., 249
Kramer, G., 264
Kramer, K., 233
Kramer, L., 300, 301
Kramer, M. S., 304
Kramer, P. D., 360
Kraus, M. W., 108, 245–247
Kreibig, S. D., 122, 125
Kreitler, H., 115
Kreitler, S., 115
Krendl, A. C., 201
Kret, M. E., 245
Kreuger, A. B., 371
Kring, A., 6, 110, 338, 343, 351, 373, 374
Kring, A. M., 244, 361
Kringelbach, M. L., 181
Kromm, H., 220
Krueger, R. F., 310, 314, 329
Krumhuber, E. G., 91, 96
Krumhuber, E., 110
Kubzansky, L. D., 362
Kuhl, E. A., 310
Kuhlmeier, V. A., 207
Kuhn-Popp, N., 207
Kumbier, E., 226
Kumschick, I. R., 209
Kumsta, R., 317
Kuntsman, J. W., 245
Kuper, H., 362
Kupfer, D. J., 347
Kurokawa, M., 66
Kurtz, L. E., 54, 236
Kurzban, R., 202
L
La Rochefoucauld, 77
Laake, L. M., 221
LaBar, K. S., 170, 177, 178, 180, 192–193
LaFrance, M., 245
Lahey, B. B., 225, 310, 314, 319–320, 327, 329
Lai, C., 202
Laible, D., 294
Laird, J. D., 351
Lakoff, G., 156, 231
Lamb, M. E., 222
Lambert, A. J., 264
Lambert, K. G., 200
Lambert, M. J., 373, 379, 382
Lambert, T. J., 226
Lamm, C., 189
Lamy, D., 223
Lane, R. D., 146, 170, 177, 178, 180, 183–185
Lang, P. J., 344
Lange, J., 243
Langer, E. J., 383
Langer, S. K., 115
Langner, C. A., 245
Lansford, J. E., 286
Lapsley, A., 325
Laranjo, J., 293
Larocque, L., 273
Larsen, R. J., 67, 180
Larson, E., 250
Larson, J., 357
Larson, R., 367
Larson, R. W., 285
Laukka, P., 104, 112, 115
Lavaysse, L. M., 361
Lavelli, M., 202
Layous, K., 371
Lazar, A., 379
Lazarsfeld, P. F., 365
Lazarus, R. S., 5, 12, 144, 145, 148–149
Le, B. M., 236
Leach, C. W., 229
Leakey, R., 33
Leary, M. R., 54, 127, 237
Lebra, T. S., 65
Lecce, S., 209
Leckie, G., 210
LeDoux, J. E., 130, 170, 178
Lee, C. M., 378
Lee, E. A., 167
Lee, H. E., 274
Lee, I., 226
Lee, K., 210, 220
Lee, R. B., 42
Lee, R. D., 299
Lee, S. H., 141, 225
Lee, S. Y., 213, 216
Leerkes, E. M., 220
Leezenbaum, N. B., 208
Leff, J. P., 361, 362
Leichsenring, F., 379
Leick, G., 41
Lemay, E. P., Jr., 236
Lemery-Chalfant, K., 204, 206
LeMoult, J., 355
Lemyre, L., 356
Lench, H. C., 229, 249, 268
Lenroot, R. K., 221
Leppanen, J. M., 204, 211
Lerner, J., 161
Lerner, J. S., 10, 161, 256, 263, 272,
275, 299
Lerner, M. D., 208
Levav, J., 268
Levecque, K., 353
Levenson, R., 216
Levenson, R. W., 28, 63, 79, 124, 125,
190, 235
Leventhal, T., 327
Levesque, J., 180
Levine, L., 267, 268
Levine, L. J., 268, 389
Levine, S., 108
Levitas, J., 200
Levy, R. I., 256
Lewin, R., 33
Lewinsoihn, P. M., 355
Lewis, A. J., 332
Lewis, C. S., 76
Lewis, M., 98, 202, 203, 205, 206, 208, 296
Lewis, M. D., 208, 220, 339
Leyens, J. P., 251
Li, G., 221
Li, L., 193
Li, Y., 10
Liberzon, I., 180
Licata, M., 207
Author Index 493
Lichtenstein, P., 344
Lichtheim, M., 386
Liddle, C., 354
Lieberman, D., 173, 202
Lieberman, M. D., 173, 181, 187, 190, 202, 272
Lietaer, G., 380
Lillard, A., 208
Lillard, A. S., 208
Lim, H. K., 128
Lim, J., 327
Lindquist, K., 50, 162, 163, 192
Lindquist, K. A., 29, 50, 162–163, 177, 179,
183, 187, 192, 201
Lindstrom, K. M., 349, 357
Linehan, M. M., 377
Link, B. G., 348
Lipps, T., 115
Lipsey, M. W., 379
Liu, S., 210
Liwag, M., 144, 145, 377
Lloyd-Fox, S., 213
Lochman, J. E., 333
Locke, E. A., 147
Locke, K. D., 263
Loeber, R., 360
Loftus, E. F., 268, 269
Lollis, S., 217
Londahl, E. A., 53
Long, D. M., 383
Lopez-Ibor, J., 338
Lorenz, K., 52
Lori, A., 226
Loth, E., 179
Loughead, J. W., 376
Loveday, C., 289
Lovejoy, C. O., 53, 230, 366
Lovick, T. A., 182
Lozier, L. M., 211
Luborsky, L., 376
Luby, J., 331
Luby, J. L., 322
Lucas, R. E., 246 , 283, 289
Ludermir, A., 346
Ludwig, D. S., 383
Ludwig, J., 327
Ludwig, T. E., 237
Lundorff, M., 349
Lundstrom, J. N., 36
LuoKogan, A., 245
Lutz, C., 26, 60–62, 77–79
Lutz, P. E., 321
Luyten, P., 375
Lynam, D. R., 360
Lyubomirsky, S., 231, 235, 362, 368, 370,
371, 378
M
Ma, L. K., 378
Macaulay, D., 260
MacDonald, C. J., 96
MacDonald, K. B., 221
Mackie, D. M., 250
MacLean, P. D., 162, 174, 175, 200
Maekawa, H., 221
Magai, C., 222
Magee, J. C., 245
Magnusson, P. K., 225
Maguire, M. C., 301
Maier, U., 289
Main, M., 108, 288, 290
Maio, G., 237
Majdandzic, M., 211
Malarkey, W. B., 363
Malooly, A. M., 220
Mancini, F., 352
Maner, J. K., 245
Mangun, G. R., 184
Manly, J. T., 327
Mannuzza, S., 342
Manstead, A. S. R., 96, 152, 245
Manuch, S., 240
Manzo, V. M., 247
Mar, R. A., 116
Marcovitch, S., 220
Marcus, J., 47
Markus, H. R., 64, 66, 78
Marmot, M., 362
Marmot, M. G., 362
Maroney, T. A., 273–275
Maroucha, P. T., 363
Marsh, A. A., 211
Marshall, T. C., 65, 211
Marshall, L., 42, 62
Marshall, P. J., 222, 223
Marsland, A., 133
Martel, M. M., 224
Martel, F. L., 175
Martela, F., 366
Martens, J. P., 6, 180, 243
Martin, A., 327
Martin, J., 88, 104, 320
Martin, J. D., 104
Martin, L. L., 136
Martin, M. J., 324
Martin, R. E., 219
Martin, S. E., 219
Maruskin, L. A., 129
Masicampo, E. J., 387–389
Masten, A. S., 281, 283, 317, 318, 331
Masuda, T., 66
Matheson, M. D., 181
Mathews, A., 342
Matsumoto, D., 78, 99, 111, 112, 135, 163
Matthys, W., 219
Maughan, B., 323, 326, 327
Mauss, I. B., 67, 135, 160, 163, 368
Mayberg, H. S., 351
Mayer, J. D., 252
Mayes, L. C., 202
Maynard-Smith, J., 350
McCauley, C. R., 40, 250
McCleery, J. P., 211
McCoy, K., 295
McCrae, R. R., 282
McCrory, E. J., 202
McCullough, M. E., 161, 236–239, 271, 378
McFarland, C., 268
McGirr, A., 311
McGowan, P., 286
McGrath, C., 341
McGrath, J., 188
McGrath, P. J., 327
McHale, S. M., 300
McIntosh, C. N., 327
McKenna, C., 236
McKnight, P., 158
McLaughlin, K. A., 357
McMaster, K. J., 349
McMunn, A., 365
McNally, R. J., 268, 343, 352
McNeill, D., 88
McQuaid, J. R., 347
McRae, K., 167, 219
Meaney, M. J., 108, 320
Meesters, C., 208
Mehta, P. H., 130, 132, 242
Meinhardt, J., 207
Meins, E., 293
Mellars, P., 48
Melo, H., 28
Mendes, W., 122, 126
Mendoza-Denton, R., 133, 251
Meng, Z., 204
Menon, U., 63
Mercier, B. M., 249
Mercure, E., 213
Merikangas, K. R., 313
Merrick, S., 374
Mesman, J., 288, 297
Mesquita, B., 29, 62–64, 66, 69, 79, 80, 160,
167, 206, 243, 245, 389
Messinger, D., 202
Messinger, D. S., 202
Meston, C. M., 125, 132
Meunier, J. C., 324
Meyer-Lindenberg, A., 322
Meyvis, T., 268
Michl, L. C., 357
Middeldorp, C. M., 349
Mikels, J. A., 371
Mikulincer, M., 231
Mikuliner, 52
Milgram, S., 387
Miliaressis, E., 178
Miller, R. W., 98, 131, 133, 246
Miller, B., 216
Miller, B. D., 327
Miller, C. J., 310, 360
Miller, D. J., 360
Miller, E. K., 231
Author Index494
Miller, G., 33, 231, 246
Miller, G. E., 321
Miller, G. F., 231, 232
Miller, R. S., 98, 127, 133, 141, 161, 193
Miller, T. I., 378
Miller, W. I., 273
Miller, W. L., 141
Milne, B., 224
Milner, M., 367
Milner, P., 174
Mineka, S., 266, 342
Minnick, M. R., 167
Miranda, R., 260, 374
Missana, M., 203, 213, 214
Mitchell, D. G. V., 360
Mitchell, R. H., 322
Mithen, S., 114
Miyake, K., 204
Miyamoto, Y., 66
Mochon, D., 232
Moffitt, T. E., 224, 313, 339, 344
Mogg, K., 357
Moll, H., 210, 293
Moller, E. L., 211
Monroe, S. M., 343, 347, 348, 355
Monroy, M., 132
Monshouwer, H. J., 311
Montague, D. P. F., 211
Montague, P. R., 181
Moore, C., 207
Moore, C. C., 155
Moore, G. A., 203
Moors, A., 144, 147, 241
Morris, M. W., 66
Morrone-Strupinsky, J. V., 182
Morrow, J., 356
Moskowitz, D. S., 128, 230, 246
Moylan, S., 263
Mrazek, P. J., 338
Mroczek, D., 285
Mroczek, D. K., 285
Mueller, T. I., 355
Muentener, P., 213, 215
Muise, A., 236, 231, 235
Mulder, H., 219
Muller, U., 221
Munck, J., 234
Munn, P., 296
Munoz, R. F., 338
Murdock, K. W., 221
Muris, P., 208
Murphy, S. T., 146
Murphy, J., 329
Murphy, T., 294
Murray, E. A., 180
Murray-Kolb, L., 203
Murray, L., 213, 222
Murray, S. L., 231
Muscatell, K. A., 133, 140
Myers, D. G., 368
Myers, J., 343
Myers, S. A., 234
N
Nadal, M., 186
Nader, K., 268
Nagin, D., 274
Nagin, D. S., 330
Naumann, L. P., 282
Naumova, O. Y., 321
Nazroo, J., 365
Neal, D. T., 141
Neale, J. M., 338, 374
Neale, M. C., 344
Neff, K., 352, 385
Neiderhiser, J. M., 225, 343
Nelson, C. A., 211, 216, 325
Nelson, E., 175
Nelson, E. E., 181
Nelson, J. A., 220
Nelson, N. L., 215
Neppl, T. K., 298, 299, 303
Nes, R. B., 344
Nesse, R., 33, 38, 41, 56, 237, 356
Nesse, R. M., 41
Nestler, E. J., 350
Nevison, C. M., 175
Newby, J. M., 382
Newman, M. G., 349
Nichols, C. M., 203
Nichols, K. E., 222
Nie, J., 221
Niedenthal, P., 102, 104, 137
Niedenthal, P. M., 88, 102, 104, 137–139,
141, 265
Nielsen, S. K. K., 389
Nigg, J. T., 221, 222
Nilsson, S., 359
Nisbett, R., 65
Nitschke, J. B., 358
Nishiyori, R., 211
Nobel, J., 115
Nolen-Hoeksema, S., 356, 357
Norenzayan, A., 249
Noriuchi, M., 182
Norman, C. C., 236
Norman, R. E., 323, 324
Novotny, C. M., 379
Nowak, M., 34
Nummenmaa, L., 136, 170, 192
Nunley, E. P., 77, 114
Nussbaum, M. C., 13, 14, 15, 23, 256, 273
O
O, Arendt, M. E., 383
Oatley, K., 15–17, 22, 29, 53, 56, 69, 77, 110,
113–116, 122, 149, 155–157, 161–162,
165, 229, 231, 233, 256–258, 273, 275,
311, 338, 345, 348, 351, 353, 356, 367,
370, 387
Oberecker, R., 211
Oberman, L., 139
O’Boyle, C. G., 219
O’brien, M., 220
Ochsner, K., 373
Ochsner, K. N., 20, 160, 177, 185, 188, 189,
219, 373
O’Connell, P., 207
O’Connor, F., 218
O’Connor, M., 349
O’Connor, T. G., 286, 292, 295, 314, 324
Oddi, K. B., 221
Odgers, C. L., 329–331
O’Doherty, J., 180
Ogles, B. M., 379, 382
Ohira, H., 140, 259
Öhman, A., 146, 147, 239, 242, 244, 352
Oishi, S., 65, 66, 345, 371
Olds, D. L., 305
Olds, J., 174
Olino, T. M., 222
Ong, A. D., 133
Ono, Y., 221
Ontai, L. L., 298
Orlinsky, D. E., 379
Ormel, J., 283, 344
Ortony, A., 2, 12, 150, 162
Oskis, A., 289
Oster, H., 202, 204, 297
Osumi, T., 259
Oswald, A. J., 365
Ouyang, X., 212
Oveis, C., 141, 237, 242, 245, 263, 271, 272
Owren, M. J., 91, 103, 104, 110, 240
Ozonoff, S., 202
P
Pafford, C., 285
Page-Gould, E., 132, 251
Pagnin, A., 209
Palermo, F., 219
Palmer, J., 261
Palmquist, C. M., 208
Panelis, 229
Panfile, T., 294
Panksepp, J., 57, 103, 160, 161, 175–177,
181–182, 189, 190, 192, 194, 232
Pappert, A. T., 207
Parent, S., 333
Park, B., 68, 113
Park, J., 275, 272
Parker, J. D. A., 158
Parker, L. E., 357
Parkinson, B., 152
Parrott, W. G., 158, 273, 356
Parsons, C. E., 36, 47
Parsons, L., 383
Pascalis, O., 210, 211
Paster, G. K., 17
Patel, V., 346
Author Index 495
Patterson, G., 333
Patterson, G. R., 296, 323
Paulus, M., 207
Pavlov, I. P., 178
Pearce, M. T., 186, 274
Pecina, S., 181
Peckham, A. D., 349
Pedersen, N. L., 225, 344
Pellicano, E., 219
Peltola, M. J., 204, 211
Pemberton, C. K., 219
Pence, S., 361
Peng, K., 65, 66
Pennebaker, J. W., 159, 172, 367
Pennington, N., 275
Peragine, 231
Perälä, J., 361
Perez, C. R., 167
Pergamin-Hight, L., 226
Pergamin, L., 223
Perlman, M., 210, 222
Perring, C., 165, 356, 362
Perry, N. B., 220
Peters, M. L., 128
Peterson, C., 362
Peterson, C. C., 302
Peterson, J. B., 116
Petras, H., 330
Pettit, G. S., 286, 302
Petty, R. E., 269
Phan, K. L., 180
Phelps, E. A., 178, 230
Philippot, P., 377
Phillips, A. G., 181
Phillips, J. M., 312
Piccolo, F., 202
Pickett, K., 246, 328, 344, 345, 389
Pieters, R., 243
Pietroni, D., 245
Piff, P. K., 38, 102, 232, 246
Pine, D. S., 178, 309
Pinney, T., 17, 387
Pizarro, D., 267, 268
Pizzagalli, D., 358
Pizzagalli, D. A., 351
Plamondon, A., 207
Plamper, J., 69
Plato, 70
Plomin, R., 223, 225, 285, 320, 343, 349, 350
Pluess, M., 286, 318
Plutchik, R., 56, 79
Pochedly, J. T., 102
Poduska, J. M., 330
Polanczyk, G. V., 313
Polderman, T. J., 225
Pollak, S. D., 216
Polya, G., 261
Pomerantz, A. J., 338
Ponniah, K., 379
Pons, F., 212
Pool, E., 146
Popper, K. R., 386
Porat, R., 242
Porges, S. W., 126, 220
Posner, M., 219, 221
Posner, M. I., 220
Posthuma, D., 225
Poulin-Dubois, D., 215
Pourtois, G., 28
Power, M., 351, 352
Power, T. G., 154
Powers, J., 311
Prasad, G., 355
Prasad, S., 130, 242
Prescott, C. A., 348
Press, C., 201
Preston, S. D., 108
Prime, H., 202, 207, 210, 293, 295, 300, 301,
303, 318
Prinz, P., 300
Provine, R. R., 103, 239
Provost, M. P., 232
Prunier, G., 387
Purcell, A., 341
Putnam, F. W., 324
Putnam, H., 5, 157
Puura, K., 226
Pynoos, R. S., 268
Q
Queenan, P., 200
Quevedo, K. M., 220
Quigley, B., 275
Quinn, P. C., 210
Quinsey, V. L., 232
Quinton, D., 354
Quoidbach, J., 158, 368
R
Rabung, S., 379
Radke-Yarrow, M., 207
Rafaeli, E., 266
Ragan, J., 353
Rahe, R. H., 347
Raila, H., 224
Raine, A., 286
Rajhans, P., 214
Ramachandran, V. S., 139
Ramani, G. B., 208
Ramsay, D., 202
Ramsden, S. R., 294
Rand, D. G., 34
Randall, P., 353
Ranehill, E., 137
Rankin, K. P., 216
Rapson, R. L., 231, 239
Rasbash, J., 286, 295, 314
Rathouz, P. J., 225, 319, 320, 329
Ratner, R. R., 268
Raudenbush, S., 327
Raver, C. C., 222
Ray, L. A., 182
Ray, R. D., 219
Raymond, J. E., 266
Recchia, H. E., 300
Redwine, L. S., 378
Reid, J., 333
Reis, H. T., 235
Reiss, D., 286, 295
Reiss, F., 328
Reisenzein, 135, 161
Reschke, P. J., 207, 215
Rescorla, L. A., 310
Richards, I. A., xxxi
Richards, M., 369
Richards, M. H., 285
Richter, P., 389
Riemann, B. C., 343
Riese, H., 344
Rime, B., 62, 155, 159, 382
Rimé, B., 379, 382
Rinehart, N. J., 226
Rioch, D. M., 174
Roach, M. A., 204
Roben, P., 203
Roberts, B. W., 285, 286
Roberts, J. E., 347
Roberts, N. A., 67
Robertson, E. R., 219
Robins, R. W., 99, 243
Robinson, M. D., 160
Rodger, H., 212
Rodrigues, C., 306, 328
Rodrigues, M., 222, 318
Rodrigues, S. M., 130
Rodriguez, A. P., 251
Rodriguez, R. T., 251
Rogers, C. R., 376
Rogosch, F. A., 314, 324
Rohde, L. A., 313
Rohde, P., 355
Roisman, G. I., 286, 288, 325, 374
Rolls, E. T., 108, 140, 141, 177, 181, 184, 185,
188, 190
Romney, A. K., 155
Root, C. A., 219
Rosaldo, M., 63
Roseman, I., 153, 161, 235
Roseman, I. J., 23, 144, 150, 151, 153, 161,
230, 235, 241
Rosen, H. J., 190, 216
Rosenbaum, J. F., 224
Rosenberg, D., 386
Rosenfeld, H. M., 211
Rosenfield, D., 325
Ross, H. S., 217
Ross, J., 208
Ross, M., 268
Rot, M., 128
Rothbart, M. K., 219–221, 223
Author Index496
Rousseau, J.-J., 73
Rowe, G. K., 17
Rowland, M. D., 334
Roysamb, E., 344
Royzman, E. B., 147
Rozin, P., 35, 40, 116, 147, 250
Rubino, V., 284
Ruch, W., 103
Rucker, D. D., 269
Rudd, M., 130
Rueda, 221
Rueda, M. R., 219, 221
Ruff, C. C., 184, 185
Ruffman, T., 294
Ruiz-Belda, M. A., 88
Ruiz, P., 338
Rusch, C. D., 155
Russell, J. A., 50, 95–96, 102, 155, 157–158,
161–163, 209, 210, 212, 215, 219,
233–234, 241, 244, 272
Rutherford, H. J., 202
Rutter, M., 269, 304, 315, 317, 318, 323, 354
Ryabichenko, T. I., 284
Ryan, L., 260
Ryan, R. M., 366
Rychlowska, M., 88, 102
S
Saarimäki, 192
Saarni, C., 201
Sabini, J., 356
Saby, J. N., 211
Sadock, B. J., 338
Sadock, V. A., 338
Safer, M. A., 268
Safran, J. D., 373
Saito, M., 234
Saleh, A., 358
Sallquist, J. V., 284
Salovey, P., 67, 160, 252, 275, 349, 357, 360
Sameroff, A., 314
Sampson, N. A., 328
Sampson, R., 327
Sampson, R. J., 283
Sandage, S. J., 236
Sandell, R., 379
Sander, D., 6, 28, 146, 178
Sands, M., 353
Sanfey, A. G., 165, 259
Santos, R., 266
Sapolsky, R., 39
Sapolsky, R. M., 130, 178
Sargalou, 249
Sartre, J.-P., 255
Satlof-Bedrick, E., 208
Satpute, A. B., 170, 177, 187, 272
Saturn, S. R., 38, 232
Sauter, D., 104, 105, 107
Sawyer, K., 200
Saxe, R. R., 22
Scaramella, L. V., 298
Scarantino, A., 6, 12, 17
Schacht, T. E., 376
Schachter, D., 373
Schaffer, H. R., 330
Schank, R., 77
Schechner, R., 116
Scheff, T., 63
Scherer, J. F., 344
Scherer, K., 102, 104, 144, 153
Scherer, K. R., 63, 79, 102, 104, 150, 204,
241, 344
Schiefenhövel, W.,48, 243
Schimmack, U., 66, 345, 371
Schkade, D. A., 371
Schmidt, E. N., 208
Schmidt, L. A., 208
Schnall, S., 272
Schneider, I. K., 6, 229
Schoemaker, K., 219
Schoenwald, S. K., 334
Scholl, B. J., 224
Schooler, J., 96
Schueller, S. M., 368
Schuengel, C., 292
Schultz, W., 181
Schulz, L. E., 213, 215
Schupp, J., 365
Schwarz, N., 264, 371
Scott, S. K., 104
Scull, A., 359
Seagal, J. D., 159
Segal, Z. V., 355, 358, 377
Seligman, M. E. P., 368
Sendlmeier, W. F., 104
Senteni, A., 229
Sethna, V., 213
Setterlund, M. B., 265
Seyfarth, R. M., 107
Shakespeare, W., 12, 24, 77
Shalker, T., 28, 263
Shao, L., 283
Shariff, A. F., 7, 91, 99, 249
Sharma, M., 384
Sharot, T., 266
Shaver, P. R., 52
Shaver, P., 155, 157, 233
Shaw, B. F., 377
Shaw, D. S., 330, 331
Shaw, P., 221, 331
Shay, J., 343
Shearn, D., 127, 128, 141, 239
Sheese, B. E., 219, 221
Sheldon, K. M., 362, 378
Shelley, M., 74
Shen, D., 221
Shepherd, K., 357
Sheppard, L., 264
Sheppes, G., 165
Sheridan, J. F., 363
Sheridan, M. A., 219
Shields, S. A., 229, 241
Shikibu, M., 80
Shimamura, A. P., 190
Shiota, M. N., 33, 94, 96, 125, 161, 176, 180,
182, 249, 282, 284
Shipley, M. J., 362
Shrock, C. L., 211
Shrout, P. E., 348
Shuster, M., 206
Shutts, K., 217
Shweder, R. A., 63, 79, 116
Siegel, E. H., 125
Siegle, G. J., 358
Siemer, M., 220
Sijtsema, J. J., 315
Silk, J. B., 181
Silk, J. S., 331
Silva, P. A., 298
Simmens, S. J., 327
Simmons, A. N., 35
Simon, H. A., 256, 261
Simon-Thomas, E., 21, 126, 193, 271
Simon-Thomas, E. R., 21, 104, 126, 183,
193, 271
Simpson, A., 314
Simpson, J. A., 288
Sims, T., 68
Sinclair, A., 209
Singer, M., 49, 292
Singer, T., 19–21, 187, 189, 195, 206,
260, 271
Singh, A. L., 225, 319
Sinha, P., 216
Sivers, H., 180
Skinner, M. K., 225
Skitch, S. A., 311
Skuse, D. H., 226
Slade, A., 293
Slade, T., 310
Sligo, J., 298
Sloane, R. B., 378
Slobodskaya, H. R., 284
Slonim, N., 376
Smetana, J. G., 209
Smillie, L. D., 284
Smit, Y., 379
Smith, K. B., 153
Smith, A., 237, 238
Smith, C., 150–152, 184, 185
Smith, C. A., 150
Smith, E. D., 208
Smith, E. R., 250
Smith, M., 53
Smith, M. L., 378
Smith, R., 146, 170, 177, 178,
183–185, 238
Smith, S. F., 158
Smits, D. J. M., 153
Smoller, J. W., 342
Author Index 497
Smoski, M. J., 103, 240
Snowdon, C. T., 107
Snyder, C. R., 237
Snyder, H. R., 322, 330
Snyder, J., 297
Soares, J. J. F., 147
Sober, E., 34
Sodian, B., 207
Sokol-Hessner, P., 219
Sollberger, M., 216
Solomon, J., 267
Solomon, R. C., 6, 70
Sonnemans, J., 288
Sonuga-Barke, E. J., 317
Sorabji, R., 15
Sorce, J. F., 110, 211
Sorenson, E. R., 77, 93
Soto, C. J., 282
Soto, J., 167
Spangler, G., 288, 289
Spanovic, M., 131
Spiegel, J. P., 343
Spielberger, C. D., 161
Spinoza, B., 377
Spinrad, T. L., 218
Spiro, A., 285
Sroufe, A., 314
Sroufe, L. A., 290, 298
Stace, 194
Stack, D. M., 107
Stack, E. C., 182
Stahl, A. E., 205
Stahl, D., 202
Stamkou, E., 245
Stanger, C., 208
Stanislavski, C., 25
Stanovich, K. E., 38, 40, 264, 269, 388
Stanton, M. E., 108
Staples, F. R., 378
Steele, R. D., 290
Steer, R., 357
Steger, M. F., 366
Stein, A., 312
Stein, N. L., 144, 145, 377
Steinbeis, N., 206
Steinberg, L., 290
Steiner, J. E., 202
Steinhauer, S. R., 358
Stellar, J. E., 97, 126, 133, 194, 249
Stenberg, C., 222
Stenberg, C. R., 203
Stenger, V. A., 358
Stepper, S., 136
Stern, D., 204
Stern, D. N., 209
Sternberg, R. J., 233
Stevens, S., 317
Stewart, M. E., 371
Stewart, R. E., 379, 380
Stewart, S. H., 327
Stice, E., 353
Stillwell, A. M., 273
Stipp, H., 274
Stone, A., 371
Stone, W. L., 203
Stoolmiller, M., 297
Stouthamer-Loeber, M., 360
Strachey, J., 375
Strachman, A., 235
Strack, F., 136
Stretton, M. S., 349, 357
Striano, T., 202, 203, 211
Stroud, C. B., 355
Strupp, H. H., 376
Stuckey, H. L., 115, 116
Sturge-Apple, M. L., 209
Stuss, D. T., 140, 188
Su-Russell, C., 219
Suh, E. M., 65, 283
Sullivan, H. S., 301
Sullivan, M. W., 203, 208
Sullivan, P. F., 225, 344
Sulloway, F. J., 375
Sun, P., 193, 366
Suzanne Zeedyk, M., 208
Swain, J. E., 182
Swingler, M. M., 220
Syme, S. L., 240
Szabo, T. G., 383
Szczepanski, S. M., 20
Szechtman, H., 342
Sznycer, D., 35, 242
Szyf, M., 226, 321
T
Tabibnia, G., 187, 272
Tackett, J., 222, 286, 295
Tackett, J. L., 282, 285, 300, 314, 320
Tager-Flusberg, H., 211
Tajfel, H., 56
Takahashi, Y., 221
Takahashi, H., 243
Tamborini, R., 274
Tamir, M., 368
Tan, E. S., 115
Tan, P. Z., 203
Tandon, M., 331
Tangney, J. P., 98, 127, 133, 158, 161, 193, 273
Tannen, D., 78
Tapias, M., 251
TaumoepeauTay, L., 372
Tay, L., 372
Taylor, E. W., 126
Taylor, G. J., 158
Taylor, S. E., 240
Taylor, S. F., 180
Teasdale, J., 356, 376
Teasdale, J. D., 355
Tedeschi, J., 275
Tellegen, A., 161
Teti, L. O., 203
Tetlock, P. E., 272, 275
Tharp, J. A., 349
Thase, M. E., 358
Theodore, R. F., 224
Thériault, M., 91
Thibault, P., 7, 91
Thiruchselvam, R., 166
Thirwall, K., 323
Thoits, P. A., 347
Thomas, E. M., 42
Thompson-Booth, C., 202
Thompson, J. A., 279
Thompson, R. A., 218–220, 259
Thorn, L., 289
Thornton, D., 360
Thornton, L. C., 311
Thornton, L. M., 356
Thrash, T. M., 129
Thunberg, M., 91, 147, 284
Tibbett, T. P., 229
Tiedens, L., 229
Tiedens, L. C., 229
Tiedens, L. Z., 243, 245
Tillitski, C. J., 382
Timpano, K. R., 350
Todd, C., 346
Tolley-Schell, S. A., 216
Tolstoy, L., 386
Tomasello, M., 34, 51–52, 57, 79, 200,
206–207, 210, 238, 271–273, 287,
293, 366, 388
Tomba, E., 381
Tomkins, S. S., 5, 22–23, 29, 79, 93,
134, 311
Toner, B., 353
Tonge, B. J., 226
Tooby, J., 33, 35, 36, 41, 56, 242
Torre, J. B., 187
Trabasso, T., 144, 145, 377
Tracy, J. L., 6, 7, 91, 99, 108, 180, 243
Tranel, D., 140
Treboux, D., 374
Tremblay, R. E., 226, 331
Triandis, H. C., 64, 65
Trivers, R. L., 56, 237
Troje, N. F., 232
Tronick, E. Z., 110
Tsai, J., 68, 111
Tsai, J. L., 62, 63, 68, 69, 111, 113
Tsang, J., 161, 237, 238
Tskhay, K. O., 236
Tsuchida, A., 216
Tsukiura, T., 36
Tuiten, A., 284
Tunney, R. J., 378
Turner, J., 56
Turrell, S. L., 217
Tversky, A., 263, 264
Tybur, J. M., 202
Author Index498
U
Uchida, Y., 62, 65
Uebelacker, L. A., 353
Ujiie, T., 204
Uljarevic, M., 201
Urgesi, C., 117, 194
Urry, H. L., 165
Ursache, A., 222
Uvnas-Moberg, K., 175
V
Vacharkulksemsuk, T., 231
Vachon, D., 360
Vaish, A., 207, 211
Vaitl, D., 344
Valdesolo, P., 10, 249
Van Aken, M., 281
Van Aken, M. A. G., 287
Van Bavel, J., 147
Van Beijsterveldt, C. E. M., 344
Van Bochoven, A., 225
Van Cappallen, P., 249
Van de Velde, S., 353
van de Ven, N., 243
Van den Berghe, P. L., 47
van der Lowe, I., 245
van Der Schalk, J., 96
van der Wee, N. J., 216
van Dijk, C., 128
Van Egeren, L. A., 204
van Harmelen, A.-L., 216
Van Hulle, C. A., 222, 225, 320
Van Ijzendoorn, M. H., 223, 226, 286, 312,
325, 374
van Kleef, G. A., 6, 54, 56, 62, 110, 229,
245, 247
Van Tol, M. J., 216, 358
Vander Laan, K. L., 237
Vanman, E. J., 211
Vanmeter, J. W., 211
van’t Wout, M., 165, 166
Vartanian, O., 260
Vaughn, B. E., 294
Vaughn, C. E., 361, 362
Vedhara, K., 362
Veerman, J. W., 311
Veltman, D. J., 216
Viding, E., 202
Vigilant, L., 247
Villatte, M., 383
Vinkhuyzen, A. A., 225
Visscher, P. M., 225
Vitterso, J., 371
Vivanco, L., 233
Vizioli, L., 212
Vohs, K., 388
Vohs, K. D., 130
von Scheve, C., 365
von Wahlert, A., 289
Vrshek-Schallhorn, S., 349
Vyasa, 386
Vygotsky, L. S., 3
Vytal, K., 201
W
Wade, D., 188
Wade, M., 202, 293, 303
Wade, S. L., 348
Wade, T. D., 353
Wagenmakers, E. J., 136
Wager, T. D., 21, 177, 201
Wagner, E., 207
Wagner, H. L., 96
Wagner, J. B., 211, 216
Wahrendorf, M., 365
Walach, H., 383
Waldemann, M. R., 272
Waldman, I. D., 225, 319, 320
Walker-Andrews, A. S., 211
Wallace, B. A., 383, 385
Wallbott, H. G., 104
Walle, E. A., 201, 207, 215
Wallin, P., 75
Wallis, J. D., 184
Walsh, W. B., 232
Wang, P. Y., 213, 216
Wang, Y., 220, 229
Wang, Z., 175
Ward, D., 245
Warneken, F., 206, 207, 271
Waschbusch, D. A., 327
Watamura, S. E., 321
Waters, E., 288, 374
Watling, D., 302
Watson, D., 161
Watson, J., 209
Watson, J. C., 380
Watt, L., 108
Watzke, B., 381
Waugh, C. E., 264
Waugh, W. E., 208
Way, B. M., 182
Webb, C. A., 351
Weber, J., 219
Weber, R., 274
Webster, C. M., 274
Wegener, D. T., 269
Weidman, A. C., 6, 180
Weiner, B., 150, 151
Weinstein, S. M., 285
Weintraub, M. J., 361
Weisberg, R., 353
Weisman de Mamani, A., 361
Weiss, M., 208
Weiss, S. J., 108
Weitekamp, L. A., 369
Wellman, H. M., 209, 220
Wells, K. C., 333
Wells, W. M., 312
Werner, G. G., 126
Werner, K. H., 351
Westen, D., 67, 379
Whalen, P. J., 147, 180
Wheatley, T., 115
Wheeler, M. E., 49
Wheeler, S. L., 222
Whipple, K., 378
Whisman, M. A., 357
White, 153
White, G. M., 61, 62, 79
White, L. K., 223
Whitfield, S. L., 180
Whitley, B. E., 233
Whitson, S. M., 317
Wicker, B., 40
Widen, S. C., 102, 209, 212
Widiger, T. A., 224
Wieland, R., 264
Wielgosz, J., 137
Wierzbicka, A., 156
Wiessner, P., 48, 243
Wilkinson, R. G., 246, 328, 344, 345
Willemsen, G., 349
Williams, A., 207
Williams, J. M. G., 355
Williams, J. R., 176
Williams, L. A., 243
Williams, N., 320
Willis, F. N., 108
Wilson, 35
Wilson, A. C., 41
Wilson, D. B., 379
Wilson, D. S., 34
Wilson, J., 383
Wilson, S., 285, 295
Wilson, S. L., 297
Wing, J. K., 361
Winkielman, P., 137–139, 141, 146, 161, 257
Witherington, D., 201
Witherington, D. C., 201
Witvliet, C., 237
Wllliams, C., 353
Wood, A., 88, 102, 104
Wood, B. L., 327
Wood, D., 286
Wood, W., 36
Woodward, L., 298
Woody, E., 342
Woolley, J. D., 290
Wordsworth, W., 73
World Health Organization, 309, 326, 340,
346, 370
Worthington, E. L. J., 236
Wray, N. R., 225
Wright, R., 250
Wright, T., 199
Wu, Y., 213, 215
Author Index 499
X
Xiang, Y., 193
Xiao, N. G., 210
Y
Yamagata, S., 221
Yang, C.-X., 353
Yang, J., 225
Yang, M., 360
Yang, T. T., 358
Yiend, J., 357
Yildirim, I., 208
Yilmaz, M., 208
Yirmiya, N., 202
Yoon, S. A., 289
Yorkston, N. J., 378
Young, A. W., 213, 214
Young-Browne, G., 211
Young, G. S., 202
Young, J. F., 330
Young, L., 175
Young, L. J., 110, 226
Young, R. C., 244
Yovel, I., 266
Yzerbyt, V. Y., 250
Z
Zachariae, R., 349
Zahn-Waxler, C., 207
Zajonc, R. B., 146, 257
Zaki, J., 20, 189
Zald, D. H., 180, 329
Zaninotto, P., 365
Zastrow, B. L., 224
Zayas, V., 145
Zbrozyna, A. W., 178
Zeanah, C. H., 325
Zeelenberg, M., 243
Zeisel, H., 365
Zeitlin, S. B., 343
Zeki, S., 113, 117
Zelazo, P. D., 205, 221
Zentner, M., 128
Zentner, M. R., 204
Zerwas, S., 208
Zhan, Y., 25
Zhang, W., 193
Zheng, L., 193
Zheng, Y., 193
Ziaie, H., 219
Zieber, N., 214
Zillmann, D., 274
Zimbardo, P., 387
Zwaigenbaum, L., 202
501
Subject Index
A
Aborigines, Australian, 155
Abu-Lughod, Lila, 26, 62
ACEs (Adverse Childhood Experiences),
315–316
Acetylcholine, 171
Achebe, Chinua, 73
Achievement, failure in, 348
Acquired sociopathy, 184
ACTH (adreno-corticotropic hormone), 130
Action readiness, modes, 150
Active emotions, 61–62
Active rGE, 285
Activity, 17
Actors, 110–111
Actor effect, 286
Acute anxiety, 363
Acute stress, 363
Adaptation, 35–37
Adaptationist lens, 35
Adaptations to negative environments, 312
Adjective checklists, 160
Adolescence, 4
Adolescent limited children, 331
Adolescent psychopathology, interventions,
332–335
Adrenal glands, 130, 131
Adreno-corticotropic hormone (ACTH), 130
Adult Attachment Interview, 289–290
Adverse Childhood Experiences (ACEs),
315–316
Adversities, 281
Aesthetic emotion, 117
Affect-as-information perspective, 261
Affect Infusion Model, 260–263
Affection, 46. See also Affiliation
Affectional bonds, 53
Affective biases, 329
Affective-cognitive structures, 222
Affiliation, 46, 54
and cooperation, 44
and friendships, 220
and groups, 250
Agency, 151
Aggression (aggressive behavior):
in children, 288
in chimpanzees, 43
in emotion-based disorders, 309
between groups, 250
and limbic system, 174
psychopathy and, 360
and reaction to facial expressions, 284
sibilings, 301
Agoraphobia, 342
Agreeableness, 281, 282, 343
Ainsworth, Mary, 54, 288
Alcohol and alcohol abuse, 339
Alcoholics Anonymous, 71
Alexithymia, 158, 312, 361
All Quiet on the Western Front, 73
Alpha male, 45
Amae, 65
Ambaday, Nalini, 94
Ambivalent attachment, 288, 325
Amish, 371
Amygdala, 131, 172, 173, 178–180, 183, 186, 187,
193, 216, 289, 312, 322, 358, 360, 361
Anderson, Adam, 28
Anderson, Craig, 131
Andrews-Hanna, Jessica, 194
Anger:
and appraisal, 152
and bias, 311
and core affect, 163
cross-cultural comparisons of, 78
development of, 208
and embodiment, 138
and emotional disorders, 352
as emotion word, 158
facial expression for, 94, 146
in family environment, 295–296
and frustration, 67
group conflicts, 250–251
in infants, 204–206
and power, 242
scheme, 149
smiling and facial expressions of, 146
and social interaction, 110
varieties, 158
vocal expression for, 104
Anhedonia, 341
Animals, emotions as, 157
Ann Druyan, 120
Anorexia, 361
Anterior cingulate, 173, 189, 190–191, 358
Anterior insula, 190
Anterior insular cortex, 183–184
Anthropology, 18–19
Antidepressant drugs, 359
Antidepressant medications, 374
Antisocial motivation, 57
Antithesis, principle of, 91
Anxiety:
and reaction to facial expressions, 284
and social class, 246
and voice, 104
Anxiety disorders, 338, 342
cognitive biases in, 357
onset of, 348
prevalence of, 339–340
types of, 342–343
Apes, human relatedness to, 45
Apocalypse Now (film), 72–73
Appraisal(s), 144–167
amygdala, 178–180
automatic evaluation, 145–147
definition of, 144
dimensional approaches to, 148, 149–152
discrete approaches to, 148–149
and emotional experience, 160–164
emotion-related, 177–178
mind, 146
and mood disorders, 348
nucleus accumbens, 180–182
pain, threat, and harm, 182–183
primary, 145–147, 153, 257
secondary, 145, 148–152, 257
tests of theories, 152–154
and verbal sharing, 154–160
Aristotle, 12, 116
Arnold, Magda, 22–23
Art, communication of emotions in, 113–117
Artistic approach, 17–18
Artistic expression, 113–114
Asian cultures, 64, 65–66
Aspergers, 229
Assertion, 56
Assessment, psychometric, 310
Attachment, 11, 43, 52–54, 190, 287–292
avoidant, 288
emotions and, 288–289
genetic influences on, 291–292
parental behaviors, 292–299
parent to child attachment, 290–291
resistant, 288
security, 288
status and emotional outcomes, 288–289
Attachment status, 325
Attachment styles, 108
Attentional effects, 265–266
Subject Index502
Attention-deficit hyperactivity disorder
(ADHD), 310
Attributions, 151
Atypical emotional responses, 311–312
Austen, Jane, 98, 126–128, 232, 237
Autism, 229, 310, 360
Autism spectrum disorder, 213
Automatic appraisals, 145–147
Autonomic nervous system, 122–130
parasympathetic, 122
sympathetic, 122
Autonomic response, 125–126
Autonomic specificity, 125
Autonomous style, 290
Avatar (film), 22
Avoidant attachment, 288, 325
Awareness and subjective feeling, 183–184
Awe, 129–130
Awlad’ Ali, 26
Axons, 172
Aztecs, 250
B
Babies, 36
Baboons, 46
Barrett, Lisa Feldman, 158, 192
Basic emotions, 202–206
Bastin, Coralie, 193
Beauty, 186
Behavioral ecology theory, 99
Behaviors, health, 302
Behavior therapy, 11, 333
The Better Angels of Our Nature
(Steven Pinker), 71
Bias(es):
affective, 329
cognitive, 357
negativity, 216–217, 356
Bible, 77
Big Five model of personality, 281, 343
Biobehavioral synchronization, 292
Biography, 270
Bipolar disorder, 322, 341–342
prevalence of, 342
Bishop, Sonia, 179
Black bile, 16
Blackett, M., 366, 376
Black, Lewis, 5
Blair, James, 184
Blame, 362
Blushing, 126–128, 134
Bodily response. See also Brain
and autonomic nervous system, 122–123
autonomic response, 125–126
blushing, 126–128
and embodiment, 138–140
emotional experience and, 134–138
facial action, directed, 123–125
gut feelings and decision making, 140–141
and hypothalamic-pituitary-adrenal axis,
130–132
and immune system, 132–134
and somatic marker hypothesis, 140
Boehm, Christopher, 48
Boiger, Michael, 64
Bonding, 175
Bonobos, 41
Bosnia, 250
Botox, 141
Bowlby, John, 11, 43, 97, 200
Brain, 169–195
amygdala, 178–180
anterior cingulate, 190–191
anterior insular cortex, 190–191
cortical processes in, 184–191
and depression, 358–359
discrete patters, brain activation, 192–195
distinct emotions, 192
dorsal anterior cingulate cortex, 190–191
early research on, 174
and empathy, 141, 189–190
and limbic system, 174–175
neuroimaging of, 170–173
orbitofrontal cortex, 182–183
periaqueductal gray, midbrain, 182–183
physiological changes, 289
prefrontal cortex, 185–188
and recognition of emotions, infants, 216,
220–222
reward circuit in, 180–181
and somatic marker hypothesis, 140
subcortical processes in, 177–183
Brain lesion studies, 174, 181
Brain stem, 173
Brazil, 346
Breathing, 138
Breines, Julia, 352
Broadening and building, 264
Brokeback Mountain (film), 158
Brooding, 357
Brooks, Jeffrey, 187
Bucharest Early Intervention Project (BEIP),
325
Buddha, statue, 68
Buddhism:
meditation practices, 383
mindfulness, 384
pillars, happiness, 383
reincarnation, 382
Siddhartha Gautama, 382, 383
yoga, 383
Bullying victimization, 326
Burials, ritual, 49, 114
C
Calamity, 70
Call, Josep, 51
Calmness, emotional, 138
Cambodia, 250
Campos, Belinda, 65, 129
Candidate gene studies, 320
Cannon, Walter, 20, 121
Capitalizing upon the good, 235
Carhart-Harris, Robin, 194
Carlyle, T., 259
Catechol-O-methyltransferase (COMT)
gene, 226
Catharsis, 377
Cerebellum, 173
Cerebral cortex, 173
Chen, Edith, 246
Chen, Serena, 352
Cheng, Joey, 242
Chewong, 155
Child abuse, 358
Childhood:
development of emotions in, see Emotional
development
neglect during, 354
Childhood disorders, 309–335
categorical diagnosis, 309
comorbidities, 310, 313, 344
dimension, 310
heterogeneity, 310, 313
neurological/endocrine factors in, 321–323
Childhood poverty, 303
Childhood psychopathology:
biological risk factors, 318–323
components of therapy, 335
distal risk factors, 326–329
emotions, 310–311
epidemiology, 312
externalizing problems, 330–331
heterotypic continuity, 329–330
homotypic continuity, 329
internalizing disorders, 331–332
interventions, 332–335
methylation in, 321
multilevel perspective, 314
prevalence, 312–314
proximal risk factors, 323–326
risk factors, 314–318
trajectories of disorders, 329
Child maltreatment, 324
Children, attachment styles in, 288, 290–292.
See also Parent–child relationship
Chile, 346
The chills, 128–130
Chimpanzees:
bonobo life, 46
grooming, 50
hierarchies, 45, 48
human relatedness to apes, 45
mothers and infants, 43, 44
China, 346
Chinese culture, 66–67
infant emotional expression in, 210
regulation in, 387
Cholecystokinin, 172
Christianity, 15, 68
Chrysippus, Stoic, 177
Subject Index 503
Circumstance, 371
Classical conditioning, 178
Client-centered therapy, 380
Climate effect, 293
Cline, Emma, 17
Co-construction of parent–child relationship,
323–324
Cognition:
attentional effects on, 265–266
embodied, 141
and emotional development, 209
and emotion congruence, 265
and feelings as information, 264
guiding of, by emotions, 256–258
and morality, 269–273
and passion vs. reason dichotomy, 255–256
perceptual effects on, 264–265
and persuasion, 269
and remembering, 266–267
and styles of processing, 264–265
Cognitive-behavioral therapy (cognitive
behavior therapy), 11, 333, 367,
376–377, 379, 382
Cognitive biases, in anxiety disorders, 357
Cognitive change, 219
Cognitive development, 293, 303, 304
Cognitive sensitivity, 293
Collective emotion and preference, in-groups,
55–57
Collective group goals, 52
Collective intentionality, 273
Collectivist cultures, 112
Communal sharing, 71
Communal violence, 72
Communication of emotions, 85–117
in art, 113–117
by children, 279–281
and coordination of social interaction, 109–111
cultural variation in, 111–113
facial expressions, 96–102
nonverbal behavior and, 88–91
by touch, 107–108
vocal communication, 102–107
Compassion, 21, 126, 182–183, 236
Compassionate love, 236
Competition:
intersexual, 33–34
intrasexual, 34
Component Process Model, 153
Compulsions, 342–343
COMT gene, 226
Conceptualization, emotion, 156
Conditioned stimulus, 178
Conduct disorder, 297, 309, 334
Conflict, inner, 373
Confucius, 63
Congruence, emotion, 265
Conrad, Joseph, 72
Conscientiousness, 281, 282, 343
Consciousness, 208
of emotions, 384–386
Constructed emotion, 162–163
Constructivist, 162–163
Contempt, 104, 235
Continuities, 329
Continuity of attachment styles, 290–292
Control:
effortful, 221
parental, 300
Coontz, Stephanie, 230
Cooperation:
ability to cooperate, 273
collective intentionality, 273
development of, 202
groups and, 251
importance, 366
positive emotions, 366
shared intentionality, 273
shared thinking and, 287
touching and increased, 108
Coordinate social interactions, 109
Copy number variants (CNVs), 320
Cordaro, Daniel, 99, 104, 107
Core affect, 163
Core Conflictual Relationship Themes, 376
Core effect, 163
Core relational themes, 149
Corpus callosum, 27, 173
Cortical processes in brain, 184
Cortisol, 130–132, 134, 170, 240, 288
Costello, J., 329
Courtly love, 75
Crews, Frederic, 11
Craig, Bud, 183
Crime, 274, 330
Critchley, Hugo, 137, 139
Criticism, 244
Cross-cultural comparisons, 78
Crozier, Ray.W., 126
Cruelty, 70
Crying, 8–9, 202, 289
Cultural approaches, 59–80
epistemologies in, 66
ethnographies, 61
historical method, 69–71
integrating evolutionary and, 78–80
self-construal in, 63–65
values in, 67–69
in the West, 69–71
Culture, 29, 61
Cytokine system, 132, 133
Cumulative risk, 315
D
Dalectical-behavioral therapy, 377
Damasio, Antonio, 140
Dancing in the Streets (Barbara Ehrenreich),
55
Dandelions, 286
Danger, 349
Darwin, Charles, 6–9, 18, 33, 86, 91–93, 96,
127, 161, 175
Davidson, Richard, 187
Davis, Joshua, 139
Decalogue 8 (film), 270
Deception, 25
Declaration of Independence, 63
Decoding hypothesis, 93
Default brain network, 220
Defensiveness, 235
De Leersnyder, Jozefien, 69
Deliberative processes, 251
Dementia, 190
Depression:
in children, 310
definition of, 338
forms of, 339
negative bias, 356
neurophysiology of, 358–359
onset of, 346–347
prevalence of, 339, 346
recovery from, 356
recurrence of, 354–355
and regulation, 387
social support, 353
vulnerability factors in, 353–355
Depressive disorders, prevalence of, 340
Deservingness, 259
Desire, 125
DeSteno, David, 15
Developing societies, 345
Development of emotions, see Emotional
development
De Waal, Frans, 46, 55, 97, 108
Diagnosis, 309, 338
Diagnostic and Statistical Manual of Mental
Disorders, Fifth Edition, DSM-5
(2013), 10–11, 30
Dialectical-behavioral therapy, 377
Diary studies, 162
Diathesis–stress model, 318, 343
Differential parenting, 300
on sibling, 323
Differential susceptibility, 318
Dimensional approaches (to appraisal), 8,
149–152
Dimensions, 309–310
Dips in personality maturity, 285
Directed facial action, 123–125
Disabling states, 351
Discourse, 61
Discrete approaches (to appraisal), 148–149
Discrete emotion, 161–162
Diseases, emotions as, 157
Disgust, 5, 40, 149
and embodiment, 138
facial expression for, 94
in infants, 202
and moral judgment, 272
vocal expression for, 103
Subject Index504
Dismal science, 259
Dismissing style, 290
Dismissive parents, 235
Disorganized attachment, 288
Displays, emotional, 242–244
Display rules, 77
Disposition theory, 274
Distal factors, 299, 326
Distinct emotions, 192
Dizygotic twins, 319, 344
DNA, 37, 39, 43
Docter, Pete, 4
Dopamine, 36
Dorsal vagal complex, 126
Dorsolateral prefrontal region, 173, 193
Drama, 24
Drug treatments, for depression, 359
Dryuan, Ann, 120
Duchenne smiles, 244
E
Early experiences, 353–354
East Asian cultures, 68
Eastwick, Paul, 232
Eating disorders, 361
Ecological validity, 96
Effortful control, 221
Egyptians, ancient, 386
Ehrenreich, Barbara, 55
Eibl-Eibsefeldt, Iraneus, 26
Eisner, Manuel, 71
Eisenberger, Naomi, 182
Eisenberg, Nancy, 97
Ekman and Friesen studies, 95–96
Ekman, Paul, 23, 93–97, 101, 105
Elder, G., 283
Electroencephalography (EEG), 166, 172
Elfenbein, Hillary, 94, 104, 111, 112
Elias, Norbert, 70–71
Elicitation, 98, 177, 193, 310, 352
Elicitors of emotions, 67
Eliot, George, 17–18
Elis, Ori, 361
Elliot, Andrew, 129
Embarrassment, 54, 190, 192
Emblems, 88
Embodied empathy, 141
Embodiment, 138–140
Emotion(s):
amygdala, 172–173
ancient Greeks’ view of, 12–15
artistic approach to, 12, 15–18
autonomic nervous system, 122–123
awareness and subjective feeling, 183–184
bodily approaches, 10
and bodily changes, 120–122
brain lesions and stimulation, 174
brain science of, 19–21
challenges, 172
characterization, 6
conceptualization, 156, 185–188
consciousness of, 384–386
definitions of, 5, 28, 29
disorganized response, 144
drawings and stickers, 86–87
and emotional disorders, 350–352
empirical inspirations for new science, 26–28
evolutionary history of human, 41–49
evolutionary approach to, 6–9
expressed, 361–362
expressions, 6, 26
framework, 28–29, 177
group and collective emotions, 248–251
group-based emotions, 247–250
human brain, 170, 173
inflammation response, 132–134
learning, 182–183
limbic system, 174–175
marriage, 234–237
mood, see Mood
and negotiation of social hierarchy, 54
neuron, 172
neurotransmitters, 171–172
online platforms, 170
philosophical approach to, 15–17
physiological approaches to, 18–21
positive, 27–28
and power, 244–245
psychological approaches to, 10–12, 22–23
reflexes, 173
relational, 61
signals, neural implant, 170
and social class, 245–247
social pain, 190–191
sociological approach to, 24–26
specific patterns, brain activation, 192–195
system, mammalian brain, 175–177
theoretical approaches to, 28–29
unfolding process of, 28–29
Emotion accents, 112
Emotional complexity, 65, 158
Emotional conditioning, 178
Emotional development, 201–227
attachment, 288
basic emotions, 202–206
language and understanding of minds,
209–210
programs optimizing, 303–306
recognition of emotions, 210–217
regulation of emotions, 218–224
social emotions, 206–208
temperament, 222–226
theories of, 201–202
Emotional disorders, 30, 338–363. See also
Childhood disorders; specific disorders,
e.g.: Depression
cognitive biases in, 357
depression and anxiety, 339
environment, 344–346
epidemiology of, 338–340, 346–349
genetics, 343–344
life events and difficulties, 346–349
prevalence of, 339–340
psychopathy, 360–361
psychosomatic effects, 362–363
relation between emotions and, 350–352
schizophrenia, 361–362
stress-diathesis hypothesis for, 343
vulnerability factors with, 353–354
and well-being, 370–372
Emotional experience, 160–161
comparing perspectives, 163–164
cultural patterns, 69
spatial arrangement, 164
Emotional expressions, 33, 89–91
anterior insular cortex, 135
distinct emotions, 134
interoception, 137–138
representations of emotions, 135–137
suppression, 165
Emotional labor, 25–26
Emotional intelligence, 113, 252
Emotion coaching philosophy, 297
Emotion congruence, 265
Emotion contagion, 295
Emotion dialect theory, 112
Emotion-dismissing philosophies, 297
Emotion dysregulation, 312
Emotion-eliciting events, 28
Emotion episodes, 30
Emotion-focused therapy, 377–378, 380
Emotion lexicon, 155–156
Emotion recognition, 99–102
Emotion regulation, see Regulation
Emotion-related processes, 133
Emotion-related prosody, 104
Empathy, 20, 141, 189–190
development, 301
regions of brain, 21
Empathy network, 21, 189
The Emperor’s New Drugs: Exploding the
Myth of Anti-depressants, 359
Employment, 285
Encoding hypothesis, 93
Energization, 163
Enervation, 163
The enlightenment, 73
Entorhinal cortex, 173
Environmental risk:
children’s attachment, 291
emotionality, 286–287
multiple, 291
Environment of evolutionary adaptedness, 41
human ancestry, 47–49
hunter-gatherer societies, 41–42
nonhuman primates, 43–47
Epicureanism, 13–15, 256, 376, 389
Epidemiology, of emotional disorders,
338–340, 343, 346–349
Epigenetics, 39, 350
Subject Index 505
Epiglottis, 103
Epilepsy, 175
Epistemologies, 66
Esophagus, 103
Ethnography, 60
Evdokas, Andreas, 153
Evers, Jan, 135
Evidence-based psychotherapies (EBPs), 333
Evocative function, 110
Evocative gene–environment correlation
(evocative rGE), 285, 292
Evolution, 33
Evolutionarily stable strategy, 350
Evolutionary approach, 33
Evolution of emotions, 6–9, 32–58
cultural approaches and, 78–80
gene replication and, 37–41
human ancestry and, 47–49
human relationships and, 51–52
hunter-gatherer societies and, 41–42
selection and, 33–35
Exaptations, 36
Executive function, 219
Experience sampling, 66, 285
Expressed emotion, 361–362
Expressive behavior, patterns of, 162
Extended family, 47
Externalizing, 310–311, 330–331
Extraversion, 282–285, 303, 343
Eyewitness testimony, 268–269
F
Facebook, 86
Facial action, directed, 123–125
Facial expressions, 67, 91–102
affiliation-related displays, 97
evocative function of, 110
expression of embarrassment, 98
frame-by-frame analysis, 98
interpretation of, 112, 113
multimodal emotional expressions, 96–97
personality and reaction to, 284
positive emotions in, 102
and recognition of emotion, 211–213, 216
static photos, 97, 98
universality of, 93–96
Failure in achievement, 348
Family(-ies), extended, 47
Faso, Burkina, 99
Father’s power assertion, 286, 287
Fear, 263. See also Anxiety
and blushing, 127
bodily changes associated with, 130
and depression, 351
as emotion word, 155
facial expression for, 94
in infants, 204
and organizational/informational aspects of
emotion, 258
vocal expression for, 104
Feelings, as information, 264
Feldman-Barrett, Lisa, 102
Fiction, 274, 386–387
Fight and flight, 33, 126
Finkel, Eli, 232
First movements of emotion, 14, 145
Fischer, Agneta, 141, 251
Fitness (survivability), 34
Flirting, 26, 37
Flow, 369
Fluids, emotions as, 157
Fluoxetine, 360
fMRI, see Functional magnetic resonance
imaging
Folk narratives, 386
Foot, P., 271
Fore, 94–95
Forebrain, 172, 174
Forgas, J., 259–260
Forgiveness, 236, 251
Foster care, 324–326
France, 346
Frankenstein (Mary Shelley), 74–75
Fredrickson, Barbara, 126
Free will, 387–389
Freud, Sigmund, 10–12, 368, 372–375
Fridlund, Alan, 96
Friendships, 54, 237–241, 369
Friesen, Wallace, 93, 95–97, 99, 105, 124
Frijda, Nico, 6, 23, 149, 167
Frontal cortex, 177
Frontal lobes, 173, 184, 190, 358
Frontal temporal lobar dementia, 190
Frustration, 64, 149
Functional magnetic resonance imaging
(fMRI), 20, 68, 158, 166, 172, 272, 376
G
Gage, Phineas, 19–20, 140, 184
Galvanic skin response, 125, 140, 147
Gambling, 181
Gamma-amino butyric acid, 172
Garfinkel, Sara, 137, 139
Gaze aversion, 98, 208, 242, 243
Gazzaniga, Michael, 27
Gender:
differences, 36
mental illness, 339
and psychopathology, 312–313
Gene–environment correlation (rGE), 285,
286, 302
Gene–environment interaction, 320, 349–350
Gene replication, 37–41
Genes composed of DNA, 37
Genes, roles, 299
Generosity, 45, 238, 239
Genetics, quantitative, 319
Genetic factors:
in attachment, 291–292
in depression, 349–350
and free will, 388–389
Genocide, 56, 72, 250, 387
Genome-wide association studies (GWAS), 320
Gentsch, Kornelia, 153
Germany, 346
Gestures, and recognition of emotion, 213–214
Gilbert, Paul, 242
Giudice, Marco Del, 350
Glucose, 130, 388
Goals, 256–258
Goal-congruent events (goal-incongruent
events), 148
Goal-corrected partnership, 200
The Go-Between (L.P. Hartley), 69
Goffman, Erving, 24
Golden Record, 120
Goldin, Philippe, 187
Gonzaga, Gian, 97
Goodall, Jane, 44, 46
Graham, Jesse, 249
Graham, Martha, 114
Grandjean, David, 153
Gratitude, 238–239, 273, 378
The Great Train Robbery (film), 72
Greeks, ancient, 12–15, 144–145, 386
Greene, Joshua, 56, 251
Griffiths, Roland, 194
Grooming, 50, 108
Groups, 247–251
Group therapy, 382
Guilt, 158, 208
Gurakadj, 155
Gut feelings, 140–141
G/wi, 42
H
Habituation, 210–211
Habyarimana, Juvenal, 247
Haidt, J, 269–271
Halperin, Eran, 167
Hamlet, Shakespeare, 114
Happiness, 155, 302
components, 368
engagement, 368, 371
and emotional disorders, 352
facial expression for, 94, 146
four pillars, 383
in infants, 206
pleasures, 368
and well-being, 368
Hare, Brian, 51
Harlow, John, 19–22
Harry Potter and the Philosopher’s Stone
(J.K. Rowling), 248
Hartley, L.P., 69
Harvey, William, 16
Hasham, 26, 241
Health anxiety, 382
Health behaviors, 302–303
Heart of Darkness (Joseph Conrad), 72–73
Subject Index506
Heritability, 225, 320, 343–344
Hernandez-Lloredo, Maria, 51
Herrmann, Esther, 51
Hertensein, Matthew, 109
Hess, Ursula, 102, 109, 111, 112, 141
Heterotypic continuity, 329–330
Heuristic-appraisal processes, 269
Heuristic processes, 269
Heuristics, 261
Hierarchical relationships, 241–247
emotional displays in, 242–244
power in, 244–245
and social class, 245–247
Hierarchies, 45, 48
Hindbrain, 172
Hippocampus, 172, 173, 322, 358
Histones, 39
Historical method, 69–70
Hitchcock, Alfred, 144
Hochschild, Arlie, 24–26
Holocaust, Nazi, 250
Homicide, rates, 71–72
Hominids, 50, 52
Homotypic continuity, 329
Hormones, 130, 132, 137
Horney, K., 382
Hostile attribution bias, 311
Hostility, 46
HPA axis, see Hypothalamic-pituitary-adrenal
axis
5-HTT gene, 226
Huizinger, Johann, 70
Human ancestry, 47–49
Human body, see Bodily response
Human genes:
gift, 388
program, 38
robot-vehicles, 389
Human genome, 39
Human life, 365
cooperation, 366
modes and characteristics, 366
positive evaluations, 381
relatedness, 368–369
specific contributions, 366
Human vocal expression, 213
Hunter-gatherer societies, 41–42
friendships, 54
Huntington’s chorea, 174
Hutu, 247–248, 251
Hypervulnerability, 37
Hypomania, 341
Hypothalamic-pituitary-adrenal (HPA) axis,
130–132, 220, 240
Hypothalamus, 130, 132, 172–173, 178
I
Identity, 62–63
Ifaluk, 60, 61, 78
IJzendoorn, V., 291
Iliad (Homer), 386
Illustrators, 88, 89
Imbalance, emotional, 311
Immune system, 132–134, 342
Imprinting, 52
Impulse-control disorders, 339
Inagaki, Tristen, 182
Incentive functions, 110
Incidence, 110
Income inequality, 328–329, 344
Independent and interdependent selves, 63–65
India, 346
Individual differences, 283–284
and attachment, 287–292
and peers, 301–302
and personality traits, 284
and siblings, 300–301
Individual goals, 52
Infants. See also Emotional development
attachment styles in, 290
Japanese vs. American, 107
recognition of emotions in, 210–218
securely attached, 288
and touching, 109
Inflammation response, 133, 134
Influence, 255
Informational signaling, 257
Informative function, 110
Infrahumanization, 251
In-groups, 55, 272
collective emotion and preference, 55–57
intuitions, 272
In-group favoritism, 56
Inhibited children, 281
Inner conflict, 373
Inside Out (film), 4–5, 14
Insula, 166
Intentional objects, 156
Interactional synchrony, 292
Interdependence, 65
Interest, vocal expression for, 101
Intergenerational transmission, 298–299
Interleukin 6 (IL-6), 133
Internalizing, 310
International Classification of Diseases, 309
Interpersonal emotions, 61–62
Interpersonal relationships, and regulation, 361
Interpersonal role, 77
Interpretation, 11, 66, 112–113
Intersexual competition, 33–34
Intimate relationships, 230–237
marriage, 234–237
sexual love, 231–234
Intrasexual competition, 34
Intuitions:
fairness and justice, 272
harm and care, 271–272
in-groups and out-groups, 272
moral, 269–271
and principles, 269–272
spiritual and bodily purity, 272
status in hierarchies, 272
Inughuit, 371
Inuit, 111
Iowa Gambling Task, 140
IQ, 317
Isen, Alice, 27
Israeli–Palestinian conflict, 167
Izard, Cal, 23
Izard, Carroll, 93, 201
J
Jack, Rachael, 96, 97
Jahoda, M., 365
James, William, 10, 20, 120, 121–122,
135–138, 193, 194, 242, 265–266
James-Lange theory, 20
Japan, 66–67, 346
Japanese culture, 66
appraisal in, 154–155
emotional expression in, 112
Jealousy, 255
Jobs, Steve, 237
John-Anderson, Neha, 133, 246
Joint goals, 52
Jones, Matt, 86
Joy. See also Happiness
in babies, 202
and embodiment, 138
as emotion word, 156
J.S. (patient), 184
Jurors, 275
K
Kaling, Mindy, 5
Kangaroo Care, 305
Kaplan and Sadock’s Synopsis of Psychiatry,
updated with DSM-5, 338
Kashdan, Todd, 158
Katharsis, 13, 116
Keegan, John, 72
Kenny, D., 286
Ker, 60, 61
Kidneys, 131
Kim, Heejung, 65
Kindling, 355
Kitayama, Shinobu, 78
Knowledge structures, 65
Kok, B. E., 126, 127
Konstan, David, 70
Kragel, Philip, 192
Kramer, L., 300
Kramer, Peter, 360
Kreibig, Sylvia, 125
Kring, Ann, 361
!Kung, 42
L
LaBar, Kevin, 192
Language:
Subject Index 507
gestural actions, 49
nonverbal sounds, 49
Language, evolution of, 49–51
Language development, 296
Laryngopharynx, 103
Larynx, 103
Lateral orbitofrontal region, 173
Laughter, 239–240
Laukka, Petri, 104
Law, emotions and the, 273–275
Lazarus, Richard, 144
Learning, 372
LeDoux, Joseph, 178
Lee, Ang, 158
Leeper, Robert, 144
Leigh, Janet, 144
Leveling mechanisms, 48
Levine, L., 268
Lieberman, Matthew, 187
Life-course models, 317
Life Events and Difficulties Interview
Schedule, 347
Life Events and Difficulties Schedule, 347
Life events or difficulties, 346–349
Lifespan, emotionality over the, 280–282
Liking, wanting vs., 181
Limbic system, 173–175
Lindquist, Kristin, 187, 192
Linehan, M., 377
Listening to Prozac (Peter Kramer), 360
Literature, emotions in, 386–387
Litost, 156
Locally rational emotion, 256
Longitudinal studies, 282
Loss:
and depression, 348, 350
of a role, 348
Love, 121, 229
compassionate, 237
and core affect, 163
displaying, 97
as emotion word, 155
and oxytocin, 175
passion, 24
romantic, 232–233
sexual, 231–233
Western ideal of, 75–77
Lovejoy, Owen, 230
Lutz, Catherine, 61–62, 78
Lyrical ballads (William Wordsworth), 73
M
Macaques, 46
MacLean-Panksepp conjecture, 175
MacLean, Paul, 175, 200
Magical transformation, 255
Magnetoencephalography (MEG), 172
Mahabharata, 286
Major depression (major depressive disorder),
338, 341–342, 344, 348
Maladaptive person–context interactions, 314,
315
Malaysia, 155
Male, alpha, 45
Malthus, T, 259
Maltreatment, child, 324
Mammalian brain, 182
adaptive behaviors, 175
hypotheses, 177
limbic system and regions, 175
neurochemicals, 176
oxytocin, 175–176
positive, 176–177
rodents, 175
and social system, 176
Mania, 102, 341, 352
Manic-depressive disorder, 341
Manilow, Barry, 98
Marienthal mill, 365
Marital conflict, 324–325
Markus, Hazel, 78
Mar, Raymond, 195
Marriage, 234–237
Marshall, Lorna, 62
Martin, L.L., 136
Maruskin, Laura, 129
Massai men, 372
Masuda, Takahiko, 66
Mauss, Iris, 135
Mayberg, Helen, 351
Maynard-Smith, John, 350
Maternal depression, 327
Maternal diet, preventions targeting, 304
McRae, Kateri, 167
Medial prefrontal cortex, 180, 181, 186
Medulla, 172
Mehta, Pranj, 242
Melo, Hans, 28
Memory, emotion-related biases, 267–268
Men, cultural difference, 78
Mental disorders, 346
Mental disorders, childhood, 309–310
Mental health, free will and, 388
Mental illness, 338
Mentalization, parental, 292
Mentalizing, 208
Mentalizing therapy, 375
Mesquita, Batja, 167
Metaphors, 156–157
Method acting, 25
A Midsummer-night’s Dream (William
Shakespeare), 271
Milgram shock experiment, 387
Miller, Greg, 246
Mimicry, 239–240
Minangkabau, 125
Mindfulness-Based Stress Reduction, 383, 384
Mindfulness meditation, 379
Mindful practices, 385
Minimization of children’s emotions, 297
Missing heritability, 320
Modeling, 333
Mode of organization, 257
Modern Phineas Gages, 19, 20
Modular Approach to Therapy for Children
(MATCH), 335
Moment-by-moment interactions, 241
Monkeys, 57, 174
Monogamy, 47
Monozygotic twins, 225, 319, 323
Mood:
classical economics, 259–260
Ultimatum Game, 259
Moral emotions, 109
Moral intuition, 271
Morality, 269
Moral judgment, 238, 269, 272
Moral Tribes (Joshua Greene), 56
Moving to Opportunity (MTO), study, 327
Muir, John, 128, 129
Multilevel perspective, 299, 314
Multisystemic treatment, 334
Muscatell, Keely, 140
Muscle movements, 138
Music, 115, 265, 387
Mutually rewarding orientation, 289–290
Muybridge, Eadweard, 184, 255
“My Oedipus Complex” (Frank O’Connor),
218
Mystery stories, 274
N
Naltrexone, 182
Narrative thinking, 384
Nasopharynx, 103
National Basketball Association, 108
Natural disasters, 356
Natural forces, emotions as, 156
Natural selection, 33–34
Natyasastra, 115, 117
Neanderthals, 48
Negative coercion cycle, 323
Negative emotion, 123–125, 280, 339, 362
Negative environments, adaptations to, 312
Negative life events, 283
Negative trauma, 147
Negativity bias, 216–217, 356
Neglect, 354
Nervous discharge, principle of, 91
Neuroaesthetics, 186
Neuroanatomy, 170
Neurobiological development of emotion
regulation, 220–222
Neurochemicals, 171, 172, 175, 176, 183, 185,
320–321
Neuroendocrine system, 130, 132
Neuroimaging (neuroimaging studies),
172–173, 180, 188
Neurological factors, 322–323
Neuro-modulators, 172
Subject Index508
Neurons, 170, 172
Neuroticism, 167, 281, 282–283, 285, 343, 371
Neutral third party perspective, 305
New Hope project, 306
New Oxford Textbook of Psychiatry, 338
New Zealand, 339, 344
Niedenthal, Paula, 109, 141
Nigeria, 346
Nonverbal behavior, 88–91
Nonverbal communication, 88
Norepinephrine, 172
Novels, 386
Nucleus accumbens, 179, 180–182, 186, 322
Nummenmaa, Lauri, 136, 192
O
Obama, Barack, 274–275
Obligations of society, 273–274
Obsessions, 342
Occipital lobe, 173
Ochsner, Kevin, 185
O’Connor, Frank, 218
Olfactory bulb, 173
Openness, 282–283, 343
Opiates, 181, 191
Opioids, 182
Opioid receptors, 181
Opponents, emotions as, 156
Oppositional defiant disorder (ODD), 310
Optimism, 263
Orbitofrontal cortex, 182–183, 255
Orbitofrontal region, 173, 188
Orchids, 286
Ordinarily Well (Peter Kramer), 360
Organizational signaling, 257
Outcomes, 314, 378–381
Out-groups:
intuitions, 272
Oveis, Chris, 242
Ovulation, 232
Oxytocin, 38, 175–177, 226
P
Page, Tim, 229
Pain, 189, 190–191
Pair-bonding, 53
Panic attacks, 342
Panksepp, Jaak, 160, 175–177, 192, 194
Papua New Guinea, 93
Paradigmatic thinking, 384–385
Paradigm scenarios, 158
Parasympathetic nervous system, 122, 220
Parental behaviors, attachment:
awareness and accuracy, 292
biobehavioral synchronization, 292
mentalization, 292–293
mental state talk, 293
parental talk about emotions, 294
reflective capacity, 292–293
socialization, 295–299
Parental conflict, 331
Parental hostility, 323
Parental Meta-Emotion Philosophy (PMEP), 297
Parental sensitivity, 289–290
Parent–child interactions, 202
Parent–child relationship, 323
and intergenerational transmission, 298–299
Parenting:
differential, 300
education, 304
peers, 301–302
sibilings, 300–301
social context, 302–303
stress, 327
Parent management training (PMT), 333
Parietal lobe, 173
Park, Bokyung, 113
Partner effect, 286
Passion, reason vs., 255–256
Pavlenko, Anna, 62
Pavlovian conditioning, 178
Peers, 301–302
Peptides, 172
Perceptual context, 102
Perceptual effects, 264–265
Perceptualmotor skills, 27
Periaqueductal gray, midbrain, 182–183
Personality traits, 30–31, 281
and Big Five model, 281, 282
and emotionality, 282
Person-centered therapy, 376
Persuasion, 269
Pessimism, 263
PET (positron emission tomography), 172
P factor, 314, 320, 322, 330, 335, 344, 350
Phelps, Elizabeth, 178
Phenylketonuria, 343
Philosophical approach, 15–17
Phobias, 342
Physiological approach, 18–21
Physiological change, emotional regulation
via, 219–220
Physiological differentiation, 123–125
Piff, Paul, 102
Pinker, Steven, 71–72
Pituitary adrenal axis, 108
Pituitary gland, 131
Placebos, 359
Play, in marriage, 235–236
Pleasure, 109–110, 202
Point-light expression (PLB), 213–214
Politeness, 167
Political world:
income-inequality, 389
international relationships, 389
personal emotions, 389
Politics, 274
Polygenic effects, 343
Pons, 172
Porges, Steven, 126
Positive contagion, 295
Positive emotion, 125–126, 264, 280–281, 353
Positive parenting programs, 305
Positive states, 27
Positron emission tomography (PET), 172
Post-traumatic stress disorder, 342–343
Postures, and recognition of emotion, 213–214
Poverty, 346
Power, 241, 244–245
Praise of Folly, 270–271
Pranayama breathing, 138
Preece, David, 158
Prefrontal cortex, 166, 179, 180, 185–188, 322
Preoccupied style, 290
Prevalence, 312, 339–342
of bipolar disorder, 342
depression, 346
Pride, 99
bodily changes associated with, 134–138
development of, 209
and power, 242
Pride and Prejudice (Jane Austen), 232–233
Primary appraisal, 144, 145–147, 257
Primary emotions, 377
Primates:
emotional vocalization in, 107
grooming in, 108
relatives, 43
Priming, 147
Principle of antithesis, 91
The Principles of Art, 114
Principle of nervous discharge, 91
Principle of serviceable habits, 91
Prosocial behavior, 207, 220
Prototypes, 157–158
Proximal factors, 299, 323
Prozac, 176, 359, 360
Psychiatric health care, 381
Psycho (film), 144
Psychoactive drugs, 162, 359
Psychoanalysis, 374–376
Psychological approach, 11–12, 22–23
Psychological conditions, 116
Psychological therapy, mindfulness, 383
Psychometric assessment, 310
Psychoneuroimmunology, 362
Psychopathology, 309, 312–313
Psychopathic people, 360–361
Psychopathology, 309. See also Childhood
psychopathology
abnormal emotions, 311–312
adaptations to negative environments, 312
alexithymia, 312
atypical emotional responses, 311
comorbidity, 313
emotional adaptation to negative environ-
ments, 312
emotion dysregulation, 312
genetics, 319–320
heterogeneity, 313
Subject Index 509
hostile attribution bias, 311
imbalance, 311
inappropriate emotional responses, 311
internalizing and externalizing, 312–313
p factor, 314
poor emotion regulation, 311
predominance of one emotion system, 311
transactional, 314
transdiagnostic models, 314
Psychopathy, 360–361
Psychosocial stressors, 321
Psychosomatic effects, 362–363
Psychotherapy, 372–381
anxiety disorders, 381
availability of, 381–382
cognitive-behavioral therapy, 376–377
definition of, 372
depression, 381
emotion-focused therapy, 377–378
group therapy, 382
origins of, 372, 373
outcomes of, 378–381
psychoanalysis, 374–376
Rogerian counseling, 376
self-analysis, 382
Q
Quantitative genetics, 319
Quoidbach, Jordi, 158
R
Ranehill, E., 137
Rapport, 165
Rasas, 116, 117
Rationality, 256
Readiness, 257
Reappraisal, 167, 188
Reason, passion vs., 255–256
Recognition of emotions, 210–217
brain mechanisms and, 216
facial expressions and, 211–213
multimodal, 214–216
and negativity bias, 216–217
postures/gestures and, 213–214
vocal expressions and, 213
Reconciliation, 251
Reflexes, 173
Regret, 208
Regulation, 164–167
defined, 164
and emotional development, 218–224
emotion, prefrontal cortex regions, 188–189
of expressive behavior, 111
and free will, 387–389
and personality, 284
poor, in children, 311
Regulators, 88, 89
Regulatory balance, 296
Relationships. See also Parent–child
relationship attachment, 287, 291
and evolution, 56
hierarchical, 241–247
intimate, 230–237
Relative functioning, 293
Remembering, 266–269
Reptiles, 174
Resistant attachment, 288
Resources, 302
Respiratory sinus arrhythmia (RSA), 287
Response format critique, 95
Rewards, 181, 183
Reward circuit, 179–181, 366
Rico, Puerto, 111
Rimé, Bernard, 62
Risks, 140, 314
Rituals, 49, 55, 63, 70, 79, 113, 194, 240, 243,
247
Robins, Richard, 99
Rogerian counseling, 376
Rogers, Carl, 376
Role, loss of a, 348
Rolls, Edmund, 184
Romance of the Rose, 76
Romania, 263, 325
Romantic attraction, 88, 231–232
Romantic era, 73–75
Romanticism, 114–115, 232–233
Romeo and Juliet (William Shakespeare), 77,
386
Roseman, Ira, 153
Rousseau, Jean-Jacques, 73–75
Rowling, J. K., 248
Rumination, 356
Russell, Bertrand, 244
Russell, James, 163
Rutter, Michael, 317
Rwanda, 247–248, 251
S
Sadness:
chronic fear, 377
cognitive change, 389
and depression, 352
as emotion word, 155
facial expression for, 94
in infants, 203
vocal expression for, 105
Safety:
touch as signal of, 108
Safety-regulating system, 287
Sagan, Carl, 120
San, 42
Satisfaction:
developmental influences, 370
polyhedron, 370
Satpute, Ajay, 185, 192
Scarantino, Andrea, 149
Schadenfreude, 156
Schemas, 267, 374
Scherer, Klaus, 102, 153
Schizophrenia, 361–362
School-based social and emotional learning
(SEL) programs, 305
Scripts, 157
Secondary appraisal, 145, 148–154, 257
Second movements, 14
Securely attached infants, 288
Secure attachment, 288, 291, 323
Selection, 33
Selection effects, 303
Selection pressures, 33–35
Selective serotonin reuptake inhibitors
(SSRIs), 359
Self-adaptors, 89
Self-compassion, 352
Self-conscious emotions, 158, 206
Self-conscious evaluative emotions, 208
Self-construal, 64–65
Selfish gene, 38
Sensitive period, 325
Sentiment, 30
Septum, 179
Serotonin, 172, 176, 226, 320, 359
Serotonin reuptake inhibitors, 359
Serotonin transporter gene, see 5-HTT gene
Serviceable habits, principle of, 91
SET (social evaluative threat), 133, 134
Sexual activity, in primates, 45
Sexual attraction, 34
Sexual intercourse, 234
Sexual love, 231–234
Shakespeare, William, 24, 77, 230, 271, 386
Shame, 54, 158
bodily changes associated with, 134–138
development of, 209
vocal expression for, 104
Shared intentionality, 273
Shared thinking:
and cooperation, 287, 292
parental sensitivity, 289–290
Sharing, verbal, 154–160
Shelley, Mary, 74
Shiota, Michelle, 125
Siblings, 300–301
differential parenting on, 323
Simpson, Jeff, 232
Sin, 15, 77
Singer, Peter, 49
Singer, Tania, 21, 187, 195, 260, 271
Situation, changing the, 219
Smallwood, Jonathan, 194
Smiling, 110, 136, 202, 229, 244, 281
Smith, Phyllis, 5
Social Brain, 27
Social class, 245–247
Social emotions, 206–208
Social evaluative threat (SET), 134
Social inequality, 344
Social interaction, coordination of, 110
Socialization effects, 303
Subject Index510
Social motivations, 348
Social rank theory, 242
Social referencing, 211
Social relationships, 52
and emotional intelligence, 252
friendships, 237–241
groups, 247–248
hierarchical relationships, 241–247
intimate relationships, 230–237
Social Relations Model, 286
Social rituals, 243
Social role, 24
Social sharing, 155
Social skills, 209, 294, 301
Social support:
and depression, 242
from friends, 240–241
Socioeconomic conditions, 328–329
Sociological approach, 24
Sociopathy, acquired, 184
Somatic marker hypothesis, 140
South Africa, 251
Sperry, Roger, 27
Spinal cord, 122
Split brain operations, 27
Spontaneous emotion, 135
Spreng, Nathan, 194
Sroufe, Alan., 314
Srebrenica, Bosnia, 250
SSRIs (selective serotonin reuptake inhibitors),
359
Stace, Walter, 194
Stanford Prison Experiment, 387, 388
Starr, Gabrielle, 194
Status:
and facial expression, 97, 98
and hierarchical relationships, 241–247
Stellar, Jennifer, 126, 133
Stepher, S., 136
Stephen, P., 126
Stoicism, 13–15, 56, 256, 376
Stonewalling, 235
Stories, 386
Strack, F., 136
Strange Situation test, 288
Stress, 130–131, 241
Stress-diathesis hypothesis, 343
Stress reactions, 302
Striatal region, 174
Striatum, 180
Styles of processing, 263–264
Subcortical processes, 177–183
Submissive emotions, 133
Substance use disorders, 339–340
Sucrose, 181
Sumerians, 386
Superabundance, 33
Support:
parental, 321
social, 240–241, 353
Suppression, emotional, 166
Surprise, 155
facial expression for, 94
Susceptibility, differential, 318
Sweden, 379
Sympathetic nervous system, 122, 138
Sympathy, 21
Synapses, 170
Synchronization, 292
System 1, 263–264, 270
System 2, 263–264, 270
Systems models, 318
Sznycer, Daniel, 242
T
Tactile communication, 107
Tahiti, 156
Taiwanese, 155
Tannen, Deborah, 78
Taste, sense of, 35
Teasing, 34, 48, 188, 244
Temperament, 31, 222–226, 280, 317, 371
age-related changes in, 284–285
to personality, 282–283
Temperamental traits, 302
Temporal lobe, 173
Temporal regions, 193
Testosterone, 132, 177, 242
Thalamus, 172, 174, 178
Theories of emotion, 28–29, 201–202
Theory of mind, 189, 209
Theory-of-mind network, 189
Therapy of Desire (Martha Nussbaum), 15
Thrash, Todd, 129
Thick descriptions, 60
Things Fall Apart (Chinua Achebe), 73
Ticks, 256–257
TMS (transcranial magnetic stimulation), 172
Todas, 67
Tomasello, Michael, 51, 200
Tomkins, Sylvan, 22–23, 93, 134
Touch, communication by, 108–109
Toxic emotional behaviors, 235
Trachea, 103
Tracy, Jessica, 99, 243
Tranquilizers, 374
Transdiagnostic models, 335
Transcranial magnetic stimulation (TMS), 172
Transference, 374–376
Trauma, 147, 343, 373
Traumatic events, 373
Treasure of the Sierra Madre (film), 189
Tribalism, 47, 49
Trier Social Stress Task, 130, 131
Triple-P program, see Positive parenting
programs
“Trolleyology,” 271
Trust, 110, 184, 232, 239, 260, 274, 282, 290,
328, 345–346
Tsai, Jeanne, 68, 111, 113
Tutsi, 247, 251
Twin studies, 225, 292, 319–320, 349
U
Uganda, 52
Ultimatum Game, 259
Unconditioned stimulus, 178
Unconscious processes, 265
Undesirable social attention, 127
United States:
income inequality in, 345
prevalence of mental disorders in, 346
Up (film), 4
Ur-emotions, 149, 161
Urgency, 6
Us-versus-them thinking, 251
V
Vagal complexes, 126
Vagal tone, 126, 127, 317
Vagus nerve, 126, 137, 138
Valdesolo, Piercarlo, 249
Valence, 192
Value-based emotions, 61–62
Values, 67–69
Van de Ven, Niels, 243
van Dijk, Corine, 128
Variation, 33, 320
patterns of, 152–154
The Varieties of Religious Experience
(William James), 369, 382
Veiled Sentiments (Abu-Lughod, Lila), 26
Vervet monkeys, 106, 107
Ventral medial prefrontal cortex, 180
Ventral striatum, 180, 240
Ventral tegmental area (VTA), 179
Ventral vagal complex, 126
Verbal sharing, 154–159
Vertigo (film), 154
Violence, 71–72
interpersonal, 75
Violent crime, 330
Visual cortex, 177, 186
Vocal apparatus, 103
Vocal bursts, 104
Vocal communication, 102–107
Vocal cord, 103
Vocal expressions, and recognition
of emotion, 213
Voice, communication of emotions with,
104–107
Voles, 175
Vrshek-Schallhorn, Suzanne, 349
VTA (ventral tegmental area), 179
Subject Index 511
W
Wagenmakers, E. J, 136
Wagner, Richard, 115
Walden Two (B.F. Skinner), 18
The Waning of the Middle Ages
(Johann Huizinger), 70
Wanting, liking vs., 181
War trauma, 343
Wealth, 371
Welcome to the Sticks (film), 159–160
Well-being, 370–372
Well-being therapy, 378
Wheatley, Talia, 115
Whitehall Studies, 362
Whitman, Walt, 54
Whittle, Sarah, 193
Winkielman, Piotr, 141, 146
Wolfe, Tom, 341
Women, cultural difference, 78
Wood, Adrienne, 104
Work, 5
World Health Organization
(WHO), 326, 340
Wordsworth, William, 73
World War II, 23, 72, 283, 343, 387
Wozniak, David, 237
Y
Yahweh, 386
Yanomamö, 242
You Just Don’t Understand
(Deborah Tannen), 78
Z
Zajonc, Robert, 146
Zimbabwe, 346
WILEY END USER LICENSE AGREEMENT
Go to www.wiley.com/go/eula to access Wiley’s ebook EULA.
http://www.wiley.com/go/eula
Cover
Title Page
Copyright
Figures
Tables
Preface
Acknowledgments
Contents
Part I Perspectives on Emotions
1 Approaches to Understanding Emotions
Introduction
What Is an Emotion? First Ideas
Nineteenth-Century Founders
Charles Darwin: The Evolutionary Approach
William James: The Bodily Approach
Sigmund Freud: The Psychoanalytic Approach
Philosophical and Literary Approaches
Aristotle and the Ethics of Emotions
René Descartes: Philosophically Speaking
George Eliot: The World of the Arts
Brain Science, Psychology, Sociology, and Anthropology
John Harlow, Tania Singer: Toward a Brain Science of Emotion
Magda Arnold, Sylvan Tomkins: New Psychological Theories
Erving Goffman, Arlie Russell Hochschild, and Lila Abu-Lughod: Emotions as Moral Dramas Involving Selves and Others
Empirical Inspirations for a New Science of Emotion
What Is an Emotion? A Framework
The Emotional Realm: Emotions—Moods—Dispositions
Episodes of Emotion
Moods and Sentiments
Emotional Disorders
Personality and Temperament
Summary
To Think About and Discuss
Further Reading
2 Evolution of Emotions
Elements of an Evolutionary Approach
Selection Pressures
Adaptation
Natural Design for Gene Replication
An Evolutionary History of Human Emotions
Insights from Modern Hunter-Gatherers
Insights from Nonhuman Primates
Human Ancestry
Evolution of Symbolic Representation and Language
Emotions as Bases of Human Relationships
Emotions That Promote Attachment
Emotions and Negotiation of Social Hierarchy
Emotions, Affiliation, and Friendship
Collective Emotion and Preference for In-Groups
Summary
To Think About and Discuss
Further Reading
3 Cultural Understandings of Emotions
An Island Society
Two Emotional Events
Three Principles: Emotions as Interpersonal, Active, and Value-based
Cross-cultural Approaches to Emotion
Identity
Independent and Interdependent Selves
Knowledge Structures
Values
The Construction of Emotions in the West
The Coming of Civilization to Medieval Societies
Has Violence Declined Over Time?
The Romantic Era
Sexual Love in the West
Falling in Love: Emotion as a Role
Women and Men: Different Cultures?
Integrating Evolutionary and Cultural Approaches
Summary
To Think About and Discuss
Further Reading
Part II Elements of Emotions
4 Communication of Emotions
Five Kinds of Nonverbal Behavior
Facial Expressions of Emotion
Darwin’s Observations and Theoretical Analysis
Early Evidence of the Universality of Facial Expressions of Emotion
Critiques of the Ekman and Friesen Studies
Discovering New Facial Expressions of Emotion
Inference and Context in Emotion Recognition
Vocal Communication of Emotion
The Communication of Emotions with the Voice
Tactile Communication of Emotion
Four Functions of Touch
Communicating Emotions with Touch
Emotional Expression and the Coordination of Social Interaction
Cultural Variation in Emotional Expression
Cultural Variation in Expressive Behavior
Cultural Variation in the Interpretation of Emotional Expression
Communication of Emotion in Art
Four Hypotheses from the Idea of Romanticism
Aesthetic Emotions in the Natyasastra
Summary
To Think About And Discuss
Further Reading
5 Bodily Changes and Emotions
Early Theorizing About Emotion and Bodily Changes
Emotion and the Autonomic Nervous System
Directed Facial Action and Physiological Differentiation of Negative Emotion
Autonomic Response and Positive Emotion
Vagal Tone and Compassion
The Blush
The Chills
Emotion and the Neuroendocrine System
The Hypothalamic–Pituitary–Adrenal Axis
Emotion and the Immune System
The Inflammation Response
Bodily Changes and Emotional Experience
Representations of Emotions in the Body
Interoception
Embodiment, Cognition, and Social Interaction
Gut Feelings and Decision Making
Embodied Empathy
Summary
To Think About and Discuss
Further Reading
6 Appraisal, Experience, Regulation
Appraisal and Emotion
Historical Background and Concepts
Primary Appraisals, Good and Bad
Which Is Stronger, Good or Bad?
Secondary Appraisals
Discrete Approaches
Dimensional Approaches
Extending Appraisal Research: Tests of Theories and Patterns of Variation
A Third Phase of Appraisal: Verbal Sharing
Words and concepts
The Emotion Lexicon
Conceptualization of Emotion
Emotion Metaphors
Prototypes
Variations in Emotion Lexicon
Emotional Experience
The Perspective That Emotions Are Discrete
The Perspective That Emotions Are Constructed
Comparing Perspectives
Regulation of Emotions
Distraction, Reappraisal, Suppression
Summary
To Think About and Discuss
Further Reading
7 Brain Mechanisms and Emotion
Historical Approaches to the Neuroscience of Emotion
Early Research on Brain Lesions and Stimulation
The Limbic System
Emotion Systems in the Mammalian Brain
A Framework from Affective Neuroscience
Emotion-Related Appraisals and Subcortical Processes in the Brain
Appraisals of Novelty and Concern Relevance: The Amygdala
Appraisals of Possible Rewards: The Nucleus Accumbens
Appraisals of Pain, Threat, and Harm: The Periaqueductal Gray
Bodily Awareness and Subjective Feeling: The Anterior Insular Cortex
From Conceptualization to Empathic Understanding: Cortical Processes in the Brain
Learning Associations Between Events and Rewards: The Orbitofrontal Cortex
Emotion Conceptualization: The Prefrontal Cortex
Emotion Regulation: Regions of the Prefrontal Cortex
Empathy and the Cortex
Social Pain and the Dorsal Anterior Cingulate Cortex and Anterior Insular Cortex
The Search for Emotion-Specific Patterns of Brain Activation
Distinct Emotions Are Constructed in the Cortex
Emotions Engage Discrete Patterns of Brain Activation
Summary
To Think About and Discuss
Further Reading
Part III Emotions and Social Life
8 Development of Emotions in Childhood: This chapter was written with Michelle Rodrigues and Sahar Borairi
Theories of Emotional Development
Emotional Expression
The Developmental Emergence of Emotions
Social Emotions: 18 Months and Beyond
Developments in Language and the Understanding of Other Minds
Recognition of Emotions
Facial Expressions
Vocal Expressions
Postures and Gestures
Multimodal Recognition of Emotions
Brain Mechanisms in Infants’ Recognition of Emotions
The Negativity Bias
Regulation of Emotions
Regulatory Processes
Neurobiological Development of Emotion Regulation
Temperament
Biological Contributions to Temperament
Summary
To Think About and Discuss
Further Reading
9 Emotions in Social Relationships
Emotions Within Intimate Relationships
Principles of Sexual Love
Emotions in Marriage
Emotions in Friendships
Gratitude
Emotional Mimicry
Social Support
Emotions in Hierarchical Relationships
Emotional Displays and the Negotiation of Social Rank
Power and Emotion
Social Class and Emotion
Emotion and Group Dynamics
Group and Collective Emotions
Group and Collective Emotion and Between-Group Conflict
Infrahumanization
Emotional Processes That Improve Group Relations
Emotional Intelligence
Summary
To Think About and Discuss
Further Reading
10 Emotions and Thinking
Passion and Reason
Emotions Prioritize Thoughts, Goals, and Actions
Emotion and Mood in Economic Behavior
The Ultimatum Game
Classical Economics
Affect Infusion, and Affect as Information
Styles of Processing
Effects of Moods and Emotions on Cognitive Functioning
Perceptual Effects
Attentional Effects
Effects on Remembering
Emotion-Related Biases in Memory
Eyewitness Testimony
Persuasion
Morality
Intuitions and Principles
Cooperation
Emotions and the Law
Obligations of Society
Dispassionate Judgments?
Summary
To Think About and Discuss
Further Reading
Part IV Emotions and the Individual
11 Individual Differences in Emotionality
Emotionality Over the Life Span
Continuities in Emotionality from Childhood to Adulthood
From Temperament to Personality
Individual Differences in Emotion Shape How We Construe the World
Age-Related Changes in Temperament and Personality
Propensities in Emotionality That Shape the Relational Environment
Emotionality Moderates Environmental Risk
Attachment and Emotionality
What is Attachment?
Attachment Status and Emotional Outcomes
Parental Sensitivity and Shared Thinking
From Parent Attachment to Child Attachment
The Role of Environmental Risk in Children’s Attachment Relationships
Genetic Influences on Attachment
Parental Behaviors Beyond Attachment
Biobehavioral Synchronization
Parental Mentalization and Reflective Capacity
Talk About Emotions
Parental Socialization of Emotion
Beyond Parenting: Influences of Siblings, Peers, and the Broader Social Context
Siblings
Peers
Broader Social Context
Programs That Optimize Emotional Development
Summary
To Think About and Discuss
Further Reading
12 Psychopathology of Emotions in Childhood
Emotions and Psychopathology
The Case of Peter
Conceptualizing Childhood Disorders: Categories versus Dimensions
How Are Emotions Involved in Children’s Psychopathology?
Are Emotions Abnormal in Psychopathology?
Prevalence of Psychopathology in Childhood
Internalizing and Externalizing Psychopathology
Comorbidity, Heterogeneity, and the “p” Factor
The Relationship Between Risk Factors and Psychopathology
People, Contexts, and the Multilevel Environment
Risk and Resilience: The Combination of Risk and Protective Factors
Risk Factors
Biological Risk Factors
Proximal Risk Factors
Distal Risk Factors
Trajectories of Disorders
Homotypic and Heterotypic Continuity
Trajectories of Externalizing Problems
Trajectories of Internalizing Disorders
Interventions for Child and Adolescent Psychopathology
Summary
To Think About and Discuss
Further Reading
13 Emotional Disorders in Adulthood
Depression and Anxiety
Psychiatric Disorders: Symptoms and Prevalence
Psychiatric Epidemiology
Kinds of Depression and Anxiety
How Disorders Are Caused
Genetics
Environment
Life Events and Difficulties
Gene–Environment Interactions
Emotional Predispositions and Emotional Disorders
Vulnerability Factors
Social Support
Early Experience
Recurrence, Recovery, and Prolongation of Disorders
Recurrence
Recovery and Fresh Starts
Prolongation
Cognitive Biases in Anxiety and Other Emotional Disorders
Neurophysiology of Depression and Anxiety
Antidepressant Drugs
Beyond Depression and Anxiety
Psychopathic People in Society
Schizophrenia, Emotion, Expressed Emotion in Relatives
Psychosomatic Effects
Summary
To Think About and Discuss
Further Reading
14 A Meaningful Life
A Significant Event
Meaning in Life
Cooperation
Happiness
Relatedness
Satisfaction
Well-Being
Psychological Therapy with Others and by Oneself
Psychoanalysis: Unconscious Schemas of Relating
Rogerian Counseling: Empathetic Support
Cognitive-Behavioral Therapy: Changing Emotional Life by Thought
Emotion-Focused Therapy: Changing Emotional Life by Emotions
Outcomes of Psychotherapy
Psychotherapy Without Therapists
Mindfulness, Ancient and Modern
Consciously Making Sense of Emotions
Emotions in Literature
Emotion and Free Will
Emotion and Meaning in the Social World
Summary
To Think About and Discuss
Further Reading
References
Author Index
Subject Index
EULA